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    Dramas of the sea: episodic waves and their impact on offshore structures

    Gunther F. Clauss

    Division of Naval Archaeology and Ocean Engineering, Technical University of Berlin,

    SG 17, Salzufer 17-19, Berlin 10587, Germany

    Received 10 July 2002; accepted 11 August 2002

    Abstract

    For the design of safe and economic offshore structures and ships the knowledge of the extreme wave environment and related

    wave/structure interactions is required. A stochastic analysis of these phenomena is insufficient as local characteristics in the wave pattern are

    of great importance for deriving appropriate design criteria.

    This paper describes techniques to synthesize deterministic task-related rogue waves or critical wave groups for engineering

    applications. These extreme events, represented by local characteristics like tailored design wave sequences, are integrated in a random or

    deterministic seaway with a defined energy density spectrum. If a strictly deterministic process is established, cause and effect are clearly

    related: at any position the nonlinear surface elevation and the associated pressure field as well as the velocity and acceleration fields can be

    determined. Also the point of wave/structure interaction can be selected arbitrarily, and any test can be repeated deliberately. Wave

    structure interaction is decomposable into subsequent steps: surface elevation, wave kinematics and dynamics, forces on structure

    components and the entire structure and structure motions.Firstly, the generation of linear wave groups is presented. The method is based on the wave focussing technique. In our approach the

    synthesis and up-stream transformation of arbitrary wave packets is developed from its so-called concentration point where all component

    waves are superimposed without phase-shift. For a target Fourier wave spectrum a tailored wave sequence can be assigned to a selected

    position. This wave train is linearly transformed back to the wave maker andby introducing the electro-hydraulic and hydrodynamic

    transfer functions of the wave generatorthe associated control signal is calculated.

    The generation of steeper and higher wave groups requires a more sophisticated approach as propagation velocity increases with wave

    height. With a semi-empirical procedure the control signal of extremely high wave groups is determined, and the propagation of the

    associated wave train is calculated by iterative integration of coupled equations of particle tracks. With this deterministic technique freak

    waves up to heights of 3.2 m have been generated in a wave tank.

    For many applications the detailed knowledge of the nonlinear characteristics of the flow field is required, i.e. wave elevation, pressure

    field as well as velocity and acceleration fields. Using a finite element method the velocity potential is determined, which satisfies the Laplace

    equation for Neumann and Dirichlet boundary conditions.

    In general, extremely high rogue waves or critical wave groups are rare events embedded in a random seaway. The most efficient and

    economical procedure to simulate and generate such a specified wave scenario for a given design variance spectrum is based on theappropriate superposition of component waves or wavelets. As the method is linear, the wave train can be transformed down-stream and up-

    stream between wave board and target position. The desired characteristics like wave height and period as well as crest height and steepness

    are defined by an appropriate objective function. The subsequent optimization of the initially random phase spectrum is solved by a

    sequential quadratic programming method (SQP). The linear synthetization of critical wave events is expanded to a fully nonlinear

    simulation by applying the subplex method. Improving the linear SQP-solution by the nonlinear subplex expansion results in realistic rogue-

    waves embedded in random seas.

    As an illustration of this technique a reported rogue wavethe Draupner New Year Wave is simulated and generated in a physical wave

    tank. Also a Three Sisters wave sequence with succeeding wave heights Hs,,2Hs,,Hs, embedded in an extreme sea, is synthesized.

    For investigating the consequences of specific extreme sea conditions this paper analyses extreme roll motions and the capsizing of a RO

    RO vessel in a severe storm wave group. In addition, the seakeeping behaviour of a semi-submersible in the Draupner New Year Wave,

    embedded in extreme irregular seas is numerically and experimentally evaluated. q 2002 Elsevier Science Ltd. All rights reserved.

    Keywords:Rogue waves; Wave/structure interaction; Deterministic seakeeping tests

    0141-1187/02/$ - see front matter q 2002 Elsevier Science Ltd. All rights reserved.

    PII: S 0 1 4 1 - 1 1 8 7 ( 0 2 ) 0 0 0 2 6 - 3

    Applied Ocean Research 24 (2002) 147161

    www.elsevier.com/locate/apor

    E-mail address:[email protected] (G.F. Clauss).

