e xemption briefing s - pdp journals · 2013-04-09 · akes into acc ant did not i r its staff, it...

19
Exe This b V o M a 1 F C a This sectithe C ecutive S briefing summ Vexatious o obliged to co Manifestly u authorities m 10(4)(c) justi Frivolous o Commissione application w briefing is on. Please CommissioSumma marises the S or repeated omply with r unreasonab may refuse re fies refusal w or vexatious er under FO which, in the intended to remembe ner’s concl E ary Scottish Infor d requests equests for i ble or gene equests for e where reque s applicatio OISA and the Commission o provide g r that all re usions on a xemp rmation Com – section 1 information t eral request environmenta sts are form ons – sectio EIRs – gives ner’s opinion general guid equests for a particular ption mmissioner’s 4(1) and 14 that are vex ts – regulat al informatio mulated in too on 49(1) FO s the Commi n, is frivolous dance on th r informatio r matter w Brie Vexati s (the Comm 4(2) FOISA atious or rep tions 10(4) on that are m o general a m OISA: applie issioner the s or vexatiou he interpre on must be ill depend efing S ous or missioner’s) g A: Scottish p peated. (b) and (c) manifestly unr manner. s to applicat discretion no us tation and e considere on the circ Series Repea general appro public author EIRs: Scot reasonable, w tions made to ot to reach a applicatioed on a case cumstances s ated Re oach to: rities are not ttish public while regulat o the a decision on n of the rel e by case bs of that caequests t tion n an evant asis - se.

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Page 1: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

Exe This b V

o M

a1

F

Ca

This sectiothe C

ecutive S

briefing summ

Vexatious oobliged to co

Manifestly uauthorities m10(4)(c) justi

Frivolous oCommissioneapplication w

briefing is ion. Please

Commission

Summa

marises the S

or repeatedomply with r

unreasonabmay refuse refies refusal w

or vexatiouser under FO

which, in the

intended to remembener’s concl

E

ary

Scottish Infor

d requests equests for i

ble or geneequests for ewhere reque

s applicatioOISA and the

Commission

o provide gr that all reusions on a

xemp

rmation Com

– section 1information t

eral requestenvironmentasts are form

ons – sectioEIRs – gives

ner’s opinion

general guidequests fora particular

ption

mmissioner’s

4(1) and 14that are vex

ts – regulatal informatio

mulated in too

on 49(1) FOs the Commin, is frivolous

dance on thr informatior matter w

Brie

Vexati

s (the Comm

4(2) FOISAatious or rep

tions 10(4)on that are mo general a m

OISA: applieissioner the s or vexatiou

he interpreon must be

will depend o

efing S

ous or

missioner’s) g

A: Scottish ppeated.

(b) and (c) manifestly unrmanner.

s to applicatdiscretion nous

tation and e considereon the circ

Series

Repea

general appro

public author

EIRs: Scotreasonable, w

tions made toot to reach a

applicationed on a casecumstances

s

ated Re

oach to:

rities are not

ttish public while regulat

o the a decision on

n of the rele by case bas of that cas

equests

t

tion

n an

evant asis - se.

Page 2: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

Intr Theseexercprovidon thethe au Publicmake authounrea

Vex Part Sectiocomply See A Part Therewell-ebackg Essentinterpand macknoreason Thererequeevalua(which

• • • • •

This issuppo

roductio

e provisions aise their righde a way of de financial anuthority.

c authorities a genuine inrity’s resoursonable.

xatious

1: What d

on 14(1) of Fy with a requ

Appendix for

2: Interpr

e is no definitestablished inround, in or

tially, sectionpreted in themust not be uowledged then to refuse t

e is no single est is vexatioation and reah may be the

it would imit does noit is designit has the it would odispropor

s not an exhorted by evid

on

aim to protehts to informdealing with nd human res

should not uformation re

rces, but thes

request

does the la

FOISA states est for inform

full text.

retation

tion of ‘vexan law and opder that the

n 14(1) is co context of t

used to undee damage whto deal with

formula or us, and eachasoning. Thee latest in a s

mpose a signot have a serned to causeeffect of har

otherwise, inrtionate.

austive list: ddence), other

ect the credimation respon

the few applsources of p

use these proequest. Reqse factors ar

ts – sect

aw say?

