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Electronic Medical Records and Handheld Computing by Physician Assistants in Clinical Practice An Applied Dissertation Submitted to the Fischler School of Education and Human Services in Partial Fulfillment of the Requirements for the Degree of Doctor of Education Calvin R. Finley, Ed.D., PA-C Assistant Professor Physician Assistant Department College of Allied Health and Nursing Nova Southeastern University

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Summary of Dissertation/Research

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Page 1: Electronic Medical Records

Electronic Medical Records and Handheld Computing by Physician Assistants

in Clinical Practice

An Applied Dissertation Submitted to the Fischler School of Education and Human

Services in Partial Fulfillment of the Requirements for the

Degree of Doctor of Education

Calvin R. Finley, Ed.D., PA-C

Assistant Professor

Physician Assistant Department

College of Allied Health and Nursing

Nova Southeastern University

Page 2: Electronic Medical Records

Purpose of the Study

This applied dissertation was designed to assess the use of personal digital assistants (PDAs) in association with electronic medical records (EMRs) by physician assistants (PAs) in clinical practice.

The use of PDAs is becoming commonplace in the day-to-day activities of many individuals, including health care providers.

It is important to have an understanding of the dynamics involved in the diffusion of PDAs and EMRs into the day-to-day clinical practices of PAs and other health care providers.

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Hypotheses

It can be assumed that the combined use of PDAs and EMRs help PAs to better manage the care of their patients through increased and easier access to key patient information.

This improved access would benefit the PA, as well as the patient

– access to critical patient data helps to improve patient care and diagnosis

– saves time for the PA

Resulting in – better informed clinical decisions – higher-quality care at lower costs

for the patient the medical facility

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PAs who utilize a PDA in conjunction with an EMR application in their day-to-day clinical practice are most likely influenced by the practice setting

the adoption of an EMR system by the facility in which they practice

PAs who utilize a PDA in conjunction with an EMR application perceive a positive influence in the overall care provided to their patients

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Purpose of the questionnaire – Determine how many PAs were using PDAs in their daily

clinical practice– How many were using PDAs in conjunction with EMRs– What were the factors that influenced the adoption of the

use of PDAs in conjunction with EMRs– Of those PAs using a PDA in conjunction with EMRs, what

was their perception of the way this diffusion of innovation changed their practice of medicine

A questionnaire was mailed to the members of the 2002, 2003, and 2004 graduating classes of the PA program of Nova Southeastern University

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The questionnaires were mailed to a total of 229 graduates and responses were received from 122 (53%):– 38 from the class of 2002

– 38 from the class of 2003

– 45 from the class of 2004

– 1 graduation year left blank

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Of the respondents, there were 72 PDA users– A total of 5 were using PDAs in conjunction with EMR

systems

This suggests that there remains a huge gap between early and late adopters of this innovation

An analysis of the data indicates that further studies are needed to explore the barriers to the adoption of the use of PDAs in conjunction with EMRs

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Background

Past studies have shown that family practice residency programs are increasingly making use of handheld computers during residency training

– (Criswell & Parchman, 2002)

There is little evidence that PA programs are providing formal training in the use of PDAs

– Empirical evidence suggested that increasing numbers of PA students are utilizing PDAs during their training, especially during the clinical portion of their training

(Helopoulos, 2003; McCabe & McGehee, 2004; Schaller, 2001)

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Rogers (2003) related that scholars of diffusion have found that individuals gain awareness knowledge through behavior that must be initiated, adding that the need for an innovation must usually precede awareness knowledge of the innovation.

The results of this study may lead to the development of guidelines that, when put into effect, would increase the effective use of PDAs in association with EMRs to meet the needs of clinicians and patients during the medical encounter.

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If the research suggests that PDAs and EMRs are critical to providing greater efficiency and capabilities in the delivery of health care by PAs

– then it may be beneficial to ensure that PAs are properly prepared during their training to incorporate this technology into their clinical practice.

If the trend towards the diffusion of technology into the delivery of health care continues

– it would be prudent to prepare PAs to be proficient in the use of handheld technology to meet the real-world standards of performance in the health care arena.