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    1. Introduction

    The impossible will happen one day. Considering rogue

    wave events as rare phenomenaaccording to Murphys

    lawbeyond our present modelling abilities, Haver [1]

    suggests that freak waves (unexpected large crest height/

    wave height, unexpected severe combination of wave height

    and wave steepness, or unexpected group pattern) should be

    defined as wave events which do not belong to the

    population defined by a Rayleigh model. To yield a

    sufficiently small contribution to the overall risk of

    structural collapse, the structure should withstand extreme

    waves corresponding to an annual probability of exceedance

    of say 1025 2 1024 as the Rayleigh model underpredicts

    the highest crest heights indicating that real processes maybe strictly affected by higher order coefficients. In addition

    to the ultimate limit state based on a 100-year design wave

    an accidental limit state with a return period of 10 000 years

    is suggested. Based on observations, Faulkner [2] suggests

    the freak or abnormal wave height for survival design Hd $

    2:5Hs:It is also recommended to characterize wave impact

    loads so they can be quantified for potentially critical

    seaways and operating conditions. Present design methods

    should be complemented by survival design procedures, i.e.

    two levels of design wave climates are proposed:

    The operability envelope which corresponds to the best

    present design practice The survivability envelope based on extreme wave

    spectra parameters which may lead to episodic waves

    or wave sequences (e.g. the Three Sisters) with

    extremely high and steep crests.

    Wave steepness, characterized by front and rear

    steepness as well as by horizontal and vertical wave

    asymmetries seems to be a parameter at least as

    important as wave height [3].

    A probability analysis of rogue wave data recorded at

    North Alwyn from 1994 to 1998 reveals that these waves are

    generally 50% steeper than the significant steepness, with

    wave heights Hmax . 2:3Hs [4]. The preceding and

    succeeding waves have steepness values around half the

    significant values while their heights are around the

    significant height.Steep-fronted wave surface profiles with significant

    asymmetry in the horizontal direction excite extreme

    relative motions at the bow of a cruising ship with signi-

    ficant consequences on green water loading on the fore deck

    and hatch covers of a bulk carrier [5]. Heavy weather

    damages caused by giant waves are presented by Kjeldsen

    [6], including the capsizing of the semi-submersible Ocean

    Ranger. Faulkner and Buckley [7] describe a number of

    episodes of massive damage to ships due to rogue waves,

    e.g. with the liners Queen Elisabeth and Queen Mary. Haver

    and Anderson[8]report on substantial damage of the jacket

    platform Draupner when a giant wave Hmax 25:63 m

    with the crest height hc 18:5 m hit the structure in 70 mwater depth on January 1, 1995 (Fig. 1, top). Related to the

    Fig. 1. Rogue wave registrations.

    G.F. Clauss / Applied Ocean Research 24 (2002) 147161148

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    significant wave height Hs 11:92 m; the maximum wave

    rises to Hmax 2:15Hs with a crest ofhc 0:72Hmax:

    Not as spectacular but still exceptional are wave data

    from the Norwegian Frigg fieldwater depth 99.4 m Hs

    8:49 m;Hmax 19:98 m; hc 12:24 m[9]and the Danish

    Gorm fieldwater depth 40 m (Hs 6:9 m; Hmax 17:8

    m; hc < 13 m)[10]. Also remarkable are wave records of

    the Japanese National Maritime Institute measured off Yura

    harbour at a water depth of 43 m Hs 5:09 m; Hmax

    13:6 m;hc < 8:2 m [11](Fig. 1, bottom).

    All these wave datawith Hmax=Hs . 2:15 and

    hc=Hmax . 0:6prove, that rogue waves are serious events

    which should be considered in the design process. Although

    their probability is very low they are physically possible.It is a

    challenging question which maximum wave and crest heightscan develop in a certain seastate characterized byHsand Tp.

    Concerning wave/structure interactions, with respect to

    response based design loads and motions or reliability based

    design: Is the highest wave with the steepest crest the most

    relevant design condition or should we identify critical wave

    sequences embedded in an irregular wave train? In addition to

    the global parametersHs and Tp the wave effects on a structure

    depend on superposition and the interaction of wave com-

    ponents, i.e. on local wave characteristics. Phase relations and

    nonlinear interactions are key parameters to specify the

    relevant surface profileat thestructure.If wavekinematicsand

    dynamics are known, cause effect relationships can be

    detected.This paper presents a numerical as well as an

    experimental technique for the generation of rogue waves

    and design wave sequences in extreme seas. Based on

    selected global seastate data Hs; Tpthe wave field is fitted

    to predetermined characteristics at a target location, such as

    wave heights, crest heights and periods of a single or a

    sequence of extreme individual waves. Starting with a linear

    approximation of the desired wave train by optimizing an

    initially random phase spectrum for a given variance

    spectrum we obtain an initial guess for the wave board

    motion. This control signal is systematically improved to fit

    the wave train to the predetermined wave characteristics at

    target location. Numerical and experimental methods arecomplementing each other. If the fitting process is

    conducted in a wave tank all nonlinear free surface effects

    and even wave breaking are automatically considered.

