elevator maintenance and repair
TRANSCRIPT
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Elevator Maintenance + Repair
Harry VyasDirector
Elevators Unit
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The NYC Department of Buildings is a registered Provider with TheAmerican Institute of Architects Continuing Education Systems (AIA/
CES). Credit earned on completion of this program will be reported
to AIA/CES for AIA members. Certificates of Completion for both
members and non-AIA members are available upon request.
This program is registered with the AIA/CES for continuing
professional education. As such, it does not include content that
may be deemed or constructed to be an approval or endorsement
by the AIA of any material of construction or any method or mannerof handling, using, distributing, or dealing in any material or product.
Questions related to specific materials, methods, and services will
be addressed at the conclusion of this presentation.
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Copyright Materials
This presentation is protected by US and
International Copyright laws. Reproduction,distribution, display and use of the presentation
without written permission of the speaker is
prohibited.
NYC Department of Buildings
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Course DescriptionNew York City is a vertical city with more than 60,000 elevator stocks
that make 30 million trips each day. Elevators are designed to
transport people in more than 28,000 buildings across New Yorks
dense urban environment.
Maintaining and repairing vertical transportation systems are essential
in providing safe and reliable service to riders and building operations.
A lack of maintenance and repairs may cause elevator failure, reduce
the lifespan of equipment, entrapment and injury.
This course will examine the NYC Building Code and ASME A 17.1
requirements for the maintenance of elevators and escalators. It will
also discuss best practices for maintenance and repairs; includingengineering controls and accident prevention.
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Learning ObjectivesAt the end of this program, participants will have learned:
Participants will examine NYC Building Codes requirements administrative
section 28-304.7 and ASME A 17.1 SECTION 8.6 for elevators and
escalators in order to be able to identify specific regulations for elevator
maintenance and repairs.
Participants will examine the Maintenance Control Program and be able to
keep a Maintenance Log that is reflective of manufacturers and code
requirements.
Participants will review best practices for the maintenance and repairs of
elevator and escalators in order to educate on the potential risks while
working on equipment.
Participants will analyze various design and engineering control methods toenhance public safety during maintenance and repair.
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The Elevators Units MissionThe Elevators Unit ensures the operational safety, reliable service and
lawful use of elevators, escalators, amusement rides and other related
devices throughout New York City by performing inspections and testing.
The Unit enhances compliant development and safety awareness
through the Departments various outreach programs.
The Unit supports development by permitting new technologies underpilot programs.
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Elevator Safety
The public
Elevator personnel
Authorized personnel
Emergency responders
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Device Types
Elevators
Escalators
Man lifts
Conveyors
Personnel hoists
Wheelchair lifts
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Codes and Standards
NYC Building Code 2008 (Appendix K, Chapter 30)
ASME A 17.1/2003 and ANSI/ASSE A10.4 (Personnel Hoist)
ASME A 17.3/2002 (Existing Elevators and Escalators, as modified
by Chapter K3)
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Maintenance and Repair Contract
NYC Administrative code 28-304.7 Required contract
Owner of New and existing passenger elevators shall have contract
with an approved agency to perform elevator repair work andmaintenance as defined by ASME A 17.1- Section 8.6.
The name, address and telephone number of approved agency
under contract shall be maintained at each premises, on the elevator
mainline disconnect switch and in a location readily accessible toemployees of the department, building maintenance and custodian
staff at the premises.
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Elevator Maintenance and Repair
Maintenance Control Program
Maintenance Records
Repair
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Maintenance, Repairs and Replacement
Shall confirm following code requirements:
Code at the time of the installation
Code requirements at the time of any alteration/modernization
ASME A 17.3-2002 as modified by NYC Building Code Appendix K
ASME A 17.1b-2003, Section 8.6
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Maintenance Control Program
MCP shall be in compliance with ASME A 17.1b-2003 Section 8.6.1.2:
Examination, maintenance and tests at schedule interval
Equipment age, condition, and accumulated wear
Design and inherent quality of the equipment
Usage, Environmental condition
Improved technology Cleaning, lubricating, adjusting applicable components at regular intervals
Repair or replace all worn or defective component where necessary to
maintain installation as per codes and manufacturer requirements
Available at site to elevator personnel
As required by Manufacturer manual
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MCP Examples
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MCP Examples
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MCP Examples
MCP Example
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MCP Examples: MRL Elevator (Traction)
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Maintenance Records
Maintenance records shall be in compliance with ASME
A 17.1b-2003 Section 8.6.1.4:
Description of maintenance task performed and dates
Description and dates of examinations, tests, adjustments, repairs
and replacements
Description and dates of call backs (trouble calls), includingcorrective action taken
Written record of the findings on the fire fighter service
Available at the site for elevator personal
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Maintenance Log Examples
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Maintenance Log Examples
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Maintenance Log Examples
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Maintenance Log Examples
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Maintenance Log Examples
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Maintenance Log Example
Maintenance Log Example
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Maintenance Log Examples
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Types of Inspections
Department of Buildings Inspectors:
Acceptance Tests - Permitted Application (new and modernized
devices)
Complaint Inspections (through NYC 311 call center)
Incidents / Accidents and Emergency Response (24/7)
Periodic Inspections
Violation Re-Inspections
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Approved Agency Inspections
On behalf of the building owner:
Category One 1 Year Test (Performed between January 1st and
December 31st annually)
Category Three 3 Year Test (water hydraulic)
Category Five 5 Year Test
All above inspections and tests shall be performed, witnessed by
approved agencies not affiliated with each other
