Download - SEC Rule 15c2-11Restricted Securities
SEC Rule 15c2-11Restricted
Securities On September 28, 2021, new amendments to Rule 15c-211 under the Securities Exchange Act of 1934 went into effect to enhance investor protection and improve issuer transparency. These amendments restrict the ability of market makers to publish quotations for those companies that have not made required current financial and company information available to regulators and investors. Ahead of the regulatory enforcement date, TD Ameritrade will only accept orders to liquidate positions -(i.e. no new buy orders) starting on or after September 3, 2021. Please note: Now that the amendment has officially gone into effect as of September 28, 2021, it may be more difficult to liquidate these securities. Quoting and market liquidity may also be very limited. The list is below as of October 25, 2021 and is subject to change at any time.
Symbol Cusip Company Name
AAAIF Q0267M101 Alternative Investment Trust
AACS 025199100 American Commerce Solutions, Inc.
AAEEF 02137W200 Altair Res Inc
AAIIQ 01023E100 Alabama Aircraft Industries, Inc.
AASCF G01780108 ALL ACTIVE ASSET CAP LTD.
AASL 03063J205 America's Suppliers, Inc.
AATDF G0013T104 AA LTD
AATRL 00170F209 AMG Capital Trust II
AAVXF F00182109 Abivax SA
AAXT 00252R303 Aamaxan Transport Group, Inc.
ABAKF Q0014D107 Aberdeen Asia-Pacific Income Investment Co. Ltd.
ABBY 00287T308 Abby, Inc.
ABDR 022909204 Ambassador Food Services Corp.
ABDXF G00524101 Abingdon Health Ltd.
ABENU 00790W103 Advanced Bioenergy LLC
ABETF 86846F103 Supernova Metals Corp.
ABEYF G00224108 Abbey Plc.
ABFOF E0003D111 Abertis Infraestructuras SA
ABFXF Y0004D100 ABF Pan Asia Bond Index Fund
ABGOF E0002V179 Abengoa S.A.
ABGOY 00289R102 Abengoa S.A.
ABHBY 01543A109 Alfen Beheer B.V.
ABILF G8789K124 Ability Inc.
ABKB 02451T106 American Basketball Association, Inc.
ABLE 003709102 Able Energy, Inc.
ABLGF F02626103 Alten Boulogne-Billancourt
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ABNC 02407R105 American Bancorp, Inc.
ABOIF Y0001Z104 Aboitiz Equity Ventures, Inc.
ABPGF G0171W105 ALIBABA PICTURES GROUP Ltd.
ABPPF Q0015N229 Abacus Property Group
ABPR 00927Q102 Airborne Security & Protective Services, Inc.
ABRUF Q0320T101 AMERICAN PAC BURATE & LITHIUM LTD.
ABSCF F0028W101 AB Science, Paris
ABSOF Y00027105 ABS-CBN Holdings Corp
ABTZY 003725306 Aboitiz Equity Ventures, Inc.
ABVG 00831F101 Affinity Beverage Group, Inc.
ABWN 00928L300 Airborne Wireless Network
ABYB 023226103 Amboy Bancorporation
ABZT 003695103 Ablaze Technologies, Inc.
ABZUF 00400M206 Abzu Gold, Ltd.
ACAVF 00440P409 ACE Aviation Holdings Inc.
ACBCQ 013288105 Albina Community Bancorp
ACCA 00389L104 Acacia Diversified Holdings, Inc.
ACCEF J00076109 ACCRETE INC.
ACEEU 00441B102 Ace Ethanol LLC
ACFL 001642107 AMC Financial Holdings, Inc.
ACGI 022624100 Amacore Group, Inc. (The)
ACGJ 000875104 ACI Global Corp.
ACHKF H00259103 ACHIKO AG
ACIBF E0011J100 ACCION IBEX 35 ETF FI
ACITF G0620W201 Asian Citrus Holdings Ltd.
ACLD 004901104 Acquire Ltd.
ACNE 016096109 Alice Consolidated Mines, Inc.
ACNI 02520T103 American Community Newspapers, Inc.
ACNV 00434W105 Accelera Innovations, Inc.
ACOSF F0367L104 Archos ACT.Nom
ACRB 04521A109 Asia Carbon Industries, Inc.
ACSEF M01773106 ACS Motion Control, Ltd.
ACTL 04300F105 Artec Global Media, Inc.
ACUS 00511R854 Acusphere, Inc.
ACWEF G8406H231 SSGA SPDR ETFS Europe I PLC
ADBN 030556104 Americana Distribution, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ADCUF M0000W105 ADS CRUDE CARRIERS PLC
ADCV 00512R200 AD Capital U.S., Inc.
ADDC 006698203 Addmaster Corp.
ADDXF H00479107 Addex Pharmaceuticals Ltd.
ADEC 02152D103 Alternative Energy Development Corp.
ADFJF 00089N103 ADF Group Inc.
ADFS 025351107 American Defense Systems, Inc.
ADFT 00687B105 Adfitech, Inc.
ADGL 01677T106 AllDigital Holdings, Inc.
ADGO 00775N102 Advantego Corporation
ADHG 034224105 Ando Holdings Ltd.
ADHLF G0428W122 Applied Development Holdings Ltd.
ADIA 00687W109 Adia Nutrition, Inc.
ADKCF J0011Q109 Adeka Corp.
ADKIL 007045107 Adkins Energy LLC
ADKT 007014103 Adirondack Trust Co. (Saratoga Springs, NY)
ADLI 02744X104 American Medical Technologies, Inc.
ADMV 00548E108 Adamas Ventures Inc.
ADOIF F0106U100 Adocia ACT
ADPPF L0112A109 ADLER GROUP S A
ADPXF Q0660S101 Audio Pixels Holdings Ltd
ADST 00737P104 AdStar, Inc.
ADSV 01951W205 Allied Security Innovations, Inc.
ADTC 007521107 Advanced Deposition Technologies, Inc.
ADTM 00652J208 Adaptive Medias, Inc.
ADTR 01863R104 Alliance Media Holdings Inc.
ADTY 00738D100 Adtegrity.com International, Inc.
ADVC 00761J206 Advant-e Corp.
ADVNF Q0141D111 ADVANCED NANO TECHNOLOGIES LTD.
ADVT 007614100 Advantis Corporation
ADVV 00787A106 Adveco Group Inc.
ADVYF W0517S117 ADVERTY AB
ADYX 00784D103 Adynxx, Inc.
AECFF 00505Y105 Action Energy Inc.
AEDC 02563A102 American Energy Development Corp.
AEDFF B0130A108 Aedifica Sicafi, Bruxelles
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AEEI 02566W101 American Environmental Energy, Inc.
AEEX 04521X208 Asia Equity Exchange Group, Inc.
AEFSF T9336A102 AEFFE SPA.
AEGG 025636200 American Energy Group, Ltd. (THE)
AEGY 02152E200 Alternative Energy Partners Inc.
AEICF J00223107 Aeria, Inc.
AEMC 039490206 Archer Entertainment Media Communications, Inc.
AENG 00758C107 Advanced Engine Technologies, Inc.
AEOMF Q0146K128 Aeon Metals Ltd.
AERAY 69343R101 PJSC Aeroflot Russian Airlines
AERN 000944207 AER Energy Resources, Inc.
AERZY 69343R309 PJSC Aeroflot Russian Airlines
AESO 048539100 Atlantic Energy Solutions, Inc.
AETLF Q01465105 Aeris Environmental Ltd
AEXE 00887T302 Aim Exploration Inc.
AFAP 001038108 AFA Protective Systems, Inc.
AFBG 02589V106 American Fiber Green Products, Inc.
AFCJF N01011118 AFC Ajax NV
AFCL 02341G108 Amcor Financial Corp.
AFFL 00827A108 Affiliated Resources Corp.
AFFN 00829L102 Affinity Networks, Inc.
AFFS 032359861 AmTrust Financial Services, Inc.
AFFT 032359853 AmTrust Financial Services, Inc.
AFFWW 88034E120 TENERITY INC.
AFFY 00826A109 Affymax, Inc.
AFIPA 001683101 AMFI Corp.
AFML 007772106 Aerofoam Metals, Inc.
AFOVF Q09592108 Australian Foundation Investment Co
AFPW 022201305 AlumiFuel Power Corp.
AFRMF D0823F107 Alphaform AG
AFSIA 032359408 AmTrust Financial Services, Inc.
AFSIB 032359507 AmTrust Financial Services, Inc.
AFSIC 032359705 AmTrust Financial Services, Inc.
AFSIM 032359846 AmTrust Financial Services, Inc.
AFSIN 032359820 AmTrust Financial Services, Inc.
AFSIP 032359887 AmTrust Financial Services, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AFTM 00831X102 AfterMaster, Inc.
AFYG 00829M100 Affinity Gold Corp.
AGATF 25154H566 Deutsche Bank Aktiengesellschaft
AGCCF 37252X104 Gensource Potash Corp.
AGCZ 034197202 Andes Gold Corp.
AGGG 03704T109 Antilia Group Corp
AGGHF 00856K100 Agrios Global Holdings Ltd.
AGGX 03475U301 AngioGenex, Inc.
AGHC 00774U107 Aeon Global Health Corp.
AGLT 034625202 Angel Telecom Corp.
AGOAF E0002V203 Abengoa S.A.
AGOWF E0002V716 Abengoa SA
AGPDF X01416118 Amer Sports Oyi
AGPL 03785B100 Apple Green Holding, Inc.
AGREF Q05060100 Argonaut Resources NL
AGRIP 00850L203 Agribank FCB
AGRPF S0270C106 Absa Group Ltd.
AGRRU 00851A107 Agra Resources LLC
AGRS 00854C100 Agristar, Inc.
AGSM 82825R101 Silver Stream Mining Corp.
AGSVF 04014D206 Argentum Silver Corp.
AGTAF G0129M118 Agriterra Ltd.
AGTK 00856J202 Agritek Holdings, Inc.
AGTT 035203108 Angstrom Technologies, Inc.
AGUNF 039675103 Arctic Glacier Income Fund
AGVDY 05349V308 Avangardco Investments Public Ltd., Co.
AGVYY 05349V209 Avangardco Investments Public Ltd., Co.
AGXLW 00848J112 Agiliti Inc.
AGXRW 00847L118 Agile Therapeutics, Inc.
AGXXF R0R48V107 Agilyx AS
AHAG 020781100 Alpha Technologies Group, Inc.
AHCD 039574108 Archival CD
AHELF 02650G202 American Helium Inc.
AHFCF 343449203 Flow Cap Corp.
AHGIF 02090B102 Alternate Health Corp.
AHII 02650U201 American Heritage International Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AHLD 04683P100 ATD New Holdings Inc.
AIABF Y0029V101 AirAsia Group BHD
AIAPF G0519G101 Ascential Group Ltd.
AIBEF G0177R100 Air Berlin plc
AIBRF G0R4HJ106 AIB Group PLC
AICMF Y000YN105 AIM COML GROWTH LEASEHOLD REIT
AIDA 008721102 AIDA Pharmaceuticals, Inc.
AIFIF G0532X107 Asia Financial Holdings Ltd.
AIFM 00875A109 AIFarm Ltd.
AIGI 04315X109 Artistmss International Group, Inc.
AIKO 02155W207 Alternative Investment Corporation
AILQF 009120403 AirIQ Inc.
AINPF J00602102 Ain Pharmaciez Inc
AIOM 05463W108 Axiom Holdings, Inc.
AIOSF E0728T102 Atresmedia Corporacion De Medios De Comunicacion SA
AIPG 00145L109 AI TECHNOLOGY GROUP INC.
AIRMF G0135T107 Airmate Cayman International Co Ltd.
AISFF L021A4301 AMUNDI INDEX SOLUTIONS SICAV
AITA 982593105 Wunong Asia Pacific Company Limited
AIVTF G0629M105 Aurora Investment Trust PLC
AJISF J00893107 Ajis Co, Ltd.
AJSCF G0192S109 Ajisen China Holdings, Ltd.
AJSCY 009708108 Ajisen China Holdings, Ltd.
AKAVF 43758P108 HOMERUN RES INC
AKBDY 009719303 Akbank Turk Anonim Sirketi
AKRRF R6980X109 Philly Shipyard ASA
AKRTF R0138P118 Aker Solutions Holding ASA
AKSY 010196103 Aksys, Ltd.
AKVA 040732109 Arkanova Energy Corp.
ALAN 011612702 Alanco Technologies, Inc.
ALAXL 020279105 Almacenes Exito S.A.
ALCCF Q0182A109 Alicanto Minerals Ltd.
ALCN G06055100 Atlantic Central Enterprise Ltd.
ALDNF D2491Z118 Aladdin Healthcare Technologies SE
ALGLF 02009L100 ALMA GOLD INC.
ALGWF 01861C109 Alliance Growers Corp
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ALIF 04314Q105 Artificial Life, Inc.
ALIOF H0032X135 Actelion Ltd.
ALKHF 01170T108 Alaska Hydro Corp.
ALKN 01642L105 Alkane, Inc.
ALLN 019924208 Allin Corp.
ALLPF W1552W104 Arocell AB Uppsala
ALLQ 01664B100 ALL-Q-TELL Corp.
ALLVF N0R25F103 Altice Europe N V
ALMC 01626K206 Alimco Financial Corporation
ALME 011295102 Alamo Energy Corp.
ALMY 01374L109 Alchemy Creative, Inc.
ALNRF G5960R100 Mediclinic Intl PLC
ALORY 016279101 Alior Bank SA
ALPC 02075V107 Alpha Investment Inc.
ALPE 02072E108 alpha-En Corporation
ALPKF P01703100 Alpek SAB DE CV
ALRY 018265108 Allenergy Inc.
ALSE 021152202 Alseres Pharmaceuticals, Inc.
ALSRF D0378R100 Alstria Office AG, Hamburg
ALVRQ M0861T118 Alvarion Ltd.
ALVVF N0R25F111 Altice Europe N V
ALXXF 05351B307 Avante Logixx Inc
ALYE 02260T305 Aly Energy Services, Inc.
AMAZ 02314N205 Amazing Energy Oil & Gas Co.
AMBD 02755P107 American Mobile Dental Corp.
AMBG 00166G104 AMBG INC.
AMBKP 02503Q209 American Capital Trust I
AMCF 67086W105 Andatee China Marine Fuel Services Corp
AMCUF Y0099Y126 Amata Corp. Public Co., Ltd.
AMDHF Q2096E102 CardieX Ltd.
AMDIF L021A4574 AMUNDI INDEX SOLUTIONS SICAV
AMGY 027462209 American Metal & Technology, Inc.
AMHD 40435L104 HLK Biotech Holding Group, Inc.
AMIN 02686Y300 American International Industries, Inc.
AMIQF 04374L103 Ashanti Sankofa Inc.
AMIUF Y0200M102 Abra Mining & Industries AR
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AMLC 023438104 Amelco Corp.
AMLZF G0114P100 African Minerals Ltd.
AMNE 02639T200 American Green Group, Inc.
AMNZF G0387P100 AMBRIAN PLC
AMPCF Y0126C105 Amorepacific Group Inc.
AMPO 032056103 Amperico Corp
AMRA 029155306 American Racing Capital, Inc.
AMRT 027388107 American Mart Corp.
AMRU 02311Q102 Amaru, Inc.
AMTA 031535107 Amistar Corp.
AMTCQ 03073H108 Ameritrans Capital Corp.
AMTPQ 03073H207 Ameritrans Capital Corp.
AMVGF G0420V106 Amvig Holdings Ltd.
AMWK 03071S304 AmeriStar Network, Inc.
ANCE 76131Q104 RESTANCE, INC.
ANCSQ 02524A209 American Consumers, Inc.
ANDD 03634H118 ANR Inc
ANDGF J0036F104 Aeon Delight Co., Ltd.
ANDI 034206201 Andiamo Corp.
ANDOF Y0091B116 Alumindo Light Metal Ind TBK PT
ANFIF G0335L201 Amira Nature Foods Ltd.
ANGMF X0170M109 ANGLER GAMING PLC
ANGUF 135164101 Canada One Mng Corp.
ANMP 03237E306 Anacomp, Inc.
ANNMF T0409R106 Anima Hldgs SPA
ANPFF G03926105 Anpulo Food, Inc.
ANPOF Q0320S103 American Patriot Oil & Gas Ltd.
ANTCF 00905T102 AION Therapeutic Inc.
ANTH 03674U300 Anthera Pharmaceuticals, Inc.
ANTI 037031101 Antigenics, Inc.
ANTVF T0R29B102 Antares Vision SRL SPA
ANVV 037340106 Anvia Holdings Corp.
ANXNF W1R16L117 ANNEXIN PHARMACEUTICALS AB
AOBI 028731503 American Oriental Bioengineering, Inc.
AOGC 052577103 Australian Oil & Gas Corp.
AOLS 00765G109 Aeolus Pharmaceuticals, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AOMUF J0353G107 ACSL LTD
AOOO 052761103 Autoco.com, Inc.
AOTOF W04975335 Anoto Group AB
AOVTF 034311100 Andover Mining Corp.
AOWDF G0403D107 AO World Plc
AOXG 03740A106 Aoxing Pharmaceutical Company, Inc.
APCDF Q00618100 A Cap Energy Ltd.
APDSF P0605B131 Autopistas Del Sol SA
APELF J01176114 Alps Alpine Co Ltd.
APHTF 02081Y103 Alphinat Inc.
APIAF M1240T100 APIO AFRICA LTD.
APLN 00104Y100 AE Holding I, Inc.
APLVF G04036102 AP Alternative Assets L P
APPB 03815L102 Applied Biosciences Corp.
APPM 03779P107 Apparel Manufacturing Associates, Inc.
APPZ 61173R202 Monster Arts Inc.
APRM 02879T100 American Pacific Rim Commerce Group
APRO 01749A101 Allegiant Professional Business Services, Inc.
APSKY 741625107 Primorsk Shipping Corp.
APTCF 007628209 Advanced Proteome Therapeutics Corp.
APVNF 04040Q106 Arise Technologies Corp.
APVS 038287108 Applied Visual Sciences, Inc.
APXX 03767E106 Apex Resources, Inc.
APYI 04538V203 Aspyra, Inc.
AQBN 000303107 AAB National Co.
AQCP 00203T200 AQ Corp.
AQFD 00089Y109 A Classified Ad, Inc.
AQIS 038399101 Aquis Communications Group, Inc.
AQQRF 03842P100 Aquarius Surgical Technologies Inc
AQQSQ 02970Q203 American Spectrum Realty, Inc.
ARBI 03875V206 Arbios Systems, Inc.
ARBU 02475Y206 American Business Corp.
ARCNF W1R41P109 ARCANE CRYPTO AB
ARCS 03959D205 Arcis Resources Corporation
ARCUF 03968J102 Arcus Development Group Inc.
ARDLF Q0499P138 Ardent Leisure Group
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ARET 040098303 Arete Industries, Inc.
ARGL 040311102 Argyle Security, Inc.
ARGNF N0610Q109 Argen X NV
ARGW 04029E108 Argus Worldwide Corp.
ARHI 02928P109 American Restaurant Holdings, Inc.
ARHN 03957P309 Archon Corp.
ARINA 040408106 Arista Investors Corp.
ARIZF 00827Y106 Affinity Metals Corp.
ARKTF G7220L105 Premier Veterinary Group Plc
ARLCF G01358111 Air Partner Plc
ARLLF F0378V109 Argan Neuilly Sur Seine
ARMC 04520H105 Asiarim Corp.
ARME 042259101 Armor Electric, Inc.
ARMVF Y04523109 Atrium Real Estate Investment Trust
ARNI 042564203 Arno Therapeutics, Inc.
ARNNY 00217N108 ASR Nederland N.V.
ARPC 04002A107 Arem Pacific Corp.
ARRAF G0550H109 Arria Nlg Plc
ARSC 029569407 American Security Resources Corp.
ARSEF 02136K108 Altai Resources Inc.
ARST 040405102 Arista Financial Corp.
ARSUF B3921R108 Fagron SA
ARTD 04315D400 ARTISTdirect, Inc.
ARTR 00950T106 AirTrona International, Inc.
ARTZF D0406V115 Artnet AG
ARVCF F0379H125 Areva-Societe Des Participations Du Commissariat A Lenerg
ARWD 04276R109 Arrow Resources Development, Inc.
ARWGF G05163103 Arrow Global Group PLC
ARWJF 04268T105 Aroway Energy, Inc.
ARYC 04269N107 Arrayit Corp.
ARYX 043387109 ARYx Therapeutics, Inc.
ASAIF W06972116 Artificial Solutions International AB
ASAM 04621M300 AssuranceAmerica Corp.
ASBIF B0450Z105 ASIT BIOTECH S A
ASCBQ 043509108 Ascendia Brands, Inc.
ASCC 040443202 Aristocrat Group Corp
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ASCS 025303306 American Crystal Sugar Co.
ASDOF T0421V119 Ansaldo STS Spa
ASEPF 021009105 Alpine Summit Energy Partners, Inc.
ASFAF Y0261P127 Asefa Pub Co Ltd.
ASFJ 00210T102 ASFG, Inc.
ASFX 029441300 American Scientific Resources, Inc.
ASFZ 046008207 Associates First Capital Corp.
ASGOF 04341X107 Asante Gold Corp
ASGXF G05330108 Asia Global Crossing Ltd.
ASHXF 74337Q200 Progressive Planet Solutions Inc.
ASKE 011758406 Alaska Pacific Energy Corp.
ASKTF K0R717107 Asetek A S
ASLM 029645108 American Silver Mining Co.
ASMOF Y04323104 Astro Malaysia Holdings BHD
ASNCF Y0395B143 A Sonic Aerospace, Ltd.
ASNGF Y20288117 ABF Singapore Bond Index Fund
ASNHF 053677100 Avidus Management Group, Inc.
ASPD 04531E109 ASPEN DIGITAL, INC.
ASPR 00737M200 Adsouth Partners, Inc.
ASPT 01073B105 ALADDIN SEPARATION TECHNOLOGIES INC
ASPW 040414203 Arista Power, Inc.
ASPXF Q0569C157 Aspire Mining Ltd
ASRAF T0467Q107 A S Roma Spa
ASRMF P4950Y100 Grupo Aeroportuario del Sureste S.A. de C.V.
ASRPF W1R02C105 ASARINA PHARMA AB
ASRRF N0709G103 ASR Nederland N.V.
ASSF 04546A100 Assisted 4 Living Inc.
ASTA 046342101 Astra Veda Corporation
ASTPF T0510N101 ASTM SPA
ASTTF Q11617109 Australis Oil & Gas Ltd
ASXH 04530T107 Aspen International Holdings, Inc.
ATAR 05350B100 Avatar Ventures Corp.
ATAZF R0728G106 Atea ASA
ATCD 021367206 Altair Corp.
ATCN 046810107 Atec, Inc.
ATCV 00213J101 ATC Venture Group Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ATDEF 612042200 Montana Exploration Corp.
ATDRF G06708104 Auto Trader Group Plc.
ATFS 02209W104 Altrust Financial Services, Inc.
ATHI 03029A207 American Transportation Holdings, Inc.
ATIG 04914U100 Atlantis Internet Group Corp.
ATIN 00216B105 ATI Nationwide Holding Corp.
ATIW 00207F107 ATI Networks, Inc.
ATLDF 04789U201 Atlanta Gold Inc.
ATLIF H0032X176 Actelion Ltd.
ATMO 03065P100 AmericaTowne Holdings, Inc.
ATNE 02151X100 Alternative Energy Technology, Inc.
ATNP 04915Y309 Atlantis Technology Group
ATOGF D0R06D102 AUTO1 GROUP SE
ATOKF Y04493121 ATOK Big Wedge Co.
ATPGQ 00208J801 ATP Oil & Gas Corp.
ATPL 049156102 Atlantis Plastics, Inc.
ATRLF Q8224Y100 Sacgasco Ltd
ATRRF F0261X121 Altarea Paris
ATRTF F0261Y103 ALTAREIT
ATTBF 00258G103 Abattis Bioceuticals Corp.
ATVK 03078H103 Ameritek Ventures
ATVVF Q1125T106 Australian Vanadium
ATXMF 00756J104 Advantex Marketing International Inc.
ATYM 04519U109 Asia Time Corp.
AUBOF Q07430103 Austbrokers Holdings, Ltd.
AUCM 05069K300 AuctionCities.com, Inc.
AUDVF D04312100 Audi AG
AULRF D0R9AT103 Aurelius Equity Opportunities SE & Co
AUNM 05069J204 Auction Mills, Inc.
AUOTF Y0453H107 AU Optronics Corp.
AURT 04988D109 Attune RTD
AURX 67059V209 Nuo Therapeutics, Inc.
AUTR 05335A102 Autris
AUXSF L021A4616 AMUNDI INDEX SOLUTIONS SICAV
AVAXF Y2239C105 ECM Libra Group Berhad
AVCVF 609442108 Monitor Ventures Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AVDWF 007642101 Advent AWI Hldgs Inc
AVEW 05365X105 AVEW Holdings, Inc.
AVFCF G0102R118 ADVFN plc
AVFL 05336M105 Availent Financial, Inc.
AVFP 053777207 Avis Financial Corp.
AVGC 05350D205 Avangard Capital Group, Inc.
AVGG 00760V101 Advanced Technologies Group, Ltd.
AVIX 053802401 Avix Technologies, Inc.
AVLP 05337U106 Avalanche International Corp
AVLS 00753A205 Advanced Lighting Solutions, Inc.
AVMR 05453U104 Avra Med Robotics Inc.
AVNE 05357E107 Aventura Equities, Inc.
AVNY 56176R100 Manaris (2010) Corp.
AVOGF M1547B109 Avner Oil & Gas Ltd
AVPI 00241A205 AVP, Inc.
AVSA 053793105 Avisana Corp.
AVSR 05379X208 Avistar Communications Corp.
AVTD 04317X107 Artventive Medical Group, Inc.
AVTI 053801304 Avitar, Inc.
AVTTY 05352H105 Avast Plc
AVVFF J02048106 Art Vivant Co Ltd.
AVXT 053495305 AVAX Technologies, Inc.
AWAW 963805106 White Fox Ventures, Inc.
AWEBD 22822C103 CROWN CAP VENTURES LTD.
AWGL 00244W303 AWG, Ltd.
AWHI 00182L103 ANGO World Holdings, Inc.
AWKS 03077Q203 AmeriWorks, Inc.
AWLCF G0727A102 Awilco Drilling Ltd.
AWRS 01670P101 All World Resources Corp.
AWRY 017230103 Allegheny & Western Railway Co.
AWWC 004319109 Access Worldwide Communications, Inc.
AXBSF 05462X404 Axios Mobile Assets Corp.
AXCG 30233L109 Eyes on the Go, Inc.
AXCP 019743103 Allixon International Corp.
AXELF D76169115 Axel Springer AG
AXGC 05462C103 Axis Energy Corporation
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
AXIIF Q0189A102 Alexium International Group Ltd.
AXLE 872538103 T.J.T., Inc.
AXLMF Y0564R101 AXELUM RES CORP.
AXLX 05462T304 Axiologix, Inc.
AXMP 002457109 AXM Pharma, Inc.
AXNVF 05465L100 Axion Ventures Inc.
AXPRF 03216X200 Amseco Exploration., Ltd.
AXPT 054609102 Axis Petroleum Co.
AXPWQ 05460X406 Axion Power International, Inc.
AXTC 05462R209 Axtive Corporation
AXXDF 01434T100 Alderon Iron Ore Corp.
AYFGF R0814J121 AYFIE GROUP AS
AYHC 003501103 Ability Holding Corp.
AYPCF Y001AM119 AFTER YOU PUB CO LTD.
AZBCF 05476W103 Azabache Energy Inc.
AZDDQ 05500N608 Azure Dynamics Corp.
AZGFF 05501A100 Azteca Gold Corp.
AZGSQ 055000202 Aztec Oil & Gas, Inc.
AZIL 05478B107 Aziel Corporation
AZLGF B0R5SJ106 AZELIS GROUP NV
AZNVF 00249G105 AZN CAP CORP.
AZRGF M1571Q105 Azrieli Group Ltd
AZRH 05501N201 Azure Holding Group Corp
AZTEF P9423U163 TV Azteca S.A. de C.V.
AZUSF G07539110 Azeus System Holdings Ltd.
AZYMF Q0425J107 ANTIPA MINERALS LTD.
BABL 12008D108 Buildablock Corp.
BADG 05655P200 Badger St Ethanol LLC
BADGA 05655P309 Badger St Ethanol LLC
BAFI 05948C107 Banc Affiliated Inc.
BAKBF G9453L109 Barkby Group Plc
BAKPF Q4056A104 Global Oil & Gas Ltd.
BANGN 92529T204 VERSANT PWR
BASWQ 06985P118 Basic Energy Services, Inc.
BASXQ 06985P209 Basic Energy Services, Inc.
BAYP 073068306 Bayport International Holdings, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BBAGF H0676C173 BB Biotech AG
BBAL 649487204 New York Health Care, Inc.
BBDA 07557Q401 Bebida Beverage Co.
BBIXF M2022C190 Bonus Biogroup Ltd.
BBLKF Y0971E107 Britannia Bulk Holdings, Inc.
BBLS 71668V105 Petrolia Energy Corp.
BBME 09968P105 Border Bancshares
BBSCF G1089Y118 BBI Life Sciences Corp.
BBUCQ 089072300 Big Buck Brewery & Steakhouse, Inc.
BCAP 06827T104 Baron Capital Enterprise, Inc.
BCAUF G1368B102 Brilliance China Automotive Holding Ltd.
BCAUY 10949Q204 Brilliance China Automotive Holding Ltd.
BCBF 07332T100 Beach Community Bancshares, Inc.
BCCEF 070490206 Bactech Environmental Corp
BCCHF Q1398W109 BEAM COMMUNICATIONS HLDGS LTD.
BCDI 731036109 Polar Wireless Corp.
BCKMF 075653204 Becker Milk Ltd
BCLE 09057J200 Bio-Clean International, Inc.
BCMKF G1094F104 Bca Marketplace Plc.
BCOHY 05961A103 Banco Hipotecario S.A.
BCOMF M15629104 B Communications Ltd
BCRHF G1190F107 Blue Capital Reinsurance Holdings Ltd.
BCVVF Y09292106 BOC Aviation Ltd.
BCWG 05491E104 BCW Group Hldg Inc.
BCYIF G4953Z104 Promotora De Informaciones SA
BDABF W1784C140 Boule Diagnostics AB
BDGCF C1026E104 Black Dragon Gold Corp.
BDGXF D1014N107 Bertrandt AG
BDGY 10874R201 Bridgeway National Corp.
BDRSF G14589108 Borders & Southern Petroleum Plc.
BDVC 12325J101 Business Development Corporation of America
BDWGP 11161P205 BroadWing Communications, Inc.
BDYS 09689P103 BodyScan Corp.
BEAG 09540T104 Blue Eagle Lithium, Inc.
BECBF G4954M243 Ishares III Plc
BECXF Y0769B133 BEC World Pcl
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BEEI 057690109 Bald Eagle Energy, Inc.
BEEN 08771W109 Better Environment Concepts, Inc.
BEES 07712Y109 BEESFREE, Inc.
BEHL 09060S106 Biocentric Energy Holdings, Inc.
BELLF G09702104 Belle International Holdings, Ltd.
BELMF 080499502 Belmont Resources, Inc.
BEOB 05539V209 BEO Bancorp
BESVF N13107144 BE Semiconductor Industries N.V.
BETW 087766101 Bettwork Industries Inc.
BEUT 808645105 Science to Consumers, Inc.
BFDE 076110105 Bedford Energy, Inc.
BFEHF H04002129 Bachem Holding AG
BFFBF G1R62B102 Biffa PLC
BFFTF D1R355102 Biofrontera AG
BFHJ 081909202 Beneficial Holdings, Inc.
BFLD 11132D109 Broadcast Live Digital Corp.
BFMOF B09186105 Befimmo SA
BFTI 05540J203 Befut Global, Inc.
BGEM 09548T106 Blue Gem Enterprise
BGES 09055Y100 Bio-Bridge Science, Inc.
BGGYF Q1501Y109 BILL IDENTITY LTD
BGII 055431100 BGI, Inc.
BGMD 08861T206 BG Medicine, Inc.
BGMO 08373X109 Bergamo Acquisition Corp.
BGNRF G11470104 Blackgold Natural Resources Plc
BGNX 09056Q106 BIO-Genex Laboratories Inc.
BGPBF W1830N108 BTS Group AB
BGRDF 89032Q107 TONY G CO-INVT HLDGS LTD.
BGRP 09628D104 Bluestem Group Inc.
BGUUF Y07832143 Benguet Corp. BC
BGVDF G14870102 Boussard & Gavaudan Holdings Ltd.
BHAGF H09904105 Bossard Holding AG
BHBCQ 087866109 Beverly Hills Bancorp, Inc.
BHGSF W1590P103 BHG Group AB
BHHOF G6153P109 Boohoo Group Plc
BHLD 09369Y101 BlockHold Capital Corporation
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BHMCF G12583129 BH Macro, Ltd.
BHORL 07724P104 Behringer Harvard Short Term Opport0unity Fund I Limited Partnership
BHPTY 05961A202 Banco Hipotecario S.A.
BIGG 089695100 Big Tree Group, Inc.
BILSU 078455102 Belle Isle Corp.
BIMT 09174H103 Bitmis Corp
BIONQ 09072R104 BioNitrogen Holdings Corp.
BIQIF G1288E103 BIQI International Holdings Corporation
BIRMF 09068G104 Biorem, Inc.
BITCF 31932X105 First Bitcoin Capital Corp.
BIVWF M2013W106 BIO VIEW LTD.
BJGBF G09587109 BEIJING GAS BLUE SKY HLDGS LTD.
BKAAF 112900832 Brookfield Office Properties Inc.
BKBLF 55948L102 Magnetic North Acquisition Corp.
BKEN 057589103 Bakken Energy Corp.
BKESF X0346X153 Banco Espirto Santo E
BKESY 059584102 Banco Espirto Santo E
BKGFF G1191G138 Berkeley Group Holdings Plc.
BKISF G4955M705 ISHARES IV PLC
BKKCF 09369T102 Blockchain Technologies ETF
BKLPF Y1R0GP109 BUKALAPAK.COM PT TBK
BKMM 077264109 Bekem Metals, Inc.
BKMNF 06762P109 Barker Minerals Ltd.
BKMP 09250L101 Blackout Media Corp.
BKPKF X0R77T117 Bank Polska Kasa Opieki
BKPTY 74446V108 BUKALAPAK.COM PT TBK
BKSD 09626A102 Blueprint Technologies, Inc.
BKSGF J04116109 Bank Saga Ltd.
BKSH 08468P201 Berkshire Homes, Inc.
BKSLF 066483108 Banks IS Gold Ltd
BKYT 118239102 BUCKEYE ST BANCSHARES INC.
BKZHY 80280M104 Santander Bk Polska SA
BLBRF Y0927M104 Bloomberry Resorts Corp
BLEVF 077561108 Beleave Inc.
BLFR 09625G100 BlueFire Equipment Corp.
BLGPY 096640206 Boart Longyear Group
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BLHI 095602108 Blue Holdings, Inc.
BLIAQ 05532D107 BB Liquidating Inc.
BLIBQ 05532D206 BB Liquidating Inc.
BLITF 45073W106 I3 INTERACTIVE INC
BLKCF 37959M203 Global Gaming Technologies Corp.
BLKIF G4955M747 ISHARES IV PLC
BLKXF G4954B536 IShares IV PLC
BLLI 078111200 Bell Industries, Inc.
BLLSF M2014N105 BioLight Life Sciences Ltd.
BLMC 090203100 Biloxi Marsh Lands Corp.
BLNMF 09578V401 Blue Note Mining Inc.
BLPFF 09370Q105 Blok Technologies Inc.
BLRDF W16021102 Billerud Korsnas AB
BLRNF M20181109 BLADERANGER LTD.
BLRZF 09238B308 Blackhawk Growth Corp.
BLSP 09605C301 Blue Sphere Corp.
BLTHF Q1623W106 Blis Technologies Ltd.
BLUBF 095819108 Blue Ribbon Income Fund
BLUU 09609D206 Blue Water Global Group, Inc.
BLXX 095226106 Blox, Inc.
BLZSF M2043K106 BSD Crown Ltd.
BMBZF 093688109 Blom Bank s.a.l.
BMCBF 055976104 BMO Short Corporate Bond Index ETF
BMDLF 05560U104 BMO Covered Call Canadian Banks ETF
BMGP 09062Q108 Biomagnetics Diagnostics Corp.
BMHKF Y09288104 BMO Global Asset Management Asia Ltd.
BMJJF 05571L309 BMO Junior Gold Index ETF
BMLWF 05577D202 BMO Low Volatility US Equity ETF
BMMPF 055685101 BMO Equal Weight Bks
BMMVF 05590N104 BMO Covered Call Utils ETF
BMMWF 05573T102 BMO Low Volatility CDN Equity ETF
BMMX 09071A102 Biomimix, Inc.
BMOIF 05575G108 BMO India Equity Index
BMOZF Y09286108 BMO Global Asset Management Asia Ltd.
BMQWF 05560G105 BMO Equal Weight REITS Index ETF
BMRK 08161T203 Benchmark Energy Corporation
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BMRMF F06489102 Societe des Bains de Mer et du Cercle des Etrangers
BMRTF 055975106 BMO SHORT PROVINCIAL BD INDEX ETF
BMTM 10919T105 Bright Mountain Media, Inc.
BNBVY 059610105 Banco Nacional de Bolivia SA
BNCZF T1708N101 Banco BPM Societa Per Azioni
BNDT 10532W105 Brandt, Inc.
BNGFF J0429S101 Bengo4 Com Inc.
BNGI 05989W103 Bangi Inc.
BNKSF G4R54M771 ISHARES V PLC
BNTT 09658H108 Bnet Media Group Inc.
BNXR 109703108 Brinx Resources Ltd.
BNYN 06682M509 Banyan Corp.
BNZIF P1R44B436 BANCO INVEX S A INSTITUCION DE BANCA MULTIPLE INVEX GRUPO FINANCIERO
BNZPF B1R8MH108 Bone Therapeutics SA
BOAA 09055N203 Bio-America Inc.
BOGMF 097221105 Bogo-Medellin Milling Co., Inc.
BOLB 05561R100 BOL Bancshares, Inc.
BOLBP 05561R209 BOL Bancshares, Inc.
BOLL 097676100 Bollinger Industries, Inc.
BOLV 097616106 Bolivar Mining Corp.
BOMH 09859M104 Boomer Holdings Inc.
BONTQ 09776J101 Bon-Ton Stores, Inc. (THE)
BOPCF G12808104 Biopharma Cr Plc
BOPFF 09970T103 Border Petroleum Corp.
BORNY 16890T105 China New Borun Corp
BOTX 09852W109 Bontex Inc.
BOUVF F10241101 BIO-UV GROUP SAS
BOYAF G12775105 Boyaa Interactive Intl Ltd.
BOYJF X07111101 Basware Oyj
BPCOF 92212T107 VAR RES CORP.
BPCP 09141T206 Bishop Capital Corp.
BPCVF T1R19R172 BANCA PICCOLO CREDITO VALTELLINESE SPA
BPIGF 055934103 BPI Energy Holdings, Inc.
BPMI 056543101 Badger Paper Mills, Inc.
BPMUF H05131109 Basilea Pharmaceutica AG
BPOL 09258J108 BlackPoll Fleet International, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BPOSF B1306V108 Bpost SA
BQACY 060572104 Bank Audi SAL
BQAZF 060572112 Bank Audi SAL
BQCNF H04825354 Banque Cantonale Vaudoise
BRANF M18955100 Baran Group Ltd.
BRBYF J0502F109 Bronco Billy o Ltd.
BRCOQ 07384R408 Beard Co. (The)
BREJY 552750101 mBank SA
BRER 107336109 Bresler & Reiner, Inc.
BRIOF 559271200 Magna Terra Minerals Inc.
BRKFF 112900816 Brookfield Office Properties Inc.
BRKO 112093109 Broke Out, Inc.
BRLGF 257414102 DOMINION LENDING CTRS INC.
BRLL 068428101 Barrel Energy Inc
BRMT 06751P102 Bare Metal Std Inc
BROE 06828L308 Baron Energy, Inc.
BRPYF 112900733 Brookfield Office Properties Inc.
BRRLY 068788108 Barry Callebaut AG
BRRN 099863102 Born Inc.
BRSI 058659103 Ballistic Recovery Systems, Inc.
BRSYF M2043H103 Brainsway Ltd.
BRTE 10921P109 Brightec, Inc.
BRTI 09258R100 BlackRidge Technology International, Inc.
BRTR 068659309 Barrister Global Services Network, Inc.
BRTZF D09044120 Berentzen-Gruppe Ag
BSEC 09076E109 Biosecurity Technology, Inc.
BSGC 08989Q100 BigString Corp.
BSHPF G2092U119 Challenger Energy Group PLC
BSKZF W1R91S102 Bambuser AB
BSND 101133106 Boston Sand & Gravel Co.
BSPA 058701103 Ballston Spa Bancorp, Inc.
BSPB 055620108 BOSP Bancshares Inc
BSPM 090678301 Biostar Pharmaceuticals, Inc.
BSSC 065121105 Bank of Southside (The) (Carson, VA)
BSSP 070249107 Bassline Productions, Inc.
BSTGF V12756165 Boustead Singapore Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BSTJF Y0929E100 Boustead Projs Ltd
BSTN Y0941T119 Boston Carriers, Inc.
BSYI 09068L103 BioSyntech, Inc.
BTABF Y713AP104 Bank Tabunggan Pensiunan Nasional Syariah TBK PT
BTAM 081520108 Ben-Tam, Inc.
BTCA 05644L203 Bactolac Pharmaceutical, Inc.
BTGN 09175E109 Bitcoin Generation Inc.
BTGYY 05581D107 BTG plc
BTLN 109227108 Brightlane Corp.
BTLR 07160A108 Battlers Corp
BTOF 083050104 Benton Financial Corp.
