educación primaria: el impacto a largo plazo del tamaño del aula
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Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Experimental Evidence on theEffect of Childhood Investments on
Postsecondary Attainment and Degree Completion
Susan Dynarski and Joshua HymanUniversity of Michigan
Diane Whitmore Schanzenbach
Northwestern University
March 7, 2014
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Introduction & Motivation
The goal of educational interventions is to improve long-runoutcomes, e.g.
Educational attainmentEarningsHealth
Most evaluations of educational interventions look only at testscores
Data limitationsTime horizon
But do short-run gains in test scores translate into long-termimpacts?
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Introduction & Motivation
Several educational interventions have produced large testscore effects that fade
Abecedarian, Perry PreschoolHead Start
These same programs appear to have large, long-term impacts(Anderson, 2008; Deming, 2009)
reduced crimeincreased labor force attachmentincreased health
Unclear which aspect of these multi-pronged interventionsproduced the long-term effects
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Research Goal & Questions
Estimate the effect of a clearly defined intervention onshort-term and long-term outcomes
What is the effect of reduced class size during earlyelementary school on test scores in childhood andpostsecondary attainment in adulthood?
Can we predict the long-term effects of class size from itsshort-term effects?
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Empirical Approach
Using Project STAR we evaluate the impact of randomlyassigned class size on
college entrycollege persistencedegree completionfield of degree
Advantages of Project STAR
- Big, old and well designed- Manipulates single parameter in education production function
- replicable
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Description of Project STAR
Tennessee STAR randomly assigned kindergarten students andtheir teachers to
Small class (13-17 students) orRegular class (22-25 students)
Randomization conducted within 79 schools
Students remained in their assigned class type through 3rdgrade, then returned to regular classes in 4th grade.
11,571 students were involved in the experiment.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Related Literature
Test score effects (Krueger, 1999; Krueger & Whitmore, 2001)
Contemporaneous scores rise 0.2 sdScore effects vanish with end of experiment
Long-term effects (Chetty et al., 2011)
Of kindergarten classroom
Higher earnings, savings, home ownership, college qualityDriven by variation in teacher quality, peer quality
Of class size
Small increase in college attendance at age 20, gone by age 27No impact on college quality or earnings.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Preview of Results
Assignment to a small class increasesCollege enrollment by 2.7 percentage points (pp)
6 pp for Blacks, 4 pp for poor students7 pp for students at schools with highest poverty share
Degree receipt by 1.6 pp
Shifts students toward high earning fields (STEM, businessand economics).
Early test score gains completely predict long-term benefits.
After comparing costs and impacts we conclude that earlyinterventions are no more cost effective than later ones.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Estimating Equation
Yisg = β0 + β1SMALLis + β2Xis + αsg + εisg (1)
Yisg is outcome of student i , who entered the STARexperiment in school s and in grade g .
SMALLis is a dummy for whether the student initiallyattended a small class.
Xis is a vector of demographics.
αsg is set of school-by-entry-wave fixed effects.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Data on Educational Attainment
National Student Clearinghouse (NSC)Administrative data on ≈92% of enrollment
- Name and state of college- School type (2/4 year, public/private)- Start and end date of semesters enrolled- Enrollment status- Whether a student graduates- Field of degree and major
Economists have begun to use data for research purposes.States and districts use data to track educational attainmentof HS graduates
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Fraction Ever Attended College Over Time
Raw Means
0.1
.2.3
.4F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Difference Between Small and Regular
−.0
4−
.02
0.0
2.0
4.0
6.0
8F
ractio
n E
ve
r A
tte
nd
ed
Co
lleg
e
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Difference 95% Confidence Interval
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Controlling for FEs and Demographics
Controlling for SxW Effects and Demographics
0.1
.2.3
.4F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Difference Between Small and Regular
−.0
4−
.02
0.0
2.0
4.0
6.0
8F
ractio
n E
ve
r A
tte
nd
ed
Co
lleg
e
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Difference 95% Confidence Interval
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Controlling for FEs and DemographicsControlling for SxW Effects and Demographics
0.1
.2.3
.4F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Difference Between Small and Regular
−.0
4−
.02
0.0
2.0
4.0
6.0
8F
ractio
n E
ve
r A
tte
nd
ed
Co
lleg
e
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Difference 95% Confidence Interval
Ever Attend College 0.028 0.027
(0.012) (0.011)
Demographics No Yes
Control Mean 0.385
Sample Size 11,269
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Timing of College Attendance
Ever Attend College
0.1
.2.3
.4F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Currently Attending College
0.0
5.1
.15
.2.2
5F
raction C
urr
ently A
ttendin
g C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
College Completion
College completion rates declining in recent decades (Bound et
al., 2010; Bailey and Dynarski, 2011)
Important question: Do gains we see in college entry translateinto increased persistence and completion?
