1Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
HEALTH & SAFETY
Role of the Engineer in Safety Management
2Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
Agenda
• Due diligence• Duties of workplace parties• Penalties for violations of OH&S Act• Recent Cases• Dose of reality• Key learning points have a green background
3Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RESPONSIBILTY & ACCOUNTABILITY
• As engineers, in whatever capacity you work in, you take on moral and legal responsibilities for the work you do, for the people that construct the things you design.
4Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RESPONSIBILTY & ACCOUNTABILITY
• Another way to grasp the scope of your responsibilities and accountabilities in the workplace is to fully comprehend what it means to be “duly diligent”.
5Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
DUE DILIGENCE
• Simply stated, due diligence means taking care.• When applied to the workplace it means taking
every precaution reasonable in the circumstances to protect the health and safety of all workers.
6Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
BEING DUE DILIGENT MEANS
• You fully understand your obligations under legislation
• You have identified all risks that are foreseeable.• Taking the precautions reasonable in the
circumstances as they apply to every situation. • Due diligence is assessed case by case, not as
a blanket for all activities.
7Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
BEING DUE DILIGENT MEANS
• Being duly diligent means you have used foresight to counteract the hindsight that will be used if something occurs and Hydro Ottawa faces prosecution.
8Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
LEGAL DUTIES OF EMPLOYER UNDER THE OHSA – SECTION 25 & 26
• Duty to provide a safe workplace• Duty to comply with the regulations• Duty to provide information and to educate
workers • Duty to appoint a “competent supervisor”
9Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
LEGAL DUTIES OF EMPLOYER UNDER THE OHSA – SECTION 25 & 26
• Obligation to provide training• Obligation to establish a health and safety
system• Duty to take every precaution reasonable
10Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
DUTIES OF THE SUPERVISOR UNDER THE OHSA – SECTION 27
• Duty to ensure worker comply with Act• Duty to ensure workers use equipment,
devices and clothing • Duty to advise workers of danger• Duty to provide written instructions• Duty to take every precaution reasonable
11Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
Duties of a Worker
• Duty to comply with the Act• Duty to use equipment, protective devices and
clothing provided • Duty to use equipment, protective devices and
clothing provided • Duty not to make protective devices ineffective• Duty not to make operate machine or device in
dangerous manner
12Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
DUTIES OF ENGINEERS
• A professional engineer as defined in the Professional Engineers Act, contravenes this Act if, as a result of his or her advice that is given or his or her certification required under this Act that is made negligently or incompetently, a worker is endangered
13Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
PENALTIES
• Penalties for individuals – Can be fined up to $25,000 or be imprisoned for up
to one year or both per offence • Penalties for corporations
– Can be fined up to $500,000 per offence• Penalties assessed by professional bodies
14Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
Due diligence required for defence
If prosecuted for failing to comply with the duties of a Constructor, Employer or Supervisor, one must prove their due diligence
They must show to the court how every precaution reasonable in the circumstances was taken to prevent the occurrence
15Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
Noteworthy
• Under the penalties section of the Act (Section 66.4) is the fact the accused (individual or corporation) is liable for the acts or neglect of their managers, agents, directors, supervisors, etc.
• This would also include the negligence and incompetence of an engineer working for the accused.
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Current Case in the Courts
• Two professional engineers from Windsor who have been charged with providing faulty advice and certification of a multi-point suspended scaffolding system.
• The scaffold in question collapsed causing several painters to plunge into the icy Detroit River – one worker died
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Current Case in the Courts
• This is the first ever that charges have been laid against engineers under the Act.
• Both engineers face penalties of $25,000 and one year in jail per offence
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RECENT CASES• March 21, 2001 – (Ottawa based) Medis Health and
Pharmaceuticals was fined $50,000 for violating the OH&S Act that resulted in serious injuries to a worker. A worker had been searching for the source of a loud high-pitch noise coming from a conveyor belt when his arm was dragged into the conveyor, resulting in multiple fractures. The guard on the conveyor was found to be inadequate.o Medis Health and Pharmaceuticals was convicted for failing to in their
duty to provide a safe workplace
19Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES• May 23, 2001 – Gareau Holding Company, an Ottawa
company that cuts and cores cement on construction projects, was fined $50,000 for violations that resulted in serious head injuries to a worker. The worker was standing on a forklift platform when it gave way due to a mechanical failure of the forklift. The worker suffered a concussion.o Gareau was convicted for failing in their duty to provide a safe
workplace. The forklift had not been properly inspected and fall prevention devices were not in use.
20Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES
• September 18, 2001 – Sandvik Steel Canada, an Arnprior based manufacturer of steel products was fined $68,000 for a violation that resulted in worker injury. The worker’s hand got caught in a production machine and two fingers were crushed.o Sandvik was convicted for failing to ensure the
machine was locked out and for failing in their duty to provide a safe workplace.
