environment and energy thematic trust fund annual report-2012
TRANSCRIPT
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ENVIRONMENT AND ENERGY THEMATICTRUST FUND 2012 ANNUAL REPORT
ENVIRONMENT AND ENERGY
United Nations Development Programme
Empowered lives.Resilient nations.
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1ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
TABLE OF CONTENTS
Foreword: Moving Towards Sustainable Development ...................................3
Overview ...................................................................................................................... 4
Rio+20: Commitment to People and the Planet ................................................7
Sustainable Energy for All .....................................................................................11
Managing Chemicals Safely and Sustainably...................................................14
EETTF as Catalyst for Mobilizing Climate Finance ..........................................17
Building Resilience to Climate Risks...................................................................20
In Sum .........................................................................................................................24Financial Overview .................................................................................................. 26
Annex
Annex 1: Results by UNDP Strategic Plan Outcomes/ 2012 Workplan .............28
Annex 2: M atrix o Detailed Repor ted Results ................................................. 33
Annex 3: List o Reerences .................................................................................43
List of Acronyms .......................................................................................................46
Acknowledgements .................................................................................................48
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3ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
FOREWORD: MOVING TOWARDS SUSTAINABLE DEVELOPMENT
In 2012, the United Nations Conerence on Sustainable Development, Rio+20, recognized that an era o transormative
change is upon us. We can no longer continue down a path o unbalanced patterns o consumption and production,
with gaping inequities and the inecient use o scarce natural resources. We cannot hope or human well-being and
irreversible poverty reduction in the midst o environmental degradation and destruction.
The conerence underlined that we must leave the time o treating the economic, social and environmental aspects o
sustainable development as isolated pillars and instead take an integrated approach. When actions to advance economic
and social progress accompany those to protect the environment, developmental gains or all can be sustained.
Both Rio+20 and more recent global discussions on the post-2015 development agenda have armed that sustainable
development is about making links. Environmental protection has ties to employment, education, political participation
and gender equality, or example. Energy production has a proound impact on the environment through greenhouse
gas emissions, and is vital to human development.
Other links include those across the institutions that traditionally and separately work on dierent aspects o sustainable
development, between countries and the global commons, among many public and private partners, and even between
short and long term goals.
UNDP, with its long history o development support in over 170 countries around the world, is taking these connections to
heart in its orthcoming strategic plan, where sustainable development is a primary ocus. The organizations Environment
and Energy Group has stood behind the plans shit to integrated programme areas, and has oten spearheaded new and
integrated approaches as a regular witness to how closely environmental and development issues interact.
The Groups Environment and Energy Thematic Trust Fund (EETTF), the subject o this report, is an existing unding
mechanism that has as its main objectives to bridge diverse issues, work across practices and regions, and be innovative
and catalytic. It deliberately seeks to invest in new approaches and learning. And as an active supporter o programmes in
dierent environmental and geographical areas, it osters collaboration and cross-ertilization, across the global, national
and local levels, rom capacity building to gender inclusion while providing livelihoods or the poor and the vulnerable
through sustainable management o natural resources.
I am pleased to present this report, which this year ocuses on a ew key examples o how the EETTF in 2012 propelled
progress towards sustainable development and the integrated and ocused approach proposed or the next strategic
plan. The achievements build on those reported in previous annual reports o the EETTF and urther support the
implementation o the UNDP Strategic Plan 2008-2013.
The Environment and Energy Group is grateul or the contributions that have been made to the Environment and Energytrust und, and even more so or the clear improvements in human and environmental well-being that stem rom them.
Veerle Vandeweerd
Director, Environment and Energy Group
United Nations Development Programme
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4 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
OVERVIEW
Rio+20 highlighted the urgency o shiting the world towards sustainable development. Only by linking the
social, economic and environmental dimensions o sustainable development can we ensure that we live within
planetary boundaries. Otherwise, we risk reversing decades o hard-won development gains, and depriving
uture generations o ull opportunities to live and thrive.
Reecting this understanding is a 2012 world-wide survey conducted in the ramework o the QCPR which
reported that a vast majority o developing countries see the environment and sustainable development as
the oremost priority or United Nations support.1 UNDP has long been a leading provider o this assistance
and requests or its support only continues to grow. Demands are outstripping available resources. Currently,
we aid 150 countries in linking strategies and implementing programmes that advance both human
development and environmental stewardship. Assistance in this area rose by more than 50 percent between
2008 and 2012.
In all countries, sustainable development could not just be an aspiration, but a easible goal. Towards that end,UNDP works to embed the key principles o sustainable development in all levels o development debate and
action, rom the local to the global levels. Within countries, we help develop appropriate institutions, expertise,
plans and policies, and fnancial mechanisms to orward an integrated approach towards sustainability.
The EETTF plays an important role in the quality and responsiveness o UNDP programmes on environment
and energy. It oers relatively ast and exible access to unds or initiatives that are innovative and/or promise
to catalyse ar-reaching changes. Small, careully chosen investments can generate big impacts, as shown in
this report. Because o the EETTF, dierent areas o UNDP work are better aligned and coordinatedcore to
eectively assisting sustainable development.
In 2012 EETTF continued to support the UNDP 2008-2013 Strategic Plan, with our key result areas:mainstreaming environment and energy into development, mobilizing environmental fnance, promoting
adaptation to climate change, and expanding access to environmental and energy services or the poor.
Activities to achieve these goals include policy advice and advocacy, strategic planning, the sharing o new
thinking and knowledge, and the ostering o human and institutional capacities, oten geared towards
helping countries make sound policy and investment choices. In many cases, the und aids in linking national
programmes with global policy processes, both to broaden space or country perspectives on the international
stage, and to encourage national actions consistent with global commitments.
Since 2011, resource constraints have shrunk the scope o EETTF activities. This has been both a concern and
an opportunity to defne a more strategic ocus. There has been a shit towards innovative programme areas
that work across sectors (environment, resilience, capacity building, poverty reduction, governance) and are
most in demand by countries, namely climate change and the mainstreaming o environment and energy in
development plans and actions.
1 Report o the Secretary-general on the Quadrennial Comprehensive Policy Review o Operational Activities or
Development o the United Nations System. The survey carried out to prepare the report involved 111 developing
countries.
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5ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
OVERVIEW
Funds have been targeted to activities with a greater chance o impact and successul replication. Policy
advocacy oers the possibility or setting agendas that inuence a wide array o actions, moving beyond the
project-by-project approach. Capacity development allows change to take root and continue over the long
term. Bringing people rom dierent countries together helps them learn rom each other to solve common
problems. Partnerships result in closer coordination and collaboration, and by pooling unds, activities and
accomplishments can be scaled up and replicated.
