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    Elevator Maintenance + Repair

    Harry VyasDirector

    Elevators Unit

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    The NYC Department of Buildings is a registered Provider with TheAmerican Institute of Architects Continuing Education Systems (AIA/

    CES). Credit earned on completion of this program will be reported

    to AIA/CES for AIA members. Certificates of Completion for both

    members and non-AIA members are available upon request.

    This program is registered with the AIA/CES for continuing

    professional education. As such, it does not include content that

    may be deemed or constructed to be an approval or endorsement

    by the AIA of any material of construction or any method or mannerof handling, using, distributing, or dealing in any material or product.

    Questions related to specific materials, methods, and services will

    be addressed at the conclusion of this presentation.

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    Copyright Materials

    This presentation is protected by US and

    International Copyright laws. Reproduction,distribution, display and use of the presentation

    without written permission of the speaker is

    prohibited.

    NYC Department of Buildings

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    2013 BUILD SAFE | LIVE SAFE CONFERENCE

    Course DescriptionNew York City is a vertical city with more than 60,000 elevator stocks

    that make 30 million trips each day. Elevators are designed to

    transport people in more than 28,000 buildings across New Yorks

    dense urban environment.

    Maintaining and repairing vertical transportation systems are essential

    in providing safe and reliable service to riders and building operations.

    A lack of maintenance and repairs may cause elevator failure, reduce

    the lifespan of equipment, entrapment and injury.

    This course will examine the NYC Building Code and ASME A 17.1

    requirements for the maintenance of elevators and escalators. It will

    also discuss best practices for maintenance and repairs; includingengineering controls and accident prevention.

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    Learning ObjectivesAt the end of this program, participants will have learned:

    Participants will examine NYC Building Codes requirements administrative

    section 28-304.7 and ASME A 17.1 SECTION 8.6 for elevators and

    escalators in order to be able to identify specific regulations for elevator

    maintenance and repairs.

    Participants will examine the Maintenance Control Program and be able to

    keep a Maintenance Log that is reflective of manufacturers and code

    requirements.

    Participants will review best practices for the maintenance and repairs of

    elevator and escalators in order to educate on the potential risks while

    working on equipment.

    Participants will analyze various design and engineering control methods toenhance public safety during maintenance and repair.

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    The Elevators Units MissionThe Elevators Unit ensures the operational safety, reliable service and

    lawful use of elevators, escalators, amusement rides and other related

    devices throughout New York City by performing inspections and testing.

    The Unit enhances compliant development and safety awareness

    through the Departments various outreach programs.

    The Unit supports development by permitting new technologies underpilot programs.

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    Elevator Safety

    The public

    Elevator personnel

    Authorized personnel

    Emergency responders

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    Device Types

    Elevators

    Escalators

    Man lifts

    Conveyors

    Personnel hoists

    Wheelchair lifts

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    Codes and Standards

    NYC Building Code 2008 (Appendix K, Chapter 30)

    ASME A 17.1/2003 and ANSI/ASSE A10.4 (Personnel Hoist)

    ASME A 17.3/2002 (Existing Elevators and Escalators, as modified

    by Chapter K3)

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    Maintenance and Repair Contract

    NYC Administrative code 28-304.7 Required contract

    Owner of New and existing passenger elevators shall have contract

    with an approved agency to perform elevator repair work andmaintenance as defined by ASME A 17.1- Section 8.6.

    The name, address and telephone number of approved agency

    under contract shall be maintained at each premises, on the elevator

    mainline disconnect switch and in a location readily accessible toemployees of the department, building maintenance and custodian

    staff at the premises.

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    Elevator Maintenance and Repair

    Maintenance Control Program

    Maintenance Records

    Repair

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    Maintenance, Repairs and Replacement

    Shall confirm following code requirements:

    Code at the time of the installation

    Code requirements at the time of any alteration/modernization

    ASME A 17.3-2002 as modified by NYC Building Code Appendix K

    ASME A 17.1b-2003, Section 8.6

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    Maintenance Control Program

    MCP shall be in compliance with ASME A 17.1b-2003 Section 8.6.1.2:

    Examination, maintenance and tests at schedule interval

    Equipment age, condition, and accumulated wear

    Design and inherent quality of the equipment

    Usage, Environmental condition

    Improved technology Cleaning, lubricating, adjusting applicable components at regular intervals

