enantioselective synthesis of proline derivatives by 1,3- dipolar

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MoChem_Template_Vers 3.1 July 2010 1 Enantioselective synthesis of proline derivatives by 1,3- 1 dipolar cycloadditions 2 Carmen Nájera José M. Sansano 3 4 Received: ……/Accepted … 5 6 7 Abstract In this account the research devoted to the synthesis of highly 8 substituted prolines, which are hepatitis C viral inhibitors using 1,3-dipolar 9 cycloadditions of azomethine ylides is described. The evolution of our 10 continuous work it will be displayed involving, in a first term, the 11 diastereoselective approach using an inexpensive lactate derived acrylate as 12 dipolarophile. In a second part, it will be described all our efforts using 13 simple and easily accessible chiral silver(I) and gold(I) complexes as 14 catalysts for the enantioselective synthesis of proline derivatives. In this 15 case, chiral phosphoramidites and Binap have been used as privileged 16 ligands. Parallelly to these experimental results, a considerable effort was 17 dedicated to run semiempirical-DFT calculations in order to explain and 18 justify the stereoselection of each process. 19 20 21 Keywords Antiviral activity Chiral catalysts Azomethine ylides 22 Cycloadditions Prolines Lewis acids 23 24

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Page 1: Enantioselective synthesis of proline derivatives by 1,3- dipolar

MoChem_Template_Vers 3.1 July 2010

1

Enantioselective synthesis of proline derivatives by 1,3-1

dipolar cycloadditions 2

Carmen Nájera ● José M. Sansano 3

4

Received: ……/Accepted … 5 6 7 Abstract In this account the research devoted to the synthesis of highly 8

substituted prolines, which are hepatitis C viral inhibitors using 1,3-dipolar 9

cycloadditions of azomethine ylides is described. The evolution of our 10

continuous work it will be displayed involving, in a first term, the 11

diastereoselective approach using an inexpensive lactate derived acrylate as 12

dipolarophile. In a second part, it will be described all our efforts using 13

simple and easily accessible chiral silver(I) and gold(I) complexes as 14

catalysts for the enantioselective synthesis of proline derivatives. In this 15

case, chiral phosphoramidites and Binap have been used as privileged 16

ligands. Parallelly to these experimental results, a considerable effort was 17

dedicated to run semiempirical-DFT calculations in order to explain and 18

justify the stereoselection of each process. 19

20 21 Keywords Antiviral activity ● Chiral catalysts ● Azomethine ylides ● 22

Cycloadditions ● Prolines ● Lewis acids 23

24

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____ 1 C. Nájera ● J. M. Sansano ( ) 2

Departamento de Química Orgánica e Instituto de Síntesis Orgánica, 3

Universidad de Alicante, Apdo. 99, 03080-Alicante (Spain) 4

e-mail: [email protected] and [email protected] 5

6

7

8 9

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Introduction 1

Proline Derivatives 2

Proline 1 or proline derivatives constitute a very important family of 3

natural or synthetic compounds with very interesting chemical and 4

bioactive applications. Proline surrogates are of special interest given the 5

key role of proline in nucleating the secondary structures, and hence the 6

biological behavior, of peptides. These rigid amino acids represent a 7

powerful mean to overcome their shortcommings since a limited 8

conformational freedom often protects from proteolytic degradation and 9

sometimes leads to improved selectivity and potency [1]. 10

Spite of the main importance is probably their use in structure-11

activity relationship (SAR) studies [1], the synthesis of pyrrolidine core-12

based natural products [1,2,3] or even the application of these small units 13

as very efficient organocatalysts [4,5] are very productive scientific areas. 14

For example, 4-hydroxyproline 2 (R = H) is the major component of the 15

protein collagen, playing key roles in the increment of collagen stability. 16

(−)-α-Kainic acid 3, (−)-domoic acid 4, and acromelic acid 5 belong to a 17

family of kainoid natural neurotoxins, promoting a potent stimulation of 18

the central nervous system, brain damage, and neurological disorders, 19

respectively (Chart 1) [1]. In addition, synthetic molecules 6-9 have been 20

identified as potent hepatitis C virus (HCV) inhibitors blocking the viral 21

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RNA-dependent RNA-polymerase [6]. The last proline 9 (GSK 625433), 1

which is now in phase I trials, has shown potent selective activity against 2

type 1a and 1b HCV polymerases (D. Haigh, GlaxoSmithKline, UK). 3

Moreover, proline 1 or its derivatives 2, 10, and 11, are suitable new 4

organocatalysts for asymmetric synthesis [4,5]. 5

6

<Chart 1> 7

8

A number of strategies devised for the synthesis of proline 9

derivatives [1,2,3,7] involve: a) the α-functionalization of L-proline itself 10

or other derivatives; b) the intramolecular cyclizations of chiral amino 11

acids; and c) the formation of the pyrrolidine ring through a 1,3-dipolar 12

cycloaddition (1,3-DC) of azomethine ylides. The last methodology is the 13

most straightforward route for the preparation of highly substituted 14

prolines. 15

1,3-Dipolar Cyloadditions of Azomethine Ylides 16

Since the publication of the first example of a 1,3-dipolar cycloaddition by 17

Hüisgen in 1963 [8], many contributions have appeared [9]. In recent years, 18

azomethine ylides have become one of the most investigated classes of 1,3-19

dipoles due to their cycloaddition chemistry [9,10]. 20

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The high reactivity of the azomethine ylides requires their generation 1

in situ, which can be achieved through several routes. Whilst non-stabilized 2

azomethine ylides are considering fleeting intermediates, the stabilized 3

ones 14 or 15 possess higher life times allowing a wider scope of the 4

cycloadditions. Nowadays, iminoesters 13 afford these 1,3-dipoles through 5

a thermal 1,2-prototropy shift process or by a base-promoted enolization 6

followed by intramolecular chelation, respectively (Scheme 1). The last 7

process occurs under very mild reaction conditions and the control of the 8

geometry of the resulting metallo-dipole is extremely high. This feature, 9

together with the frontier orbital theory (FOT)-justified regioselectivity, 10

and the high endo- or exo-diastereoselection observed, make this 11

generation of the 1,3-metallodipoles much more attractive and useful in 12

this particular organic synthetic area. The reaction of the dipole with the 13

electrophilic alkene to give 16 occurs through a concerted process under 14

thermal conditions, and, probably, via a stepwise manner (a Michael type 15

addition reaction followed by intramolecular cyclization) when a 1,3-16

metallodipole 15 is involved [10]. 17

18

<Scheme 1> 19

20

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The standard 1,3-dipolar cycloaddition of stabilized azomethine 1

ylides 18, easily prepared from iminoesters 17, occurs with high-LUMO 2

alkenes under very mild reaction conditions affording endo- or exo-3

cycloadducts 19 (Scheme 2). Stereoelectronic effects control the endo/exo 4

ratio of the final product 19. These endo and exo notations concern the two 5

different approaches of the dipolarophile to the metal center. The endo-6

approach occurs when the electron-withdrawing group (EWG) that induces 7

the Michael-type addition step is very close to the metal cation favoring a 8

very weak coordination between them (endo-TS 20 in Scheme 2). 9

However, in the exo-approach the EWG is oriented far away from the 10

metal center such as it is depicted in exo-TS 21 in Scheme 2. 11

12

<Scheme 2> 13

14

The 1,3-DC becomes extremely useful when all these aspects are 15

focused on the design of an asymmetric process [10]. On it, the generation 16

of up to four stereogenic centers can be unambiguously created in just one 17

reaction step. Currently, the non-racemic 1,3-DC can be efficiently 18

achieved through diastereoselective strategies by employing chiral 19

azomethine ylides or chiral dipolarophiles, and secondly, via 20

enantioselective processes using chiral catalysts. 21

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In this account, we will describe the evolution of our research on the 1

development of asymmetric methodologies for the synthesis of biologically 2

active HCV inhibitors 6-8. Parallelly, a wide study of the general scope of 3

each of them will be also introduced. 4

5

Results and Discussion 6

Diastereoselective methods 7

In optically active azomethine ylides, the chiral information can be located 8

at the EWG or at the imino group, however, it has been described chiral α-9

amino acid templates 23-25 as azomethine ylide precursors where the 10

chiral domain was directly bonded to both functional imino and electron-11

withdrawing groups. The most recent reported chiral azomethine ylides are 12

those derived from amines 22-25 [11] (Chart 2) and aldehydes upon 13

heating. In all cases, good chemical yields and moderate to good 14

diastereoselections were obtained. At the end of the process the chiral 15

auxiliary must be separated from the pyrrolidine moiety. In this sense, for 16

example, the Oppolzer’s sultam fragment of precursor 22 could be easily 17

recoverable under mild reaction conditions yielding enantiomerically pure 18

proline derivatives. By contrast, the chiral auxiliary was not removed in the 19

case of the chiral iminoester 26 [12], which was the precursor of the silver 20

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metallodipole and, after completing the corresponding cycloaddtion, the 1

chiral β-lactam unit was employed for the construction of more complex 2

structures. 3

4

<Chart 2> 5

6

In other side, chiral electrophilic alkenes can be alternatively 7

employed. In this option, the most recent examples anchored the chiral 8

information as substituent of the carbon-carbon double bond such as 9

occurred in molecules 27 [13] and 28 [14], or at the electron-withdrawing 10

group as, for example, in molecules 29-33 [15] (Chart 3). 11

12

<Chart 3> 13

14

Enantiomerically enriched acrylates (R)- and (S)-34, employed in 15

diastereoselective Diels-Alder reactions, in the synthesis of natural 16

products and complex heterocycles [16], were envisaged as chiral 17

dipolarophiles in the diastereoselective 1,3-DC. Firstly, we improved the 18

synthesis of these enantiomerically enriched alkenes in a simple process 19

involving the esterification of the chiral lactic acid with acryloyl chloride in 20

the presence of triethylamine and substoichiometric amounts of N,N-21

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dimethylaminopyridine (DMAP) [17]. This new procedure avoided the 1