that the genmation if the re

atious’ in FOted to give tinterpretatio

ncerned witthe importanermine that rhich may be da request if t

definitive set request mue Commissioseries of req

nificant burdeious purpose

e disruption orassing the p the opinion

depending onr factors may

bility and effnsibly, but thlications thatublic authori

ovisions lightuests may be

re not on the

tion 14(

neral right ofequest is vexa

ISA. The Scothe Commisson might evo

h the effect once of the rigright. In recodone to the the requeste

t of criteria tst be consid

oner consideuests or oth

en on the pue or value; or annoyancublic authori of a reasona

n the circumy be relevant

fectiveness ohere are raret are manifesities or are d

tly. Applicane inconvenieeir own suffi

(1) FOIS

f access to inatious”.

ottish Parliamsioner latitudolve over tim

of the requeght of accessognising thatright by its d

er’s actions a

that enable aered on the

ers the followher related co

ublic authorit

e to the pubity; able person,

mstances (andt.

of freedom ofe occasions wstly unreasondeemed to b

nts must notent, and meeticient to dee

SA

nformation “

ment acknowde to interprme in light of

est on the aus to informatt a request mdisproportionare not justif

a totally formmerits of th

wing factors torresponden

ty;

blic authority

be consider

d provided th

f informationwhen this is nable, would e vexatious

be unjustly ting them ma

em a request

does not oblig

wledged thatret that termf experience

thority and ition conferre

may be vexatinate use. A ied when tak

mulaic approae case, suppto be relevannce) is vexati

y;

red to be ma

he impact on

n laws. Mostnot the case

d impose a sigbecause of o

denied the oay at times st vexatious o

ge a Scottish

t the term ‘vm in accordan

and precede

its staff. It shed by sectiontious, Parliamkey issue is

ken in contex

ach to deterported by evint to a findinious:

anifestly unre

n the author

t applicants e. These provgnificant burother impact

opportunity tstretch an or manifestly

public author

exatious’ wance with thisent.

hould be n 1(1) of FO

ment has whether thext.

rmining whetidence and cng that a req

easonable or

ity can be

2

visions rden ts on

to

rity to

as s

ISA

ere is

ther a lear uest

r

Page 3: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

Reso ParliamTuesd01/j10 Tuesd02/j10 Part Is a r This s14(1)

• • •

Signif A reqamoustatutdutiescore f Generof thethe ke If the applicExces In botCommScotti(whichrepresshouldmatte

urces:

mentary debaday 30 Octob01-2902.htm

day 12 Febru02-0502.htm

3: Applyin

request ve

section sets oi.e.:

how to dewhat to tawhat proc14(1).

ficant burd

uest will impnt of time, aory functions under FOI functions are

rally, the aute organisationey functions

expense invation of sectsive Cost of

th Decision missioner wash Governmh was small asented a signd expect to rr of the requ

ates – Justice ber 2001 (Co

ary 2002 (C

ng section

exatious?

out consider

etermine whake into accocesses you n

den

pose a ‘signifnd the diver

ns. This shoulegislation. I

e of a higher

thority shouln most immeand/or tasks

volved in deation 12 of FOf Compliance

078/2012 aas not persua

ment. The Mand extremenificant burdereceive a conuests, she fo

1 Committee:ol 2740-2742

ol 3207-321

n 14(1)

rations when

hether a requount in detereed to follow

ficant burdenrsion of an unuld include dIf the public priority than

d consider tediately affecs from which

aling with a rOISA (excesse’ (details at t

and Decisioaded by arguinisters argu

ely busy). Gien. The Comnsiderable nund it unsur

: 2) - www.sco

2)- www.sco

n dealing with

uest is vexatirmining whetw if you dete

n’ on a publicnreasonable emonstratinauthority don the statuto

he impact ofcted. It shouh resources w

request is thesive cost of cthe end of th

on 173/2012uments relatied that Mr Riven their brmmissioner tumber of reqprising that s

ottish.parliam

ottish.parliam

h a request w

ious; ther a requeermine that t

c authority wproportion

ng why thoseoes not perfoory requirem

f the requestuld also be abwould requir

e only considcompliance).his section) f

2 Mr Daviding to the peRule’s requesroad and unfotook the viequests and pso many of t

ment.uk/busi

ment.uk/busin

where there

est is vexatiothere are gro

where dealingof its financia

e other statutorm statutor

ment to respo

t on its wholble to quantire to be dive

deration invo See the Co

for guidance

d Rule and terceived impasts were “taocused natur

ew that the Fprepare itselfthem were d

ness/commit

ness/commit

may be grou

ous; ounds for ref

g with it woual and humantory function

ry functions, ond to inform

le resourcesify the impac

erted to deal

olved, the auommissioner’

on the appli

the Scottisact of requergeted” at thre, the MinistFirst Ministerf for that eveirected at th

ttees/histori

ttees/historic

unds for refu

efusing a requ

uld require an resources,ns take priorit should demation reque

s, rather thanct of the req with it.

uthority shour’s briefing onication of se

h Ministerssts on a parthe First Ministers believedr’s Office, byentuality. Gihe First Minis

c/justice1/or

c/justice1/or-

usal under se

uest under se

a disproporti away from ority over statmonstrate wests.

n simply that uest and iden

uld consider n ‘Fees and ction 12.

s, the ticular part oster’s Office d the requesy its nature, ven the subjster’s Office.

