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A Decision Framework for Systems of Systems Based on Operational Effectiveness Bonnie Young Naval Postgraduate School Professor, Systems Engineering [email protected] 703-407-4531

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Page 1: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

A Decision Framework for

Systems of Systems

Based on Operational

Effectiveness

Bonnie Young

Naval Postgraduate School

Professor, Systems Engineering

[email protected]

703-407-4531

Page 2: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

A Complex Decision Space

Page 3: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

What makes the Decision

Space Complex?

• Time-criticality

• Threat complexity

• Prioritization of operational objectives

• Limits to situational awareness

• Changing nature of operation

• Distribution and heterogeneity of warfare assets

• Command and control complexity

Page 4: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Surveillance

Combat ID

Boost Phase

Detection

Illuminate

Target

Enhance

Situational

Awareness

Track Quality

Field

of View

Fire Control

Support

Satellite-based

Sensors Passive Sonar LiDAR

Synthetic

Aperture

Radar

X-band

Radar

UAV Sensors

Infrared

Search & Track Ship-based

Radar Sensor

Missions Active Sonar

Hyperspectral

Imaging

Types of

Sensors

Ranging

Weather

Sensor Configuration

Platform

Considerations

Sensor

Geometry

Day or Night

Sensor Status

Field

of View

Sensor

Location

Sensor

Constraints

Sensor

Health

Warfare Resources Leading to Decision Complexity

Weapons

Weapons

Platforms

Comms

Platforms

Comms

Page 5: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Over-Arching Objective

• To most effectively use warfare

resources to meet tactical operational

objectives

Page 6: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Strategies

• Use warfare resources collaboratively as Systems of Systems (SoS)

• Use an NCW approach to network distributed assets

• Achieve situational awareness to support resource tasking/operations

• Fuse data from multiple sources

• Employ common processes across distributed warfare resources

• Use decision-aids to support C2

Page 7: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

7

High Level Fusion Model

Page 8: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

8

Functionality of the 4 Levels

Page 9: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

External

Resource

Management

Level 0

Processing

Signal/

Feature

assessment

Level 1

Processing

Entity

assessment

Level 2

Processing

Situation

assessment

Level 3

Processing

Impact

assessment

Level 4

Processing

Process

assessment

Database management

system

Support

Database Fusion

Database

Human/

Computer

Interface

Distributed

Local

Intel

EW

Sonar

Radar

.

.

.

Databases

Data Fusion Domain

Sources

A Data-Centric Framework

Page 10: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Resource

Management (includes level 4

Processing)

Human/Computer Interface

Weapons

Platforms

Comms

Shift to a Decision-Centric

Framework

Page 11: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Resource

Picture

C2

Picture

Data

Fusion

Processes

Weapons

Warfighting

Units

Resource Management

Environment

Picture

Operational

Picture

Wargaming

(Event/Consequence

Prediction)

Mission/Threat

Assessment &

Prioritization

Weather/

Mapping/

Intel Sources

Communications

Sensors

Commanders &

Operators

Warfare Resources

Decision Engine • Translate prioritized

COA actions into

resource tasks

• Generate allocation

options and select

optimum

• Issue tasks to warfare

resources

Page 12: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Applying Systems Engineering Methods

to Operational Resource Management

Page 13: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

“Risk” Decision Confidence Engine

Resource Management

Decision Assessments

“Cost” Decision Cost Engine

Performance OMOE Decision Engine

Page 14: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

MOE = Σ wi MOPi

OMOE = Σ wi MOEi

OMOE

MOEs

MOPs

Subsystem

Technical

Parameters

(TPs)

Overall

Operational Environment

System/SoS

Missions

Measuring System Effectiveness

& Performance

Page 15: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

System

1 System

2

System

3

System

4

System

5

System

6

System

7

System

8

System

9

SoS 1 SoS 2

SoS 3

SoS 4

SoS 5

System

1

System

2

System

3

System

4

System

5

System

6

System

7

System

8

System

9

Task

1

Task

2

Task

3

Task

4

Task

5

Task

6

Task

7

Task

8

Task

9

Task

10

Task

11

Examples of Resource

Tasking

Option 1

Option 2

Page 16: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

SoS

OMOE

System

1 System

2

System

3

System

4

System

5

SoS

W1*MOE1

W2*MOE2

Wn*MOEn

W5*MOE5

W4*MOE4

W3*MOE3

.

.

.

W1*MOPS1

W2*MOPS2

W1*MOPS1

W2*MOPS3

W1*MOPS3

W2*MOPS5

W1*MOPS2

W2*MOPS3

W3*MOPS4

W1*MOPS3

W2*MOPS5

W1*MOPS1

W2*MOPSn

SoS MOE = Σ wi MOPi (Note – these are System MOPs)

SoS OMOE = Σ wi MOEi (Note – these are SoS MOEs)

Hierarchy of Performance

Effectiveness

Page 17: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Provide Situational Awareness

Provide Area of

Interest (AOI)

Surveillance

Coverage

Detect and

track fast-

moving objects

of interest

Correctly

identify

objects of

interest

Provide sensor

coverage

during day and

night

Field of view

(FOV)

Search volume

Range

Task turn

around time

Scan speed

Search pattern

Time in sensor

view prior to

ident.