    Firstly, the linear procedure is presented, and illustrated by

    the generation of deterministic wave packets as well as the

    synthesis of the above target wave train into an irregular sea.

    Next, the nonlinear approach with its experimental validation

    is presented. Finally, the nonlinear fitting process of the target

    wave sequence embedded in irregular seas is developed.

    2. Linear transient wave description

    The method for generating linear wave groups is

    based on the wave focussing technique of Davis and

    Zarnick[12], and its significant development by Takezawa

    and Hirayama [13]. Clauss and Bergmann [14] recom-

    mended a special type of transient waves, i.e. Gaussian

    wave packets, which have the advantage that their

    propagation behaviour can be predicted analytically. Withincreasing efficiency and capacity of computer the restric-

    tion to a Gaussian distribution of wave amplitudes has been

    abandoned, and the entire process is now performed

    numerically[15]. The shape and width of the wave spectrum

    can be selected individually for providing sufficient energy

    in the relevant frequency range. As a result the wave train is

    predictable at any instant and at any stationary or moving

    location. In addition, the wave orbital motions as well as the

    pressure distribution and the vector fields of velocity and

    acceleration can be calculated. According to its highaccuracy the technique is capable of generating special

    purpose transient waves.

    A continuous real-valued wave record zt may be

    represented in frequency domain by its complex Fourier

    transform Fv which is calculated by Eq. (1). Applying

    the inverse Fourier transformation, Eq. (2), gives the

    original record zt

    Fv 121

    zte2ivt dt 1

    zt1

    2p 1

    21

    Fveivt dv 2

    where t represents the time and v 2pf the angular

    frequency. In polar notation, the complex Fourier trans-

    form can be expressed by its amplitude and phase

    spectrum:

    Fv lFvlei argFv 3

    In practice, it is necessary to adopt a discrete and finite

    form of the Fourier transform pair described by Eqs. (1)

    and (2)

    FrDv DtXN21k0

    zkDte2i2prk=N r0; 1; 2; ;N=2 4

    zkDt Dv

    2p

    XN=2r0

    FrDvei2prk=N

    k0; 1; 2; ; N2 1;

    5

    where the values zkDt represent the available data

    points of the discrete finite wave record, with Dt

    denoting the sampling rate and Dv2p=NDt the fre-

    quency resolution. The summation in Eqs. (4) and (5)

    can be efficiently completed by the fast Fourier transform

    (FFT) and its inverse algorithm (IFFT).

    Extreme wave conditions in a 100-year design stormarise from the most unfavourable superposition of com-

    ponent waves of the related severe sea spectrum. Freakwaves have been registered in standard irregular seas

    when component waves accidentally superimpose in

    G.F. Clauss / Applied Ocean Research 24 (2002) 147161 149

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    phase. Extensiverandomtime-domain simulationof theoceansurface for obtaining statistics of the extremes, however, is

    very time consuming. In generating irregular seas in a wave

    tank the phase shift is supposed to be random, however, it is

    fixed by the control program on the basis of a pseudo-random

    process: consequently, it is also a deterministic parameter.

    Why should we wait for these rare events if we can achieve

    these conditions by intentionally selecting a suitable phase

    shift, and generate a deterministic sequence of waves, which

    converge at a preset concentration point? Assuming linear

    wave theory, the synthesis and up-stream transformation of

    wave packets is developed from this concentration point. At

    this position all waves are superimposed without phase shift

    resulting in a single high wave peak. From its concentrationpoint, the Fouriertransform of the wavetrain is transformed to

    the upstream position at the wave board[16].

    The Fourier transform is characterized by theamplitude spectrum and the related phase distribution.

    During propagation the amplitude spectrum remains

    invariant, however, the phase distribution and the related

    shape of the wave train varies with its position. At the

    concentration point all wave components are super-

    imposed in phase, and a single high wave is observed

    [17]. As the process is strictly linear and deterministic,

    wave groups can be analysed back and forth in time and

    space. They also can be integrated into a specified

    irregular sea.

    3. Nonlinear transient wave description

    The generation of higher and steeper wave sequences,

    Fig. 2. Genesis of a 3.2 m rogue wave by deterministic superposition of component waves (water depth d 4 m).