3

r-

-

ection

ection

ionate other tutory

why its

part ntify

the

of the

sts

ect .

Page 4: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

The r Publicpurpoto obtpublicseriouCommpublic In Dereque In an ecommautomrandowhethwholly

The r This isrequeappliccannointentito accapplicwas thguidan In Deregulanot alconsidcause The r This tapplicand/olanguainappr

request lac

c authorities ose or value, tain the inforc authority. Tus purpose omissioner wic authority to

ecision 078/est lacked any

earlier decismon charactematically folloom list of 19 her the contey disproport

request is d

s not a concester’ below)ant to state

ot, in the whoion in makingcess the inforant’s intentiohe applicant’nce on this p

ecision 020/ation 10(4)(bways accuratder it reasondisruption o

request has

takes into accant did not ir its staff, it mage and toneropriate lang

cks serious

should not rthe applican

rmation. ThThe inclusio

or value that ll accept thato provide ro

/2012 Mr Dy serious pu

ion (245/201eristic of relaowed they shpublic figureent of the retionate to an

designed to

lusion an aut and the reawhy they waole circumstg a request. rmation thaton where hes intention f

point see disc

/2011 Mr Gb) of the EIRstely (for exa

nable to interor annoyance

s the effect

count the effntend to caumay be deem

e of a requestguage’ below

purpose or

reach this cont might fromhe applicant in of this critthey can ont some casesbust reasons

David Rule arpose or val

11) the Comating to peophared anythines. There haequest was suny purpose se

o cause disr

thority shouasons for it aant informatiances of the If the intenti

t is the subjee/she has madrom prior kncussion unde

Garry Caldes), the Commample, in conrpret this, in e.

t of harassin

ffect a requesuse inconvenmed vexatiout may be rele

w).

r value

onclusion lighm a subjectives not obligederion simplyly be seen ass have no sers, supported

and the Scoue.

missioner acple in the pubng more in cd to be a pouch that the erved.

ruption or a

ld reach lightre a matter fion. Howevcase, be dis

ion is evidenct of the reqde it explicitnowledge of,er ‘request n

er and East missioner accnsistently mis

the context

ng the pub

st has on a pnience or expus when conevant in asse

htly. Even if e and reasond to share hiy recognises s vexatious. rious purpos by relevant

ottish Minis

ccepted that blic eye. Hocommon. In oint at which

demands pla

annoyance

tly. Strictly for the appli

ver, there areregarded. F

ntly to cause quest, the ret. It may be p, and docum

not requester

Lothian Cocepted that ts-spelling thet of the com

lic authorit

ublic authorpense, if the sidered from

essing this (fo

a public authnable point ois/her motivethat some reWhat the fo

se or value, bevidence.

sters the Co

the individuowever, in th

summary, thit was reaso

aced on its t

e

speaking, a rcant. Neithee occasions wor that reasodisruption oquest may b

possible for aented interar’ below).

ouncil (conthe applicant

e name of a pmunications

ty

ity regardlesrequest has

m the perspeor further gu

hority thinks of view have es for seekinequests may ollowing decibut only whe

ommissioner

als identifiedis case she d

he Ministers onable for thime and reso

request is apper FOISA nowhere the inon, this factoor annoyancee vexatious. a public authactions with,

sidered furtht expressed particular Cohe had seen

s of the applthe effect of

ective of a reuidance see d

that a requea genuine de

ng the informbe so obvioision demonen appropria

r accepted th

d in the requdid not accephad been pre authority tources in de

plicant blind or the EIRs rntention behior considers e to the auth It will be eaority to demthe applican

her below, ahimself stronouncil officern, as indicatin

licant’s intenf harassing th

easonable perdiscussion un

est lacks seriesire and/or

mation with tously lacking strates is tha

ate. It is for

hat Mr Rule’s

est shared thpt that it resented withto ask itself aling with it

(see ‘Requeequire the ind a requestthe applican

hority, ratherasiest to gaug

monstrate thant (for furthe

s a decision ngly, and perr). He did nong an intentio

ntions. Even he public autrson. The nder ‘abusive

4

ious need

the in at the the

s

he

h a

was

est not

t nt’s r than ge an at this

er

under rhaps ot on to

if an thority

e or

Page 5: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

In DeComm The aperiodnot lisdissatinvestexhau It wasto extany cl In Deconclu For ciKane The r RegarvexatiThe eRelevaresouabovethe retransp Vexa Therethey dreach Requ The te It is norequeapplicthey m Howecould deeme

ecision 133/missioner acc

uthority hadds had expirestened to theisfied with. Ttigations whicusted.

