U.S. Fish & Wildlife Service
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Introduction to the Endangered Species Act
Endangered Species Program, March 2004
U.S. Fish & Wildlife Service
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Before the Endangered Species Act1900 Lacey Act
• Regulated interstate transfer of wildlife
1966 Endangered Species Preservation Act
• Authorized listing of 77 species, mostly vertebrates
• Authorized land acquisition
1969 Endangered Species Conservation Act
• Expanded list (worldwide species and invertebrates)
• Required measures to enlist international agreement
1973 CITES (Convention on International Trade in Endangered Species of Wild Fauna and Flora)
• Agreement among 80 nations to ensure that trade does not threaten species survival
U.S. Fish & Wildlife Service
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1973 Endangered Species Act• Allows protection for all
species• Protects habitats as well as
species• Gives joint authority to Fish
and Wildlife Service and NOAA–Fisheries
Desert tortoise habitatUSFWS photo American alligator
USFWS photo Ale
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U.S. Fish & Wildlife Service
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The Endangered Species ActSection 2: Findings and Purposes
Section 3: Definitions
Section 4: Listing, Critical Habitat Designation, Recovery, Monitoring
Section 5: Land Acquisition
Section 6: Financial Assistance to States and Territories
Section 7: The Role of Federal Agencies
Section 8: International Cooperation
Section 8A: Convention Implementation
Section 9: Unlawful Activities
Section 10: Exceptions, including Permits
Section 11: Penalties and Enforcement
U.S. Fish & Wildlife Service
Slide 5
Findings and PurposesSection 2
Findings
• Some species of fish, wildlife and plants are now extinct “as a consequence of economic growth and development untempered by adequate concern and conservation.”
• Other species are in danger of extinction.
• Species have aesthetic, ecological, educational, historical, recreational, and scientific value.
Purposes
“… to conserve endangered and threatened species and the ecosystems on which they depend.”
U.S. Fish & Wildlife Service
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Endangered Any species in danger of extinction throughout all or a significant portion of its range
Key DefinitionsSection 3
Critical habitat USFWS photo
West Indian manatee USFWS photo
Oregon silverspot butterfly Photo by Jim Botoroff
Threatened Any species likely to become endangered in the foreseeable future
Critical Habitat Specific geographic areas with physical and biological features essential to the conservation of a listed species
U.S. Fish & Wildlife Service
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Identifying species for possible designation as “endangered” or “threatened”
Petitioned for listing: the southern California mountain yellow-legged frog.
Photo by Vance Vredenburg, Associated Press
ListingSection 4
• Citizen may “petition” the Fish and Wildlife Service, or
• Fish and Wildlife Service may identify species through internal studies and discussion with States, academia, and other experts in the scientific community
U.S. Fish & Wildlife Service
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The northern sea otter is a candidate for listing.
Corel Corp. photo
Species that warrant listing but are precluded by higher workload priorities are placed on a candidate species list.
Fish and Wildlife Service has developed programs to conserve and recover candidate species awaiting ESA protection.
Candidate SpeciesSection 4
U.S. Fish & Wildlife Service
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Five factors considered in determining whether a species is endangered or threatened:
1. Present or threatened destruction, modification, or curtailment of the species range or habitat
2. Over-use for commercial, recreational, scientific, or educational purposes
3. Disease or predation
4. Inadequacy of existing regulatory mechanisms
5. Other natural or man-made factors affecting the continued existence of the species
ListingSection 4
U.S. Fish & Wildlife Service
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Listing Process
• Use best available scientific and commercial information
• Use peer-review to ensure sound science and sound decision-making
• Publish Federal Register notice of a proposal to list species as endangered or threatened
• Respond to public comment, and complete a final rule within one year
ListingSection 4
U.S. Fish & Wildlife Service
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Listed Species by State
Endangered and threatened species are found throughout the United States. More than 1200 species of fish, wildlife, and plants are currently listed.
March 2004Puerto R ico: 75U.S. Virgin Islands: 13
81
2883
26
1729 90
1110 (NH)
8(VT)
27
21
2520
100
5542
16(NJ)11(DE)
14
8
11
25
3250
39
Hawaii: 312
54
19
15
54
31
15
15
12(CT)
18
17
1513
43
15(MA)
10(RI)
18 (MD)3 (DC)
13
Other Pacific Islands: 15
38
2350
37
288
R egion 1R egion 2R egion 3R egion 4R egion 5R egion 6R egion 7
7
U.S. Fish & Wildlife Service
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Critical HabitatSection 4• Use best scientific data to identify areas essential to the
conservation of a species and may require special management consideration or protection
• Economic impact analysis required, and areas may be excluded from protection based on analysis
• Publish Federal Register notice and seek public comment on proposal to designate critical habitat
• Designation does not create a park or preserve
U.S. Fish & Wildlife Service
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Goals
• Reduce or eliminate threats to listed animals and plants
• Restore self-sustaining wild populations
• Remove species from the list
Whooping crane, a recovering species
USFWS photo
RecoverySection 4
U.S. Fish & Wildlife Service
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RecoverySection 4
Recovery Plans
• Develop with stakeholders
• Identify recovery strategy
• Identify tasks and partners
• Establish delisting/downlisting criteria
• Provide timetable and cost estimate
• May address multiple species
U.S. Fish & Wildlife Service
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Recovering listed species requires Fish and Wildlife Service and other Federal agency actions.
