dr. ravi dhar on intellectual property & technology management_ university of kashmir_2014_f

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RAVI DHAR REVIEWS: “UNDERSTANDING INTELLECTUAL PROPERTY & TECHNOLOGY MANAGEMENT FOR PRODUCT DEVELOPMENT IN CURRENT GLOBAL SCENARIO” Ravi Dhar, Ph.D., f-STEM in.linkedin.com/pub/ravi-dhar/18/71b/895 (Email: [email protected]) University of Kashmir, Srinagar 16/4/2014 1 RD_UOK_April-2014 INTERNATIONAL CONFERENCE ON CELLULAR AND MOLECULAR MECHANISMS OF DISEASE PROCESSES (April 13-16, 2014) 16.4.2014

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Page 1: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

RAVI DHAR REVIEWS:

“UNDERSTANDING INTELLECTUAL PROPERTY &

TECHNOLOGY MANAGEMENT FOR PRODUCT

DEVELOPMENT IN CURRENT GLOBAL

SCENARIO”

Ravi Dhar, Ph.D., f-STEM

in.linkedin.com/pub/ravi-dhar/18/71b/895

(Email: [email protected])

University of Kashmir, Srinagar

16/4/2014

1 RD_UOK_April-2014

INTERNATIONAL CONFERENCE ON CELLULAR AND MOLECULAR

MECHANISMS OF DISEASE PROCESSES (April 13-16, 2014)

16.4.2014

Page 2: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014

2

Happy 2014

to

Colleagues & Scholars

Page 3: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Acknowledgements

16/4/2014 RD_UOK_April-2014

3

DBT, GoI

NII

NIH

USDA, JHU, NYU

BU {Drs. Gerald Keusch, Ashley Stevens & Altaf Lal}

Kellogg’s Business School, Center for Biotechnology, North Western University

Nature Biotechnology, International Journal of Technology, Bio-Materials, Nature Nano-technology , MIT Technology Review, MedGadget

Various Websites (USPTO, IPO) , Books, NYT

Several Colleagues (Vinita & Sibi @ BIRAC)

Page 4: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 4

Special Thanks:

University of Kashmir

Department of Biotechnology, KU

Dr. Raies Qadri

Page 5: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 5

A bio-

engineered

heart-valve,

a small

example of

the top-down

approach. Courtesy of

Wikimedia Commons

Page 6: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 6

Fast New Test could find Leprosy before

Damage is Lasting

American researchers developed the test, and Brazil’s drug-

regulatory agency registered it last month. A Brazilian diagnostics

company, OrangeLife, will manufacture it on the understanding that

the price will be $1 or less.

“This will bring leprosy management out of the Dark Ages,” said

Dr. William Levis, who has treated leprosy patients at a Bellevue

Hospital outpatient clinic for 30 years.

A new diagnostic test has been created to

diagnose leprosy out of a smart-phone and

a simple test strip reader

Page 7: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 7

Problems Big or Small

Need Solutions

Finding Solutions would also lead to

Entrepreneurship & Jobs

Related Education

Tech

no

logie

s/Solu

tions C

om

merce

Page 8: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 8

Technologies are Generated by

Act of Mind.

The commodity Developed or produced

is thus called as Intellectual Property

Page 9: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

WISH LIST Want an ideal Device for Detection of Cancer from Human

Saliva

Want a tea + saffron mix which has higher levels of anti-oxidants

& can cure flu

Want quick Detection of Drug Resistant Cerebral Malaria by

a simple Staining method

Want a blood thinner drug from a local plant “A”

A folding but flying car which can occupy a small space

16/4/2014 RD_UOK_April-2014 9

Page 11: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 11

Academic or Industry Led R&D

Basic & Applied Research

Funding (Public or Private)

Both Applied or Basic Research result

In Product Development for

Public Consumption

Page 12: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 12

IP Protection

1

2

3

4 6

7

5

Page 13: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Definition of Intellectual Property?

16/4/2014 RD_UOK_April-2014

13

“A mental or intellectual activity” which result in useful Technologies or products like vaccines, drugs, medical

devices, expression vectors, plant varieties, better varieties of Saffron, energy solutions etc.

The technologies or products may be given legal protection

IP is generated by Inventors or Innovators

Intellectual Property includes Patents, Copyright, Trade Mark, Trade Secrets, Geographical Indicators, Protection of Plant Varieties etc.

Page 14: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Products (=inventions) & Type of Legal

Protection:

16/4/2014 RD_UOK_April-2014

14

Invention/Product Legal Protection

Humira mAb, Gene Sequencers, PCR machine,

Pandyflu, Immuvac

Patent/ Trade Secret

Nescafe, FloFish/ARTSK_NII/ Gillette Soap Trade Mark

Maruti, Honda Model XXX Design Registration

Internet Explorer, Gene Sequences & Music Copyright

Coke, Techniques to generate enzymes Trade Secrets

Traditional Knowledge & New Plant Varieties Protection of Plant

Varieties Act

South Indian Saress, Bengal Cloth, Bikaneri Bhujia Geographical Indicators

Page 15: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 15

Research to Identify problems & Opportunities

Communicate & Advance

Test & Select Concepts

Develop Concepts

Ideation: Generate Ideas

Analysis & Synthesize Idea

Formulate Questions Innova

tion S

yst

em

Page 16: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 16

What is innovation?

“The process of translating an idea or

invention into a product or service that

creates value due to its’ utility or usefulness

for which customers will pay To be called an innovation, an idea must be

replicable at an economic cost and must satisfy a

specific need.

Innovation involves deliberate application of

information, imagination and initiative in deriving

greater or different values from resources, and

includes all processes by which new ideas are

generated and converted into useful products”.

Page 17: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 17

How do we innovate?

We use our Intellect to do so!

Those who innovate may become entrepreneurs.

Page 18: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014

18

Proof of Concept Legal Protection

Validation In house Experimental Production

MARKET SALES

Components of Technology Management

Clinical Trials/Field Trials

Page 19: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Innovation & Enterprise Individuals/

Universities/ Key Players

Institutes/

Industries

Invention/ Technology

Investment

Enterprise/Start up Company

Royalty Reap the Fruits of Innovation if

the product is commercialized

16/4/2014 RD_UOK_April-2014

19

Contribution to Economy

IP

Protection/

Patents

Page 20: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

How do we generate

Intellectual Property?

Research

Legal Protection/Patent

16/4/2014 RD_UOK_April-2014

Practical leads/

PoC/

Invention/Product

File a Patent/

License the

Technology; or

Sell Technology

Develop & Manufacture

Product (commercial activity)

Company/

Enterprise

20

En

trep

ren

eu

rship

Page 21: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Innovators desire or demand:

Legal protection for innovations;

Compensation + Awards to keep their

innovative spirit going

Governments of various countries agreed to do the

needful

Net Result:

These regulations keep the “fire in the genius going”

16/4/2014 RD_UOK_April-2014 21

Page 22: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Idea/Technology (Business preposition)

Start-up Company & Execute (Players, Team, Fund-raising, IP; know your roles & profit sharing)

Create Products (Players, Team, Fund-raising, IP; know your roles & profit sharing)

Grow as an Entrepreneur

16/4/2014 RD_UOK_April-2014 22

Page 23: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 23

Innovations should be:

Purposeful

Affordable

Useful for an individual or society

Easy to use

Safe to use

Easy to manufacture

Approved by Society

Should have component of Corporate Social

responsibility

Page 24: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Unaffordable Price: At $28,000 a Vial,

Questcor Finds Profits??