BTPNF Y0R9X7103 BANK BTPN TBK PT
BTQNF 055640205 BQE Water, Inc.
BTRCF K1R986114 BETTER COLLECTIVE A S
BTSNY 08764P103 Betsson AB
BTSR 10947N104 BrightStar Information Technology Group, Inc.
BTSRF Y0984F117 BTS Rail Mass Tran Growth Infrastructure Fund
BUGLF Q1626N103 Blueglass, Ltd.
BUGVF 74167D204 Primo Nutraceuticals Inc.
BUHF 118043108 Buck Hill Falls Co.
BUIQL U0898W101 BUILDINGIQ INC.
BUNM 122215106 Burned Media, Ltd.
BUOPF Y1043G146 BUSINESS ONLINE PUBLIC CO LTD.
BUSC 09606J107 Blue Star Global, Inc.
BVDRF F6033R102 MARIE BRIZARD WINE & SPIRITS SA
BVLDF 09752Q202 Bold Ventures, Inc.
BVSMF Y09287106 BMO Asia USD Investment Grade Bond ETF
BVTK 10568D302 Bravatek Solutions, Inc.
BVTXF G1143R109 BIVICTRIX THERAPEUTICS PLC
BVZHF H1159D100 BVZ Holding AG
BWAL 07332N103 Beach Community Bank Fort Walton Beach Florida
BWAV 08660F209 Betawave Corp.
BWBA 111612107 BroadWebAsia, Inc.
BWNAF Q8488U109 SI6 METALS LTD
BWOWF G9796W101 Wowjoint Holdings Limited
BWSTF G13874105 Bristol & West Plc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
BXMPY 088579206 Beximco Pharmaceuticals Ltd.
BXNG 059890103 Bang Holdings Corp.
BYDC 103355103 Boyds Collection, Ltd. (The)
BYIN 07278X107 Baying Ecological Holding Group Inc
BYNEF Y0703M104 Banyan Tree Holdings, Ltd.
BYWLF D08232114 BAYWA Bayerische Warenvermittlung Landwirtschaftlicher (Genossenschaften AG
BYYLF F06579100 Balyo SA
BZDLF 49451A603 Kincora Copper Ltd
BZIC 07378U102 Beamz Interactive Inc
BZQIF M2012Q100 Bezeq The Israel Telecommunication Corp Ltd.
BZQIY 08861Q103 Bezeq The Israel Telecommunication Corp Ltd.
BZRD 095228102 Blubuzzard Inc.
BZRT 09179E303 BizRocket.com, Inc.
BZTG 12428P103 Buzz Technologies, Inc.
CABB 130051105 California Business Bank (Los Angeles)
CABE 13000B108 Calibre Energy, Inc.
CACH 127150308 Cache, Inc.
CADGF P1686C105 Bio Pappel S.A.B. de C.V.
CADIF 127527877 Cadillac Ventures Inc.
CAFZF 13682P102 Canaf Invts Inc.
CAGPF X174AP100 CRYPTOLOGY ASSET GROUP PLC.
CAGR 130266109 California Grapes International, Inc.
CAGU 148451107 Castle Group, Inc. (THE)
CAHI 144463106 Carrier Alliance Holdings, Inc.
CAIAF A1144Q155 CA Immobilien Anlagen AG
CAIHF G2151A103 Chia Tai Enterprises International Ltd.
CAJSW 12467B114 C&J Energy Svcs Inc.
CAKFF D5347G101 McKesson Europe AG
CAKFY 58155Y106 McKesson Europe AG
CALI 16936J202 China Auto Logistics Inc.
CAMLF G2069H109 Central Asia Metals Ltd, London
CAMRF W1970K104 Camurus AB
CANX 13766M108 CannAwake Corporation
CANY 138879101 Canyon Silver Mines, Inc.
CAOHF G3361N133 FDG Electric Vehicles Ltd.
CAOX 130505100 California Orchard Co.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CAPB 14056A101 CapitalSouth Bancorp
CAPP 14069V100 Capstone Financial Group Inc.
CASG 135317105 Canadian Aerospace Group International, Inc.
CATKU 149353104 Catskill Litigation Trust
CATWF G215A4107 China Tontine Wines Group Ltd.
CAUTF G186AZ101 Cambria Automobiles PLC.
CAVEF H13678109 Cavotec SA
CAWLF 12671H105 CWC Energy Services Corp.
CBBYF G9413V106 VIRGIN MONEY UK PLC
CBCA 22821R101 Crown Baus Capital Corp.
CBCB 200530103 Commerce Bancshares Inc
CBCPQ 19560Q203 Colonial Capital Trust IV
CBCY 152413100 Central Bancompany
CBCYB 152413209 Central Bancompany
CBDEF Q13868205 BlueNRGY Group Limited
CBDX 23127M101 Curative Biosciences, Inc.
CBEEF 12687C108 Cabo Drilling Corp.
CBEX 132008103 Cambex Corp.
CBFC 12613N103 CNB Financial Services, Inc.
CBGI 137649109 Cannabusiness Group, Inc.
CBGKF L1490K107 CB Geldmarket Deutschland I FCP
CBHC 12479N106 CBC Holding Company
CBHR 129903209 California Beach Restaurants, Inc.
CBIXF J05504105 Carna Biosciences Inc.
CBJCL 126797208 Corporate Asset Backed Corp.
CBKCQ 171046105 Christopher & Banks Corp.
CBLRF 134422609 Campbell Resources Inc.
CBMDF 1248XC101 CBM Asia Developmental Corp.
CBMI 12629U109 CSB Bancorp, Inc.
CBRI 12601V109 CMTSU Liquidation Inc.
CBRJ 14115Q105 Carbon Race Corp.
CBRSF 15849E102 Champion Bear Resources Ltd.
CBSI 152424206 Central Bancshares, Inc.
CBSU 15251P108 Central Bank Corp.
CBTH 173153107 Citizens B & T Holdings, Inc.
CBTRP 21988T207 Select Asset, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CBUIF 202660106 Commodore International Limited
CBVTF 19104W104 Cobra Venture Corp.
CCAQ 20262C104 Committed Capital Acquisition Corporation II
CCASY 14253P109 Carlos Casado S.A.
CCBK 199030107 Columbus Community Bank
CCCI 16936M106 China Cable & Communication, Inc.
CCCMF D8238N102 Cancom AG
CCGM 16946P107 China CGame, Inc.
CCGN 21050C108 Consumer Capital Group Inc.
CCGY 16939E101 China Clean Energy, Inc.
CCHBF H1512E100 COCA COLA HBC LTD
CCHI 13215A101 Cambridge Capital Holdings, Inc.
CCHZ 14167F106 Career College Holding Co., Inc .
CCKWF Y1235L101 CCK CONS HOLDINGS BERHAD
CCLX 126857101 CableClix (USA), Inc.
CCMMF G22327103 CMC Markets PLC London
CCMN 131015109 Callahan Consolidated Mines, Inc.
CCNCF 48311A100 Kaizen Discovery Inc
CCPPF G19406100 Capital & Counties Properties PLC, London
CCPR 147526107 CaseyCorp Enterprises, Inc.
CCPTF Q2520H101 CCP TECHNOLOGIES LTD.
CCRDF J08613101 Concordia Financial Group, Ltd.
CCTL 192589109 Coin Citadel
CCTM 14175N109 CARE2COM INC
CCTR 16945G207 China Crescent Enterprises, Inc.
CCTTF Y1640H109 Citic Telecom International Holdings Ltd.
CCUR 12509F206 CCUR Holdings, Inc.
CCVAJ 22234Q104 Country Club of Virginia Inc.
CCYPQ 21988G858 Lehman ABS Corp.
CDBT 16944C108 China Dasheng Biotechnology Co.
CDFT 17286C201 Citadel EFT, Inc.
CDFZF 135507101 Canadian Convertible Debenture Fund
CDID 74734A204 Quad Energy Corp
CDIIQ 12508A307 CD International Enterprises, Inc.
CDIV 14739W207 Cascadia Investments, Inc.
CDIX 14146R403 Cardiff Lexington Corporation
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CDNN 16951A102 China Industrial Steel Inc.
CDNO 208892208 Consolidated Capital of North America, Inc.
CDOAF W2092M101 CDON AB
CDRBQ 19200J106 Code Rebel Corporation
CDVIQ 12802T101 Cal Dive International, Inc.
CDVM 14584P109 Carson Development Corporation
CDWD 18914T301 Cloudward, Inc.
CECBF 79575K104 SALTBAE CAP CORP.
CECBW 12515M112 CEC BRANDS LLC
CEENF 916742109 UpSnap, Inc.
CEFB 153479100 Central Florida State Bank (Belleview FL)
CEGMF 156867103 Cerro Grande Mining Corp.
CELX 15103A101 Celexpress, Inc.
CENEF J0546A108 Carenet, Inc.
CEOA 12516R102 CEO America, Inc.
CEOPF Q2574N103 CNPR Group
CERX 19529P205 Colombia Energy Resources, Inc.
CESF 125178202 CE Software, Inc.
CESO 155160104 Central Service Corp.
CESSF Q23712104 Chesser Resources Ltd
CESX 12517U104 CES Synergies Inc.
CETEF 14916J102 Cathedral Energy Services Ltd.
CETFF G2700U105 CS ETF IE ON MSCI EM ASIA
CETG 139893101 Capital City Energy Group, Inc.
CETHF W9T9AP117 XBT Provider AB
CEVE 15677X107 Ceres Ventures, Inc.
CEXE 17256R105 Circle Entertainment Inc.
CEYFF 69945R103 PARENT CAP CORP.
CFCC 218700102 Corfacts, Inc.
CFFHF G2140A107 CIFI Holdings GroupCo Ltd
CFFMF Q2261L105 Cfoam Ltd
CFGW 20365T103 Community Financial Group, Inc. (WA)
CFIN 174613208 Citizens Financial Corp. (KY)
CFLSF G1932V212 Cash Financial Services Group Ltd
CFNCF H25668148 Cie Financiere Tradition Lausanne ACT
CFPI 13080W105 California Style Palms, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CFRI 20716T109 Conforce International, Inc.
CFRSF H25663123 COMPAGNIE FINANCIERE RICHEMONT SA
CFSU 204535108 Complete Financial Solutions, Inc.
CFYFF 46430Q303 iShares Canadian Fundamental Index ETF
CGAM 206514101 Concorde Gaming Corp.
CGBLF 46432D201 iShares Gold Bullion ETF Hedged
CGCO 200654101 Commerce Group Corp.
CGDI 16943H108 China Growth Development, Inc.
CGDNF G2360W110 CONROY GOLD AND NATURAL RESOURES PLC
CGDXF 98387F103 XALI GOLD CORP.
CGFEF 12529J105 CF Energy Corp.
CGHC 14019U103 Capital Group Holdings, Inc.
CGIP 150838100 Celadon Group, Inc.
CGKOY 17315Y109 Citigroup Korea, Inc.
CGNH 14160X203 CardioGenics Holdings Inc.
CGPI 16949L103 China Redstone Group, Inc.
CGSO 15188N101 Centergistic Solutions, Inc.
CGSXF G21117109 China TopReach Inc.
CGYV 16943V206 China Energy Recovery, Inc.
CHAG 15883D101 Chancellor Group, Inc.
CHAJF Y1376P101 China Assets Holdings Ltd.
CHBU 16936P109 China Agri-Business, Inc.
CHCC 169386109 China Chemical Corp.
CHCR 204620207 Comprehensive Care Corp.
CHCX 12646Y100 CTGX Mining, Inc.
CHERF Y1148A101 Catcher Co., Ltd.
CHFI 169378106 China Finance, Inc.
CHGS 16942P101 China GengSheng Minerals, Inc.
CHHCF 12550E306 CHC Group LLC
CHHGF G20874106 Chen Hsong Holdings Ltd.
CHHL 16942B102 China Holdings, Inc.
CHIT 164865305 Cherubim Interests, Inc.
CHJI 16890B104 China Changjiang Mining & New Energy Co., LTD.
CHLE 151368107 Centennial Specialty Foods Corp.
CHLFF G1R43Q103 Capital Holdings Fds PLC
CHMCF Y1375L119 Chinaamc Etf
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CHME 169491107 China Medicine Corp.
CHMMF Q23787106 CHIMERIC THERAPEAUTICS LTD.
CHMN 165879107 Chester Mining Co.
CHMP 158520205 Champion Industries, Inc.
CHMR 16934U100 Chimera Energy Corp.
CHNGQ 168910206 China Natural Gas, Inc.
CHNYF G4955M606 ISHARES IV PLC
CHOB 161258108 Charter Oak Bank (CA)
CHSH 16942K102 China Shoe Holdings, Inc.
CHSY 169472206 China Medical Systems, Inc.
CHTH 12612C108 CNL Healthcare Pptys Inc.
CHTM 161879200 Chatham Corp.
CHWE 169464104 Chinawe.com, Inc.
CHYPF 42227N108 HEALTH LOGIC INTERACTIVE INC.
CHZQ 16954X109 CHINA ZHONG QI HLDGS LTD.
CIAHY 17167T109 CIA Hering SA
CIAS 169415106 China Score, Inc.
CIAU 12545L100 CIAO Group, Inc.
CIBN 203719208 Community Investors Bancorp, Inc.
CICN 171708100 Cicero, Inc.
CIEZF P3142L109 Corporacion Intramericano Entretenimiento S.A.
CIGHF G1809X101 Camsing Intl Hldg Ltd.
CIHPF Y1228S105 CB Industrial Product Holding BHD
CIIX 16947Q203 Chineseinvestors.com, Inc.
CILZ 144033305 Carolina Mills, Inc.
CIMVF 45175C107 Ikanik Farms Inc.
CIND 169396108 China Industrial Group, Inc.
CITY 053436309 Avalon Correctional Services, Inc.
CIWT 16939N101 China Industrial Waste Management, Inc.
CJBEF T2644X104 Cembre S.p.A.
CJIMF 403069107 Gunpoint Exploration Ltd.
CKALF Q2602C103 Cokal Ltd.
CKCB 18069R100 Clark County Bancorporation
CKDXF Q7150T101 Opthea Limited
CKGDF Q5208P105 Kalnorth Gold Mines Ltd.
CKHGF S15445109 Capitec Bank Holdings, Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CKMTF F1451Z108 Carmat
CKNTF M2196W105 Cell Kinetics, Ltd.
CKYS 23247S103 CyberKey Solutions, Inc.
CKZAF J0750R102 Chuokeizai-Sha Inc.
CLAM 182732107 Classic Mining Corp.
CLAVF G17948103 Camellia Plc
CLAYF 46433Q102 Claymore 1-5 Year Laddered Corp Bond ETF
CLBN 13000A209 Caliber Energy, Inc.
CLCL 128699105 CALCOL, Inc.
CLCMF W835AF448 Sinch AB
CLEGF Q26203408 Coles Group Ltd.
CLEGY 193867108 Coles Group Ltd.
CLFMF 46432E100 iShares 1-5 Year Laddered Government Bond ETF
CLGMF 185535101 Cleghorn Minerals
CLGZF G4673W100 Hutech21 Co., Ltd.
CLHG 12547T200 CIE Holdings LLC
CLHLF H1554J116 Coltene Holding AG
CLIGF G2R22L107 Clinigen Group PLC
CLILF Y1091P105 Capitaland Investment Ltd.
CLIRF 18500W106 Clearford Water Systems, Inc.
CLKTF G17580104 CalciTech Ltd.
CLLA 183864107 Clayton & Lambert Manufacturing Co.
CLLIF W2R67J118 CELL IMPACT AB
CLMOF W23981132 Cliemon AB
CLMPF 13648X108 Canadian Prem Sand Inc.
CLNMF W2396W102 CLEAN MOTION AB
CLNXF E2R41M104 Cellnex Telecom SA
CLRN 180461105 Clarent Corp.
CLRYF 182688101 Clarocity Corporation
CLTH 18450W106 CleanTech Biofuels, Inc.
CLTY 15100P101 Celerity Solutions, Inc.
CLUBQ 89214A102 Town Sports International Holdings, Inc.
CLVFA 189234107 Cloverleaf Kennel Club
CLWA 13126N200 CallWave, Inc.
CLXS 19461P106 Collexis Holdings, Inc.
CLYAF 46433W109 iShares Global Agriculture ETF
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CLYLF 46433F106 iShares S&P/TSX CDN Dividend Aristocrats Index ETF
CMAUF 167101203 Chibougamau Independant Mines Inc
CMDRF 200502300 Commander Resources Ltd.
CMECF J08178105 Computer Engineering & Consulting Ltd
CMEY 18977V102 cMoney, Inc.
CMFO 16943R106 China Marine Food Group, Ltd.
CMFV 20038W103 ComF5 International, Inc.
CMHFF P0598H111 Compania Minera Autlan
CMHZ 06669A106 Banny Cosmic International Holdings, Inc.
CMICF J0813Z109 CMIC Co., Ltd.
CMIM 15912J202 Changming Industrial Management Group Holding
CMIT 18975J101 CMARK International, Inc.
CMJIF G4R54N415 ISHARES III PLC
CMLGF 13758Y201 Canickel Mining, Ltd.
CMLLF G21151116 China Maple Leaf Educational Systems Ltd.
CMMXF Y1244L100 Cemex Holdings Philippines Inc.
CMNR 20061Q106 Commerce Energy Group, Inc.
CMNT 16942C100 China Mulans Nano Technology Corp., Ltd.
CMOPF N22785104 Cosmo Pharmaceuticals NV
CMOXF 46430V104 iShares S&P Global Water Index ETF
CMPZF 38239G107 Goodman Gold Trust
CMRF 12558Q103 CIM Real Estate Fin Tr Inc.
CMTX 205914203 COMTEX News Network, Inc.
CMWCF Q2995J103 Cromwell Corporation Ltd.
CMZOF P31431128 Corporacion Moctezuma S.A. de C.V
CMZZF M2058X100 Cairo Mezz PLC
CNABQ 909747107 United Cannabis Corp.
CNBA 164903106 Chester Bancorp, Inc.
CNBI 16890M100 China BCT Pharmacy Group, Inc.
CNBW 12612R105 CNB Corp. (SC)
CNCC 13765P102 Canna Corporation
CNCM 20753R107 Connected Media Technologies, Inc.
CNCPF S1814C107 Conduit Capital Ltd.
CNDCF 13536V107 Canadian Banc Corp
CNDD 20650N100 Concorde America, Inc.
CNDL 13741M108 Candlewood Hotel Company, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CNDPF 135038206 Canada Energy Partners, Inc.
CNEBF G2R55E103 CHINA EVERBRIGHT GREENTECH LTD.
CNENF 180266207 Claren Energy Corp.
CNFA 138615505 CANTOR FITZGERALD INCOME TR INC.
CNGO 15136X102 Cengage Learning Holdings II Inc
CNHA 207330101 Conihasset Capital Partners, Inc.
CNJG 481310100 Jufeel International Group
CNKYF G9827K100 XMTCH IE PLC
CNLFF 137639209 Canlan Ice Sports Corp.
CNLK 13765B103 Cannalink, Inc.
CNMXF 13711B108 Canamex Gold Corp.
CNND 137143103 Canandaigua National Corp.
CNNGF G2354F107 Connect Group PLC
CNNM 16891G102 China Network Media Inc.
CNPRF 20676X306 Condor Petroleum Inc.
CNQNF Y3R18N107 Central China Securities Co. Ltd.
CNQQF Q2509Y109 Clean TeQ Water Ltd.
CNRFF P3084R106 Consorcio Ara S.A. de C.V.
CNRR 12623A109 CN Resources, Inc.
CNSHF G2045D107 CHANGSHOUHUA FOOD CO LTD.
CNSMF Q1979K102 CAENEUS MINERALS LTD.
CNTFY 169424207 China TechFaith Wireless Communication Technology Ltd.
CNTO 15235P109 Centor Energy, Inc.
CNTTQ 137800207 Canntrust Holdings Inc.
CNUN 20343K109 Community Bancshares Inc.
CNVAF N20947102 Cnova N.V.
CNWHF G21125102 China Networks International Holdings Ltd.
CNWI 141406207 Cardiac Network, Inc.
CNWT 17284Q202 Cistera Networks, Inc.
CNXS 207146101 Connexus Corporation
COBAF 459283206 International Cobalt Corp.
COCBF 190432203 Coastal Caribbean Oils & Minerals, Ltd.
COCM 20036U109 Comerton Corp.
CODEF E3613T120 Coderes SA
COFI 225393206 Credit One Financial, Inc.
COFUF S19537109 Coronation Fund Managers Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
COGDF 20451T405 Compass Gold Corp.
COGQF Y1594G107 Chongqing Rural Commercial Bank Co Ltd
COGV 19242P102 Cognitiv, Inc.
COGXF D1T1MZ109 COINIX GMBH & Co.
COHG 163076201 Cheetah Oil & Gas, Ltd.
COIL 17286B104 Citadel Exploration, Inc.
COKAF Y1672Q100 COCOALAND HOLDINGS BHD
COLCF X16065108 Cool Chips Plc
COLE 193293107 Cole Office and Industrial REIT CCIT II Inc.
COLTF 196874101 Colt Resources Inc.
COLUF 19681L802 Colossus Minerals Inc.
COMHF J08172108 COMMERCE ONE HLDGS INC.
CONC 206827404 Conectisys Corp.
CONIF Y1242A106 Celltrion, Inc.
CONXF 65401N107 NICKEL 28 CAP CORP.
COPGF Q2989L106 Croplogic Ltd.
CORAF D178Z5142 Coreo AG
CORC 219623105 Cornwall Resources, Inc.
CORFF Q5570D136 Life Corp Ltd
COSLF 12623F108 CO2 Solutions, Inc.
COTQF 22164W105 Cotinga Pharmaceuticals Inc.
COTR 205332109 COMPUTER RESOURCE TECHNOLOGIES INC.
COTRP 220803100 Structured Products Corp.
COWP 137003109 Canal Capital Corp.
COWPP 137003208 Canal Capital Corp.
COZIF Q3081A105 CZR RES LTD
CPADF J08696106 Cookpad Inc
CPAI 158571109 Champion Pain Care Corporation
CPCC 86333E106 Striper Energy, Inc.
CPEFF 92918D109 VOYAGEUR MINERAL EXPLORERS CORP.
CPEU 159427202 Chapeau, Inc.
CPFEY 126153204 CPFL Energia S.A.
CPFH 140144205 Capital Financial Holdings, Inc.
CPGPY 12621W202 CPP Group PLC
CPGSF D16327104 Cropenergies Ag, Mannheim
CPKB 165131103 Chesapeake Bancorp
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CPKOF 14846A106 Castle Peak Mining Ltd
CPLCF G4955H342 IShares VII PLC
CPLT 20084U209 CommercePlanet, Inc.
CPMMF 22938T107 Crystal Peak Minerals Inc
CPNBF P3179N127 CPT Telefonica Del Peru
CPOIF 14069Q507 Capstone Infrastructure Corp.
CPPSF T2R0CU106 Cassiopea SPA
CPQQ 16944L108 China Power Equipment Inc.
CPRGF Y17742100 CPN RETAIL GROWTH LEASEHOLD REIT
CPROF 22051P106 Cortelco Systems Puerto Rico Inc.
CPRRF 01910L100 ALLIED COPPER CORP.
CPSJF 156874307 Cerro Mining Corp.
CPSN 14070P100 Capstone Systems Inc
CPSO 140677105 CapSource Financial, Inc.
CPSV 21050T101 Consumer Products Services Group, Inc.
CPTFF G982A3351 XTRACKERS IE PLC
CPTHF G0082D105 Adams PLC
CPVNF G1890B109 Capital Venture Europe Plc
CPYA 22004E208 CORPORATE PPTY ASSOCS 18 - GLOBAL INC
CPYCF 20453D200 Compliance Energy Corp.
CPYJ 23202P201 Custom Designed Compressor Systems, Inc.
CPYT 14173D103 CarePayment Technologies, Inc.
CQXL 202795720 Commonwealth Edison Co.
CRBO 14110Q209 Carbon Energy Corporation
CRCA 207696105 Connecticut River Community Bank (Wethersfield, CT)
CRDE 14150E108 Cardinal Ethanol LLC
CRDIY 206517104 Concordia Financial Group, Ltd.
CREAY 22529X103 Creative Technology Ltd.
CRFQF 98923V109 Zedcor Inc.
CRFU 14169Q209 Carefree Group, Inc.
CRGP 13088P102 Calissio Resources Group, Inc.
CRGS 23127Q102 CurAegis Technologies, Inc.
CRHHF Y1800X100 Cross-Harbour Holdings Ltd.
CRJI 16944A102 China Runji Cement, Inc.
CRJTF F2397U146 Crossject
CRKM 224539106 Crank Media Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CRKT 172971103 Cirmaker Technology Corp.
CRLI 172743205 Circuit Research Labs, Inc.
CRMBQ 228803102 Crumbs Bake Shop, Inc.
CRMLF G21990109 Clear Media Ltd.
CRNY 168915106 China Renyuan International, Inc.
CROOF 142024108 Cariboo Rose Resources Ltd.
CRORF Y1780H109 Croesus Retail Trust
CROTF Q24424105 CIRRALTO LTD.
CRPE 198684102 Columbian Rope Co.
CRRDF 16308A102 Cheetah Canyon Res Corp.
CRRSQ 22004Y105 Corporate Resource Services, Inc.
CRRTF 225847102 Crescita Therapeutics Inc
CRRYY 14074L105 Car Inc.
CRSIF J09115106 Create Restaurants, Inc.
CRTIF 146761101 Cartier Iron Corp.
CRVYF 136424108 Canadian Oil Recovery & Remediation Enterprises Ltd.
CRWTF M26744108 Crow Technologies 1997 Ltd.
CRXM 876767104 Taxus Cardium Pharmaceuticals Group, Inc.
CRXPF 92536N109 VERT INFRASTRUCTURE LTD.
CRZHF 77433M106 Rockwealth Resources Corp.
CSAIF P31573101 Cosa S A
CSAY 16949Y105 China SheSays Medical Cosmetology Inc.
CSBF 208757203 Consolidated Biofuels, Inc.
CSBI 14521N100 Carroll Shelby International, Inc.
CSBTF H4769G117 Kuros Bioscience Ltd.
CSCPF Y1820S123 Crown Seal Public Co Ltd.
CSFSF 14756F103 Cash Store Financial Services, Inc. (The)
CSGH 16943F102 China Sun Group High-Tech Co.
CSGU 21014R100 Consolidated Sports Media Group
CSHEF G2109M100 China Enterprises Ltd.
CSHZZ 901375105 2020 Cash Mandatory Exchangeable Trust
CSJT 15913A101 Changsheng International Group Limited
CSKD 169432101 China Skyrise Digital Service, Inc.
CSKRF G2701A108 CS ETF IE ON MSCI KOREA
CSOPF Y1821Z118 CSOP FTSE China A50 ETF
CSPUF 136637105 Canadian Spirit Resources, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CSRFF F9220X106 Caisse Regionale De Credit Agricole Mutuel Du Nord De France
CSSDF G5220E105 KAPE TECHNOLOGIES PLC
CSSPF G21477107 Circassia Pharmaceutical Plc
CSSSF Q21411121 Carsales.com Ltd.
CSSV 14766Q107 Caspian Services, Inc.
CSTJ 226270106 Creston Resources, Ltd.
CSTNL G4955H110 IShares VII PLC
CSYS 185066107 ClearStory Systems, Inc.
CSYT 20338W100 Communications Synergy Technologies, Inc.
CSZZF G2294M113 Clearstar Inc.
CTAIF G2500L107 CP Lotus Corp
CTAM 148411408 A.M. Castle & Co.
CTBG 192581205 Coil Tubing Technology, Inc.
CTBK 17770A109 City Bank (Lynnwood, WA)
CTBO 13808X203 Cantabio Pharmaceuticals Inc.
CTCC 17776P209 City Capital Corp.
CTCK 190744201 Coattec Industries, Inc.
CTDN 140076100 Capital Directions, Inc.
CTDT 15136N104 Centaurus Diamond Technologies, Inc.
CTEUY 151880101 Centerenergo
CTGSP 207651209 Connecticut Natural Gas Corp.
CTHAY 161905203 Charterhall Plc
CTHZ 137389300 Cancer Treatment Holdings, Inc.
CTNGY 22161L102 Costain Group Plc
CTNI 177383106 Citron, Inc.
CTNR 15459P108 Central Natural Resources, Inc.
CTOBF Y14571106 China Tob Intl Hk Co Ltd.
CTOHF Q2445K106 Citigold Corporation Ltd.
CTOUF Q2308A138 Charter Hall Group
CTPPO 154051403 Central Maine Power Co.
CTPR 22945C105 CTPartners Executive Search Inc.
CTRTF D1498G131 Centrotec Sustainable AG
CTTC 13126R102 Calmare Therapeutics Inc.
CTTLF Q2261Q104 CETTIRE LTD
CTTQF Q29284108 Costa Group Holdings Ltd.
CTTZF Q2171B106 Centaurus Metals Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CTUNF Q2508T119 Clean Seas Seafood Ltd.
CTXDF 138117304 Cantex Mine Development Corp.
CTXV 12650A105 CTX Virtual Technologies, Inc.
CUBG 125013102 C-Cube Genetics, Inc.
CUFHF W24213105 Crunchfish Ab
CUIRF 231900507 Currie Rose Resources Inc.
CUSI 229904206 Cuisine Solutions, Inc.
CUSPY 22241P107 Countryside Properties Plc
CVAS 225300201 Creative Vistas, Inc.
CVCBY 12662L107 CVC BRASIL OPERADORA E AGENCIA DE VIAGENS S A
CVHIF 923010201 Ventura Cannabis and Wellness Corp.
CVLGF H13636107 CEVA Logistics AG
CVMCA 146280102 Carter Validus Mission Critical REIT Inc.
CVMTY 15712X104 Cerved Information Solutions SPA
CVSC 141614206 Cardiovascular Sciences, Inc.
CVSUF G2522S106 Conversus Capital LP
CVSY 21247E108 Convergence Systems Inc.
CVTGF 17965L100 Clairvest Group Inc.
CVTTF G24058102 Coventive Technologies Ltd.
CVVRF 92536L103 Vertical Exploration Inc.
CWHPF Q27075102 Commonwealth Property Office Fund
CWID 222363103 Country-Wide Insurance Co.
CWIR 15607P109 Central Wireless, Inc.
CWPS 212849103 Conwest Associates, L.P.
CWSS 225301100 Creative Waste Solutions, Inc.
CWTC 18538X100 Clearwave Telecommunications, Inc.
CWVWF 536874100 Lithoquest Resources Inc.
CXBS 21887N103 Corix Bioscience, Inc.
CXBTF W9T9AP109 XBT Provider AB
CXCQ 141618108 CardXX, Inc.
CXIA 202630208 Commodore Applied Technologies, Inc.
CXUS 15103Y109 Celexus, Inc.
CYBA 138752100 Canyon Bancorp
CYBBF G9413V114 VIRGIN MONEY UK PLC
CYBD 232441105 Cyber Digital, Inc.
CYBF 23249C205 Cyberfort Software, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
CYBNY 23249E102 Cyber Security 1 AB
CYGT 23255V105 Cygnus eTransactions Group, Inc.
CYMHF 23257A208 Cymat Technologes Ltd.
CYNK 23258A108 Cynk Technology Corp.
CYNS 23256H105 Cygnus Oil & Gas Corp.
CYPE 156661100 Century Petroleum Corp.
CYPJ 23245E106 Cyber Operations, Inc.
CYPS 232537209 Cyclo3pss Corp.
CYPXF 26884V107 EQ, Inc.
CYRD 23246Y101 CybeRecord, Inc.
CYRP 23254M106 CYBRA Corp.
CYRR 13722T106 Canary Resources, Inc.
CYRS 166871103 Cheyenne Resources Corp.
CYSXF 46431G205 iShares S&P/TSX Canadian Preferred Share Index ETF
CYUFF G21159101 China Yurun Food Group Ltd.
CYUNF G21123107 China Huiyuan Juice Group Ltd.
CYUXF 05543Q105 BC Moly Ltd.
CYYHF G2162W102 China Yongda Automobile Svcs Hldgs Ltd.
CYYNF Q3079W119 Cynata Therapeutics Ltd.
CYZN 23254F200 CyberZONE, Inc.
CZBT 17316V104 Citizens Bancorp of Virginia, Inc.
CZNB 17315R104 Citizens Bancorp (CA)
DAAT 23302R107 DAC Technologies Group International, Inc.
DACLF J62707104 Daiso Co., Ltd.
DADTF Q3113M101 Datadot Technology Ltd.
DAFL 262507106 Du-Art Film Laboratories, Inc.
DANR 235845104 Dana Resources
DAXXF D3803R109 Ishares Dax De
DBGCF G2760E108 DB ETC PLC, JERSEY
DBGF 69841J106 Panex Resources Inc.
DBMG 24024P106 DBM Global Inc.
DBMXF P3515D148 Deutsche Bank Mexico SA
DBORF Q3189H101 DIABLO RES LTD.
DBRTF P3515D171 Deutsche Bank Mexico SA
DBSHF G2760G186 DB ETC PLC
DBUB 23306V203 DBUB Group Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
DBVTF F2927N109 DBV Technologies, Boulogne-Billancourt
DBXKF L7910S810 Xtrackers
DBXRF L7910S448 Xtrackers
DBXSF L7910Q327 Xtrackers II
DBXTF L7910S125 Xtrackers
DBXXF L7910R820 Xtrackers
DBXYF L7910S372 Xtrackers
DCHPF G2769C145 Dechra Pharmaceuticals PLC
DCMJF J12549101 DCM Japan Holdings Co., Ltd.
DDDA 25400N102 Digital Day Agency, Inc.
DDIAF 56658A104 Margaret Lake Diamond Inc.
DDLX 24023T109 DD's Deluxe Rod Holder, Inc.
DDRIQ 25532B109 Diversified Resources, Inc.
DDRLF K31931106 Drilling Co Of 1972 A S
DDWWF 25537Y104 Dividend Growth Split Corp.
DECN 243443108 Decision Diagnostics Corp.
DEER 24379J200 Deer Consumer Products, Inc.
DEIPY 76717L206 Rio Paranapanema Energia S A
DEIWY 76717L107 Rio Paranapanema Energia S A
DELHF T3508H102 De'Longhi S.p.A.
DEMEF Q32195101 De Mem Limited
DEMO 24811V100 Democrasoft Holdings, Inc.
DEMWF G9721Z179 WISDOMTREE ISSUER PLC
DESLF J12138103 Descente, Ltd.
DESTQ 25065D100 Destination Maternity Corp.
DEVM 25178T109 DevMar Equities, Inc.
DEVV 09075H202 Bioscience Neutraceuticals Inc.
DEWM 25211R102 Dewmar International BMC, Inc.
DEWY 252063102 Dewey Electronics Corp. (The)
DFASF R6000K194 Dof Asa
DFDDF K29758164 DFDS A/S Copenhagen
DFIFF 25260V103 Diamond Fields Resources Inc.
DFNFF 25537W207 Dividend 15 Split Corp II
DFNNF Y2059A106 DFNN Inc.
DFTS 244635108 Defense Technology Systems, Inc.
DGBBF Y2109L102 DGB Asia Berhad
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
DGCRF 251912101 DiagnoCure Inc.
DGEN 24783R103 Deltagen, Inc.
DGIF 23343P102 D7 Enterprises Inc.
DGIV 25387S108 Digitcom Interactive Video Network
DGIX 267912103 Dyna Group International, Inc.
DGJI G2830W104 Dragon Jade International Ltd.
DGLT 25381F102 Digiliti Money Group, Inc.
DGMA 24478T109 Degama Software Solutions, Inc.
DGMDD G2870G118 Digital Domain Hldgs Ltd
DGMS 25380X104 digiMedical Solutions, Inc.
DGNG 25402T107 Diguang International Development Company Ltd.
DGNYF G2871S194 Dignity Plc
DHHXF P35054132 Desarrolladora Homex SA de CV
DHKCF G3947G131 Global Strategic Group Ltd
DHRPY 25160B108 Deutsche Euroshop AG
DHUA 233795103 Dahua, Inc.
DHYAF G4R53X679 iShares II plc.
DHYDF G4R53X638 iShares II plc.
DIAAF 25253R309 Diamant Art Corp.
DIDAF E3685C104 Distribuidora Internacional De Alimentacion SA
DIDAY 25476E101 Distribuidora Internacional De Alimentacion SA
DIGTF G8876V124 Thruvision Group PLC
DION 254547102 Dionics, Inc.
DIOSF 25455U100 Dios Exploration Inc.
DIRV 25457N500 DirectView Holdings, Inc.
DIZTF W2590D108 Dignitana AB, MALMO
DJSCF G49507281 iShares Plc Resources NL
DJSP G7982P104 DJSP Enterprises, Inc.
DJXMF D2292P103 Dow Jones Stoxx
DJXSF D3810V127 Ishares Stoxx Europe 600 Banks DE
DJXXF D3810F106 ISHARES STOXX EUROPE 600 UCITS ETF
DKAM 26205U309 Drinks Americas Holdings, Ltd.
DKGH 23341N208 DKG Capital Inc.
DKGR 91338J209 Universal Apparel & Textile Company
DKSHF H2012M121 DKSH Holdings Ltd.
DKTS 89054V109 Top Shelf Brands Holdings Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
DLAD 242284206 DealerAdvance, Inc.
DLEGF Y20266154 Delta Electronics Thailand Public Co., Ltd.
DLEUF Y20266121 Delta Electronics Thailand Public Co., Ltd.
DLGCF T3480B123 Datalogic Spa
DLGEF J1229F109 Digital Garage Inc.
DLGI 23804Q102 DataLogic International, Inc.
DLII 255531105 Dixie Lee International Industries, Inc.
DLLFF G2743Y106 Dali Foods Group Co Ltd
DLLLF N25633103 Delta Lloyd N.V
DLRWF F25286109 Delta Drone
DLTA 24778R308 Delta Oil & Gas, Inc.
DLTTF G2630L100 Dalata Hotel Group PLC
DLTXF R1R147124 DLT ASA
DMCD 251464202 Detwiler Fenton Group, Inc.
DMDD 252584107 Diamond Discoveries International Corp.
DMEC 257118109 Domestic Energy Corp.
DMNB 25256C101 Diamond Bancshares, Inc.
DMNKF 23327V208 DNI Metals Inc.
DMPBF Y2065L120 Diamond Bldg Pods Pub Co Ltd
DMPLF G27054116 Del Monte Pacific Ltd.
DMPZF G28113101 Domino's Pizza Australia New Zealand
DMRR 239649106 Dayton & Michigan Railroad Co.
DMRRP 239649205 Dayton & Michigan Railroad Co.
DMSI 24983U104 Dermisonics, Inc.
DMTA 233279207 D Mecatronics, Inc.
DMTRF J835A0107 3-D Matrix, Ltd.
DNAG 23324Q202 DNAPrint Genomics, Inc.
DNAT 23324C104 DNA Medical Technologies, Inc.
DNDDF 265282202 Dundee Sustainable Technologies Inc
DNGYF G2816P107 Dongyue Group Limited
DNIEF T73148107 Danieli S.p.A.- Officine Meccaniche Danieli & C.
DNSBF P35619116 Dine SAB de CV
DNVB 249082108 Denver Bankshares, Inc.
DNVVF F2959N100 Deinove, Paris
DNXG 25775D200 DONGXING INTL INC.
DOCOF A1447E107 Do & Co AG
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
DODXF 25153Q658 Deutsche Bank AG (London Branch)
DOMR 25746Q108 Dominion Resources Black Warrior Trust
DOWLF G0370K100 ALTITUDE GROUP PLC
DPBE 243699204 Deep Blue Marine, Inc.
DPER 24372P104 Deep Earth Resources, Inc.
DPFD 243723103 Deep Field Technologies, Inc.
DRCAF M28571103 D Rotshtein Construction & Assets Co Ltd.
DRHNF D8343V106 Dr. Hoenle AG
DRIFF 98420D107 Xiana Mining Inc
DRKTF G2658M105 DARKTRACE PLC
DRRKF H1956E103 Dormakaba Hldg AG
DRVYF Q3194E101 Discovery Africa Ltd.
DRWKF D22938118 Draegerwerk AG
DRWN 00089L107 A Clean Slate, Inc.
DRYN 26152X207 Drayton Richdale Corp.
DSCR 25470V109 Discovery Minerals Ltd.
DSCVF 25466Y208 Discovery-Corp. Enterprises Inc.
DSOL 262194103 Drug Free Solution Inc.
DSOX 89678J102 Triton Emission Solutions Inc.
DSSPF M27613104 Deep Sea Supply Plc.
DSTFF 25475N201 Distinct Infrastructure Group Inc
DSTTF W2609G100 DISTIT AB
DSVTF 255371205 Divestco Inc.
DTCO 25455W106 Direct Coating, Inc.
DTDJF Y2R2T5103 DELTA DJAKARTA TBK
DTEMF 254920101 Ditem Explorations Inc.
DTEV 23768T100 Data Evolution Holdings, Inc.
DTHR 233362300 Dthera Sciences
DTRO 248013203 Deltron, Inc.
DTSL 247018104 Delivery Technology Solutions, Inc.
DTXMF G2709P107 Deltex Medical Group plc.
DUBRF Q3288G111 DUBBER CORP LTD.
DUROF E3800J174 Duro Felguera SA
DUVNF 715697108 Peruvian Metals Corp.
DVAR 25985P100 Dovarri, Inc.
DVDDF 25537W108 Dividend 15 Split Corp II
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
DVDR 255376105 Divide Drives Inc.
DVFI 25531T101 Diversified Oil & Gas Holdings, Ltd.
DVLN 233347202 DVL, Inc.
DVLTF F3R72Z112 Drone Volt SA
DVNGF 251914107 Devin Energy Corp.
DVRRF 23342T105 DLV Res Ltd
DWDZF 47632F103 Jeotex Inc.
DWOG 243798105 Deep Well Oil & Gas, Inc.
DWWEF 252593108 Diamond Estates Wines & Spirits Ltd.
DXBGY 252136304 Dexia S.A.