States and private landowners are critical recovery partners. The Fish and Wildlife Service assists through grants and other incentives.
The Los Angeles Zoo’s captive breeding program raises California condors for
release into the Ventana Wilderness Area.
Photo by Daniel Bianchetta, Ventana Wilderness Society
RecoverySection 4
U.S. Fish & Wildlife Service
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DelistingSection 4• Delisting criteria identified in the
species’ recovery plan
• Federal Register notice published and public comment sought on proposal to delist
• Recovered species monitored for five years
American peregrine falcon, delisted in 1999.
Corel Corp. photo
U.S. Fish & Wildlife Service
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Cooperation with the StatesSection 6
• Recognizes States’ key role in conserving wildlife and plants
• Provides funding to States with which the Fish and Wildlife Service has cooperative agreements
Six states have received funding to monitor and manage reintroduced
black-footed ferrets.
Photo by Fort Belknap Fish and Wildlife Department
U.S. Fish & Wildlife Service
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Requires Federal agencies to:
• conduct programs to conserve endangered and threatened species
• ensure that actions they authorize, fund, or carry out are not likely to jeopardize the continued existence of listed species or adversely modify critical habitat
If agency action may affect a listed species or critical habitat, the agency must initiate consultation with the Fish and Wildlife Service.
Private individuals are affected by section 7 when their action needs a Federal permit or funding.
ConsultationsSection 7
U.S. Fish & Wildlife Service
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The Corps of Engineers consults with the Fish and Wildlife Service about beach projects that “may affect” listed sea turtles.
USFWS photo
Informal Consultations
• Optional process to assist agencies in evaluating potential effects on species and habitat
• Fish and Wildlife Service recommends modifications necessary to avoid adverse effects
• If necessary modifications are made,no further consultation required
ConsultationsSection 7
U.S. Fish & Wildlife Service
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Formal Consultations
If adverse effects are unavoidable, the Federal agency initiates formal consultation:
• Relies on more detailed descriptions and other relevant studies, proposal reports, etc.
• Up to 90 days of consultation, followed by 45 days to produce a “biological opinion”
ConsultationsSection 7
U.S. Fish & Wildlife Service
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Formal consultation concludes with Fish and Wildlife Service issuing a “biological opinion” evaluating the action and providing options, where necessary.
Two possible outcomes:
• Federal action not likely to jeopardize species or adversely modify critical habitat
• Federal action likely to jeopardize species or adversely modify critical habitat
ConsultationsSection 7
U.S. Fish & Wildlife Service
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If action is not likely to jeopardize, biological opinion includes:
• Incidental take statement estimating amount of take that may occur incidental to the action
• Reasonable and prudent measures to minimize take
ConsultationsSection 7
The Fish and Wildlife Service issued a “no jeopardy” opinion to the Army regarding endangered birds at Fort Hood, Texas.
USFWS photo
U.S. Fish & Wildlife Service
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If action likely to jeopardize, opinion includes reasonable and prudent alternatives that avoid jeopardy or adverse modifications and are:
• consistent with intended purpose of action
• within authority of Federal agency
• technologically and economically feasible
Compliance with reasonable and prudent alternatives allow project to continue
In rare instances, such alternatives are not available
ConsultationsSection 7
U.S. Fish & Wildlife Service
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More than 70,000 Federal actions are reviewed annually.
Of 1200 formal consultations per year, on average six percent result in a jeopardy or adverse modification finding.
ConsultationsSection 7
U.S. Fish & Wildlife Service
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Prohibited ActsSection 9Listed plants are protected from commercial trade, collection, or malicious destruction on Federal lands, and similar actions that violate State law.
Listed wildlife is protected from “take” and commercial trade.
Signs posted on nest trees of endangered red-cockaded
woodpeckers help prevent taking.
U.S. Fish & Wildlife Service
Slide 26
Take means: harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect or to attempt to engage in these activities. Harm includes habitat destruction that kills or injures listed species.
The take prohibition for wildlife applies to any person including a Federal agency.
Section 4(d) allows flexibility of section 9 prohibitions for threatened species.
Prohibited ActsSection 9
U.S. Fish & Wildlife Service
Slide 27
The Fish and Wildlife Service issues section 10(a)(1)(A) permits for scientific purposes or to enhance the propagation or survival of a species.
A zoo may receive a permit to study or breed an endangered
species such as the giant panda.
San Diego Zoo photo
PermitsSection 10
U.S. Fish & Wildlife Service
Slide 28
Section 10(a)(1)(A) permitting authority is used to encourage species conservation on non-Federal lands.