employment of toxic and no longer commercially available carbon 2

tetrachloride. 3

The 1,3-DC of (S)-34 with metallo-azomethine ylides, derived from 4

iminoesters 35, efficiently proceeded under mild reaction conditions 5

obtained after an optimization protocol, that means, AgOAc (10 mol%), 6

KOH (10 mol%) as base, in toluene at room temperature for 1d (Scheme 7

3). For glycine-derived 1,3-dipoles, the influence of the ester group could 8

be observed when the benzaldehyde iminoglycinates 35 (R1 = H, R3 = Ph, 9

2-Naphthyl) were allowed to react with the chiral alkene (S)-34 (Table 1, 10

entries 1-5). The reactions proceed quantitatively and the best 11

diastereoselections were achieved when the t-butyl esters were employed. 12

It was also noticeable the higher diastereoselections exhibited by the 13

methyl esters versus the analogous transformations performed with the 14

isopropyl esters. Several α-substituted amino acids such as alanine, 15

phenylalanine, and leucine were used for the elaboration of the 1,3-dipole. 16

In the reactions carried out with these α-branched 1,3-dipole precusors 17

there was not a very significant difference, in terms of diastereoselection, 18

between using methyl or t-butyl esters (see for instance, Table 1, compare 19

entries 6 and 7). So, all the reactions were performed in 2 days with the 20

corresponding methyl esters affording, in all cases good chemical yields 21

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and good to excellent diastereoselectivities of the endo-cycloadducts 36, 1

especially for the reaction involving the phenylalanine derivative (R3 = 2-2

thienyl) (Table 1, entry 9). This excellent result encouraged us to design the 3

key step for the non-racemic synthesis of the first generation of antiviral 4

agent 6. The reaction of the methyl, isopropyl or t-butyl iminoleucinates 5

(R1 = Bui, R3 = 2-thienyl) with the acrylate (S)-34 occurred under the 6

standard reaction conditions affording good chemical yields and very good 7

diastereoselections of the cycloadduct 36 (Table 1, entries 10-12). Once 8

more the methyl ester derivative was the most appropriate substrate, rather 9

than isopropyl or t-butyl esters. In all of these examples the endo/exo ratio 10

observed by 1H NMR spectroscopy was higher than 98/2. 11

12

<Scheme 3> 13

14

<Table 1> 15

16

The absolute configuration of the endo-products 36 could be 17

determined by X-ray diffraction analysis of the N-tosylated cycloadduct 37, 18

showing that the S-absolute configuration of the lactate moiety induced a 19

2R,4R,5S-configuration in the pyrrolidine ring (Scheme 4). 20

21

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<Scheme 4> 1

2

According to this stereochemical arrangement the acrylate (S)-34 3

would be valuable for the synthesis of (−)-6, whilst enantiomeric acrylate 4

(R)-34 would serve for the preparation of biologically more active 5

compound (+)-6, although the activity of the racemic form is not negligible 6

(Chart 4). For this reason, we firstly undertook the synthesis of antiviral 7

agent (±)-6 such as it is shown in Scheme 5. The non-isolated cycloadduct 8

obtained from the iminoester 35 (R1 = Bui, R2 = Me, R3 = 2-thienyl) and 9

methyl acrylate in the presence of AgOAc (10 mol%), was allowed to react 10

with 4-(trifuromethyl)benzoyl chloride in DCM for 2 days yielding the 11

corresponding amide 38 in 88% yield. The final product (±)-6 was isolated 12

in 68% yield after a combined hydrolytic process based on a treatment of 13

tributyltin hydroxyde required for the elimination of the chiral auxiliary, 14

followed by a reflux of a 1M KOH/MeOH solution for the hydrolysis of 15

the ester group placed at the α-position of the proline (Scheme 5). 16

17

<Chart 4> 18

19

<Scheme 5> 20

21

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1

The synthesis of non-racemic antiviral agents was not reported 2

before these research studies, but the enantiomerically enriched samples 3

were obtained through semi-preparative chiral HPLC [18]. The preparation 4

of both enantiomers (+)- or (−)-6 was achieved using a very similar route 5

starting from the iminoester 35 (R1 = Bui, R2 = Me, R3 = 2-thienyl) an the 6

more expensive acrylate (R)-34 or the unexpensive acrylate (S)-34, 7

respectively. These key steps afforded the endo-cycloadduct 35 in 77-78% 8

chemical yields and 96% de (Table 1, entry 10). The amidation reaction 9

and the double hydrolytic processes were identical to those described for 10

the synthesis of the racemic antiviral agent (Scheme 6) obtaining an overall 11

yield of 68% from the cycloadduct 36. 12

13

<Scheme 6> 14

15

In order to understand the origins of this excellent regio- and 16

stereocontol observed by this small chiral environment, DFT calculations 17

were carried out [17b]. Based on a previous computational work 18

determining that these 1,3-DC occur in a non-concerted but stepwise 19

mechanism [19], and the structure of the catalytic metal complex (AgOAc 20

in the presence of KOH), four transition states (Figure 1) were optimized. 21

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The absence of an additional ligand/anion to the silver cation (in this case 1

water is included) promoted a key coordination between the meal and two 2

carboxylate groups which favored the endo-approach with the 3

experimentally obtained stereochemistry. 4

5

<Figure 1> 6

Enantioselective methods 7

The enantioselective approach is very advantageous because the 8

elimination of the chiral auxiliary is not required, and additionally, only a 9

tiny amount of the chiral catalyst is enough for the achievement of a large 10

enantioselection [10k]. Particularly, the 1,3-DC of metallo azomethine 11

ylides and alkenes was pioneered by Grigg and coworkers in 1991 using 12

stoichiometric amounts of chiral bases or chiral metal complexes [20]. 13

However, it was just in 2002 when the first substoichiometric catalytic (3 14

mol%) enantioselective transformation was successfully reported by Zhang 15

and coworkers using a chiral diphosphane/silver(I) complex [21]. At that 16

time, this cycloaddition became a fascinating transformation and many 17

contributions appeared with outstanding results. Chiral metal complexes, 18

chiral bases, and chiral organocatalysts have all given excellent results, in 19

terms of diastereo- and enantioselectivities, and wider general scope when 20

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chiral metallodipoles were generated as intermediates. Based on the 1

previous results obtained with silver(I) [22] and copper(I) [23], it has been 2

published a series of catalytic chiral complexes. The most representative 3

recent silver(I) complexes are depicted in Chart 5 generating the 4

corresponding endo-diastereoisomer as major reaction product [24], whilst 5

in Chart 6 the most relevant chiral copper(I) are displayed, which exhibited 6

not so defined sterereoselection such as silver(I) complexes did [25]. Other 7

different metal cations have also been employed affording exclusively the 8

endo-cycloadducts (Chart 7) [26]. All of these example were carried out 9

employing α-iminoesters as 1,3-dipole precursors except the reactions 10

dealing with azlactones and electrophilic alkenes catalyzed by the chiral 11

53-gold(I) complex [26e]. Apart of these catalytic enantioselective 1,3-DCs 12

involving α-iminoesters, the generation of stabilized metallo-1,3-dipoles 13

has been achieved starting from α-iminophosphonates using chiral silver(I) 14

complexes [27] and α-iminonitriles employing chiral copper(I) complexes 15

[28]. 16

17

<Chart 5> 18

19

<Chart 6> 20

21

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<Chart 7> 1

2

Organocatalysts have also been successively applied to these 3

cycloadditions [29] however, they and the chiral metal complexes have 4

completely different behaviours concerning the 1,3-dipole and 5

dipolarophile. Organocatalysts, unless that their basicity is relatively high, 6

require a very activated arylideneiminomalonate as 1,3-dipole precursor, 7

and in many cases, its successful enantioselective process is limited to one 8

dipolarophile. In this sense, structural limitations are notable and there are 9

not wide-scope transformations at the moment. By contrast, the chiral 10

metal complex-catalysed enantioselective approach has been much more 11

studied and the structural limitations are minimal, finding very interesting 12

broad scopes for several chiral metal complexes. 13

Taking in account all these details, and continuing with our research 14

focussed on the preparation of namely antiviral agents, we select the 15

enantioselective 1,3-DC mediated by a chiral Lewis acid able to afford, in a 16

reliable manner, the relative endo configuration of the target key 17

molecules. Silver(I) salts were the most appropriate at the beginning and 18

we choose easily available chiral ligads such as phosphoramidites 42 and 19

43 and Binap 44 (Chart 8). 20

21

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<Chart 8> 1

2

Although chiral phosphoramidites 42 and 43 [30], (Figure 1) have 3

been extensively used in asymmetric hydrogenations and many other 4

transformations such as allylations, Michael-type additions, and carbonyl 5

addition reactions [31], they were not previously used as ligands in 1,3-DC 6

between azomethine ylides and dipolarophiles. We envisaged that a 7

monodentate ligand would favor the formation of a very highly-congested 8

transition state. Initially, the optimization of the reaction was carried out at 9

room temperature employing tert-butyl acrylate and methyl N-10

benzylideneimino glycinates 35 (R1 = H, R2 = Me, R3 = Ph). Employing 5 11

mol-% of catalyst, formed by in situ addition of a 1:1 mixture of 12

phosphoramidite 43 and the silver perchlorate, in the presence of 13

triethylamine as organic base (5 mol-%) afforded the best enantioselections 14

of 45 at −20 ºC. The catalysts formed by AgClO4 (5 mol-%) and ligand 15

(Sa)-42 (5 mol-%) and triethylamine as base (5 mol-%) gave lower er of the 16

corresponding cycloadduct. When a 2:1 mixture of AgClO4:(Sa,R,R)-43 (5 17

mol-%) was used instead the er was also lower than the result described for 18

the 1:1 mixture. As well, the matching configuration Sa,R,R of the chiral 19

ligand was confirmed for this particular example of cycloaddition [32]. 20

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In this the first enantioselective 1,3-DC of azomethine ylides and 1

alkenes using monodentate ligands, these unknown complexes were 2

characterized by X-ray crystallographic diffraction of monocrystals. Whilst 3

the 1:1 (Sa,R,R)-43:AgClO4 complex formed cross-linked sheets, the 2:1 4

mixture afforded well defined crystals (Figure 2). The formation of these 5

polymeric assemblies are typical of silver(I) complexes, independently of 6

the mono- or bidentate character of the corresponding ligand [33]. 7

8

<Figure 2> 9

10

The ESI-MS experiments of the 1:1 and 2:1 (Sa,R,R)-43:AgClO4 11

complexes revealed M++1 peaks at 646 and 1187, respectively. When an 12

equimolar amounts of the 1,3-dipole precursor 35, triethylamine, and a 1:1 13

mixture of (Sa,R,R)-3:AgClO4 complex were put together, the ESI 14

experiment revealed a very abundant species with m/z = 824, due to the 15

formation of the chiral silver complex-dipole adduct I (Figure 3) and a tiny 16

peak at 1000 as a result of the combination of two molecules of dipole to 17

the chiral silver complex. 18

19

<Figure 3> 20

21

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31P NMR (CDCl3, 10 mol-% aq. polyphosphoric acid as internal 1