DXIEF 267473106 DXI Capital Corp.
DXJJF G9721Z260 WISDOMTREE ISSUER PLC
DXMEF L7910P212 Xtrackers
DXSCF L7910R812 Xtrackers
DYMDF W2R38N123 DIAMYD MED AB
DYNE 268180403 DynTek, Inc.
DYRFF 265436105 Dunes Exploration Ltd.
DYSL 268102209 Dynasil Corp. of America
DYXC 252838107 DiaSys Corp.
EACC 278578109 eAutoclaims, Inc.
EAHGF G3039F108 Eco Animal Health Group PLC
EAIGF G3038D112 Empresaria Group PLC.
EAPH 277774105 Easton Pharmaceuticals, Inc.
EASB 277496105 Easton Bancorp, Inc.
EATOF 30052J102 Evolve Automobile Innovation Index Fd
EATR 276252103 Eastern Asteria, Inc.
EAUI 26824Y104 EAU Technologies, Inc.
EAUSF Q3635T113 ETFS Metal Securities Austrailia Ltd
EAWC 27877H105 Ecco Auto World Corporation
EAWD 29279A100 ENERGY & WTR DEV CORP.
EBBGF 29250N717 Enbridge Inc.
EBCDF G9793YAP5 Wisdomtree Commodity Sec Ltd.
EBODF G64518106 New Energy Exchange Ltd.
EBOSF Q33853112 EBOS Group, Ltd.
EBPPF 29250N808 Enbridge Inc.
EBQZF G9793YAV2 Wisdomtree Commodity Sec Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ECCE 269519104 Eagle Ford Oil & Gas, Corp.
ECCI 27887U104 Ecoloclean Industries, Inc.
ECGP 29413N109 Envit Capital Group, Inc.
ECIVF N3R134122 ESG CORE INVESTMENTS B V
ECMH 29256R209 Encompass Holdings, Inc.
ECMLF G29195131 Ecometals Ltd.
ECMXF 913454203 Universal Copper Ltd.
ECNRF 98161X106 Worldwide Resources Corp.
ECOGF B33899178 Econocom Group SA
ECPL 279160402 EcoPlus, Inc.
ECPN 282812106 El Capitan Precious Metals, Inc.
ECRTF 04681A105 Atex Resources Inc.
ECSTF G9793YAE0 Wisdomtree Commodity Sec Ltd.
ECTXF W2457W116 ELECTROLUX PROFESSIONAL AB
ECUI 27928J100 Ecuity, Inc.
ECVTF 278893102 Economic Investment Trust Limited
ECYAF G9793YAZ3 Wisdomtree Commodity Sec Ltd.
ECYCF G9793YAR1 Wisdomtree Commodity Sec Ltd.
ECYGF G9793YAM2 Wisdomtree Commodity Sec Ltd.
ECYWF G9793YAT7 Wisdomtree Commodity Sec Ltd.
EDDRF L2841H108 EDreams Odigeo SA
EDGS 279854103 EDGE DATA SOLUTIONS INC.
EDHD 279307201 Edd Helms Group, Inc.
EDMCQ 28140M103 Education Management Corp.
EDNEF 27945P105 EDEN EMPIRE INC.
EDNMF F3192L109 Edenred Malakoff
EDNMY 279655104 Edenred Malakoff
EDONF W3007A232 Endomines AB
EDSFF G32335104 Exceed Company Ltd
EDTA 26841X105 E-data Corp.
EDWZF 280290503 Edgewater Exploration Ltd.
EDYYF 29272D200 Enerdynamic Hybrid Technologies Corp.
EDZR 26842F103 E-Direct Inc.
EEDSF G4954B791 IShares IV PLC
EEHLF G31389102 Emperor Entertainment Hotel Ltd.
EEKAF R2181G102 Eltek ASA
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
EENC 29101N106 Emergent Energy Corp.
EENR 28660U105 Elite Energies, Inc.
EESI 29259N106 Encompass Energy Services, Inc.
EESO 294113105 Enzyme Environmental Solutions, Inc.
EFFDF G5450V181 Legal & Gen UCITS ETF PLC
EFGSF F2924U106 Effiage SA
EFIR 268487402 EGPI Firecreek, Inc.
EFLI 15115B105 Cell Tech International Incorporated
EFLN 28224E209 Efuel EFN Corp.
EFLS 301622106 Exercise For Life Systems, Inc.
EFMSF G9723K105 WISDOMTREE METAL SECS LTD.
EFNCF G5450V298 Legal & Gen UCITS ETF PLC
EFOR 28224P105 Efora Health Management, Inc.
EFOT 28224W100 Efotoxpress, Inc.
EFRMF 270410103 East Africa Metals, Inc.
EFTI 270318108 EarthFirst Technologies, Inc.
EGDFF 29268A103 Energold Drilling Corp.
EGDW 28027J108 Edgewater Bancorp Inc.
EGIL 28027T106 EdgeTech International, Inc.
EGRGF 26950W104 Eagle Energy Inc.
EGTK 29268F102 Energtek, Inc.
EHOS 28239Q205 Ehouse Global, Inc.
EHPTP 26959W204 Eagle Hospitality Properties Trust Inc.
EHYD 282459106 Ehydrogen Solutions, Inc.
EICAF T36647104 Enegrica Mtr Co.
EICSF F29421108 Electricite de Strasbourg
EIGH 28251Q109 8000 Inc.
EIHC 294081203 Environmental Infrastructure Holdings Corp.
EINDF G8T03D228 SSGA SPDR ETFS EUROPE II PLC
EINF 29372R208 Enterprise Informatics, Inc.
EIPC 29247W101 Enable IPC Corp.
EITWY 26853U106 EI Tower Spa
EJVDF G29515106 EJF Investments Ltd.
EKGRU 273265108 East Kans Agri-Energy LLC
EKNL 268554201 EKO International Corp.
EKPTF Q3451U103 Elk Petroleum, Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
EKSN 29482Y200 ERICKSON INC NEW
EKTPF G2917Y106 ECKOH PLC.
EKWX 28264Y107 Ekwan-X, Inc.
EKZRF D2371P107 Eckert & Ziegler Strahlen-und Medizinte AG
ELALF M3741D147 EL AL Israel Airlines Ltd.
ELALY 28265H103 EL AL Israel Airlines Ltd.
ELAMF P36209107 Elamex S.A. de C.V.
ELCGF 284764107 Electra Stone Ltd
ELCI 276650108 Eastern Light Capital, Inc.
ELCO 284434206 Elcom International, Inc.
ELCR 28486A101 Electric Car Company, Inc.
ELGL 28618U108 Element Global, Inc.
ELGT 284853306 Electric & Gas Technology, Inc.
ELIAF B35656105 Elia System Operator SA/NV
ELIO 28661D102 Elio Motors Inc
ELKEF R2R86R113 Elkem ASA
ELNX 28661J109 Elinx Corp.
ELOKY 29268L109 Enel Russia PJSC
ELPKF R2R8AG112 ELOPAK A S
ELROF F3253Q112 Elior Group
ELSSF F2976F106 ELIS
ELXMF Q69076109 Nova Eye Medical Limited
ELXPF Q3463Q207 Elixir Energy Limited
EMALF G3204R143 WISDOMTREE METAL SECS LTD.
EMBA 29077B102 eMamba International Corp.
EMBR 29079F200 Embarr Downs, Inc.
EMBT 29082W109 Ember Therapeutics, Inc.
EMBYF 65344H100 Nexera En.ergy Inc
EMCHF Q3482X100 EML Payments Ltd.
EMEXF G30337102 Emerald Plantation Holdings Ltd
EMHI 273771105 East Morgan Holdings, Inc.
EMINF Q53551109 Kore Potash Ltd
EMITF M37605124 Elbit Imaging, Ltd.
EMLL 283284107 El Maniel International, Inc.
EMMD 29085V207 Emedia Group Inc.
EMMRF Q34829103 Emmerson Resources Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
EMMS 291525400 Emmis Communications Corp.
EMNAF C3405G106 Euro Manganese Inc.
EMNC 26875S105 E-Monee.com, Inc.
EMOC 30226Y209 Extreme Motorsports of California, Inc.
EMPM 292039104 Empire Post Media, Inc.
EMPO 29246G107 Empowered Products, Inc.
EMPS 26871Q103 EMP Solutions Inc.
EMQU 26872J108 EM Quantum Technologies Inc.
EMRH 29100M109 Emerging Holdings, Inc.
EMRN 29079G109 eMarine Global Inc.
EMSQF G4955M622 ISHARES IV PLC
EMSWF G4955M630 ISHARES IV PLC
EMYSF 27786D104 Easy Technologies Inc
ENAB 29247X109 Enable Holdings, Inc.
ENAFF 292483203 Enablence Technologies, Inc.
ENCB 29257K104 Encore Brands Inc
ENCC 29259X104 Encompass Compliance Corp.
ENCR 29272A206 Ener-Core, Inc.
ENCS 29257B104 Encore Energy Systems, Inc.
ENCTF 29251N302 Encanto Potash Corp.
ENCW 29252L107 Enchanted World Inc
ENDGF 29267M108 Endurance Gold Corp.
ENDRF D2R47T112 ENDOR AG
ENEKF W2529P149 ENEA AKTEIEBOLAG
ENGFF 29266X105 Energulf Resources Inc.
ENGH 29279N102 ENERGY HBR CORP.
ENGPF F76292105 Engie EPS
ENGY 153423108 Central Energy Partners L.P.
ENHD 29268R205 Energroup Holdings Corp.
ENHT 293313102 enherent Corp.
ENLBF W3031A117 ENLAB AB
ENMFF 29267S105 Energem Resources Inc.
ENMI 25241A103 DH ENCHANTMENT INC.
ENNPF 29250N774 Enbridge Inc.
ENPRF 23131M105 Current Water Technologies Inc.
ENSRF 29358F707 Enseco Energy Services Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ENTI 29259J303 Encounter Technologies Inc
ENVL 293923108 Environmental Landfills Inc.
ENVS 29355M200 Enova Systems, Inc.
ENYNF 29275G101 EnerNorth Industries Inc.
ENZH 293922100 Enzymes of America Holding Corp.
EOPAF Q3642R126 Europa Metals Ltd.
EORBF 68558W102 Orbite Technologies Inc.
EOSC 285194106 Electro-Optical Systems Corp.
EOSI 26877P109 EOS International, Inc.
EPEO 268817301 E' Prime Aerospace Corp.
EPGRQ 29406L201 Environmental Power Corp.
EPOR 29428L403 Epic Corp.
EPORP 29428L304 Epic Corp.
EPRA 292276201 Emporia, Inc.
EPRCY 29216C102 Empiric Student Property PLC
EPRSQ 29428P107 EPIRUS Biopharmaceuticals, Inc.
EPSFF W3106G106 Episurf Medical AB
EPTI 29408L100 Environmental Packaging Technologies Holdings, Inc.
EQBM 587122201 Mensa Mining Corp.
EQKR 268820107 EQK Realty Investors I
EQTD 29439R100 Equal Trading, Inc.
EQTE 26884W105 EQM Technologies & Energy, Inc.
EQTXF 511305104 Lake Winn Resources Corp
EQUI 29442V106 EquiFin, Inc.
ERAO 29272F106 Energy Revenue America, Inc.
ERCTF G8T03D186 SSGA SPDR ETFS EUROPE II PLC
EREPF 98978R102 Zonte Metals, Inc.
ERFB 26884K309 ERF Wireless, Inc.
ERGN 29481Q307 Ergo Science Corp.
ERGO 29384E104 Entia Biosciences Inc.
ERHE 26884J203 ERHC Energy Inc.
ERINQ 295625107 Erin Energy Corp.
ERMG 26884Q108 ERecord Management, Inc.
EROX 44485Q203 Human Pheromone Sciences, Inc.
ERPRF X23226107 European Reliance General Insurance
ERRSF F3366F102 Euro Resources S.A.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ERTWF T3835N103 Eurotech S.P.A., Amaro UD
ERUC 26884H207 ER Urgent Care Holdings, Inc.
ESCSQ 296064207 Escalera Resources Co.
ESDF 27524N109 East Side Financial, Inc.
ESEFF L2842F101 Easyetf Epra Eurozone Fcp
ESFS 27885K108 Eco-Safe Systems USA, Inc.
ESGFF Q71512109 Ora Banda Mining Ltd.
ESGI 293596300 EnSurge, Inc.
ESIGF F3165E108 ESI Group SA
ESINQ 45068B109 ITT Educational Services, Inc.
ESIV 29669E209 Essential Innovations Technology Corp.
ESLP 29872Y208 Euro Solar Parks Inc.
ESMAF Q3623P107 ESPORTS MOGUL ASIA PAC LTD
ESNC 29359T102 EnSync, Inc.
ESNR 285835104 Electronic Sensor Technologies, Inc.
ESQF 296423106 Esecuresoft Co.
ESSE 270313208 Earth Search Sciences, Inc.
ESSI 27888G104 Eco Science Solutions, Inc.
ESTRF G3206V100 Estre Ambiental, Inc.
ESTWF G3206V118 Estre Ambiental, Inc.
ESWW 29408K201 Environmental Solutions Worldwide, Inc.
ESYSF G3198C102 Essensys PLC
ESYYF D2368L150 Easy Software Ag
ETAR 29381C200 Entertainment Arts, Inc.
ETBI 277253100 Eastgate Biotech Corp.
ETCIA 285861100 Electronic Tele-Communications, Inc.
ETEC 292468204 Emtec, Inc.
ETEK 27887Y106 Eco-Tek Group, Inc.
ETFBF G9793YAJ9 Wisdomtree Commodity Sec Ltd.
ETIC 269230108 ETI International, Inc.
ETII 29414X205 EnviroTechnologies International, Inc.
ETKKU 273265306 East Kans Agri-Energy LLC
ETKNU 273265207 East Kans Agri-Energy LLC
ETKR 30050T102 Evolution Technology Resources Inc.
ETMLF G3204R135 WISDOMTREE METAL SECS LTD.
ETMSF G3204R119 WISDOMTREE METAL SECS LTD.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ETNI 29383T300 Entest Group, Inc.
ETNPF G30274107 European Cleantech I SE
ETPHF 00855X103 Agriminco Corp.
ETRKF X1952D127 Eltrak Sa
ETSCF G9793YAD2 Wisdomtree Commodity Sec Ltd.
ETSLF G9723K121 WISDOMTREE METAL SECS LTD.
ETSYF G9793YAF7 Wisdomtree Commodity Sec Ltd.
ETTYF W3R06F100 Essity Aktiebolag Publ
EUGFF 26518Q102 Dundee Energy Ltd.
EUIVF G3222A122 Eurocastle Investments Ltd. Hertfordshire
EUOT 298796301 Eurotech, Ltd.
EURI 00853R108 AgriEuro Corp.
EVAI 29038L207 Elva International, Inc.
EVARF G55598109 Lombard Medical, Inc.
EVBC 30049J108 Evolution Blockchain Group Inc.
EVGEF 30024G103 Evergreen Gaming Corp.
EVMGF W7R879172 EVERYSPORT MEDIA GROUP AB
EVNNF 30051N104 Eviana Health Corp.
EVOA 26928L107 EVO Transportation & Energy Services, Inc.
EVREF G3218K100 Everarc Holdings Ltd.
EVRFF K3R89G101 EVERFUEL A S
EVRN 300398401 Everock Inc.
EVRRF 60855E109 Molecule Holdings Inc
EVRX 29408E106 Environmental Rx Corp.
EVSO 30050F201 Evolution Solar Corp.
EVSP 294077102 Environmental Service Professional, Inc.
EVTI 299765107 Eventure Interactive, Inc.
EVTNF M41204104 Eviation Aircraft Ltd.
EVTP 26927L108 EV Transportation, Inc.
EVUS 26927H107 EV Charging USA, Inc.
EWKS 27032F200 Earthworks Entertainment, Inc.
EWPI 29102A103 Emerging World Pharma, Inc.
EWQQF G491B8104 Invesco Markets III PLC
EXCC 30066R108 Excel Corp.
EXCE 269279600 EXCO Resources, Inc.
EXER 300624103 Exact Energy Resources, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
EXLGF D2R9FP102 Exasol AG
EXMXF Q3278H103 Dropsuite Ltd.
EXNT 29411J100 EnXnet, Inc.
EXOD 30209R106 EXODUS MOVEMENT INC.
EXPH 30216E106 Expo Holdings, Inc.
EXPL 29272J108 Endurance Exploration Group, Inc.
EXRG 27888K105 Ecologix Resource Group, Inc.
EXRTF 30064C103 Exactearth Ltd.
EXSO 209102102 Consolidated Eco-Systems, Inc.
EXSPF T3R33K100 EXPERT AI SPA
EXTC 302051404 Exide Technologies
EXTDF G31629101 iShares II plc.
EXXBF 30151G108 Exeblock Technology Corp.
EZEN 302311105 Ezenia! Inc.
EZTD 269334207 EZTD, Inc
EZYMF W3106X109 Enzymatica AB
FACCF 31868A103 First Asset Cambridge Core
FADCF 31863B106 First Asset Canadian Dividend Opportunity Fund
FAFL 31849F106 First Americano Financial Corp. (Elizabeth, NJ)
FAHE 303117105 Fahey Bkg Co. Marion Ohio
FAHYF G4R55N158 ISHARES IV PLC
FAKC 30303W209 FaceKey Corp.
FAME 338490204 Flamemaster Corp. (The)
FAPPF 12554G109 CI ACTIVE UTILITY & INFRASTRUCTURE ETF
FASDF 307292201 FANTASY ACES DAILY FANTASY SPORTS CORP
FAURY 31209D105 FAURECIA SE
FBBCF Y2407M109 FACB Industries Inc BHD
FBCE 31563B109 FiberCore, Inc.
FBEC 30255M100 FBEC Worldwide, Inc.
FBGGF W7888D199 Fabege AB
FBIP 302517107 FNB Bancorp, Inc.
FBLQ 344869102 Football Equities, Inc.
FBLV 318939105 First Bancorp, Inc.
FBMCF 119442101 Buffalo Coal Corp.
FBOO 31926A103 First Bank of Ohio (Tiffin, OH)
FBOP 58440B101 Media Central Corporation Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
FBSBF D2R8Z1162 4basebio AG
FBSFF A20247101 Fabasoft AG
FCBBF T4R999104 Finecobank Banca Fineco SPA
FCGN 302902101 FCG, Inc.
FCNSF J16309106 FUNAI SOKEN HLDGS INC.
FCRM 353491202 Franklin Credit Management Corp.
FCSUF Q39186152 Focus Minerals Ltd.
FCTXZ 30767E406 Farm Credit Bank
FCVFF J1346G105 FCC Co., Ltd.
FDEI 315746107 Fidelis Energy, Inc.
FDFT 344833108 Foodfest International 2000, Inc.
FDGKF G3381K101 FDG KINETIC LTD
FDGMF 84473K107 Southstone Minerals Ltd.
FDHC 31618P103 Fidelity Holding Corp.
FDLB 315921205 Fidelity Federal Bancorp
FDMQQ Q3957A106 Freedom Oil and Gas Ltd.
FDTC 30253V102 FNDS3000 Corp.
FECHF G3449X103 Fidelity China Special Situations PLC
FEDC 313200107 Federal Casters Corp.
FEKR 315522102 Fertil-A-Chron, Inc.
FEPTY 30732M103 Far East Pharmaceutical Technology
FERD 31468A107 Ferd Corp.
FESTF G4709W108 Hybrid Kinetic Group Ltd
FEWP 30732T108 Far East Wind Power Corp.
FEXXF 33833E202 Fjordland Exploration Ltd.
FFGI 318149101 Firebrand Financial Group, Inc.
FFHHF G3392G107 FFI Hldgs PLC
FFPM 30243M105 FFP Marketing Co., Inc.
FFRIF G8025C100 SEED INNOVATIONS LTD.
FFRMF 36116Y100 Future Farm Technologies Inc.
FGBDF 32037R100 First Global Data Ltd.
FGCN 33842T109 Flagship Global Corporation
FGFT 30255J206 FG Fitness & Media Group, Inc.
FGLHF G3402M110 FGL Holdings
FGPPF G3692S108 Frontier IP Group Plc
FGRBF F41622105 Fromageries Bel SA
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
FGSSF W2950P105 Fasadgruppen Group SB
FHBC 315218107 Fernhill Beverage, Inc.
FHLIF X2416Y103 F H L I Kyriakidis Marbles Granites SA
FHPGF K3891A119 5TH PLANET GAMES
FHTF 31568Q101 FHT FUTURE TECHNOLOGY LTD.
FIDS 30252T108 FNB, Inc.
FIEB 32058J102 First IC Corporation
FIEC 359124104 Frontier National Corp.
FIGM 36117K109 Future International Group Corp.
FIGR 327891107 First National Bank of Groton (NY) (The)
FIND 33831D107 FindEx.com, Inc.
FITX 22528W205 Creative Edge Nutrition, Inc.
FIZN 319462107 First Citizens Bancshares, Inc.
FJSGF J1446M101 FUJII SANGYO CORP.
FJTCF J15414113 Fujitec Co Ltd.
FLAF 30767X107 Farm Lands of Africa, Inc.
FLDPF 35922K106 Frontline Gold Corp.
FLEW 339059107 Fleetwood Bank Corporation
FLFF 338467103 Flagstaff Holdings, Inc.
FLGDF K3R52P104 FLUOGUIDE A S
FLIDF K90242130 FLSmidth & Co. A/S
FLKDF G3473Q107 FIH GROUP PLC
FLKI 306156407 Falken Industries Ltd.
FLLIY 344336102 Folli Follie SA
FLMP 338487101 Flame Seal Products Inc.
FLNDF Q39181260 Flinders Mines, Ltd.
FLOL 314312109 Feliciana Bank & Trust
FLRAP 343412508 Fluor Corp.
FLSS 345143200 Forbes Energy Services Ltd.
FLST 35952M303 FuelStream, Inc.
FLXI 338923105 FlexiInternational Software, Inc.
FLXP 33939P101 Flexpower, Inc.
FLYE 459943304 International Jet Engine Supply, Inc.
FMBRF S2699W101 Famous Brands Ltd
FMFB 320937105 First Missouri Bancshares, Inc.
FMFN 321006504 First Montauk Financial Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
FMGDF 30515P109 Fairmile GoldTech Inc.
FMHG 303133102 FAH MAI HLDGS GROUP INC.
FMIA 320851108 First Miami Bancorp, Inc.
FMOCF E52236143 Fomento de Construcciones y Contratas Sa
FMOCY 344415302 Fomento de Construcciones y Contratas Sa
FMOO 302368105 F&M Bancorp
FMXVF 03154A105 Amilot Capital Inc.
FMZNF Q3689D105 Family Zone Cyber Safety Ltd.
FNBE 330639105 First National Bank of Mercersburg (PA)
FNBLF G3430T103 FINABLR PLC
FNBM 330387101 First National Bank of Marysville (PA)
FNBRF Q38191120 Finbar Group Ltd.
FNCHF G3444X108 FINEOS CORP HLDG PLC.
FNCIF F37044116 Financiere Moncey
FNCNF T4R92D102 Fincantieri AOR
FNDM 360769301 Fund.com, Inc.
FNDOY 302669502 FVI Fondo Valores Inmobiliarios
FNINF 34978T103 49 North Resources , Inc.
FNNCF 317504306 Financial 15 Split Corp
FNNTF D3690M106 FLATEXDEGIRO AG
FNRC 32114B309 1st NRG Corp.
FNRG 34520U103 ForceField Energy Inc.
FNXLF 31446X104 Fenix Financial Ltd.
FNXTF H2467A101 Fenix Outdoor Intl Ltd.
FOEAF R1883W100 Dolphin Drilling Asa
FOGCF 05380J107 Avisa Diagnostics Inc.
FORU 349808105 ForU Holdings, Inc.
FOTXY 350374104 Fotex Holding SE Co Ltd.
FOYJ 351676101 Foy-Johnston, Inc.
FPCG 33613R209 First Physicians Capital Group, Inc.
FPLF 33609T102 First Pet Life, Inc.
FPMI 343870101 FluoroPharma Medical, Inc.
FPNUF 302586201 FP Newspapers Inc
FPPP 316570100 FieldPoint Petroleum Corp.
FPRCF J6985J104 Scala Inc.
FPSUF 13962W108 Capha Pharmaceuticals Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
FPVTF 38117L202 Golden Pursuit Resources Ltd.
FPWM 16077C107 Charlestowne Premium Beverages Inc.
FQCC 361042104 Fuquan Capital Management, Inc.
FQFC 361045206 Fuquan Financial Company
FRAZ 351842109 Francisco Industries, Inc.
FRBMF Q3917H100 FIREBIRD METALS LTD.
FRCGF 30376T109 Faircourt Gold Income Corp.
FRCH 357814102 Frenchtex, Inc.
FRCN 318177201 Firemans Contractors, Inc.
FRDZF Q6075X163 Freedom Foods Group Ltd.
FREEF Y26496243 FreeSeas, Inc.
FRFTF F9229B105 TFF Group
FRGHY 34630K102 Forgame Holdings Ltd.
FRGY 35908J107 Frontier Energy Corp.
FRIIF F4090S113 France MGI Digital Graphic Technology
FRLI 357051101 Frelii, Inc.
FRMA 31832R109 Firma Holdings Corp.
FRMB 34984W108 Forum Mobile, Inc.
FRMC 34637U301 Formcap Corp.
FRNV 35904X209 Frontera Investment, Inc.
FRPAF G3659Z244 FRANKLIN LIBERTY SHARES ICAV
FRPC 336153309 First Republic Corporation of America (The)
FRPMF 349801100 FORTY PILLARS MNG CORP.
FRRGF Q3R46W102 Frontier Digital Ventures Ltd
FRSI 336136106 First Rate Staffing Corp.
FRTD 34960C100 Fortitude Group, Inc.
FRTEU 35909A105 Frontier Ethanol LLC
FRTHF Y2664A103 Fruitas Holdings Inc.
FRTXF W3841J100 Fortnox AB
FRUTF M4692H103 Frutarom Industries 1995 Ltd.
FRXX 34545C104 Forecross Corp.
FSBB 302906102 FSB Bancorporation
FSDK 319567103 First Citizens National Bank of Upper Sandusky (The) (OH)
FSEN 30264D109 FS Energy & Power Fund
FSLUF Y26511108 FSL Trust Units Shipping Business Trust
FSMEM 358030302 Fresenius Medical Care Holdings
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
FSMEN 358030500 Fresenius Medical Care Holdings
FSMEO 358030401 Fresenius Medical Care Holdings
FSNJ 33648V100 First State Bank (NJ)
FSNTF D2R2TZ100 FASHIONETTE AG
FSPM 36113H100 Fusion Pharm, Inc.
FSSLY 34988L207 Fossal SAA
FSSTF 12554M106 CI MORNINGSTAR CANADA MOMENTUM INDEX ETF Unit
FSTGF G3R761187 First Trust Global Funds Plc
FSVEF 318318201 Firestone Ventures Inc.
FTBGF G1R70E106 Bidstack Group PLC
FTCGF G3R761211 First Trust Global Funds Plc
FTCPF G3R761286 First Trust Global Funds Plc
FTDPF G3R75Z175 First Trust Global Funds Plc
FTFY 338126105 Fit After Fifty, Inc.
FTGLF G3R75Z134 First Trust Global Funds Plc
FTGPF G3R761195 First Trust Global Funds Plc
FTMRQ 34961A103 Fortem Resources Inc.
FTPM 35104N100 420 Property Management, Inc.
FTRHF G3698L107 Future Bright Holdings Ltd.
FTRRF Q3R17B103 Fonterra Shareholders Fund
FTWS 33972Q107 Flitways Technology Inc.
FTXGF G3654P100 Foxtons Group PLC
FUCIF G3R761328 First Trust Global Funds Plc
FUEG 30304D101 Face Up Entertainment Group, Inc.
FUJXF J1497L101 Fujimi, Inc.
FUNWF X3095H106 4FUN MEDIA SA
FUPPF D27462379 Fuchs Petrolub SE
FUSYF J16832107 Future Architect Inc.
FUTL 36117L107 FutureLand Corp.
FUUN 36114R107 Futurenet, Inc.
FVPI 302677208 FV Pharma International Corp.
FVSTA 30734V101 Far Vista Petroleum Corp.
FWDG 36117M105 FutureWorld Corp.
FXRVF 351544101 Fox Riv Res Corp
FYMNF 317889103 Finlay Minerals Ltd
FYSSY 44951T103 IFA Systems AG
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
FYXGF G3R761153 First Trust Global Funds Plc
FZRO 33852L103 FlashZero Corp.
GABA 373114107 Georgia Bancshares, Inc.
GABK 384903100 Grand Bank Corp.
GADS 36257R104 Gadsden Properties Inc.
GAEC 402109102 Gulf Alternative Energy Corp.
GAERF P49530101 Grupo Aeroportuario del Centro Norte S.A.B. de C.V.
GAEX 362389108 GA eXpress, Inc.
GAFL 38983C104 Great American Financial Corp.
GAHD 37949X103 Global Agricultural Holdings, Inc.
GALOF 364096107 Galore Resources, Inc.
GALYF J16933103 Gala Inc.
GAPJ 380795104 Golden Apple Oil & Gas, Inc.
GARB 364825109 Garb Oil & Power Corp.
GARQF 363902206 Gallery Resources Limited
GAYGF 364584201 Galway Gold Inc
GBBT 37890X201 Global Boatworks Hldgs Inc
GBCEY 379559305 Globe Trade Centre SA
GBCHF 591408109 Metaverse Cap Corp.
GBCMF G3919S105 Global BioChem Technology Group Co., Ltd.
GBDX 378977102 Global Diamond Exchange, Inc.
GBEN 37951C302 Global Resource Energy, Inc.
GBIM 37957B100 GlobeImmune, Inc.
GBLHF 37945M200 Global Hunter Corp.
GBMS 37945L202 Global Materials & Services, Inc.
GBNW 379382104 Global Energy Networks Corp.
GBPT 379504202 Globe Photos, Inc.
GBRIF 380932103 Golden Band Resources Inc.
GBSB 37476R107 GIBSON BRANDS INC
GBXPF P9785C124 VIA SA
GCCFF 380813204 Golden Cariboo Resources Ltd.
GCCVF J1766D103 GCA Corp
GCEA 39818P880 GRIFFIN CAP ESSENTIAL ASSET REIT INC
GCFB 38724Q404 Granite City Food & Brewery, Ltd.
GCHEF P4612W104 Grupo Comercial Chedrui SAB de CV
GCHT 36156J104 GC China Turbine Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GCIN 361559107 GC International, Inc.
GCLL 39417P109 GreenCell, Inc.
GCLMF G3901K102 GCM Resources PLC
GCNJF E5701Q116 Grupo Catalana Occidente S.A.
GCPEF G3774X108 GCL Poly Energy Holdings Ltd
GCPEY 36160F205 GCL Poly Energy Holdings Ltd
GCRIF 77536Q202 Rogue Resources, Inc.
GCRPF Y2715M114 GLOBAL CONNECTION PUBLIC CO LTD.
GCYO 380554105 Gold Canyon Bank (Gold Canyon AZ)
GDAR 38078N106 Golden Age Resources, Inc.
GDASY 38075M101 Goldas Kuyumculuk Sanayi Ithalat Ihracat A.S.
GDDN 362523102 Gadsden Corp.
GDDPF J1866R101 Goodpatch Inc.
GDISF Y3863E128 IGB BERHAD
GDPEF 76124L104 Resource Cap Gold Corp.
GDSKF 64151W102 Nevada Zinc Corp.
GDVE 378966105 Global Development & Environmental Resources, Inc.
GDVTZ 38349K105 Gould Investors, L.P.
GDYRF Y2965J134 GOODYEAR THAILAND PUBLIC CO LTD.
GDYTF Y2965J142 GOODYEAR THAILAND PUBLIC CO LTD.
GEATF 75034R102 Radiko Holdings Corp.
GEECF P47725109 Global Environmental Energy Corp.
GEFI 37251H100 Geo Finance Corp.
GELGF 162163109 Chatham Rock Phosphate Ltd.
GELV 39303U204 Green Energy Live, Inc.
GENX 37227T105 Genex Pharmaceutical, Inc.
GEOCF J17768102 GEO HLDGS CORP.
GEOVF W3928F229 GENOVIS AB
GEPC 37369U100 Gepco, Ltd.
GERI 37944G105 Global Energy Resources, Inc.
GETH 39303B305 Green Envirotech Holdings, Corp.
GFCI 398163105 Grifco International, Inc.
GFCJ 40108Q109 Guaranty Financial Corp.
GFDV 36982M107 General Finance & Development, Inc.
GFGU 37427Y102 GetFugu, Inc.
GFGVF 31189C101 Fast Line Hldg Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GFGY 387366107 Granite Falls Energy LLC
GFIZF G3R27G101 GFinity PLC
GFKAF D2823H109 GFK AG
GFKRF 683881106 Opus One Gold Corp.
GFLDF G3910W105 Gemfields Resources Plc
GFMRF 361973100 GFM Resources Ltd.
GFSAY 362607509 Gafisa S.A.
GFWQZ 69341H105 PLM Equipment Growth Fund III
GGBBF 550789101 Lxrandco Inc.
GGBL 400694105 Guar Global Ltd.
GGBXF 39305B105 Green Growth Brands Inc.
GGGRF 37890T101 Global Gardens Group
GGLT 374503308 Giant Group, Ltd.
GGLXF 36171B300 GGL Resources Corp.
GGROU 381061100 Golden Growers Coop
GHEU 378984108 Global Healthcare & Education Management, Inc.
GHGH 40066R107 GuanHua Corporation
GHIL 39260U106 Green and Hill Industries, Inc.
GHTI 36172E105 G-H-3 International, Inc.
GHYCF G4954G352 IShares Plc.
GIGI 36467X206 Gaming Innovation Group Inc.
GIGL 37518A203 Giggles N' Hugs Inc.
GIIZF 379435209 Global Diversified Investment Grade Income Trust II
GISMF P4953K115 Grupo Industrial Saltillo SA de CV
GITH 37946M209 Global IT Holdings, Inc.
GJJSY 40323P100 Guotai Junan Securities Co., LTD
GKSGF D2854Z135 Grenkeleasing AG
GKTXF F8348G151 Genkyotex
GLAE 377185202 GlassBridge Enterprises, Inc.
GLBB 37955G101 Global Quest Ltd
GLBD 379383102 Global Seed Corp
GLBGF M5R006102 Globrands Group Ltd.
GLBH 37948L209 Globaltech Holdings, Inc.
GLBKF 38076A205 Goldbank Mining Corp.
GLBR 37891B109 Global Brokerage, Inc.
GLBRF G39338119 Global Brands Group Holding Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GLCC 38210N105 Good Life China Corp.
GLEC 37950A109 Global Ecology Corp.
GLFN 58117F104 McHenry Metals Golf Corp.
GLHD 69401A107 PSH GROUP HLDG INC.
GLHRF 381066307 Golden Harp Resources Inc.
GLKFF 75101V101 Raise Production, Inc.
GLKIF 39062T109 Great Lakes Graphite, Inc.
GLLBF Y2750M102 GOLDEN LAND BHD
GLLGF G3971B107 Global Graphics
GLLL 376373205 Glacial Lakes Corn Processors Unit
GLLNY 36337P102 Galenica AG
GLLOF Q3960F100 Galileo Japan Trust
GLMFF 376394102 Glacier Media, Inc.
GLNV 37908P109 Glenville Bank Holding Co., Inc.
GLPGF B44170106 Galapagos N.V.
GLRI 379606106 Glori Energy Inc
GLROY 37960R100 Glorious Property Holdings Limited
GLRP 377834106 Glen Rose Petroleum Corp.
GLTC 368537106 GelTech Solutions, Inc.
GLTIL 37949E105 GlobalTrans Investment PLC
GLTVF 37949E204 GlobalTrans Investment PLC
GLUX 39054K108 Great Lakes Aviation, Ltd.
GLWA 379448103 Global Water Asset Corp.
GLYE 38000P203 GlyEco, Inc.
GMAVF G3971Z385 GOLDMAN SACHS ETF ICAV
GMDMY 368573101 Gem Diamonds Ltd.
GMDP 37943L105 Global Medical Products Holdings, Inc.
GMDTF G39580124 Golden Meditech Holdings Ltd
GMEI 364611103 Gambit Energy, Inc.
GMJOF J17644105 Gamecard-Joyco Holdings Inc,
GMLPF Y2745C110 Golar LNG Partners LP
GMND 39312N100 Green Mountain Development Corp.
GMNFF 38020T102 GobinMin Inc.
GMNI 36866G101 Gemini Group Global Corp.
GMNNF T4R6A3101 Gamenet Group SPA
GMNTF F42567101 Gaumont SA
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GMRSF Q41751167 GME Resources Ltd.
GMSC 385420203 Grand Entertainment & Music, Inc.
GMTU 393134200 Green Mountain Merger, Inc.
GMUAF Y2679X106 Gamuda Berhad
GMXDF P49536173 Grupo Mexicano de Desarrollo S.A.
GMZP 368667200 GEMZ Corp.
GNBF 36208B109 GNB Financial Services, Inc.
GNCC 36867M107 Genco Corp.
GNCNF 36869X101 Gencan Cap Inc.
GNFTF F43738107 Genfit
GNGR 403197106 Gunther Grant, Inc.
GNHRF 04036A107 Arian Resources Corp.
GNIIF J1778V109 GNI Group Ltd.
GNLAF 37183V102 Genesis Land Development Corp.
GNLKQ 36870F107 GeneLink, Inc.
GNOW 02505A202 American CareSource Holdings, Inc.
GNPG 393225107 Green Planet Group, Inc.
GNPR 37229R305 Genius Products, Inc.
GNRD 369487608 General DataComm Industries, Inc.
GNRRF H33418106 Geneuro SA
GNTLF Q40127104 Genetic Technologies Ltd.
GNZR 37148T101 Generation Zero Group, Inc.
GOAQ 380779108 Golden Acquisition Corp.
GOCH 368469102 Geeks On Call Holdings, Inc.
GODZF 38150G102 GOLDHILLS HLDG LTD.
GOFF 36190U206 Goff Corp
GOOI 38259Y103 Gooi Global, Inc.
GOOXF M5205P318 Givot Olam Oil Exploration LP
GOPG 380187104 Go-Page Corporation
GOPPF 383561107 Gourmet Ocean Products Inc.
GORL 382784106 Gordon (I.) Corp.
GOSY 36840U101 GeckoSystems Intl. Corp.
GPAEF P4959P100 Grupo Aeroportuario del Pacifico S.A.B. de CV
GPBI 38115V103 Golden Pacific Bancorp, Inc.
GPDB 393229109 Green PolkaDot Box Inc.
GPDBY 400489209 Grupo Posadas S.A.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GPELL 39116T303 Great Plains Ethanol LLC
GPEOL 39116T204 Great Plains Ethanol LLC
GPEOU 39116T105 Great Plains Ethanol LLC
GPFOF P4950U165 Grupo Financiero Inbursa, S.A. de C.V.
GPFOY 40048D101 Grupo Financiero Inbursa, S.A. de C.V.
GPGNF P4952L205 Grupo Gigante S.A.B. de C.V.
GPHG 37950V103 Global Pharm Holdings Group, Inc.
GPIW 38611X108 Grand Perfecta, Inc.
GPKE 389806100 Graystone Park Enterprises, Inc.
GPLPF Y2892V267 Group Lease Public Co Ltd
GPMTF 36198C307 GPM Metals Inc.
GPOPF E82880753 Promotora De Informaciones SA
GPRC 400685202 Guanwei Recycling Corp.
GPSI 370484107 General Payment Systems Inc.
GPTC 38114W102 Golden Patriot Corp.
GPTX 37936S109 Global Payment Technologies, Inc.
GPXM 381149103 Golden Phoenix Minerals, Inc.
GRAH 398183103 GRIFFIN-AMERICAN HEALTHCARE REIT III INC.
GRAZ 38983G204 Graze Inc.
GRBG 392710208 Green Bridge Industries, Inc.
GRCLY 40052A308 Grupo Carso S.A. de CV
GRCTF J1762K101 GRACE TECHNOLOGY INC.
GRDDY 38528P107 Grand City Pptys SA
GRDSF 399900208 Groundstar Resources Limited
GREEF G40968102 Green Reit Plc Shs
GREN 395717101 GreenSmart Corp.
GRFFF P2825H138 GRUPO FINANCIERO BANAMEX SA DE CV
GRGG 39303X109 Green For Energy, Inc.
GRGR 39303P106 Green Energy Resources, Inc.
GRGUF Q4267G213 Grand Gulf Energy Ltd.
GRLGF G41575104 Greatland Gold PLC
GRNNF L4459Y100 Grand City Pptys SA
GRNO 393177100 Green Oasis Environmental, Inc.
GROLF W7247K108 Petrotarg AB
GRPAQ P4953T108 Grupo Aeromexico SAB DE CV
GRPEF G4065T103 Graphene Nanochem Plc
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GRPI 40051Y109 GRUPO International, Inc.
GRRP 387241805 Granite Broadcasting Corp.
GRRTF W4R143105 Greater Than AB
GRSFF 394163109 Greencastle Resources Ltd.
GRTYA 401072103 Guaranty Corp.
GRUI 40053Y107 Grupo Resilient International Inc.
GRUPF F3808N101 Fnac Darty SA
GRUSF 39986R106 Grown Rogue International Inc.
GRWWF G4079W100 Great Wall Pan Asia Hldgs Ltd.
GRYEF S3141A101 AU MIN AFRICA PTY, LTD.
GRYG 393036108 Green Energy Group, Inc.
GRZZP 39869R207 Grizzly Energy LLC
GRZZU 39869R405 Grizzly Energy LLC
GSBYP 368039202 Gatsby Digital Inc.
GSDC 381454107 Goldsands Development Co.
GSGTF F4374K117 Gensight Biologics SA
GSIH 370853202 General Steel Holdings, Inc.
GSIL 371001108 General Store International Corp. (THE)
GSKKF 38150J106 Goldseek Res Inc.