    G.F. Clauss / Applied Ocean Research 24 (2002) 147161150

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    requires a more sophisticated approach as propagation

    velocity increases with height. Consequently, it is not

    possible anymore to calculate the wave train linearlyupstream back to the wave generator to determine the

    (nonlinear) control signal of the wave board. To solve this

    problem, Kuhnlein [16] developed a semi-empirical pro-

    cedure for the evolution of extremely high wave groups

    which is based on linear wave theory: the propagation of

    high and steep wave trains is calculated by iterative

    integration of coupled equations of particle positions.

    With this deterministic technique freak waves up to

    3.2 m high have been generated in a wave tank[18].Fig. 2

    shows the genesis of this wave packet and presents

    registrations which have been measured at various locations

    including the concentration point at 84 m.

    The associated wave board motion which has been

    determined by the above semi-empirical procedure is the

    key input for the nonlinear analysis of wave propagation. As

    has been generally observedat wave groups as well as at

    irregular seas with embedded rogue wave sequenceswe

    register substantial differences between the measured time-

    series and the specified design wave trainat target location if a

    linearlysynthesized control signal is used for the generation of

    higher and steeper waves. As shown in Fig. 3, however, the

    main deviation is localized within a small range [19]. This

    promising observation proves that it is sufficient for only a

    short part of the control signal in the time-domain to be fitted.

    As a prerequisite, however,the computercontrolled loop in the

    experimentalgeneration process should imply nonlinear wave

    theory and develop the wave evolution by using a numericaltime-stepping method. The two-dimensional fully nonlinear

    free surface flow problem is analysed in time-domain using

    potential flow theory.Fig. 4summarizes the basic equations

    and boundary conditions.

    A finite element method developed by Wu and Eatock

    Taylor[20,21]is used to determine the velocity potential,

    which satisfies the Laplace equation for Neumann and

    Dirichlet boundary conditions. The Neumann boundary

    condition at the wave generator is introduced in form of

    the first time derivative of the measured wave board

    motion. To develop the solution in time-domain the

    fourth order Runge Kutta method is applied. Starting

    from a finite element mesh with 8000 triangular elements

    Fig. 3. Comparison between target wave and measured time-series at target

    location.

    Fig. 4. Numerical wave tank[29].

    Fig. 5. Finite element mesh for nonlinear analysis.

    Fig. 6. Nonlinear numerical simulation of transient waves.

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    (401 nodes in x-direction, 11 nodes in z-direction, i.e.

    4411 nodes) (Fig. 5) a new boundary-fitted mesh is

    created at each time-step. Lagrangian particles concen-

    trate in regions of high velocity gradients, leading to a

    high resolution at the concentration point. This mixedEulerian Lagrangian approach has proved its capability

    to handle the singularities at intersection points of the

    free surface and the wave board. Fig. 6 shows wave

    profiles with associated velocity potential as well as

    registrations at different positions. Note that the pressure

    distribution as well as velocity and acceleration fields

    including particle tracks at arbitrary locations are

    deduced from the velocity potential.

    Fig. 7 presents numerical results as well as experi-

    mental data to validate this nonlinear approach. Excellent

    agreement of numerical and experimental results is

    observed. Note that all kinematic and dynamic charac-

    teristics during wave packet propagation are deducedfrom the velocity potential, i.e. registrations at any

    position (top, left) with associated Fourier spectra, wave

    Fig. 7. Wave packet registrations at different positions as well as instantaneous wave profiles at selected instantsnumerical calculations validated by

    experimental results[33].

    Fig. 8. Maximum (crest) and minimum (trough) surface elevations (zmax,

    zmin) as well as wave height zmax 2 zmin:

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    profiles at arbitrary instants (top, right) as well as

    velocity, acceleration and pressure fields.Fig. 8shows the maximum (crest) and minimum (trough)

    surface elevation in the wavetank, zmaxand zmin,aswellasthe

    difference, i.e. the wave height zmax 2 zmin:Note the sudden

    rise of water level (crest andtrough) at theconcentration point.

    Fig. 9shows numerically calculated orbital tracks of particles

    with starting locations at 126 m, which is very close to the

    concentration point. Generally, the orbital tracks are not

    closed. Particles with starting locationsz . 21 m are shifted

    in thex-direction, and due to mass conservation particles with

    lowerz-coordinates are shifted in the opposite direction.