reference) experiments also revealed interesting aspects. Only a wide band 2

centered at 126.9 ppm was observed when a 1:1 mixture of (Sa,R,R)-3

43:AgClO4 was formed in solution, which corresponded to its polymeric 4

character detected by X-ray diffraction analysis. However, two separated 5

bands were observed at 124.9 and 132.0 ppm in the case of a 2:1 mixture as 6

a consequence of the partial disaggregation. The almost complete 7

disaggregation of the polymeric sheets of the 1:1 complex was achieved 8

with the addition of 1 equiv. of the 1,3-dipole generate from 35 and 9

triethylamine. The result was the transformation of the original 31P NMR 10

band into two perfectly defined doublets at 125.1 (JP-Ag(109) = 76 Hz) and 11

133.61 ppm (JP-Ag(107) = 73 Hz), which, seems to correspond to the 12

phosphorous atom of the complex I. 13

Due to perchlorates are classified as low order explosives the thermal 14

stability of the 1:1 mixture of (Sa,R,R)-3:AgClO4 complex was studied. The 15

thermogravimetric (TG) and differential thermal analysis (DTA) of this 16

complex revealed that the loss of water occurred from 50 to 150 ºC without 17

any variation of the heat of the system. The exothermic decomposition of 18

the complex started at 200 ºC approximately, continuing till 600 ºC with a 19

noticeable heat liberation. 20

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The scope of the reaction can be observed in the results described in 1

Table 2 operating with methyl or isopropyl iminoesters because tert-butyl 2

esters did not complete the reaction properly. Isopropyl esters were good 3

starting materials for this enantioselective cycloadditions, especially when 4

phenyl or 4-substituted aryl iminoglycinates were employed, although 5

methyl esters were more appropriate for the sterically hindered 2-6

substituted aryl imino groups (Table 2, entries 1-6). For α-substituted 1,3-7

dipole precursors, the reaction with methyl esters afforded very interesting 8

results. Alanine, phenylalanine, and leucine derivatives afforded high 9

enantioselections and good chemical yields (Table 2, entries 7-10), which 10

was a promising result to access finally the desired antiviral framework. 11

12

<Scheme 7> 13

14

<Table 2> 15

16

Different dipolarophiles were allowed to react with several 17

iminoesters (Scheme 8). Glycine derived iminoesters reacted in very good 18

yields with maleimides at higher temperatures (rt or 0 ºC) obtaining 19

excellent enantioselectivities of the corresponding cycloadducts 46. 20

Fumarates, chalcone and cyclopent-2-enone were very suitable 21

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dipolarophiles employing triethylamine as base at −20 ºC. The yields of 1

compounds 47-49 were in a 72-81% range and the enantioselections were 2

very important, especially in the examples run with chalcone (>99:1 er). 3

α-Substituted iminoesters derived from alanine, and phenylalanine 4

reacted with N-methylmaleimide (NMM) furnishing good yields of 5

cycloadducts 46 and high enantiomeric ratios under the analogous reaction 6

conditions, phenylalanine derivative being the less reactive system. 7

Chalcone also reacted with alanine dipole precursor giving good yields of 8

proline derivative 49 (Scheme 8). In all these examples the endo:exo ratio 9

was higher than 98:2 according to 1H NMR spectroscopy performed to 10

crude reaction products. 11

12

<Scheme 8> 13

14

Such as it was explained in the previous section, enantiomerically 15

pure proline derivative endo-45 (R1 = Bui, R2 = Me, R3 = 2-thienyl) is the 16

key precursor to a series of antiviral agents inhibitors of the hepatitis C 17

virus (HCV) polymerase 6. The intermediate prolinamide 50 was 18

synthesized in 88% yield (estimated by 1H NMR) from enantiomerically 19

pure endo-45 by a simple amidation reaction with 4-20

(trifluoromethyl)benzoyl chloride in refluxing dichloromethane during 19 21

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h. The crude product was submitted, in a second step, to a hydrolysis of the 1

tert-butyl ester with trifluoroacetic acid followed by the methyl ester 2

hydrolysis using an aqueous solution of KOH in methanol for 16 h. The 3

resulting dicarboxylic acid 6 was finally obtained in 81% yield from 4

compound 50 (50% overall yield from iminoester 35) (Scheme 9). The 5

purity of the antiviral agent was >98% and only 0.7 ppm of silver were 6

present in this sample according to inductively coupled plasma mass 7

spectrometry (ICP-MS) analysis. On the basis of this instrumental 8

technique, purified samples of compound 45 only contained around 4 ppm 9

of silver. 10

11

<Scheme 9> 12

13

Apart from the Lewis acid-catalysed 1,3-DC the concept of 14

organocatalysis was applied to the synthesis of 6 using hydroquinine as 15

quiral base (6 mol%) together with a 3 mol% amount of silver acetate. 16

Although chemical yields were very important, the enantioselection was 17

moderate (74% ee) (Scheme 11, and Table 1, entry 4). In fact, a further 18

1,1’-binaphthyl-2,2’-dihydrogen phosphate asisted chiral resolution of 6 19

was performed in order to obtain pure compound endo-6 with a 99.8% ee 20

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22

[34]. Another similar approach, but using chiral calcium complexes, were 1

published after our seminal contribution [26c]. 2

Calculations located and characterized the four possible transition 3

structures. The less energetic saddle points are those that exhibit the t-4

butoxycarboxyl group in an endo relationship with respect to the phenyl 5

group of 35 (R1 = H, R2 = Me, R3 = Ph), exhibiting ca. 10 kcal/mol lesser 6

than their exo-analogues. 7

The two possible endo-TS1 saddle points were much closer in 8

energy (Figure 4). However, TS1-SSR was calculated to be 1.31 kcal/mol 9

lower in energy than TS1-RRS (Figure 4). It is observed that the dihedral 10

angle formed by the two naphthyl groups is of ca. 57-58 deg. In the case of 11

TS1-SSR, this lead to the blockage of the Re-Si face of the dipole. Since 12

there is a stronger steric congestion between one naphthyl group and the 13

tert-butyl group of the dipolarophile in TS1-RRS (Figure 4). This results, 14

in the preferential formation of the endo-(2S,4S,5R)-45, were in good 15

agreement with the experimental results. 16

17

<Figure 4> 18

19

At that point, the complex formed by chiral phosphoramidite 43 and 20

silver perchlorate (1:1 mixture) was able to promote the already mentioned 21

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key step to access enantiomerically enriched first generation GSK antiviral 1

agents. However, the analogous reaction employing the methyl 2

iminoleucinate derived from 2-thiazolecarbaldehyde and tert-butyl acrylate 3

afforded very poor enantioselections of the key intermediate precursor of 4

chiral pyrrolidine 7. Alternatively, in parallel studies, we were surveyed the 5

applications of chiral Binap 44-silver(I) complexes as catalysts in the 6

enantioselective 1,3-DC with the goal of synthesizing the second 7

generation agents, and also for improving the enantioselecivity of the first 8

generation antiviral 6. 9

In the publication of the first enantioselective 1,3-DC, by Zhang and 10

co-workers, it was described that the combination of (S)-Binap-AgOAc 11

showed low ee when dipoles derived from iminoesters 35 were allowed to 12

react with dimethyl maleate (up to 13% ee) [21] or with phenyl vinyl 13

sulfone (up to 26% ee) [25d,g]. Fortunately, during our screening process, 14

we realized that the model reaction between iminoester 35 (R1 = H, R2 = 15

Me, R3 = Ph) and NMM in toluene at room temperature afforded 16

exclusively endo-cycloadduct 46 (R1 = H, R2 = Me, R3 = Ph) with very 17

good enantioselections [35]. After the optimization protocol, we concluded 18

that the best reaction conditions were, once more, toluene as solvent, Et3N 19

(5 mol%) as base, and a catalytic complex formed by a 1:1 mixture of (S)-20

Binap 44 (5 mol%):silver perchlorate (5 mol%) (Scheme 10). 21

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1

<Scheme 10> 2

3

Unlike the previously described new phosphoramidite-silver(I) 4

complexes, the chiral Binap-silver(I) complexes were known. Complexes 5

formed from silver triflate and (R) or (S)-Binap 44, were isolated at 6

different temperatures and further characterized by X-ray diffraction 7

analysis by Yamamoto’s group [36]. These studies revealed that mixture of 8

structures 51-53 are in equilibrium and at room temperature, being the 1:1 9

complex 52 the most abundant system (Chart 9). 10

11

<Chart 9> 12

13

In spite of equimolar [(S)-Binap]-AgClO4 and [(S)-Binap]-AgOAc 14

complexes gave identical chemical yields of product endo-46 (R1 = H, R2 = 15

Me, R3 = Ph) and very high enantioselection (>99 and 99% ee, 16

respectively) the presumed major complex 54 was much more insoluble in 17

toluene than the analogous formed by AgOAc. This property allowed the 18

separation of the complex 54 from the reaction mixture by simple filtration. 19

Surprisingly, complexes (R)- and (S)-44-AgClO4 exhibited a high stability 20

and any apparent decomposition occurred upon the light exposure. Both 21

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25

complexes 54 and 55 (Chart 10) were prepared and isolated by reaction 1

with 1 and 2 equiv of (R)- or (S)-Binap together to 1 equiv. of AgClO4, 2

respectively. The mixture was stirred for 1h at room temperature and the 3

complexes were obtained in quantitative yield. Complex (S)-54 was further 4

characterized by ESI-MS experiments showing an M++1 signal at 731 and 5

a tiny one at 1353. In the case of complex (S)-55, the same experiment 6

revealed a peak at 1353 and a very small one at 731. However, these two in 7

situ formed Binap complexes 54 and 55 could not be differentiated by 31P 8

NMR spectroscopy. Unfortunately, we could not obtain appropriate 9

crystals for their comprehensive and definitive characterization by X-ray 10

diffraction analysis. 11

12

<Chart 10> 13

14

Again, the thermogravimetric (TG) and differential thermal analysis 15

(DTA) of the stable species 54 were studied. The integrated TG-DTA plot 16

revealed that the loss of water of the sample occurred from 50 to 180 ºC 17

without any variation of the heat of the system. The melting point of this 18

complex 54 is placed in the range of 209-211 ºC. The three most important 19

exothermic decomposition processes occurred approximately at 300, 550 20

and 860 ºC. 21

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Such as it was described before, the easy separation of the most 1

active major complex (S)-54 was a very important feature to apply in a 2

larger scale process. So, in the reaction between iminoester 35 (R1 = H, R2 3

= Me, R3 = Ph) and NMM in toluene at room temperature a series of cycles 4

were run employing the same catalytic mixture (1:1 44-AgClO4), which 5

was recovered and reused without any additional purification (Scheme 10 6

and Table 3). The reaction shown in Scheme 10 was performed on a 1 7

mmol scale on 35 with a 10 mol% of catalyst to facilitate its manipulation 8

and successive reutilization. In the cycles 1- 4 the enantioselectivity was 9

higher than 99% ee keeping identical chemical yields (81-91%) (Table 3, 10

entries 1-4). The fifth cycle also afforded the title product endo-46 (R1 = H, 11