GSLO 38019R109 Go Solar USA, Inc.
GSML 361282106 G&S Minerals, Inc.
GSNC 378955207 Global eScience Corp.
GSPH 37364F108 Geospatial Corporation
GSRX 36255V107 GSRX Industries Inc.
GSSPF G3823U170 FIDELITY EMERGING MKTS LTD.
GSTN 39806G108 GreyStone Digital Technology, Inc.
GSUXF 38123D202 Golden Sun Mining Corp.
GSVI 36230D206 GSV, Inc.
GTARF 40060P107 GTA Financecorp Inc.
GTAT 36191U205 GT Advanced Technologies, Inc.
GTCDF 374271104 Getty Copper Inc.
GTCP 372621201 Georgetown Corp
GTGEF 36260L201 G2 Technologies Corp.
GTGP 37949P100 Global Technologies Group, Inc.
GTGT 36244G203 GTG Ventures, Inc.
GTKP 367350204 Gatekeeper USA, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GTLA 362369100 GT Legend Automotive Holdings Inc.
GTMIF 36729R104 Gastem, Inc.
GTRR 37947D109 GLOBAL TIRE RECYCLING SUMTER CNTY INC.
GTTJ 36245K104 GTJ REIT INC
GTTL 37427L100 Getelman Corp
GTTN 362393100 GTT Communications, Inc.
GUAA 400759106 Guaranty Bancorp, Inc.
GUERF F46788109 Guerbet SA
GUESF 40163P103 Guestlogix, Inc.
GUFAF P7700W100 Grupo Famsa Sa De Cv
GUOHF P4983X160 Grupo Radio Centro S.A.B. de C.V.
GUORF G39240109 GL LTD
GUOSF Y2R614115 Guotai Junan Securities Co., LTD
GVCPF 373679109 Geovencap Inc.
GVDI 381229301 Golden Valley Development, Inc.
GVFF 396078107 Greenville Federal Financial Corp.
GVFG G38490200 Gerova Financial Group Ltd.
GVFGU G38490143 Gerova Financial Group Ltd.
GVHIB 37953F105 Global Vision Holdings, Inc.
GVLMF Q43531104 Greenvale Mining Limited
GVLMY 395833205 Greenvale Mining Limited
GVSI 382147205 Good Vibrations Shoes Inc.
GWEFF Y27290124 Glow Energy Public Co., Ltd.
GWIO 39142B102 Great Western Iron Ore Properties, Inc.
GWMGF 39141Y103 Great Western Minerals Group Ltd.
GWOX 382168102 Goodheart-Willcox Co. (THE), Inc.
GWPC 96684G105 Wholehealth Products, Inc.
GWPD 38386T100 GP Solutions, Inc.
GWSAF 38383Q802 Gowest Gold Ltd.
GWWTF S3373C239 Growthpoint Properties Ltd
GWYNF F8348K103 Genoway
GWYT 39679A105 Greenway Technology
GXCCF Y27199119 GLOBAL X FDS CHINA CLEAN ENERGY
GXMLF 458571106 Intercontinental Gold & Metals Ltd
GXRFF 74360U102 Prospera Energy Inc.
GYNAF 40356P209 Guyana Goldstrike, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
GYOG 39304T107 Green Energy Enterprises, Inc.
GYPHQ 40052G107 Gryphon Gold Corp.
GYSN 39807G107 Greyson International, Inc.
GYSRF 374403103 Geyser Brands Inc.
GZCC 40324D106 Guozi Zhongyu Capital Holdings Company
GZPZF F42674113 Gaztransport Technigaz
HABC 404459109 Habersham Bancorp, Inc.
HABK 407013101 Hamilton Bancorp, Inc.
HAGHY 42701C107 HENSOLDT AG
HAHI 422913103 Help At Home, Inc.
HAIIF G4232C108 Haitian International Holdings Ltd
HALN 40637W106 Halo Companies, Inc.
HALYY 46627J203 Halyk Bank
HAMBF 44052Y209 Horizons Active
HAON 405890104 Halitron, Inc.
HAUP 419131107 Hauppauge Digital, Inc.
HAVRF Q4529X129 Havilah Resources Ltd.
HAVSF F47696111 Havas
HBCGF 08660T100 BetaPro Gold Bullion 2x Daily Bull ETF
HBEXF 78027L108 Royal Fox Gold Inc.
HBIN 422045104 HBancorporation Inc.
HBKRF 42982U107 Highbank Resources Ltd.
HBMK 44352W101 Hubei Minkang Pharmaceutical Ltd
HBNNF 086631108 BETAPRO NAT GAS INVERSE LEVERAGED DAILY BEAR ETF
HBOSF 27783V107 EastWest Bioscience Inc.
HBPCF 422910109 Helix Biopharma Corp.
HBPE 404104101 HBP Energy Corp.
HBTC 41162R207 Harbourton Capital Group, Inc.
HBTPF 08664K204 BetaPro Crude Oil Inverse Leveraged Daily Bear ETF
HBTSF G12516103 HENRY BOOT & SONS PLC
HBUV 443541107 Hubilu Venture Corporation
HCBN 404131104 H.C.B. Financial Corp.
HCBP 41752W103 Harvest Community Bank (Pennsville, NJ)
HCCA 42225V102 Healthcare Corporation of America
HCCDZ 404139206 INNOVATE Corp.
HCEI 42224G502 Healthy Coffee International, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
HCGS 42984M103 HighCom Global Security, Inc.
HCHOF G4611Y101 Hotel Chocolat Group Ltd.
HCKG 434160107 Hocking Valley Bancshares, Inc. (OH)
HCLC 422174102 Health-Chem Corp.
HCLHF Q4646E103 Holista Colltech Ltd.
HCPHF Y3232G101 Holcim Philippines Inc.
HCPHY 43475C109 Holcim Philippines Inc.
HCXLF G4593F138 Hiscox, Ltd.
HDIH 404145104 H-D INTERNATIONAL HOLDINGS GROUP
HDIQF G4953W721 iShares II plc.
HDLS 44331V208 Hub Deals Corp.
HDST 422094102 Headstrong Group, Inc.
HDYNQ 448954206 HyperDynamics Corp.
HEKRF Y3121F107 Hektar Real Estate Investment Trust
HELOF 97536W108 WINSHEAR GOLD CORP.
HEOL 43123U105 Highwater Ethanol LLC
HEPZF 44049Q202 Horizons Enhanced Income Gold Producers ETF
HERB 98508U104 YaSheng Group
HERC 404165102 H.E.R.C. Products Inc.
HERF 756790101 Red Oak Hereford Farms Inc.
HESG 42223A100 Health Sciences Group, Inc.
HESV 43709G108 Home Energy Savings Corp.
HEXMF Q4562D113 Hexima Ltd.
HEXPF 445901309 Huntington Exploration Inc.
HFBG 406089201 Hall of Fame Beverages, Inc.
HFGVF 410347108 Hanfeng Evergreen Inc.
HFIAF G4233B109 HAFNIA LTD.
HFZJF G4654S300 HSBC ETFS PLC
HGCTF G4441G148 HG Capital Trust
HGDPF R8T54D109 SPAREBANK 1 HELGELAND
HGGCF 431248103 Highway 50 Gold Corp.
HGGGQ 42833L108 HHGregg, Inc.
HGHH 42966W103 High Desert Hldg. Corp.
HGLC 445623101 Hunt Gold Corp.
HGMCF S34320101 Harmony Gold Mining Company Ltd.
HGRL 43666W104 Holy Grail Company
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
HGSFF Y30149101 Hang Seng Ftse/Xinhua China 25 Index ETF
HGUBP 431008200 Highlands Capital Trust
HHBT 40423K100 HH Biotechnology Holdings Company
HHDS 43110A104 Highlands REIT Inc.
HHER 42703T207 Her Imports
HHGI 41988P203 Hawaiian Hospitality Group, Inc.
HHLLU 41242Q104 HARDWOODS HLDGS LLC.
HHOLF G4410A106 Herald Holdings
HHRRF Y3070E101 Harbor Star Shipping Svcs Inc.
HHULF D3211S103 Hamburger Hafen Und Logistik Ag
HIGR 428371108 Hi-Great Group Holding Co.
HIMR 435730403 Hollund Industrial Marine, Inc.
HIRRF 43353R103 Hire Technologies Inc.
HITD 44217E106 Houston InterWeb Design, Inc.
HIUH 42770P203 Hero International USA Holding Corp.
HJVDF D26379103 Fontak Fonds Fuer Deutsche Aktien Shs Hldgs.
HKBNF G45158105 HKBN Ltd
HKBT 40421J204 HK Battery Technology Inc.
HKBV 418756102 Hat Trick Beverage, Inc.
HKCVF Y32359104 HK Electric Investments & HK Electric Investments Ltd.
HKGEF G4587A103 Hong Kong Economic Times Holdings Ltd.
HKGT 40422N105 HK Graphene Technology Corp.
HKHDY 43367P101 HKC Holdings Ltd
HKWO 43858D104 Hong Kong Winalite Group, Inc.
HLBYL 42772P102 Heron Lake Bioenergy LLC
HLCN 436435200 Holoco, Inc.
HLDRF N39099168 Holland Colours NV
HLFAF Y36503103 Hong Leong Bank BHD
HLHLY 436299200 Holmen AB
HLLF 405330101 Halal Financial Services, Inc.
HLLXF 423401108 Hellix Ventures, Inc.
HLMB 870761103 Swiftsure International, Inc.
HLOI 74139V100 Previsto International Holdings, Inc.
HLRD 431596105 Hilliard Corp.
HLSPF W3978Y102 Heliospectra AB
HLTY 74016X104 PreCheck Health Services, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
HLUN 42224J100 HEALTHeUNIVERSE, Inc.
HLXW 42331P106 Helix Wind, Corp.
HMBG 406594309 Hamburg Industries, Inc.
HMCHF G4654S342 HSBC ETFS PLC
HMDPF 408549103 Hammond Power Solutions Inc.
HMFAF 40851T102 Hammond Manufacturing Company Limited
HMGN 423501105 Hemagen Diagnostics, Inc.
HMGP 423617109 Hemi Energy Group, Inc.
HMIFF Q45238138 HARVEST MINERALS LTD.
HMLA 43742A209 Homeland Resources Ltd.
HMLSF 44054J101 Horizons Marijuana Life Sciences Index ETF
HMNY 42327L309 Helios and Matheson Analytics Inc.
HMRRF Q44156117 Hammer Metal Ltd.
HMSI 40427D102 HMS INCOME FD INC.
HMTGF J2359S101 Human Metabolome Technologies Inc.
HMZMF 40425M302 HMZ Metals Inc.
HNDI 41024A202 Handeni Gold Inc.
HNFSA 41078W100 Hanover Foods Corp.
HNFSB 41078W407 Hanover Foods Corp.
HNKLY 43359F103 Hisense Kelon Electrical Holdings Co Ltd.
HNMGF G45946103 Honma Golf Ltd.
HNMUF Y29974147 Hana Microelectronics Public Co., Ltd.
HNSBF W4307Q109 Hansa Medical AB
HNTHF 429699101 High North Resources Ltd
HNTM 446896102 HuntMountain Resources Ltd.
HNTUF Y37828103 Hunter Maritime Acquisition Corp.
HNTWF Y37828129 Hunter Maritime Acquisition Corp.
HNUZF 086637105 BETAPRO NAT GAS LEVERAGED DAILY BULL ETF
HNWDF G4598A100 Honworld Group Ltd.
HNWEF 411355100 Hanwei Energy Services Corp.
HOCMF J22344105 Honshu Chemical Industry Co Ltd.
HOCXF P5184Q102 Hoteles City Express S A B De C V
HOFBF R3R69S144 Hofseth Biocare ASA
HOKUQ 434711107 Hoku Corp
HOLHF G45422105 Hoegh Lng Holdings Ltd
HOMU 441693108 HOUMU HLDGS LTD.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
HOOB 436434104 Holobeam, Inc.
HOTF 44109D109 Hot Mama's Foods, Inc.
HOTIF Y3722M105 Hota Industrial Manufacturing Co., Ltd.
HOWWF Y37129163 Hopewell Holdings, Ltd.
HPPEF G45992107 Hopefluent Group Holdings Ltd
HPSYF 44056U104 HORIZONS PSYCHEDELIC STK INDEX ETF
HPYCF 411383102 Happy Creek Minerals Ltd.
HRATF J17945106 Haba Laboratories, Inc.
HRCR 427848106 Hershey Creamery Co.
HRDDF Q45030105 Hardey Resources Ltd.
HRDI 427105101 Here Media, Inc.
HRDIL 427105200 Here Media, Inc.
HREEF 854722105 Stans Energy Corp.
HRLDF Q4604L305 Heron Resources Limited HRR
HRPMF X3310Z105 Herantis Pharma OYJ
HRRS 44069P118 Horsehead Hldg LLC
HRSR 44069Q108 Horrison Resources Inc.
HRST 41755V201 Harvest Oil & Gas Corp.
HRTT 42234M101 Heart Tronics Inc.
HRZSF 44056G105 Horizons S&P/TSX 60 Index ETF
HRZZF 44051G100 Horizons Active
HSCHF 40434X109 H-Source Holdings Ltd.
HSCM 430776104 Highland Surprise Consolidated Mining Co.
HSCNF R3R87N101 House of Control Group AS
HSCO 428397509 Hi Score Corp.
HSEN 43878T204 Honsen Energy & Resources International Limited
HSFI 43741V105 Homeland Safety International, Inc.
HSHL 43735N101 Home Solutions Health, Inc.
HSITF M52470172 Hadasit Bio Holdings Ltd.
HSTG 43644Q104 Holographic Storage Ltd.
HSXUF Y3037U107 Hang Seng Index ETF
HSYDF J1886F103 Harmonic Drive Systems, Inc.
HTDS 41164A103 Hard to Treat Diseases, Inc.
HTHC 431166107 Hightimes Holding Corp.
HTHL 44590E103 Humitech International Group, Inc.
HTRC 445672108 Hunter Creek Mining Co.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
HTRE 404369100 H3 Enterprises, Inc.
HTSF 42236C408 Heartsoft, Inc.
HUBV 443329107 Hubb Ventures Inc.
HUDLF R3237R118 Huddly AS
HUFUF G4644R107 Huifu PMT Ltd.
HUIVF Y3724Q104 House Of Investments Inc.
HULCF J23594112 Hulic Co Ltd.
HULK 85285P200 Stan Lee Media, Inc.
HUNTF Y37828111 Hunter Maritime Acquisition Corp.
HUTN 404392102 HUTN, Inc.
HUZNF G46420116 Huazhang Technology Hldgs Ltd.
HVYB 43738D100 Home Valley Bancorp Inc.
HWKDF 42016R302 Hawkeye Gold & Diamond Inc.
HWPR 420121105 Hawk Protection Systems Inc.
HWSY 42013J204 Hawk Systems, Inc.
HWTFF G4670Y117 Huntsworth Plc
HWTHF 96813P109 Wildsky Res Inc.
HWVI 420040107 Hawaii Vintage Chocolate Co.
HXPR 43358F104 Hispanic Express, Inc.
HXXPY 42830T104 Hexpol AB
HYBE 44861A103 Hybrid Energy Holdings, Inc.
HYBOF 44914J101 Hyperblock Inc
HYBT 42831T103 Heyu Biological Technology Corporation
HYDN 420677106 Hayden Hall, Inc.
HYFXF Y3817K105 Hyflux Ltd.
HYFXY 449034107 Hyflux Ltd.
HYGN 448880104 Hydrogenetics Inc.
HYHY 44887L109 Hydrogen Hybrid Technologies, Inc.
HYPF 44914Y207 Hypower Fuel, Inc.
HYPPF G46832104 Hypebeast Ltd.
HYPRF R3410K104 Hydrogenpro AS
HYQC 404424103 HYQC Investment Holding Company
HYWI 436224109 Hollywood Intermediate, Inc.
HYWS 43626T100 Hollywood Studios International
HZBBF 08660X200 BetaPro S&P/TSX Capped Financials -2x Daily Bear ETF
HZBRF 08660Y208 BetaPro S&P/TSX Capped Energy 2x Daily Bull ETF
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
HZHI 44041J206 Horizons Holdings International, Corp.
HZMXF 08662T108 BetaPro Silver 2x Daily Bull ETF
HZNM 44043B102 Horizon Minerals Corp.
HZNQF G4566G105 Horizons Discovery Group Plc
HZNSF 08661V104 BetaPro Canadian Gold Miners 2x Daily Bull ETF
HZNTU 440424109 Horizon Ethanol LLC
HZOZF 08665B104 BetaPro Crude Oil Leveraged Daily Bull ETF
HZRZF 08661P305 BetaPro Canadian Gold Miners -2x Daily Bear ETF
HZTVF 44051R114 Horizons Active Ultra-Short Term US Investment Grade Bond ETF
IAACF G4955M572 ISHARES IV PLC
IACYF J2403H101 Inter Action Corp. Yokohama
IAGX 45247F104 Imagenetix, Inc.
IAHL 450722103 IAHL Corp.
IAUTF Q49766100 ISHARES MSCI AUSTRALIA 200 INDEX FUND
IBGAF G4R54N118 ISHARES III PLC
IBIN 449236207 IBSG International, Inc.
IBIVF M5318N101 IBI Investment House Ltd.
IBJHF G46956135 Ibstock PLC
IBRC 44925B204 iBrands Corp.
IBSS 45810X102 Integrated Business Systems and Services, Inc.
IBWC 448939207 IBW Financial Corp.
IBXG 449229103 iBX Group, Inc.
IBXNF 448937508 Ibex Technologies Inc.
IBXS 45113Q101 IBITX Software Inc.
ICABF Y38563105 i-CABLE Communications Ltd.
ICAYY 292448206 Empresas ICA, S.A. de C.V.
ICBIF G4R54N233 ISHARES III PLC
ICBT 44924K304 ICBS, Ltd.
ICCGF W4241E105 ICA Gruppen AB
ICDXF 46431C105 Ishares Canadian Dex Real Return Bond Index Fund
ICDZF 46431N101 Ishares Dex Hybrid Bond Index Fund
ICFNF 453299109 Income Financial Trust
ICGFF G4787N111 India Capital Growth Fund Ltd.
ICGHF G48004108 INTELLICENTRICS GLOBAL HLDG.
ICHBF P52413138 Industrias CH
ICHMF J24339103 Ise Chemical Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ICIZF 457685105 Innovative Composites International, Inc.
ICLD 458488400 InterCloud Systems, Inc.
ICMNF G4923H358 Invesco Markets PLC
ICNM 45110Q104 Icon Media Holdings, Inc.
ICNN 45338K103 Incoming, Inc.
ICPBF 45769T102 INSCAPE Corp.
ICRD 45923G103 International Card Establishment, Inc.
ICTAF W7753U102 ROLLING OPTICS HLDG AB
IDAM 451524102 Idarado Mining Co.
IDBHF P5508Z127 Industrias Bachoco S.A.B. de C.V.
IDCN 45577R108 Indocan Resources, Inc.
IDDTF W45430126 Industrivarden AB
IDEA 46123M106 Invent Ventures, Inc.
IDGBF 45567S108 Indigo Books & Music Inc.
IDINF M5343H103 IDI Insurance Co. LTD.
IDJEF D3803Q101 Ishares Euro STOXX 50 DE
IDLM 45168L106 Idle Media, Inc.
IDOWF G4955H300 IShares VII PLC
IDSEF G4R53X786 iShares II plc.
IDSUF G4954B437 IShares IV PLC
IDYLF 451920409 Imaging Dynamics Company Ltd.
IEAM 456132208 Industrial Enterprises of America, Inc.
IEDGF G4954B403 IShares IV PLC
IEHC 44949K107 IEH Corp.
IEMBF G4954D102 ISHARES V PLC
IEMIF G4954G220 IShares Plc.
IEMMF G4955N265 ISHARES IV PLC
IEMWF G4955N273 ISHARES IV PLC
IEMXF G4954P196 ISHARES VI PLC
IERNF G4953B107 iShares MSCI
IESCF 45845R203 Intercept Energy Services, Inc.
IEXA 451691208 iExalt, Inc.
IFAM 45684Y103 Infrastructure Materials Corp.
IFBH 448953109 IFB Holdings, Inc.
IFCI 44951L100 IFCI International Corporation
IFFIF G4954G485 IShares Plc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IFGH 45678N105 Infoserve Global Holdings Corp.
IFHZF 458652203 Intercorp Peru Ltd
IFISF J2388N107 Ifis Japan Ltd
IFLM 45384K205 Independent Film Development Corp
IFLXF 452435209 Imaflex Inc
IFMNF J2388L101 Information Services International
IFRTF 459976106 International Frontier Resources Corp.
IFSH 449515303 IFS International Holdings, Inc.
IFSUF T6032P102 Infrastrutture Wireless Italiane SPA Azioni
IFUUF Q4933Q124 Infrastructure & Utilities NZ Ltd.
IFXAF Y4176G107 iShares Trust
IGCHF G4954G196 IShares Plc.
IGDFF G6694K106 IG Design Group PLC
IGFFF 45671C106 Infinito Gold, Ltd.
IGFUF Q4976M105 Investa Offfice Fund
IGGRF G4753Q106 IG Group Holdings Plc.
IGLDF M56595206 Internet Gold-Golden Lines Ltd.
IGNE 451695100 IGENE Biotechnology, Inc.
IGNT 45684G508 Ingen Technologies, Inc.
IGOI 449593300 iGo, Inc.
IGPG 451725105 Ignis Petroleum Group, Inc.
IGPPF G47192110 Impellam Group Plc.
IGREF 46433A206 IShares Global Real Estate Index Fund
IGRU 45956C201 International Gold Resources, Inc.
IGRW 45841X105 Interactive Health Network
IHCNF G4955H128 IShares VII PLC
IHEMF G4955M614 ISHARES IV PLC
IHHFF G4953W408 iShares II plc.
IHHSF G4954M334 Ishares III Plc
IHIHF G4954M250 Ishares III Plc
IHIIF G4953W424 iShares II plc.
IHLHF 459123204 International Bethlehem Mining Corp.
IHOLF S38127122 Imperial Holdings Ltd.
IHPCF G49507208 iShares Plc Resources NL
IHPSF G49507398 IShares Plc.
IHPXF G4954F131 iShares MSCI
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IHREF G4954M417 Ishares III Plc
IHRMF G4953R102 iShares MSCI
IHRPF G49507265 IShares Plc.
IHSEF G49507521 IShares Plc.
IHSFF G4953W259 iShares II plc.
IHSRF G4954P204 ISHARES VI PLC
IHSXF G4954G139 IShares Plc.
IHSZF G4953W291 iShares II plc.
IHTI 45822A207 Integrative Health Technologies, Inc.
IHVPF G4955H250 IShares VII PLC
IIKKF J23446107 Iino Kaiun Kaisha, Ltd.
IIQPF G4955M796 ISHARES IV PLC
IIQSF G4954P469 ISHARES VI PLC
IIREF G4953V103 iShares MSCI
IISGF G4953W572 iShares II plc.
IISHF G4954M706 Ishares III Plc
IISRF G4953W309 iShares II plc.
IIVPF G4955M721 ISHARES IV PLC
IIXFF G4R54N308 ISHARES III PLC
IIXXF G4R53X745 iShares II plc.
IJPBF G4R53X497 iShares II plc.
IJSHF G49507216 IShares Plc.
IKMA 45824J107 IntelaKare Marketing, Inc.
ILCM 451878102 Illinois Community Bancorp, Inc.
ILDIA 457704104 Inspiration Lead Co., Inc.
ILDO 45937N201 International Daleco Corp.
ILIM 45173T102 IL2M International Corp.
ILVOF S37730116 Illovo Sugar
IMATF G4R54M615 ISHARES V PLC
IMBXF G4955M838 ISHARES IV PLC
IMCUF T54003107 Industria Macchine Automatiche SPA
IMDZF N4447S106 IMCD NV
IMGI 45246K203 ImaginOn, Inc.
IMGL 45249H108 Image Intl Group Inc.
IMGX 45248W106 Image Metrics, Inc.
IMHDY 46429H108 Isetan Mitsukoshi Holdings Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IMJN 45249J104 Imerjn, Inc.
IMJX 45248C100 Imagexpres Corp.
IMKI 45252S306 Immediatek, Inc.
IMKXF G491BH286 Invesco Mkts II PLC
IMMB 45254F203 Immunotech Laboratories, Inc.
IMMG 45250J100 Immage Biotherapeutics Corp.
IMMPF G4720G108 Immupharma PLC
IMNG 45249Q108 iMing Corp.
IMNPQ 45254C200 Immune Pharmaceuticals Inc.
IMNTF W42922109 IMINT Image Intelligence AB
IMPCF W4863E102 Impact Coatings AB
IMPPF G491B7734 Invesco Mkts II PLC
IMPRF G4923G434 Invesco Mkts Plc
IMPZY 45321V108 Implanet SA
IMQCF E6451E105 Inmobiliaria Colonial Socimi SA
IMRSQ 45322N105 Imris Inc.
IMSBF G4R54M581 ISHARES V PLC
IMSCF G4955H136 IShares VII PLC
IMSEF G4953W663 iShares II plc.
IMSIF G4953W176 iShares II plc.
IMSXF G4R54M631 ISHARES V PLC
IMTO 45882L101 InterMetro Communications, Inc.
IMTS 45839P106 Interactive Motorsports and Entertainment Corp.
IMTV 45249L109 Imagination TV, Inc.
IMWEF G4954B551 IShares IV PLC
IMWSF G4R54N274 ISHARES III PLC
IMXCF G47634103 IMAX China Hldg Inc
IMXXF G4718J106 Impax Environmental Mark PLC
INAN 46061X205 InterNatural Pharmaceuticals, Inc.
INAR 46062P300 InternetArray, Inc.
INBI 45685W106 Infusion Brands International, Inc.
INBT 45332G207 Inbit Corp.
INDFF Y3974E108 Indofood Agri Resources Ltd.
INDHF D3510Y108 Indus Holding AG
INDNF Q4876Y100 INDUSTRIAL MINERALS LTD.
INDPF G4782Z119 Innovaderma Plc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
INDR 45568U102 Indie Ranch Media, Inc.
INFX 45664A307 Infinex Ventures, Inc.
INGEF Q4912D185 Ingenia Communities Group
INGKY 44987W104 ING Bk Slaski SA
INHC 45777R106 Innolog Holdings Corp.
INII 45780J109 Insight ID, Inc.
ININF M5R49J149 INTER INDUSTRY LTD.
INITF 46431A109 Iunits Government
INIX 45170U508 Ifinix Corp.
INLCF Q4893G108 INFINITY LITHIUM CORP LTD.
INMNF Q4886J101 Inca Minerals Ltd
INNBF G4783W107 Innovative Pharmaceutical Biotech Ltd.
INNI 45777T102 Innovaro Inc.
INOH 453229106 In Ovations Holdings, Inc.
INOW 456664309 InfoNow Corp.
INPOF L5125Z108 Inpost SA
INPOY 45784C100 InPost S A
INQQF 46431V103 IShares NASDAQ 100 Index ETF
INRE 457464105 Inland Real Estate Income Tr Inc
INREF P56242202 Inretail Peru Corp
INSXF F52038100 INSTALLUX SA
INTEQ L5140P101 Intelsat SA
INTH 45771C105 InnoTech Corp.
INTK 456277102 Industrial Nanotech, Inc.
INTO 457203107 Initio, Inc.
INTP 45818D108 Integrated Pharmaceuticals, Inc.
INVI 45811H106 Integral Vision, Inc.
INVL 45781R100 Innovative Climatic Technologies Corp
INVMF G4923C847 Invesco Markets PLC
INVPF G4923C797 Invesco Markets PLC
INVT 46123X409 Inventergy Global, Inc.
INVXF G4923C821 Invesco Markets PLC
IOGEF G4954W258 ISHARES V PLC
IOKIF J25113101 Itoki Corp.
IOMT 464893106 Isomet Corp.
IONAF 46205X103 Iona Energy, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IOOXF 46430M104 iShares Core Canadian Long Term Bond Index ETF
IOTC 46225M103 Iota Communications Inc.
IOWFF B5241S112 Intervest Offices & Warehouses
IPAH 460588106 Interpharm Holdings, Inc.
IPIC 46263D106 iPic Entertainment Inc.
IPKL 46262T102 iPackets International, Inc.
IPLY 460615107 Interplay Entertainment Corp.
IPMG 460188105 International Precious Minerals Group, Inc.
IPMTW 46263Y126 iPayment Holdings, Inc.
IPPIF G4953W598 iShares II plc.
IPPTF Q4879U105 IMPACT MINERALS LIMITED, PERTH
IPRC 45308Q106 Imperial Resources, Inc.
IPSBF P5393B102 Impulsora del Desarrollo Economico de America Latina SA de CV
IPTV 46265H105 IPTV Corp.
IPUB 45569C101 indiePub Entertainment, Inc.
IPWG 46018A100 International Power Group, Ltd.
IPWLG 455434407 Indianapolis Power & Light Co.
IPWLO 455434886 Indianapolis Power & Light Co.
IPZYF G49348116 IP Group PLC
IQSHF G4954G287 IShares Plc.
IQWLF H4399U106 Iq Intl Ag
IRBL 45773P104 Inrob Tech, Ltd.
IRBS 46264M303 IR Biosciences Holdings, Inc.
IRCKF 458354107 Inter-Rock Minerals, Inc.
IREMF G4953B123 iShares MSCI
IREP 45866V109 Interep National Radio Sales, Inc.
IRESF G4954G204 IShares Plc.
IRIDQ G49398103 Iridium World Communications Ltd.
IRIG 45825L101 Integrated Drilling Equipment Holdings Corp.
IRLTF X3968Y103 Intralot SA
IRLTY 46117T109 Intralot SA
IRNG 46023R106 International Ranger Corp.
IROMF J2429X106 I Rom Company Ltd.
IRRAF W5169F115 IRRAS AB
IRRRF G4954M409 Ishares III Plc
IRSHF 46430J101 iShares Core S&P/TSX Capped Composite Index ETF
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IRSIF G4954B361 IShares IV PLC
IRSJF G4R53X521 iShares II plc.
IRSVF G4R54M813 ISHARES V PLC
IRVDF G4947E100 Ironveld Plc
IRWPQ 44950T203 IFC Capital Trust VI
IRXTF G4954P576 ISHARES VI PLC
ISACF G4954M425 Ishares III Plc
ISAGF G4R54N159 ISHARES III PLC
ISAPF G49507836 IShares Plc.
ISARF 46430T109 Ishares Canadian Dex Universe Bond Index Fund
ISAT 450083209 ISA Internationale, Inc.
ISBL 464274109 Ise Blu Equity Corp.
ISCBF G4954G212 IShares Plc.
ISCDF M5R26V107 ISRACARD LTD.
ISCRF G4954G279 IShares Plc.
ISCXF G4954G147 IShares Plc.
ISDDF G4954B452 IShares IV PLC
ISDJF 46430W102 iShares Canadian Select Dividend Index ETF
ISDMF G4R53X463 iShares II plc.
ISDXF 46430K108 iShares CDN DEX All Corporate Bond Index Fund
ISEJF G4R54N373 ISHARES III PLC
ISELF G4954B676 IShares IV PLC
ISESF 46431E101 Ishares Material Sector Index Fund
ISEXF G4953C121 iShares MSCI
ISEYF 977486109 WI2WI Corp
ISFFF K5591Y107 ISS
ISFLF G4R53X307 iShares II plc.
ISGAF G4R54N258 ISHARES III PLC
ISGBF G4954P303 ISHARES VI PLC
ISGPF G4954W241 IShares Plc.
ISHAF 46431F108 Ishares Income Trust Sector Index Fd
ISHBF G4954B411 IShares IV PLC
ISHDF G4954B429 IShares IV PLC
ISHFF G4955M325 ISHARES IV PLC
ISHHF G4953Z112 IShares Plc.
ISHI 46467L102 Islet Holdings, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ISHJF G4954M102 Ishares III Plc
ISHM 45677V108 InfoSearch Media, Inc.
ISHOF G4954M110 Ishares III Plc
ISHPF G4954W274 ISHARES V PLC
ISHQF 46432H103 Ishares High Quality Cd Bd Index Etf
ISHRF G49507240 IShares Plc.
ISHUF G4954G576 IShares Plc.
ISHVF G4R53X257 iShares II plc.
ISHWF G4R53X273 iShares II plc.
ISHXF 46430L106 iShares Core Canadian Government Bond Index
ISHYF G4R53X265 iShares II plc.
ISHZF G4954M326 iShares III plc
ISIDF G4954P436 ISHARES VI PLC
ISJMF G4R54M789 ISHARES V PLC
ISJPF G4R53X240 iShares II plc.
ISJSF 46430F109 ISHARES JANTZI SOCIAL INDEX Unit
ISLV 460328107 International Silver, Inc.
ISMCF G9827U108 iShares Trust
ISMJF G4955H318 IShares VII PLC
ISML 46488W103 ISM International, Inc.
ISMMF G4955M440 ISHARES IV PLC
ISMVF G4955N281 ISHARES IV PLC
ISOL 45244M102 1mage Software, Inc.
ISOLF 46500L200 Isodiol International Inc.
ISON 464895309 Isonics Corp.
ISPCF G49507406 IShares Plc.
ISPD 46070W107 Interspeed, Inc.
ISPFF G49547105 iShares II plc.
ISPHF G49543AD6 iShares Physical Metals PLC
ISQMF G4953B115 iShares MSCI
ISQWF G4955N190 ISHARES IV PLC
ISRCF G4R54M573 ISHARES V PLC
ISRHF G4R54M599 ISHARES V PLC
ISRIF G4955M556 ISHARES IV PLC
ISRMF M6143Z129 Isramco Negev 2 Ltd Partnership UTS LP
ISRNF G4R54M649 ISHARES V PLC
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ISRPF G49507232 iShares Plc Resources NL
ISRRF G49507687 IShares Plc.
ISRUF G4R54M656 ISHARES V PLC
ISRVF G4954G550 ISHARES V PLC
ISRWF G4953W150 iShares II plc.
ISRZF G4953W390 iShares II plc.
ISSEF G4953W341 iShares II plc.
ISSHF G4953W317 iShares II plc.
ISSIF G4954M136 Ishares III Plc
ISSPF G4954M227 iShares III plc
ISSQF G49507695 iShares PLC Global Corporate BD UCITS ETF
ISSRF G4954P170 ISHARES VI PLC
ISSSF G4954M623 Ishares III Plc
ISSXF 46428J105 IShares Core S&P 500 Index ETF
ISSZF G4R54M623 ISHARES V PLC
ISTC 457789105 Instructivision, Inc.
ISTOF D3809D112 ISHARES STOXX EUROPE 600 TRAVEL & LEISURE DE
ISTXF G4954G154 IShares Plc.
ISUDF G4954B478 IShares IV PLC
ISUPF G4953W432 iShares II plc.
ISUUF G4955M341 ISHARES IV PLC
ISVAF G4955H268 IShares VII PLC
ISVBF G4954B825 IShares IV PLC
ISVFF G4R54M607 iShares V PVC MSCI
ISVG 458136108 Integrated Services Group, Inc.
ISVIF G4955H482 IShares VII PLC
ISVJF G49105102 Interserve Plc.
ISVPF G4955H169 IShares VII PLC
ISVQF G4955M820 ISHARES IV PLC
ISVSF G4954W100 IShares Plc.
ISVTF G4954B759 IShares IV PLC
ISVUF G4955M788 ISHARES IV PLC
ISVVF G4954W266 ISHARES V PLC
ISVXF G4955N174 ISHARES IV PLC
ISVYF G4955H276 IShares VII PLC
ISXAF H4307Y109 IShares ETF
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ISXIF Y4177D103 Ishares BSE Sensex India Tracker
ISXOF D3810D119 ISHARES STOXX EUR 600 OIL & GAS
ISXPF G49507737 IShares Plc.
ISXVF G4955M754 ISHARES IV PLC
ISXXF G4954G436 IShares Plc.
ISYX 45324Y208 In-Systcom, Inc.
ISZXF G4955H292 IShares VII PLC
ISZZF G4955M671 ISHARES IV PLC
ITBDF G4954G295 IShares Plc.
ITBFF G4954H137 IShares Plc.
ITCJ 45663R202 Infinite Technology Corp.
ITEC 46112U101 Intertech Solutions , Inc.
ITFY 45867F202 Interfoundry, Inc.
ITGGF T6R89Z103 TG Holding SPA
ITGMF M6058P108 I.T.G.I. Medical Ltd
ITIPF G4R53X232 iShares II plc.
ITKH 465635100 iTeknik Holding Corporation
ITKSF G4758V100 Independent Tankers Corp., Ltd.
ITLI 458168101 Intelligentias, Inc.
ITLK 458752102 Interlink Products International, Inc.
ITMTF 46111P202 Intertainment Media, Inc.
ITMZF 45824E207 Intema Solutions Inc.
ITNRF G5S14K101 LB Shell PLC
ITPC 46119E209 Intrepid Capital Corp.
ITRBF G4954G360 IShares Plc.
ITRO 465743300 Itronics Inc.
ITRUF N4584R101 Intertrust NV
ITRX 460707102 inTerra Resources Corp.
ITSHF D3622D174 INTERSHOP Communications AG
ITSJF G4984V106 ITSA Ltd.
ITSXF 46431B107 iUnits S&P/TSX Capped Financials Index Fund
ITTSF G4923C805 Invesco Markets PLC
ITUP 46113X104 Interups Inc.
IUAGF G4955M739 ISHARES IV PLC
IUCDL Q4976A101 Ishares UBS Composite Bond Index Fund
IUKSF G4953W606 iShares II plc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IUNSF 46428C100 iUnits S&P/TSX Capped Energy Index Fund
IUNTF 46428L100 Iunits MSCI International Equity Index Rsp Fund
IUQFF G4955M770 ISHARES IV PLC
IUSPF 46431D103 Iunits
IUSZF G4955M762 ISHARES IV PLC
IUTBF G491B7411 Invesco Mkts II PLC
IUTCF 46428M108 iUnits S&P/TSX Capped Gold Index Fund
IUTIL Q4976C107 Ishares UBS Treasury Index Fund
IUTSF 46428D108 iUnits S&P/TSX 60 Index Fund
IUVDF G4954B262 IShares IV PLC
IUYBF 46430D104 iShares US High Yield Bond Index ETF Unit
IVATF G491BH237 Invesco Mkts II PLC
IVBUF G4955M879 ISHARES IV PLC
IVCO 461294100 Investco Corp.
IVDYF G491B8195 Invesco Markets III PLC
IVECF G4923C862 Invesco Markets PLC
IVFZF 46184H301 Invictus Financial Inc.
IVHI 46124F209 Invech Holdings, Inc.
IVINF J2442V103 Invincible Investment Corp.
IVITF 46183X802 Invictus MD Strategies Corp.
IVIVF G4954P105 IShares VI PLC Shares
IVME 45325A100 In Veritas Medical Diagnostics, Inc.
IVMGF G4R54M516 ISHARES V PLC
IVMKF G491B7114 Invesco Mkts II PLC
IVSPF G4R54M797 ISHARES V PLC
IVSRF G4R53X414 iShares II plc.
IVUSF G4923C854 Invesco Markets PLC
IVVI 46589F108 IVIVI Technologies, Inc.
IVVPF G4955H524 IShares VII PLC
IVVVF G4955M333 ISHARES IV PLC
IWAL 46603R104 iWallet Corporation
IWATF G4953W143 iShares II plc.
IWBCF J2522N104 Iwabuchi Cp.
IWETU 462427105 Iowa Ethanol LLC
IWKS 001058205 AFP Imaging Corp.
IWRS 46414P107 Irwin Resources, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
IWTSF G4R54M805 ISHARES V PLC
IWVUF G4954B338 IShares IV PLC
IXEH 45073X104 IX Energy Holdings, Inc.
IXLCF 46434P103 ISHARES S&P Global Consumer Discretionary Index Fund CAD Hedged
IXLDF 46434Q101 ISHARES S&P Global Consumer Industrials Fund CAD Hedged
IXOG 454084104 Index Oil & Gas, Inc.
IXSBF 45771Q104 InNexus Biotechnology Inc.
IXSCF G4954B510 IShares IV PLC
IYXI 461868101 Inyx, Inc.
IZIZF G4954M433 Ishares III Plc
IZNN 45074N105 IZON Network, Inc.
JACO 469783104 JACO Electronics, Inc.
JADG 46988L102 Jade Global Holdings, Inc.
JAGR 39341A103 Green Street Capital Corp
JALA 073301202 Be Active Holdings, Inc.
JALC 006246102 Adams (JOHN) Life Corp.
JAMGF 471718205 Jasper Mining Corp.
JASSF J2627A106 Japan Asset Marketing Co Ltd.
JASUF Y44202144 Jasmine International Public Co., Ltd.
JAZTF G5085M234 Jazztel Plc
JBULF 48126M208 Jubilee Gold Exploration Ltd
JBZY 466102209 JB&ZJMY Holding Company, Inc.
JCTG 47760T107 Jiucaitong Group Limited
JDDSF G5144Y112 John David Sports PLC
JDEPY 47216Q103 JDE Peet's NV
JDLGY 46654M103 JD LOGISTICS INC.
JDQTF J2849D102 Jasdaq-Top20 ETF
JECFF 482072303 Jura Energy Corp.
JEMC 46619V107 J.E.M. Capital Inc.
JERT 46614H400 JER Investors Trust, Inc.
JESCF G5S953184 JPMORGAN EUROPEAN DISCOVERY TR PLC
JETGF G4987N119 JPMorgan Fleming Continental European Investment Trust Plc
JFECF J2870T109 JFE Container Co Ltd.
JFTSF 466135100 JFT Strategies Fund
JGFCF 47008T208 Jaguar Financial Corp.
JGHAF D37552102 Jungheinrich AG
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
JGHHY 481872109 Jungheinrich AG
JHIUF G4253H119 James Hardie Industries plc
JIREF G520A1437 JPMorgan Chase Bank NA
JKRO 470123100 Jakroo Inc.