An anti-inflammatory drug called H.P. Acthar Gel, used for

treatment of gout back in the early 1990s, and developed

in the 1950s by a division of Armour & Company, the

meatpacking company that once ruled the Union Stock

Yards of Chicago.

As in the 1950s, Acthar is still extracted from the pituitary glands of

slaughtered pigs — essentially a by-product of the meatpacking industry.

Acthar is used to treat infantile spasms, also known as West syndrome, a rare, sometimes fatal epileptic disorder that generally strikes

before the age of 1.

In 2007, it raised the price overnight, to more than $23,000 a vial, from $1,650, bringing the cost of a typical course of treatment for infantile

spasms to above $100,000. It said it needed the high price to keep the drug on the market.

16/4/2014 RD_UOK_April-2014 24

Page 25: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Inventions or Products; & Type of Legal

Protection: Products Legal Protection Glivec, Immuvac, Humira mAb, Samsung Galaxy

Gene Sequencers, PCR machine, Pandylfu : Patents

Nescafe; GloFish***/ARTSK_NII/ Prozac/ Tylenol : Trade Mark

Maruti, Honda Model XX : Design Registration

Internet Explorer, Gene Sequences & Music : Copyright

Coke, Techniques to generate enzymes : Trade Secrets Traditional Knowledge & New Plant Varieties

South Indian Silk sarees/ Bengal cotton cloth/Bikaji Bhujia : Geographical Indicators

(***The GloFish is a trademarked transgenic zebrafish (Danio rerio) expressing a red fluorescent protein from a sea anemone under the transcriptional control of

the promoter from the myosin light peptide-2 gene of zebrafish1. Produced and patented by a group at the National University of Singapore)

16/4/2014 RD_UOK_April-2014

25

Page 26: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 26

Technology Management Process

Page 27: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014

27

Invention

Disclose Invention to Patent Office

Review & Approval

Protect Intellectual Property (Patent)/Grant

Find Potential Licensee/Industrial Partner

NDA/CDA/ License

Upscale/Prototype/Clincal or Field Trials

Production/ Marketing & Commercialization

Royalties Tech

nolo

gy M

ana

gem

ent Pro

cess

Page 28: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014

28

Page 29: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Technology/Innovation Management Process 1. Idea/Proof of Concept : Technical Assessment

2. File a Patent (Prior Art Search: Novelty/non-Obviousness/Utility) / (Publish Manuscript)

3. Grant Process at Patent Office : Be patient

4. Find an Industrial Partner : Be Patient or float your Start-up Company

5. MoUs_NDA : TTO or Attorney or Agencies

6. Licence , DA : TTO or Attorney

7. Exchange Know-how_MoUs : You and Industry

8. Demand Signing Amount : You + University

9. Furnish Data (Importance of Record Book): You + Industry

10. Freedom to Operate Analysis : TTO/ Patent Attorney

11. Industrial Partner will Validate Data>Upscale>Pilot run

12. Milestone Payments : You + University

13. Industry will Manufacture, Commercialize, Market Product

14. Distribution of Royalty on Sales : You + University + Industry

16/4/2014 RD_UOK_April-2014 29

Page 30: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 30

Page 31: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Inventions or Products & Type of Legal

Protection:

Products Legal Protection Glivec, Immuvac, Humira mAb, Samsung Galaxy

Gene Sequencers, PCR machine,Pandylfu : Patents

Nescafe; GloFish***/ARTSK_NII/ Prozac/ Tylenol : Trade Mark

Maruti, Honda Model XX : Design Registration

Internet Explorer, Gene Sequences & Music : Copyright

Coke, Techniques to generate enzymes : Trade Secrets Traditional Knowledge & New Plant Varieties

South Indian Silk sarees/ Bengal cotton cloth/Bikaji Bhujia : Geographical Indicators

(***The GloFish is a trademarked transgenic zebrafish (Danio rerio) expressing a red fluorescent protein from a sea anemone under the transcriptional control of

the promoter from the myosin light peptide-2 gene of zebrafish1. Produced and patented by a group at the National University of Singapore)

16/4/2014 RD_UOK_April-2014

31

Page 32: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 32

Human Creativity in Front Line Areas

Rigorous Experimentation

Laboratories, under Controlled Conditions

Clinical or Field Trials

Credit assigned to: (a) Organization, University or Laboratory

(b) Inventor or Innovator

Page 33: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 33

Relationship

between

Innovation, Basic Science, Economy & IPR

Page 34: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Basic Sciences Research

Fundamental Discoveries & Inventions

Solutions=Commercially

Relevant

Applications or Products

Ro

le o

f Vario

us P

layers

(F

un

din

g A

ge

nc

ies

/Co

llab

ora

tors

/

Co

ns

ortia

)

16/4/2014 RD_UOK_April-2014

34

Cycl

e o

f Eco

nom

y

Page 35: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Basic Sciences Research

Fundamental Discoveries/

Inventions

Solutions=Commercially

Relevant

Applications or Products

Ro

le o

f Vario

us P

layers

) (F

un

din

g A

ge

nc

y/C

olla

bo

rato

rs/

Co

ns

ortia

)

16/4/2014 RD_UOK_April-2014

35

Cycl

e o

f Eco

nom

y

Pro

tect

ion o

f In

tellect

ual Pro

pert

y

(Pa

tents

/TM

/Copyri

ghts

etc

)

Page 36: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 36

IPR & Entrepreneurship- Essentials

• Highly competitive Subject

• Be open minded & helpful

• Learn to act in a team

• Be pleasant

• Participate in discussions

• Learn to face stresses

• Learn to respond to a change

• Never be biased

• Analyze facts (Trust-but-Verify)

• Accept failures or mistakes

• All of the above is linked to Entrepreneurship

Page 37: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 37

Innovation Ecosystem & Patent Laws

Page 38: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 38

IP Protection

1

2

3

4 6

7

5

Page 39: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 39

IP Protection

Page 40: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 40

(

Indian Patent Act, 1970, 1972, 2005, 2006…..) 2[(ii]

viii) in relation to any other State, the High Court for that State;

1."invention" means any new and useful-

2. art, process, method or manner of manufacture; and includes any new and

useful improvement of any of them, and an alleged invention;\

1."legal representative" means a person who in law represents the estate of a

deceased person;

1. "medicine or drug" includes-

2. all medicines for internal or external use of human beings or animals, 3. all substances intended to be used for or in the diagnosis, treatment, mitigation

or prevention of diseases in human beings or animals, 1. all substances intended to be used or in the maintenance of public health, or the

prevention or control of any epidemic disease among human beings or animals, 1. insecticides, germicides, fungicides, weedicides and all other substances

intended to be used for the protection or preservation of plants, 1. all chemical substances which are ordinarily used as intermediates in the

preparation or manufacture of any of the medicines or substances above

referred to;

(Source: http://ipindia.nic.in/ipr/patent/patact1970-3-99.html)

Page 41: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 41

Indian Patent Laws (Biotech)

Sec 2 (1) (j): Inventions (novelty, inventive steps & industrial

applications)