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Cumulative Number of Semesters Attended Over Time
# of Semesters 0.22
(0.13)
Control Mean 3.07
Sample Size 11,2690
12
3N
um
ber
of S
em
est
ers
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on Degree Receipt
Any degree 0.016
(0.009)
0.151
Highest Degree
Associates 0.007
(0.004)
0.027
Bachelors or higher 0.009
(0.008)
0.124
Sample Size 11,269
Dependent variable
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Timing of Degree Receipt
Ever Receive a Degree
0.0
5.1
.15
.2F
raction E
ver
Receiv
ed a
a D
egre
e
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Receive a Degree in Current Year
0.0
1.0
2.0
3.0
4.0
5.0
6F
raction R
eceiv
ing a
Degre
e In C
urr
ent Y
ear
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Timing of Degree Receipt - By Degree Type
Associates
0.0
1.0
2.0
3.0
4.0
5.0
6F
raction R
eceiv
ing a
Degre
e In C
urr
ent Y
ear
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Bachelors or Higher
0.0
1.0
2.0
3.0
4.0
5.0
6F
raction R
eceiv
ing a
Degre
e In C
urr
ent Y
ear
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Timing of Highest Degree Earned - By Degree Type
Associates
0.0
5.1
.15
.2F
raction E
ver
Receiv
ed a
a D
egre
e
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Bachelors or Higher
0.0
5.1
.15
.2F
raction E
ver
Receiv
ed a
a D
egre
e
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Small Class Regular Class
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on Field of Degree
Any degree 0.016
(0.009)
0.151
Degree Type
0.013
(0.006)
0.044
All other fields 0.003
(0.006)
0.085
Sample Size 11,269
Dependent variable
STEM, business or
economics field
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Class Size and Inequality in Educational Attainment
Inequality in postsecondary education has been increasing inrecent decades (Bound et al., 2010; Bailey and Dynarski, 2010).
Does class size reduction attenuate or exacerbate race andincome gaps in postsecondary attainment?
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on the Race Gap in College Attendance
Regular Class
0.1
.2.3
.4.5
.6F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Whites Blacks
Small Class
0.1
.2.3
.4.5
.6F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Whites Blacks
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on the Income Gap in College Attendance
Regular Class
0.1
.2.3
.4.5
.6F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Not Free Lunch Free Lunch
Small Class
0.1
.2.3
.4.5
.6F
raction E
ver
Attended C
olle
ge
16 18 20 22 24 26 28 30Age
1996 1998 2000 2002 2004 2006 2008 2010Year
Not Free Lunch Free Lunch
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Heterogeneity by School Poverty
Total High Middle Low Middle & LowDependent variable (1) (2) (3) (4) (5)
Ever Attend College 0.027 0.073 -0.010 0.022 0.006
(0.011) (0.021) (0.017) (0.018) (0.012)
0.385 0.262 0.417 0.476 0.446
Sample Size 11,269 3,681 3,784 3,804 7,588
Tercile of School Poverty Share
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Heterogeneity in Treatment Effect or Dosage?
YEARSis = δ0 + δ1Zis + δsg + ψisg (2)
COLLisg = α0 + α1YEARSis + αsg + εisg (3)
COLLisg is a dummy for whether student i , who entered theSTAR experiment in school s and in grade g enrolls in college.
YEARS is the number of years spent in a small class.
Z is the potential number of years the student can be in asmall class multiplied by an indicator for whether the studentwas assigned to a small class.
αsg and δsg are school-by-entry-wave fixed effects.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on Enrollment Using Potential Years Instrument
First Stage Reduced Form 2SLS Control Mean
(1) (2) (3) (4)
Everyone 0.643 0.006 0.009 0.385
(n=11,269) (0.016) (0.003) (0.005)
Black 0.589 0.014 0.024 0.308
(n=4,109) (0.019) (0.006) (0.010)
White 0.669 0.003 0.004 0.432
(n=7,160) (0.019) (0.004) (0.006)
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Do Short-Term Effects Predict Long-Term Effects?
Could effects we find have been predicted based on short-termimpacts?
We guess effect on college enrollment based on relationshipbetween test-scores and educational attainment.