JLFNF J27093103 Japan Lifeline Co Ltd
JMBRF 470273103 James Bay Resource Ltd.
JMEXF G51421108 JMax International Limted
JMIH 48206Q103 Jupiter Marine International Holdings, Inc.
JMON 47033P205 James Monroe Capital Corp.
JMVYU 470385105 James VY Ethanol LLC
JMXXF Q5135L102 Jupiter Mines Ltd.
JNDAF Q5075T115 Jindalee Resources, Ltd.
JNMB 477588107 Jinhua Marine Biological (USA), Inc.
JNOMF Q5134X107 JUNO MINERALS LTD.
JOEY 47777X109 Joey New York, Inc.
JPEIF G520A5206 JPMORGAN ETFS IRELAND ICAV
JPFEF G4987N101 JPMorgan Fleming Continental European Investment Trust Plc
JPGLF G520A1692 JPMORGAN ETFS IRELAND ICAV
JPIVF G5200T106 JP Morgan Indian Investment Trust Plc
JPIZF G5201X114 JPMorgan Income & Capital Trust PLC
JPMTF G520A1171 JPMorgan Chase Bank NA
JPNCF J26462101 Japan Cash Machine Co., Ltd.
JPNRF J25979121 Japan Airlines Co Ltd JAL
JPUHF G520A1163 JPMorgan Chase Bank NA
JPUTF G520A5198 JPMORGAN ETFS IRELAND ICAV
JRIV 470360108 James River Holdings Corp
JRJRQ 46645Q106 JRjr33, Inc.
JSEOF M6186V100 Jerusalem Economic Corporation
JSPCF J28562106 JSP Corp.
JSTS 482196102 Justiss Oil Co., Inc.
JSYSF J28783108 KK Justsystem Corp.
JTCMF 476908108 Jetcom Inc.
JTNB 466250107 JTNB Bancorp Inc.
JUHDY G4474Y230 JANUS HENDERSON GROUP PLC
JUHL 48132B204 Juhl Energy, Inc.
JUKCF J87086112 Juki Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
JUMT 48138T100 Juma Technology Corp.
JUTHF Y4478W149 Jutha Maritime Public Co Ltd
JWCAF 47031P108 James E Wagner Cultivation Corp.
JXMNF 47200C102 Jaxon Mng Inc.
JYBSF Y4S59M106 JAYA BERSAMA INDO TBK PT
KAHL 482833209 Kahala Corp.
KAKZF 48581R205 JSC Kaspi.kz Global
KALG 48238A100 KAL Energy, Inc.
KALY 483380101 Kali, Inc.
KANVF J30665103 Kaonavi Inc
KARE 499866101 Koala Corporation
KATA 485840102 Katana Broadband Corporation
KATSF J3115U109 Katsuragawa Electric Co Ltd.
KATX 48238M203 KAT Exploration Inc.
KBBPF W5240C107 KOPPARBERG BRYGGERI AB
KBBTF J3663P106 Kubota Pharmaceutical Hldgs Co Ltd
KBGCF 49579X402 Kings Bay Res Corp.
KBRS 48243C109 KBS Real Estate Investment Trust II
KBSG 48244M106 KBS GROWTH & INCOME REIT INC.
KBSR 48668L105 KBS Real Estate Invt Tr III Inc.
KCIGF X42768105 Karelia Tobacco Co Inc
KCMH 48242V108 KCM Holdings Corp.
KCPC 493074207 Key Capital Corporation
KDCE 49375K208 Kid Castle Educational Corp.
KDKN 500117106 Kodiak Energy, Inc.
KEFI 493022107 Keweenaw Financial Corp.
KEGX 49309J202 Key Energy Services Inc. Del
KESPF L5841C102 Kleos Space SA
KFFLF G5241Q129 Kefi Gold and Copper Plc.
KFMNF F5375H102 Kaufman et Broad SA
KGET 498456102 Kleangas Energy Technologies, Inc.
KGGNF Q53502102 Kogan Com Ltd.
KGHI 483059101 Kaiser Group Holdings, Inc.
KGHZF 69841K103 Pangolin Diamonds Corp
KGJI 49579A303 Kingold Jewelry Inc.
KGMEF J29051109 Kagome Co., Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
KGRI 88338P409 Kiley Group, Inc. (The)
KHDHF D4024H102 KHD Humboldt Wedag International AG
KHJCF J3479K101 Kohnan Shoji Co., Ltd.
KHZM 55660B100 Madison Ave Media, Inc.
KIDBQ 49375T100 Kid Brands, Inc.
KINPF G5258K106 KINA PETROLEUM CORP.
KIWB 49835F104 Kiwibox.com Inc.
KKPT 500287107 KoKo Petroleum, Inc.
KKUR 171127103 Chromocure, Inc.
KLCCY 49865T107 Kloeckner & Co Ag
KLEEF X4532J101 Kleeman Hellas Sa
KLGG 498499300 Klegg Electronics, Inc.
KLMAF W5S076103 KLIMATOR AB
KLMR 482516309 KLM Koninklijke Luchtvaart Mij Nv Eur
KLOC 501337406 Kushner-Locke Co. (The)
KLTI 498454107 KlausTech, Inc.
KMAG 482542107 KMA Global Solutions International, Inc.
KMMWF 492725114 Kew Media Group Inc.
KMNNF M6S27X133 KMN Capital Ltd.
KMSHF J29289105 Kamakura Shinsho Ltd.
KMSTF M6S33D105 KADIMASTEM LTD.
KMWE 48259J105 KM Wedding Events Management, Inc.
KNBA 494488208 Kinbasha Gaming International, Inc.
KNFHF Q5304L107 Kingfish, Ltd.
KNFSF Y47675114 Kiatnakin Phatra Bank Public Company Ltd.
KNKBF W5139V646 Kinnevik AB
KNKT 50126T100 Kunekt Corp.
KNNGF D4S14D103 KION GROUP AG
KOGL 500601109 Kopp Glass, Inc.
KOJAF X4543E117 Kojamo PLC
KOLR 500444104 Kolorfusion International, Inc.
KOMBY 500459607 Komercni Banka A.S.
KOVR 50067G109 Korver Corp.
KOZAY 50075G109 Koza Altin Islemeleri A S
KOZZF M6372R103 Koza Altin Islemeleri A S
KPAY 49460M101 KinerjaPay Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
KPCM 495602104 King of Pine Creek Mining Ltd.
KPDCF Y47230100 Keppel DC Reit Mgmt Pte Ltd.
KPLIF Y4724S108 Keppel Infrastructure Trust
KPLLF X4533V103 Kino Polska TV SA
KPOC 494414105 Kimberly Parry Organics, Corp.
KPSHF A4712J108 Kapsch Trafficcom AG
KRANF G5314L114 Kraneshares ICAV
KRBOF J36920106 Kurabo Industries, Ltd.
KRED 50048Y104 KonaRed Corp
KREVF Y4740G104 Keppel REIT
KRLTF 485672208 Karnalyte Resources, Inc.
KRMDF F5412L108 Korian Medica SA
KRNIF G5314L122 Kraneshares ICAV
KRRTF X45553108 Korres SA Natural Products
KRRYF G52418103 Kerry Logistics Network Ltd
KSHTF J37525102 KUSHIKATSU TANAKA CO
KSKD 48579L103 Kaskad Corp.
KSQR 48879C100 Kendall Square Research Corp
KSRBF Y4964F105 Kossan Rubber Industries Inc.
KSSH 492536107 Kesselring Holding Corp.
KTBA 22080E205 Structured Products Corp.
KTRPF J33996117 Kito Corp.
KUSA 485775100 Kashin, Inc.
KVIL 49381F102 Kidville, Inc.
KVMD 488349101 Kelvin Medical, Inc.
KWBT 49834X205 Kiwa Bio-Tech Products Group Corp.
KWWMF 492725601 Kew Media Group Inc.
KYDKF J38425104 Kyudenko Corp.
KYHHY 501591101 Kyushu Railway Co
KYORF J37802105 Kyoritsu Air Tech Inc.
KYSRW 49309J129 Key Energy Services Inc. Del
KYUNF J3S63D109 Kyushu Financial Group, Inc.
KYYHF J41079104 Kyushu Railway Co
KZHXY 48666D204 Kazakhtelecom
LAGR 501708101 L.A. Gear, Inc.
LANZ 514624303 Lancer Orthodontics, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
LAREF E7S5A1113 LAR Espana Real Estate SA
LARRF G53508175 Laird PLC
LASKF X4802U133 Lassila & Tikan
LASLY 526353107 Lentuo International Inc.
LATF 518411103 Latteno Food Corp.
LAXAF M6717V108 Laxai Pharma Ltd.
LBAO 549266104 Luboa Group, Inc.
LBCEF Y5228G102 LBC EXPRESS HOLDINGS INC
LBGF 52729P105 Level Best Golf, Inc.
LBKLF J3903C105 Linkbal Inc.
LBRG 50582Q202 Ladybug Resource Group, Inc.
LBYE 53045E105 Liberty Energy Corp.
LCAR 526867106 Lescarden, Inc.
LCCTY 50212N108 L'Occitane
LCDX 13001C105 CALIBER IMAGING & DIAGNOSTICS INC
LCHTF X4901B101 LIvechat Software SA
LCNTU 546234204 Louisiana Central Oil & Gas Co.
LCRE 52323R200 Lecere Corporation
LCTSF F56028107 Lectra Systems
LCYFF G5448Z286 Legal & Gen Ucits ETF Plc
LDBTY 522386507 Lebanese Co For Dev & Recon of Beirut Cent Dist SAL
LDHOF Y5172C198 Land and Houses Public Co., Ltd.
LDOMF 43087N105 HIGHLANDER SILVER CORP
LDRUF G5478T101 Lidco Group Ltd.
LECBF 526732300 Lepanto Consolidated Mining Co.
LECFF 532274107 Lignol Energy Corp.
LECIY 523240307 Lecicio Egypt SAE
LECNF H48570156 Leclanche SA
LEGX 52472C103 LegacyXChange, Inc.
LEHKQ 52519Y209 Lehman Brothers Holdings Capital Trust III
LEHLQ 52520B206 Lehman Brothers Holdings, Inc. Capital Trust IV
LEHNQ 52520X208 Lehman Brothers Holdings Capital Trust VI
LEKOF G5462G107 Lekoil Ltd
LENSF G7234P100 Presbia PLC
LENTY 52634T200 Lenta IPJSC
LEON 526638101 Leone Asset Management, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
LEOPF J38781100 Leopalace21 Corp.
LESAF G5456B106 Le Saunda Holdings Ltd.
LEYOF G5471S100 Leyou Technologies Holdings Ltd.
LFBCF 53184C100 Life Banc & Split Corp.
LFCOF 53227X103 Lift & Co. Corporation
LFEX 549526101 Lucky Friday Extension Mining Co.
LFHLF G5342X122 Lai Fung Holdings Ltd.
LFIN 54304F106 LongFin Corp.
LFPI 53215R100 LifePoint, Inc.
LFUGF G5485F169 Li & Fung
LGAH 50187E109 LGA Holdings, Inc.
LGBI 13765A105 Cannabiz Mobile, Inc.
LGCOF Y52755116 LG Corp.
LGLBF G3954W128 Gold Bullion Securities Ltd.
LGMFF 13640F105 Canadian Nexus Team Ventures Corp.
LGMMY 52490H100 Leg Immobilien SE
LGNC 540601101 Logan Clay Products Co.
LGRTY 50171P102 Lai Sun Garment International, Ltd.
LGTS 53226K102 Lightspace Corp.
LGTT 50187W208 LIGATT Security International, Inc.
LGYRF H893NZ107 Landis & Gyr Group AG
LHHMQ 52520E200 Lehman Brothers Holdings, Inc.
LHRP 532198108 LifeHouse Retirement Properties, Inc.
LHTV 53227A103 Lightstone Value Plus REIT Inc.
LHUAY 52989V107 Lianhua Supermarket Holdings Ltd.
LIDM 532610102 Limco Del Mar, Ltd.
LIFS 53217Y103 Life Stem Genetics Inc.
LIHLU 516757101 LARCHMONT INTER HOLDCO LLC.
LINRF Q5569M105 Liontown Resources Ltd.
LINS 531864106 Life Insurance Co. Of Alabama
LINSA 531864205 Life Insurance Co. Of Alabama
LINUF G54971208 LiNiu Technology Group
LIOEF Q5502H106 Lion Energy Ltd.
LIPDF W5S33J103 LIPIDOR AB
LIQDQ 53633A101 Liquid Holdings Group, Inc.
LITH 90351E204 U.S. Lithium Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
LKAI 501882104 LKA Gold Inc.
LKCRU 507464105 Lake Area Corn Processors LLC Unit Ltd Liability Co
LKOLF Q54334109 Lakes Oil NL
LKSB 51211A105 Lakeside Bancshares Inc LA
LKSGF G5700D106 Luks Group Vietnam Holdings Co., Ltd.
LKSGY 54987P108 Luks Group Vietnam Holdings Co., Ltd.
LLBO 53219E808 Lifeline BioTechnologies, Inc.
LLND 515062107 Landmark Land Company, Inc.
LLNXF 535764104 Link Linux Inc.
LLOBF G5533W255 Lloyds Banking Group plc
LLXXF L65950450 Multi Units Luxembourg Sicav
LMGR 53222E209 Light Management Group, Inc.
LMIAF H51049114 LION E-MOBILITY AG, ZUG
LMMHF Y5213M106 Langham Hospitality Invts Ltd
LMSC 53803W206 Live Microsystems, Inc.
LMSMF 55477Q100 Maclos Capital, Inc.
LMTI 517905105 Laser Master International, Inc.
LMWW 502096100 LMWW Holdings, Inc.
LNCLF 53359R106 Lincoln Gold Mng Inc.
LNDNF W64566107 Lundin Energy AB
LNDT 52989W105 LianDi Clean Technology, Inc.
LNEGY 55037R200 Lundin Energy AB
LNGB 54289V100 Longbau Group Inc.
LNGHY 50731L104 Lai Fung Holdings Ltd.
LNGT 51805Q102 Laser Energetics, Inc.
LNGYF 29669T107 Esrey Resources Ltd.
LNHBF Q5563Q102 Lionhub Group Ltd
LNKE 535763106 Link Energy, LLC
LNKG 53576C106 Link Group, Inc. (The)
LNKLF G5571R101 LINKLOGIS INC.
LNNTF Q5S647116 Linius Technologies Ltd.
LNPLF Y528AE101 LION-PHILLIP
LNXGF 53612Q101 Linux Gold Corp.
LNXW 52634R204 Lenox Wealth Management, Inc.
LOCMQ 53954W104 Local Corp.
LOGL 52490C101 Legend Oil and Gas, Ltd
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
LOGX 70555Q104 PeerLogix, Inc.
LOONF 543512305 Loon Energy Corp.
LOUIF G82927107 SOUTH SHORE HLDGS LTD.
LOVV 54714U107 Love International Group, Inc.
LPBC 534545108 Lincoln Park Bancorp
LPHHF G55555109 Logan Property Holdings Company Limited
LPHM 524038106 Lee Pharmaceuticals
LPPI 50184Q105 LEEP, Inc.
LPPPF 543527303 Loopshare Ltd.
LPRRF F55758100 Laurent Perrier Group
LPTC 52186M108 Le@p Technology, Inc.
LPTI 543137103 Longport, Inc.
LRCFF 547495101 Lovitt Resources Inc.
LRDG 54402R101 Lord Global Corporation
LRNT 543770101 Lorain Telecom Corp.
LRSNF 37958W202 Global Health Clinics Ltd.
LSANF 544312200 Los Andes Copper Ltd.
LSCG 53224G707 Lighting Science Group Corp.
LSIHF Y51449208 Lai Sun Garment International, Ltd.
LSKA 53654P102 Liska Biometry, Inc.
LSLCF Q5430Q152 Lachlan Star Ltd.
LSMLF Q5587U105 Lodestar Minerals Ltd.
LSMNF N5142B108 Lastminute.com NV
LSNVY 50731V102 Lai Sun Development Co. Ltd.
LSTYF G54874105 Lifestyle China Group Ltd
LSYN 53013F100 Liberated Syndication Inc
LTCO 54288P104 LONG TERM CARE OPERATIONS 360 INC.
LTDH 53839Q207 Living 3D Holdings, Inc.
LTEC 545731200 LOUD Technologies, Inc.
LTELF D5076F100 LS Telcom AG Lichtenau
LTFD 537590101 Littlefield Corp.
LTHIF 46187R108 InZinc Mining Ltd.
LTHUQ 536808405 Lithium Technology Corp.
LTKBF 541411401 Logistec Corp.
LTNC 50541A108 Labor Smart Inc
LTRBF Q54790102 LATROBE MAGNESIUM LTD.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
LTRE 522015106 Learning Tree International, Inc.
LTSA 50575Q201 Ladenburg Thalmann Financial Services, Inc.
LTSC 53227B200 Lightscape Technologies, Inc.
LTSF 50575Q110 Ladenburg Thalmann Financial Services, Inc.
LTSH 50575Q508 Ladenburg Thalmann Financial Services, Inc.
LTSK 50575Q409 Ladenburg Thalmann Financial Services, Inc.
LTSL 50575Q300 Ladenburg Thalmann Financial Services, Inc.
LTTC 518414107 Lattice, Inc.
LTTGF 54569L103 LottoGopher Holdings, Inc.
LTTHF G5416A107 Learning Technologies Group PLC
LTUC 537518300 Little Sioux Corn Processors LLC
LTUU 537518102 Little Sioux Corn Processors LLC
LUCC 54928U109 Luca, Inc.
LVBX 52730P102 LevelBlox, Inc.
LVCA 511082109 Lake Victoria Mining Company, Inc.
LVCC 51766P101 Las Vegas Central Reservations Corp.
LVLV 527299101 Level Vision Electronics, Ltd.
LVPR 53227H108 Lightstone Value Plus REIT II Inc
LVRP 538320102 Liverpool Group, Inc.
LVVEF 98615V102 Yooma Wellness Inc.
LVVP 53227M107 LIGHTSTONE VALUE PLUS REAL ESTATE INVT TR V INC
LVVR 53227L109 LIGHTSTONE VALUE PLUS REAL ESTATE INVT TR III INC
LWCTF 50184H105 LCTI Low Carbon Technologies, Inc.
LWEL 54959L101 Luckwel Pharmaceuticals Inc.
LXGTF 529020406 Lexington Biosciences Inc
LXLLF 298638107 Eureka 93 Inc
LXRAW 550789119 Lxrandco Inc.
LXRBF K64105123 LUXOR AS
LXRRF 55068L106 Luxor Industrial Corp.
LYJN 552351108 Lyric Jeans, Inc.
LYLP 54908P104 LoyaltyPoint, Inc.
LYNS 53228J103 Lightyear Network Solutions, Inc.
LYOPF Q56515101 Lycopodium Limited
LYSGF F58864103 LYSOGENE SA
LYXFF L6242R128 LYXOR INDEX FUND
LYXIF F59988356 LYXOR EURO STOXX 50 DR UCITS ETF FCP
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
LYXMF L654A0745 Multi Units Luxemboug Sicav
LYXOF L62422206 LYXOR INDEX FUND
LYXRF F59975106 LYXOR EURO STOXX 50 DR UCITS ETF FCP
LYXXF F5964L233 LYXOR EURO STOXX 50 DR UCITS ETF FCP
LYYXF F59983373 Lyxor International Asset Management FCP
LZDLF P6396R110 Luz Del Sur SA
LZENF G55329109 Lizhan Environmental Corp
MAAFF 55917T102 Magindustries Corp.
MACQF 88337H101 Themac Resources Group Ltd.
MADI 558269106 Madison Systems, Inc.
MAGP 559773106 Magplane Technology, Inc.
MAHI 609176102 Monarch Services, Inc.
MAHN 59523E103 Mid-Atlantic Home Health Network, Inc.
MAIGF Q5742Z106 Mainstream Group Holdings Ltd
MAJCQ G5760D111 Majestic Capital Ltd.
MAJJ 594060204 Michael Anthony Jewelers, Inc.
MAKE 560874109 Makepeace (A.D.) Company
MANR 564062107 Manor National Bank (The) (PA)
MAOMF 577279102 Maudore Minerals Ltd.
MAPL 565311107 Maple Press Co.
MAXAF G59202104 Maxclean Holdings Ltd.
MAXFF M6S71H109 Max Stock Ltd.
MAXMF 842813107 Southern Energy Corp.
MAYX 57807B100 Mayex USA, Inc.
MBAKF X521A6104 mBank SA
MBAY 58446J207 MediaBay, Inc.
MBDC 575600101 Massachusetts Business Development Corp.
MBGNF 58402B305 Med Biogene, Inc.
MBHPF D3234N107 MASCHINENFABRIK BERTHOLD HERMLE AG
MBIPN 55276G600 MBIA Insurance Corp.
MBIPO 55276G204 MBIA Insurance Corp.
MBIPP 55276G501 MBIA Insurance Corp.
MBKBF Q6008R101 METAL BANK LTD, SYDNEY NSW
MBLV 60742Q109 MobiVentures, Inc.
MBRTF 552643405 MBMI Resources Inc.
MBST 607423209 Mobile Star Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MBVA 60037B205 Millennium Bankshares Corp.
MCBP 594448102 Michigan Community Bancorp Ltd.
MCBRF G5922D108 McBride Plc
MCCHF 579903105 McChip Resources, Inc.
MCCLF J3924V108 Macromill Inc.
MCCNF 58406X105 MEDCOLCANNA ORGANICS INC
MCDA 48254P106 KMA Holding, Inc.
MCDBF G5924V122 McDermott International LTD.
MCDIF G5924V106 McDermott International LTD.
MCDTF G5924V114 McDermott International LTD.
MCELQ 60038B105 Millennium Cell, Inc.
MCET 62544S200 MultiCell Technologies, Inc.
MCGRF Y54190130 Major Cineplex Group Public Co., Ltd.
MCHB 583614102 Mechanics Bank of Richmond (CA)
MCIM 55422A200 Macau Capital Investments, Inc.
MCJKF J4168Y105 MCJ Company Ltd.
MCKRF 46989B103 Jade Leader Corp.
MCPB 620874107 Mt. Carmel Public Utility Co.
MCPNF Y60574103 MMC Corp.
MCRT 59502C102 Microart, Inc.
MCTH 58455T203 Medical Connections Holdings, Inc.
MCTYF 59514T101 MicroPlanet Technology Corp.
MCZAF 556162105 Mad Catz Interactive, Inc.
MDAV 238527204 Davi Luxury Brand Group, Inc.
MDAW 58448B103 Media Way Corp.
MDBBF Q5940N103 Medlab Clinical Ltd.
MDBS 576342109 Master Distribution Systems, Inc.
MDCKF D5S93D120 MEDIQON GROUP AG
MDDM 55270E106 MDM Group, Inc.
MDDNF Q5997E121 Meridian Energy LTD
MDDXZ 90214R103 2017 Mandatory Exchangeable Tr
MDEA 58440W105 Media 100, Inc.
MDFC 58469M202 Mediforce, Inc.
MDFZF 58470Q101 Medifocus, Inc.
MDGC 58448D109 MediaG3, Inc.
MDGP 584364202 MedGroup, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MDIN 58436J100 MedGen, Inc.
MDIT 58503D200 Medite Cancer Diagnostics, Inc.
MDKM 582826301 MDECHEM, Inc.
MDLH 58457X202 Medical International Technology, Inc.
MDLM 58503T205 Medley Management, Inc.
MDLQQ 58503Y204 Medley LLC
MDLXQ 58503Y105 Medley LLC
MDNL 560295107 Maiden Lane Jewelry, Ltd.
MDPCF 557903101 Madison Pacific Properties Inc.
MDRA 58505W107 Medra Corp.
MDSI 57683R104 Matrix Denture Systems International, Inc.
MDSQF 60447F101 Minsud Resources Corp
MDXHF 585090103 MedX Health Corp.
MDXX 58411D201 Medex, Inc.
MEDD 58458L108 Medical Imaging Corp.
MEDT 58446C103 MediaTechnics Corp.
MEGH 554040105 MW Investment Holding Group, Inc.
MEGPF J4157R103 Megachips Corp.
MEIEF G4954B544 IShares IV PLC
MEIJF J41727108 Meiji Electric Industries Co., Ltd.
MEISF J39423108 MAEDA SEISAKUSHO CO LTD.
MEIUY 58532Q107 Meitu Inc.
MEMI 604593103 Miracle Entertainment Inc.
MENB 586579104 Mendocino Brewing Co., Inc.
MENC 60040T102 Millennium Energy Corp
MENI 60741J106 Mobilized Entertainment, Inc.
MEOAF Q5954T103 Melbana Energy Ltd
MERR 590419206 Merriman Holdings, Inc.
MERT 592285100 Metropolitan Royalty Corp.
MEUEF G4923G756 Invesco Mkts Plc
MFCO 595176108 Microwave Filter Co., Inc.
MFDB 62825W102 Mutual Federal Bancorp, Inc.
MFLYF F6396D542 MULTI UNITES FRANCE SICAV
MFOYY 58517T209 MegaFon PJSC
MFRVF P6811U102 Minera Frisco S A B
MFST 58471B202 Medifirst Solutions Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MGAG 619143100 Mortgage Oil Corp.
MGFRF D52002108 Magforce Nanotechnologies AG
MGFX 609081203 Monarch Gulf Exploration, Inc.
MGGI 55917N105 Magicstem Group Corp.
MGHTF Q5971Q108 Mercury NZ Ltd
MGLG 559071204 Magellan Energy, Ltd.
MGLI 559072301 Magellan Industries, Inc.
MGLO 58440M206 Media Globo Corp. (The)
MGMA 591917208 Metro Global Media, Inc.
MGMB 55303C101 MGM Holdings, Inc.
MGNT 58518C106 Meganet Corp
MGOM 59862G107 Migom Global Corp.
MGPPF Q5941Y108 Megaport Ltd
MGPRF 22289X103 COVER TECHNOLOGIES INC.
MGRTF Q58752108 MCGRATH HLDG CO LTD.
MGTC 585160104 Megatech Corp.
MHGI 597880103 Midnight Holdings Group, Inc.
MHGTU 59447V108 Michigan Ethanol LLC
MHNLF G59462104 MEDNHADEN RESOURCE EFFICIENCY PLC
MHRTF Y7139L105 PT Matahari Department Store TBK
MHSDF P652AE117 Megacable Holdings SAB DE CV
MIBK 55316D104 MI BANCORP INC.
MICFF 60446Q108 Mint Income Fund
MIHDF Y6080H105 Misc Bhd
MIHL 611810102 MONTAGUE INTERNATIONAL HOLDING LTD.
MIKP 59863T207 Mike The Pike Productions, Inc.
MILOF Q6297L104 Mobilicom Ltd.
MINE 603171109 Minerco, Inc.
MIRXF 81753T105 Serrano Resources Ltd.
MIXX 60688W201 MIX 1 LIFE, INC.
MJARF 60689X109 Mjardin Group Inc.
MJSCZ 56073Q106 Majectic Holdco LLC
MKCOF J39736103 Makoto Construction Co Ltd.
MKEAF F6099Z105 Mauna Kea Technologies
MKEAY 577511108 Mauna Kea Technologies
MKMIF J4681L101 Murakami Corp
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MKRO 609452107 Monkey Rock Group, Inc.
MKRYF 563499102 Manitok Energy, Inc.
MLBEF Q9570P115 WEBCENTRAL GROUP LTD
MLBEY 585400104 WEBCENTRAL GROUP LTD
MLCOF 623891207 Mountain China Resorts Holdings Ltd
MLGAF 561047101 Malaga Inc.
MLHC 55313Q108 M Line Holdings, Inc.
MLKKF 587582107 Mercator Minerals Ltd.
MLKNA 58502M102 MedLink International, Inc.
MLLNF G5S5FH107 Malin Corp PLC
MLORF 61238L109 Montello Resources Ltd.
MLPH 60852T109 Molecular Pharmacology (USA), Ltd.
MLTO 58501Q104 MEDirect Latino, Inc.
MLUXF L6549Y255 Multi Units Luxemboug Sicav
MLUZF L654A0323 Multi Units Luxemboug Sicav
MMAPF F6112P225 Memscap S.A.
MMAYF Y613AR102 MSM Malaysia Holdings BHD
MMBMF E7386C164 MASMOVIL IBERCOM S A
MMCLF R4S40M106 Mercell Holdings AS
MMETF W9731A109 MOMENT GROUP AB
MMHTF Y60757138 Miramar Hotel & Investment Co., Ltd.
MMIO 571303403 Marmion Industries Corp.
MMMKF Q1300J105 Avenira Ltd.
MMNNF W5S77G155 Munters Group AP
MMNT 60879D103 Momentous Holdings Corp.
MMOEF 621178300 Mount Dakota Energy Corp.
MMSGF 57162P108 Marret Multi-Strategy Income Fund
MMTC 59484E209 Micro Imaging Technology, Inc.
MMTS 625420401 Multi-Media Tutorial Services, Inc.
MMTV 58463P102 Medical Media Television, Inc.
MMXXF P6829U169 MMX Mineracao e Metalicos S.A
MNAP 55315B109 MNP Petroleum Corporation
MNDEZ 901376202 2020 Mandatory Exchangable Trust
MNDMF Q3917E107 Firefly Res Ltd.
MNFSF 563259100 Manifestseven Holdings
MNGG 60365U106 Mining Global, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MNGPF G57991104 Man Group Plc
MNIA 13768C108 Cannis Inc.
MNII 562020107 Manati Industries, Inc
MNINF Y6069M349 Minor International Public Co., Ltd.
MNIPF Y6069M356 Minor International Public Co., Ltd.
MNMT 61979X106 Motivating The Masses Inc
MNNFD 603477308 Minfocus Expl. Corp.
MNNGF G0130B101 Affluent Partners Holdings Ltd.
MNNLF J4229M108 Menicon Co Ltd.
MNPGY 61559M108 Moonpig Group plc
MNRIF Y6069M133 Minor International Public Co., Ltd.
MNSF 56418U101 Mansfelder Metals Ltd.
MNTTF L654A0562 Multi Units Luxemboug Sicav
MNVN 60921T205 Mondial Ventures, Inc.
MNVWF 62454R101 Mountainview Energy Ltd.
MNXMF Q1198K107 Auteco Minerals Ltd.
MNZO 56510D106 Manzo Pharmaceuticals, Inc.
MOBEF G6225P103 Mobeus Income & Growth
MOBXF D5111L104 Mobotix AG, Kaiserslautern
MODC 607697307 Modern Technology Corp.
MOMT 60937K206 MoneyOnMobile, Inc
MONSF B6214F103 MONTEA SICAFI
MOPLF P68925133 Molinos Rio de La Plata
MOPN 55313W105 MOP Environmental Solutions, Inc.
MOSIF J6436A108 RELIA INC.
MPEG 45765K105 Innovacom Inc.
MPHBF Y61414101 MPHB Capital Bhd
MPHD 58441D106 Media Pal Holdings, Corp.
MPHMF 13125C106 Callitas Health Inc
MPHSF Q59718108 MEMPHASYS LTD.
MPHYF F6S02U102 Mcphy Energy
MPIN 590782108 Message Processing International, Inc.
MPML 553358201 MPM Technologies, Inc.
MPRG 61978M101 Motion Picture Group, Inc. (The)
MPSFF 76156R102 REVOLUGROUP CDA INC.
MPVR 553438102 MP Ventures, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MPWF 62477B109 MPOWER FING PUB BENEFIT CORP.
MPZAF W5648N127 Mips Ab
MQIIF G5759W104 Macquarie International Infrastructure Fund Ltd.
MRAIF Y6145G126 MRC Allied Inc.
MRDY 60742T202 Mobile Ready Entertainment Corp.
MREOF D1771G105 DEMIRE DEUTSCHE MITTELSTAND REAL ESTATE AG
MRFGF X5188E106 Marfin Financial Group Holdings SA
MRFGY 566560108 Marfin Financial Group Holdings SA
MRGN 58950R108 Mergence Corp.
MRGO 566605101 Margo Caribe, Inc.
MRGQZ 604701102 Mirgor SA CIFA
MRGRY 604701201 Mirgor SA CIFA
MRIB 56575N106 Marani Brands, Inc.
MRIIF M6899L100 Mehadrin Ltd
MRJOF 74641T106 Purpose Marijuana Opportunities Fd
MRLLY 60283B107 Minera IRL Ltd
MROIF G5738R101 Madagascar Oil Ltd
MROMF M7S90C147 Nextage Therapeutics Ltd.
MRPI 58732R103 Mera Pharmaceuticals, Inc.
MRPS 59513P100 Microphonics, Inc.
MRRCF 944204106 Wayland Group Corp.
MRRHF 571624105 Marret High Yield Strategies Fund
MRVCF E7409N346 Metrovacesa SA
MRVOF Q6510T108 Murray River Organics Group Ltd.
MRVT 604690107 Miravant Medical Technologies
MSAAF G5941C107 M&C Saatchi PLC
MSAH 56166J100 Man Shing Agricultural Holdings, Inc.
MSCZF J4231E102 MESCO INC.
MSET 558248100 Madison Sports & Entertainment Group, Inc.
MSFN 56064H107 Mainstreet Financial Corp.
MSHE 553574104 MSH Entertainment Corp.
MSITF 58463C101 Medical Services International Inc.
MSIU 58464A104 Medical Supply International USA, Inc.
MSLM 574667101 Mascot Silver-Lead Mines, Inc.
MSPAF T6039J109 GROWENS SPA
MSPVF J3967N104 Mansei Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MSSEL 575634209 Massachusetts Electric Co.
MSSZF T6S62K106 Massimo Zanetti Beverage Group SPA
MSTF 609180104 Monarch Staffing, Inc.
MSTLW 61761JU80 Morgan Stanley
MSUTF P6811T105 MINSUR SA
MTELF X5588N110 Mota-Engil SGPS SA
MTERF 604470104 Minterra Resource Corp.
MTFC 604446104 Minster Financial Corp.
MTFGF G9R85L106 U K SPAC PLC
MTGOF X5S9LB122 MUSTI GROUP OYJ
MTLCF 591145107 Metalcorp Ltd.
MTLRF 591307103 Metalore Resources Limited
MTMW 57681A103 Matmown, Inc.
MTNX 585730104 Meltronix, Inc.
MTOMF Q3859T203 First Growth Funds Ltd.
MTPR 59139E208 MetaPower International, Inc.
MTRLF M68554100 MATRICELF LTD.
MTRO 59164C309 Metro One Development, Inc.
MTRPF Y60313122 METRO SYSTEMS CORP PUBLIC CO LTD.
MTSAF X5327R109 Metsa Board Corp
MTST 59140A203 MetaStat, Inc.
MTSUY 606769404 Mitsubishi Corp.
MTSZF Q61955102 MINERALS 260 LTD.
MTTCF M6S89X179 MEAT TECH 3D LTD.
MTTWF D5S17Q116 METRO AG
MTVB 62430P104 Mountain-Valley Bancshares, Inc.
MTVX 00191J107 APT Moto Vox Group Inc
MTWD 592724108 Metwood, Inc.
MUHGF J3999M108 MARUHACHI HOLDINGS CO LTD.
MULXF L6549Y479 Multi Units Luxemboug Sicav
MURCF 53228K100 LIGHTSPEED DISCOVERIES INC.
MURXF Q6150A104 Minotaur Exploration Ltd.
MUTM 628299208 Mutual Merchant Services, Inc.
MVAC 620105106 MotorVac Technologies, Inc.
MVRBF W56151108 Medivir AB
MVVEF D5565G122 MVV Energie AG
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
MWCAF 576471106 Matachewan Consolidated Mines Ltd.
MWTRF N56028108 MELTWATER HLDG. B V
MXBGF L6549Y214 Multi Units Luxemboug Sicav
MXDHF B5950S105 MDXHealth SA
MXLGF 62848A202 MX Gold Corp.
MXMSF 577757206 Maxim Resources Ltd.
MXSPF T6916B104 Mondo TV S.p.a.
MXTLF 590915203 Metalex Ventures Ltd.
MXTSF P6464E215 Maxcom Telecomunicaciones,S.A.B. de C.V.
MXXEF D5357P108 Mdax Ex
MYCLF 36358D103 Gallagher Security Corp.
MYCX 62847T202 MyCelx Technologies Corp.
MYDX 55404P100 MyDx, Inc.
MYFT 628513103 My Freightworld Technologies, Inc.
MYHI 62405W100 Mountain High Acquisitions Corp.
MYPHY 578451106 Mayne Pharma Ltd.
MYPRF Y5585D106 Malaysia Airports Holdings BHD
MYRBY 593070105 Meyer Burger Technology AG
MYRLF 59047T206 Meryllion Resources Corp.
MYRPF G63590106 Mysale Group Plc
MYRX 62856H107 Myrexis, Inc.
MYRY 62856T101 Myriad Interactive Media, Inc.
MYSL 628449100 My Screen Mobile, Inc.
MYSRF G6258H101 Moneysupermarket.com Group PLC
MYTEF Y8578H118 Telekom Malaysia Berhad
MYZQF Q0141J100 Advanced Human Imaging Ltd.
MZPS 628703100 Myzipsoft, Inc.
MZTLF G59892110 John Menzies plc
NABA 632594107 National Bancshares, Inc.
NABXF D5647Z106 Nabaltec AG
NACOF P7S71Q112 Nacional Financiera S N C
NADA 656837101 North American DataCom, Inc.
NAEX 63254D102 National Art Exchange, Inc.
NAJSF G66132112 North Atlantic Smaller Companies Investment Trust Plc.
NAMX 656855202 North American Exploration Corp.
NANHF G6389N100 Nan Hai Corp., Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NANHY 63000T104 Nan Hai Corp., Ltd.
NATUF 656914108 North American Tungsten Corporation Ltd.
NAVVF G6427Z115 NAVF PLC
NBDR 65486W105 No Borders, Inc.
NBGLF 62877G104 NBI GLOBAL REAL ASSETS INCOME ETF
NBGV 65080W105 NewBridge Global Ventures, Inc.
NBIIP 628735409 NBI, Inc.
NBMLF 65506F108 Noble Metal Group Inc.
NBRY 650766108 Newberry Specialty Bakers, Inc.
NBVB 638591107 Nationwide Beverage Bottling Corp.
NBVG 67074A206 NutriPure Beverages, Inc.
NCCGF G64319109 NCC Group Plc, Manchester
NCDP 654054105 Nicodrops, Inc.
NCDZF G64063103 Ncondenzi Energy Ltd.
NCEN 62957N102 Nacel Energy Corp.
NCFFF 66401Q108 Northcliff Resources Ltd.
NCHNF J49420102 Nichicon Corp.
NCPLL 62886D100 NCP Litigation Trust
NCSYF M7494X101 NICE Ltd.
NCTW 631084209 Nascent Wine Company, Inc.
NCWAF J49979107 Nichiwa Sangyo Co Ltd.
NCXS 62877Y105 NBC Bancorp, Inc.
NDDG 67035V109 Nudg Media Inc.
NDES 63884L102 Natural Destiny Inc.
NDMT 67012R105 NOWNEWS DIGITAL MEDIA TECHNOLOGY CO LTD
NDTAF D5S1LG112 Northern Data AG
NDVR 643908106 New Dover Capital Corp.
NEAPF Q6S16D102 Nearmap Ltd.
NEGXF 65337X104 Nexgenrx, Inc.
NEIK 66704D101 Northstar Electronics Inc.
NEMD 45673J109 iNeedMD Holdings, Inc.
NEMTF D56134105 Nemetschek AG
NEOM 640505400 NeoMedia Technologies, Inc.
NERG 67060K101 NuTech Energy Resources, Inc.
NESW 644217101 New England Service Co.
NETO 64114L102 NetObjects, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NEUN 64124F301 NeuroGenesis, Inc.
NEVE 64157B102 Nevo Energy, Inc.
NEVPF W0166P109 Abliva AB
NEWG 65137B104 NewGen BioPharma Corp.
NEWRF 651522302 Newmac Resources Inc.
NEXJF 65342B105 NEXJ Sys Inc NEW
NFPC 666280102 Northfield Precision Instrument Corp.
NFSE 65338C109 nFinanSe, Inc.
NFSHF G6635W102 Northern Offshore Ltd.
NGEY 644508103 New Global Energy Inc
NGHDF G66722102 Nova Group Holdings Ltd.
NGMC 65340V103 Next Generation Management Corp.
NGOOB 66516V307 Northern Growers LLC
NGOOL 66516V208 Northern Growers LLC
NGOWL 66516V109 Northern Growers LLC
NGRP 65343Q101 Ngen Technologies Holdings Corp.
NGUGF 644902108 New Guinea Gold Corp.
NHCMF 628937104 NHC Communications Inc.
NHEL 63889N103 Natural Health Farm Holdings Inc.
NHGP 645510108 New Horizon Group, Inc.
NHHEF E7650V112 NH Hotel Group S.A.
NHLE 65341J109 Nhale Inc.
NHLI 66979N107 Nouveau Holdings, Ltd.
NHNKF J50538115 Nihon Kohden Corp.
NHPHF 550254106 LUMIERA HEALTH INC
NHVP 664147105 Northeast Development Corp., Inc.
NHYF 63888X102 Natural Harmony Foods, Inc.
NHZHF G6485S102 New Horizon Health Ltd.
NHZHY 64551U102 New Horizon Health Ltd.
NICRL 654086503 Nicor Inc.
NILRF W57125119 Nilar International AB
NINK 62987R107 NAMI Corp.
NINTF G6524E106 NINETY ONE PLC
NIPKF J54580105 Nippon Konpo Unyu Soko Co., Ltd.
NITMF 410499107 HANNA CAP CORP.
NKOUF J5157H102 Nikko Exchange Traded Index Fund
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NKRN 654112101 Nikron Technologies, Inc.
NKSJF R80036115 Norske Skogindustrier ASA
NKWEF G65280102 NKWE Platinum Ltd.
NKWFF 675252100 Oceanic Wind Energy Inc.
NLAB 67057T107 NuOncology Labs, Inc.