Sec 10(4)(d): Mandatory deposition of biological (A) to (D)

Materials in IDA & disclosing date & number of deposit at

Institution with proper characterization

Page 42: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 42

Exclusions of Patenting Biotechnological

inventions in India

Sec 3(b) : Morality/ethical issues

Sec 3(c) : Scientific principles, natural living/ non-living

Sec 3(d) : Mere discovery of known substance

Sec 3(e) : Mere admixture

Sec 3(h) : Agricultural/horticultural methods

Sec 3(i) : Method of human/animal treatment

Sec 3(j) : Human/animal in whole or parts

Sec 3(k) : Computer program

Sec 3(p) : Traditional knowledge

Page 43: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 43

IP Protection

1

2

3

4 6

7

5

Page 44: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014

44

Caution: Applicable if the “Product is Great, Easy to Use & Affordable”

Dreams

Page 45: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Intellectual Efforts Generate Technologies

(i.e. generate IP)

16/4/2014 RD_UOK_April-2014

45

Technologies have been generated under two

types of Revolutions:

(A) Industrial Revolution

(B) Knowledge Revolution

Page 46: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 46

Scientific Eras & Technology

Generation

Industrial Growth Knowledge Driven Revolution

Biotech will

touch zenith

Page 47: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 47

Global Biotechnology Scenario

Europe : Knowledge based bio-economy

North America : Synthetic Biology

Asia/Pacific rim

/Latin America : Coming up as powerful players

India : Attempting to do all of above

Africa : Lags behind [Source: Current Opinions in Biotechnology, 23:827-829 (2012)]

Page 48: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 48

What We Need?

Innovations need platforms as they are emerging in the

world’s most advanced countries, and India has the

potential to capitalize on this platform as well.

In fact, our performance to date has been low. Nonetheless,

we observe a gradual change.

Our innovative_commercialization record has been weak; we have a limited

ability to harness risk capital; we have a shortage of critical, highly skilled talent;

and our slow regulatory approvals process could limit the pace of development.

Page 49: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 49

What we essentially need? (J&K)

Simple/ Affordable/ Mass utilization/ Incremental

Technologies related to silk-worm/ trout farming

Technologies to Improve Pashmina Goat breeding

Plant propagation/ Highly improved Varieties of Saffron

Micro-prospecting

Solutions for T.B./Infectious diseases/ Cancer Biomarkers

Page 50: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 50

Technologies/ Solutions

Societal Relevance/Simple solutions or

technologies

Incremental

Disruptive

Futuristic

Business Impact

Page 51: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 51

Inventions/Technologies

From Social angle (Social Impact)

Social : (=cheap, easy to use; “Jugaad”?)

From Scientific angle (Technical Impact)

Incremental: (=small but useful innovations)

Disruptive : (=great path-breaking inventions)

Futuristic : (=as used by space agencies)

From Business Angle (Business Impact)

Sustenance of economy

Page 52: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 52

Sta

ges

of

Tech

nolo

gy L

ife C

ycl

e

RPV=Remotely Piloted Vehicle

Page 53: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014

53

[www.]

Disruptive Technologies

Page 54: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

www: Our Constant Companion

16/4/2014 RD_UOK_April-2014

54

Imagine World without www at CERN

It is the birthplace of the World Wide Web. The main site at Meyrin also has a large computer centre containing very powerful data-processing facilities primarily for experimental data analysis and, to make them available to researchers elsewhere; has historically been a major wide area networking hub.

CERN's main function is to provide the particle accelerators and other infrastructure

needed for high-energy physics research. Numerous experiments have been constructed at CERN by international collaborations to make use of them.

Page 55: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 55

Oxford Nanopore Technologies Ltd.

is entering the gene-sequencing race

with a new portable device to

analyze DNA on the go.

The product, called MinION, is about

the size of a USB memory stick, the

closely held Oxford, England-based

company said today. MinION will be

ready for sale in the second half of

the year at a cost of less than $900.

It’s a smaller version of the GridION

device that Oxford Nanopore is

developing.

Page 56: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 56

Chemical Shield on Clothes and Fatigues

Clothes impervious to Coffee Stains and Biological agents

By a process called as Electro-spinning

U.S. Airforce + University of Michigan

(Source: J. American Chemical Society 13.2.2013)

Page 57: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

16/4/2014 RD_UOK_April-2014 57

ASIA

Page 58: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Threatened Medicinal Plant Species in Asia

Mishimi teeta (Coptis teeta) (anti-inflammatory &

anti-bacterial).

Chirata (Swertia chirayita: anti-Hepatitis-B activity) have

highly localized ecological jurisdiction in the high altitude

regions of Eastern Himalaya.

Sarpangadha (Rauvolfia serpentina:anti-hypertensive &

anti-Schizopherinia) is another promising species of NE

India, but over-exploitation of the species from wild

habitat has obstructed the popularization of the species as

commercially cultivable crop

16/4/2014 RD_UOK_April-2014 58

Page 59: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

"Shockwave technology could be applied to the tea

processing unit to help kill major pests, prepare land

for cultivation, minimise overall time of withering

and other costs in the tea factories“

A similar mechanism could be developed to treat

pests in orchards in Kashmir

Source: IISc Bangalore

16/4/2014 RD_UOK_April-2014 59

Page 60: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

The invention of monel valves and their use in

the industry

The use of monel valves has increased over the past decade

as a measure to combat corrosive and unfriedly industrial

environments. Monel K500, Monel 400, A494 MR-35-1 are

often used in HF Acid applications.

The alloy used in Monel valves was

developed in the 1920s, the alloy is still

known as Monel alloy K-500 (http://www.super-duplex-valves.com).

16/4/2014 RD_UOK_April-2014 60

Page 61: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Use of Engineering Plastics for

Diagnostic X-ray equipment

16/4/2014 RD_UOK_April-2014 61

Page 62: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

U_Mass, Amherst Chemical Engineers Boost

Petrochemical Output From Biomass By 40%

Chemical engineers at the University of Massachusetts

Amherst, using a catalytic fast pyrolysis process that

transforms renewable non-food biomass into

petrochemicals, have developed a new catalyst that boosts

the yield for five key "building blocks of the chemical

industry" by 40 percent compared to previous methods. This

sustainable production process, which holds the promise of

being competitive and compatible with the current petroleum

refinery infrastructure, has been tested and proven in a

laboratory reactor, using wood as the feedstock, the research

team says 16/4/2014 RD_UOK_April-2014 62

Page 63: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Arctic Groundbreaking technologies

The two recipients of the 2012 Spotlight on Arctic Technology Award, as it is

called, were Texas-based seismic solutions company ION Geophysical's under-ice

towed marine streamer and Transkor Group Inc.'s Aqua magnetic tomography

method (MTM).

ION’s towed marine streamer technology is designed for high latitude operations

and is used in a dual-vessel and icebreaker system. The polarclass icebreaker

clears a path for the seismic vessel, while the towing system prevents the

remaining ice from damaging the cables in tow, keeping them in the water even

under wind gusts of over 100 knots.

The technology is able to withstand extreme temperatures and pole magnetics, which not

only reduces damage to the equipment and to the quality of the data acquired but also

extends the traditional season for data acquisition in the Arctic and allows for such

acquisition to take place further north.