    Fig. 10finally proofs that the technique for generating

    nonlinear wave packets is adaptable to different wave

    machines. The diagrams present results for a two-flap wave

    generator, i.e. the angular motions (and speed) of the lower

    and upper flaps as well as the resulting wave group

    registration. Excellent agreement between numerical and

    experimental results is observed. Note that the short leading

    waves are generated by the upper flap. As the lower flap

    starts working, the motion of the upper flap is reduced, and

    finally oscillates anti-phase with the lower flap[22,23].

    4. Integration of design wave groups in irregular

    seaslinear approach

    In general, extremely high rogue waves or critical wave

    groups are rare events embedded in a random seaway.

    As long as linear wave theory is applied, the seastate can

    be regarded as superposition of independent harmonic

    waves, each having a particular direction, amplitude,

    frequency and phase. For a given design variance spectrum

    of an unidirectional wave train, the phase spectrum is

    responsible for all local characteristics, e.g. the wave height

    and period distribution as well as the location of the highest

    wave crest in time and space. For this reason, an initially

    random phase spectrum arg Fv is optimized to generate

    the desired design wave train with specified local proper-

    ties. The phase values b b1;b2; bnT are bounded

    by 2p # b# p and are initially determined from bi 2pRj 2 0:5 whereRj are random numbers in the interval

    01[24].

    The set-up of the optimization problem is illustrated for a

    high transient design wave within a tailored group of three

    successive waves in random sea. The crest front steepness of

    the design wave in time-domain 1i as defined by Kjeldsen

    [9]:

    1t 2pzcrest

    gTriseTzd6

    is maximized during the optimization process. zcrestdenotesthe crest height, Trise the time between the zero-upcrossing

    and crest elevation, and Tzd the zero-downcrossing periodwhich includes the design wave.

    The target zero-upcrossing wave heights of the leading,

    Fig. 9. Particle tracks with starting location at x 126 m.

    Fig. 10. Motions of a two-flap wave generator and related wave group

    registration comparing numerical and experimental results.

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    the design and the trailing wave are defined by Hl, HdandHt. The target locations in space and time of the design

    wave crest height zd are xtarget and ttarget. These data

    define equality constraints. The maximum values of

    stroke xmax, velocity umax, and acceleration amax of the

    wave board motion xbt define inequality constraints to be

    taken into account. Hence the optimization problem is

    stated as

    minimizeb[Rn

    fb 21t 7

    subject to g1 Hi21 2Hl 0;

    g2 Hi 2Hd 0;

    g3 Hi1 2Ht 0;

    g4 zxtarget; ttarget 2 zd 0;

    g5 max{lxbtl} 2xmax # 0;

    g6 max{l_xbtl} 2 umax # 0;

    g7 max{lxbtl} 2 amax # 0;

    g7j 2p2 bj # 0; j 1; ; n

    g7nj 2p bj # 0; j 1; ; n

    where fb is the objective function to be minimized.

    The general aim in constrained optimization is totransform the problem into an easier subproblem that

    can be solved, and is used as the basis of an iterative

    process. A sequential quadratic programming (SQP)

    method is used which allows to closely imitate Newtons

    method for constrained optimization just as is done for

    unconstrained optimization [29].

    For evaluating the objective function and constraints, thecomplex Fourier transform is generated from the amplitude

    and phase spectrum. Application of the IFFT algorithm

    yields the associated time-dependent wave train at target

    location. Zero-upcrossing wave and crest heights as well as

    the crest front steepness 1tof the design wave are calculated.

    The motion of the wave board xbt is determined by

    transforming the wave train at x xtarget in terms of the

    complex Fourier transform Ftargetv to the location of the

    wave generator at x 0 and applying the complex

    hydrodynamic transfer function Fhydrov which relateswave board motion to surface elevation close to the wave

    generator

    xbt IFFTFtargetvFtransvFhydrov 8

    with Ftransvj expikjxtarget: The maximum stroke of

    the wave board is set to xmax 2 m; maximum velocity

    to umax 1:3 m=s and maximum acceleration to amax

    1:7 m=s2: The optimization terminates if the magnitude

    of the directional derivative in search direction is

    less than 1023 and the constraint violation is less than

    1022.

    In our example the design variance spectrum is chosen tobe the finite depth variant of the Jonswap spectrum known

    as TMA spectrum[25]

    v4pEq

    g2 aq2

    5 tanh2kd

    12kd=sinh2kde21:25q

    24

    ge2r

    2=2

    9

    whereq v=vp f=fprepresents the normalized frequency

    with respect to the peak frequency fp 1=Tp: The Jonswap

    peak enhancement factor g is set to 3.3 and the spectral

    width parameter sp

    to 0.07 for q # 1 and 0.09 for q . 1

    with r q 2 1=sp: The frequency-dependent wave

    number k is calculated from the dispersion relationship

    v2 gktanhkdwhereg is the acceleration due to gravityandd the water depth.