NLFKF K7S14U100 Nilfisk Holdings A/S
NLGCF 665378303 Northern Lion Gold Corp.
NLLRF J55182109 Nippon Pillar Packing Co., Ltd.
NLMP 636637100 National Lampoon, Inc.
NLRT 65528D107 Nogales Res Corp.
NMAKF P71340106 NEMAK S A B DE C V
NMBF 62919L103 NMB Finl. Corp
NMCX 629196106 NMC, Inc.
NMGX 63010N105 NANO MAGIC INC.
NMHLY 62919Q102 NMC Health Plc.
NMKCF P3100T102 ONTROLADORA NEMAK S A B DE CV
NMMCF G65836101 NMC Health Plc.
NMMRF J589D3119 Nomura Real Estate Master Fd Inc.
NMNX 63861K101 NationsMark Nexgen
NMOC 640449104 Nemo Motors Corp
NMSCA 67061Y100 Nutrition Management Services Co.
NMSEF 53228D114 Lifeist Wellness Inc.
NMTT 65441L103 Nimtech Corp.
NNBP 63007M102 Nanobac Pharmaceuticals, Incorporated
NNBXF F64308111 Nanobiotix S.A.
NNDIF 655432102 Noranda Income Fund
NNFC 63008E109 NANOFORCE, INC.
NNGRF D5566G105 NANOREPRO AG
NNGVF 88160V102 Tesoro Minerals Corp.
NNLX 630076107 Nanologix, Inc.
NNMIF 639498104 Nearctic Nickel Mines Inc.
NNOCF G6390M109 Nanoco Group Plc
NNSCF J4884R103 Nec Networks & System Inegration Corp.
NNSV 63010F102 NanoSave Technologies Inc.
NNUTU 41988L202 Hawaiian Macadamia Nut Orchards, L.P.
NNYR 663462208 Northamerican Energy Group Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NOBDF 658043104 North Bud Farms Inc.
NOBGF G6542T150 Noble Group Ltd.
NOBGY 65504R203 Noble Group Ltd.
NODC 65525Q101 Nodechain, Inc.
NOEC 64758A107 New Oriental Energy & Chemical Corp.
NOEJF D5813Z104 NORMA Group AG
NOKFF Y6381Z127 Nok Airlines Public Co Ltd.
NOKPF Y6381Z119 Nok Airlines Public Co Ltd.
NORNQ 65542W206 Noranda Aluminum Holding Corp.
NORX 65654V103 Norstra Energy, Inc.
NOSPF F6517R107 NEOEN SPA ACT
NPCUF 019774108 Allon Therapeutics Inc.
NPKAF S5326R114 Nampak Ltd.
NPNTQ 666610100 NorthPoint Communications Group, Inc.
NPNZF J5196E102 Nippon Antenna Co., Ltd.
NPPEY 654561109 Nippon Electric Glass Co., Ltd.
NPPGF J50151117 Nippon Gas Co., Ltd.
NPPMF J5470A107 Nippon Light Metal Holdings Co Ltd.
NPPRF J52344108 Nippon Ceramic Co., Ltd.
NPRVF 630465102 Napier Ventures Inc
NPSYF J56107105 Nippon System Development Co., Ltd.
NPTH 66561M103 Northern Potash Co.
NQMIY 62890K108 NQ Minerals PLC
NQMLF G66778104 NQ Minerals PLC
NRCD 63147Q104 Nashville Records, Inc.
NRCIF D5S240106 NORCOM INFORMATION TECHNOLOGIES AG
NRFTF Y86209288 Thai NVDR Co Ltd.
NRGT 29276W105 Energy Today Inc.
NRLB 664826104 Northern California Bancorp, Inc.
NRSAF R6S37Z107 NORSE ATLANTIC AS
NRTHF 66561Y107 Northern Power Systems Corp
NRTSF 65500B103 NOBILIS HEALTH CORP
NRUNF 665870101 Northern Uranium Corp
NRWS 631082203 Narrowstep, Inc.
NRXXY 655572105 NORDEX SE
NRYYF R6333E105 Norway Royal Salmon ASA
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NSBK 665728101 Northern Star Financial, Inc.
NSEO 67020E104 NS8 Corp.
NSGDF 62942A207 NSGold Corp.
NSLPQ 64881E109 New Source Energy Partners LP
NSLSF 293581203 Enssolutions Group, Inc.
NSMCF 665722104 NORTHERN SPHERE MNG CORP
NSMG 637882101 National Storm Management, Inc.
NSMSF 665732103 Northern Star Mining Corp.
NSRS 662546308 North Springs Resources Corp.
NSTYY 66573R207 Northern Star Resources Ltd
NSVLF 05153F100 AUQ GOLD MNG INC.
NTABF W5938J406 Netent AB
NTBP 648899102 New Tripoli Bancorp, Inc.
NTCHF P73098207 N1 Technologies Inc.
NTCI 67059J206 Nutech, Inc.
NTCXF 63228P108 Natcore Technology Inc.
NTEI 66988C100 Nova Tech Enterprises, Inc.
NTEK 63009Y203 NanoTech Entertainment, Inc.
NTELF Q6815X101 92 ENERGY LTD
NTETF J51393106 Nikkei 225 Exchange Traded Fund
NTFL 64127V105 Network 1 Financial Group, Inc.
NTFY 669956401 Notify Technology Corp.
NTGL 63010J104 NanoTech Gaming, Inc.
NTHD 64117L109 NetImpact Holdings, Inc.
NTII 64124W304 Neurobiological Technologies, Inc.
NTILF Q6644M102 Neurotech International Ltd.
NTLK 64112B106 Net Talk.com Inc.
NTME 64114Q101 NetMed, Inc.
NTNTY 64112W100 Netent AB
NTOX 66978R109 Notox Technologies Corp.
NTPL 641147103 Netplex Group Inc. (THE)
NTPY 64119A101 NetPay International Inc.
NTRU 63883U103 Natur International Corp.
NTSLU 66706U101 Northstar Ethanol LLC
NTTCF 64112G105 Netcents Technology Inc.
NTUR 63884T105 Natural Blue Resources, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NTWB 667349203 Northwest Bank & Trust Co. (Davenport, IA)
NTXFF F6483L100 Natixis
NUEC 670365105 NuEarth Corp.
NUSMF 639097104 Nautilus Minerals Inc.
NUSPQ 64881E307 New Source Energy Partners LP
NUTTQ 670694108 Nutroganics, Inc.
NUUU 759408107 Rejuvel Bio-Sciences, Inc.
NVCP 629437104 NVCN Corp.
NVPLF 64151A209 Nevaro Capital
NVYAF F4952R104 Navya
NWARF R63179247 Norwegian Air Shuttle Asa
NWAU 67012P109 NowAuto, Inc.
NWBD 64926N106 New World Brands, Inc.
NWCI 65106G100 Newcardio, Inc.
NWCOP 652486200 News Corporation Financial Trust
NWDHU 651410102 Newhall Holding Company LLC
NWEAF G63812153 National Westminster Bank Plc
NWGC 649285103 New World Gold Corp.
NWGN 651360109 NewGen Technologies, Inc.
NWHAF 41024T102 Handa Mining Corp.
NWMH 63847Q107 National Waste Management Holdings, Inc.
NWNNF Q6634Z105 New Century Resources Ltd.
NWOL 663303204 North West Oil Group, Inc.
NWPHF T6916C102 Newron Pharmaceuticals SPA
NWSAL U9598Q116 News Corp
NWSLL U9598Q108 News Corp
NWTCF J49038102 NEWTECH CO LTD.
NWTM 64886C108 NEW TMW TOPCO INC
NWTNY 65320T102 Newton Resources Ltd.
NWTT 62948J103 NW Tech Capital, Inc.
NWUC 638684100 Nationwide Utilities Corp.
NWWTF 65170L100 Newnote Financial Corp.
NWXJ 65056Q108 newAX, Inc.
NXCR 653354100 NexCore Healthcare Capital Corp.
NXDCF Q6750Y106 NEXTDC Ltd, Brisbane QLD
NXEPF Y63377108 Nexen Tire Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
NXFNF G6500G109 Next Fifteen Communications Group PLC
NXMR 65338F102 NextMart, Inc.
NXNN 65342G203 Nexeon Medsystems Inc
NXPS 65333Q202 NexPrise, Inc.
NXRA 65332E101 Nextera Enterprises, Inc.
NXSI 65338M107 Nexis International Industries, Inc.
NXSL 65337W106 NexTech Solutions, Inc.
NXTBF R4S23B101 Next Biometrics Group AS
NXTFF 65338X103 Nextraction Energy Corp.
NXTH 67073X108 NXT Nutritionals Holdings, Inc.
NXTUF G3R75Z209 First Trust Global Funds Plc
NXTYQ 65333R200 Nexity Financial Corp.
NXXTF X583A2103 Next Games Oyj
NXYAF F6527B126 Nexity
NYKHF G6432S106 NAYUKI HLDGS LTD.
NYLE 670720200 Nyle International Corp.
NYOM 62947R106 NYC on the Move Inc.
NYVA 670794106 Nyvatex Oil Corporation (The)
NYXO 67086D305 Nyxio Technologies Corp.
NZEOY 650173206 New Zealand Oil & Gas Ltd.
NZIH 62971A102 NZJ Holdings Inc.
NZMEF Q70322104 Nzme Ltd.
OARFF 348582305 Fort St. James Nickel Corp.
OART 677143208 Ohio Art Company (The)
OBDCF W59397104 Obducat AB
OBDP 68556G109 Orbit Drop, Inc.
OBLR 68557J201 Orbital Enterprises
OBTEF Q7151P116 Orbital Corp., Ltd.
OCESO 675022305 Ocean Spray Cranberries, Inc.
OCESP 675022206 Ocean Spray Cranberries, Inc.
OCINF N6667A111 OCI N.V.
OCIVF G67013105 Oakley Capital Investments Limited
OCMMF G6750T108 Oncimmune Holdings PLC
OCNB 675626105 Oconomowoc Bancshares, Inc.
OCTPF G6702A108 Ocelot Partners Limited
OCTX 67572P101 Octagon 88 Resources Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ODEFF 71643U107 Petrichor Energy, Inc.
ODJAF R64958110 Odfjell ASA
ODMO 67606R107 Odimo Incorporated
ODYC 67611R100 Odyne Corp.
OEDVQ 68771L107 Osage Exploration and Development, Inc.
OERLF H59187106 OC Oerlikon Corp.
OFSI 68214U102 Omni Financial Services, Inc.
OGKJL 670848100 OGK 2 JSC
OGNG 10567L107 Bravo Enterprises Ltd.
OGNT 68618B205 Organa Technologies Group, Inc.
OGSM 68618D102 Organic Sales and Marketing, Inc.
OGSWW 69036R129 Overseas Shipholding Group, Inc.
OHAQ 68402M102 Oracle Healthcare Acquisition Corp.
OHBK 679785105 Old Harbor Bank (Clearwater, FL)
OHBTF D58941101 OHB SE
OHMGF J6011G108 Ohmoto Gumi Co Ltd
OHTR 674198106 Oasis Hotel & Resort Casino
OIDN 67777X206 Oidon Co., Ltd.
OIEXF Q7078D105 Oilex NL
OISXF J60236106 OISIX RA Daichi Inc.
OITAF J60256104 Oita Bank Ltd.
OJSY 67813P100 OJsys, Inc.
OKENF Y64177101 OKEANIS ECO TANKERS CORP.
OKSCF J60600111 Okasan Securities Co., Ltd.
OKSWF 68827L135 Osisko Gold Royalties Ltd.
OLDF 679689109 Old Forge Bank (PA)
OLFC 680636107 Olfactory Biosciences Corp.
OLMM 68268M105 OneLife Technologies Corp.
OLNK 68267M106 OneLink Corp.
OLYRF 67087K100 O Leary Canadian Income Opportunities Fund 2
OMAGQ 681659207 Omagine, Inc.
OMCOF J6010X102 Ohmoriya Co Ltd.
OMDD 686679101 Ormand Industries, Inc.
OMHE 68216X104 Omni Health Inc
OMMH 68216A104 Omnimmune Holdings, Inc.
OMPS 68216B102 Omphalos, Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
OMRX 68750M100 Orthometrix, Inc.
OMVE 68215X105 Omni Ventures, Inc.
OMWDF 682138201 Omega World, Inc.
ONBI 682323209 One Bio Corp.
ONBPF J61461109 ONCOLYS BIOPHARMA INC.
ONCP 682347208 141 Capital, Inc.
ONDR 68275L108 Online Disruptive Technologies, Inc.
ONKCF J6147L104 Onkyo Corp. Neyagawa
ONLI 68275Y209 Online Redefined Inc
ONLPF G6751M102 On-Line Plc
ONMKF Q7133Y102 Onemarket Ltd.
ONTRF 092485101 Blackrock Oil Corporation
ONTTF G6840E103 Oxford Nanopore Technologies PLC
ONVC 68275E104 Online Vacation Center Holdings Corp.
ONVRF 687156109 Oronova Energy Inc.
ONXC 683378103 Onyx Corp.
ONXXF B6S9X0109 Ontex Group NV
ONZBF P8728U167 Organizacion Soriana SAB DE CV
OOAG 67087W203 OMDA Oil and Gas, Inc.
OOBHF G6754C101 On the Beach Group
OPGX 683886303 Optigenex, Inc.
OPHI 68619D200 Organic Plant Health, Inc.
OPLF 68403X107 OptiLeaf, Inc.
OPMC 68388V100 OptimumCare Corp.
OPMG 684008105 Options Media Group Holdings, Inc.
OPMZ 68276T100 1pm Industries, Inc.
OPOSF G6765T119 Optos Plc.
OPPXF W61997131 Opus Group AB
OPST 671003101 OPT Sciences Corp.
OPTBF Y65411103 Oriental Petroleum & Mineral
OPTL 683979207 Optimum Interactive USA Ltd.
OPTZF W6169F105 OPTIFREEZE AB
OPUS 68404C102 OPUS MAGNUM AMERIS, INC.
OPVS 63009W108 NanoFlex Power Corporation
OQLGF F67262109 Olympique Lyonnais Groupe
ORDRF Q9375N109 Vango Mining Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ORGH 68621M107 OrgHarvest, Inc.
ORHHF Q71504106 Orthocell Ltd
ORIIF Q7161U105 Orion Health Group Ltd.
ORMTQ 686701103 Ormet Corp.
ORNC 684058209 Oranco, Inc.
ORPOF F6913C100 OSE Immunotherapeutics SA
ORSHF M7569A101 Orion Sh.m Ltd.
ORSX 68749U205 Orsus Xelent Technologies, Inc.
ORVRF 68573L206 Orchid Ventures Inc.
ORXPF 34987V107 FORZA PETE LTD.
ORYX 68763X309 Oryx Technology Corp.
OSCMY 68555D206 Orascom Investment Holding S.A.E.
OSCN 68272B103 OneScreen Inc.
OSEHF L021A5183 AMUNDI INDEX SOLUTIONS SICAV
OSHIF Y6421A132 Oishi Group Public Co Ltd.
OSIN 683945208 Optimum Source International, Ltd.
OSNDF 55278P103 MBN Corporation
OSOPF Y6473S122 Osotspa Pub Co Ltd.
OSRS 68827T104 Osiris Corp.
OSSDF W68834105 OSSDSIGN AB
OSSFF X6026B106 OSSUR HF
OTCKU 68956Q103 Otter Creek Ethanol LLC
OTED 671804102 Oak Tree Educational Partners, Inc.
OTFT 69006T105 Outfront Companies
OTMN 671061109 O.T. Mining Corp.
OTOW 67107C203 O2 Secure Wireless, Inc.
OTTV 92852K200 Viva Entertainment Group, Inc.
OUTB 689898104 Outback Oil & Mineral Exploration Corp.
OVIT 68232J105 OncoVista Innovative Therapies, Inc.
OVSPW 69036R137 Overseas Shipholding Group, Inc.
OVZM 690237201 Overland Management Inc.
OWCP 67109N108 OWC Pharmaceutical Research Corp.
OXBOF G68367104 Oxford Biodynamics PLC
OXNXF F6816V106 Onxeo SA
OYOCF J63395107 Oyo Corporation
PABN 69829X101 PanAmerican BanCorp
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PACC 69403T104 Pacific CMA, Inc.
PACO 69523R103 Paco Integrated Energy, Inc.
PACQF G72436101 Prime Acquisition Corp.
PAEGF 704586304 Peace Arch Entertainment Group Inc.
PAGDF F6957K117 Paragon Id Sa
PAHGF G7041J107 Pets at Home Group PLC
PALS 61634P100 Mopals.com, Inc.
PANC 69811Q106 Panacos Pharmaceuticals, Inc.
PAOS 03077Y107 Amerinac Holding Corp.
PAOTF F7096P108 Parrot Sa
PAPA 97751X104 WO Group, Inc.
PARD 732449400 Poniard Pharmaceuticals, Inc.
PARDP 732449202 Poniard Pharmaceuticals, Inc.
PARF 699058103 Paradise, Inc.
PARNF Q73622104 Parnell Pharmaceuticals Holdings Ltd.
PARPF N6943F108 Parx Plastics NV
PARQF E7946J105 Parques Reunidos Servicios Centrales SA
PASTF F73325106 Plastic Omnium
PASTY 72755U109 Plastic Omnium
PAWH 709291108 Pennsylvania Warehousing & Safe Deposit Co.
PBBGF D1R83Y100 Deutsche Pfandbriefbank
PBBIF W6740R131 Probi AB
PBDIF Y71188190 PT Bank Danamon Indonesia TBK
PBEP 69404B102 Pacific Bepure Industry Inc.
PBEV 74060W101 Premium Beverage Group, Inc.
PBMFF 69403X113 Pacific Bay Minerals Ltd.
PBMRF Y7122M110 PT Bumi Resources TBK
PBMRY 69367Y107 PT Bumi Resources TBK
PBNNF Y74568166 PT Bank Negara Indonesia TBK
PBYBF Y71202165 PT Bayu Buana TBK
PBYYF D6S30X104 Publity AG
PCBN 72013P108 Piedmont Community Bank Group, Inc.
PCDAF 73752W502 Postmedia Network CDA Corp.
PCGR 70455G107 PC Group, Inc.
PCHG 73380R107 PORT CITY HLDG CO INC.
PCHIY 69578R107 Paints & Chemicals Industries Co.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PCHZF 69578R206 Paints & Chemicals Industries Co.
PCIMF 69440T109 Pacific Imperial Mines, Inc.
PCOA 70686R708 Pendrell Corporation
PCOFF G7082H127 Pico Far East Holdings
PCOK 694701103 Pacific Oak Strategic Opportunity REIT, Inc.
PCOLF G9684P101 Pacific Online, Ltd.
PCPJ 69882A105 PaperClip, Inc.
PCPZ 524594108 Leeward Group Holdings Inc.
PCSO 743666109 Protective Capital Structures Corp.
PCSPF Y6587M102 Pacific Shipping Trust
PCTZF 10567N103 Bravern Ventures Ltd
PCVFF Y6501F126 Pace Dev Corp Pub Co Ltd.
PCYS 74162Y104 PrimeCare Systems, Inc.
PDGRY 70454K307 PDG Realty SA
PDMI 69900Q884 Paradigm Medical Industries, Inc.
PDNLA 741004105 Presidential Realty Corp.
PDNLB 741004204 Presidential Realty Corp.
PDOS 727667107 Platinum Studios, Inc.
PDPR 565807401 Marathon Group Corp.
PDRX 693298101 PD-RX Pharmaceuticals, Inc.
PDTTF 74043Q106 Preferred Dental Technologies Inc.
PDXP 70455F109 PDX Partners, Inc.
PEBA 70725P101 Penn Bancshares, Inc.
PECD 715814406 Pet Ecology Brands, Inc.
PECN 719320103 Photoelectron Corp.
PEDH 711026104 Peoples Educational Holdings, Inc.
PEGX 70557X107 The Pegasus Companies, Incorporated
PEMC 694225202 Pacific Energy & Mining Co.
PEMTF 885472209 Thoughtful Brands Inc.
PEPXY 717041107 Pexip Hldg ASA
PERS 80007A102 SandRidge Permian Trust
PERT 714205101 Permanent Technologies, Inc.
PEYTF 69915T105 Parallel Energy Trust
PFBOF 69331T101 PFB Corp.
PFGBQ 69343G105 PFO Global, Inc.
PFGTF Q7210S127 Pacific Edge Limited
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PFND 70319A106 Pathfinder Cell Therapy, Inc.
PFNL 729511105 Plymouth Financial Corp.
PFNO 69912M400 ParaFin Corp.
PFOH 714273109 Perpetual Federal Savings Bank
PFRRF 71648X106 Petrofrontier Corp
PFTI 746091107 puraDYN Filter Technologies, Inc.
PFTY 69917C100 PARALLEL FLIGHT TECHNOLOGIES INC.
PFWIQ 71674X103 Petrone Worldwide, Inc.
PGCG 74164U100 Prime Global Capital Group Inc.
PGCPF Y7150W121 PTT Global Chem Pub Co Ltd
PGFY 72341V108 Pingify International Inc.
PGGCY 71944R100 Piaggio & C Spa Pontedera
PGGG 705908101 Pegasus Gaming Corp.
PGIE 69341V104 PGI Energy, Inc.
PGINF J6401L105 Prestige International Inc.
PGNE 74161T106 Primegen Energy Corp.
PGOG 71367D109 PERF Go-Green Holdings, Inc.
PGPM 72147P107 Pilgrim Petroleum Corp.
PGPXF 71647C103 Petrocorp Group Inc
PGQWF Q7133W106 1-Page Ltd.
PGSC 743322109 Progressive Green Solutions, Inc.
PGSWF X6447Y107 PGS SOFTWARE SA
PGYC 70336G102 Patriot Energy Corp.
PHGD 717439103 Phil-Good Products, Inc
PHIG 69360B104 PHI Group, Inc (DE)
PHIGW 69360B112 PHI Group, Inc (DE)
PHIXF 718257207 Philippine Metals Inc.
PHLI 695113100 PacificHealth Laboratories, Inc.
PHLLF G52314104 PETERSHILL PARTNERS PLC.
PHMB 71720A107 PharmaCom BioVet, Inc.
PHNGF M7S8CD102 PHINERGY LTD.
PHOS 71922F102 Phosphate Holdings, Inc.
PHRX 71715W106 Pharmagen, Inc.
PHRZF X6454E135 PHAROL SGPS
PHSL 709640106 Penthouse International, Inc.
PHWBF Y7134C167 Philweb Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PHXCF 719015109 Phoenix Canada Oil Co. Ltd.
PHYMF G49543AC8 iShares Physical Metals PLC
PHYOF G4988H111 IXICO PLC
PIFLF G33292106 Premier Farnell PLC
PIHLF X6553F538 PIHLAJALINNA OY
PIHN 73106P203 Polaris International Holdings, Inc.
PIKL 72141R208 Piksel Inc.
PIPI 74052A109 Premier Investment Properties Inc.
PIUTQ 695790105 Paiute Oil & Mining Corp.
PKBAF Y7117S254 PT Bakrie N Bros
PKDC 701081606 Parker Drilling Co.
PKDCW 701081119 Parker Drilling Co.
PKIN 705634103 Pekin Life Insurance Co.
PKMS 705217404 Peckham Industries, Inc.
PKNOF P7917C129 Proteak Uno Sapib De Cv
PKNPF Y71366168 PT BANK NISP TBK
PKREF Q7368J101 Peak Resources Ltd.
PKSKY 064451107 Bank Polska Kasa Opieki
PKSVF 064451206 Bank Polska Kasa Opieki
PKTEF 70137X106 Parkit Enterprise Inc.
PKWY 70153M109 Parkway Bank (Lenoir, NC)
PLATF T7S73M107 Parmalat S.p.A.
PLDIF J6386E100 PLAID INC.
PLFX 74586Y102 Pulse Evolution Corp
PLGC 728127101 Playlogic Entertainment, Inc.
PLHNF D30968156 Paul Hartmann AG Heidenheim An Der Brenz
PLKT 83417D203 Solar Gold Ltd.
PLLDF Y8791A148 Philodrill Corp. (THE)
PLLHF G37751107 Gemfields Group Ltd.
PLLIF T76434264 Pirelli S.p.A.
PLLMF 72763R106 Plata Latina Minerals Corp
PLLVF 696434208 Palladon Ventures Ltd.
PLNE 727063109 Planet Signal, Inc.
PLNTQ 74340R104 Proliance International, Inc.
PLPKF Q7737J105 PPK Group Ltd.
PLPRF 72941N100 Plus Products Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PLRRF G7165U102 Polar Capital Holdings PLC
PLSI 71910Q102 Phoenix Life Sciences International Ltd.
PLSQF M7S2CK109 Plus500 Ltd.
PLTI 727633109 Platcom, Inc.
PLTT 721650109 Pilot Therapeutics Holdings, Inc.
PLUNF Y7130F131 P.T. Lautan Luas TBK
PLWN 723104105 Pinelawn Cemetery
PLWY 712709203 Peoplesway.com, Inc.
PLYR 731787305 Polymeric Resources Corp.
PLYZ 73016P103 Plyzer Technologies Inc.
PMAH 72754B102 PlasmaTech, Inc.
PMBY 73751Y103 POSTD Merchant Banque
PMDL 69372M106 Pace Medical, Inc.
PMDP 727634107 Plateau Mineral Development, Inc.
PMDRF 74162C201 Prime Meridian Resources Corp.
PMEA 69342B107 PM&E, Inc.
PMEHF G7243H107 Primeline Energy Holdings Inc.
PMEMF G7100B151 PIMCO ETFS PLC
PMFIF G7100B284 PIMCO ETFS PLC
PMFXF G7100B268 PIMCO ETFS PLC
PMIR 69344M507 PMI Group, Inc. (The)
PMKY 723437109 PinkMonkey.com, Inc.
PMLAY 70175R102 Parmalat S.p.A.
PMMDF G7100B128 PIMCO ETFS PLC
PMMEF 74060R409 Premium Exploration, Inc.
PMMOF G7100B169 PIMCO ETFS PLC
PMMTF 740173109 Precious Metals & Mining Trust
PMOZ 74272D107 PrismOne Group, Inc.
PMPG 74056P102 Premier Products Group, Inc.
PMSO 74154A205 Primal Solutions, Inc.
PMTRF 740174107 Precious Metals Bullion Trust
PMUHF Y71290103 Pt Multistrada Arah Sarana
PMXX 741618102 Primix Corporation
PNAT 74609Q201 Pura Naturals, Inc.
PNBC 742282106 Princeton National Bancorp, Inc.
PNDFF Y71260106 PT Indofood CBP Sukses Makmur
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PNEXF F70930122 Pharnext
PNFTF G70539104 Petroneft Resources Plc.
PNGB 69841Q100 Panglobal Brands, Inc.
PNGM 707062204 Pengram Corp.
PNGZF Q7352P105 Paringa Resources Limited
PNINF T76181147 Pininfarina S.p.A.
PNLT 69841H100 Paneltech International Holdings, Inc.
PNMLF 47208P105 Jayden Resources, Inc.
PNNB 72346B107 Pinnacle Bank of Oregon (Beaverton)
PNNCU 723460101 Pinnacle Ethanol LLC
PNPL 72302T100 Pineapple Express, Inc.
PNRC 74050H106 Premier Energy Corp.
PNRXF 736883109 Porto Energy Corp.
PNWDF D6S45C137 PNE AG
PNXGF G7S8MZ109 Phoenix Group Hldgs Plc
PNYTF 73942D109 Poynt Corporation
POFPF 73927C845 Power Financial Corp.
POGHF J6378K106 Pilot Corp
POLR 73101T101 Polar Petroleum Corp.
PONB 72357G102 Pioneer Bancshares Inc Tex
PONGF F04280107 Atari
POOSF 73731R103 Poseidon Concepts Corp
POPM 733167407 PopMail.com, Inc.
POPRF 73319W102 PopReach Corporation
PORMF 67011M107 NOVX21 Inc.
POTMF G7181V100 Portmetrion Potteries Holdings PLC
POTN 737636209 Potnetwork Holdings, Inc.
POTRF 83577W108 SOPerior Fertilizer Corp.
POYN 73022L104 Po Yuen Cultural Holdings (Hong Kong) Co., Ltd.
PPAL 712685106 Peoples Trust Co.
PPBB 70979X107 Peoples Bancorp Wash
PPBRF Y7133E164 PT PAN BROTHERS TBK
PPBV 746387109 Purple Beverage Co., Inc.
PPCGF G7228V105 President Energy PLC
PPCQ 74053X108 Premier Pacific Construction, Inc.
PPEVF 694740200 Pacific Paradym Energy, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PPHOF H63556106 Polyphor AG
PPII 192079101 Coenzyme A Inc.
PPMD 74371A103 Protide Pharmaceuticals, Inc.
PPMH 730702107 Point to Point Methodics, Inc.
PPMT 74317U205 Profit Planners Management, Inc.
PPRG 70322M204 Patient Portal Technologies, Inc.
PPRRF 74345T105 Prontoforms Corp
PPRW 740566104 Premier Power Renewable Energy, Inc.
PPSHY 74646F101 Pushpay Hldgs Ltd.
PPSTF Y6837G103 Pepsi-Cola Products Philippines Inc.
PPTL 74061F206 Premium Energy Corp.
PPZRF 95770E107 Western Atlas Res Inc Cda
PRAC 743088106 Productivity Technologies Corp.
PRAKF Y0124M105 Perak Corp.
PRBCF W67033238 Precise Biometrics AB
PRCF 74370B102 Protein Reactor Combined Fuels Inc
PRCK 72604P103 Placer Creek Mining Co.
PRCNF 74625A107 Pure Global Cannabis Inc.
PREGF 69355W105 PRD Energy, Inc.
PREHU 739550101 Praire Ethanol LLC
PRENU 739550200 Praire Ethanol LLC
PRESF Q7405R108 Perpetual Resources Limited
PREXF 73933D100 Power Resource Exploration Inc.
PRFUF G7283L109 PROSPEROUS FUTURE HLDGS LTD.
PRGNF Y6728Q202 Paragon Shipping, Inc.
PRHB 746223403 Pure H2O Bio-Technologies Inc.
PRHL 74051M104 Premier Holding Corp.
PRLLY 724256300 Pirelli & C. SpA
PRLO 743406100 Prologic Management Systems, Inc.
PRLX 69916A105 Parallax Health Sciences Inc.
PRMAF 74641M101 Purpose Multi-Asset Income Fund
PRNI 742576309 Printron, Inc.
PROAF G724AB102 Proactis Holdings PLC York
PROM 74346J106 Propel Media, Inc.
PROT 74371C208 Proteonomix, Inc.
PRPPF G7S98A108 Purplebricks Group PLC
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PRRE 73943L100 Praetorian Property, Inc.
PRRMF 740910302 Premium Income Corp.
PRSEF R7S47J109 Prosafe SE (Cyprus)
PRSEY 74346V208 Prosafe SE (Cyprus)
PRTFU 70338B101 Patriot Renewable Fuels LLC
PRTR 740345103 Precicion Trim Inc
PRVRF Q7S73H101 PROVINCE RES LTD.
PRVU 741390108 PreVu, Inc.
PRWWW 74445L119 PRWireless PR Inc
PRWYF F7329W102 Prodways Group
PRXG 714263209 Pernix Group, Inc.
PRXIQ 74051E201 Premier Exhibitions, Inc.
PRXM 744285206 Proxim Wireless Corp.
PRYNF 056362205 Backstageplay Inc.
PRZM 74273Y100 Prism Technologies Group, Inc.
PSBC 694864109 Pacific State Bancorp
PSCR 74373V105 Proto Script Pharmaceutical Corp.
PSFT 73936K200 Powersafe Technology Corp.
PSIQ 74317L106 Profile Solutions, Inc.
PSKOF X6922W204 Polski Koncern Naftoey Orlen S.A.
PSKRF R7049B138 Protector Forsikring ASA
PSKXF Y6957L106 Philippine Stock Exchange, Inc.
PSLKF Q7576L104 Phoslock Environmental Technologies Ltd.
PSMUF Y71456175 Pt Sinar Mas Multiartha Tbk
PSPW 88580V104 3Power Energy Group Inc.
PSRJF Y714AG102 PT SRI REJEKI ISMAN TBK
PSRVF 491895108 KEON CAP INC.
PSSTF Y7139P148 PT Selamat Sempurna
PSTRQ 737525204 PostRock Energy Corp
PSTTF Q7737S105 Prescient Therapeutics Ltd.
PSWR 742646102 Prism Software Corp.
PSXRF 70260R108 Pasinex Res Ltd.
PSYS 69901J103 Paradigm System Solutions, Inc.
PSZKF X6919X108 Powszechna Kasa Oszczednosci Bank Polski SA
PSZKY 69341F109 Powszechna Kasa Oszczednosci Bank Polski SA
PSZMF 74270L101 Priszm Income Fund
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PTAH 69367L105 PTA Holdings, Inc.
PTAUF Q7701D134 Port of Tauranga Ltd.
PTAYF Y71178118 Pt Asuransi Ramayana
PTBBU 73044X102 Poet Biorefining LLC
PTBRF Y711CF108 PT BERLINA TBK
PTBTQ 732827100 Pope & Talbot, Inc.
PTCXF Y714AP102 PT Wilmar Cahaya Indonesia TBK
PTCYZ 699002101 Parade Technologies Ltd.
PTDFF Y7124X106 PT Adira Dinamika
PTEO 74369R407 Proteo, Inc.
PTEPF Y7120Z154 PT Ensevel Putera Megatrading Tbk
PTEXF G68612103 Pacific Textiles Holdings Ltd.
PTFDF Y71219136 PT Fast Food Indonesia
PTGCF Y7150W105 PTT Global Chem Pub Co Ltd
PTJTF Y7129C123 PT JASUINDO TIGA PERKASA TBK
PTLF 71639C103 Petlife Pharmaceuticals, Inc.
PTMIF Y7131P120 PT MANDOM INDONESIA TBK
PTMKF Y7145S169 PT Ultrajaya Milk Industry and Trading Co
PTNKF Y71264108 PT INDO KORDSA TBK
PTNL 72736R100 PLANTATION CORP.
PTOG 71677C106 Petrotech Oil & Gas, Inc.
PTPKF Y712CA107 PT Pakuwon Jati TBK
PTRC 71647K303 Petro River Oil Corp.
PTRDF 77544C104 ROK Resources Inc.
PTRGF G6577U106 Lion Rock Group Ltd.
PTRO 716732201 Petrominerals Corp.
PTRVF 71646W506 Petro Viking Energy Inc
PTSRF 70214B118 Partners Real Estate Investment Trust
PTSS 705016103 Peartrack Security Systems, Inc.
PTTL 74622A100 Pure Transit Technologies, Inc.
PTTN 70343P103 Patten Energy Solutions Group, Inc.
PTTTS 697116101 Palmetto Real Estate Trust
PTVRF G7041T139 Petro Victory Energy Corp.
PTWJF Y714AL101 PT Wijaya Karya Beton
PTZIF D5988D110 Patrizia Immobilien AG
PTZZF Y71491131 PT Zebra Nusantara TBK
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PUBC 74624L203 Purebase Corporation
PUDA 744674300 Puda Coal, Inc.
PUMD 74373C206 ProUroCare Medical, Inc.
PUNB 746622109 Putnam County National Bank (Carmel, NY)
PUPPF W7S50Y146 Pharmacolog I Uppsala AB
PUPS 719574105 Pick-Ups Plus, Inc.
PURT 74639U107 Purthanol Resources Limited
PURY 74624F107 PureRay Corp.
PVDRF G7278P164 Providence Resources Inc.
PVEN 74112U202 Press Ventures Inc
PVLTF G1146K101 Beijing Energy Intl Hldg Co Ltd.
PVLYL U7258A108 Pivotal Systems Corp Inc.
PVMCF 72301P109 Pine Valley Mining Corp.
PVNNF M8179K109 PV Nano Cell Ltd.
PVNO 744123100 ProVision Operation Systems, Inc.
PVTTF 72582E104 Pivotal Therapeutics Inc
PVVLF 70214T119 Partners Value Invts LP
PVVWF 70214M114 Partners Value Investments Inc.
PVWIF Y2266Z100 E Ink Holdings Inc.
PWCRF 694927104 Pacific Wildcat Resources Corp.
PWEI 69526A206 PacWest Equities Inc
PWFNF 73927C738 Power Financial Corp.
PWLK 73933J107 Powerlock International Corp.
PWNX 73933F204 Powerlinx, Inc.
PWQQF G491B8518 Invesco Markets III PLC
PWZYF X6919T107 Powszechny Zaklad Ubezpieczen SA
PXCE 704212109 Pax Clean Energy, Inc.
PXLIF M78089105 PANAXIA LABS ISREAL LTD.
PXMBF W7S17D102 PAXMAN AB
PXMVF F7S336106 PIXIUM VISION
PXPEF Y7S66G103 PXP Energy Corp
PXPHF R66399107 Pexip Hldg ASA
PXPP 718807100 Phoenix Apps, Inc.
PXRB 72582G109 PixarBio Corporation
PXXLF F7S69W106 Poxel SA
PXYN 74006F105 Praxsyn Corporation
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
PYCEF Y7115M127 Pryce Corp.
PYCFF 621886209 Mount Logan Cap Corp.
PYCT 704289107 Paychest, Inc.
PYDPF 747220101 Pyramid Petroleum, Inc.
PYMOF Q47716107 Hydrocarbon Dynamics Ltd.
PYPTF G6962B101 Paypoint plc
PYROF D6S3PZ144 Pyrolyx AG
PYYRF X6920K137 Poyry OYJ
PZOO 70454Q304 Pazoo, Inc.
PZRXQ 71723F103 PhaseRx, Inc.
PZZPF M7846U102 Paz Oil Co., Ltd.
PZZZF Y7T28F101 Sarimelati Kencana TBK
QATAF G4R78A100 Gulf Invt Fd Plc
QCCP 74735Y102 Quad County Corn Processors Cooperative
QCLSF D2547Q104 Global PVQ SE
QCLSY 37952W109 Global PVQ SE
QCPC 74762A100 Quantex Capital Corp.
QDLC 74730R102 Quadlogic Controls Corp.
QDRSF G7319N103 Quadrise Fuels International PLC
QEMFF Q7821Z106 Qem Ltd.
QEXXF 747762102 Quattro Exploration and Production
QGPLF B6962U104 Quest for Growth Pricaf Leuven
QGRSF 74731U104 Q2 Gold Resources, Inc.
QHHRF Y71653110 QUALITY HSES HOTEL & RESIDENCE FREEHOLD & LEASEHOLD PPTY FD
QIFTF 749093100 Quorum Information Technologies Inc.
QING 74734L101 Qingdao Footwear, Inc.
QJYMF G8229K114 SMI Culture Group Holdings Limited Bermuda
QKLS 74732Y303 QKL Stores, Inc.
QMDT 74837Q106 Quick-Med Technologies, Inc.
QMED 747914109 QMed, Inc.
QMIS 74735J105 QMIS Finance Securities Corp
QNXC 74732N109 Qenex Communications, Inc.
QOWI 74757R100 Quality One Wireless, Inc.
QPSF 74733E207 QPS Die Cutters & Finishers Corp
QPTFF 74836M106 Quest PharmaTech, Inc.
QQFSF G73061106 Qinqin Foodstuffs Group Cayman Co Ltd
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
QRRY 74766Y104 Quarry City Savings and Loan Association
QRXPF Q7908S108 QRxPharma Limited
QSPW 74766C102 Quantum Solar Power Corp.
QTCHF G7306T105 Q Technology Group Co Ltd HKD
QTGI 74767T104 Quark Technology Global Inc.
QUCOF P7921H130 Qualitas Controladora SAB De CV
QUGB 748775103 QUINTON GROUP INC.
QULLF Y6143K103 MRCB UILL REIT
QUPPF G9465G106 Watchstone Group PLC
QUTEF F7627R110 Quantel S.A.
QWIKF G73235106 Qwick Media Inc.
RADR 750465106 Radium Resources Corp.
RAEWF G71107117 PIMA ZINC CORP.
RAGL 749216107 RA Global Services, Inc.
RAIO 75041A100 Radioio, Inc.
RARMF G1746J116 Cadence Minerals plc
RATHF 75410A103 Rathdowney Resources Ltd
RBCI 74925R107 RBC, Inc.
RBCL 74926T201 RBC Life Sciences, Inc.
RBDC 749283206 RBID.com, Inc.
RBFBF N7509A111 ROBECO GLOBAL STARS EQ FD NV
RBGBF G5448Z203 Legal & Gen Ucits ETF Plc
RBII 76761W108 Rising Biosciences, Inc.
RBNZF G7457R130 Reebonz Holding Limited
RBSY 77106R101 RoboServer Systems Corp.
RBTI 756420105 Red Branch Technologies, Inc.
RBWRF G7S29Y100 RAINBOW RARE EARTHS LTD.
RBYC 78116P101 Ruby Creek Resources, Inc.
RBZHF G7457R122 Reebonz Holding Limited
RBZWF G7457R114 Reebonz Holding Limited
RCCB 771698107 Rochester Community Baseball Inc.
RCCMF 654556109 Nippon Dragon Resources, Inc.
RCHA 76303T407 Rich Pharmaceuticals, Inc.
RCKZF D6S914104 Rocket Internet AG
RCMH 75525E107 Reach Messaging Holdings, Inc.
RCPHF W7S15G123 RECIPHARM AB
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
RCPIQ 772081204 Rock Creek Pharmaceuticals, Inc.
RCTC 755746104 Ready Credit Corp.
RCTUF Q80519137 Reef Casino Trust
RCTY 77311B107 Rocket City Enterprises, Inc.
RCZRF 04226J108 Armor Minerals Inc.
RDCO 75735W103 Redefy Corporation
RDCPF 757489109 Redishred Capital Corp
RDEGF 749931200 Radiant Energy Corp.
RDEMF 756566204 Red Eagle Mining Corp.
RDFD 757350103 Redfield Energy LLC
RDFVF 757268107 Redcorp Ventures Ltd.
RDLSF N7364X107 RELX N.V.