Transkor’s Aqua MTM technology is designed to assess offshore ferromagnetic pipelines

and determine the probability of stress-deformed state anomalies. It can inspect the entire

length of pipelines and detect pipe sags, strains and twists, boasting a rate of anomaly

detection of over 80 per cent. The inspection determines and reports the deviation of

a pipe material stress-deformed state and estimates the period of accident free operation

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Health & Medicine

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65

World's First Bionic Eye Approved for Use in

Europe [Video] | Fast ...

7 Mar 2011 ... bionic eye Could blindness soon be a thing of the

past? A California company called Second Sight recently

received approval in Europe to sell ...

www.scientificamerican.com/article.cfm?id=steps-owards...bionic...

Retina

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13.2.2013 (New York Times)

Latest Invention for the Blind from U.S.A :

The technique Allows blind to visualize

shapes

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A Conversation With Nick Goldman Double

Helix Serves Double Duty http://www.nytimes.com/2013/01/29/science/using-dna-to-store-digital-information.html?ref=science&_r=0

A group of researchers at the European Bioinformatics Institute reported in the

journal Nature that they had managed to store digital information in synthetic

DNA molecules, then recreated the original digital files without error.

The amount of data, 739 kilobytes all told, is hardly prodigious by today’s

microelectronic storage standards: all 154 of Shakespeare’s sonnets, a scientific

paper, a color digital photo of the researchers’ laboratory, a 26-second excerpt

from the Rev. Dr. Martin Luther King Jr.’s “I have a dream” speech and a

software algorithm. Nor is this the first time digital information has been stored

in DNA.

But the researchers said their new technique, which includes error-correction

software, was a step toward a digital archival storage medium of immense

scale. Their goal is a system that will safely store the equivalent of one million CDs in

a gram of DNA for 10,000 years.

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Metal Hip Implants

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Metal Hip Implants

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70

Microsoft and the University of Washington are developing an electronic

contact lens that can non-invasively monitor and wirelessly report blood

sugar levels (Jan 5, 2012)

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New Drug for Treatment of Tuberculosis 31.12.2012 (N.Y. Times)

A new drug, to be called Sirturo, was discovered by scientists at Janssen, the

pharmaceuticals unit of Johnson & Johnson, and is the first in a new class of

drugs that aims to treat the drug-resistant strain of the disease, has been

approved by FDA. (Dr. Anil Kaul of J&J)

“This is quite a milestone in the story of therapy for TB,” Dr. Paul Stoffels, the chief

scientific officer at Johnson & Johnson, said in an interview. He said the approval was

the first time in 40 years that the agency had approved a drug that attacked

tuberculosis in a different way from the current treatments on the market. Sirturo works

by inhibiting an enzyme needed by the tuberculosis bacteria to replicate and spread

throughout the body.

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FDA approves test that detects 11 causes of

infectious gastroenteritis from single sample January 16, 2013

The xTAG Gastrointestinal Pathogen Panel (GPP), manufactured by

Luminex, detects 11 viral, bacterial and parasitic causes of gastroenteritis,

including Clostridium difficile toxin A/B, Escherichia coli O157, Salmonella,

Shigella, norovirus, rotavirus A, Cryptosporidium and giardia. It is the

first test capable of simultaneously detecting each factor from a single

sample.

Approval for xTAG GPP followed results of a study comparing its

efficacy with that of individual tests that detected each cause of

gastroenteritis, incorporating data from 1,407 adult patients and 313

pediatric patients with suspected infectious gastroenteritis, as well as

203 patients with confirmed gastroenteritis. The xTAG GPP performed

comparably to individual tests. “The test could also allow clinicians

and public health professionals to more quickly identify and

investigate the source of potential gastroenteritis outbreaks.”

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Merck tests needle-free vaccines •Suzanne Elvidge

Journal name: Nature Biotechnology; Volume: 30,, Page: 1155, Year published: (2012); DOI: doi:10.1038/nbt1212-1155a, Published

online , 07 December 2012

In October, 2012, the Whitehouse Station, New Jersey–based

Merck agreed to license a novel vaccine delivery system from

Sydney, Australia–based biotech Vaxxas, for testing with an

undisclosed Merck vaccine candidate. The biotech's Nanopatch,

needle-free delivery platform is a densely packed array

(>20,000/cm2) of 110-μm-long needles dry-coated with vaccine.

The antigens are…

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Bacterial shield for seeds Emily Waltz

Journal name:Nature BiotechnologyVolume: 30,Page:1158Year published:(2012)DOI:doi:10.1038/nbt1212-

1158aPublished online 07 December 2012

Agribusiness giant Syngenta will pay up to $113 million to acquire

Pasteuria Bioscience, a small biotech with a novel natural process to

control nematode pests in plants. Under the terms of the agreement, the

Basel-based Syngenta giant will acquire Pasteuria for $86 million, with

additional deferred payments of up to…

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Hand held Ultrasonic machine

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Diagnosing Malaria with one drop of body

fluid

Researchers from the Aarhus University in Denmark have developed a

new test to diagnose malaria infections very quickly and with a high

sensitivity. The test measures the activity of the enzyme topo-isomerase-I

from the Plasmodium parasite, which causes malaria.

The new method is based on a technology which the researchers call Rolling Circle Enhanced

Enzyme Activity Detection (REEAD). This method is able to diagnose malaria infection with

just a single drop of blood or saliva, and on top of that it has high sensitivity and no special training

is required to perform the test. Other features of the REEAD method are the

ability to detect the infection of less common malaria parasites and

measure whether the Plasmodium infection is resistant to drugs.

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Singapore based Veredus Laboratories announced the launch of its

VereMTB multiplexed lab-on-a-chip for the detection of various mutations of

Mycobacterium responsible for causing tuberculosis as well as nine other similar clinically

interesting mycobacterium. The chip identifies the specific mycobacterium within three (3) hours

after being presented with a sample of coughed up direct sputum.

The technology doesn’t require culturing the bacteria, a slow process that can

extend into days when rapid detection is key.

Veredus VereMTB Chip for Fast Diagnosis of

TB by Gene Ostrovsky on Nov 9, 2012

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Tumor-Fighting Immune Cells to Attack Cancer (Researchers at UCLA’s Jonsson Comprehensive Cancer Center have created a large, well-armed troop of tumor-seeking immune

system cells to locate and attack dangerous melanomas)

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Incremental Innovations

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Oil-Eating Bacteria to Clean up Oil Spills That certain bacteria have the ability to metabolize oil isn’t a new discovery of course. Back in 1989, bacteria were used

experimentally in attempts to clean up the 11 million gallons of crude oil spilled by the Exxon Valdez after it ran aground off the

coast of Alaska. Though it made little to no difference back then, now that researchers have a complete blueprint for the oil-

hungry bacteria: Alcanivorax borkumensis, they’ll have the ability to optimize the conditions for these bugs, enabling them to soak

up the hundreds of millions of liters of oil that enter our waters each year

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Engineered Tobacco Plants as Biofuel The challenge researchers faced was that this precious oil is mostly found in tobacco seeds, and tobacco plants only produce about 600 kg of seeds

per acre. However, they have now found ways to genetically engineer the plants so that their leaves express more oil. According to one of the

project’s researchers, Dr. Andrianov, they have been able to modify plants to produce 20-fold more oil in the leaves. Andrianov says “”Based on these

data, tobacco represents an attractive and promising ‘energy plant’ platform, and could also serve as a model for the utilization of other high-

biomass plants for biofuel production.”