This report presents fve stories highlighting some EETTF-supported activities in 2012. A ull list o results
supported by the EETTF appears in the annex as well as the progress against the 2012 indicators and targets.
The main text ocuses on how the und, or example, made meaningul contributions to Rio+20, suchas through a massive global dialogue and the creation o a platorm to register conerence commitments
or sustainable developmentboth activities were the frst o their type. Other resources went towards
supporting the launch o the UN Secretary-Generals Sustainable Energy or All initiative and the initiation
o related national plans. While the Mainstreaming o Sound Management o Chemicals programme came
to a close in 2012, as part o a drive or more targeted EETTF support, it has aided 12 nations to signifcantly
improve oversight in this area.
Santona Begum harvests okra in Gaibanda, Bangladesh. IFAD/ GMB Akash
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OVERVIEW
A growing number o countries are equipped to access fnancing so they can better aord the huge costs
o mitigating and adapting to climate change. Five countries are piloting the innovative Climate Public
Expenditure and Institutional Review developed in part with und resources; or the frst time, it allows an
assessment o spending on climate change against national development objectives. Local governments
in several countries have explored new strategies or climate risk assessments, vulnerability mapping and
planning to increase resilience.
The EETTF continues to back knowledge products that are oten unique resources, such as a toolkit on green
growth requested by the G20, and the frst guidebook on environmental fnancing tools. Support in 2012 went to
some o the frst regional dialogues around the emerging loss and damage agenda in the area o climate change.
All EETTF activities in the end speak to the heart o the UNDP visionto help countries reduce poverty
and exclusion through sustainable development. Moving orward, the und will continue to make essential
contributions, strategically leveraging investments that, step by step, help uel the transormative changes
that a sustainable uture requires.
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7ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
RIO+20: COMMITMENT TO PEOPLE AND THE PLANET
It was a landmark global gathering. In June 2012, nearly 50,000 people attended Rio+20, the UN Conerence
on Sustainable Development. One o the largest UN conerences ever held, it galvanized global consensus
that sustainable development is the only viable path orward, linking economic and social development with
environmental protection. The President o Brazil summarized the challenge ahead in her closing speech:
Rio+20 had been a crucial step on a long path o transormative changes that should lead to more sustainable
and inclusive societies and economies.
Indeed, prevailing unsustainable consumption and production patterns have come at a heavy cost or people
and the planet, damaging natural resources vital to economic and social development, and deepening
exclusion and inequities among peoples. In UNDPs global advocacy and support or individual countries, we
advocate policies and programmes that move away rom trade-os and towards triple winsor economies,
societies and the environment.
Rio+20 was a major opportunity to deepen agreement and stimulate actions on sustainable development. EETTFunds helped catalyze UNDPs contributions beore, during and ater the conerence and as such the contribution
o the EETTF to Rio+20 is a good example o how the und supports the linking o global and local policy setting
and action taking; the initiation o innovative approaches and partnerships; and the integration o the three
strands o sustainable development in the work o UNDP and other partners at national and international levels.
Reaching out to the world
To prepare or Rio+20, EETTF assistance backed a UNDP partnership with the United Nations Department
o Economic and Social Aairs. It brought together a cross-section o people in 72 countries in national
dialogues to defne priorities in the negotiations o the Rio+20 Outcome Document and beyond. Over 60
countries submitted national reports that synthesized lessons learned and priorities or the road ahead. Keypriorities included bridging the agendas o sustainable development and the Millennium Development Goals
(MDGs), meaningully engaging people in development decisions that aect them, and moving rom rhetoric
to integrated action -issues reected in the fnal conerence agreement.
Among the 11 countries supported directly by the EETTF, or example, Nigeria ormed a national Rio+20
committee to assist the Government in taking stock o past sustainable development planning as well as
opportunities going orward. Findings were debated in all 36 states,
with widespread media coverage. The President o Nigeria endorsed
the fnal national Rio+20 report. It is now being used to defne how the
country can incorporate conerence agreements in its own development
planning. The national report o the Philippines drew on an assessment
o strategies and institutions needed or sustainable development, and
inputs rom national and local government, the private sector, academic
institutions, the media and civil society.
The EETTF also contributed to an innovative series o online Sustainable Development Dialogues designed
to engage citizens rom around the world, and recommended by participants or replication in uture global
UNDP assistance in the area o
environment and sustainable
development rose by more than
50 percent between 2008 and
2012.
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RIO+20: COMMITMENT TO PEOPLE AND THE PLANET
conerences. More than 10,000 people rom over 180 countries took part
and posted recommendations or sustainable development. The most
requent ideas were put to a vote, with over 1.3 million votes cast on top
priorities. At Rio+20, civil society panels continued the discussion, helping
to shape 30 recommendations submitted directly to the more than 100
heads o state or government in attendance.
The proposals included linking tax reorms to environmental protection and
benefts or the poor, eliminating ossil uel subsidies, restoring degraded lands
and securing water supplies. I want to make a dierence in the decision-making process. I eel that it was important
to stand up and put my ideas orward, and that people rom other places could hear them, said Cristiane Galvo, a
journalist at a panel on sustainable energy.
The ormat o the Rio dialogues is now extensively used in soliciting inputs rom all over the world in defning
the post-2015 development agenda, and will be a back bone o the work o the Rio+ Center, established in
Brazil in ollow up to the Rio+20 conerence.
Stimulating knowledge and innovation
During the conerence, EETTF unds helped UNDP sponsor several events on issues key to the negotiations.
For example, Thought Leadership on Beyond GDP presented conceptual groundwork or a uture sustainable
human development index, building on UNDPs two decades o widely renowned work on measuring
development progress the Human Development Index (HDI). The discussions on an expanded HDI responded
to a requent call at the conerence to fnd new measurements actoring in the costs o environmental
degradation into human development.
Other events engaged conerence participants in discussions on the green economy, and integrated poverty
reduction and environmental policies. A session on commodity platorms, where public and private partners
could help scale up sustainable agricultural production, engaged government representatives and leading
corporations such as Krat, Johnson & Johnson and IKEA. The EETTF supported the Green Commodities
Programme to mobilize unds or individual countries.
A special Rio+20 celebration o the 2012 Equator Prize winners attracted over 1,700 people, including
luminaries such as Richard Branson and Muhammad Yunus. The awards, sponsored by UNDP in part through
EETTF unding, recognize outstanding local eorts to advance sustainable development. Over the past
decade, 152 organizations have received the awards. The EETTF also assisted a workshop or winners to share
experiences and learn successul practices rom each other.