R2 = Me, R3 = Ph) in high yield but with a slightly lower ee (98%) (Table 12

3, entry 5) due to the effect of the possible impurities contained in the 13

catalyst. In all of the five cycles tested the endo:exo diastereoselectivity 14

was higher than 98:2 according to 1H NMR experiments. 15

16

<Table 3> 17

18

The scope of the reaction employing different aryl- and ester groups 19

at the iminoester 35 structure with assorted dipolarophiles, was next 20

investigated. Several ester and aryl groups were appropriate substituents in 21

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iminoglycinates 35 to perform efficiently the 1,3-DC with maleimides 1

(Scheme 11 and Table 4). Non-substituted methyl arylimino-2

glycinates 35, derived from benzaldehyde and 2-naphthalenecarbaldehyde, 3

were the best substrates affording >99% ee rather than the ethyl, isopropyl, 4

and tert-butyl esters (Table 4, entries 1-5). In these examples, it was also 5

observed that larger amounts of the exo-diastereoisomer were formed 6

according to 1H NMR spectroscopy and chiral HPLC. In the reaction 7

performed with catalytic complex (R)-44, the corresponding enantiomer 8

(2S,3R,4R,5R)-endo-46 was obtained. More sterically hindered 9

iminoglycinates derived from ortho-substituted aromatic aldehydes gave 10

lower enantioselections (Table 4, entry 6), even working at 0 or −20 ºC and 11

with other bases different to Et3N, such as DBU or DIEA. Using Et3N as 12

base, the imines derived electron-withdrawing para-substituted aromatic 13

aldehydes furnished high enantioselections (Table 4, entry 7). 14

Heteroaromatic iminoglycinate bearing a 2-thienyl group furnished endo-15

cycloadduct 46 with 92% ee after recrystallization (Table 4, entry 8). The 16

recovery of the complex (S)-54 was successfully attempted in the examples 17

recorded in entries 5, 7 and 9 of the Table 4 in 88-93% yield by simple 18

filtration. 19

Several maleimides were essayed employing the model reaction 20

described in Scheme 11. N-Ethylmaleimide afforded similar results of 21

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28

endo-46 to the analogous obtained with NMM after 8 h of reaction (Table 1

4, entry 9). Nevertheless, the bulkier N-phenylmaleimide (NPM) furnished 2

lower ee (62%) of endo-46 and lower diastereoselectivity (90:10 endo:exo 3

ratio) (Table 4, entry 10). 4

Next, sterically hindered α-substituted benzaldimino esters were 5

tested as substrate in this 1,3-DC with NMM. Methyl benzylidenealaninate, 6

methyl phenyliminophenylalaninate and methyl 2-thienyliminoleucinate 7

reacted with NMM under the same reaction conditions at room temperature 8

for 48 h (Table 4, entries 11-13). Cycloadducts endo-46 were 9

diastereoselectivity obtained (>98:2 endo:exo ratio) and with good 10

enantioselections (72-76% ee). 11

12

<Scheme 11> 13

14

<Table 4> 15

16

The absolute configuration of the heterocycle (2R,3S,4S,5S) endo-46 17

(R1 = Me, R2 = Me, R3 = Ph, R4 = Me) (was determined X-ray diffraction 18

analysis (Figure 5). 2-Thienyl derivatives can be considered as structurally 19

related precursors of active inhibitors of the virus responsible of the 20

hepatitis C. 21

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1

<Figure 5> 2

3

Dipolarophiles different to maleimides were not appropriate for the 4

particular requirements of this enantioselective 1,3-DC catalyzed by the in 5

situ generated complex (S)-54 (Scheme 12). Acrylates, diisopropyl 6

fumarate, and dimethyl maleate gave very high reaction conversions but 7

the enantioselections never exceeded of the 36% ee (Scheme 12) 8

maintaining the high endo:exo diastereoselection. 9

10

<Scheme 12> 11

12

In order to get a better understanding of the behaviour of these chiral 13

catalysts, we have carried out DFT calculations [35b]. The chief geometric 14

features of complex (S)-A are gathered in Figure 6. The azomethine ylide 15

part of (S)-A shows different distances for the two C-N bonds. These 16

distances are compatible with an iminium-enolate structure as shown in 17

Scheme 13, thus anticipating quite asynchronous transition structures in the 18

reaction with the dipolarophile. It is also observed that the metallic centre 19

is coordinated to the two phosphorus atoms of the catalysts and to the 20

oxygen and nitrogen atoms of the azomethine ylide. This coordination 21

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30

pattern leads to the blockage of the Re face of (S)-A by one of the phenyl 1

groups of the phosphine unit (Figure 6). This steric hindrance is also 2

generated by the (S)-Binap moiety, in which the two α-naphthyl subunits 3

form a dihedral angle of ca. 75 deg. 4

5

<Figure 6> 6

7

<Scheme 13> 8

9

The low enantioselection in the case of acrylates, was a serious 10

drawback because this is the key step to prepare anti HCV agents. Taking 11

in account the rejection of perchlorate salts by the industry and the poor 12

coordination of this anion to the metal centre, we decide to change to 13

another anion which was weakly bonded to the central metal. According to 14

this experience, we envisaged that the poorly coordinating anion 15

SbF6− would modify the chiral domain of the metal complex vacancy, thus 16

allowing the reaction with acrylates [37]. 17

The standard reaction shown in Scheme 10, between methyl 18

benzylideneiminoglycinate 35 (R1 = H, R2 = Me, R3 = Ph) and NMM, was 19

employed for the small optimization tests. Initially, the reaction conditions 20

were identical to those previously described for Binap-AgClO4 catalyzed 21

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31

1,3-DC, that means, 5 mol% of the catalyst (formed with equimolar 1

amounts of chiral Binap and AgSbF6), in toluene at room temperature for 2

16 h, in the presence of Et3N as base. Both of the AgClO4 and AgSbF6 3

catalyzed reactions gave identical results of the cycloadduct endo-46 (R1 = 4

H, R2 = Me, R3 = Ph) (90% yield, >98:2 endo:exo ratio, and >99% ee). 5

The reaction was also carried out with the isolated complex formed 6

by the addition of equimolar amounts (S)-Binap 44 and AgSbF6, obtaining 7

almost identical results to those described for the reaction carried out with 8

AgClO4. However this AgSbF6 derived complex became darker upon 9

standing being much more unstable than the identical complex generated 10

with AgClO4. So, the in situ generation of the catalytic complex, avoiding 11

the light exposure during the whole process was preferred for all the 12

transformations described in this section. 13

The presumed catalytic monomeric species in solution are identical 14

to those the reported previously with different anions [36]. In fact, the 1:1 15

(R)- or (S)-Binap 44 and AgSbF6 complexes were characterized by ESI-MS 16

experiments and 31P NMR. ESI-MS reveled a M++1 signal at 731 17

corresponding to the monomeric 1:1 Binap-AgI complex and a tiny one at 18

1353 corresponding to the 2:1 Binap:AgSbF6. 31P NMR (CDCl3) of 1:1 19

(R)- or (S)-Binap and AgSbF6 (10% aqueous polyphosphoric acid as 20

internal reference) afforded signals at 15.31 ppm (d, JP-Ag(109) = 242 Hz) 21

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32

(15.26 ppm for Binap-AgClO4 complex) and 15.45 ppm (d, JP-Ag(107) = 242 1

Hz) (15.35 ppm for Binap-AgClO4 complex). The absence of NLE is 2

another data supporting the existence of a monomeric species in the 3

enantioselective catalytic process in solution. 4

In general we could observe that isolated chemical yields of 5

compounds 46 were identical to each other finding a higher 6

enantioselection in those reactions promoted by the complex formed by 7

(S)-Binap and AgSbF6, specially when the aromatic moiety was substituted 8

at different positions or not (Table 5, entries 1-6). Whilst the reaction with 9

NEM do not represent any difference with respect to those results obtained 10

in the (S)-Binap-AgClO4 (Table 5, entry 7), the reaction carried out with N-11

phenylmaleimide (NPM) was much more enantioselective in the presence 12

of (S)-Binap-AgSbF6 complex (82% ee, vs 62% ee obtained with 13

perchlorate derived chiral complex) and >98:2 endo:exo ratio was obtained 14

(Table 5, entry 8). Computational calculations revealed the existence of 15

stereoelectronic effects between the phenyl group of the NPM and the 16

Binap-AgClO4 catalyst. However, in the case of Binap-AgSbF6 catalyzed 17

process seemed that the less coordinating anion decreased the steric 18

congestion of the transition state. 19

The incorporation of a bulky substituent at the α-position of the 1,3-20

dipole precursor as occurred in the methyl benzylideneimino-21

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33

phenylalaninate 35 (R1 = Ph, R2 = Me, R3 = Ph, R4 = Me) was successfully 1

overcome using the standard reaction conditions. Here, the endo-adduct 46 2

(R1 = Ph, R2 = Me, R3 = Ph, R4 = Me) was obtained as single enantiomer 3

(99% ee) in very good chemical isolated yield (86%). Clearly, this reaction 4

promoted by (S)-Binap-AgSbF6 complex improved the results obtained in 5

the reaction performed with the perchlorate salt. 6

7

<Scheme 14> 8

9

<Table 5> 10

11

Acrylates, maleates, and fumarates were not suitable dipolarophiles 12

neither for the (S)-Binap 44-AgSbF6 (<30% ee and <40% ee, respectively) 13

nor for (S)-Binap 44-AgClO4 catalysed processes such as it has been 14

described (see above). However trans-1,2-bis(phenylsulfonyl)ethylene 57 15

afforded very interesting results of endo-cycloadducts 58 (Scheme 15). 16

This electrophilic alkene is a synthetic equivalent of acetylene and allows 17

some useful synthetic transformations [25f]. The reaction operates under 18

the standard conditions but taking 48 h to complete. This 1,3-DC, not 19

evaluated previously with the chiral perchlorate complex, was performed 20

using both silver salts (Table 6). The four methyl iminoglycinates 35 tested 21