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Stem cell culturing without the use of animal substances (in

a completely chemically-defined environment)

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Innovations Having Immediate Social

Impact Improved/ Affordable versions of B.P machine

Cycle rickshaw with a small engine

Bag containing Tea leaves with a thin (painful) or thick

handle (comfortable)

Dhara oil pack with an easy to remove seal

Table fork with a knife on edge

Drug eluting stent

Airport Baggage Handling on Ground

Honey manufacturing from Apiaries

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Innovations Having Social Impact Evolution of Camera

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Conclusion

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S.

N

o.

Status of

Technology

Method of Disposal Outcome

1. Societal/

Jugaad

Short tem life, but useful in daily life – should be used

due to cheap price, but safety precautions be

considered. Maternal & child health, Rickshaws, pens etc.

Useful

2. Disruptive Great use, great products, long life, really change the

world e.g., Cell phone, PCR, Vaccine, Pen drive sized Gene

Sequencers, Microwave for cancer cure, Space-crafts

V.V. Useful

3. Incremental Sustains Disruptive or incremental innovation, very

useful: new models of Phone or pressure cookers,

microwaves

Fairly useful/

maintenance)

4. Futuristic Concept of Cell phone was futuristic in 1960-70s; Cloud

computing for war or navigation is useful today; keep under

wraps for future use

Very thoughtful

5. Great

Business

Model for

any of the

above

Shampoo sachet, small packs of tooth paste.

Tata Nano had a bad business model/ Colgate tooth paste

had great business model

(Necessary for

money generation;

No one works for

charity)

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Take a Break, Relax & Look at

this!

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Technology Addiction

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“I fear the day when technology

overlaps with our humanity. The world

will only have a generation of idiots." –

Albert Einstein

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“Everything should be made as simple as possible, but no

simpler.” Only a handful, however, have had the opportunity to discuss the concept with the physicist over breakfast. As an applied-

mathematics student at Harvard, Dr. Neumann had a two-hour breakfast with Einstein on Nov. 8, 1952. What the young math

student took away was a deeply held philosophy of design that has remained with him for six decades and has been his governing

principle of computing and computer security. “His biggest contribution is to stress the ‘systems’ nature of the security and

reliability problems,” said Steven M. Bellovin, chief technology officer of the Federal Trade Commission. “That is, trouble occurs

not because of one failure, but because of the way many different pieces interact.”

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What is Intellectual Property? Def.

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92

Classical Definition: “A mental or intellectual activity” which results in a useful Technology related to an industrial design or a machine comprises Industrial Property (=IP).

IP is generated by Inventors or Innovators****

Over years this term evolved into Intellectual Property which includes Patents, Copyright, Trade Mark, Trade Secrets, Geographical Indicators, Protection of Plant Varieties etc.

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Forms of Intellectual Property

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93

Property:

Tangible (which can be seen)

House, Expressway Road a commercial activity

Non-tangible (which can not be described as such)

Vaccine

Computer chip a commercial activity

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Innovators desire:

Legal protection of innovations;

Compensation + Awards to keep their

innovative spirit going

Governments of various countries agreed to do the

needful

Net Result:

These regulations keep the “fire in the genius going”

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Innovation Index Issues?

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95

Innovation Index for us?

Our Issues

Can we innovate alone?

Do we need to innovate alone?

Current Economic Scenario in the world necessitates us to

join hands ; & draw more out of less

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Top 10 in the Global Innovation Efficiency

Index •China

•India

•Republic of Moldova

•Malta

•Switzerland

•Paraguay

•Serbia

•Estonia

•Netherlands

•Sri Lanka (source: WIPO)

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Group-1

Group-2

Group-3

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Why IP Rights are Necessary!

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98

Creation of IP needs financial support

IP Rights boost innovation

by protecting the :interest of inventor

IP generates :revenue

IP results in :commerce

Commerce is :trans-continental

Commerce is :regulated

Commercial :practices should be uniform for

healthy business ethics

(WTO + WIPO)

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Incentives from Property Ownership are

Deeply

Rooted in Law (John Locke (1632-1704)– Father of Liberalism)

John Locke uses the word property in both broad and narrow

senses. In a broad sense, it covers a wide range of human interests

and aspirations; more narrowly, it refers to material goods. He

argues that property is a natural right and it is derived from labour.

Locke believed that ownership of property is created by the

application of labour. In addition, property precedes government and

government cannot "dispose of the estates of the subjects arbitrarily."

Karl Marx later critiqued Locke's theory of property in his social

theory.

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100

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Evolution & Historical Perspective

Technology development in India & elsewhere: Historical perspective

Protection of Creative Glass Blower’s Art in Italy, 1449

USA: Patent protection initiated by President Jefferson (1793)

(http://www.earlyamerica.com/review/winter2000/jefferson.html)

India : Extension of British Patent Laws- Act VI of 1856

In India, during British era : modifications in British Labor Laws to protect

dissemination of technology related information to others (1942)

Patent Laws of India – Post Independence (1970, 2005)

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Industrial Property Rights Systems

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102

IPRS encourages the talented inventors

(=creators/innovators) to further industrial

development

Research & Investment

Essential Requirements/ Life Comforts

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Technology Generation

Industrial Revolution

Knowledge Driven Revolution

Ramifications of

Biotechnology

Will

Touch

Zenith in future

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104

Intellectual Property Rights (WIPO Classification)

(A) Copyright and rights related to copyright

(B) Industrial property: (1) trademarks and geographical indications

(2) industrial designs (protected by patents), and

(3) trade secrets.

What are “intellectual property rights”? Intellectual property rights can be defined as the rights given to people over the creations of their minds. They usually give the creator an exclusive right over the use of his/her creations for a certain period of time.

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Salient Features of IP

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105

IP shares many characteristics associated with real

and personal property

IP is an asset – it can be bought, sold, licensed,

exchanged or given away like any other form of

property; but Indian Banks do not give loans?

IP owner has the right to prevent unauthorized use

or sale of property

However, IP is intangible (it can’t be defined)

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Intellectual Property : A Complex & Serious Subject

Science & Technology

IPR, Patent Laws

Commerce

International Trade Relations

Business Development & Networking

Negotiation Skills

Economics

Accounting

Public Opinion

Ethics

(Anybody who works in this area needs a flexible attitude)

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106

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Creativity i.e., Innovation results in IP

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107

Innovation generates Intellectual Property

Intellectual Property in Biotech Sector is generated

through rigorous experimentation but is more complex

Innovation changes life styles e.g., tele-medicine by use of mobile phones/ pacemaker/ vaccine/ recombinant crop

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Relevance of Technologies in Current Global

Scenario in Biotech sector

Requirement of people friendly technologies for health

care/ Agriculture/Environment/Fuels etc

Growth of biotech institutes

Increase in number of skilled & semi-skilled people

Increase in international & national collaborations

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108

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109

Current Advantages • Robust economical scenario******

• Promising potential to be a global player in the arena of

biotechnology

• Large pool of skilled and cost competitive manpower

• Well developed and integrated scientific infrastructure

• Advanced chemical synthesis technologies

• Manufacturing practices conforming to US and EU norms

• Diverse biological resources

• Globally recognized as a producer of low cost, high quality

bulk drugs and formulations.