Dwell time

Sensor accuracy

Sensor

alignment

targets

Sensor

processing

Range of

identification

System OMOE

System MOE’s

System MOP’s

Daytime

capability

Nighttime

capability

Examples of Performance Measures

Page 18: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Mission 1

Mission 2

Mission 3

Mission 4

Mission 5

Warfare

Resources

Tasking

Alternative 1

Warfare

Resources

Tasking

Alternative 2

Warfare

Resources

Tasking

Alternative 3

Page 19: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

“Risk” Decision Confidence Engine

Resource Management

Decision Assessments

“Cost” Decision Cost Engine

Performance OMOE Decision Engine

Page 20: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Cost Considerations for

Resource Management

• Operational Costs – defensive

weapons, fuel, power

• Maintenance Costs (due to usage) –

preventive maintenance, spares,

repairs

• Safety Costs – manned vs. unmanned

Remember! For RM, the systems are already

developed and paid for—so cost is treated differently

Page 21: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Decision Cost Engine Concept

• Provides methods to quantitatively

represent the cost associated with the

use of each warfare resource

• May provide relative cost levels or

values

• Relative values are used to further

refine the overall relative ranking of

resource tasking decision alternatives

Page 22: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Decision Cost Engine:

3 Concepts

1. “After the fact” – shifting OMOE scores up or down based on relative cost levels

2. “Red Flag” – associating an “identifier” with very costly warfare resources to highlight decision alternatives that include their use

3. “Hierarchical Weightings” – the most comprehensive approach would assign cost ratings to all resources and weightings to compute an overall “cost” for each decision option

Page 23: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 1 2 3

OMOE vs Cost

RM Decision Alternatives

Cost

OMOE

Ideal Point

A B

C

Combining Performance and Cost Assessments

Page 24: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

“Risk” Decision Confidence Engine

Resource Management

Decision Assessments

“Cost” Decision Cost Engine

Performance OMOE Decision Engine

Page 25: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Decision Confidence Engine

• Determines a “level of confidence” associated with each resource tasking option

• Based on:

– Information reliability (or “goodness”)

– Data fusion performance

– Sensor error

– Communication error

– Computational error

– Mis-associations, incorrect identifications, dropped tracks, poor track quality, etc.

Page 26: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Sources of Decision Error • Sensor Observations (SO)

• Communications (C)

• Data Fusion Processing (DFP)

• Association (A)

• Attribution (At)

• Identification (Id)

• Threat Prioritization (TP)

• Mission Identification/Prioritization (MP)

• Resource Information (Health, Status,

Configuration, Location, etc.) (RI)

Notional Decision Confidence Level:

PDecision Accuracy = PSO * PC * PDFP *

PA * PAt * PId * PTP * PMP * PRI

Page 27: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Decision Confidence Engine

(continued)

• Hierarchical probability model – that

includes all possible sources of error

• As the operational situation changes,

model is updates with error estimates

• Errors are summed hierarchically to

calculate an overall confidence level

for each resource tasking option

Page 28: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Decision Assessment for

System Design

System is in design phase

To select the most operationally

effective design

Single decision

Projected performance against

operational mission requirements

Cost in terms of estimated $ for

acquisition and total lifecycle

Risk in terms of ability to meet

requirements

Decision Assessment for RM

Operations

Systems are in operation

To select the most operationally

effective SoS/resource tasking

Continuum of decisions

Projected performance against

actual operational missions/threats

Cost in terms of known cost to

operate & maintain; safety

Risk in terms of decision

uncertainty or level of confidence

Summary (comparison of Systems Engineering Assessment

with Resource Management)

Page 29: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Conclusions

• A decision framework providing decision assessment methodologies can address the complexity involved in effective resource management for tactical operations.

• Applications from Systems Engineering provide methods for operational performance, cost, and risk assessments of resource tasking alternatives.

• Future command and control stands to benefit from adopting a decision paradigm in addition to the traditional data-focused perspective.

Page 30: Emergence in Systems of Systems · Radar Sensor Missions Active Sonar Hyperspectral Imaging Types of Sensors Ranging Weather ... Systems of Systems (SoS) •Use an NCW approach to

Future Work

• Objective hierarchy modeling

• Techniques for generating resource tasking alternatives

• Continued development of the OMOE decision engine, cost decision engine, and decision confidence engine

• Designing warfare resources with an emphasis on being “taskable” and have “multiple uses”