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34

in this reaction under the control of (S)-Binap-AgSbF6 catalytic complex 1

afforded endo-cycloadducts 58 in good chemical yields (80-91%) and very 2

high enantioselectivities (88-92% ee) (Table 6). The enantioselection was 3

higher than the analogous exhibited by the chiral silver complex in all of 4

the entries described in Table 6, especially in the reaction of p-5

tolyliminoester, 88% ee vs 28% ee, (Table 6, entry 3). This is the first 6

synthesis of the disulfonyl endo-58 cycloadducts, whose absolute 7

configuration was determined by NOESY experiments, and indirectly by 8

comparison of the corresponding HPLC analysis with those described in 9

the literature for the exo-cycloadducts [25f]. 10

11

<Scheme 15> 12

13

<Table 6> 14

15

The multicomponent version of this transformation was attempted 16

using the best result depicted in Tables 5 and 6. Thus, benzaldehyde/NMM 17

or 3-pyridinecarbaldehyde/disulfone 57, glycine methyl ester 18

hydrochloride, triethylamine (1.05 equiv), (S)-Binap-AgSbF6 (5 mol%), 19

were put together in toluene and the resulting mixture was allowed to react 20

at rt for 48 h. The results obtained for compound endo-46 (R1 = H, R2 = 21

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35

Me, R3 = Ph, R4 = Me) or endo-58 (Ar = 3-pyridyl) were impressive (88% 1

yield, >99% ee, or 86% yield, 98% ee, respectively, Scheme 16), taking in 2

account that the analogous reactions in the presence of (S)-Binap-AgClO4 3

complex failed. Although very activated aminomalonates have been 4

involved as one of the three components of the enantioselective 5

organocatalyzed 1,3-DC [29d,l,m,n], this is the first occasion that a three-6

component transformation is enantioselectively performed in the presence 7

of a chiral Lewis acid [37]. 8

9

<Scheme 16> 10

11

Evaluating all of these results, it was demonstrated how important 12

resulted to be the anion in this sensitive enantioselective process, which is 13

controlled by many parameters. But the main conclusion extracted was the 14

impossibility to design efficiently the key step for the synthesis of antiviral 15

agents employing a combination between chiral Binap 44 ligand and a 16

silver(I) salt. Based on the semiempirical calculations described, and the 17

two images of the Figure 6, it looks like there is not enough space in the 18

enantiodiscrimination domain for the accommodation neither of bulky 19

substituents of the nitrogen atom in maleimides nor ester groups of the 20

acrylate moiety. The Csp2 of the ester carbonyl group were not so good 21

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36

coordinating atom as a nitrogen atom or as oxygen atom belonging to a 1

sulfoxide or a sulfone did. In this last case, the disulfone is much more 2

reactive due to the lower energy of its LUMO. So, it is reasonable think in 3

a chiral-Binap 44-gold(I) complex, as a larger metal cation, able to 4

maintain both of the same properties of the silver(I) complexes and the 5

coordination with all these components in an efficient manner. 6

Toste et al. published the first quiral gold 1,3-dipolar cycloaddition 7

between mesoionic azomethine ylides (münchnones) with electron-poor 8

alkenes catalyzed by Cy-Segphos(AuCl)2. The reaction afforded in all 9

cases only the exo-adduct in high yields and very good enantioselections 10

[26e]. However, the classical 1,3-dipolar cycloaddition of iminoesters and 11

electrophilic olefins catalyzed by gold complexes was not studied 12

previously [38]. 13

The gold(I) cation has only two coordination sites and its linear 14

geometry makes asymmetric catalysis extremely difficult. Fortunately, a 15

key to the development of enantioselecive gold(I)-catalyzed 16

transformations have been the identification of enantiomerically pure 17

bis(gold)-chiral diphosphine complexes of the form [(AuX)2(P-P)*] as 18

catalysts for enantioselective transformations. A clear and recent example 19

of the isolation, identification, and characterization of two chiral Binap-20

gold(I) complexes 59 and 60 (Chart 11) has been reported by Puddephatt et 21

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37

al [39]. These complexes were prepared by mixing (Me2S)AuCl and the 1

corresponding amount of the chiral Binap ligand. The resulting gold 2

chloride complexes were treated with different silver salts for 1 h in toluene 3

and the suspension was filtered through a celite plug. The remaining 4

solution was evaporated obtaining 59 or 60 in 89 and 96% yields, 5

respectively (Chart 11). 6

7

<Chart 11> 8

9

These cationic complexes were immediately employed without any 10

other purification in the catalytic enantioselective 1,3-DC of the imino ester 11

35 (R1 = H, R2 = Me, R3 = Ph) and NMM in toluene at rt. The cleanest 12

reaction mixtures and highest conversions were obtained with complexes 13

bearing trifuoroactate as counteranion. When this cycloaddition was 14

performed in the presence of 10 mol% of diisopropylethylamine (DIPEA) 15

and 59, product endo-46 (R1 = H, R2 = Me, R3 = Ph) was obtained with 16

high conversion but in racemic form. However, dimeric complexes type 60 17

resulted to be more appropriate. In the case of the chiral complex 60 74% 18

ee of compound endo-46 (R1 = H, R2 = Me, R3 = Ph) was obtained in the 19

presence of DIPEA, whereas without base, a 99% ee was obtained. The 20

attempt to reduce the catalyst loading to a 5 mol% was not successful such 21

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38

as reveals the lower enantioselection (60% ee) obtained. In every example 1

the major cycloadduct obtained was the endo (>98:2 dr) according to the 2

NMR experiments of the crude products. The absolute configuration of 3

proline derivatives 46 was confirmed by comparison of their chiral HPLC 4

retention times and specific optical rotations with those described for 5

enantiomerically pure samples. 6

7

<Scheme 17> 8

9

The scope of this chiral gold(I)-catalyzed enantioselective 1,3-DC 10

was studied using different iminoesters 35 and maleimides under the best 11

reaction conditions described before (Scheme 17). In the Table 7 a 12

comparison between the results obtained with chiral gold(I) complex 60 13

and chiral Binap-AgOTf complex was made. In the first examples it was 14

included the reactions of NMM with iminoester 35 (R1 = H, R2 = Me, R3 = 15

Ph) where the absence of base was crucial for the achievement of a good 16

enantioselection (Scheme 18, and Table 7, entries 1 and 2). In the case of 17

employing NEM and NPM, in the absence of base, products 46 (R1 = H, R2 18

= Me, R3 = Ph, R4 = Et, Ph) were obtained with higher enantioselectivity 19

than when the reaction was catalyzed by the chiral silver complex (Table 7, 20

entries 3, and 5). However, in the presence of DIPEA (10 mol%) the chiral 21

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silver(I) catalyzed process is more efficient except in the reaction done 1

with NPM (Table 7, compare entries 4, and 6). In fact, the result obtained 2

when NPM was employed as a dipolarophile (Table 7, entry 5) is 3

particularly noteworthy because it is the best ee (80% ee) achieved till date 4

with chiral Binap and chiral phosphoramidite ligands. When (Sa)-Binap-5

AgTFA was used as catalyst, racemic product was obtained. For the 1,3-6

DC of other arylideneaminoesters 35 (R1 = H, R2 = Me, R3 = Ar), and 7

maleimides the conversions are identical independently of metal cation 8

employed. In the case of 2-naphthyl derived iminoester the 9

enantioselections were very close to each other, but with NPM chiral 10

gold(I) catalysts 2 (X = TFA) (Table 7, entry 7) again was much more 11

efficient generating the highest enantioselections. The dipole precursors 35 12

containing an ortho-substituent in the aryl moiety, were appropriate 13

sterically hindered starters in the gold(I)-catalyzed 1,3-DC with NMM 14

affording endo compounds 46 with 99 and 88% ee, respectively. In both 15

examples the resulting enantioselections induced with the corresponding 16

chiral silver(I) complex were very poor (Table 7, entries 8 and 9). The 17

para-substituted methyl iminoglycinates 35 underwent the gold(I) and the 18

silver(I)- mediated 1,3-DC obtaining identical enantioselections (Table 7, 19

entry 10). The insertion of a substituent at the α-position of the 1,3-dipole 20

precursor was next evaluated. Thus, when methyl 21

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benzylideneiminophenylalaninate 35 (R1 = Ph, R2 = Me, R3 = Ar) was 1

allowed to react with NMM under the standard reaction conditions, the 2

reaction performed with the gold(I) complex needed 24 h more than the 3

corresponding reaction using the analogous silver(I) complex for achieving 4

almost total conversions (Scheme 18). The enantioselection showed by 5

(Sa)-Binap-AuTFA complex (99% ee) was higher than in the example using 6

(Sa)-BinapAgTFA (65% ee) as catalyst (Table 7, entry 11). 7

8

<Scheme 18> 9

10

<Table 7> 11

12

According to the previous experience obtained from chiral Binap-13

silver(I) complexes, we also tested the efficiency of the Binap-gold(I) 14

trifluoroacetate complexes in the enantioselective cycloaddition of 15

azomethine ylides and trans-1,2-bis(phenylsulfonyl)ethylene 57 (Scheme 16

19 and Table 8). The reaction, performed with 5 mol % of the gold(I) 60 as 17

catalyst, afforded cycloadducts 58 in a non predictable enantioselectivities 18

in the absence or in the presence of DIPEA (20 mol%) as base. In the case 19

of product 35 (R3 = Ph), a lower enantiomeric excess was obtained when 20

(Sa)-Binap-AgTFA was used as catalyst (Table 8, compare entries 1 and 2). 21

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Compound endo-58 (R3 = 2-naphthyl) was obtained in better enantiomeric 1