Affirmation of correction inspection (Cat. 1 defects and PVT violation)
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Maintenances Issues
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Hoist Cables
Rouge on ropes
lack of maintenance
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Maintenances Issues
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Hoist cables
Undersized Ropes
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Maintenances Issues
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Safety Rope
Severe rust condition
on safety cable drum
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Maintenances Issues
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Hoist Cables
Damaged ropes
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Maintenances Issues
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Hoist Machine
Oil leak on
machine
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Maintenances Issues
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Hoist Machine
Lack of oil change
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Maintenances Issues
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Electrical
Jumped fuses
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Maintenances Issues
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Electrical
Exposed wiring
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Maintenances Issues
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Electrical
Exposed wiring
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Maintenances Issues
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House
keeping
Dirty pit creating a
fire hazard
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Maintenances Issues
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Safety
Governor switch
blocked
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Maintenances Issues
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Safety
Loose bolts
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Maintenances Issues
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Safety
Brake sleeve
defective
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Hoist Applications
New Installations
ELV-1 Elevator application
Electrical permit must be filed for electrical work
Construction application must be filed at the borough office for tiesto the building structure and for back structure installation
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Hoist Inspection Requirements
Acceptance Inspection and Test Department of Buildings
Audit Inspection Department of Buildings
Hoist Removal Department of Buildings
Cathead/Tower Raise Approved agency Inspectors (Requires 3
days notification)
90 Day Inspection Approved agency Inspectors (Requires Full
Load Test)
Inspections required as per Code and manufactures manual
Required maintenance log at the site
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Hoist Maintenance Issue
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Hoist Maintenance Issue
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Advantages of Maintenance as Per MCP
Enhance safety
Improve service reliability
Increase life span of equipment
Enhance efficiency of vertical system transportation
Avoid costly repairs
Avoid violations and penalties
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Elevator Safety
Worker safety
Fall protection
Electrical safety
Proper use of jumpers
Lockout and tag out
Use of caution tape when elevators are serviced
Code requirement
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Questions?
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Elevator Maintenance + Repair
Eric Munz, CSP
NEII
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NYC Deptartment of Buildings
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Best Practices and Engineering Controls for Public Safety
and Mechanics During Elevator/Escalator Repairs in
Occupied Buildings
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Course Description
This course will cover essential best practices and
engineering controls designed to prevent injury to the
general public and elevator mechanics during the repair of
vertical transportation equipment including elevators and
escalators.
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Safety Tip
A few over-the-counter drugs like antihistamines,
cough syrups, and cold medications can create
drowsiness. During allergy season, take notice of the
side affects and adjust use accordingly.
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1 new text msg:
Adhere to Safety
Rules; Save
Lives. Dont just
be compliant; be
committed.
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Agenda
Public Safety Factors
Car Control
Jumper Management
Caution TapeDeep Pit Protection
Barricades
Mechanic Safety Practices
Access/Egress MR
LOTO/Electrical Safety
Jumpers
Mechanical Safety
Hoistway Access Procedure
Fall ProtectionSafety Culture, Creation & Maintenance
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Elevator Safety General Public
CAR CONTROL
Maintained while on inspection mode, removing the unit from
the bank
Electrical and mechanical energy is isolated during repair tasks
Safety Chain includes: door lock, inspection switch, stop
switch
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De-EnergizeInspection
Control
El t S f t G l P bli
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Elevator Safety General Public
JUMPER MANAGEMENT
The controller is programmed to prevent unwanted movement of
the car, jumpers defeat these circuits
Robust management practices must be applied
Personal accountability for jumpers must start with the Mechanic
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Controlled
Jumper
Uncontrolled
jumper
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El t S f t G l P bli
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Elevator Safety General Public
CAUTION TAPE (NYC)
The code specifies 3 yellow caution safety tape installed at 18
and 54 on the inside car door threshold when working on the
elevator
The tape needs to be utilized when the elevator is removed from
normal service and a Mechanic is not working in front of the
entrance of the actual device
Prevents unintended public entrance
Lights out/Doors open communicates that the car is out of
service
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Elevator Safety General Public
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Elevator Safety General Public
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DEEP PIT PROTECTION
Pits designed with bottom landing access points
represent a challenge for public protection
Falls of any height can cause injury
Deep pit depths can be as great as 20
Substantial barricades offer a higher level or
protection and OSHA compliance
Standard
BarricadeSubstantial
Barricade
Elevator Safety Elevator Mechanic
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Serious Injury Risk Areas
Controller 2%
Top of Car 7%
Car/False Car 4%
Landing 4%
Hoistway Opening 4%
Pit Entrance 7%
Pit 11%
Counterweight 2%
Hoistway 17%
Machine Room/
Entrance 10%
Machine/Sheave 15%
Landing Floor Plate 2%Truss 2%
Machine 4%
Elevator Safety Elevator Mechanic
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Elevator Safety Elevator Mechanic
ACCESS/EGRESS MACHINE ROOM
Presents hazard to the mechanic
Must commonly access rooftops, staircases and mechanical
spaces not designed for public access
Elevator Safety Elevator Mechanic
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Elevator Safety Elevator Mechanic
ELECTRICAL HAZARDS
If electricity is required for the task, the mechanic must work
safely around it.