    For the selected spectrumsignificant wave height,

    Hs 0:7 m; peak period, Tp 4:43 s; water depth,

    d 5:5 ma high transient design wave within a

    tailored group of three successive waves in random

    sea is optimized. The target zero-upcrossing wave

    height of the design wave is Hd 2Hs with a maximum

    crest height zdxtarget; ttarget 0:6Hd 1:2Hs: Target

    location is at a distance of xtarget 100 m from the

    wave generator, and target time is ttarget 80 s: The

    heights of the leading and the trailing waves adjoiningthe design wave are set to be Hl Ht Hs: Note that

    this wave sequence is quite representative for roguewave groups as has been proved by Wolfram et al. [4]

    who classified 114 extremely high waves with their

    Fig. 11. Optimized phase spectra and associated wave trains resulting from

    different initial phase distributions.

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    immediate neighbours out of 345 245 waves collected

    between 1994 and 1998 at North Alwyn.

    As shown in Fig. 11, the optimization process finds

    local minima, i.e. a number of different wave trains,

    which depend on the initial phase values. Hence the

    random character of the optimized seastate is not

    completely lost.

    From this linear approach we obtain an initial guess of

    the wave board motion which yields the design wave

    sequence at target location.

    5. Integration of a nonlinear rogue wave sequence into

    extreme seas

    In Section 4 it is shown how a tailored group of three

    successive waves is integrated into a random sea using a

    SQP method. As shown in Fig. 12 (which is one of the

    realizations of the wave trains in Fig. 11) all target

    features regarding global and local wave characteristics,

    including the rogue wave specification Hmax 2Hs and

    hc 0:6Hmax are met.

    Of course, this result is only a first initial guess as

    linear wave theory used is not appropriate for describing

    extreme waves since nonlinear free surface effects

    significantly influence the wave evolution. However, the

    linear description of the wave train is a good starting

    Fig. 12. Linear wave train with predetermined wave sequence.

    Fig. 13. Nonlinear wave train simulation with predetermined wave

    sequence. Wave board motion optimized with the linear SQP method.

    Fig. 14. Comparison of optimized wave board motions.

    Fig. 15. Nonlinear wave train simulation with predetermined wave

    sequence. Wave board motion optimized with subplex method.

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    point to further improve the wave board motion (i.e. time-

    dependent boundary conditions) required in the fully

    nonlinear numerical simulation. If the control signal from

    thelinear approach and therelated wave board motionis used

    as an input for the nonlinear evolution of the wave train,Fig.

    13shows that the nonlinear wave train significantly deviates

    from the target values if this first guess of the wave board

    motion is used in the numerical simulation.

    As a consequence, the nonlinear wave train at target

    location that originates from the first optimization

    process must be further improved. This is achieved by

    applying the subplex method developed by Rowan [26]

    for unconstrained minimization of noisy objective

    functions. The domain space of the optimization

    problem is decomposed into smaller subdomains whichare minimized by the popular Nelder and Mead

    simplex method [27]. The subplex method is introduced

    because SQP cannot handle wave instability and break-

    ing since the gradient of the objective function is

    difficult to determine in this case. Nonlinear free surface

    effects are included in the fitting procedure since the

    values of objective function and constraints are

    determined from the nonlinear simulation in the

    numerical wave tank.

    The target wave characteristics define equality con-

    straints. The maximum values of stroke xmax 2 m;

    velocity umax

    1:7 m=s; and acceleration amax

    2:2 m=s2

    of the wave board motion xBt define inequality

    constraints to be taken into account.

    The subplex minimization problem is formulated as

    minimizec[Rn

    fc Hi212H1;target

    H1;target

    !2

    Ti212T1;target

    T1;target

    !2

    Hi2H2;target

    H2;target

    !2

    Ti2T2;target

    T2;target

    !2

    zc;i2zc;target

    zc;target

    !2

    tzc;i2 tzc;target

    tzc;target

    !2

    Hi12H3;target

    H3;target

    !2

    Ti12T3;target

    T3;target

    !2

    sxBt2sxBtinitial

    sxB

    tinitial

    2

    10

    subject to g1 max{lxBtl}2xmax # 0;

    g2 max{l_xBtl}2umax # 0;

    g3 max{lxBtl}2amax # 0;