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Funding

for

Innovative Research in Biotech Sector

---GoI Effort & Evolution of BIRAC---

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Funding Support (loans or grants) in INR

BIG SIBRI BIPP CRS BISS & UIC

50 Lacs 2 Cr 50 Cr > Case to case Case to case

National Biotechnology Policy

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RD_UOK_April-2014 111

Source: BIRAC website (modified)

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Why Technologies?

Is Change Useful!

S.

No.

Old Technology New Technology

1. Test Tube Eppendorf Tube

2. Petri Dish Tissue Culture Flask

3. External Pace maker Implantable Pace Maker

4. Mercury Column B.P.

measuring machine

Digital B.P. machine

5. Drugs Target Specific Drugs

6. ELIZA tests PCR amplified Tests

High level of Technology : Higher Royalty or Prices

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This makes life more comfortable!!!

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113

Technology Sectors & Investment

Opportunities

•Agriculture and Plant Biotechnology

•Medicinal and Aromatic plants

•Animal Biotechnology

•Aquaculture and Marine Biotechnology

•Seri biotechnology

•Stem Cell Biology

•Human Genetics and Genome Analysis

•Environmental Biotechnology

•Microbial and Industrial Biotechnology

•Healthcare

•Bio-Fuels

•Bio Pesticides

•Bio-Informatics

•Software Support

•Mechatronics

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Legal Protection to Human Creativity !

Patents : Glivec, Immuvac, Humira mAb, Pandylfu

Trade Mark : Nescafe;

GloFish***/

ARTSK_NII/Prozac/Tylenol

Design Registration : Honda Model XX

Copyright : Internet Explorer, Gene Sequences & Music

Trade Secrets : Coke, Techniques to generate enzymes

Traditional Knowledge & Protection of New Plant Varieties

Geographical Indicators : South Indian Silk sarees/ Bengal cotton cloth

(***The GloFish is a trademarked transgenic zebrafish (Danio rerio) expressing a red fluorescent protein from a sea anemone under the transcriptional

control of the promoter from the myosin light peptide-2 gene of zebrafish1. Produced and patented by a group at the National University of Singapore)

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Examples of IP Protection:

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PATENTS

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Patents?

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117

PATENT: may be granted for a new (novel), non-

obvious (having inventive step), and useful (having

utility) invention

It gives the patent holder a right to prevent others from practicing the invention

(unless licensed by the inventor), for a certain period of time (typically 20 years from

the filing date of a patent application).

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What are the Parts of a Patent?

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118

Abstract

Background of the Invention

Summary of the Invention

Figures with brief descriptions

Detailed description or “specification”

Fully discloses what the invention is

How it is made?

How it can be used?

Claim(s): sets the legal boundaries of protection

Independent

Dependent

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119

Step 1: Prior Art as home work?

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Pace Maker Drug Eluting Stent

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Medication

Pore to release drug into blood vessel

Blood Vessel

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A Vaccine

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PANDYFLU vaccine

DBT-BIRAC Supported

Product - 2011

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GloFish®™

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Patents & IP Protection of our Works

“Patent protection does not result in owning the invention by the inventor but

protects, others from repeating the effort which has already been made”

Characteristics of a Patent :

Novelty : (=something new & different)

Inventive Step : (=non-obviousness)

Industrial Application : (=utility)

A patent has a life : 20 years

It has to be renewed periodically by payment of money

“ Patent System Adds fuel to interest to the fire of the genius”

Ref. to Indian Patent Laws !!

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Examples: Patents

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127

Pandyflu vaccine : (anti-flu vaccine: Panacea + BIRAC)

Immuvac : (anti-leprosy vaccine/immunomodulator: Cadila)

ARTSK_NII : (artificial wound healing membrane: NII)

Paracetamol : (pain killer)

Therapeutic Antibodies : (Humira)(auto-immune disorders)

Recombinant Banana?? (QUT + BIRAC)

Recombinant Cotton : (Textiles: Monsanto)

Straw Water Purifiers : (US Army)

K-Series Engine : (Motor Car)

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Novelty

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1

2 3 4

Protein Adjuvant Vaccine

Cough

Syrup Excepients Cough Syrup

Perishable

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A

B

C

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1

2 3 4

Protein

Adjuvant

+ Thimerosal

Vaccine

Cough

Syrup Excepients

Cough Syrup

with 12 months

shelf life 16/4/2014 RD_UOK_April-2014 130

A

B

C

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Obviousness

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Obviousness

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132

Obviousness, means that “a person having ordinary skill in

the art” would not know how to solve the problem at

which the invention is directed by using exactly the

same mechanism.

The obviousness standard prevents the patenting of

relatively insignificant differences between the

invention and the prior art

The invention must provide one or more new and

unexpected results

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Test tube vs Eppendorf tubes

Round bottom is Novelty

(1840-50)

Non-obvious

Round pointed bottom is Novelty?

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Tissue Culture Flasks

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Vaccine :

Antibody (a protein or peptide)

+ Adjuvant (binds Ab to target)

+ Antifungal (Thimerosal)

+ Envelope-hypothetical (that can not be

digested by enzymes)

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Obviousness (contd)

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136

Prior art can be combined in an obviousness determination, that is, more than one reference can be cited by the examiner as showing different features of the invention which, taken together, render the invention obvious

Obviousness is inherently a subjective determination, as the examiner cannot be, or know the mind of, the hypothetical “one skilled in the art.”

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Non-obvious to Whom?

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A patent will NOT be issued if a person having ordinary skill in the field of the invention would consider the invention obvious at the time of creation

The law considers a person having ordinary skill in the art to be a worker in the field of the invention who:

Has ordinary skill

Is totally knowledgeable about all the prior art in his or her field

Pure Fantasy, but no other realistic way to determine non-obviousness

The PTO creates a hypothetical person and tries to weigh the obviousness of the invention against the knowledge this hypothetical person would possess

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Examples of Obviousness

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138

Non-obvious: Slight Physical Changes – Dramatic Result

Sometimes, a very slight change in shape, slope, size, or material can produce a patentable invention that operates entirely differently and produces totally unexpected results

Non-obvious: New Use Inventions

Do not involve any physical change to old invention

Must be different use of known product or process and produce new, unexpected results

Obvious: Different Element, Similar Function

Courts have held that substituting a different, but similarly functioning, element for one of the elements in a known combination creates a novel invention but an obvious one.

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Examples of Obviousness (contd)

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139

Obvious: Old Concept, New Form

The PTO will consider as obvious the mere carrying forward of an old

concept, or a change in form and degree, without a new result (notches on

inner rim of steering wheel for better grip, obvious because of medieval

sword handles)

Obvious: Duplication of Parts

Usually consider the duplication of a part as obvious unless new results can

be observed

Obvious: Portability, Size, Speed, and Integration

Making devices portable, making parts smaller or larger, faster or slower,

making elements adjustable, parts integral, separable, etc. will be considered

obvious unless new, unexpected results can be shown

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Rationale Examples

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The following examples will demonstrate the appropriate fact findings to support rationales suggested for Company “A” and provide an explanation of how the rationales lead to a conclusion of obviousness under 35 USC 103.