RDML 75678Q402 Red Mile Entertainment, Inc.
RDOIF 77487N109 Rodinia Oil Corp.
RDPEF S6815L196 Redefine Properties Ltd.
RDTMF 75703X109 Red Tiger Mining Inc.
RDVA 75525W107 RDVA INC.
RDVWF M81867109 RadView Software Ltd.
RDWD 758054100 Redwood Group International
REAC 74945M203 REAC Group, Inc.
REBL 75617J105 Rebel Group, Inc.
REDFY 757479100 Rediff.com India Limited
REDIF M8208M118 Redhill Biopharma Ltd
REDW 757903109 Redwood Financial, Inc.
REECF Q80528138 Reece Ltd.
REGX 75703V103 Red Trail Energy LLC
RELM 75954H100 Relm Holdings, Inc.
RELOF J6436W118 Relo Holdings Inc.
RENU 760182204 Renuen Corp
REOP 760248104 Reo Plastics, Inc.
RESCU 760841205 Rescap Liquidating Trust
REVNF L7925N152 Reinet Investment SCA
REVSF Y7302Q105 Riverstone Holdings Ltd.
REVXF X7354Z103 Revenio Group Corporation
REXHF Y79979103 Rex International Holdings Ltd
RFBC 77586U103 Romana Food Brands Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
RFCS 75865X202 Refocus Group, Inc.
RFFDU 757350202 Redfield Energy LLC
RFII 75080F101 Rain Forest International, Inc.
RFIVF G75300106 Resource Finance & Investment Ltd.
RFNDF Q81904171 Rural Funds Group Stapled Securities
RFNS 75954D109 Reliant Financial Service Corp.
RFXRF 781586102 Running Fox Resource Corp.
RGBD 75903Q201 Regional Brands Inc.
RGBOQ 75884M302 ReGen Biologics, Inc.
RGDEF 74945R202 RDX Technologies Corp
RGDXQ 76123U105 Response Genetics, Inc.
RGEXF Q8077E102 Resource Generation Ltd.
RGKSF R7302F107 SpareBank 1 Ringerike Hadeland
RGRG 76705P102 Rio Grana Resources Inc.
RGRLF Q8721Q113 Star Phoenix Group Ltd.
RGSEQ 75601N500 Real Goods Solar, Inc.
RGUS 758943104 REGI U.S., Inc.
RGVNF 75890F101 Regent Ventures Ltd.
RGXX 75955G101 RemeGenix Inc.
RHBAF Y72783106 RHB BK BERHAD
RHILF G7669S108 Round Hill Music Royalty Fund Ltd.
RHKJF D6530N119 Rhoen Klinikum AG
RHNO 76218Y202 Rhino Resource Partners LP
RHWI 76871N204 Riverhawk Aviation, Inc.
RIGG 764069100 Richland Resources International Group,
RIGH 76657X111 RightSmile, Inc.
RINO 766883102 RINO International Corp.
RITE 60313P100 MineralRite Corporation
RITT M8215Q110 RiT Technologies, Ltd.
RIVT 769648106 Riviera Tool Co.
RIVX 769534108 Rivex Technology Corp.
RKIGF 75941H106 Reko International Group Inc.
RKLC 773108105 Rockelle Corp.
RKTE 75866P109 Reflectkote, Inc.
RLEVF M8194J103 Rami Levi Chain Stores Hashikma Marketing 2006 Ltd.
RLGDF G7409G109 Real Good Food PLC
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
RLHCY 75618L109 Recall Holdings Ltd
RLNCF N75287222 Rolinco NV
RLPHQ 750758104 RailPower Technologies Corp.
RLTOF Q1990U121 Calima Energy Ltd.
RLYNF F43743107 Rallye S.A.
RMBHF S6992P127 RMB Holdings Ltd.
RMDFF 765187208 Richmond Minerals Inc.
RMETF 750080202 Rackla Metals Inc
RMGNF N7428R104 RHI Magnesita NV
RMHB 77471R207 Rocky Mountain High Brands, Inc.
RMIAF 05329N102 Automotive Finco Corp.
RMIL 774719108 Rocky Mountain International Ltd.
RMISF L7984V129 RM2 International SA
RMLSD 248249104 Dengfeng Group Limited
RMMRF 76971A102 RMR Science Technologies Inc.
RMNXF 75101U400 Rainy Mountain Royalty Corp
RMRI 74967B507 RMR Industrials, Inc.
RMTD 75962A303 Remote Dynamics, Inc.
RMTN 774673107 Rocky Mountain Ayre, Inc.
RNBI 75081R104 Rainbow International Corp.
RNGUF Q80525100 Regeneus Ltd.
RNOPF G75035108 Renold PLC
RNVT 75988T104 Renovate Neighborhoods, Inc.
RNWB 75971W205 Renewable Corporation (The)
ROAOF 50187Q102 LGX Oil Gas Inc.
ROBK 77866T305 Rotate Black, Inc.
ROBOF M20330102 RoboGroup T.E.K. Ltd.
ROBXF 771024106 Robix Environmental Technologies, Inc.
ROCAF 771183100 Roca Mines Inc.
ROCLF V7780Z109 Royal Olympic Cruise Lines, Inc.
RODN 05368L108 Avicenna Global Corp.
ROFO 77316P101 Rockford Corp.
ROIX 761232305 Response Oncology, Inc.
ROKK 77544L203 ROKK3R INC.
ROKR 89783A103 True Blue Holdings, Inc.
ROMVL 758059307 Redwood Mortgage Investors Limited Partnership
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ROSGQ M82183209 Rosetta Genomics, Ltd.
ROSSF G7643P170 Ross Group PLC
ROTH 71715Y102 PharmaRoth Labs, Inc.
ROVVF X7S6CG107 Rovio Entertainment Ltd.
ROWC 779528108 Rowe Companies (THE)
ROWKF 759887102 Renoworks Software, Inc.
ROYE 78026P209 Royal Energy Resources, Inc.
ROYTL 694103102 Pacific Coast Oil Trust
ROYUF K8390X122 Royal Unibrew A S
RPDT 75380M103 Rapidtron, Inc.
RPFG 75087U101 Rainier Pacific Financial Group, Inc.
RQULF G7371X106 Randall & Quilter Invt Hldgs Ltd.
RREIF Y7237M104 Regal Real Estate Investment Trust
RREO 76123W101 Resource Real Estate Opportunity REIT Inc
RRGI 75604V202 Reality Racing, Inc.
RRIC 76122T109 Resource Recovery International Corp.
RRMLF 77829P200 Ross River Minerals Inc.
RROYF 75527Q108 RE ROYALTIES LTD.
RRRI 77267T102 Rock Ridge Resources, Inc.
RRTS 76973Q204 Roadrunner Transportation Systems, Inc.
RSAM 767644107 Rising Sun Bancorp
RSBSF R7154T106 REACH SUBSEA ASA
RSCI 758072102 Redwood Scientific Technologies, Inc.
RSCZF 37891V105 Global Care Capital Inc.
RSERF 761125301 Reservoir Cap Corp.
RSGX 76123F306 Resourcing Solutions Group, Inc. (The)
RSHPF G49456109 Irish Residential Properties REIT PLC
RSRL 76123B107 Resource Real Estate Opportunity REIT Inc
RSTAF D6529D114 RIB Software SE
RSTGF G7535J118 Restaurant Group Plc.
RSYC 756025102 Real Security Co., Inc. (The)
RTAS 75774J104 REDtone Asia, Inc.
RTEXF M8204A100 Ratio Oil Exploration 1992 Ltd
RTGGF G7707W178 RTG Mining Inc.
RTGIF Q81802102 ROTO GRO INTL LTD.
RTHVF X71578110 Raisio Plc
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
RTIOF M8S96Z106 Ratio Petroleum Energy DPP/Limited Partnership
RTMAF 759404205 Reitmans (Canada) Limited
RTMNF 759404106 Reitmans (Canada) Limited
RTNB 776650202 root9B Holdings, Inc.
RTNXF G7489R108 Renalytix plc
RTRK 756917100 Red Truck Entertainment, Inc.
RTSO 74978P107 RTS Oil Holdings, Inc.
RTTO 767788102 Rito Group Corp.
RTWFF G66054100 RTW Venture Fund Ltd.
RUBLF 78111B206 RUBELLITE ENERGY INC.
RUDQF 74930L202 RBC Quant US Dividend Leaders ETF
RUMOF P8S114104 Rumo SA
RUNI 761312107 Reunion Industries, Inc.
RVLTF 76154A101 Revolution Technologies, Inc.
RVNG 75421M203 Raven Gold Corp.
RVRKF 754227106 Raven Rock Strategic Income Fund
RVSTF G4196W108 Riverstone Energy Ltd.
RVVQF 754387108 Ravenquest Biomed Inc.
RWCI 749904108 RWC, Inc.
RWFC 75973A102 Renewable Fuel Corp
RWWDF 09353K109 BLENDER BITES LTD.
RXEI 78347X105 RxElite, Inc.
RXHSF 76329P207 Richco Investors Inc.
RYAHF 78349C109 Ryah Group Inc.
RYMM 78033P101 Royal Mines & Minerals Corp.
RYNL 761692102 Reynaldos Mexican Food Company, Inc.
RYPE 780752101 Royalite Petroleum Co., Inc.
RYPTF Q81384101 RNY Property Trust
RYSMF 780919205 Royal Standard Minerals Inc.
RZLLY 76970D107 Rizal Commercial Banking Corp.
RZRLF M8S99W118 RAZOR LABS LTD
SAAX 66979X105 Nouveau Ventures Inc.
SABB 801085101 Santa Ana Business Bank (CA)
SABNW 78532M112 Sabine Oil & Gas Holdings Inc.
SADL 786327106 Sadlier (WILLIAM H.), Inc.
SAEC 85553A109 Starlight Energy Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SAEI 86801J108 Supatcha Resources, Inc.
SAEOF J67091108 Sanden Hldgs Corp.
SAEUD 80412L883 Saturn Oil & Gas Inc.
SAFS 78646A400 Safer Shot, Inc.
SAGD 836301200 South American Gold Corp.
SAGRF D70329111 S&O AGRAR AG
SAHN 804132108 Saudi American Holdings Corp.
SAHRF 78709X206 Sahara Energy Ltd.
SAIDF 31622P206 Fidelity Minerals Corp.
SALDF G7779L100 Salamander Energy Plc.
SALN 795494202 Salon City, Inc.
SAOGF J7113X106 Seria Co., Ltd.
SARCF H71672101 SARASELECT
SARSF 135101103 Canada House Wellness Group Inc.
SASDF W7501Z171 SAS AB
SASEF G7814X101 Sas Dragon Hldgs Ltd.
SAUKF 858055205 Steel Authority of India Ltd.
SAVW 805430204 SavWatt USA, Inc.
SAYC 16952X200 China Shianyun Group Corp., Ltd.
SAYFF 88575W109 3 Sixty Risk Solutions Ltd.
SBAY 86428D104 Subaye, Inc.
SBBG 816006308 Seibels Bruce Group, Inc. (THE)
SBBI 78391L106 S.B.C.P. Bancorp, Inc.
SBBTF R75677147 Schibsted ASA
SBIMF G4923G319 Invesco Mkts Plc
SBIZF J7867N106 Symbio Pharmaceuticals Ltd
SBKT 866370109 Sumner Bank and Trust
SBOX 86804X104 Superbox, Inc.
SBRKF R8170W115 Sparebank 1 Sr Bk ASA
SBUM 827453101 Silver Buckle Mines, Inc
SCAL 85857C108 Stem Cell Authority, Ltd.
SCBKF 808624100 Science Blockchain Pte Ltd.
SCBS 842626103 Southern Community Bancshares, Inc.
SCBZ 809135106 Scoobeez Global Inc.
SCCCF G8569A106 Sunac China Holdings Limited
SCCFF 86277X300 Strategic Resources Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SCCRF 02115L101 ALSET CAP INC.
SCCTY 81064H105 Scout24
SCDA 05575Y208 B-Scada Inc.
SCEDF G7853U109 Scholar Ed Group
SCGRF Q8397V107 Secos Group Ltd.
SCIE 84760E301 SpectraSCIENCE, Inc.
SCIXF M8708U107 Suny Cellular Communication Ltd.
SCNLF G7856P123 Scancell Holdings PLC.
SCNTQ 808649305 Scient, Inc.
SCOO 807864103 School Specialty, Inc.
SCPAF Q8501T105 Shopping Centres Australasia Property Group
SCPJ 809163108 Scope Industries
SCPT 84917X103 Sports Concepts, Inc.
SCRCQ 811066109 ScripsAmerica Inc
SCRH 80917W202 Scores Holding Co, Inc.
SCRRF Q8313J121 SCHRODER REAL RETURN FUND
SCSHF G7930X100 Scottish Oriental SM
SCSYF X6234R109 Ssh Communications Security Oyj
SCTGF W8046J102 SCOUT GAMING GROUP AB
SCTN 806732103 Schimatic Technologies Inc
SCTQ 84756T106 SPECTRA SYS CORP
SCTY 609453105 Monitronics International, Inc.
SCZZY 833637101 Societa Cattolica di Assicurazioni
SDDMF P6725R153 Sociedad Minera El Brocal S.A.
SDGB 784711103 SSNB, Inc.
SDGMF Y76831125 Shandong Gold Mining Co., Ltd.
SDNI 80589P204 Scandia, Inc.
SDNVY 825865603 Siderurgica Venezolana Sivensa S.A.
SDNWY 825865702 Siderurgica Venezolana Sivensa S.A.
SDOSF W7T14M104 Scandidos AB
SDPNF Y7962H106 Sime Darby Plantation Berhad
SDSS 869096107 Suspect Detection Systems, Inc.
SDSYA 83756A109 South Dakota Soybean Processors, LLC
SDTTU 80007T101 SandRidge Mississippian Trust I
SDUSF G4954B601 IShares IV PLC
SDVI 82668Y106 Signature Devices, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SDVLF Q8326S100 SciDev Ltd.
SEAOF G79441104 Seaco Ltd.
SECTF G8T03D392 SSGA SPDR ETFS EUROPE II PLC
SEDKF Y713AU129 Pt Sumber Energi Andalan Tbk
SEDN 784109209 SED International Holdings, Inc.
SEIL 816051106 Seilon, Inc.
SELR 858199102 Steele Oceanic Corp.
SELSF 784921108 St. Elias Mines Ltd.
SEMUF G81226105 Siem Industries, Inc.
SENFF Q8407F100 Sensera Ltd.
SEPI 811731108 SeaEscape Entertainment, Inc.
SEPOF 096427109 Blumetric Environmental, Inc.
SESI 78412U101 SES Solar, Inc.
SETO 817813108 SETO Holdings, Inc.
SETY 85511W102 Star Entertainment Group, Inc.
SEVM 784811200 STS Evermedia Corp.
SEVT 86606A104 Summit Environmental Corporation, Inc.
SEYE 826918104 Signature Eyewear, Inc.
SFBE 82936F103 Sino Bioenergy Corp.
SFBI 78416X101 SFSB, Inc.
SFDMF Y7682H105 Shanghai Fudan Microelectronics Co. Ltd.
SFFLY 806260105 SCHAEFFLER AG
SFHD 444721104 Hui Ying Financial Holdings Corp.
SFHI 849185103 Sports Field Holdings, Inc.
SFIGA 855121109 Star Financial Group Inc.
SFIR 793848102 Steadfast Income REIT Inc.
SFIV 81372K105 Sector 5, Inc.
SFPI 802179101 Santa Fe Petroleum, Inc.
SFRFF 82771N302 Silver Fields Resources Inc.
SFRI 786364307 Safari Corp.
SFSA 82589P101 Sidney Fed Svgs & Ln Assn.
SFSLF H7482F118 SFS Holding AG Heerbrugg
SFTCF 83405M108 Softchoice Corp.
SFTKF X75477103 SAF TEHNIKA AS
SGACF G8406H249 SSGA SPDR ETFS Europe I PLC
SGBH 38528G107 Grand China Energy Group Ltd
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SGBP 87182V108 Syringa Bancorp
SGCRF Y7T7EF129 SAMSUNG ETFS TR.
SGER 85928P104 Sterling Energy Resources Inc.
SGFEF H75942153 Siegfried Holdings Ltd
SGFRF D7047R130 Solon AG
SGGC 82657A101 Sigma Global Corp.
SGGDF 78663T308 Sage Gold, Inc.
SGGSF G8406H728 SSGA SPDR ETFS Europe I PLC
SGIC 86278B109 Strategic Rlty Tr Inc.
SGIL 86708T100 Sunburst Acquisitions V Inc.
SGLN 868848102 SurgLine International, Inc.
SGLRF 852193101 Spyglass Resources Corp.
SGLS 826698201 Signature Leisure, Inc.
SGMNF 86944A105 Sutter Gold Mining Inc.
SGOO 833292105 Snoogoo Corp.
SGOU 86336F100 Strong Solutions Inc
SGPBY 816110209 Selangor Properties Berhad
SGPLF G7770H124 Saga Plc
SGRCF 79780P104 San Gold Corp.
SGRRF Y81293105 Spring Real Estate Invt Tr
SGRZ 861837102 Stonepath Group, Inc.
SGSPF G8406H801 SSGA SPDR ETFS Europe I PLC
SGSSF G8406H793 SSGA SPDR ETFS Europe I PLC
SGTI 823214200 Shengtai Pharmaceutical, Inc.
SGTN 83423G109 Soligen Technologies, Inc.
SGUJ 787042209 Saguaro Holdings Corp.
SGXXF Y80748109 Sound Global Ltd.
SGYI 86279V104 Strategy International Insurance Group, Inc.
SHCC 78423F101 Shi Corp.
SHDC 868678202 Surety Holdings Corp.
SHEGF J73197105 Shinko Electric Co., Ltd.
SHGP 82001L100 Sharpe Resources Corp.
SHGY 81222Q203 SearchGuy.com, Inc.
SHHFF G78497107 SCHIEHALLION FD LTD
SHIOF J7384M102 SHINOKEN GROUP CO LTD
SHLDQ 812350106 Sears Holdings Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SHMCF G7492H113 Renewi PLC
SHMMF Y7387U112 SAHAMIT MACHINERY PUB CO LTD
SHPPY 835787102 SOPHOS GROUP PLC
SHRSF G4953W580 iShares II plc.
SHSMF J72273105 Shima Seiki Manufacturing Ltd.
SHTPF Y774F7101 S HOTELS & RESORTS PUB CO LTD.
SHTRF Y8239W108 Sunlight Real Estate Investment Trust
SHWK 812015204 Seahawk Deep Ocean Technology, Inc.
SHYMF M7077Y104 Nala Digital Comm Ltd
SHYYF Y7690Y108 Shakeys Pizza Asia Ventures Inc.
SICRF K8851Q129 Simcorp A/S
SIDGQ 852685205 Stamford Industrial Group, Inc.
SIII 86272R100 Strategic Internet Investments, Inc.
SIKTF Y8T82L109 SUMO INDO KABEL TBK PT
SIMA 835466103 Sonics & Materials, Inc.
SIMC 828599100 Simclar, Inc.
SIMYF Y79920107 SMI VANTAGE LTD
SINX 829400100 Sionix Corp.
SIRLF G49507257 IShares Plc.
SITOQ 82988R203 SITO Mobile, Ltd.
SIVE 828331108 Silver Verde May Mining Co., Inc.
SIXD 83002F100 6D Global Technologies, Inc.
SIXGF D69899116 Sixt AG
SIXN 82963R103 Siouxland Energy & Livestock Coop
SJOHF J69977106 Secom Joshinetsu Co., Ltd.
SJRWF 82028K101 Shaw Communications Inc.
SKAIF J6663M106 Sakai Trading Co Ltd.
SKAJ 830484101 Skajaquoda Group Inc
SKGO 83082V504 Skybridge Technology Group, Inc.
SKHRF 85255R301 Stakeholder Gold Corp.
SKKFF 86332H100 Strikewell Energy Corp.
SKLMF Q8512S104 Skellmax Holdings Ltd
SKLNF 83084Y100 Skyline Investment Inc.
SKLV 83086C106 SKYE LIFE VENTURES LTD.
SKLYF J75605121 Skylark Co Ltd.
SKMT 16413C100 Chengda Technology Co Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SKPI 83083F102 Sky Petroleum, Inc.
SKPN 83086M104 SkyShop Logistics, Inc.
SKRUF G73537402 Scottish Re Group Limited
SKRV 78440Y109 SK Realty Ventures, Inc.
SKSK 83084M205 Skookum Safety Solutions Corp.
SKTO 78440L107 SK3 Group, Inc.
SKTP 83087Y107 Skytop Lodge Corp.
SKTPP 83087Y206 Skytop Lodge Corp.
SKVY 81731K101 Sentry Technology Corp.
SKYF 83082Y102 SKY440, Inc.
SLCO 84609P103 Sovereign Lithium, Inc.
SLDGF 83422W105 Solidusgold Inc.
SLFFF Q3969X102 Future Mobility Solutions Ltd.
SLGRF D6T690109 SLM Solutions Group AG
SLGYF G7809E118 San Leon Energy Plc
SLJB 865106108 Sulja Bros Building Supplies Ltd.
SLLN 812228104 Searchlight Solutions, Ltd.
SLMCF P8325N103 SALMONES CAMANCHACA SA
SLMNP 67054E202 LYONDELLBASELL ADVANCED POLYMERS INC.
SLMRF P87993120 Sul America S A Ctf De Deposito De Acoes
SLNM 79550B202 Salon Media Group, Inc.
SLOFF R8T477128 Solstad Farstad ASA
SLOT 79854T206 San Lotus Holding Inc.
SLPA 83125T102 Sleepaid Hldg Co
SLQTF Y80359105 Sinopec Engr Group Co Ltd
SLROF Q8710G100 Stellar Resources Ltd.
SLSR 828284109 Silver Surprize, Inc.
SLTN 828462101 Silverton Energy, Inc.
SLTZ 83414A608 Solar Thin Films, Inc.
SLUP 83437C102 SOLUCORP Industries Ltd.
SMAA 78446F203 SMA Alliance, Inc.
SMANP 83168N202 SMAN Capital Trust I
SMAS 83444X107 Somatic Systems, Inc.
SMBZF 82857V103 Simba Essel Energy, Inc.
SMCCY 86772N104 Sunrise Communications Group AG
SMCDF G8545J106 Strategic Minerals Plc
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SMDCF M84047105 SHL Telemedicine Ltd.
SMGRF Q8794G109 Summerset Group Holdings Ltd, Wellington
SMNOF J75778100 SMN Corporation
SMPP 86274C101 Strategic Management & Opportunity Corp.
SMRGF J75654103 SMAREGI INC
SMRH 868194200 Superior Marketing Research Corp.
SMRL 829205202 Simtrol, Inc.
SMRN 831709100 Smartag International, Inc.
SMRZF Q7034M108 NZ Mid Cap FD
SMTEF W8T99D100 Smart Eye
SMVE 831920103 Smart Move, Inc.
SMVI 833626104 Social Media Ventures Inc.
SMVR 83171P301 Smart Ventures, Inc.
SMVS 831699103 Smave Solutions, Inc.
SMWFF G8T03D525 SSGA SPDR ETFS EUROPE II PLC
SMWPY 83241P109 SMITHS NEWS PLC
SMWZF D7026M193 Sm Wirtschaftsberatungs Ag Stuttgart
SNAS 82936T103 Sino Assurance, Inc.
SNBIF J67006106 Sanbio Co Ltd.
SNCLF Y8088R127 Southern Concrete Pile Public Co Ltd
SNCVF P7990M135 Rassini SAB De CV
SNDH 853471100 Standard Holdings Group, Ltd.
SNDZ 86771T102 Sunridge International, Inc.
SNEGF G8274B118 Sound Energy PLC
SNGHF G8159T101 Singasia Holdings Ltd.
SNGWF L8322S786 SG Issuer
SNHPF J67909101 Sanei Architecture Planning Co., Ltd.
SNHR 815813100 Seguin Natural Hair Products Inc.
SNIOF 81725Y109 SENSIO Technologies Inc.
SNKOF J67478107 Sanko Co Ltd
SNLM 437773104 Homestead Gold and Silver Ltd
SNLP 87166Q109 Syntrol Corp.
SNLS 798735106 San Luis Trust Bank FSB
SNMBQ 83540T109 Sona Mobile Holdings Corp
SNNAQ 82622H108 Sienna Biopharmaceuticals, Inc.
SNNHF G5267M101 Kingwell Group Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SNNJF 81723C307 Sennen Potash Corp
SNNVF 86745H101 Sunniva Inc.
SNOIF Y80235149 Sino-I Technology, Ltd.
SNPKF G8165U100 Sinopec Kantons Holdings Ltd
SNPXF D6996H101 SNP Schneider Neureither & Partner AG
SNRAF 88825L200 Tisdale Resources Corp.
SNRR 86802H101 Super Nova Resources, Inc.
SNRS 86768Q103 Sunrise Consulting Group, Inc.
SNSKF J67661108 Sanko Sangyo Co Ltd.
SNTNF Q8242B108 Santana Minerals Ltd
SNTZ 80280R103 Santana Mining, Inc.
SNVIF M878AG108 SONOVIA
SNVP 80534P200 Savoy Energy Corp.
SNWV 80303D107 SANUWAVE Health, Inc.
SNYL 867472300 Sunnylife Global, Inc.
SNYR 87165D109 Synergy CHC Corp.
SNZZF W8188S100 Senzime AB
SOCJF 835651100 Sonora Gold & Silver Corp.
SOEN 834156101 Solar Enertech Corp.
SOFE 14173W101 CAREPAY INC.
SOFSF 18453D105 CLEANGO INNOVATIONS INC.
SOFT 834021206 SofTech, Inc.
SOFWF M9067W114 SOFWAVE MED LTD.
SOGFF 86277F846 Strategic Oil & Gas Ltd.
SOHL 844024109 Southern Trust Securities Holding Corp.
SOIS 86333A104 Striker Oil & Gas, Inc.
SOLBF 834442105 SOLVBL SOLUTIONS INC.
SOLGY 83427F107 Solocal Group
SOLI 83420E107 Solei Systems, Inc.
SOLU 83438R108 Solutions Group, Inc.
SONR 835410101 Sonar Radio Corporation
SOPK 844649103 SouthPeak Interactive Corp.
SOPV 83416L107 Solar Park Initiatives, Inc.
SOQDQ 835426206 Sonde Resources Corp
SOSO 86211A101 Storage Computer Corp.
SOST 84389Y100 Southern States Sign Co.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SOUG 784666208 Sou 300 Group Holding Co.
SOVTF X8250N111 Sonaecom SGPS SA
SOYO 84611B100 SOYO Group, Inc.
SPAGF G4954W233 ISHARES V PLC
SPBGF G8406H165 SSGA SPDR ETFS Europe I PLC
SPCNF 78472R105 SPC NICKEL CORP.
SPDC 84764T304 Speed Commerce, Inc.
SPDE 847723202 Speedus Corp.
SPDRF G8T03D509 SSGA SPDR ETFS EUROPE II PLC
SPGHF G8190S112 SINO PROSPER GROUP HLDGS LTD.
SPGX 86933P105 Sustainable Projects Group Inc.
SPGZ 84763M201 Spectrum Group International Inc.
SPHDF H7155R134 Santhera Pharmaceuticals Holdings Ltd.
SPHEF Y8123J106 SPH REIT
SPHM 849206107 Spotlight Homes, Inc.
SPHNF G8087N101 SHEPHERD NEAME LTD.
SPHS 83578Q209 Sophiris Bio, Inc.
SPHUF 848419107 Sphere Resources, Inc.
SPICF 8484EP107 SPICE Venture Capital PTE Ltd.
SPIWF F8691R101 Spie SA
SPKTF 84757D100 SPECTRA PRODS INC.
SPLY 83362Q209 SocialPlay USA, Inc.
SPMI 84770S209 Speedemissions, Inc.
SPMLF 81733D105 Sentry Select Primary Metals Corp.
SPMMF M8693P105 Space Communication Ltd.
SPNR 868157405 Superior Energy Services, Inc.
SPNZF Q8662G108 South Port New Zealand Ltd.
SPOC 84762G304 Spectrum Oil Corp.
SPOZF G83678113 Sportech Plc
SPPEF H7913E102 SPICE PRIVATE EQUITY LTD.
SPPH 848224101 Spencer Pharmaceutical Inc.
SPQDF 84749V101 SPECIALTY LIQUID
SPRBF R8T572100 Sparebank 1 Ostlandet
SPRL 86267N205 Strat Petroleum, Ltd.
SPRZ 85207X208 Spriza, Inc.
SPTJF Y80373106 Sinopec Shanghai Petrochemical Co. Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SPTXF Q8700L184 SPRINTEX LTD
SPWUF G8T03D590 SSGA SPDR ETFS EUROPE II PLC
SPXA 84763Y106 SpectrumDNA, Inc.
SPXP 84858A104 Spirit Exploration, Inc.
SPZRF Y8132D108 SPRITZER BHD
SQBGQ 81734P206 Sequential Brands Group Inc. New
SQCC 85221L107 Square Chain Corp.
SQFL 78471E105 SQL Technologies Corp.
SQTI 83417H105 Solar Quartz Technologies, Inc.
SRAMF M8469U106 SISRAM MED LTD.
SRBGF H81489108 Starrag Rorschacherberg
SRBIF G8063R183 Serabi Gold Plc
SRBRF Y7517U107 Sapura Resources BHD
SRCAF 86330Y105 Stria Lithium, Inc.
SRCSY 866245103 Summit Resources Ltd.
SRCX 861758308 Stonebridge Resources Explorations Ltd.
SRGE 84467T403 Southridge Enterprises, Inc.
SRGMF 85236E106 SRG MNG INC.
SRII 84730P105 Speaking Roses International, Inc.
SRIOF Y8068W112 A Soriano Corp ANS
SRLTF 81173R101 Seafield Resources., Ltd.
SRMKF G4923G194 Invesco Mkts Plc
SRNN 842233108 Southern Banc Company, Inc. (The)
SRNW 863101101 Stratos Renewables Corp.
SRNXF J7655E102 Sourcenext Corp.
SRPX 80918Q105 Scorpex, Inc.
SRRLF G8187C104 SIRIUS REAL ESTATE LTD
SRRPF M83587101 Shagrir Group Veh Svcs Ltd
SRSCQ 81234D109 Sears Canada Inc.
SRSIF 86269M106 Strateco Resources Inc.
SRSK 855188108 Star Struck, Ltd.
SRSN 862935103 Strategic Resources International, Inc.
SRSR 803720101 Sarissa Resources, Inc.
SRVTF W8963F109 Star Vault AB, Malmo
SRWDF Y774D2120 SHERWOOD CORP THAILAND PUB CO LTD.
SRWRF D7045Y145 Solarworld AG
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SSBBF G8406H868 SSGA SPDR ETFS Europe I PLC
SSCFF 83171N108 SmartCool Systems, Inc.
SSCHF D70018102 SMT Scharf AG
SSDEF G8406H769 SSGA SPDR ETFS Europe I PLC
SSDRF G8T03H104 SSGA SPDR ETFS Europe I PLC
SSEEF G8406H702 SSGA SPDR ETFS Europe I PLC
SSEHF G8T03D426 SSGA SPDR ETFS EUROPE II PLC
SSEUF G8T03D145 SSGA SPDR ETFS EUROPE II PLC
SSEXF G8T03D749 SSGA SPDR ETFS EUROPE II PLC
SSGAF G8406H199 SSGA SPDR ETFS Europe I PLC
SSGBF G8T03H740 SSGA SPDR ETFS Europe I PLC
SSGFF G8T03D533 SSGA SPDR ETFS EUROPE II PLC
SSGGF G8406H710 SSGA SPDR ETFS Europe I PLC
SSGMF G8T03D582 SSGA SPDR ETFS EUROPE II PLC
SSGOF G8515B109 Stop Sleep Go Inc.
SSGUF G8T03D400 SSGA SPDR ETFS EUROPE II PLC
SSGWF G8T03D574 SSGA SPDR ETFS EUROPE II PLC
SSGXF G8T03D434 SSGA SPDR ETFS EUROPE II PLC
SSHC 84467R100 Southshore Community Bank Apollo Beach (FL)
SSHKF J71090104 Senshukai Co Ltd.
SSHLF G8569B104 SUNAC SVCS HLDGS LTD.
SSHLY 86702K105 SUNAC SVCS HLDGS LTD.
SSHXF G8T03D210 SSGA SPDR ETFS EUROPE II PLC
SSLYF Y8014Y105 Sinotrans Shipping Ltd.
SSLZF T8660G149 Societa Sportiva Lazio Spa
SSPT 825357205 Shot Spirits Corp.
SSRAP 80411A201 Saturns Sears Roebuck Acceptance Corp.
SSRC 817305105 SentiSearch, Inc.
SSSB 87185E103 Systematic Savings Bank
SSSEF G8T03D418 SSGA SPDR ETFS EUROPE II PLC
SSSGY 80385Q109 Sartorius AG
SSSKY 825387103 Showa Shell Oil Ltd.
SSSPF G8T03H146 SSGA SPDR ETFS Europe I PLC
SSSXF G8T03D194 SSGA SPDR ETFS EUROPE II PLC
SSTEF Y7929E139 Siam Steel Service Centre Public Co Ltd
SSTRF G81365101 Silverstar Holdings Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SSTU 800366106 Sandy Steele Unlimited Inc.
SSTY 86866W101 SureTrace Security Corp.
SSUR 85771V208 StatSure Diagnostic Systems, Inc.
SSVC 813718103 SecureD Services, Inc.
SSWRF G8T03H674 SSGA SPDR ETFS Europe I PLC
SSYT 87184L207 Systech Systems International, Inc.
STACF 736401100 Portex Minerals Inc.
STAGF D81698173 Strabag AG
STAU 854930203 Star Nutrition, Inc.
STBEF W86989196 STARBREEZE AB
STBV 862720208 Strategic Global Investments, Inc.
STCI 86880M204 Surge Technologies, Inc.
STCO 863095105 StratoComm Corp.
STCRQ 81578E101 Seertech Corp.
STDAF D76226113 Stada Arzneimittel AG
STDE 853373108 Standard Energy Corp.
STFR 85780P101 STEADFAST APT REIT INC
STGGQ 78478D100 STG Group, Inc.
STHC 84129L103 Southcorp Capital, Inc.
STHHF N8248H102 Steinhoff Intl Hldgs NV
STHLW 85801J118 Stearns Holdings LLC.
STIE 802816108 Santaro Interactive Entertainment Co.
STKKF Q8782C151 Strike Energy Ltd
STKMF W8507P134 Sotkamo Silver AB
STLB 85916M105 Sterling Business Solutions Inc.
STLM 789313103 St. Elmo Silver Mines Corp.
STMDF 85572E108 StartMonday Technology Corp.
STNX 85568C207 StarTronix International, Inc.
STPJF 84359Y106 Southern Pacific Resource Corp
STQNF Q8789U105 Strandline Res Ltd.
STRB 86260A101 Strasbaugh
STREF G8499E103 SThree plc
STRI 78478V209 STR Holdings, Inc.
STRZ 855086104 Star Buffet, Inc.
STSC 85571H201 Start Scientific, Inc.
STSFF 83192D105 Smartstop Self Storage REIT Inc
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
STTH 85788X304 Stealth Technologies, Inc.
STTLF G8540D328 Structural Monitoring Systems PLC
STUO 78476C104 STI Group, Inc.
STVA 86033H102 Stevva Corp.
STWC 78485C103 STWC Holdings, Inc.
STXFF Q8795S102 Streettracks S & P/ASX 50 Fund
STYLA 86422L102 Styleclick, Inc.
STYS 860837202 Stinger System, Inc.
STZU 86688V109 Sun Tzu Corp.
SUBB 864451109 Suburban Minerals Corp.
SUDFF Q8800Q109 Suda Ltd
SUDKY 86400Y100 Studsvik AB
SUFF 68373R106 Ophir Resources Co.
SUJAF G4955M812 ISHARES IV PLC
SUME 865634109 Summer Energy Holdings, Inc.
SUNC 86721X104 Suncast Solar Energy, Inc.
SUNR 86687P202 Sun Sports and Entertainment, Inc.
SUNYF 867842304 Sunshine Oilsands Ltd
SUPBF J78357100 SUPERBAG CO LTD.
SUSMF G4955M655 ISHARES IV PLC
SUSTF G8T03D459 SSGA SPDR ETFS EUROPE II PLC
SUUB 86427Q106 Sub-Urban Brands, Inc.
SUVZ 869551101 Suvanza
SUZRY 865575104 Sulzer AG
SVBDF W89736115 SVEDBERGS I DALSTORP AB
SVBM 827394107 Silver Belt Mines Inc.
SVDN 80512A209 Savden Group Corp
SVMN 828437103 Silverore Mines, Inc.
SVMRF R776D4103 Sevan Marine AS
SVNJ 81785L302 727 Communications, Inc.
SVNNF G781AA104 Savannah Energy Plc
SVRH 81817P206 Sevier County Bancshares, Inc.
SVRTF M82361102 SAVOREAT LTD.
SVRZF 74641C202 Purpose Silver Bullion Fd.
SVSE 828234203 Silver Star Energy, Inc.
SVSO 82104Q105 SheerVision, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SVTE 81761B104 Service Team, Inc.
SVXA 846041200 Sovereign Exploration Associates International, Inc.
SWCC 84479V107 Southwest Casino Corp.
SWEE 870334109 SweeGen, Inc.
SWGI 85521K106 Star Wealth Group Inc.
SWGRF F91829105 Sword Group
SWIOU 84504R105 Southwest Iowa Renewable Energy LLC
SWMAF W9376L154 Swedish Match AB
SWMAY 870309606 Swedish Match AB
SWMD 85570H103 Starwin Media Holdings, Inc.
SWNLF 810647107 SCOZINC MNG LTD.
SWNM 845633304 Southwestern Medical Solutions, Inc.
SWNNU 845125202 Southwest Minn Agrifuels Coop LLC
SWOOF G8T03D541 SSGA SPDR ETFS EUROPE II PLC
SWQGF H8403Y103 Swissquote Group Holding AG
SWRI 81282T105 Seawright Holdings, Inc.
SWRL 90349P105 U-Swirl, Inc.
SWSDF H8404J162 Swiss Life Holding
SWWI 828815100 Simon Worldwide, Inc.
SWYDF 86222Q806 Stornoway Diamond Corp.
SXERF D3803C102 Ishares Euro Stoxx Banks 30 15 UCITS
SXHHF 83563R105 Sonomax Technologies Inc
SXLBF G8T03D442 SSGA SPDR ETFS EUROPE II PLC
SXRIU 82962U107 Sioux River Ethanol LLC Cap
SXRRU 82962U206 Sioux River Ethanol LLC Cap
SYBF 87163W109 Syntec Biofuel, Inc.
SYBRQ 87159E402 Synergy Brands, Inc.
SYCRF G8649T109 Syncora Holdings Ltd.
SYDRF 85220Q206 Spyder Cannabis Inc.
SYEV 818542102 Seychelle Environmental Technologies, Inc.
SYHO 87160E102 Synergie Wellness Products, Inc.
SYKWF Q8514Q148 Sky Network Television Ltd.
SYNE 871628301 Synthesis Energy Systems, Inc.
SYNI 87164M100 Synvista Therapeutics, Inc.
SYNJ 23955L100 Day TradeXchange, Inc.
SYPT 81111J104 Scrypt, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
SYVC 87163M101 Synovics Pharmaceuticals, Inc.
SYVN 87122P104 Sycamore Ventures, Inc.
SYXXF 87163U103 Synodon, Inc.
SZGEF W8188V111 SENZAGEN AB
SZRRF Y74432140 Saizen Real Estate Investment Trust
SZSN 81941R102 Shandong Zhouyuan Seed and Nursery Co., Ltd.
TAAI 889864104 Tombao Antiques and Art Group
TACI 89355W103 TransAtlantic Capital Inc.
TAGOF D8283Q174 TAG Immobilien AG
TAHEF 873787402 Tahera Diamond Corp.
TAICF G8659B105 Tai Cheung Holdings Ltd.
TAISF J79885109 Taisho Pharmaceutical Holdings Co Ltd
TAKMF J80443104 TAKAMATSU CONSTRUCTION GROUP CO LTD
TALC 874075104 Tal-Cap, Inc.
TAOHY 87600W100 Tao Heung Holdings Ltd
TAQR 89415V103 Traqer Corp.
TASY 87600V102 Tanxia System, Inc.
TASZF T93207107 TAS TECNOLOGIA AVANZATA DEI SISTEMI SPA
TATD 87666U105 Tatyana Designs, Inc.
TAUX 881031108 Terre Aux Boeufs Land Co., Inc.
TAWNF Y8615C114 Thai Airways International Public Co., Ltd.
TBDYF 382735108 Gordon Creek Energy, Inc.
TBET G88615102 Tibet Pharmaceuticals, Inc.
TBEV 42969X306 High Performance Beverages Co
TBMIF 05153A101 Aurcrest Gold, Inc.
TBTEF 901401307 Twin Butte Energy Ltd.
TCAI 00901R100 AIMTC INC.
TCEC 89355M105 TransCoastal Corporation
TCGN 878695105 Technology General Corp.
TCHC 878228105 Tech Central, Inc.
TCHH 89834W104 Trustcash Holdings, Inc.
TCKGY 884344102 Thomas Cook Group Plc.
TCLIF F9334Q104 THERACLION
TCMFF P9028N168 Telecom Argentina S.A.
TCOR 89468R108 TreeCon Resources, Inc.
TCPYF Y8828C109 Ticon Property Fund
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TDBKF 891145633 Toronto Dominion Bank (ON)
TDBSF 87234Y209 TDB Split Corp
TDCAF K94545116 TDC A/S
TDGFF G8917X121 Tongda Group Holdings Ltd.
TDMMF Q5692C107 Mach7 Technologies Ltd
TDXP 37956F102 Global Smart Capital Corp.
TDYT 883622409 Thermodynetics, Inc.
TEAH 98163R206 Worry Free Tea House Holdings Company
TEGR 88100A101 Terra Energy & Resource Technologies, Inc.