s reasonable tend the dialoser by resp

ecision 013/usion was re

rcumstancese and Scott

request is m

rdless of the ious if, in theffect on a puant factors torces that wo

e on ‘significaequest, beariparency in pu

atious requ

e are a numbdo not make their conclu

uest not req

erm ‘vexatio

ot the identiest made in liant has beenmay have sub

ever, an applireasonably ced vexatious

/2012 Mr Acepted that t

d repeatedly ed and the fie advice it gaThe authoritch had been

to concludeogue about t

ponding to th

/2013 Clydeeached in rela

s in which thish Water,

manifestly u

apparent pue opinion of ublic authorito consider inould be requant burden’). ng in mind thublic authorit

uests – ge

ber of generarequests ve

usions about

quester

ous’ must be

ity of the appight of the sun deemed vebmitted othe

icant’s identiconclude thas in another

A and the Cthe applicant

explained toiles in questiave. Underlyty explained concluded s

from the evthose long-sthe requests.

e Marine Seation to a pa

he Commissioconsidered

unreasonab

rpose or vala reasonablety of dealing nclude the coired to proc Balanced ag

hat FOISA aties.

neral prin

al principles txatious/manthe factors a

applied to th

plicant that durrounding cxatious in an

er (unrelated

ity, and the hat a particulacontext, and

hief Constat’s pattern of

o Mr A that iton had beenying the requthat the info

some years e

vidence provtanding conc

ervices Limattern of per

oner did notfurther belo

ble or dispr

ue of a reque person, it wwith the reqomplexity ofess it, and thgainst these nd the EIRs a

ciples

that apply toifestly unreaas set out ab

he request, N

determines wcircumstancenother conted) requests th

history of thear request red so refuse th

able of Dumf behaviour h

t no longer hn destroyed. uest were hisormation souearlier, and t

vided by the cerns. It app

mited and Srsistent reque

t accept a haow in the con

roportiona

uest, or the inwould appeaquest will bef the requesthe impact onfactors shouare designed

o all considerasonable in thbove.

NOT the req

whether a rees. A requesext, for instahat were vex

eir dealings wepresents thehe request a

mfries and had the effec

held the info The authorstoric investught would nthat all avenu

authority thapeared highly

Strathclydeests submitte

arassing effecntext of regu

ate

ntention of tr to be mani

e relevant in t, the volumen the authoriuld be the wid to give acce

rations abouthemselves, th

uester.

equest is vexast cannot be nce if he/shexatious.

with a publice continuatioas being vexa

Galloway Cct of harassin

ormation he wity was able igations by t

not change thues in relatio

at the requey unlikely tha

Partnershed over a co

ct, see Decisulation 10(4)

the applicantfestly unreasdetermining e of informatty’s statutorder value aness to inform

t whether a hey may have

atious, but thjudged vexat

e has made a

c authority, mon of a patteratious. This m

Constabulang the public

was asking foto demonst

the authorityhe outcomes

on to them ha

ests were beiat resolution

hip for Tranonsiderably s

sion 012/20(b) of the EI

t, a request msonable or dwhether thi

tion requestry and/or cornd (where knmation and to

request is veve a bearing o

he nature antious simply

another com

may be relevarn of behaviomay arise, fo

ary, the authority.

or. Retentiorate that Mr

y which Mr As of the ad been

ng used primwould be br

nsport, a simhorter perio

012 Mr TomRs.

may be deemisproportionis is the caseted, the time re operationnown) purpoo promote

exatious. Won how auth

nd effect of thbecause an plaint or bec

ant. An authour which it

or example,

5

on A had

A was

marily rought

milar od.

mmy

med nate. e.

and ns (see ose of

While orities

he

cause

hority has

Page 6: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

wherean extobses Campshouldtake inwell fothe rebe casobtain This dgiven proce The re

a

b

A useanothvexati In Decircumdialognothin The aLaw Sthere closerprolonthe ap The p Wheractioninconsrequeauthoautho

e an applicantended campsive.

paigning in fud not deal wnto account ounded or helevant authoses in which n information

doesn’t meanreasons to h

esses have be

equest may b

a) there is disclose

b) it is unlisubject procedu

ful test is forer person, uious.