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Literature Review

Explore available data about use of PDAs by healthcare practitioners in association with EMRs

Limited studies on use of PDAs in clinical setting– Fewer studies on utilization of EMR systems– Virtually no studies on use of PDAs in conjunction with EMR

systems

Evolution of technology in the form of EMR systems in healthcare– How EMRs and handhelds can be combined to manage

patient information and provide support for clinical decisions and outcomes

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Breakdown of Lit Review

Diffusion of Innovations [12]

Health Professionals and PDAs [4]

Health Professionals and EMRs [8]

Handheld and EMRs [5]

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Innovation Diffusion Theories

The familiarity of an innovation and its compatibility with the existing environment and behavior

– Is strongly linked to its diffusion

The more an innovation can integrate and coexist with technologies and social patterns already in place

– The greater its prospects for adoption and diffusion

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Summary of Literature Review

Widespread acceptance of use of PDAs by healthcare providers

– Especially among residents and medical students Main uses of handhelds by clinicians

– Reviewing electronic medical databases– Accessing online drug reference materials– Inputting electronic medical information

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Summary of Lit Review

Adoption of EMRs is not as widespread– Problems of non-interoperability– High cost of implementation

Main impetus behind incorporation of handhelds and EMRs into deliver of healthcare

– Federal government – under the direction of President George W. Bush

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Summary of Lit Review

Groundwork of this innovation diffusion

– Widespread adoption individually Use of the Internet Wireless technology Handheld technology

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Instrument for Study

Divided into two major components– 1. Several sections of specific questions

If respondents are using PDAs and how they are using PDAs [47]

If respondents are using the PDA/EMR combination in their specific practice setting [28]

Determine the driving forces for implementation of PDA/EMR combination [3]

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Survey Instrument

– Additional demographic information [10] Draw inferences about likelihood of use of a PDA

– Male or female

– Younger or older

– Practice size

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Survey Instrument

– 2. Perception of benefits of using a PDA in conjunction with EMR

Four-point Likert scale

– “strongly agree” to “strongly disagree” Provided information showing the effects that the use of

PDA/EMR combination have on delivery of healthcare by PAs

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Informal Review and Feedback

Dr. Cheryl Hill, a professor in the Physical Therapy Department of the College of Allied Health and Nursing

Dr. Patrick Hardigan, the director of the Health Professions Division’s Statistical Consulting Center

Mr. Chris Helopoulos, a physician assistant and operations director of Barry University PAs Program Expansion at St. Petersburg College

PA colleagues

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Limitations and Delimitations

Limitations– Limited demographic view

South and central Florida– Members of most recent graduating classes

Delimitations– Subjects were required to be using a PDA

Otherwise, excluded from results and discussion– Limited to graduates of NSU PA program– Generalizing results to all graduates of NSU or to graduate

PAs nationwide might be problematic

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Results

0

10

20

30

40

50

2002 2003 2004

Fre

quen

cy

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0

10

20

30

40

50

60

70

80

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100

Male Female

Fre

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0

5

10

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45

1 2 3 4 5

Fre

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cy

Figure 3. Number of respondents using PDAs in daily clinical practice. 1 = not using a PDAs in daily clinical practice; 2 = less than once a week; 3 = once a week; 4 = several days a week; and 5 = everyday.

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Clinical Application Use of a PDA Only

Clinical Application Frequency

Access patient files from remote location 3

Access medically related Web sites 18

Electronically capture and store lab results 3

Electronically store scanned photos 4

Generate and print patient educational material 3

Generate recall lists and reminder notices 13

Access embedded clinical practice guidelines 5

Alert to drug-patient interactions or drug allergies 35

Alert to drug-drug interactions 42

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Personal Application Use of a PDA Only

Personal Application Frequency

Education 56

Personal finances 8

Personal word processing 7

Personal or private scheduling 52

Electronic communications 10

Games 27

Coordination with Outlook 8

Do not use for personal activities 6

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Clinical Application Use of a PDA in Conjunction With an EMR

Clinical Application Frequency

Access patient files from remote location 2

Electronically transfer patient files to other locations 2

Alert to drug-patient interactions or drug allergies 4

Alert to drug-drug interactions 4

Print prescriptions 2

Enter patient visit notes via keyboard 2

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Benefits of Using a PDA in Conjunction With an EMR System

Clinical Skills Strongly Agree

Agree Disagree

Shares patient record information 2 2 0

Improves quality of patient care 3 2 0

Improves workflow efficiency 3 1 1

Improves patient safety 2 3 0

Provides access at remote locations 2 0 2

Facilitates clinical decision support 3 2 0

Improves clinical data capture 0 3 1

Improves patient satisfaction 2 2 1

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Benefits of Using a PDA in Conjunction With an EMR System