excesses in the absence of base (compare in Table 8, entries 3 and 4). The 2

rest of the examples gave the best enantioselections in the absence of base 3

and mediated by gold(I) catalyst 60 (Table 8, compare entries 5 and 6, 7 4

and 8, 9 and 10). 5

The absolute configuration of the endo-cycloadducts was again 6

assigned according to the chiral HPLC retention times and by comparison 7

of the physical properties of the isolated samples with the properties 8

published in the literature for the analogous compounds. 9

10

<Scheme 19> 11

12

<Table 8> 13

14

Chiral (Ra)- and [(Sa)-Binap-AuTFA] complexes 60 work as 15

multifunctional catalysts [40] acting as Lewis acid coordinating the dipole 16

and, presumably, the dipolarophile, and as Brønsted base in the 17

enantioselective 1,3-DC of azomethine ylides and maleimides or disulfone 18

57. 19

When other dipolarophiles such as methyl or tert-butyl acrylate, 20

dimethyl maleate, and diisopropyl fumarate were allowed to react with 21

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MoChem_Template_Vers 3.1 July 2010

42

inimoester 35 (R1 = H, R2 = Me, R3 = Ph), under the optimized reaction 1

conditions, high yields of the corresponding endo-cycloadducts were 2

obtained but with very low enantioselections. The results obtained with 3

acrylates were very disappointed. In fact, they are the key transformations 4

for the achievement of the very promising antiviral agents against the virus 5

responsible of the hepatitis C. In spite of this drawback, we decided start 6

the preparation of 7, the most potent second generation antiviral agent. It 7

possesses a sophisticated structural arrangement, bearing a thiazole ring 8

instead of the phenyl group and an isobutyl residue bonded to the α-9

position of the iminoester. To our surprise, when the general reaction was 10

performed with iminoglycinate 35 (R1 = Bui, R2 = Me, R3 = 2-thiazole) and 11

tert-butyl acrylate in the presence of triethylamine (10 mol%) an gold(I) 12

catalyst 60 (5 mol%), the resulting cycloadduct endo-45 (R1 = Bui, R2 = 13

Me, R3 = 2-thiazole) was obtained in 79% ee (at rt), whilst only a 40% ee 14

could be achieved by intermediacy of the chiral catalyst (S)-Binap 44-15

AgTFA [41]. 16

Previously to our work, GSK laboratories obtained this antiviral 17

agent with moderate enantioselection (74% ee). In fact, a further 1,1’-18

binaphthyl-2,2’-dihydrogen phosphate assisted chiral resolution of 7 was 19

performed in order to obtain pure compound endo-7 with a 99.8% ee [29i]. 20

21

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MoChem_Template_Vers 3.1 July 2010

43

With this second objective almost covered, semiempirical and DFT 1

studies are currently underway, in order to clarify the 2

enantiodescrimination of the catalytic gold(I) complex 60. We are also 3

searching for the most convenient route for developing the synthesis of 4

potent antiviral agent 9, which constitutes the third challenge of this 5

specific research area. 6

Conclusions 7

For the diastereoselective synthesis of prolines by silver-catalyzed 1,3-DC 8

of stabilized azomethine ylides derived from iminoesters and acrylate, the 9

corresponding lactate derivative exhibited high yields and 10

diastereoselectivities. However, the enantioselective version of these type 11

of processes using chiral silver complexes have shown higher reaction 12

scope affording excellent endo-diastereoselection and high 13

enantioselectivity. Monodentate ligands such as chiral phosphoramidites 14

and silver perchlorate catalyzed the enantioselective synthesis of 15

polysubstituted prolines using different dipolarophiles. In the case of chiral 16

Binap and silver perchlorate or silver hexafluoroantimonate only 17

maleimides and bis-1,2-(phenylsulfonyl)ethylene are appropriate 18

dipolarophiles. Nevertheless, recent experiments with binap-gold 19

trifluoroacetate complexes have shown promising results for the general 20

Page 44: Enantioselective synthesis of proline derivatives by 1,3- dipolar

MoChem_Template_Vers 3.1 July 2010

44

synthesis of prolines using different type of dipolarophiles and sterically 1

hindered dipole precursors (such as α-substituted iminoesters). These 2

studies were focused to the synthesis of highly active HCV inhibitors, 3

being the Binap-gold complexes the best catalysts. DFT calculations 4

explained the diastereo- and enantioselectivities observed in these 5

processes, offering a reasonable explanation according to the steric 6

interactions in the transition states. 7

8

Acknowledgements 9

This work has been supported by the DGES of the Spanish Ministerio de 10

Ciencia e Innovación (MICINN) (Consolider INGENIO 2010 CSD2007-11

00006, FEDER-CTQ2007-62771/BQU, and by the Hispano-Brazilian 12

project PHB2008-0037-PC), Generalitat Valenciana (PROMETEO/ 13

2009/039), and by the University of Alicante (GITE-09020-UA). We also 14

thank all the participants of this cycloaddition project: M. G. Retamosa, M. 15

Martín-Rodríguez, A. de Cózar, F. P. Cossío, E. Crizanto de Lima, P. R. R. 16

Costa, A. G. Dias and F. L. Wu. 17

18

19

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MoChem_Template_Vers 3.1 July 2010

45

NH

CO2H

1 Proline

NH

CO2H

2

RO

NH

CO2H

3 (_)-Kainic acid

CO2H

NH

CO2H

4 (_)-Domoic acid

CO2H

CO2H NH

CO2H

5 Acromelic acid

CO2HHN

O

HO2C

N CO2HBuiHO2C

S O

F3C

N CO2HBuiHO2C

N

S O

But

N CO2HBui

N

S O

But

MeO

OMe

N CO2HN

S O

But

MeO

OMe

NN

6 7 8 91st Generation

GSK HCV inhibitors2nd Generation

GSK HCV inhibitors3rd Generation

GSK HCV inhibitors

NH

CONR1R2

10

NH

CONR1SO2R2

11 1

Chart 1. Useful proline derivatives. 2 3

4

NO2S

OH2N

XX

22

NH

O

Ph

O

NH

OPh

Ph

O

NH

O

Ph

O

23 24 25

N R2

O

R1N CO2Me

R3

26 5

Chart 2. Some recent chiral 1,3-dipole precursors. 6

7

Page 46: Enantioselective synthesis of proline derivatives by 1,3- dipolar

MoChem_Template_Vers 3.1 July 2010

46

N

NCO2Me

Ph

Ph

R

R27

O2N

OR

28

N

O O

Boc

Ph

Ph

29

NN

O

O

R1

R2

O30

O

N

O

PhO

Ph

31

O

O

32

O

NH

Ph

33

O

O CO2Me

34

Pri

1

Chart 3. Some recent chiral dipolarophiles. 2

3

N

HOO

CO2HS

(2R,4R,5S)-(_)-6

O

F3C

N

HOO

CO2HS

(2S,4S,5R)-(+)-6

O

F3C

N

HOO

CO2HS

O

F3C

IC50 = 190 nMIC50 = 300 nM IC50 = 18000 nM(±)-6

4

Chart 4. Biological activity of the most active 1st GSK generation of HCV 5

inhibitors. 6

Fe

P[3,5-(CF3)2C6H3]2

SOMe

(S,Rp)-39a / AgOAc

Fe

P[4-(CF3)C6H4]2

SCl

(S,Rp)-39b / AgOAc

Fe

P[3,5-(CF3)2C6H3]2

NMe2

(S,Rp)-39c / AgOAc

Fe

P[3,5-(CF3)2C6H3]2

NH2

(S,Rp)-39d / AgOAc Fe

P

O

OPN

40 / AgOAc

NHPPh2

Br

F3C

CF3

Br

NH2

F3C

CF3

(S)-41 / AgOAc 7

Page 47: Enantioselective synthesis of proline derivatives by 1,3- dipolar

MoChem_Template_Vers 3.1 July 2010

47

Chart 5. Chiral ligands / silver salts used to generate chiral Lewis acids 1

employed in the enantioselective 1,3-DC of azomethine ylides and 2

dipolarophiles. 3

4

Fe

(S,Sp)-42 / CuClO4

NHPPh2

Br

F3C

CF3

Br

NH2

F3C

CF3

(S)-48 / CuBF4

P[Ar]2

N

O

Fe

(Rp)-43aFesulphos

PPh2

StBu

/ CuClO4/ Cu(MeCN)4ClO4/ Cu(MeCN)4PF6

Fe

(R,Sp)-44Taniaphos

PPh2

NMe2

Ph2P

/ CuClO4

Fe

(Rp)-43b

P(1-naphthyl)2

StBu

/ CuClO4/ Cu(MeCN)4ClO4/ Cu(MeCN)4PF6

Fe

(Rp)-45

PPh2

StBu

O(CH2)6 O Wang resin

/ Cu(MeCN)4ClO4

Fe

(Rp)-46

PPh2

StBu

O Merrifield resin

/ Cu(MeCN)4ClO4

FePh2P

NN N

PPh2Ph2P

(S,Rp)-47ClickFerrophos

/ CuOAc

O

O

O

O

P[4-MeO-3,5(t-Bu)2C6H2]2P[4-MeO-3,5(t-Bu)2C6H2]2

(Ra)-49 / Cu(MeCN)4PF6

5

Chart 6. Chiral ligands / copper(I) salts used to generate chiral Lewis acids 6

employed in 1,3-DC of azomethine ylides and dipolarophiles. 7

8

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MoChem_Template_Vers 3.1 July 2010