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USE OF KNOWN TECHNIQUES TO IMPROVE

SIMILAR DEVICES IN THE SAME WAY

We claim:

A cholesteric color filter comprising:

A barrier coating formed on a cholesteric filter layer, said barrier layer preventing oxidation of the filter.

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141

Substrate

Substrate

Liquid Crystal Layer

Barrier Coating

Cholesteric Filter

Layer

Cholesteric Color Filter

Adapted from Application No. 10/191,445

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USE OF KNOWN TECHNIQUES TO IMPROVE

SIMILAR DEVICES IN THE SAME WAY

Reference B teaches applying a

barrier coating 78 to a color filter

86 to prevent oxidation of the

color filter.

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142

Reference A teaches a cholesteric

color filter having a layer 200 of

material having a cholesteric order

and known to have a problem with

oxidization.

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USE OF KNOWN TECHNIQUES TO IMPROVE

SIMILAR DEVICES IN THE SAME WAY

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• The prior art references teach all of the claimed elements. • The difference between the prior art and the claimed invention is the use of a barrier coating to prevent oxidation in a cholesteric color filter. • The prior art shows adding a barrier coating to a color filter to prevent oxidation.

Applying This Rationale:

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Disruptive Technologies

are an outcome of

Convergence of Technologies

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Convergence of Technologies

Systems at

Molecular Level

Self Replicating

Biological Processes

Self Assembly

Intelligent, Evolvable, Adaptive System

Biotechnology Nanotechnology

Information Technology (Source: National Science Foundation, USA, 2006; modified)

Future unknown

Technologies

?

For H

um

an U

se

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145

Green technology

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Technology Management

&Transfer

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147

Proof of Concept Legal Protection

Validation In house Experimental Production

MARKET SALES

Components of Technology Management

Clinical Trials/Field Trials

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Technology Transfer Process Technology

(A Vaccine/Therapeutic Agent/GM Crop etc)

(Drug Discovery> Product Development (Delivery Method+ Kinetics of Absorption, Distribution, Metabolism, Excretion)> Clinical Evaluation (Toxicity + Animal & Human Studies)>

Invention Disclosure

Assessment/ Screening

Patent Protection

Licensing & Monitoring

Technology Transfer

(Active Pharmaceutical ingredient> Drug Product(Dosage & Delivery Systems)> Analytic Methods> Stability)

Product Development & Commercialization

Revenue & Monitoring

(http://www.nii.res.in/faculty-06/RaviDhar.htm)

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University/

Institute/

Organization

Start-up Company

/Entrepreneur or a

Big Company

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Main Stages of Product Development

Activity:

1) Idea Generation

2) Idea Screening

3) Concept Development and Testing

4) Business Analysis

5) Beta Testing or Market Testing

6) Technical Implementation

7) Commercialization

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Management : Product Development

The organization of the product development process is a key

success factor within the organization of large manufacturers. Key

issues are:-

•the process of product development

•the underlying philosophy, especially platform strategies

•the relation and integration of product and process/manufacturing

engineering

•the involvement of suppliers into the product development process

•the responsibility of product development departments within

the launch process

As a consequence of the increasing demand for higher product

development process performance, many - not to say all - OEMs have

built their one-site-development centers. The purpose is clear and

means co-locating of all involved faculties in one site.

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Contract Research Services

• Physical and chemical characterization

• Formulation development for small and macromolecules

• Reverse Engineering

• Release and Stability testing

• Container/closure selection

• Process development

• Scale-up and technical transfer to manufacturing

• Manufacture for GLP Toxicology support

• Extractables and Leachables evaluation

• Product life-cycle management

• IND, NDA and aNDA support.

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Disposal of Technology

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Disposal of Technologies

We may get a Patent for a Technology or License it to an

Industry after :-

Evaluation : Apply “Go- No Go –Kill” concept (on the

basis of maturity/market requirement etc)

Upscale

License after Valuation

Production

Monitor

Sales & Royalty

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Technology Valuation

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Acthar Gel for infantile spasms ?

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Value Grid mapping of Technology /

Product Portfolios

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Great Expectations:

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157

Biotechnology & Allied Areas

(National & International collaborations

will play

a great role in these areas)

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Quality of Science is essential for

Technology Development….

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Canada

Korea

Italy

Netherlands

Switzerland

India

BelgiumSweden

Russian Federation

Poland

Australia

Brazil

Spain

United States

Germany

France

China

Japan

United Kingdom

1998 2008

Canada

Korea

Italy

Netherlands

Switzerland

India

BelgiumSweden

Russian Federation.

Poland

China

Japan

Australia

Brazil

Spain

United States

Germany

France

United Kingdom

Source: OECD (2010) Measuring Innovation: A New Perspective

?

?

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Improved Quality of Science needs: 1) Big Budgets & Political will 2) Pool of Skilled Manpower 3) Technology Platforms 4) Intense & meaningful Collaborations

Page 160: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Technology Transfer A complex process involving series of well thought of steps:

1. Research

2. Pre-Disclosure

3. Invention Disclosure

4. Assessment

5. Protection

6. Upscale

7. Make a Start-up Company or Use Existing Company

8. Licensing

9. Marketing & Commercialization

10. Revenue Generation

11. Royalty Sharing or Charity?

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Technology Transfer Process

Drugs/Vaccines/GM crops/Bio-processes etc

(Drug Discovery> Product Development (Delivery Method+ Kinetics of Absorption, Distribution, Metabolism, Excretion)> Clinical Evaluation (Toxicity + Animal & Human

Studies)>

Invention Disclosure

Assessment/ Screening

Patent Protection

Licensing & Monitoring

Technology Transfer

(Active Pharmaceutical ingredient> Drug Product(Dosage & Delivery Systems)> Analytic Methods> Stability)

Commercialization

Revenue & Monitoring

(http://www.nii.res.in/faculty-06/RaviDhar.htm)

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Startup Company

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Organizations with Integrated Innovation & IP Management have High Quality (economically

valuable) Patent Portfolios

Patent Quality Impact on Performance

(+)

High Potential

(++)

Innovation

Leaders

Losers

(-)

Activists

(--)

(low) (high)

Patents/R&D Expenditure Ernst, 2008; Chicago

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163

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Strike a Balance

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!!!Word of Caution !!!

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166

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GMCs

Raises Ethical/ Social or

Religious Issues !