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RECENT CASES
• October 26, 2001 – Falconbridge Limited, which operates the Lockerby Mine in Walden Ontario, was fined $75,000 for a violation of the Act. A miner, who was working alone at 1768 meters below ground at the time, was installing plugs in holes he drilled, when a piece of rock weighing 680 kg came loose from a side wall and fell on his leg. – Falconbridge was convicted for failing in their duty to take all
precautions reasonable for the protection of a worker. Specifically in this case, for not maintaining regular communication with the worker.
22Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES
• November 1, 2001 – Brockville based Alstom Canada Inc., a was fined $120,000 for a violation that resulted in serious leg injuries to an employee. The worker was using a torch to cut through a beam supporting a heat exchanger weighing 27,000 kg, when a temporary beam used to support the load, bent and failed. The worker was trapped for 2 hours under the load. – Alstom was convicted for specific violations of the Industrial
Regulations and for failing in their duty to provide a safe workplace.
23Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES
• November 2, 2001 – C.M. Midway Ltd., a Glencoe Ontario based travelling carnival operation, was fined $75,000 and a company officer was jailed for 45 days, for violations that resulted in injuries to an underage worker. The underage worker was helping to dismantle a ride when the ride’s cars collapsed on the worker.– C.M Midway was convicted for employing an underage worker
and for failing in its duties to provide instruction to a worker and provide a safe workplace.
– The officer of C.M. Midway was found guilty of the same charges and jailed for 45 days
24Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES• November 29, 2001 – Vaughn Hydro was fined $160,000 for
a violation that resulted in the death of a worker. The forestry worker was working out of a bucket truck using a gas-powered pole saw (a saw on an extendable pole). The saw came into contact with a live 13, 800-volt line, electrocuting the worker and also causing the gas tank on the saw to explode, engulfing the worker in flames.– Vaughn Hydro was convicted for failing to take all precautions
reasonable to prevent the accident. This pole saw was all metal – nonconductive models were available on the market.
– The worker’s supervisor was convicted on the same charges and was fined $8500
25Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES
• December 12, 2001 – Selkirk Canada Inc., a Brockville manufacturer of fireplace products, was fined $75,000 for a violation that resulted in serious hand injuries to a worker. The worker was reaching into a punch press to retrieve a formed metal coupling, when the ram of the die came down crushing the worker’s hand and severing three fingers.– Selkirk was convicted in failing in their duty to provide a safe
workplace. One year earlier, Selkirk had been issued orders under the Act to the supervisor, co-signed by the employer, to correct a problem with adjustment of pull back protective devices.
26Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
RECENT CASES
• July 3, 2001 – INCO Limited of Sudbury, the world’s largest nickel producer, was fined $650,000 for a violation that resulted in the death of a worker. An employee was killed while placing a blasting charge underground at the company’s Copper Cliff Mine.– INCO was convicted for failing in their duty to comply with the
Regulations and for taking all precautions reasonable - $325,000 on each count.
– The worker’s supervisor was found guilty of the same charges and fined $4000
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Real Life Example
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MNIMUM REQUIREMENTS
• As the previous examples show, workplace H&S responsibilities are not to be taken lightly
• The OHSA and its various regulations are the minimum requirements/tools to guide the workplace parties on what is required.
• Any due diligent company should have a “managed system” (or loss control management system) in place that will exceed these
34Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
ENGINEER’S ROLE
• Engineers play a key role by ensuring that the chances of accidental injury, illness, equipment failures and other losses are minimized and/or controlled through the implementation of various engineering controls, change management systems and
35Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
GENERAL DETERRENCE
• Aggressive enforcement and prosecution by the MOL is the instrument of deterrence to prevent recurrences at the same workplace.
• It is also their vehicle to motivate other employers to ensure they take action to prevent accidents in their workplaces
• This is called general deterrence
36Steve Clouthier, CRSP Manager of Safety & Training Hydro Ottawa
P.ENG. CODE OF ETHICS
Your duty as an engineer to:• Act at all times with devotion to high ideals of personal
honour and professional integrity• Act at all times with knowledge of developments in the
area of professional engineering relevant to any services that are provided
• Act at all times with competence in the performance of any professional engineering services that are undertaken
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YOUR CHALLENGE
• The art & science of engineering must account for all foreseeable losses during all engineering phases
• From the design on the coffee table napkin, to the finished product.
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THE DESIRED RESULT
• The best opportunities to prevent losses from occurring are in the hands of engineering staff
• The causes of loss must be identified and be engineered out wherever possible
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CHANCES ARE
• Let me put that success into context for you with the following statistics:
• The chances of winning the lottery are – 1 in 14 million (or so)
• In 1997 the chances of dying from an occupational injury in Canada – 1 in 16,735
• The chances of occupational death in the utility industry – 1 in 2000
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IN CONCLUSION
• “All things are hidden, obscure and debateable if the cause of the phenomena be unknown, but everything is clear if this cause be known”
– LOUIS PASTEUR
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In Conclusion
• The causes of most accidents are predictable – it takes the synergy of engineering practice and safety management to ensure we are diligent in their prevention.