ecision 145/mstances for gue about hisng more cou

uthority wasSociety of Scowas nothing

r by providinnging yet furpplicant did n

public auth

re an authorins may have sistent respo

ests, for clarifrity’s actionsrity has met

nt has an on-gpaign, for exa

rtherance ofwith a campaig

could includas no reason

orities; or thait is reasonan, for examp

n that an apphelp them uneen followed

be vexatious

no additioned; or ikely that thein question hure).

r the public aunknown to t

/2012 Mr B the Council

s complaints.uld be added.

s able to demotland, and vg more it coung a responserther correspnot require t

hority’s acti

ity intends tocontributed

onses to prevfication. Thes helped proits duties un

going grievanample to exp

f legitimate cgn as potent

de, for exampnable prospeat he/she ref

able to conclple on the ba

plicant’s requnderstand the.

s if it is the c

al informatio

e additional ihas already b

authority to the authority

and Aberdl to conclude. These wer.

monstrate thvarious Ombuld do on thee to the requpondence onthe informati

ions

o take accouto the situatvious requese Commissio

otract dealingnder section

nce against apose wrongd

concerns is atially vexatiouple, evidenceect of succesfuses to consude that the

asis of their p

uests for infoe conclusion

ase that:

on that can b

information wbeen thoroug

consider why. If it would

deenshire Ce that FOISAre about mat

at the applicbudsmen andese issues anuest. The Con matters whion to pursu

unt of prior dtion. For inssts for informoner is unlikegs between a15 (see belo

a public authodoing, to the

appropriate aus lightly, ore (from the hs; that the resider any alte

e applicant’s pprevious dea

ormation shons reached by

be provided b

would shed ghly address

hether the ind, this might

Council, theA was being utters the Cou

cant had exhad Commissiond it appeareommissionehich had beee his intentio

dealings withstance, whermation, this mely to concluauthority andow on sectio

ority, or coupoint that h

activity in a dr simply becahistory of theequester hasernative poinpurpose is tolings with th

ould be refusy an authorit

because all r

light on, or ased through t

nformation wsuggest that

e Commissioused by the auncil believe

austed the cooners. The Ced unlikely thr accepted thn addressed on of submit

h an applicantre an authorimight have leude that an ad applicant, eon 15: the du

uld reasonablhis/her behav

democratic sause it is a cae matter) thas failed to taknt of view ono pursue an ae authority.

ed automaticty, and to be

relevant infor

alter, the appthe relevant

would be supt the request

oner found thapplicant primd had been a

omplaints prCouncil had ihat their resohat respondiexhaustively

tting a new c

t, it should cty has provid

ed to the appapplicant shoespecially if thuty to provid

ly be describviour can be

society, and pampaign. Coat the campake his/her con the matterargument an

cally; the appe assured tha

rmation has

plicant’s situacomplaints o

pplied if it wet should not

hat it was reamarily to coaddressed fu

rocess with tinformed himolution wouling would hay. She was acomplaint to

consider wheded partial, aplicant makin

ould be penalhere is no ev

de advice and

bed as condudescribed as

public authoronsiderationsaign is eitheroncerns up wr. There maynd not really

plicant shoulat proper

already been

ation (becauor appeals

ere requestedbe treated a

asonable in tntinue extenlly and on w

the Council, m in 2004 thald be broughave the effectalso satisfied the Council

ether its ownambiguous, ong further ised if the puvidence that d assistance).

6

ucting s

rities s to r not with y also to

d be

n

se the

d by as

the nded

which

the at

ht any t of that .

n or

ublic the

.

Page 7: E xemption Briefing S - PDP Journals · 2013-04-09 · akes into acc ant did not i r its staff, it m ge and tone opriate lang ks serious should not r the applican mation. Th he inclusio

Serie Wherconsidwill noreason If the authomay b

• 06

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es of reques

re a request dered collectot necessarilnably be exp

number of rrity could re

be vexatious.

62/2005 MaMacbrayne Luthorities, wot be vexatioeciding whetn the public taff capable outhorities an

28/2007 Doommissione

which would b

ll 4,895 requs being vexat

manually and phe Commiss

mposed, colleformation o

sive or inap

se of abusiveage a reasonaher a requestrds a request

80/2005 Mrnguage used

his case concrampian Hodvocate. Thgainst individutomatically

was expressedwanted.

sts or large

is the latest tively when ay mean any

pected to ma

requests madeasonably be Decisions w

acroberts aLtd – This chich both mous, but thatther each waauthorities a

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uthority to r

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ed with this;

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bate – Justiceary 2002 (Cliament.uk/bu

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0502.htm

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App Free 14

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pendix

edom of In

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provide a

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10

(b

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