Private Landowner AgreementsSection 10
Type of Agreement Landowner agrees to… Fish and Wildlife Service assures…
Safe Harbor Agreement
take actions to benefit listed species on their land
no additional restrictions will be imposed as species populations improve
Candidate Conservation Agreements with Assurances
take actions to benefit candidate or other non-listed species on their land
no additional restrictions will be imposed if species is later listed
U.S. Fish & Wildlife Service
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The Fish and Wildlife Service issues incidental take permits to private landowners under section 10(a)(1)(B) provided an approved Habitat Conservation Plan is developed.
Habitat Conservation Plans are a tool for conserving listed, proposed, and candidate species while providing for development that will not “appreciably reduce the likelihood of the survival and recovery of the species in the wild.”
PermitsSection 10
U.S. Fish & Wildlife Service
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ExceptionsSection 10
Experimental Populations, Section 10(j)
• Experimental populations are treated as threatened
• Designating an experimental population as “nonessential” provides management flexibility
• Special 4(d) rules exempt some activities from section 9 prohibitions
The Fish and Wildlife Service and the National Park Service reintroduced gray wolves into
Yellowstone National Park as a nonessential, experimental
population.
USFWS photo
U.S. Fish & Wildlife Service
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Penalties and EnforcementSection 11
Provides for civil or criminal penalties for ESA violations:
• Civil penalties up to $25,000 per violation
• Criminal penalties up to $50,000 and/or a year in prison per violation
Provides for citizens’ lawsuits to compel the Secretary of the Interior to enforce the ESA
U.S. Fish & Wildlife Service
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Through Candidate Conservation Agreements and Candidate Conservation Agreements with Assurances the Fish and Wildlife Service works with public and private parties to:
• identify threats to candidate species
• develop measures to conserve species
• identify willing landowners and develop agreements
• implement conservation measures and monitor effectiveness
Soulen Livestock Company has entered into an agreement to conserve
the southern Idaho ground squirrel on its property.
USFWS photo
Tools and IncentivesCandidate Conservation
U.S. Fish & Wildlife Service
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• State-led initiative to conserve declining species before they need protection under the ESA
• Supported by the Fish and Wildlife Service and other Federal agencies
The publication of the International Association of Fish and Wildlife Agencies
Tools and Incentives State Conservation Agreements
U.S. Fish & Wildlife Service
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“The candidate list is an important tool, helping to identify imperiled species and focusing attention on the need to conserve them before they receive Endangered Species Act protection.
By working to recover these species now, in partnership with States, local communities and individuals, we can implement flexible, cost-effective conservation measures that put them on the road to recovery.”
Tools and Incentives Candidate Species
USFWS Director Steve Williams
USFWS photo
U.S. Fish & Wildlife Service
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Voluntary agreements for recovering listed species
• Open to states, businesses, individuals—any non-Federal landowner
• Encourages landowners to improve conditions for listed species on their land by removing fear of subsequent restrictions on land use
• Can create long-term benefits for species extending beyond period of agreement
Tools and IncentivesSafe Harbor Agreements
U.S. Fish & Wildlife Service
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Wilson Valley Mitigation Bank, Riverside County, California, managed by the Center for Natural Lands Management
A Conservation Bank is a voluntary agreement with a landowner that provides an economically effective process to offset adverse impacts to listed species.
• Habitat for listed species is treated as a benefit rather than a liability.
• Simplifies regulatory compliance process.
• Reduces ‘piecemeal’ approach to conservation efforts.
Tools and IncentivesConservation Bank Agreements
U.S. Fish & Wildlife Service
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Grants
• Traditional Conservation Grants to States
• Habitat Conservation Plan Land Acquisition
• Habitat Conservation Planning Assistance
• Recovery Land Acquisition The endangered Hawaiian monk seal will benefit from
added habitat through a section 6 recovery land
acquisition grant.
Smithsonian Institution photo
Tools and Incentives Cooperation with the States
U.S. Fish & Wildlife Service
Slide 38
• Private Stewardship Grants
• Landowner Incentive Program
• State Wildlife Grants
• Tribal Grants
More than half of all listed species have 80 percent of their habitat on non-Federal land.
USFWS photo
Tools and Incentives Additional Service Grants
U.S. Fish & Wildlife Service
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• Initiate conservation measures early to preclude the need to list species.
• Peer-review is essential in ensuring the use of sound science in decision-making, listing species, designating critical habitat, and developing recovery plans.
• Partnerships — with States, other Federal agencies, local communities, non-governmental organizations, and individuals — are the key to success in conserving and protecting species for the benefit of all.
Guiding Principles
U.S. Fish & Wildlife Service
Slide 40
Guiding PrinciplesThe Four Cs
Consultation, Cooperation, and Communication — all in the service of Conservation
Department of the Interior Secretary Gale Norton.
DOI photo
U.S. Fish & Wildlife Service
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Fish and Wildlife ServiceRegional Offices
The endangered species program is on the web at endangered.fws.gov