    Repair or replace all worn or defective component where necessary to

    maintain installation as per codes and manufacturer requirements

    Available at site to elevator personnel

    As required by Manufacturer manual

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    MCP Examples

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    MCP Examples

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    MCP Examples

    MCP Example

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    MCP Examples: MRL Elevator (Traction)

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    Maintenance Records

    Maintenance records shall be in compliance with ASME

    A 17.1b-2003 Section 8.6.1.4:

    Description of maintenance task performed and dates

    Description and dates of examinations, tests, adjustments, repairs

    and replacements

    Description and dates of call backs (trouble calls), includingcorrective action taken

    Written record of the findings on the fire fighter service

    Available at the site for elevator personal

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    Maintenance Log Examples

    19

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    Maintenance Log Examples

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    Maintenance Log Examples

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    Maintenance Log Examples

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    Maintenance Log Examples

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    Maintenance Log Example

    Maintenance Log Example

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    Maintenance Log Examples

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    2013 BUILD SAFE | LIVE SAFE CONFERENCE

    Types of Inspections

    Department of Buildings Inspectors:

    Acceptance Tests - Permitted Application (new and modernized

    devices)

    Complaint Inspections (through NYC 311 call center)

    Incidents / Accidents and Emergency Response (24/7)

    Periodic Inspections

    Violation Re-Inspections

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    Approved Agency Inspections

    On behalf of the building owner:

    Category One 1 Year Test (Performed between January 1st and

    December 31st annually)

    Category Three 3 Year Test (water hydraulic)

    Category Five 5 Year Test

    All above inspections and tests shall be performed, witnessed by

    approved agencies not affiliated with each other

    Affirmation of correction inspection (Cat. 1 defects and PVT violation)

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    Maintenances Issues

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    Hoist Cables

    Rouge on ropes

    lack of maintenance

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    Maintenances Issues

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    Hoist cables

    Undersized Ropes

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    2013 BUILD SAFE | LIVE SAFE CONFERENCE

    Maintenances Issues

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    Safety Rope

    Severe rust condition

    on safety cable drum

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    Maintenances Issues

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    Hoist Cables

    Damaged ropes

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    Maintenances Issues

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    Hoist Machine

    Oil leak on

    machine

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    Maintenances Issues

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    Hoist Machine

    Lack of oil change

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    Maintenances Issues

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    Electrical

    Jumped fuses

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    Maintenances Issues

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    Electrical

    Exposed wiring

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    Maintenances Issues

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    Electrical

    Exposed wiring

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    Maintenances Issues

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    House

    keeping

    Dirty pit creating a

    fire hazard

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    Maintenances Issues

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    Safety

    Governor switch

    blocked

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    Maintenances Issues

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    Safety

    Loose bolts

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    Maintenances Issues

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    Safety

    Brake sleeve

    defective

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    Hoist Applications

    New Installations

    ELV-1 Elevator application

    Electrical permit must be filed for electrical work

    Construction application must be filed at the borough office for tiesto the building structure and for back structure installation

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    Hoist Inspection Requirements

    Acceptance Inspection and Test Department of Buildings

    Audit Inspection Department of Buildings

    Hoist Removal Department of Buildings

    Cathead/Tower Raise Approved agency Inspectors (Requires 3

    days notification)

    90 Day Inspection Approved agency Inspectors (Requires Full

    Load Test)

    Inspections required as per Code and manufactures manual

    Required maintenance log at the site

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    Hoist Maintenance Issue

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    Hoist Maintenance Issue

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    Advantages of Maintenance as Per MCP

    Enhance safety

    Improve service reliability

    Increase life span of equipment

    Enhance efficiency of vertical system transportation

    Avoid costly repairs

    Avoid violations and penalties

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    Elevator Safety

    Worker safety

    Fall protection

    Electrical safety

    Proper use of jumpers

    Lockout and tag out

    Use of caution tape when elevators are serviced

    Code requirement

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    d

    Questions?