By the time the Rio+20 conerence closed, it had mobilized $513 billion in voluntary commitments to actions onenergy, transport, the green economy, disaster reduction, desertifcation, water, orests and agriculture. Governments,
businesses, civil society groups, universities and others each agreed to play their parts in ensuring that development
serves people and respects the environment, now and in the uture. EETTF unds spearheaded the creation o
a platorm to register the commitments, nearly 740 in all. Another Rio+20 innovation, the platorm encourages
transparency and accountability by allowing anyone to go online and see what has been promised. UN DESA is
now ollowing up on the commitments and proposing a regular reporting structure.
Over 10,000 people rom
more than 180 countries
participated in an innovative
series o online Sustainable
Development Dialogues. Over
1.3 million votes were cast ontop priorities.
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9ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
RIO+20: COMMITMENT TO THE PEOPLE AND THE PLANET
Towards better UN coordination
EETTF unds have encouraged closer coordination inside UNDP, bringing together experts rom poverty
reduction, democratic governance, capacity development and other areas integral to sustainable
development. This cross-practice approach strengthened UNDP substantive support or Rio+20-related
country preparations. It also helped encourage the adoption o sustainable development as a rame
o reerence or the 2014-2017 UNDP Strategic Plan, with a series o objectives that build on links among
traditional economic, social and environmental areas o assistance.
Within the UN system, UNDP has, together with UN DESA and UNEP, a leading role in coordinating actions to
support sustainable development and implement Rio+20 commitments. EETTF unds have contributed to new
guidance by the United Nations Development Group (UNDG) on how UN country teams can assist national
sustainable development initiatives. UNDG Rio+20 ollow-up includes establishing additional guidelines so that
sustainable development considerations systematically eature in country-level UN development assistance
rameworks.
With EETTF unds, UNDP has provided expert inputs to the UN Secretary-Generals post-Rio+20 reports on
technology transer mechanisms, and on mainstreaming sustainable development in the UN system. The latterincludes a roadmap or accelerating integration o sustainable development across UN activities.
At the same time, UNDP and UNEP concluded a typology study that reviewed ongoing collaboration and
resulted in principles to better coordinate and implement joint programmes in countries.
Increasingly, UNDP has sought to walk the talk on sustainable development. By 2012, 103 o our country
oces had adopted corporate social and environmental quality standards issued in late 2011. These are now
mandatory or screening all projects o more than $500,000. With EETTF assistance, compliance review and
2012 Equator Prize winners with their awards. UNDP
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RIO+20: COMMITMENT TO THE PEOPLE AND THE PLANET
dispute resolution processes are being put in place to respond to any claims by people aected by projects
where saeguards have not been upheld.
We have also championed the UN-wide Greening the Blue initiative, ocused on reducing and osetting
greenhouse gas emissions. The UNs participation at Rio+20, or instance, was carbon neutral. In 2012, UNDP
headquarters became carbon neutral or the frst time through a 34 percent reduction in emissions over 2008,
and the purchase o emissions reduction credits that support sustainable development and the MDGs. Aull-time greening specialist position was established to absorb work previously fnanced by the EETTF, and
an environmental management system is under development. It is expected to ully institutionalize green
practices, rom travel to procurement to building management.
Box: A G20 Request for Green Growth Tools
In 2012, as Rio+20 preparations intensifed, the Group o 20 (G20) Development Working Group
requested the Arican Development Bank, Organisation or Economic Co-operation and Development,
United Nations and the World Bank to develop the Toolkit o Policy Options to Support InclusiveGreen Growth. EETTF unds assisted coordination o inputs rom experts at diverse UN organizations,
reecting the broad scope o the issues at stake.
The toolkit targets low-income countries in particular. It provides policy options to develop inclusive
green growth, and oers tools to address potential challenges. Most o the tools, such as environmental
fscal reorm to create incentives spurring sustainable development investments, and social protection
instruments, are well known. But or the frst time, the toolkit brings them together and assesses their
economic, social and environmental implications. Policy makers can use it to exibly tailor inclusive
green growth plans and budgets to diverse national contexts.
Published online, the toolkit is a living document that will be regularly updated as new ideas andexperiences emerge (see annex 3).
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11ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
SUSTAINABLE ENERGY FOR ALL
Energy powers human development, rom lighting schools and businesses to heating homes. But gaping
defcits in access remain around the world, trapping people in poverty. Nearly one in fve people have no access
to modern energy services. Three billion burn wood, coal, charcoal, or animal waste or cooking and heating.
The UN Secretary-Generals global Sustainable Energy or All (SE4ALL) initiative is mobilizing diverse
stakeholders groups and eorts to achieve universal access, as well as a doubling o energy eciency and
renewable energy use rom 2012 to 2030. At Rio+20, businesses, governments and international organizations
pledged over $300 billion to extend sustainable energy services, particularly to people living in poverty.
UNDP has years o experience in working with countries to extend sustainable energy services to the poor,
and is an active partner in SE4ALL, including through EETTF support. We have led the recent development o a
bottom-up strategy that ocuses frst and oremost on reaching poor urban and rural communities, and makes
direct connections between energy access and reducing poverty, obtaining gender equality and achieving
international development goals.
Focusing on energy access for rural and poor populations
In 2012, the UN Resident Coordinator system, led by UNDP to coordinate UN country assistance, orchestrated
a series o discussions with national partners around sustainable energy priorities and goals. EETTF resources
backed the provision o experts to help guide the discussions. By Rio+20, political momentum had begun to
build, and 55 countries committed to new national plans and actions linked to SE4ALL goals. Thirty had embarked
on rapid assessments and gap analysis as a baseline or new policies and programmes. UNDP with unds rom
the EETTF ensured that major emphasis was given to the poor and vulnerable, o the grid, rural populations.
2012 was the International Year or Sustainable Energy or All. EETTF unds helped UNDP raise awarenessand leverage action. All UNDP country oces received targeted advocacy materials. At Rio+20, a special
event, Energy Day, highlighted the International Year and presented what some countries are already doing
to implement SE4ALL. It underscored the message that SE4ALLs goals are easible with the right political
support, resources and capacities.
Just beore Rio+20, ministers and senior policy-makers rom Arica, the Caribbean and the Indian Ocean met in
Barbados at the high-level Achieving Sustainable Energy or All in Small Island Developing States Conerence.
In conjunction with the meeting, EETTF unds helped draw in national coordinators o the SIDS DOCK
programme, including government technical experts on energy and public utilities. SIDS DOCK is a sustainable
energy initiative o the Alliance o Small Island States supported by a UNDP-World Bank partnership.