Use NLSY79 Mother-Child Supplement:
One SD increase in scores associated with 16pp increase incollege enrollment.Same as in STAR data.
STAR increased K-3 test scores by 0.17 SD’s.
0.17*16=2.72 percentage points - identical to effect we find.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Estimating Equations
Collisg = α0 + α2TESTis + α4Xis + αsg + εisg (4)
Collisg = β0 + β1SMALLis + β2TESTis + β3SMALL ∗ TESTis
+ β4Xis + βsg + εisg (5)
TESTis is the average of student i ′s K-3 math and englishtest scores, normalized to mean zero and SD of one.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on College Attendance Conditional on K-3 Test Scores
(1) (2)
Test score 0.169 0.169
(0.006) (0.006)
Small class * test score -0.008
(0.010)
Small class 0.002
(0.009)
Control Mean 0.385 0.385
Sample Size 11,269 11,269
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effect of Class Size on College Attendance Conditional on Grade 6-8 Test
Scores
(1) (2)
Test score 0.229 0.230
(0.005) (0.005)
Small class * test score -0.014
(0.008)
Small class 0.020
(0.010)
Control Mean 0.385 0.385
Sample Size 11,269 11,269
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Short-Term Gains in Test Scores Predict Long-Run Impacts
Test scores during K-3 predict college attendance to the samedegree for students in small and regular-size classes.
This suggests that short-term gains in test scores actuallypredict long-run impacts quite well.
The fact that test-score impacts fade-out but human capitalpersists implies effects working through another channel.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Do Early Interventions Pay off More Than Late Ones?
Theory popularized by James Heckman and coauthors:
Students more plastic when young so as they age,interventions are less effective.
In this section we compare costs and effect on collegeattendance of interventions from throughout life-cycle.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Figure from Carneiro and Heckman (2003)
Preschool School Post-school
Preschool programs
Schooling
Job training
Age
Rate of return to investmentin human capital
Figure 2.6(a) Rates of return to human capital investment initially
setting investment to be equal across all ages
0
Opportunitycost of funds
r
Rates of return to human capital investment initially setting investment to be equal across all ages
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Preschool Interventions: Effect on College Entry Rate
Abecedarian (Anderson, 2008)
Effect: +22 ppCost per child: $90,000Cost per child induced into college:$410,000
Head Start +6 pp (Deming, 2009)
Effect: +6 ppCost per child: $8,000Cost per child induced into college:$133,000
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
K-12 Interventions: Effect on College Entry Rate
Upward Bound (Seftor et al., 2009)
Effect: +6 pp (among students with low educationalaspirations)Cost per child: $5,620Cost per child induced into college:$94,000
STAR (Dynarski et al., 2011)
Effect: +3/+6 pp (total/black)Cost per child: $12,000Cost per child induced into college:$400,000 to $200,000
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Postsecondary Interventions: Effect on College Entry Rate
Simple Aid Programs (Dynarski, 2003 & 2008; Deming and Dynarski,
2011)
Cost per high school student induced into college:$21,000
FAFSA Simplification (Bettinger et al., forthcoming)
Effect: +7 ppCost per applicant:$88Cost per applicant induced into college:$1,300
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Effects on College Entry Rate, by Age at Intervention
Abcedarian
Head Start
STAR
Upward Bound
Student aid
FAFSA experiment
05
1015
2025
Per
cent
age
Poi
nts
Preschool Primary/Secondary School CollegeAge
Effect on college enrollment Quadratic fitted line
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Cost per Student Induced to Enter College, by Age at Intervention
Abcedarian
Head Start
STAR
Upward Bound
Student aid
FAFSA experiment01
00
20
03
00
40
0T
ho
usa
nd
s o
f D
olla
rs
Preschool Primary/Secondary School CollegeAge
Cost/student induced to attend college Quadratic fitted line
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Summary of Results
We find impacts of class size on college attendance,persistence, and completion, particularly for disadvantagedstudents.
Degree receipt effects driven by increases in STEM andbusiness/econ fields.
Attending a small class cuts black-white college attendancegap in half and reduces SES gap by 12%.
Early test-score gains completely predict long-term benefits.
Introduction & Motivation Data & Methodology Results Heterogeneity Discussion Extra
Conclusions
Our results suggest that fade-out of test score gains does notimply a policy or program is ineffective.
Contemporaneous test score gains seem to be a good predictorof long-run improvements.
Given declining college graduation rates and lack of effectiveinterventions addressing this problem, it is particularlyencouraging that we see impacts of class size onpostsecondary completion.