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    Elevator Maintenance + Repair

    Eric Munz, CSP

    NEII

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    NYC Deptartment of Buildings

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    Best Practices and Engineering Controls for Public Safety

    and Mechanics During Elevator/Escalator Repairs in

    Occupied Buildings

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    Course Description

    This course will cover essential best practices and

    engineering controls designed to prevent injury to the

    general public and elevator mechanics during the repair of

    vertical transportation equipment including elevators and

    escalators.

    52

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    Safety Tip

    A few over-the-counter drugs like antihistamines,

    cough syrups, and cold medications can create

    drowsiness. During allergy season, take notice of the

    side affects and adjust use accordingly.

    53

    1 new text msg:

    Adhere to Safety

    Rules; Save

    Lives. Dont just

    be compliant; be

    committed.

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    2013 BUILD SAFE | LIVE SAFE CONFERENCE

    Agenda

    Public Safety Factors

    Car Control

    Jumper Management

    Caution TapeDeep Pit Protection

    Barricades

    Mechanic Safety Practices

    Access/Egress MR

    LOTO/Electrical Safety

    Jumpers

    Mechanical Safety

    Hoistway Access Procedure

    Fall ProtectionSafety Culture, Creation & Maintenance

    54

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    Elevator Safety General Public

    CAR CONTROL

    Maintained while on inspection mode, removing the unit from

    the bank

    Electrical and mechanical energy is isolated during repair tasks

    Safety Chain includes: door lock, inspection switch, stop

    switch

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    De-EnergizeInspection

    Control

    El t S f t G l P bli

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    Elevator Safety General Public

    JUMPER MANAGEMENT

    The controller is programmed to prevent unwanted movement of

    the car, jumpers defeat these circuits

    Robust management practices must be applied

    Personal accountability for jumpers must start with the Mechanic

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    Controlled

    Jumper

    Uncontrolled

    jumper

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    El t S f t G l P bli

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    Elevator Safety General Public

    CAUTION TAPE (NYC)

    The code specifies 3 yellow caution safety tape installed at 18

    and 54 on the inside car door threshold when working on the

    elevator

    The tape needs to be utilized when the elevator is removed from

    normal service and a Mechanic is not working in front of the

    entrance of the actual device

    Prevents unintended public entrance

    Lights out/Doors open communicates that the car is out of

    service

    58

    Elevator Safety General Public

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    Elevator Safety General Public

    59

    DEEP PIT PROTECTION

    Pits designed with bottom landing access points

    represent a challenge for public protection

    Falls of any height can cause injury

    Deep pit depths can be as great as 20

    Substantial barricades offer a higher level or

    protection and OSHA compliance

    Standard

    BarricadeSubstantial

    Barricade

    Elevator Safety Elevator Mechanic

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    Serious Injury Risk Areas

    Controller 2%

    Top of Car 7%

    Car/False Car 4%

    Landing 4%

    Hoistway Opening 4%

    Pit Entrance 7%

    Pit 11%

    Counterweight 2%

    Hoistway 17%

    Machine Room/

    Entrance 10%

    Machine/Sheave 15%

    Landing Floor Plate 2%Truss 2%

    Machine 4%

    Elevator Safety Elevator Mechanic

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    Elevator Safety Elevator Mechanic

    ACCESS/EGRESS MACHINE ROOM

    Presents hazard to the mechanic

    Must commonly access rooftops, staircases and mechanical

    spaces not designed for public access

    Elevator Safety Elevator Mechanic

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    Elevator Safety Elevator Mechanic

    ELECTRICAL HAZARDS

    If electricity is required for the task, the mechanic must work

    safely around it.

    Increase distance from the hazard

    Temporarily guard the hazard

    Permanently guard the hazard

    Temporary

    Electrical

    Guarding

    Exposed

    Electrical

    Elevator Safety Elevator Mechanic

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    Elevator Safety Elevator Mechanic

    JUMPER MANAGEMENT

    Jumpers must not be used as a diagnostic tool

    Temporary bridging devices must never be used to short out hall door

    contacts. Exceptions must have a written JHA approved by supervision.

    Never jump-out door and gate contacts at the same time.

    Ensure that elevator is on inspection prior to placing jumpers on door,

    gate, or safety circuits.