48

Fe

50 / Zn(OTf)2

OH

O

O

O

O

PCy2

PCy2

(Ra)-54 / Ni(ClO4)2·6H2O

NPh

O

N N

O

R R51a, R = Ph / Ca(OiPr)251b, R = iPr / Ca(OiPr)2

O

N N

O

52 / Ca(OiPr)2

NN N

N

(Sa)-Cy-Segphos 53 / (AuOBz)2

1

Chart 7. Chiral ligands / zinc(II), calcium(II), gold(I), or nickel(II) salts 2

used to generate chiral Lewis acids employed in 1,3-DC of azomethine 3

ylides and dipolarophiles. 4

5

PPh2PPh2

(S)-Binap 44(S)-Monophos 42

O

OP N

(Sa,R,R)-43

O

OP N

Ph

Ph

6

Chart 8. Chiral ligands employed by Najera’s group. 7

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MoChem_Template_Vers 3.1 July 2010

49

PPh2

(R)-Binap

PPh2=

P

P

*

P

P

* Ag+

P

P

*

51

P

P* Ag+

TfO-

52

P

P*

AgOTf

AgOTf53

O

OS

CF3

O-

(R)-44 1

Chart 9. Identified Binap-AgOTf species. 2

3

P

(R)-54

P P

P

PhPh

PhPh

Ag+ ClO4-

PhPh

PhPh

Ag+ ClO4-

(S)-54

P

P

PhPh

PhPh

Ag+

P

PPh

Ph

PhPh

ClO4-

(S)-55

[a]D = _174.5 (c 1, CHCl3)[a]D = 174.5 (c 1, CHCl3)

4

Chart 10. Chiral Binap-silver complexes employed. 5

6

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MoChem_Template_Vers 3.1 July 2010

50

PP

Ph

Ph

Ph

Ph

1) 2 eq. AuCl(SMe2)2) 2 eq. AgTFA

1) 1 eq. AuCl(SMe2)2) 1 eq. AgTFA

PP

Ph

Ph

Ph

Ph

AuTFAAuTFA

PP

Ph

Ph

Ph

Ph

AuAu

PP

Ph

Ph

Ph

Ph

89%

92%

2 TFA-

+2

(R)-Binap 44

59

60 1

Chart 11. Chiral Binap-gold complexes employed. 2

3

4

5

6

7

8

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MoChem_Template_Vers 3.1 July 2010

51

Figure 1. Relative energies of the four possible transition states for the 1

explanation of the observed stereoreoselection. 2

3

a) 4

b) 5

Figure 2. X-Ray diffraction analysis of a) 1:1 43-AgClO4 complex and b) 6

2:1 43-AgClO4 complex. 7

8

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MoChem_Template_Vers 3.1 July 2010

52

OO

PN

PhPh

O

NORAg

I

PhH

H

1

Figure 3. Suggested structure of intermediate complex I. 2

3

Figure 4. Chief geometric features saddle relative energies (in kcal/mol) of 4

the four transition structures associated with the first step in the reaction 5

between tert-butyl acrylate and complex formed by (Sa)-Monophos 42 and 6

imine 35. 7

8

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MoChem_Template_Vers 3.1 July 2010

53

1

Figure 5. ORTEP of cycloadduct (2R,3S,4S,5S) endo-46 (R1 = Me, R2 = 2

Me, R3 = Ph, R4 = Me). 3

4

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MoChem_Template_Vers 3.1 July 2010

54

Ag

Blockage of theRe Face

2.567

2.591

2.352

2.375

74.7

(S)-A

Ag

P1

P1

P2

I

II

Dipolarophile

1.293

1.374

1.388

1.281

1

Figure 6. I: Fully optimized structure (B3LYP/LANL2DZ&6-31G* level) 2

of (S)-A. The hydrogen atoms have been omitted for clarity. The carbon 3

Page 55: Enantioselective synthesis of proline derivatives by 1,3- dipolar

MoChem_Template_Vers 3.1 July 2010

55

atoms of the azomethine ylide moiety have been highlighted with asterisks. 1

Bond distances and dihedrals are given in Ǻ and deg., respectively. The 2

molecular surface (Probe radius: 1.4 Ǻ) is also included. II: View over the 3

Si face of (S)-A along the axis determined by the Ag and P2 atoms. 4

5

6 7

NR

O

H

13

NR

OH

_

+

14

NR

OM

_

15

1,2-H

Thermal

MX

Base

EWG

NH

R

O

EWG

16+

8

Scheme 1 9

10

R1 N CO2R2

17

Base

Metalsalt

R1 NOR2

O

HH

M

18

EWG

NH

EWG

R1 CO2R2

endo-19

NH

EWG

R1 CO2R2

exo-19

or

R1N

OR2O

HH

MEWG

R1N

OR2O

HH

MEWG

H

endo-TS 20 exo-TS 21 11

Scheme 2 12 13 14

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MoChem_Template_Vers 3.1 July 2010

56

NH

R3CO2R2

endo-36R3 N CO2R2

R1

35

OO

MeO2C

(S)-34R1

OO

MeO2C

AgOAc (10 mol%)

KOH (10 mol%)Toluene, rt, 1d

1

Scheme 3 2

3

NH

CO2R2

endo-36

OO

MeO2C

NTs

CO2R2

endo-37

OO

MeO2CTsCl, Et3N

DCM, reflux, 2 d

4

Scheme 4 5

6

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MoChem_Template_Vers 3.1 July 2010

57

N CO2MeS

MeOO 1. Ag(OAc) (10 mol%),

KOH (10 mol%)PhMe, rt, 1 d

2. F3C COCl

CH2Cl2, Et3N, reflux

N CO2Me

MeO2C

S

O

F3C

88%

1. Me3SnOH, PhMe reflux

2. KOH, MeOH, H2O, refluxN CO2H

HO2C

S

O

F3C

68%(±)-6

35(R1 = Bui, R2 = Me, R3 = 2-thienyl) 38

1

Scheme 5 2

3

NH

CO2Me

OOMeO2C

Me

S

78%, 96% de

F3C COCl

CH2Cl2, Et3N, reflux

2. Me3SnOH, PhMe reflux

3. KOH, MeOH, H2O, reflux

N CO2H

HO2C

S

O

F3C(+)-6 68%, 96% ee

NH

CO2Me

OOMeO2C

Me

S

77%, 96% de

ent-endo-36

endo-36

1.

N CO2H

HO2C

S

O

F3C(_)-6 68%, 96% ee

4

Scheme 6 5

6

R3 N CO2R2

35

tBuO2C

NH

tBuO2C

R3CO2R2

endo-45

AgClO4 (5 mol-%)(Sa,R,R)-43 (5 mol-%)

Et3N (5 mol-%)toluene, _20 º C

17 h

R1 R1

7

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MoChem_Template_Vers 3.1 July 2010

58

Scheme 7 1

2

R3 N CO2R2

35

AgClO4 (5 mol %)(Sa,R,R)-43 (5 mol %)

Base (5 mol %)toluene, T (º C)

17 h

R1

Dipolarophile

endo-cycloadducts

NH

Ph

PriO2C

CO2MeNH

N

CO2MePh

OOCO2Pri

Et3N, -20 ºC, 81%, 82% ee DABCO, rt, 80%, 99% ee

NH

Ph

PhOC

CO2Me

Ph

Et3N, -20 ºC, 73%, >99% ee

NH

2-Naphth CO2Me

Et3N, -20 ºC, 70%, 68% ee

MeMeCO

46 (R1 = H) 47 (R1 = H) 48 (R1 = H) 49 (R1 = H)

NH

Ph CO2Me

R1 = Me: Et3N, -20 ºC, 74%, 72% eeR1 = Bn: Et3N, -20 ºC, 80%, 50% ee

R1

NO O

NH

Ph

PhOC

CO2Me

Et3N, -20 ºC, 81%, 80% ee

Ph

46 49

3 Scheme 8 4

5

NH

tBuO2C

CO2MeS(2S,4S,5R)-45

82% ee

4-CF3C6H4COCl

DCM, Et3N, 19hreflux

N

tBuO2C

CO2MeS

(2S,4S,5R)-5082% ee

O

F3C

(88%)

1) TFA, DCM, 18 h2) KOH, MeOH/H2O reflux, 20 h

N

HO2C

CO2HS

(2S,4S,5R)-686% ee

O

F3C

(81%)

6

Scheme 9 7

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MoChem_Template_Vers 3.1 July 2010

59

1

R3 N CO2R2

35

AgClO4 (5 mol%)(S)-Binap 44 (5 mol%)

Et3N (5 mol%)toluene, rt

17 h

R1

NH

N

CO2R2R3

OO

endo-46

N OO

(NMM)R1

2

Scheme 10 3

4

R3 N CO2R2

35

AgClO4 (5 mol%)(S)-Binap 44 (5 mol%)

Et3N (5 mol%)toluene, rt

17 h

R1

NH

N

CO2R2R3

OO

endo-46

N OO

R4

(NMM)R1

R4

5

Scheme 11 6

7

R3 N CO2R2

35

AgClO4 (5 mol-%)(S)-44 (5 mol-%)

Et3N (5 mol-%)toluene, rt

17 h

R1

Dipolarophile

endo-cycloadducts

NH

Ph

PriO2C

CO2MeNH

CO2MePh

CO2Pri

99%, 30% eeR5 = Me, 99%, 30% eeR5 = But, 99%, 36% ee

NH

Ph CO2Me

99%, 16% ee

CO2MeMeO2C

45 (R1 = H) 47 (R1 = H) 56 (R1 = H)

R5O2C

8

Scheme 12 9

10

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MoChem_Template_Vers 3.1 July 2010

60

P

PAg

Ph

Ph

Ph

Ph

N

O H

H

HH

+ NO O

P

PAg

Ph

Ph

Ph

Ph

N

O H

H N

O

OH

H

P

PAg

Ph

Ph

Ph

Ph

N

O H

H N

O

OH

H

H

H H

(S)-A B

SS

R S

RR

endo-(S,S,S,R)-C endo-(S,R,R,S)-D

TS1 TS2DEa=7.8 kcal/molDGa

298=21.9 kcal/molDEa=5.6 kcal/molDGa

298=19.9 kcal/mol

DErxn=-10.1 kcal/molDGrxn

298=+4.0 kcal/molDErxn=-8.8 kcal/molDGrxn

298=+5.3 kcal/mol 1

Scheme 13. Model reaction used in the computational studies. 2

3

R3 N CO2R2

35

AgSbF6 (5 mol%)(S)-Binap 44 (5 mol%)