TEGY 89342A107 Transact Energy Corp
TEHG 87874X206 Technovative Group, Inc.
TEKI 879088102 TEK DigiTel Corp.
TEKXF 53500R104 Lincoln Ventures Ltd.
TELCF 87931L104 Telecure Technologies Inc.
TERA 88077T109 TeraForce Technology Corp.
TERCF Q90011109 TERRACOM LTD.
TEUCF Y09675144 Box Ships Inc.
TEUFF Y09675201 Box Ships Inc.
TEUM 69946T207 Pareteum Corporation
TEUZF M8767K107 Teuza Protected
TEXAF X89406130 Teixeira Duarte Egenharia e Construcoes SA
TEXC 88289Q307 TexCom, Inc.
TEXG 88078Q302 Terax Energy, Inc.
TFARF J8931G101 Toppan Forms Co., Ltd.
TFCCF 881002406 Terra Firma Cap Corp.
TFRNF G97226628 Wisdomtree Issuer Plc
TFRY 876556200 Tasty Fries, Inc.
TFSVF W3062R104 24SEVENOFFICE GROUP AB
TFZI 31683N108 The Fight Zone, Inc.
TGCM 893238204 Trans-Global Capital Management, Inc.
TGGLF Q8869H107 Tegel Group Holdings Ltd
TGIC 895925105 Triad Guaranty Inc.
TGILF 886917103 Tiger International Resources Inc.
TGKFY 890254105 Tongkah Harbour Public Company Ltd.
TGLTY 87243M402 TGLT S.A.
TGMEF J84592104 Togami Electric Mfg Co Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TGMR 89732M109 Troy Gold & Mineral Corp.
TGNOF F93488108 Trigano SA
TGPHF M87910168 TOGETHER PHARMA LTD.
TGRR 88680R102 Tiger Reef, Inc.
TGTMF 876141201 Targeted Microwave Solutions Inc.
TGVN 872418207 TGC Ventures International, Inc.
TGVSF K9640A110 Tryg AS
THBIY 900150103 Turkiye Halk Bankasi A.S.
THDS 885793109 3Dshopping.com
THFRF Y8730K116 Thai Union Group Public Company Limited
THGMF G1319V108 Blackrock Throgmorton Tr Plc
THKUF Q9104H100 Toll Holdings Ltd.
THLM 525169207 Lehman (T.H.) & Co., Inc.
THLPF W9T18N112 Thule Group AB
THNOF Q89275103 Technology One, Ltd.
THOXF K11962162 Bioporto AS
THPFF Y87270123 Thai President Foods Public Co., Ltd.
THPHF 884099201 Thinkpath Inc.
THPTF J8T39R107 Techpoint Inc.
THRA 88342Q203 Therma-Med, Inc.
THRGF G8T03D301 SSGA SPDR ETFS EUROPE II PLC
THRO 88580T109 Theron Resource Group
THRR 885803304 Thresher Industries, Inc.
THRSF G88576106 Thunderbird Resorts Inc.
THRYW 886029115 Thryv Holdings Inc
THSGY 886286103 Thus Group Plc
THVWF Y86209866 Thai NVDR Co Ltd.
TIDE 886405109 Tidelands Oil & Gas Corp.
TIEKF N86333114 TIE KINETIX N V
TIEMF J8340M103 Tiemco Ltd.
TIGE 88674J108 Tigrent Inc.
TIKRF M8790M112 Tikcro Technologies Ltd.
TIMNF 887404101 Timminco Ltd.
TIOIF 17040C208 Cholamandalam Financial Holdings Limited
TIPGF G8890G137 Titan Petrochemicals Group, Ltd.
TIPNF 902390301 Tyner Resources Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TIPS 886307107 Tianrong Internet Products and Services, Inc.
TIPUF L65950484 Multi Units Luxembourg Sicav
TIRTZ 886410109 Tidelands Royalty Trust B
TISDZ 894626209 Treasure Island Royalty Trust
TITCF X90766126 Titan Cement Co.
TIXC 888733102 Tix Corporation
TJSS 874050107 Taj Systems, Inc.
TKBIF J805A2106 Takara Bio, Inc.
TKCI 90042T206 Turnkey Capital, Inc.
TKDOF J86775103 Tokyo Dome Corp.
TKFTF F9T08Z124 Tarkett SA
TKGL 879100105 TekeGldMpire, Inc.
TKIDU 89776Q107 Tru Kids Parent LLC
TKIEF J8744E103 Tokyo Keiki Inc.
TKMTF J80465107 TAKAMATSU MACHINERY CO LTD.
TKYVY 90015N103 Turkiye Vakiflar Bankasi Tao
TLCO 879292209 Teleconnect, Inc.
TLDN 87961E103 Telidyne Inc.
TLFA 87538X105 Tandy Leather Factory, Inc.
TLFX 879366201 Telefix Communications Holdings, Inc.
TLGHF B89957110 Telenet Group Holding NV
TLGN 29977N107 Ever Harvest International Group Inc.
TLLEQ 87951V206 Teletouch Communications, Inc.
TLLGF E9010P108 Talgo SA
TLLXY 874089105 Talanx AG
TLLYF 89621T108 Trilogy Intl Partners Inc.
TLOG 88165U109 TetraLogic Pharmaceuticals Corporation
TLOOF 21077G108 Contakt World Technologies Corp.
TLPC 879948206 Telpac Industries, Inc.
TLSMF Q88126109 Talisman Mining Ltd.
TLXPF Q71511101 Ora Gold Ltd.
TMCGF G8911E111 TomCo Energy Plc
TMCV 87972L104 Temecula Valley Bancorp, Inc.
TMEN 883906406 ThermoEnergy Corp.
TMFXF D3R40L106 Holidaycheck Group AG
TMGY 880872106 Terminus Energy, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TMILF G8673D103 TAYLOR MARITIME INVTS LTD
TMLVF 875089104 Tamerlane Ventures Inc.
TMMTF D83837100 Tom Tailor Holding Ag Hamburg
TMOL 896274107 Trimol Group, Inc.
TMPPF G8904A100 Times Property Holdings Ltd.
TMSMF Q8978J101 TENNANT MINERALS NL
TMSOF 884903303 Thomson Reuters Corp.
TMSPF J8225X109 TeamSpirit Inc.
TMXLF P90413132 Telefonos de Mexico, S.A.B. de C.V.
TNCMF Y85290107 TAN CHONG MOTOR HOLDINGS
TNEHF G8918Q125 TONLY ELECTRONICS HLDGS LTD
TNGMF 89784R402 True North Gems Inc.
TNGNQ 88034G208 Tengion, Inc.
TNHPF F90676101 Technip
TNKE 87583W101 Tanke, Inc.
TNOXF J8298U107 TENOX CORP.
TNRI 888322203 Titan Resources International Corp.
TNSTD 469887129 JADE PWR TR Unit
TNTC 887663102 Tintic Standard Gold Mines, Inc.
TNTRQ 88770Q105 Tintri, Inc.
TNVWF Y8620A210 Thai NVDR Co Ltd.
TNXXF D82827110 Talanx AG
TOAOF J83904102 TOA OIL CO LTD.
TOAVF J84055102 Toa Valve Holding Inc.
TOCOF G89110103 Tom Group Ltd.
TODM 890312101 Tonopah Divide Mining Co.
TOEAF J84453109 Toei Animation Co., Ltd.
TOETF J8963D109 Tosei Corp.
TOGL 88907T303 Toga Limited
TOOD 883672305 Thermwood Corp.
TOPZ 89054W206 Topaz Resources, Inc.
TPCFF 88831E109 Titan Logix Corp.
TPFPF Y86462150 Thai President Foods Public Co., Ltd.
TPHIF Y8898C104 Top Frontier Investment Holdings Inc.
TPIL 87262T106 TPI International, Inc.
TPLWF Q8948V101 Temple & Webster Group Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TPNI 74586X203 The Pulse Network, Inc.
TPPPF N88795104 Triple P N.V.
TRAC 891918120 Track Data Corporation, Inc.
TRAE 89676P100 Triton American Energy Corp.
TRAGF 88079F107 Terago Inc.
TRBD 899905103 Turbodyne Technologies Inc.
TRBO 89989H209 Turbo Global Partners, Inc.
TRBX 87262F106 TRB Systems International, Inc.
TRCC 89238N106 TRACCOM INC.
TRCNF 89377T104 TRANSNATIONAL CANNABIS LTD.
TRGCF 876129107 Target Capital Inc.
TRGM 876140104 Targeted Medical Pharma, Inc.
TRIG 89669Q107 Trio Industries Group, Inc.
TRII 896699105 Trio Resources, Inc.
TRITF G9103F106 Tri-Tech Holding Inc.
TRKR 89234G105 Tracker Corporation of America, Inc. (The)
TRKX 894725308 Trek Resources, Inc.
TRLC 89619H108 TRILINC Global Impact Fund LLC.
TRLDF 885799106 Threegold Res Inc.
TRLQF F94555103 TRILOGIQ
TRNF 87621P209 Taronis Fuels, Inc.
TRNX 876214206 Taronis Technologies, Inc.
TROG 896834108 Triumph Oil & Gas Corp.
TRPS 896756103 TRIP TECHNOLOGIES INC.
TRRB 896763109 Tripborn Inc.
TRRGF 89355R203 Transatlantic Mng Corp
TRRNF 89108T100 Tornado Global Hydrovacs Ltd.
TRRPF 89141P107 Torrent Cap Ltd
TRSBF G8875G102 3SBio Inc
TRSFF 895298206 Tres-Or Resources Ltd.
TRSUF R9284D100 Treasure ASA
TRTI 893888107 Transtech Industries, Inc.
TRTPF G91044100 Trustpilot Group PLC
TRUA 896787108 Triumph Apparel Corp.
TRUL 897889101 Trulite, Inc.
TRWLY 89454X101 TRAWELL CO S P A
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TRZHF Q90295108 Tourism Hldgs Ltd.
TSBLF G8887W103 Tiso Blackstar Group SE
TSCAF 90068U103 Tuscany Energy Ltd.
TSCC 87872T207 Technology Solutions Company
TSDOF B9132B105 Tessenderlo Group NV
TSETF Y8728Z125 Thai Stanley Electric Plc.
TSFGN 837841402 South Financial Group, Inc. (The)
TSHO 892652108 Tradeshow Marketing Company, Ltd.
TSNI 87855G206 TechniScan, Inc.
TSOCF J79626107 Taisei Oncho Co Ltd.
TSRR 89267V102 Tradestar Resources Corp.
TSSCF M9013U105 Turk Sise Cam
TSSLF P90355135 Telesites SAB De CV
TSSNF G8887U107 Tissue Regenix Group Plc
TSSP 89486N204 Trendsetter Solar Products, Inc.
TSSZF F9137Z103 Tessi ACT
TSTEF S4680T105 LUXE HLDGS LTD.
TSTS 88326V103 That Marketing Solution, Inc.
TSUIF G91123151 Tse Sui Leun Jewelry International Inc.
TSURF J93352102 TSUKURUBA INC.
TSVNF G8715B107 Team 17 Group Ltd.
TSWT 876533209 Taste Water, Inc.
TSYI 88101A100 Terra Systems Inc.
TTCFF Y89779105 Digital Telecommunications Infrastructure FD
TTCIF B9152F101 TITAN CEM INTL N V
TTIRF G8761R105 Tertiary Minerals Plc
TTLTF 89151N109 Total Telcom, Inc.
TTMMF Y2068B111 Digital Telecommunications Infrastructure FD
TTNUF G88915114 Titanium Group, Ltd.
TTOPF 891107104 Toronto Pictures, Inc.
TTRHF 881001101 Terra Energy Corp.
TTTNW 88162F113 TETRA Technologies, Inc.
TTTRF G9026D113 Treatt Plc
TTXP 896198207 Trilliant Exploration Corp.
TTXTF G87655117 Texhong Textile Group Ltd
TTYP 896556107 Trinity Petroleum Trust
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TUALF Q9246A104 Tuas Ltd.
TUIBF D8484K430 TUI AG
TURA 89990A102 Turbine Aviation, Inc.
TURV 90207B107 Two Rivers Water & Farming Company
TUXS 901144105 Tuxis Corp.
TVAGF 872948203 TVA Group, Inc.
TVAVF M8T8DG101 Tel Aviv Stock Exchange Ltd.
TVCE 873061105 TVC Telecom, Inc.
TVDPF Y9008A129 Tv Direct Pub Co Ltd
TVER 88101U304 Terrace Ventures, Inc.
TVETF 894353101 Traverse Energy Ltd
TVNB 900016106 Turbotville National Bancorp, Inc.
TVTOF Q92693110 TV2U International Ltd.
TWABF J90376104 Towa Bank, Ltd.
TWAC 873090104 TWA Corp.
TWCI 87309Q107 T.W. Christian, Inc.
TWER 892000308 Towerstream Corp.
TWIRF 89467Q200 Tree Island Steel Ltd.
TWNAF Q89169116 Tawana Resources Nl
TWNE 89213F102 Towne Bancorp, Inc.
TWOS 879320109 TeleData World Services, Inc.
TWSI 89678H106 Tristar Wellness Solutions Inc.
TWTG 90215Y107 2020 GENESYSTEMS INC.
TWTXF 070487103 Batch 22X Ltd.
TXBUF J88435102 Nomura TOPIX Banks Exchange Traded Fund
TXCCQ 894065309 TranSwitch Corp.
TXGE 88244W100 Texas Gulf Energy, Incorporated.
TXGWU 88289G101 TEXGEN PWR LLC
TXHE 882898307 Texhoma Energy, Inc.
TXIC G8918T103 Tongxin International Ltd.
TXLZF 881601108 Tesla Exploratin Services Inc.
TXMC 88823T106 Tirex Corporation (THE)
TXSP 87677K104 Taxus Pharmaceuticals Holdings Inc.
TYABY 900151408 Turkiye Is Bankasi A.S.
TYHJF 902166107 Tyhee Gold Corp.
TYPFF 38150E107 GOLDFLARE EXPL INC.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
TZROP 87320A206 Tzero Group Inc.
UAMA 90933P107 United American Corp.
UBANF H8939C153 UBS ETF
UBCHF H8939C104 UBS ETF
UBEX 90969R100 United Bullion Exchange, Inc.
UBGZF 90273E563 UBS AG (London Branch)
UBIA 90266C103 UBI BlockChain Internet Ltd.
UBIHF J9384P101 UBICOM HOLDINGS INC.
UBISF H893AG137 UBS INDEX SOLUTIONS SHS HLDGS KLASSE ETF
UBNSF Q93349100 URBANISE COM LTD
UBSBF 501282107 Kure Technologies, Inc.
UBSEF L9398E529 UBS ETF
UBSMF L9398E503 UBS ETF
UBSSF H7710L176 UBS SIMA SHS HLDGS
UBSVF L9405A379 UBS ETF SICAV
UBSWF 90274F809 UBS AG (London Branch)
UBSZF 90274F817 UBS AG (London Branch)
UBYH 90347T109 UbuyHoldings, Inc.
UCAPF L7298H329 OSSIAM LUX SICAV
UCIDF Y9039B104 Uni-Charm Indonesia TBK PT
UCIX 90420E102 Umbra Companies Inc.
UCPC 90459D108 UniCapital Corp.
UCSO 910037209 United Consortium Ltd.
UCTN 12643W206 CTN Media Group, Inc.
UDSG 902658103 UDS Group, Inc.
UEHPF G9187G103 Ultra Electronics Holdings Plc.
UETH 91022Q105 United Ethanol LLC
UETTU 91022Q204 United Ethanol LLC
UFCP 906617105 Union Financial Corp.
UFFRF P94461103 Unifin Financiera SAB DE CV
UFMG 913708103 Universal Manufacturing Co.
UGGYF G9220E107 Underground Energy Corp.
UGHL 905454104 Union Bridge Holdings Limited
UIBGF G91705106 UIB Group Ltd
UKLLF G8723Y107 UK Oil & Gas Invts Plc
ULBWF 90275L292 UBS AG (London Branch)
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ULFS 90384V504 Ultimate Franchise Systems, Inc.
ULGX 917273104 Urologix, Inc.
ULOCF J96388103 USER LOC INC.
ULPRF J94062106 UL Systems, Inc.
ULSP 90384Q109 Ultimate Sports Entertainment, Inc.
ULTRF P94398107 Ultrapetrol Bahamas Limited
ULUR 90403T308 ULURU Inc.
UMAM 904074101 Umami Sustainable Seafood Inc.
UMCN 902846104 UMC, Inc.
UMFG 902897107 UMF Group Inc.
UMGNF N90313102 UNIVERSAL MUSIC GROUP
UMLGF Q9326E109 UNITED MALT GROUP LTD
UMLS 903858108 Ultimate Lifestyle Corp
UMTAF Y2774E102 Genertec Unvl Med Group Co Ltd.
UNDR 904346103 UnderSea Recovery Corporation
UNEQ 904515202 Uneeqo, Inc.
UNIRF F9T17D106 Unibail Rodamco
UNIV 91359N105 Universal Infotainment Systems Corp.
UNJCF E92589105 Unicaja Banco SA
UNPA 903057107 UNB Corp.
UNPLF T9647G103 UNIPOLSAI S P A
UNPPY 90914C109 Uniper SE
UNPRF D8530Z100 Uniper SE
UNRIF X9513D106 UNITED CO RUSAL INTL PUB JT STK CO
UNTOF M9549V114 Unitronics Ltd. 1989 R & G
UNVOF M9550P196 Univo Pharmaceuticals Ltd.
UNXLQ 904572203 Uni-Pixel, Inc.
UOMO 91530T302 UOMO Media, Inc.
UPBMF Y92490104 United Plantations Berhad
UPCO 91378T109 Universal Potash Corp.
UPOIF Y9246R140 United Palm Oil Industry Public Co Ltd
UPPR 916636103 Upper Street Marketing, Inc.
UPRM 90341L102 USA Performance Prods, Inc.
UPSN 916741101 UpSnap, Inc.
UQAIF J9382X106 Ubiquitous Corp.
URAYY 91688E206 PJSC Uralkali
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
URBDF P9592Y129 Urbi Desarrollos Urbanos SAB de CV
URBF 91704A402 Urban Barns Foods Inc.
UREQF Q31888102 Devex Res Ltd.
URFFF Q9340S134 US MASTERS RESIDENTIAL PROPERTY FUND
URGYF 00401G208 Academy Metals, Inc.
URMCY 90459E106 Unibail-Rodamco SE
URPLF 646370106 United Reef Ltd.
URXZF 88075A102 Tenth Avenue Petroleum Corp.
USAE 90345G109 U.S. Aerospace, Inc.
USAM 90332B204 U.S. Automotive Manufacturing, Inc.
USBBU 90351A202 U S Prem Beef LLC
USBC 903326205 US BioTec, Inc.
USBFU 90351A103 U S Prem Beef LLC
USBK 903299105 USA Bank (NY)
USCZF 911521102 United Silver Corp.
USDC 917294308 USDATA Corp.
USDF 90349R101 US-Dadi Fertilizer Ind International Inc.
USGA 91729J107 US Global Nanospace, Inc.
USLQ 902974104 U S Liquids, Inc.
USNL 90344A301 U.S. National Telecom, Inc.
USOPY 90346U107 U.S. Oil & Gas PLC
USPS 90385W204 Ultimate Sports Inc.
USRC 909203101 Unisource Corp.
USRI 91732A101 USA Recycling Industries, Inc.
USSHF 909172504 Uniserve Communications Corp.
USTC 91731C207 USA Real Estate Holding Co
USUTF G8T03D467 SSGA SPDR ETFS EUROPE II PLC
USWF 91274T104 U.S. Wind Farming, Inc.
UTDE 91020R105 United E & P, Inc.
UTNT 903490100 Udata Net Corp.
UUMTF D8527P131 UMT UTD MOBILITY TECHNOLOGY AG
UVCL 913356101 UniverCell Holdings, Inc.
UVFT 918099201 UV Flu Technologies, Inc.
UVSE 91349R208 Universal Energy Corp.
UVSS 913854204 Universal Systems, Inc.
UWEFF 903415800 U3O8 Corp.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
UWKI 91818N100 uWink, Inc.
VALV 82321P203 Shengkai Innovations, Inc.
VANTF 921945606 Vantex Resources Ltd.
VANVF G7417C108 VANECK VECTORS UCITS ETFS PLC
VARGF D85802110 Varta AG
VBBV 92557J102 Vibe Ventures Inc
VBTC 92909L102 VuBotics, Inc.
VBVBF D86145105 Verbio Vereinigte Bioenergie AG
VCBDQ 92849U105 Vitalibis, Inc.
VCEX 918637109 Vaccex Inc
VCII 928535103 ViviCells International, Inc.
VCKVF G7417C207 VANECK VECTORS UCITS ETFS PLC
VCLD 92340Q108 Verecloud Inc.
VCMP 92240C308 VCampus Corp.
VCOGF G933BF117 Victoria Oil & Gas Plc
VCON 925811200 Vicon Industries, Inc.
VCRPF G9T17W467 Vanguard Funds PLC
VCST 926713108 ViewCast.com, Inc.
VCTL 750875304 Rainmaker Systems, Inc.
VCTM 92643A107 VICTORY COML MGMT INC.
VCTY 92658Y206 Videolocity International, Inc.
VCVVF 92241L505 Vatic Ventures Corp
VCYE 92258H108 Velocity Energy Inc.
VDEKF R9590N107 Veidekke ASA
VERF 925138109 Versailles Financial Corp.
VEST 92548W105 Vestiage, Inc.
VFAWF G9T17Y653 Vanguard Funds PLC
VFDEF G9T17W186 Vanguard Funds PLC
VFEAF G9T17Y687 Vanguard Funds PLC
VFPAF G9T17Y703 Vanguard Funds PLC
VFPEF G9T17W129 Vanguard Funds PLC
VFUUF G9T17Y679 Vanguard Funds PLC
VGAPF Q93795104 Vanguard Australian Property Securities Index ETF
VGDFF G9T17Y802 Vanguard Funds PLC
VGDVF G9T17W228 Vanguard Funds PLC
VGFNF G9T17W202 Vanguard Funds PLC
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
VGFPF G9T17Y406 Vanguard Funds PLC
VGFUF G9T17W319 Vanguard Funds PLC
VGGDF Q93715136 Vanguard Australia Limited
VGRDF G9T17Y695 Vanguard Funds PLC
VGREF G93446105 VIASPACE Green Energy Inc.
VGRRF G9T17Y471 Vanguard Funds PLC
VGRSF G9T17Y141 Vanguard Funds PLC
VGTL 925543100 VGTel, Inc.
VGUDF G9T17W152 Vanguard Funds PLC
VIAP 92554T103 VIA Pharmaceuticals, Inc.
VICT 92647M107 Victura Construction Group, Inc.
VIDA 926533100 Vidaroo Corp
VIEWF G9363W104 Viewtran Group, Inc.
VIFI 92660P300 Vie Financial Group, Inc.
VIGLF 92672N202 Vigil Health Solutions Inc
VIPK 918239203 VIP*ComLink, Inc.
VIPV 91825L105 VIPR Corp.
VITOF P9802B109 Vitro, Sociedad Anonima
VITYY 92851R107 Vitro Sab De Cv
VIZG 92830S101 VisionGlobal Corp.
VIZNF 92838A102 VISIONARY GOLD CORP.
VKEMF G9461A103 VEF LTD.
VKGLF X9790V100 VIKING LINE AB
VKVEF G7417C124 VANECK VECTORS UCITS ETFS PLC
VLBI 91912D107 Valentine Beauty, Inc.
VLDI 91915P107 Validian Corp.
VLEOF 928649201 Voleo Trading Sys Inc.
VLGDF Y9335N109 VALUE GOLD ETF
VLNVF N9145V103 Van Lanschot NV
VLRZF J94512100 VALOR HLDGS CO LTD.
VLTFF G93823105 Volta Finance Ltd.
VMRI 920250107 Valmie Resources Inc.
VMTF 918275108 VMT Scientific, Inc.
VNFGF G9T17W160 Vanguard Funds PLC
VNFTF 92203B107 Vanguard FTSE CDN Capped Reit Index
VNGBF G9T17W541 Vanguard Funds PLC
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
VNGCF G9T17W301 Vanguard Funds PLC
VNGDF G9T17W137 Vanguard Funds PLC
VNGGF G9T17W178 Vanguard Funds PLC
VNGLF G9T17Y729 Vanguard Funds PLC
VNGUF G9T17W103 Vanguard Funds PLC
VNLEF 92209M107 Vanoil Energy Ltd
VNNGF 92203G106 Vanguard Index Funds
VNRDF 92203U105 Vanguard FTSE CDA Index
VNTN 92328V103 VentureNet Capital Group, Inc.
VOAXF D94562101 VOLTABOX AG
VOIS 60255A202 Mind Solutions, Inc.
VONI 925104101 Veroni Brands Corporation
VOQP 927625202 VioQuest Pharmaceuticals, Inc.
VOYJF X96478114 Valmet OYJ
VOYRF Q9371Y109 Valor Res Ltd
VOYT 92909W108 Voyant International Corp.
VPLCF G9T17W327 Vanguard Funds PLC
VPOR 922101100 Vapor Group, Inc.
VPPCF G7099B105 VPC Specialty Lending Invstmnts PLC
VPRO 928242205 Viropro, Inc.
VPSN 92833C202 Vision Airships, Inc.
VPTV 92659J109 VideoPropulsion Interactive Television, Inc.
VRCI 92337L203 Verde Science, Inc.
VRCM 925117202 VersaCOM International, Inc.
VRCV 922120209 Varca Ventures, Inc.
VRDSF 92829D107 Viridis Hldgs Corp.
VRED 92826J107 Virtual Ed Link, Inc.
VRGFF G9T17W533 Vanguard Funds PLC
VRNLF F9697P107 Verneuil Finance
VRSEF 92346G104 Verisante Technology, Inc.
VRSYF 91830B100 VMS Rehab Systems Inc.
VRTK 922302104 Vartech Systems Inc.
VRTT 92556J103 Viatar CTC Solutions Inc.
VRXWF 58450L304 Mediavalet, Inc.
VSCFF E97579192 Viscofan S.A.
VSMD 92834L102 Vasamed, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
VSPC 92554W106 VIASPACE, Inc.
VSRV 92862A101 Voiceserve, Inc.
VSTCQ 92834D100 Vision Technology Corp.
VSYM 926706201 View Systems, Inc.
VSYS 92829M107 Viscount Systems, Inc.
VTCIF Y9353X245 VANGUARD ETF SER
VTEQ 923449300 VeriTeQ Corp.
VTGDF G93205113 Vantage Drilling Co.
VTHPF Q9471C106 Vital Healthcare Property Trust
VTIAF D9506F102 Vita 34 International AG
VTLR 68042X104 OLDCO International Inc.
VTMB 92849G106 Vitamin Blue Inc
VTMEF G9361H109 Vietnam Enterprise Investments Ltd.
VTON 92237T108 Vast Solutions, Inc.
VTTH 92237T306 Vast Solutions, Inc.
VULC 929136109 Vulcan International Corp.
VUOC 929212207 Vu1 Corp.
VUVAF S8426P103 Texton Ppty Fund Ltd.
VVDB 925552101 ViaVid Broadcasting, Inc.
VVIT 928366202 Vista International Technologies, Inc.
VVWT 928519107 Viva World Trade, Inc.
VYDR 92921Y108 Vydrotech, Inc.
VYTPF Y9377E157 Vinythai Public Co., Ltd.
WACC 95709H304 WestAmerica Corp.
WAXS 98141A101 World Access, Inc.
WBRE 968077206 Wild Brush Energy, Inc.
WBTMU 957255102 Westbrook-Thompson Overriding Royalty Trust
WBTNF Q9570K124 WEEBIT NANO LTD.
WCAGY 97654L108 Wirecard AG
WCBH 94683P101 WCB Holdings, Inc.
WCVC 952213106 West Coast Ventures Group Corp.
WCYN 951736206 West Canyon Energy Corp.
WDBG 978887206 Woodbrook Group Holdings Inc.
WDCCF G97226685 Wisdomtree Issuer Plc
WDGBF Y9583Q119 Widad Group Berhad
WDGNF Q9768Z107 WIDGIE NICKEL LTD.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
WDHR 948520101 WeedHire International, Inc.
WDKA 698105103 Panache Beverage Inc.
WDPSF B9T59Z100 WAREHOUSES DE PAUW NV
WDSSF G9721Z724 WISDOMTREE ISSUER PLC
WDTRF G9721Z419 WISDOMTREE ISSUER PLC
WEBB 94734A103 Web Blockchain Media, Inc.
WEEEF 958159303 Western Energy Services Corp.
WEEUF G9721Z500 WISDOMTREE ISSUER PLC
WEGOF 95081V202 Wescan Goldfields, Inc.
WEIIF 977891100 Wolverine Energy & Infrastructure Inc.
WENEF N8398W107 Summus Solutions N.V.
WEQL 94973Q108 WellQuest Medical & Wellness Corp.
WERU 946838109 We R You Corp.
WFCL 282518109 1867 Western Financial Corp
WFGCF 05553A107 BC BUD CORP.
WFICF 931902100 Wall Financial Corp.
WFPCF G7890N100 Schroder UK Pub Private Tr PLC
WFWRF 92926H100 Wi-Fi Wireless Inc.
WGEE 92939T109 WGE Holdings Corp.
WGIH 929270106 WGI Holdings, Inc.
WGNAP 92923K205 WGNB Corp.
WGTG 974126104 Wings & Things, Inc.
WHCA 97068P109 Williston Holding Company, Inc.
WHGDF 96525N103 Whitehorse Gold Corp.
WHKA 98148A203 World Hockey Association Corp.
WHLKF Y9553V106 Wheelock & Co. Ltd.
WHLX 92934Q100 WLMG Holding, Inc.
WHTGF G57919105 Mangazeya Mining Ltd.
WIFT 96684M508 Wi-Fi TV, Inc.
WIRX 97652L100 Wireless Xcessories Group, Inc.
WISM 97727M109 Wiseman Global Limited
WISSF G97226420 Wisdomtree Issuer Plc
WKLN 931675102 Walker Lane Exploration, Inc.
WKYN 94769H403 WebSky, Inc.
WLAB 96387R101 White Label Liquid, Inc.
WLBEF J9505G105 WELBE INC.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
WLCSF G9843EBL7 WISDOMTREE FGN EXCHANGE LTD.
WLDFF 96812N105 Wildflower Brands Inc.
WLLSF R9883A101 Wallenius Wilhelmsen ASA
WLOLQ 97424P108 Winland Ocean Shipping Corp.
WLSI 949902209 Wellstar International, Inc.
WLTNF 97263A105 Wilton Res Inc
WMDH 92930D103 WMD Holdings Group, Inc.
WMDL 98157Y100 WorldModal Network Services, Inc.
WMGPF G96626109 Williams Grand Prix Holdings Plc
WMGR 95002L101 Wellness Matrix Group, Inc.
WMGTF G9670Q105 Wilmington Group Plc
WMNNF Q0602Z106 ASTON MINERALS LTD.
WMRSF 83423L108 SOLIS MINERALS LTD
WMWXF 25153Q708 Deutsche Bank AG (London Branch)
WMXCF Q97744132 Wiluna Mining Corp Ltd.
WNCG 983092206 Wyncrest Group, Inc. (The)
WNCP 973828205 Wineco Productions, Inc.
WNMLA 974259103 Winmill & Co. Incorporated
WNRC 950670307 WENR Corp.
WNWG 950678201 Wentworth Energy, Inc.
WNXDF D2108C106 Diebold Nixdorf Aktiengesellschaft
WOAM 98142E607 World Am, Inc.
WOBK 980159107 WOODSBORO BK MD
WODI 92939X100 WOD Retail Solutions Inc.
WOFA 97717U202 Wisdom Homes of America, Inc.
WOIIF Q0028D101 ABILENE OIL & GAS LTD
WOLTF N9643A197 Wolters Kluwer N.V.
WONEF 92941D100 WEQ Hldgs Inc.
WORC 931013106 Wake Up Now, Inc.
WPEC 948595103 Wei Pai Electronic Commerce Company Ltd.
WPHM 975657107 Winston Pharmaceuticals, Inc.
WPMLF 959140104 Western Pacific Minerals Ltd.
WQNI 92932C103 WQN, Inc.
WRCDF D22359133 Wirecard AG
WRGL 936261106 Warrior Girl Corp.
WRLPF P9863F130 WHIRLPOOL SA
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
WRMA 97654P109 Wiremedia, Inc.
WRMK 94184W100 Watermark Lodging Trust Inc.
WRRI 934274101 Wari, Inc.
WRRNF 95753R208 Westcore Energy, Ltd.
WSDDF G9721Z716 WISDOMTREE ISSUER PLC
WSDMF G9721Z252 WISDOMTREE ISSUER PLC
WSEMF G97222411 Wisdomtree Issuer Plc
WSEWF X980AG100 WARSAW STOCK EXCHANGE
WSFGQ 92933E108 WSB Financial Group, Inc.
WSKEF H9475A114 WISeKey International Holding Ltd.
WSML 970506101 Williamsville Sears Management, Inc.
WSOUF Q85717108 Washington Hsoul Pattinson & Co., Ltd.
WSPPU 95921T128 Western Plains Energy LLC
WSRUF 936900109 Waseco Resources Inc.
WSSE 93265W104 Wallstreet Securities, Inc.
WSTHF J9509G101 West Holdings Corp.
WSTM 44329V103 HRSoft Inc.
WSTN 960568103 Westlin Corp.
WSTTF Y95440106 WESTPORTS HLDGS BHD
WTAIF G97226602 Wisdomtree Issuer Plc
WTCRF 959907304 Western Troy Capital Resources, Inc.
WTECQ 957533102 Westech Capital Corp
WTIPF G97222270 Wisdomtree Issuer Plc
WTLC 958619108 Western Metals Corp.
WTNW 94114L109 Water Now Inc.
WTPNU 95921T110 Western Plains Energy LLC
WTRO 96684U104 Wi-Tron, Inc.
WTRYU 95921T102 Western Plains Energy LLC
WTTHF G8T03D566 SSGA SPDR ETFS EUROPE II PLC
WUMSY 982580102 Wumart Stores, Inc.
WUYI 16954D103 China WuYi Mountain, Ltd.
WVAW 956721104 West Virginia-American Water Co.
WVVEF G9776E105 WorldVest Equity, Inc.
WWIO 98212D307 Wowio Inc
WWLNF F9867T103 Worldline SA
WWNG 929367100 WW Energy, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
WWPW 97315W105 Wind Works Power Corp.
WWRL 98155B102 World Wireless Communications Inc.
WWST 981544109 World Wide Stone Corp.
WWUEY 98257G108 Wustenrot & Wurttembergische AG
WXMN 944124502 Waxman Industries, Inc.
WZZZY 97751W106 Wizz Air Holdings PLC
XANAF Q9864P102 Xanadu Mines Ltd
XBOR 227443108 Cross Border Resources, Inc.
XCAN 98872G103 Yutudao Marine Biotechnology Inc.
XCLL 98400L103 XcelMobility Inc.
XCOMQ 98415E300 Xtera Communications, Inc.
XCRP 98400P104 Xcorporeal, Inc.
XDWFF G982AA884 XTRACKERS IE PLC
XDWHF G982AA876 XTRACKERS IE PLC
XENO 98410N107 Xeno Transplants Corp.
XEPRF 984007203 Xemplar Energy Corp.
XFCH 98371X102 X-Factor Communications Holdings, Inc.
XFTB 98420R106 XFIT BRANDS INC
XHFNF G9827X102 Xinhua Finance Ltd.
XLEFF 98418B105 XXL Energy Corp.
XLISF G4923C839 Invesco Markets PLC
XLPI 98389V304 Xcelplus International, Inc.
XLWH 98422F100 Xinliwang International Holdings Company Ltd.
XMEX 98401C102 Xemex Group Inc.
XMMEF G982AB361 XTRACKERS IE PLC
XMMRF W989BG101 Xmrealty AB
XMTCF G9827H107 XMTCH IE ON FTSE 100
XMTIF G4955H144 IShares VII PLC
XMTTF 98376P104 Xmet, Inc.
XNJJY 98421K100 Xinjiang Goldwind Science & Technology Co., Ltd.
XNNHQ 984117101 Xenonics Holdings, Inc.
XREG 983810102 XR Energy Inc
XRFSF Q98664107 XRF Scientific Ltd
XRSMF G982AA751 XTRACKERS IE PLC
XRXH 98386B103 XRX International Entertainment Holding Group
XSFDF L7910S729 Xtrackers
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
XSGIF L7910S711 Xtrackers
XSONF G21912103 Claxson Interactive Group, Inc.
XSPT 984161109 XSport Global, Inc.
XSPUF L7910S695 Xtrackers
XSTLF Q9867G109 Xstate Resources Ltd.
XTEG 98421D106 XT Energy Group Inc.
XTERF 668813108 Norvista Capital Corporation
XTMM 98418C103 Xtreme Motorsports International, Inc.
XTRIF G982AA744 XTRACKERS IE PLC
XTRKF G982AA769 XTRACKERS IE PLC
XTRSF L7910N720 Xtrackers II
XTRXF L7910Q624 Xtrackers II
XTTRF L7910P121 XTrackers
XTXXF 00654D100 Adastra Holdings Ltd.
XUFNF G982AA447 XTRACKERS IE PLC
XXFPL 30242M106 FFP Partners, L.P.
XYLTF 87043B101 Sweet Natural Trading Co.
XYNH 984154203 Xynergy Holdings, Inc.
XYZFF 032427205 Anacortes Mining Corp.
YDRMF 98421Y209 YDX Innovation Corp.
YDVL 984313205 Yadkin Valley Company
YGTYF G8406F110 SSLJ.com Limited
YGYI 987537206 Youngevity International, Inc.
YGYIP 987537305 Youngevity International, Inc.
YIPI 98584Y202 Yippy, Inc.
YITD 98584V109 Yinhang Internet Technologies Development, Inc.
YLWWF 985572114 Yellow Pages Ltd.
YNAJF Y97409133 Yantai North Andre Juice Co., Ltd.
YNGDF G98430104 Yingde Gases Group Co., Ltd.
YNSKF Y4773P120 King Stone Energy Grop Ltd.
YOJEF Q9878Q104 Yojee Ltd
YORI 98615M201 Yora International, Inc.
YPPN 98484T204 Yappn Corp.
YQUFF E8396Y105 Quonia Socimi SA
YSHOF J9800T109 Yoshitake Inc.
YTRGF G98773107 Y.T. Realty Group Ltd.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
YUANF G3441J102 Fincera Inc.
YUII 988432100 Yuhe International, Inc.
YUMAQ 98872F204 Yuma Energy, Inc.
YUSG 98871Y105 YUS International Group Ltd
YWGRF Q9883A102 Yowie Group LTD
YXOXF T9846S106 Yoox Net-A-Porter Group SPA
YYINZ 46591M208 JOYY Inc.
ZAHA 988850103 Zahav, Inc.
ZAPNF D9T2AE126 Zapf Creation AG
ZAZA 98919T407 ZaZa Energy Corp
ZCOM 45320V109 Impreso, Inc.
ZCPRF 98959R204 Zinccorp Resources Inc.
ZCRMF 98959P877 Zincore Metals, Inc.
ZDEC 98942V106 Zenovia Digital Exchange Corporation
ZENG 98935D105 Zenergy International Inc.
ZENO 989424205 Zenosense, Inc.
ZEON 98944X100 Zeons Corporation
ZEOOY 98945B107 Zeon Corp.
ZFPPF V9838C108 Zambeef Product Plc
ZGBEF D8453H103 2G Bio-Energietechnik AG
ZGCO 989506308 Ziegler Companies, Inc. (THE)
ZGSI 98949G102 Zero Gravity Solutions, Inc.
ZHCLF 98935N103 Zenith Cap Corp.
ZHDM 98952J100 Zhong Hui Dao Ming Copper Holding Ltd.
ZHHHF G9895L105 Zhuhai Holdings Investment Group Ltd.
ZHUD 98954V101 Zhuding International Limited
ZHYLF G9893J102 Zhaoheng Hydropower Ltd.
ZIPL 989741103 ZipLink, Inc.
ZKBGF H9811P122 ZKB Gold ETF
ZKBHF H9811P189 ZKB Gold ETF
ZKBSF H98118153 ZKB Silver ETF
ZKHRF 98885R203 Zakhidenergo
ZKPLF H9811C113 ZKB Palladium ETF
ZLDSF D98423102 ZALANDO SE
ZMGD 98887P106 Zamage Digital Art Imaging, Inc.
ZMSPF 98921P104 Zecotek Photonics, Inc.
SEC Rule 15c2-11Restricted
Securities
Symbol Cusip Company Name
ZNAE 989012208 Zane Interactive Publishing Inc.
ZNRG 98978P106 Znergy, Inc.
ZNRGF Q9898K103 Z Energy Ltd
ZNXT 98975U108 ZNext Mining Corp., Inc.
ZNZNF W9900V116 Zinzino Holding AB
ZOJIF J98925100 Zojirushi Corp
ZONX 98979L104 Zonzia Media, Inc.
ZPAS 98979T206 Zoompass Holdings, Inc.
ZPRVF G8T03D368 SSGA SPDR ETFS EUROPE II PLC
ZRVT 989829106 Zurvita Holdings, Inc.
ZSILF H98118179 ZKB Silver ETF
ZSTN 98878T208 ZST Digital Networks, Inc.
ZSTTF 05579A107 BMO Ultra Short-Term Bd Fund
ZTMUF 989589205 Zimtu Capital Corp
ZTNO 98976E400 Zoom Technologies, Inc.
ZULU 989778204 Zulu Tek, Inc.
ZVLO 989826102 zvelo, Inc.
ZVTK 98953B304 Zevotek, Inc.
ZWBC 38146N104 GoldKey Corporation
ZWPEF R989A1101 ZWIPE AS
ZWTYF D98594100 Zhongde Waste Technology Ag
ZYJT 98955J107 Zhong Ya International Limited
ZYQG 988802104 ZYQC Group Holding Limited
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