CPD 7 hours

DRAFTING INVESTMENT

GUIDELINES

DRAFTING INVESTMENT GUIDELINES

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A BOUTIQUE COURSE FOR SMALL*

INTERACTIVE GROUPS *The capacity of this course is limited to a maximum of 10 delegates

The above statements are general recommendations and indicative of average feedback from all of our external & in-house courses. “Investment Guidelines - Drafting” is new to our external course spectrum and has not yet received any individual feedback.

BOUTIQUE COURSES According to the European Fund and Asset Management Association, there are about £19 trillion of assets being managed in the EU as of 2014. All of these assets, which are spread throughout a variety of asset classes, (such as equities, securities, bonds, commodities, etc) are being managed in accordance with the investment guidelines in their respective agreements. Investment guidelines play an imperative function in the investment management industry, for funds and segregated accounts, and it is of importance to both lawyers and business professionals in the sector to understand their purpose and structure.

Mayer Brown “Very informative and interactive.”

Burges Salmon “Excellent, I would attend another of Emma’s courses.”

Taylor Wessing “Very good course and very professionally delivered. Emma is a great instructor.”

Invesco Perpetual “Fantastic value; learnt a lot about technical aspects of template agreements.”

Aviva Investors

“Excellent, good pace and interactive making the course very relevant.”

Walker Morris “Excellent overview with expert, debate and analysis.”

DRAFTING INVESTMENT GUIDELINES

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This is a full-day course and delegates will leave with an in-depth understanding of drafting investment guidelines. This unique and specialist course is aimed at those professionals that have been negotiating investment guidelines and wish to push their expertise to the next level!

DRAFTING INVESTMENT GUIDELINES

Length 1 Day

Content With a foundation of understanding investment guidelines and a variety of portfolio strategies, this course provides an in-depth analysis of the elements comprising such investment guidelines, and focuses on teaching delegates how to draft them for different portfolio types and objectives, in a practical commercial context in light of regulatory requirements. The topics of this course include:

1. World of Investment Management; 2. Types of assets; 3. Equity portfolios; 4. Fixed income portfolios; 5. Derivative portfolios; 6. Real estate portfolios; 7. Investment guidelines – core components; and 8. Drafting investment guidelines plus sample reviews.

CPD Points 7

Fee £1,390

Catering Refreshments and Lunch

Maximum Delegates 10

Delegate Participants This course is suitable for experienced financial services professionals (whether you are a lawyer in-house or in private practice, or a business employee)

Materials Comprehensive and up to date course notes provided

Venue Southwark Cathedral Conference Centre, London Bridge SE1 9DA

Speaker Emma Cleveland, Managing Director, http://www.cleveland-co.com/about-us/our-people/emma-cleveland/

Further Info For full daily schedules see http://www.cleveland-co.com/portfolio/drafting-investmentguidelines/

DRAFTING INVESTMENT GUIDELINES

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TO ATTEND THIS COURSE, COMPLETE THE REGISTRATION FORM THAT FOLLOWS AND SEND TO: Course Administration, Cleveland & Co Associates Limited, 18 Trafalgar Avenue, London SE15 6NR OR email to: vsmith@cleveland-co.com

In-House options are available. Please call +44 20 3389 9551 TERMS AND CONDITIONS Our full Terms are on our website: http://www.cleveland-co.com/booking-terms/

A summary is below:

1. Full payment must be made upon reservation for the course. 2. You will receive confirmation of your booking to the email address provided in the registration

form. If you have not received confirmation prior to the date of the course please contact us. A VAT invoice can be sent separately to your accounts department if required. Course materials will be distributed at the time of the course.

3. Once we confirm your booking a legally binding contract will come into existence between us. Bookings may be cancelled by written notice received by us not less than 30 working days before the date of the course. We cannot accept cancellations by telephone. The delegate fee will be credited to you less an administration charge of £185 + VAT per delegate booking that is cancelled. Refunds of delegate fees for cancellations receive by us less than 30 days before the date of the course will not be offered. Failure to attend the course will constitute late cancellation and payment will still be due or forfeited if already paid.

4. You may notify us of a substitute delegate at any stage, without charge. 5. We reserve the right to vary or cancel a course in our sole discretion. Our terms of refund are

set out in our full Terms on our website. We do not accept any liability for a course not taking place.

6. We will act as data controller and/or data processor within the meaning of the Data Protection Act 1998 (the “Act”) in relation to any personal data supplied to us in connection with your reservation. You acknowledge and agree that we and our agents may be processing and using personal data (as defined in the Act) given by or on behalf of you for the provision of the courses and other services offered by us, which may include the transfer of such data out of the European Economic Area (as defined in the Act). You agree that we may contact you with details of courses and other services offered by us that may be of interest to you. Please write to us if you do not wish to be contacted by us in this regard.

INVESTMENT GUIDELINES - DRAFTING

5 Cleveland & Co Associates Limited is a limited liability company registered in England and Wales under company registration number 07871988 with its registered office at 64 Southwark Bridge Road, London, SE1 0AS, United Kingdom.

COURSE REGISTRATION FORM Please make a reservation for the following course(s): Course Number of

Delegates

Cost Per Delegate (including VAT)

Total Cost Per Course (including VAT)

Investment Guidelines - Drafting

£1,390 £

TOTAL PAYMENT £

Course date: ___________________________________________________________ I am unable to attend the course, however I would like a copy of the course materials: Investment Guidelines - Drafting (materials only) £179 (no VAT) !

Prices exclude postage costs. UK postage is £12, please contact us at the email listed above for international postage costs.

Delegate Name(s): _________________________________________________________

Job Title: _______________________ Organisation: ____________________________

Address: _________________________________________________________________

Telephone Number: _____________________ Email: ___________________________

Special Requirements: ______________________________________________________

Signed: _________________________________ Date: __________________________

Payment: I enclose a cheque payable to Cleveland & Co Associates Limited for £ _________ (inc VAT). Please contact us on +44 20 3389 9551 if you wish to pay by bank transfer.