Conerence discussions ended with agreement on the Barbados Declaration, which calls or universal access
to modern and aordable renewable energy services, while protecting the environment, ending poverty and
creating new opportunities or economic growth. In an annex, 20 countries collectively agreed to specifc targets
on renewable energy, eciency, access and low-carbon development. The Maldives, or example, committed
to carbon neutrality in the energy sector by 2020, and the Marshall Islands to the electrifcation o all urban
households and 95 percent o rural outer atoll households by 2015. The Seychelles aims to produce 15 percent
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SUSTAINABLE ENEGY FOR ALL
o its energy supplies rom renewable energy by 2030. Barbados promised to increase its renewable energyshare to 29 percent o total use. By 2029 we expect that total electricity costs would have been cut by US$283.5
million and CO2 emissions would have been reduced by 4.5 million tons, said Prime Minister Freundel Stuart.
We also envisage an overall 22 percent reduction in projected electricity consumption based on the use o
energy eciency measures.
National action
The EETTF contributed to pooled UNDP unds backing the ormulation o national SE4ALL action plans, with
16 in place by the end o 2012, along with 20 gap assessments.
Ghana has been an early champion o the initiative, and one o the frst to develop a plan, with UNDP assistancein bringing together representatives rom government, business and civil society to shape it. The plan ocuses
on increasing renewable energy capacity and extending reliable energy services to all citizens. Priorities include
promoting the use o liquefed petroleum gas, a cleaner uel than the frewood and charcoal typically used or
cooking in poorer households, where indoor smoke raises risks o illness and death. As a urther measure, the
Ghanian Parliament recently passed the Renewable Energy Act providing a legal and regulatory ramework or
advancing towards a national goal o renewables constituting 10 percent o total energy use.
Maria Namongo rom Karamoja in north east Uganda can do her homework at night thanks to a solar light. Trocaire
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13ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
SUSTAINABLE ENEGY FOR ALL
Support or SE4ALL is growing and the institutional mechanisms are being put in place to manage this
global and ambitious programme, to which many partners are envisaged to contribute. This is intended to
bring about a transormation in the national energy mix and make sustainable energy access or all a reality.
UNDP has been a key advocate to ensure the SE4ALL initiative remains ocused on the poor and vulnerable,
including the women who live on one dollar a day. While this bottom-up approach is now part o the global
business plan, continued eorts will be needed so that SE4ALL does
take into consideration the o-the-grid customers that are too poor topay and to take part in national electrifcation and other commercial
activities. Continued support rom the EETTF will thereore be needed
till SE4ALL has mobilized the partnerships and resources to be sel
sustained.
UNDP supported the ormulationo national SE4ALL action plans,
with 16 in place by the end o 2012,
along with 20 gap assessments.
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14 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
MANAGING CHEMICALS SAFELY AND SUSTAINABLY
Chemicals fltering into air, water and soil threaten human lives and the environment. There has been
international recognition that sound chemicals management is essential to avoid harm and needs to be
squarely situated in national development plans. This ensures that sucient attention is paid to the sound
management o chemicals, and encourages alignment to diverse elements o development aected by
chemicals, rom poverty to health, jobs to gender equality.
Through a UNDP-UNEP partnership, backed partly by EETTF unding, the Mainstreaming o Sound Management
o Chemicals programme has helped 12 countries around the world pursue more eective oversight o the
production, use and disposal o these substances. Some cumulative results since the programme began in
2008 are reported here. In 2013, the programme came to a successul close, with support phased out due to
resource constraints, and the EETTFs drive to sharpen strategic priorities.
Mainstreaming sound chemical management in national policies and action plans.
Besides integration in national development planning, sound management o chemicals requires cultivating
enduring national management capacities, and encouraging the participation o environmental agencies and
NGOs. The programme was active on all o these ronts. It worked with participating countries on a methodical
process that started with a detailed diagnostic assessment, and moved through an economic valuation o
agreed priorities to the incorporation o appropriate responses in national plans and budgets. The process
made clear links between sound chemicals management and sustainable development, and underlined that
the cost o doing business as usual can ar exceed investments in reducing improper chemical use.
Kyrgyzstan, or example, suered rom various types o chemical pollution, including rom agricultural
pesticides. In 1991, agricultural reorms split 500 state arms into 334,000 smaller enterprises, and loosened
systems or pesticide control and accounting. As a result, two large open and unguarded disposal sites arelittered with nearly 2,000 tons o obsolete pesticides, mostly persistent organic pollutants or POPs. There are
ew options or proper disposal.
The programme helped the State Agency on Environmental Protection and Forestry, the ministries o health,
agriculture, fnance, economic regulation and emergency situations, and a national NGO come together to
develop a drat national roadmap or better chemicals management. A cost-beneft analysis o priorities led to
selected recommendations or amending the drat national plan on transitioning to sustainable development.
It includes measures to introduce organic arming, saeguard against chemical disasters, initiate disposal o
obsolete pesticides and adopt the global system or labeling and certifcation.
Kyrgyzstan also conducted its frst assessment o links between the environment and healthno previous
national studies had been done on this issue. New regulations have been drated to strengthen coordination
across diverse government entities with roles in chemicals management, and to streamline and coordinate
actions to comply with international agreements, such as the Stockholm, Rotterdam and Basel conventions
governing various hazardous chemicals and wastes.
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15ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
MANAGING CHE MICALS SAFE LY AND SUSTAINABLY
Cambodia sought to improve its chemicals management given concerns such as the large number o
unregistered companies supplying agrochemicals and a high proportion o illegally imported pesticides.
Fertilizer runo posed serious threats to clean water, even as improved access to water is a cornerstone o the
national poverty alleviation strategy.
The programme worked with national authorities to integrate chemicals management across the current
national development plan. It now has provisions guiding the use o organic and inorganic chemicals in rice
and vegetable production, environmentally riendly hazardous waste management, and public education
campaigns on the dangers o hazardous wastes rom production to disposal. The Ministry o the Environment
in 2012 drated comprehensive legislation that would go a step urther by tightening regulations on chemicals
registration and use, and emergency responses, among other measures.
A foundation for national planning
Liberia is at an earlier stage o sounder chemicals management, having just fnished its frst national situation
report. It aces issues with unsound storage and disposal o agricultural, industrial and mining-related
chemicals, as well as leakage linked to the storage o gas and oil.