    11

    wheresxBt is the standard deviation of the wave board

    motion. As a resultFig. 14shows the improved wave board

    motion. The zero-downcrossing characteristics of the wave

    train are presented in Fig. 15. The target values of the

    transient wave are significantly improved. Note that the

    rogue wave sequence is exactly fitted, with Hmax 2Hs andh

    c 0:6H

    max: As a result we obtain a control signal of the

    wave generator which yields a specified rogue wave

    sequence embedded in an extreme irregular seaway

    Fig. 16. Evolution of rogue wave sequenceregistrations atx 5 m;50 m and 100 m (left) as well as wave profiles at t 75 s;81 s and 87 s (right hand side)

    (water depth h 5 m, Tp 3:13 s).

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    characterized by the selected global parameters Hs and Tp[28].

    Fig. 16 shows the evolution of this design wave

    sequence, with registrations at 5, 50 and 100 m (target

    position) behind the wave board (left side) as well as wave

    profiles (photos of surface elevation) at t 75 s, 81 s

    (target) and 87 s (water depth h 5 m,Tp 3:13 s).

    The associated energy flux at the locations x 5;50 and

    100 m is shown inFig. 17. As has been expected the energy

    flux focuses at the target position.

    From the velocity potential which has been determined

    as a function of time and space all kinematic and dynamic

    characteristics of the wave sequence are evaluated. Fig. 18

    presents the associated velocity, acceleration and pressurefields[29]. Note that the effects of the three extremely high

    waves are reaching down to the bottom.

    The above optimization method has also been applied to

    generate the Yura wave and the New Year Wave (Fig. 1) in

    the wave tank (Fig. 19). Firstly, for the specified design

    variance spectrum, the SQP-method yields an optimized

    phase spectrum which corresponds to the desired wave

    characteristics at target position. The wave generator

    control signal is determined by transforming this wave

    train in terms of the complex Fourier transform to the

    location of the wave generator. The measured wave train at

    target position is then iteratively improved by systematic

    variation of the wave board control signal. To synthesize thecontrol signal wavelet coefficients are used. The number of

    free variables is significantly reduced if this signal is

    compressed by low-pass discrete wavelet decomposition,

    concentrating on the high energy band. Based on deviations

    between the measured wave sequence and the design wave

    group at target location the control signal for generating the

    seaway is iteratively optimized in a fully automatic

    computer-controlled model test procedure (Fig. 19).

    Fig. 20presents the evolution of the Yura wave at a scale

    of 1:112. The registrations show how the extremely high

    wave develops on its way to the target position at x 7 m.

    As compared to full-scale data the experimental simulation

    is quite satisfactory.The evolution of the Draupner New Year Wave is shown

    inFig. 21. Again the full-scale data correlate quite well with

    Fig. 17. Energy flux of nonlinear wave at x 5;50 and 100 m (target).

    Fig. 18. Kinematic and dynamic characteristics of rogue wave sequence

    Hs,,2Hs,,Hsat target time t 81 s.

    Fig. 19. Computer controlled experimental simulation of tailored design

    wave sequences.

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    numerical (time-domain) approach and model test results

    [31].

    For the numerical simulations the program TiMIT (Time-

    domain investigations, developed at the Massachusetts

    Institute of Technology) is used, a panel-method program

    for transient wave-body interactions [32] to evaluate

    the motions of the semi-submersible. TiMIT performs

    linear seakeeping analysis for bodies with or without

    forward speed. In a first module the transient radiation and

    diffraction problem is solved. The second module provides

    results like the steady force and moment, frequency-domain

    coefficients, response amplitude operators, time-histories of

    body response in a prescribed sea of arbitrary frequency

    content on the basis of impulse-response functions.

    The drilling semi-submersible GVA 4000 has been

    selected as a typical harsh weather offshore structure to

    investigate the seakeeping behaviour in rogue waves in

    time-domain. The wetted surface of the body is discretized

    into 760 panels (Fig. 24). The number of panels is sufficient

    to simulate accurate results.

    For validating TiMIT results of wave/structure inter-

    actions in extreme seas the Draupner New Year Wave

    (Fig. 1) has been synthesized in a wave tank at a scale of

    1:81. Using the proposed wave generation technique, the

    wave board signal is calculated from the target wave

    sequence at the selected wave tank location.

    Fig. 25 presents the modelled wave train at target

    location. For comparison the exact New Year Wave is also

    shown to illustrate that we have not reached an accurateagreement so far. However, this is not detrimental since the

    associated numerical analysis is based on the modelled

    wave train, registered at target position.