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International Trade

&

Trade Practices

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168

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IP & International Agreements

Various treaties for different components of IPR

Paris Convention for Protection of Industrial Property (1883) Mother of all IPR harmonization Process. Revised several times; last

revision in 1967 followed by an amendment in 1979. Article 30 covers IPR

related to Patents etc.; 170 countries

Lisbon Agreement on Geographical indicators (1958)

Patent Cooperation Treaty (PCT), 144 countries (1970, 1984, 1989)

Budapest Treaty for Deposition of Microorganisms (1977)

(List in the Gazette of India; Part II; No. 456, New Delhi, May 30, 2003); 50 countries

Community Trademarks (1996)

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169

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WTO & WIPO

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170

Uniform trade practices across nations regulated

by WTO. Organization which develops ground-rules for

international Commerce & mediates trade disputes.(153

members)

(Web Site : www. wto.org)

Uniform IP practices are regulated by WIPO. WIPO

is responsible for the promotion of the protection of

intellectual property throughout the world through

cooperation among States, .... (179 members)

(Web Site :www.wipo.int)

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TRIPs

TRIPS agreement gives enough room for member

countries to balance international obligations w.r.t

domestic/national interests

World was more divided before TRIPS

This impeded the international trade & knowledge

diffusion

Conflicts around TRIPs

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TRIPs (Relevant Titles & Parts & Sections) Parts Sec. Articles Content I - 1-8 General Provisions & Basics II - Scope on use of IPR 1 9-14 Copyrights 2 15-21 Trademarks 3 22-24 Protection of Geog. Indicators 4 25-26 Industrial Designs

5 27-34 Patents 6 35-38 Layout designs 7 39 Protection of undisclosed information 8 40 Control Anti-competitive practices III Enforcement of IPR 1-5 41-61 General/ Admn. Procedures/ Criminal Procedures/ IV 62 Acquisition & Maintenance of IPRs & Related Inter-parties procedures V 63-64 Dispute Prevention & Settlement VI 65-67 Transitional Agreements VII 68-73 Institutional Agreements; Final Provisions (Reference example : Part II, Sec. 5, Article 27-34, Patents)

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Place of the TRIPS Agreement in the Multilateral

Trading System?

• One of the fundamental characteristics of the TRIPS Agreement is that

it makes protection of intellectual property rights an integral part of the

multilateral trading system, as embodied in the WTO.

• The TRIPS Agreement is often described as one of the three “pillars” of

the WTO, the other two being trade in goods (the traditional domain of the

GATT) and trade in services.

•That implies that the TRIPS Agreement applies to all WTO members. It

also means that the provisions of the agreement are subject to the

integrated WTO dispute settlement mechanism which is contained in the

Dispute Settlement Understanding (the “Understanding on Rules and

Procedures Governing the Settlement of Disputes”).

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TRIPS

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The Agreement on Trade Related Aspects of Intellectual Property Rights (TRIPS) is an international agreement administered by the World Trade Organization (WTO) that sets down minimum standards for many forms of intellectual property (IP) regulation as applied to nationals of other WTO Members. It was negotiated at the end of the Uruguay Round of the General Agreement on Tariffs and Trade (GATT) in 1994.

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TRIPS

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TRIPS contains requirements that nations' laws must meet for: copyright rights, including the rights of performers, producers of sound recordings and broadcasting organizations; geographical indications, including appellations of origin; industrial designs; integrated circuit layout-designs; patents; monopolies for the developers of new plant varieties; trademarks; trade dress; and undisclosed or confidential information. TRIPS also specifies enforcement procedures, remedies, and dispute resolution procedures.

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TRIPS

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Protection and enforcement of all intellectual

property rights shall meet the objectives to

contribute to the promotion of technological

innovation and to the transfer and dissemination

of technology, to the mutual advantage of

producers and users of technological knowledge

and in a manner conducive to social and

economic welfare, and to a balance of rights and

obligations.

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Facts about Innovation Process

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Innovation should be of societal relevance

Innovation Process is uncertain

Many times it is unpredictable, more-so when related to Biological systems

Innovation process creates new competencies

Knowledge generation depends on a cumulative process that links prior knowledge in the economy

Various factors influence speed of innovation

Scientific discovery & Innovation is deeply linked

Innovation output has weak relationship with market demand

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Biotech in India: Parameters

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Contributors to Indian Biotech-IP

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179

Funding Organizations (DBT/ICMR/ICAR/CSIR/Charitable)

Academic Partners (Public/Private/Industry/Academia/NGOs)

Industry

Private Sector

Technology Acquisition

Within a nation

Between nations

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Strengths for Developing Technologies Strengths Quality of Basic Research

R& D Personnel Infrastructure

Quality of Business Facilitation

India

Low High

Needs Improvement

Low

U.S.A. V. High

V.High

Great

Great

Germany V. Good

V. High

Great

Good

Weaknesses Pharma & Chemical Industry

Exposure to Entrepreneurs

Personnel Mobility

Venture Capital Angel Investors

Permits/Licenses & Approvals No. of Pilot Plants

High/Ranbaxy Problem?

Lack experience

Very Low

V.Few

None

Slow Process

Lack of Proof +-

Low

V. High

High

Many

Many

Quick

Proof +++

High

Low

Low

Few

None

Slow

Lack of Proof+

Opportunities White Biotechnology/Industrial Biot. Maturing Biotechnology Firms

Low

Very Few

Accepted

Large numbers

Accepted

Yes

Threats Green Genetic Technology

Competition over High Potentials

Danger of Exodus of Key Industries

Commercialization Abroad

Competition to West

Clear Consumer Benefits Growth of Aged Population

Controversial Little

Debatable

Low

Yes: Drugs/ Fermentation

Products needs to be increased No : 60% youth

Applicable

V. High

Biotech Flourishing

Low

Yes/No (East)

High

Yes

Low Acceptance

Very High

High Danger

Yes; including Patents

Yes from East

Low

Yes

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SWOT (strengths, Weakness, Opportunities, Threats) analysis in Life Sciences

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Western India : Revenues Rs. 12,137 Crores (=43% share) Aurangabad : Agri-/bio-manufacturing;

Mumbai : Bio-pharmaceuticals & Stem Cell Research;

Ahmedabad/ Baroda : Agri-biotech, Bio-pharmaceuticals, Enzymes,

Bio-information & Contract Research

Pune : Agri-biotech, Bioinformatics, Bio-processing,

Stem Cell Research & Vaccines

Southern India : Revenues Rs. 5084 Crores (=16% share)

Chennai : Bio-information, Bio-pharmaceuticals,

Genomics, Marine Biotech. 48 Firms Hyderabad : Vaccines

Mysore : Bio-diesel

Bangalore : Industrial Biotech

Northern India : Revenues Rs. 1453 Crores (=15% share)

Delhi/ Gurgaon/ Noida : Agri-biotech, Bio-fuels, Genomics

Lucknow : Bio-information & Bio-pharmaceutics 48 Firms

115 Firms

120 Firms

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Challenging Areas in Tech Management

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IP Mining

FTOs

Technology Mapping (BIRAC initiated this-2012)

Infringements

Licensing

Institutional IP policies

How to gel Public and Private effort ??

IP rights are being felt as a burden to innovation?

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Role of Public Private Partnerships

Government

BIPP/SBIRI

•Funding Agency Private

CRS/BIG

Charitable

•Academic Institution

•Industry

•CRO

•Marketing Agency

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“India BT Industry to reach Rs. 36,107 by 2010”-BioSpectrum, October, 2010

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The articles below were the top 10 for 2012. Some surprised me as to how fast they rose in the rank. I hope you read them all ready, but if you have not, here they are: •3 Main startup traits attract money and talent •Working hard is not enough •The One Word Entrepreneurs Do Not Say

•Indecision can kill your business •Freaking Out is Not a Management Style

•Need Money? A Few Links to Possible Investors •Are You Involved or Committed in a Startup?

•The best guru for entrepreneurship and startup for your company

•Networking is not a one sided activity

•Mergers and acquisitions take thought and planning

Taffy Williams is on Twitter by @twilli2861

Page 187: Dr. Ravi Dhar on Intellectual Property &  Technology Management_ University of Kashmir_2014_f

Thank you

Questions ?

([email protected])

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([email protected]) 16/4/2014

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