Rice armers in Cambodia. Anna Photography
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16 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
MANAGING CHE MICALS SAFE LY AND SUSTAINABLY
Under the aegis o the national Environmental Protection Agency, and with support rom the programme, a variety
o dierent government agencies in late 2012 came together with representatives rom the private sector and the
United Nations Country Team. They discussed issues diagnosed in the report and agreed on national priorities, such
as to develop a harmonized system or labeling chemicals, improve training on chemicals management, adopt and
enorce strengthened legislation, and cultivate partnerships with businesses.
A roadmap was developed showing specifc steps that Liberia will take over the next our years to integratechemicals management in the existing poverty reduction strategy and plans or dierent sectors. It lays a
oundation or making sure chemicals management eatures widely across the next poverty reduction
strategy, slated to begin in 2017.
Taking gender on board
UNDP has led eorts to highlight the importance o actoring gender issues into
chemicals management. Due to the dierent ways that men and women oten live
and work, exposure to toxic chemicals can vary; eective and air management
must take this on board. In 2012, EETTF unds helped ensure that an updated
version o UNDPs Gender and Chemicals publication was widely disseminatedat international meetings, including negotiations to prepare a globally binding
instrument on mercury, and the third session o the International Conerence on
Chemicals Management.
Promoting integrated approaches
The chemicals programme showed that UNDP is uniquely placed to help countries incorporate environmental
concerns that impact on the lives o the poor into their national planning strategies, policies and action plans.
Oten this starts with a phase gathering evidence o the social and environmental cost o unsound chemicals. As
the examples above show, this is then ollowed by extensive stakeholders consultations, raising the awareness
on the issue and its possible solutions with all those that are involved in the lie cycle o chemical management.
Lastly, UNDP then helps its government counterparts to take the necessary action to address the environment
related issue and make the link with poverty reduction. UNDPs long standing cooperation with all ministries
rom planning to fnance and environment is instrumental to achieve
these results. This approach is commonly used by UNDP throughout the
many areas in which it supports governments at national and local level
to mainstream environmental concerns that impact on the lives and
livelihoods o the poor men and women into governmental decision
and policy making.
12 countries around the world
pursue more eective oversight o
the production, use and disposal
o chemicals with EETTF support.
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17ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
EETTF AS CATALYST FOR MOBILIZING CLIMATE FINANCE
From changes in energy supplies to protections against natural threats, mitigating and adapting to climate
change will be enormously expensive, requiring an inux o public and private resources. Developed countries
have pledged to mobilize $100 billion in climate fnancing a year by 2020, channeled through a variety o
mechanisms.
Based on national demand, and with EETTF resources as a catalyst, UNDP has become a leading source o support
or countries readying themselves to obtain and manage international fnancing, and take integrated climate
change action that also address the concerns o the poor. One aspect is to strengthen countries capacities or
direct access, while at the same time continue to beneft rom operating through international intermediaries.
This encompasses establishing accountable institutions, designing programmes eligible or unding, assisting
in implementing them and tracking and reporting their progress. Building these capacities at the country level
requires time and eort, but without that accountable, transparent and verifable use o international resources
and concomitant reductions o greenhouse gas (GHG) emissions will be dicult to document. Our emphasis is
also on achieving multiple and mutually reinorcing development benefts, including poverty reduction, andaccess to jobs and clean energy.
Investing in cleaner development
In Latin America, the EETTF helps und the Carbon 2012 programme - a collaboration between UNDP and the
UNEP Ris Centre. Through this programme, seven countries have secured signifcant fnancing rom sources
such as the Clean Development Mechanism (CDM), the Adaptation Fund and the Global Environment Facility
(GEF). This demonstrates the catalytic eect the EETTF can have in mobilizing resources. Since Carbon 2012
began in 2008, countries engaging with it have demonstrated a marked increase in the number o ormally
registered CDM projects, or example. Honduras has increased its projects rom 14 to 22, Peru rom 12 to 30,
and Uruguay rom 3 to 8.
In Honduras, Carbon 2012 aided an assessment o the potential or
biogas projects in dierent sectors, such as coee, sugar cane, palm
oil and livestock production. The study was widely distributed, raising
awareness that cutting emissions can be fnancially attractive, on
top o the environmental and social benefts. The notion caught the
attention o managers o the Hondupalma palm oil mill. Comprising
30 armer collectives, the mill is located in the Yoro region, where it
is one o the primary sources o economic activity and has been a
heavy emitter. With Carbon 2012 support, the mill developed and successully registered a CDM project thatreceived fnancing or biodigesters and a biogas recovery system that generate electricity and heat used
or producing oil. For seven years, starting in 2012, the project is expected to cut emissionsboth rom the
cleaner wastewater treatment and lower use o ossil uels or energyby nearly 241,000 tons.
In El Salvador, a new CDM-registered project sponsors the replacement o inecient rural cook stoves
that, on top o contributing to indoor air pollution, have contributed to make the country one o the most
The EETTF backed Carbon 2012
project has catalyzed nancing
rom other sources. Since 2008,
Honduras, Peru and Uruguay
have exhibited a marked increase
in the number o CDM projects.
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18 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
EETT F AS CATALYST FOR MOBILIZIN G CLIMATE FINANCE
deorested in Latin America. The newly developed Turbococina cook stove reduces wood consumption
by 90 percent and emissions nearly to zero. UNDP helped bring together the stove manuacturer and the
Ministry o Education or an initial pilot o the stoves in 300 schools. A second phase o the project includes
plans or distribution to 100,000 poor rural households. Through SEA4ALL this programme is now linked with
the work o the Global Alliance or Clean Cookstoves.
Carbon 2012 supported Peru in convening a cross-section o national ocials to develop a set o nationallyappropriate mitigation actions, or NAMAs, on energy, part o reaching a voluntary emissions reduction target.
Additional assistance acilitated a proposal to the GEF that approved its frst-ever project to implement
NAMAs, providing $5 million or Peru to jumpstart the process.
Sharing strategies that work
Because Carbon 2012 is a regional project, it has been ideally positioned to bring countries together to
learn rom each other about climate-related fnancing. This includes collaboration between Uruguay and El
Salvador to share experiences o accreditation to support El Salvadors application or direct access to the
Adaptation Fund.
To allow regular intra-regional exchanges around carbon fnancing, a partnership between Carbon 2012, the
Inter-American Development Bank and the World Bank has established the Finanzas Carbono web platorm. A
new Low Emission Development Strategy Community o Practice, one o many eatures, has already attracted
over 300 members to webinars and online discussions.
Another EETTF-assisted initiative, Integrating Climate Change Risks into Development Planning and
Programming, complemented the Carbon 2012 work by supporting Latin Americas frst regional dialogue on
climate fnance and development eectiveness. Held in Honduras in 2012, the regional dialogue was based
on similar experiences the year beore in Asia and Arica. It pointed to the need or addressing barriers to
eective management o climate fnance.