    Fig. 26presents the modelled wave train as well as the

    heave and pitch motions of the semi-submersible comparing

    numerical results and experimental data (scale 1:81). The

    Fig. 22. Roll motion of the RORO vessel in a severe storm wave train

    Tp 14:6 s, Hs 15:3 mat GM 1:36 m v 15 kn,Z-manoeuvre with

    m ^108.

    Fig. 23. RORO vessel in a severe storm.

    Fig. 24. Semi-submersible GVA 4000: main dimensions and discretization

    of the wetted surface using 760 panels.

    Fig. 25. Comparison of model wave (scale 1:81) as compared to the

    registered New Year Wave[8] presented as full-scale data.

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    airgap as a function of time is also shown. Note that this

    airgap is quite sufficient, even if the rogue wave passes

    the structure. However, wave run-up at the columns

    (observed in model tests) is quite dramatic, with the

    consequence that green water will splash up to the platform

    deck.

    As a general observation, the rogue wave is not

    dramatically boosting the motion response. The semi-

    submersible is rather oscillating at a period of about 14 s

    with moderate amplitudes.

    Related to the (modelled) maximum wave height of

    Hmax 23 m we observe a maximum measured double

    heave amplitude of 7 m. The corresponding peak value fromnumerical simulation is 8.6 m. As a consequence, the

    measured airgap is slightly smaller than the one from

    numerical simulation. The associated maximum double

    pitch amplitudes compare quite well. Note that the impact

    results in a sudden inclination of about 38. Considering the

    complete registration it can be stated that the numerical

    approach gives reliable results. At rogue events the

    associated response is overestimated due to the disregard

    of viscous effects in TiMIT calculations.

    8. Conclusions

    For the evaluation of wave structure interactions the

    relation of cause and effects is investigated deterministically

    to reveal the relevant physical mechanism. Based on the

    wave focussing technique for the generation of task-related

    wave packets a new technique is proposed for the

    synthetization of tailored design wave sequences in extreme

    seas.

    The physical wave field is fitted to predetermined global

    and local target characteristics designed in terms of

    significant wave height, peak period as well as wave height,

    crest height and period of individual waves. The generation

    procedure is based on two steps: firstly, a linear approxi-

    mation of the desired wave train is computed by a SQP

    method which optimizes an initially random phase spectrum

    for a given variance spectrum. The wave board motion

    derived from this initial guess serves as starting point for

    directly fitting the physical wave train to the targetparameters. The subplex method is applied to improve

    systematically a certain time-frame of the wave board

    motion which is responsible for the evolution of the design

    wave sequence. The discrete wavelet transform is intro-

    duced to reduce significantly the number of free variables to

    be considered in the fitting problem. Wavelet analysis

    allows one to localize efficiently the relevant information of

    the electrical control signal of the wave maker in time and

    frequency domain.

    As the presented technique permits the deterministic

    generation of design rogue wave sequences in extreme seas

    it is well suited for investigating the mechanism of arbitrary

    wave/structure interactions, including capsizing, slammingand green water as well as other survivability design

    aspects. Even worst case wave sequences like the Draupner

    New Year Wave can be modelled in the wave tank to

    analyse the evolution of these events and evaluate the

    response of offshore structures under abnormal conditions.

    Acknowledgements

    The fundamentals of transient wave generation and

    optimization have been achieved in a research project

    funded by the German Science Foundation (DFG). Appli-cations of this technique, i.e. the significant improvement of

    seakeeping tests and the analysis of wave breakers and

    artificial reefs in deterministic wave packets have been

    funded by the Federal Ministry of Education, Research and

    Development (BMBF). Results are published in outstanding

    PhD theses (J. Bergmann, W. Kuhnlein, R. Habel,

    U. Steinhagen). The technique is further developed to

    synthesize abnormal rogue waves in extreme seas within the

    MAXWAVE project funded by the European Union

    (contract number EVK-CT-2000-00026) and to evaluate

    the mechanism of large roll motions and capsizing of

    cruising ships (BMBF funded research project ROLL-S).

    The author wishes to thank the above research agencies fortheir generous support. He is also grateful for the invaluable

    contributions of Dr Steinhagen, Dipl.-Ing. C. Pakozdi,

    Fig. 26. Results of numerical simulation and experimental tests for semi-

    submersible GVA 4000: heave, pitch and airgap (measured at a scale 1:81,

    presented as full-scale data).

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    Dipl.-Math. Techn. Janou Hennig and Dipl.-Ing. C.

    Schmittner.

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