Et3N (5 mol%)toluene, rt

17 h

R1

NH

N

CO2R2R3

OO

endo-46

N OO

R4

(NMM)R1

R4

4

Scheme 14 5

6

R3 N CO2R2

35

AgSbF6 (5 mol%)(S)-Binap (5 mol%)

Et3N (5 mol%)toluene, rt, 48 h

NH

Ar CO2Me

endo-58

57

SO2PhPhO2S PhO2S SO2Ph

R1

7

Scheme 15 8

9

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MoChem_Template_Vers 3.1 July 2010

61

N OOAgSbF6 (5 mol%)

(S)-Binap (5 mol%)base (5 mol%)toluene, rt, 16 h N

H

N OO

Ph

endo-46

CO2Me

88%, >99% ee

AgSbF6 (5 mol%)(S)-Binap (5 mol%)Et3N (105 mol%)toluene, rt, 48 h

NH

CO2Me

endo-58

57

SO2PhPhO2S PhO2S SO2Ph

N

CHO

ClH·H2N CO2Me

N

86%, 98% ee

CHO

ClH·H2N CO2Me

1

2

Scheme 16 3

4

R3 N CO2R2

35

[(S)-Binap-AuTFA]2(5 mol%)

base (5 mol%) or nottoluene, rt

16 h

R1

NH

N

CO2R2R3

OO

endo-46

N OO

(NMM)R1

5

Scheme 17 6

R3 N CO2R2

35

[(S)-Binap-AuTFA]2 60(5 mol%)

base (5 mol%) or nottoluene, rt

16 h

R1NH

N

CO2R2R3

OO

endo-46

N OO

R4

(NMM)R1

7

Scheme 18 8

9

10

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62

R3 N CO2R2

35

[(S)-Binap-AuTFA]2 60(5 mol%)

DIPEA (5 mol%) or nottoluene, rt, 48 h

NH

Ar CO2Me

endo-58

57

SO2PhPhO2S PhO2S SO2Ph

R1

1

Scheme 19 2

3

4

Table 1 1,3-DC between chiral acrylate (S)-34 and iminoesters 35. 5

Entry R1 R2 R3 Yield (%)a de (%)b

1 H Me Ph 64 94

2 H Pri Ph 63 92

3 H But Ph 73 99

4 H Me 2-Naphthyl 60 90

5 H But 2-Naphthyl 70 99

6 Me Me Ph 65 90

7 Me But Ph 70 92

8 Bn Me 2-Naphthyl 65 84

9 Bn Me 2-Thienyl 65 95

10 Bui Me 2-Thienyl 77 96

11 Bui Pri 2-Thienyl 82 82

12 Bui But 2-Thienyl 83 87

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63

a Isolated yield after purification by flash chromatography. b Determined by 1

chiral HPLC. 2

3

Table 2 Enantioselective 1,3-DC of iminoesters 35 (R2 = Me) promoted by 4

1:1 AgClO4:(Sa,R,R)-43 catalytic complex. 5

Entry R1 R2 R3 Yield (%)a ee (%)b

1 H Me Ph 80 88

2 H Pri Ph 83 99

3c H Me 2-ClC6H4 80 99

4 H Me 2-Naphthyl 84 91

5 H Pri 4-MeOC6H4 80 98

6 H Pri 4-ClC6H4 77 94

7 Me Me Ph 78 94

8 Bn Me Ph 77 98

9 Me Me 2-Thienyl 70 88

10 Bui Me 2-Thienyl 77 82 a Isolated yield after purification by flash chromatography. b Determined by 6

chiral HPLC. c Reaction performed with DABCO instead of Et3N. 7

8

Table 3 Recycling experiments of 1:1 [(S)-Binap 44]:AgClO4 complex. 9

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64

Cycle Reaction (mmol)

35 mmola

Recovered catalyst (%)

46 Yield (%)b

46 ee (%)c

1 1 0.100 95 91 >99

2 1 0.095d 93 89 >99

3 1 0.088d 92 91 >99

4 1 0.081d 90 90 99

5 1 0.073d 90 88 98 a Recovered after filtration of the crude reaction suspension and washed 1

several times with toluene. b Isolated yield of compound endo-46 after 2

recrystallization. The conversions were >99% and the endo:exo ratio were 3

>98:2 in all of the essayed cycles. c Determined by chiral HPLC (Daicel 4

Chiralpak AS). d Amount recovered from the previous cycle. 5

6

Table 4 Enantioselective 1,3-DC of iminoesters 35 (R2 = Me) promoted by 7

1:1 AgClO4:(S)-Binap 44 catalytic complex. 8

Entry R1 R2 R3 R4 Yield (%)a ee (%)b

1 H Me Ph Me 90 >99

2 H Et Ph Me 78c 91

3 H Pri Ph Me 80c 72

4 H But Ph Me 81c 92

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5 H Me 2-Naphthyl Me 89 >99

6 H Me 2-ClC6H4 Me 82 85

7 H Me 4-MeOC6H4 Me 85 99

8 H Me 2-Thienyl Me 87 92

9 H Me Ph Et 91 >99

10 H Me Ph Ph 86c 62

11 Me Me Ph Me 80 72

12 Bn Me Ph Me 83 64

13 Bui Me 2-Thienyl Me 81 74 a Isolated yield after purification by flash chromatography. b Determined by 1

chiral HPLC. c Around a 90:20-85:25 endo:exo ratios were observed. 2

3

Table 5 Enantioselective 1,3-DC of iminoesters 35 (R2 = Me) promoted by 4

1:1 AgSbF6:(S)-Binap 44 catalytic complex. 5

Entry R1 R2 R3 R4 Yield (%)a,b,c ee (%)c,d

1 H Me Ph Me 90 (90) >99 (>99)

2 H Me Phe Me 90 (90) >99 (>99)

3 H Me 2-MeC6H4 Me 85 (85) 99 (70)

4 H Me 2-ClC6H4 Me 82 (82) >99f (85)f

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5 H Me 4-MeC6H4 Me 85 (88) 99 (88)

6 H Me 4-MeOC6H4 Me 85 (85) 99 (80)

7 H Me Ph Et 84 (91) 99 (99)

8 H Me Ph Ph 86 (86) 82 (62)g

9 Ph Me Ph Me 86 (92) 99 (64) a The endo:exo ratio was always >98:2 (1H NMR spectroscopy, and chiral 1

HPLC). b Isolated after flash chromatography. c In brackets the result 2

obtained previously with (S)-Binap-AgClO4 complex. d Determined by 3

chiral HPLC of the crude product. Identical ee was determined after 4

purification. e Reaction performed with (R)-Binap-AgSbF6. f Reaction 5

performed at 20 ºC. g The endo:exo ratio was approximately 90:10. 6

7

8

Table 6 Enantioselective 1,3-DC of iminoesters 35 (R2 = Me) and 9

disulfone 57. 10

Entry R1 R2 R3 Yield (%)a,b,c ee (%)c,d

1 H Me Ph 81 (80) 90 (88)

2 H Me Phe 90 (90) 90 (88)

3 H Me 4-MeC6H4 91f (85) 88 (28)

4 H Me 3-Pyridyl 83 (82) 93 (78)

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5 H Me 2-Naphthyl 91f (88) 92 (80) a The endo:exo ratio was >98:2 (1H NMR spectroscopy, and chiral HPLC). 1

b Isolated after column chromatography. c In brackets the result obtained 2

with (S)-Binap-AgClO4 complex. d Determined by chiral HPLC of the 3

crude product. Identical ee was determined after purification of 58. e 4

Reaction performed with (R)-Binap-AgSbF6. f Pure crude yields. 5

6

Table 7 Enantioselective 1,3-DC of iminoesters 35 (R2 = Me) and 7

maleimides promoted by dimeric catalytic gold(I)-complex 60. 8

Entry R1 R2 R3 R4 Base Yield (%)a,b,c ee (%)c,d

1 H Me Ph Me ___ 90 (90) 99 (99)

2 H Me Phe Me ___ 90 (90) 99 (99)

3 H Me Ph Et ___ 99 (99) 99 (99)

4 H Me Ph Et DIPEA 80 (81) 70 (99)

5 H Me Ph Ph ___ 81 (81) 80 (rac)

6 H Me Ph Ph DIPEA 89 (89) 64 (rac)

7 H Me 2-Naphthyl Ph ___ 82 (86) 99 (45)

8 H Me 2-MeC6H4 Me ___ 90 (86) 99 (50)

9 H Me 2-ClC6H4 Me ___ 80 (80) 88 (60)

10 H Me 4-(MeO)C6H4 Me ___ 88 (88) 99 (99)

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11 Ph Me Ph Me ___ 78 (95) 99 (65) a The endo:exo ratio was always >98:2 (1H NMR spectroscopy, and chiral 1

HPLC). b Isolated after flash chromatography. c In brackets the result 2

obtained previously with (S)-Binap-AgTFA complex. d Determined by 3

chiral HPLC of the crude product. Identical ee was determined after 4

purification. e Reaction performed with (R)-Binap. 5

6

Table 8 Enantioselective 1,3-DC of iminoesters 35 (R2 = Me) and 7

disulfone 57 promoted by dimeric catalytic gold(I)-complex 60. 8

Entry R1 R2 R3 Base Yield (%)a,b,c ee (%)c,d

1 H Me Ph DIPEA 81 80 (86)

2 H Me Ph ___ 74 99 (96)

3 H Me 2-Naphthyl DIPEA 91 90 (64)

4 H Me 2-Naphthyl ___ <40 rac (rac)

5 H Me 2-(MeO)C6H4 DIPEA 80 30 (20)

6 H Me 2-(MeO)C6H4___ <40 40 (20)

7 H Me 3-Pyridyl DIPEA 73 96 (92)

8 H Me 3-Pyridyl ___ 73 96 (96)

9 H Me 4-MeC6H4 DIPEA 91 88 (96)

10 H Me 4-MeC6H4 ___ 67 99 (92)

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a The endo:exo ratio was always >98:2 (1H NMR spectroscopy, and chiral 1

HPLC). b Isolated after flash chromatography. c In brackets the result 2

obtained previously with (S)-Binap-AgTFA complex. d Determined by 3

chiral HPLC of the crude product. Identical ee was determined after 4

purification. 5

6 7

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