El Salvador subsequently became the frst country to study these barriers and how to overcome them. Based
on the fndings, it is developing a roadmap or continued institutional development and adaptation o the
national fnancial system, and increased involvement o people beyond the executive branch o government,
including parliamentarians, civil society and the private sector. Colombia, the Dominican Republic and
Honduras are considering this experience in embarking on their own studies.
The EETTF has also backed climate fnance readiness in Arica, through a series o six national and regional
inormation workshops or policy makers, and an assessment o capacity needs in 17 nations. The EETTF-
supported Regional CDM Capacity Development in Arica programme, among other activities, has aided
countries in developing standardized baselines or emissions, a ollow-up recommendation under the UNFramework Convention on Climate Change. In 2012, as the programme entered its fnal year, assistance to the
Arican Carbon Forum was geared towards strengthening its abilities to work with countries on improving
CDM participation.
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19ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
EETT F AS CATALYST FOR MOBILIZIN G CLIMATE FINANCE
A first guidebook on financing tools
In 2012, with EETTF support, UNDP published a new global resource that was the frst o its typethe
International Guidebook o Environmental Finance Tools. It provides a one-stop source o basic inormation
on the most commonly used fnancial tools, along with 100 case studies rom 30 developing countries and
covering 4 sectorsenergy, protected areas, agriculture and orestry. The cases chronicle how fnancing can
be adapted to diverse eorts to protect the environment and advance human
development. Simpler fnancing toolssuch as ees, payments or ecosystem
services and loansare highlighted as commonly used and oten readily
implemented. The evidence documented in the publication makes clear that even
or these simple fnancial tools extensive, and long term, awareness raising and
capacity building is needed. While innovative fnancial mechanisms might be
discussed at the international level, there is still a long way to go to mainstream
basic environment fnancing tools such as taxes and subsidies, ees and permits
into the day to day management o natural resources in most places on earth.
UNDP is in a unique position to bring the evidence rom the ground level to the
attention o international policy makers and vice versa, and to make sure decisions
at the global level are translated in actionable programmes at the local level.
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20 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
BUILDING RESILIENCE TO CLIMATE RISKS
Climate change could devastate development gains, taking a heavy toll on human lives and livelihoods,
and the natural resources upon which all people depend. Increasingly evidence indicates that this is already
happening. Developing countries are particularly vulnerable: The World Bank estimates that they may bear
up to 80 percent o the costs o damages. Arica and South Asia, with already high concentrations o people
in poverty, will be the hardest hit.
UNDP assists countries to devise plans and manage investments aimed at building resilience to climate shits
today while preparing or an uncertain uture. We advocate or balancing climate and development priorities,
in line with sustainable development, and pursuing complementary climate adaptation and emissions
mitigation measures.
Recent innovations related to public expenditure reviews and local risk assessments have stemmed directly
rom EETTF support. The unds involvement with diverse UNDP initiatives helps connect their eorts, ensuring
that they complement each other.
Reviewing where the money should go
Typically, reviews o national spending on climate change look narrowly at unds dedicated to that purpose,
and mainly ocus on international climate fnancing. But since climate change is so interlinked with all aspects
o development, UNDP and UNEP jointly pioneered a new approach, based on the public expenditure reviews
o national budget. Dubbed the Climate Public Expenditure and Institutional Review (CPEIR), it takes a broader
perspective, assessing spending on climate change against national
development objectives. The exercise helps clariy required investments
and actions in dierent sectors. Starting in 2011, fve countries
Bangladesh, Cambodia, Nepal, Samoa and Thailandpiloted the CPEIR,in part with EETTF support.
A country o rivers lying low on the Bay o Bengal, Bangladesh is one
o the nations most vulnerable to climate change. Poor peoplestill a
third o the population despite impressive economic growthsuer most rom cyclones and ooding, and
environmental degradation. Abdul Mazid lives in one ood-prone district and has watched his livelihood
drain away with diminished fsh stocks. Our parents could catch fsh in two or three hours, he says. Now we
need at least three days to get the same amount.
The Government o Bangladesh is strongly committed to dealing with climate change, but the CPEIR approach
was newand welcome. Five ministriesfnance, agriculture, disaster management, water resources and
local governmentand the Planning Commission led the exercise. Concluded in 2012, it ound, against
expectations, that the Government, not international donors, unds most climate expenditures. It also revealed
that the poorest communities in Bangladesh are being landed with a crippling development defcit and need
ar more to adapt to climate change.
Recent innovations related to
public expenditure reviews and
local risk assessments have
stemmed directly rom EETTF
support.
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21ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
BUILDING RESILIENCE TO CLIMATE RISKS
The CPEIR also identifed gaps. The large number o actors involved in climate change work37 central
ministries and 10 donors, along with local governments and NGOsunderscored the need to strengthen
coordination. The lack o specifc reerences to climate change in social protection policies suggested
consideration o how to make links, such as through agricultural subsidies or cash transers to poor amilies
most exposed to climate threats. Based on the CPEIR, fnance ministry ocials are now working to improve
access to climate fnance, boost capacities to absorb scaled-up investment and introduce a climate budget
code that will track expenditures across public budgets.
The CPEIR took place against the broader backdrop o the UNDP-UNEP Poverty-Environment Initiative whichworked in conjunction with the EETTF unded Integrating Climate Change Risks into Development Planning
and Programming (ICCPP) project. The ICCPP project provides direct support to countries on specifc climate
change-related demands rom national stakeholders. In particular, ICCPP has intensifed UNDPs policy
support to national governments, particularly in LDC and low-income countries, to support in the preparations
and engagement in the UNFCCC, the integration o climate change into development planning and policy
processes, the positioning o UNDP as a leading development partner on climate change, the enhancement o
Rasna Begum (27) is crossing the fooded area near her house during the monsoon in Sunamganj, Bangladesh. IFAD/GMB Akash
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22 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
BUILDING RESILIENCE TO CLIMATE RISKS
UNDPs knowledge and evidence-base in the area o climate change policy, and the strengthening o UNDPs
climate change portolio and specifc policy-related needs.
Developing local strategies
Assessing and responding to climate risks is particularly important at the local level, where the brunt o
changes is most acutely elt. In Moldova, EETTF unds have helped UNDP support local risk assessments thatbreak new ground or the country, and have allowed communities to better protect themselves.