    Controlled

    JumperUncontrolled

    Jumpers

    Elevator Safety Elevator Mechanic

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    Elevator Safety Elevator Mechanic

    MECHANICAL HAZARDS

    Elevator companies maintain equipment that is owned by

    another party

    Retrofitting of permanent guards is an owner decision

    Use of temporary guarding is a best practice

    GuardedNot

    Guarded

    Elevator Safety Elevator Mechanic

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    Elevator Safety Elevator Mechanic

    HOISTWAY ACCESS

    Serious injuries occur when control of the car is lost

    Specialized tooling and processes to validate the safety circuits is

    a best practice

    Specialized

    Tools

    Improvised

    Control

    Elevator Safety Elevator Mechanic

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    Elevator Safety Elevator Mechanic

    FALL PROTECTION

    Elevator mechanics can be exposed to great falls

    Guardrails eliminate the hazard

    GuardrailsFall

    Protection

    Escalator Safety General Public

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    Escalator Safety General Public

    BARRICADES

    Separate public from the hazards of fall and electricity

    Escalator Safety Elevator Mechanic

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    Escalator Safety Elevator Mechanic

    CONTROL OF ENERGY

    Redundant control of truss (steps removed)

    LOTO/Electrical

    Safety Culture Development

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    y p

    Minimum Operational Requirements

    Comply with Federal, State and City regulations

    Develop a Culture of Safety Develop a Safety Management System

    Proactively manage safety through

    Employee training & communication

    Proper safety equipment & tools

    Create an environment where mechanics champion safety

    Empower mechanics to own safety

    Support the safest work, not the fastest

    Vehicle Management/Driver Accountability

    Invest in the safety program

    Standardize Processes

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    When practical, document a standard work process

    Develops efficiencies

    Improves safety for all

    Reduces re-work and unproductive time

    Establish the Rules

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    ALWAYS use fall

    protection when a fall

    hazard exists.

    ALWAYS lock and tag

    out equipment when

    power is not required.

    ALWAYS establish and

    maintain control of the

    unit prior to accessing.

    ALWAYS follow proper

    jumper procedures.

    ALWAYS use certified

    & inspected hoisting &rigging equipment.

    ALWAYS follow the

    operation authorizedprocedures for false

    cars/running platforms.

    Establish the Rules

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    ALWAYS control live

    electricity and rotating

    equipment when working

    within close proximity.

    NEVER ride the car top

    with the elevator in

    normal operation.

    NEVER work above or

    below others when

    working in the hoistway.

    ALWAYS use barriers andredundant controls

    (LOTO) when unattended

    ALWAYS secure thestep chain from

    movement.

    NEVER ride escalator

    when steps are removed.

    Educate Mechanics on the Process

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    Classroom and hands-on training reinforces the learning

    process

    Improves accountability and compliance

    Frequent training/communication

    Elevator Field Employees Safety Handbook

    Engaged

    Training

    Safety

    Handbook

    Job Hazard Analysis (JHA)

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    An important accident

    prevention tool used by

    mechanics is the Job Hazard

    Analysis Process, or JHA.

    This process allows mechanics

    to analyze each job step,

    identify hazards they may

    encounter, and document waysaccidents can be prevented by

    mitigating these hazards. A

    written JHA should be used at

    the start of each day, and whenstarting each new major task.

    Jobsite Inspections

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    1. Fall Protection2. Control of the hazardous Energy3. Control of the Elevator4. High Risk Practices

    a. Scaffoldingb. False Cars / Running Platformsc. Hoisting & Riggingd. Jumpers

    Although NEII companies

    continue to drastically reduce

    the number of injuries, serious

    injuries still occur.

    As a result, some members

    have developed special

    observation programs to

    assess the level of

    understanding of mechanics ofthe key hazard areas while

    performing typical procedures.

    This assessment focuses on

    preventing the leading causesof serious and fatal injuries.

    Program Recognition & Enforcement

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    Mature programs

    Motivate employees to do the right thing

    Reinforces compliance to rules

    Formally document history

    Verbal warning to termination options

    Automatic suspensions for violations, even first time

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    This concludes

    The American Institute of Architects

    Continuing Education Systems Course

    NYC Department of Buildings AIA Point of Contact:Allison Ginsburg

    [email protected]

    212-566-4415

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    Elevator Maintenance + Repair

    Harry VyasDirector, Elevators Unit

    Eric Munz, CSPNEII