Increase distance from the hazard
Temporarily guard the hazard
Permanently guard the hazard
Temporary
Electrical
Guarding
Exposed
Electrical
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Elevator Safety Elevator Mechanic
JUMPER MANAGEMENT
Jumpers must not be used as a diagnostic tool
Temporary bridging devices must never be used to short out hall door
contacts. Exceptions must have a written JHA approved by supervision.
Never jump-out door and gate contacts at the same time.
Ensure that elevator is on inspection prior to placing jumpers on door,
gate, or safety circuits.
Controlled
JumperUncontrolled
Jumpers
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Elevator Safety Elevator Mechanic
MECHANICAL HAZARDS
Elevator companies maintain equipment that is owned by
another party
Retrofitting of permanent guards is an owner decision
Use of temporary guarding is a best practice
GuardedNot
Guarded
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Elevator Safety Elevator Mechanic
HOISTWAY ACCESS
Serious injuries occur when control of the car is lost
Specialized tooling and processes to validate the safety circuits is
a best practice
Specialized
Tools
Improvised
Control
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Elevator Safety Elevator Mechanic
FALL PROTECTION
Elevator mechanics can be exposed to great falls
Guardrails eliminate the hazard
GuardrailsFall
Protection
Escalator Safety General Public
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Escalator Safety General Public
BARRICADES
Separate public from the hazards of fall and electricity
Escalator Safety Elevator Mechanic
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Escalator Safety Elevator Mechanic
CONTROL OF ENERGY
Redundant control of truss (steps removed)
LOTO/Electrical
Safety Culture Development
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y p
Minimum Operational Requirements
Comply with Federal, State and City regulations
Develop a Culture of Safety Develop a Safety Management System
Proactively manage safety through
Employee training & communication
Proper safety equipment & tools
Create an environment where mechanics champion safety
Empower mechanics to own safety
Support the safest work, not the fastest
Vehicle Management/Driver Accountability
Invest in the safety program
Standardize Processes
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When practical, document a standard work process
Develops efficiencies
Improves safety for all
Reduces re-work and unproductive time
Establish the Rules
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ALWAYS use fall
protection when a fall
hazard exists.
ALWAYS lock and tag
out equipment when
power is not required.
ALWAYS establish and
maintain control of the
unit prior to accessing.
ALWAYS follow proper
jumper procedures.
ALWAYS use certified
& inspected hoisting &rigging equipment.
ALWAYS follow the
operation authorizedprocedures for false
cars/running platforms.
Establish the Rules
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ALWAYS control live
electricity and rotating
equipment when working
within close proximity.
NEVER ride the car top
with the elevator in
normal operation.
NEVER work above or
below others when
working in the hoistway.
ALWAYS use barriers andredundant controls
(LOTO) when unattended
ALWAYS secure thestep chain from
movement.
NEVER ride escalator
when steps are removed.
Educate Mechanics on the Process
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Classroom and hands-on training reinforces the learning
process
Improves accountability and compliance
Frequent training/communication
Elevator Field Employees Safety Handbook
Engaged
Training
Safety
Handbook
Job Hazard Analysis (JHA)
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An important accident
prevention tool used by
mechanics is the Job Hazard
Analysis Process, or JHA.
This process allows mechanics
to analyze each job step,
identify hazards they may
encounter, and document waysaccidents can be prevented by
mitigating these hazards. A
written JHA should be used at
the start of each day, and whenstarting each new major task.
Jobsite Inspections
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1. Fall Protection2. Control of the hazardous Energy3. Control of the Elevator4. High Risk Practices
a. Scaffoldingb. False Cars / Running Platformsc. Hoisting & Riggingd. Jumpers
Although NEII companies
continue to drastically reduce
the number of injuries, serious
injuries still occur.
As a result, some members
have developed special
observation programs to
assess the level of
understanding of mechanics ofthe key hazard areas while
performing typical procedures.
This assessment focuses on
preventing the leading causesof serious and fatal injuries.
Program Recognition & Enforcement
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Mature programs
Motivate employees to do the right thing
Reinforces compliance to rules
Formally document history
Verbal warning to termination options
Automatic suspensions for violations, even first time
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This concludes
The American Institute of Architects
Continuing Education Systems Course
NYC Department of Buildings AIA Point of Contact:Allison Ginsburg
212-566-4415
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Elevator Maintenance + Repair
Harry VyasDirector, Elevators Unit
Eric Munz, CSPNEII