Clinical Skills Strongly Agree

Agree Disagree

Improves efficiency of post-visit patient education

0 2 2

Provides better access to laboratory results

2 1 2

Provides better access to radiology results

0 2 2

Provides a more complete patient medical record

1 2 2

Saves time 3 1 1

Increases the number of patients that are seen

2 1 2

Page 30: Electronic Medical Records

Benefits of PDA and EMR Integration on Clinical Skills

Clinical Skills Strongly Agree

Agree Disagree

Enhances your problem solving skills 3 2 0

Assists in logically organizing information

2 3 0

Assists in readily obtaining answers to complex patient management problems

2 2 1

Improves your treatment planning skills

3 0 2

Improves your patient communication skills

1 1 3

Changed the way in which you practice medicine

3 1 1

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Results Summary

There is widespread use of PDAs by recent graduates of the PA program

– 59% of respondents reported routine use– Combined frequency use was relatively low

Five respondents report routine PDA/EMR use– Access-transfer patient files to-from remote location– Alert to drug-patient, drug-drug interactions– Print prescriptions– Enter patient visits notes via keyboard

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Results Summary

General agreement among the 5 combined-use respondents– Benefited their deliver of health care

Improving quality of patient care Improving workflow efficiency Improving patient safety Improving patient satisfaction Facilitating clinical decision making skills

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Discussion

Study supported findings of previous studies

– PDAs have gained wide acceptance by healthcare providers (Carroll & Christakis, 2004; Criswell & Parchman, 2002;

McLeod et al., 2003; Porn & Patrick, 2002)

– Acceptance of EMR applications remains slow among physicians

Sittig et al., 1999

– Despite the high interest in adoption of EMR (Lowes, 2002; Miller et al., 2004) , the diffusion into daily practices of health care providers lags behind adoption of handhelds

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A survey by the Healthcare Financial Management Association (HFMA, 2006) found the most significant barriers to EHR adoption:

– Lack of national information standards and code sets (62%)

– Lack of available funding (59%)

– Concern about physician usage (51%)

– Lack of interoperability (50%)

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There is a large disconnect between the number of PAs that use a PDA on a regular basis (59%) and those that use PDA/EMR (6.9%)

Use of PDA/EMR lags way behind adoption of either technology, when compared individually

– PDA use = 59%

– EMR use = 20%

– PDA/EMR use = 6.9%

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The challenge is to decrease the gap between those who use the PDA alone and those who use the PDA/EMR combination

Rao (2002) and Criswell and Parchman (2001) noted that medical residents-in-training were the agents of change for integrating PDAs into clinical practices

This is a great opportunity for PAs to become the agents of change to incorporate the PDA/EMR concept into the medical settings in which they provide healthcare

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Summary - Conclusion

The use of PDAs by PAs and other health care providers is widespread

The impetus to go digital with health care records is strong

There is an urgency to adopt interoperable EHRs to reduce medical errors and cut health care costs through increased efficiency

– With the goal of improving medical care to patients

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Many questions remain to be researched concerning the level of involvement of PAs in the diffusion of this technology partnership of PDAs and EMRs

Future studies should survey a broader group of PAs across the nation to get a better idea of PDA/EMR use among PAs

Investigate the role of the PA as change agent in the implementation of the use of PDA/EMR in the delivery of health care in the U.S.

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HFMA, 2006– Universal implementation of EHRs will produce a

profound societal return---improving care and reducing costs . . . Enhanced quality and patient safety through improved continuity of care and clinical decision making, reduced clerical and administrative costs, and more effective use of health services. (p. 13)

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With a large percentage of PAs and other health care providers using PDAs and a greater emphasis on the implementation of EMRs by organizations that provide health care:

– The integration of PDAs and EMRs should be given a higher priority for the overall success of the diffusion of these innovations into the health care delivery system

– Future studies should concentrate on isolating the major factors that influence the adoption of PDA use in conjunction with EMRs, so that efforts to support the positive factors and remove barriers can be more focused

– Unless there is a concerted effort on a national level to negate the barriers to PDA/EMR integration, we may have to give a new meaning to the term “digital divide”