Moldova is prone to droughts, landslides, earthquakes and oods. A severe drought in 2007 crippled
agricultural production, causing $1.2 billion in damages in a country that is among the poorest in Europe. The
ollowing year, torrential rains and ooding inicted another $120 million loss. Poor rural areas are particularly
vulnerable. With Moldova currently decentralizing government unctions to the local level, where they can
be more directly responsive to local concerns, UNDP piloted a climate risk project to show how the issue can
become integral to new local planning processes and vital to improved resilience.
The project identifed 20 local communities most vulnerable to climate variability. It worked closely with local
authorities, the Moldova Red Cross Society and local citizens, including members o vulnerable groups, tocarry out risk assessments and ensure multiple issues were reected. Newly aware o the threats they ace,
10 communities then used combined UNDP and local unds or measures to manage them. Hordiste, or
instance, modifed the local riverbed, reconstructed two bridges and strengthened a dam to prevent oods,
which have washed out roads in the past. The village o Otac installed 20 rainwater-collecting reservoirs to
nourish kitchen gardens in times o drought.
These experiences convinced people in the communities that even though a national adaptation strategy is in
process, they wanted more immediate local progress. By the end o 2012, the project had taken an additional
step by piloting three approaches to systematically integrating climate risk reduction in local planning and
services, a frst or Moldova. The experiences provide reerence points or consideration and replication as
communities across the countryand the Europe and the CIS regionseek to adapt to new realities.
The EETTF-assisted programme Down to Earth: Territorial Approaches to Climate Change works with local
governments in several other countries to actor mitigation and adaption into sustainable development
plans. Colombia has been able to create a climate profle o its Cundinamarca region, including data on
climate variations and an inventory o emissions. New guidelines assist local authorities in including climate
adaptation measures in territorial planning. Under the Towards Low-Emission, Climate-Resilient Local
Development programme, Senegal has created regional climate change committees, and initiated a mapping
o vulnerabilities and emissions as part o local planning.
Preparing for loss and damageUNDPs support or countries on enhanced adaptation, risk assessment and management, and recovery
is becoming even more critical in light o the loss and damage deliberations under the UN Framework
Convention on Climate Change. Parties to the convention have recognized the importance o addressing
losses and damages caused by adverse climate eects, that is, the eects that cannot be mitigated against or
adapted to, and which could include compensation or rehabilitation support.
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23ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
BUILDING RESILIENCE TO CLIMATE RISKS
In 2012, the UNFCCC Work Programme on Loss and Damage organized a global workshop on the issue, which
brought together Parties to the UNFCCC and relevant organizations to identiy needs, share experiences, and
agree on ways orward. Similarly, three regional workshops and one workshop or small island developing
states also provided opportunity or regional dialogues on the issue and defnition o approaches to address
the challenge. Through EETTF unding, UNDP participated in all fve events, sharing the broad spectrum o
related work we are engaged in and providing an opportunity to add value to UNFCCC negotiations and
uture action on Loss and Damage.
The work done in 2012 has placed UNDP at the heart o these discussions, and has set the oundation or UNDPs
continued contribution to guiding the discourse and action moving orward. Specifcally, in 2013 the Parties
to the UNFCCC have agreed to establish institutional arrangements, such as an institutional mechanism on
Loss and Damage which will be discussed, negotiated and eventually decided in 2013. As such, by illustrating
the relevant and valuable work UNDP is already doing in the area, and drawing on experiences and lessons
learned, the work in 2012 has provided an important launching point or UNDPs contribution to shaping this
important global agenda.
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24 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
IN SUM
The selection o achievements resulting rom the use o EETTF unds detailed in this report, illustrate how
trust und money, careully used, can indeed contribute to the objectives or which the EETTF was established,
namely to:
strengthen the integration o pro-poor environment and climate issues into national, sector, and sub-
national development plans and budgets to ensure that environment actions beneft the poor;
support national and sub-national governments to prepare sustainable development action plans to
identiy priority measures, and provide guidance on how to design the most appropriate fnancing
schemes and policies to implement them;
support national, local and regional planning bodies to respond eectively to climate change and
promote, low-emission, climate-resilient development;
strengthen the capacity o national and local institutions to manage the environment and expand
environment and energy services, especially to the poor.
A Woman sells mangoes at a roadside market near Kaoloack, Senegal. IFAD/Susan Beccio
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25ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
IN SUM
These achievements demonstrate how relatively little money allows UNDPs Environment and Energy Group to:
be exible, and cover new domains, over and above implementing ongoing unds and programmes such as
the Global Environment Facility, Multilateral Fund or the Implementation o the Montreal Protocol, United
Nations Collaborative Programme on Reducing Emissions rom Deorestation and Forest Degradation
(UN-REDD), Low Emission Capacity Building Programme, Water Governance Programme, etc.
respond to new international developments, such as the launching o SE4ALL or the convening o the
Rio+20 summit;
be innovative and explore new sustainable management venues such as the CPEIR, eective
mainstreaming approaches as well as new ways to involve the public at large in sound environmental
management, such as the Rio dialogues and voluntary commitments;
raise resources to help countries address environmental challenges while reducing poverty, such as
through the Carbon 2012 programme;
manage knowledge and make it widely available such as through the Rio dialogues, the environmental
fnance guidebook, UNDPs Environment and Energy Network and Teamworks spaces; promote an integrated delivery o UNDP development services, across the social, economic and
environmental strands o sustainable development.
We are confdent that, with the help o donors, we can continue this innovative and catalytic path throughout
the period o the next Strategic Plan: 2014-2017.
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26 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
FINANCIAL OVERVIEW
The EETTF receives both non-earmarked and earmarked contributions, directed towards specifc programmes
and projects. Non-earmarked contributions allow or greater exibility to respond to emerging demands and
are crucial or UNDPs capacity to address country level requests and new challenges related to sustainable
development; however, these unds have been decreasing since 2010, aecting the capacity o EEG to
contribute to innovative, catalytic and strategic initiatives.
Income in 2012
In 2012, the EE TTF received non-earmarked contributions amounting to US$ 2.51 million, rom Norway and
Luxembourg. Total earmarked contributions amounted to US$ 9.56 million. The government o Germany was
the largest donor o earmarked unds, contributing US$ 6.49 million or the project Low Emission Capacity
Building Programme and US$ 2.99 million to UNDPs multi-donor Global Biodiversity Finance Initiative,
Building Transormative Policy and Finance Frameworks to Increase Investment in Biodiversity Management.
The opening balance o the earmarked unds includes major contributions received rom Denmark in 2011 orthe SIDS Dock Initiative, unds rom Spain related to climate change programmes, as well as unds rom Finland
or Rio+20 and contributions rom local governments or the TACC programme. The tables below show detailed
inormation on Income or 2012. Expenditure fgures are low as unds were received by the end o 2012 or multi-
year programmes that are expected to continue until 2015.
INCOME AND EXPENDITURE IN 2012 (NON-EARMARKED)
Year Donor Income ($) Balance ($)
2012 Adjusted Opening Balance* 4,871,952.85
2012 Income
Government o Norway 1,650,165.02
Government o Luxembourg 863,213.81
Total Income 2,513,378.83
2012 Available Resources 7,385,331.68
2012 Expenditures 2,525,588.81
2012 Closing Balance 4,859,742.87
*Note: Includes Adjustments or MDG Carbon Project 2009-2012
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27ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
FINANCIAL OVERVIEW
Income and Expenditure in 2012 (Earmarked)Year Donor Income ($) Balance ($)
2012 Adjusted Opening Balance 9,433,309.28
2012 Income
(TACC) UK Department orInternational Development
80,775.44
(Low Emission Capacity Bldg) Government o Germany 6,493,506.49
(BIOFIN EC BD Policy
& Financing)
Government o Germany 2,987,012.99
Total Income 9,561,294.92
2012 Available Resources 18,994,604.20
2012 Expenditures 1,883,022.88
2012 Closing Balance 17,111,581.32
In 2012, the EE TTF disbursed US$ 4.4 million through a variety o programmes and projects. The table
below shows expenditures by key result area.
Expenditure in 2012 by key results areaThematic Area Expenditures in 2012 (US$)
Mainstreaming Environment and Energy 945,696
Mobilizing Environmental Finance 607,986
Promoting Adaptation to Climate Change 2,332,002Expanding Access to Environmental & Energy Services or the poor 523,786
Total 4,409,469
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30 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
ANNEX 1: R ESULTS BY UNDP S TRATEGIC PLAN OU TCOMES/ 2012 WORKPLAN
EnvironmentandEnergy
GlobalProgramme
Outcomes
E
xpectedOutputs
Indicator
s
Results
Increasein#oprojects
supportedcomparedwith
previou
syear(includingSGP).
N/A
UNDPSTRATEGICPLANOU
TCOME4.3.
Nationalandlocalgove
rnmentsandcommunitieshavethe
capacitiestoadapttoclimatechang
eandmake
inclusiveandsustainableenv
ironment&energydecisionsbene
ttinginparticularunder-servedpopulations
OUTCOME62:
Nationalcapacities
arestrengthenedto
mainstreamclimate
changepoliciesinto
nationaldevelopment
plans
1
.Adviceorpolicy
coherenceand
substantiveinputs
m
adethroughthe
U
NFCCCprocess,other
relatedclimatechange
m
eetings,UNDPregional
andcountryoces
n
etworks.
#opos
itivecomments
receivedromgovernments
andCountryOcesregarding
UNDPc
ontributionsand
capacitybuildinginthe
UNFCCCandotherclimate
related
meetings.
50positivecommentsreceived
#obriengsonUNFCCC
sessionsandrelated
process
es.
8(Bonnintersessional,Bangkokintersessional&D
ohaCOP,
AdaptationCommittee,T
ECcommittee,Loss&Damagemeeting)
#opolicy,advocacyand
training
productsprepared
anddisseminated.
ReadinessorClimateFinance
Eective
ClimateFinance
ClimateFinanceReadinesstraining
NationalClimateFundsLessonsLearned
CPEIRmethodologyNote
BackgroundPaperonCOP18
2
.Supportto
g
overnmentsor
(nance,R
EDD,
Technology,
A
daptation)readiness
in
therameworko
lo
wemission,c
limate
resilientdevelopment
strategies.
#ocou
ntriestrainedon
establis
hingNationalor
Sectora
lClimateFundsand
usingcapacitydiagnostic
toolor
identiyingNational
Implem
entingEntitiesor
directa
ccess
33.
17in
Arica,1
5inAsia-Pacic,1in
LatinAm
erica&theCaribbean
#ocou
ntriessupportedto
undertakeInvestmentand
FinancialFlowsassessments
orelem
entsoaclimatescal
ramew
ork
0
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31ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
ANNEX 1: RES ULTS BY UNDP STRATEGIC PLAN OUTCOMES/ 2012 WORKPLAN
EnvironmentandEnergy
GlobalProgramme
Outcomes
E
xpectedOutputs
Indicators
Results
#oneedsidentiedbyCOs
orbetteraddressingclimate
change
issues
N/A
3
.Capacitydevelopment
p
rovidedthroughRSCs
a
ndCOswithaocuson
L
DCsandSIDs.
#opositivecomments
receive
dromLDCCOs
onBoo
tsontheGround
programme
26respo
nsesromthe26participatingcoun
tryoces
#oSID
Swhereenabling
environ
mentimprovedor
renewa
bleenergyandenergy
ecien
cypolicymeasures
andre
orms
8SIDSin
itiatedactionstoimprovetheirenablingenvironment
orrenewableenergyandenvironmentand
energypolicy
measure
sandreormsthroughcountry/regionallevelSIDS
DOCKp
rojects
22SIDS
supportedbyUNDPEEGinmakingvoluntary
commitmentsaimedatpromotingtransorm
ationalactivitiesin
thearea
sorenewableenergy,energyecie
ncy,energyaccess
andlow
carbondevelopmentinthecontext
osustainable
develop
ment
OUTCOME63:
Localcapacitiesare
strengthenedtomanage
theenvironment
andexpandaccess
toenvironmental
andenergyservices,
especiallyorthepoor.
1
.Strengthencommunityvoices
inglobalpolicyprocesses
a
ndinternationaloraand
d
eveloptheinterimSocial
a
ndEnvironmentalCompliance
R
eviewandDisputeResolution
P
rocess
#advocacyandknowledge
produc
tspreparedand
dissem
inatedonlocalaction
orsustainabledevelopment
PolicyBrieonLocalAction
ThePoweroLocalAction:Lessonsrom10Year
sotheEquatorPrize
GEFSmallGrantsProgrammes20Years:Com
munityActionor
theGlob
alEnvironment
Equator
InitiativeCaseStudyDatabase-Adatabaseo152case
studieshighlightingtheachievementsoEquatorPrizewinning
initiativesrom2002-2012
COMPAC
T:EngagingLocalCommunitiesinS
tewardshipo
WorldH
eritage
TheEqu
atorInitiative:APartnershiporResilientCommunities
TheEqu
atorPrizeinAction:ConnectingPolicyandPracticein
Vietnam
#advocacy/communications
events
onlocalactionor
sustain
abledevelopment
UNCSD-Rio+20,CommunityAldeia,EquatorPrizeandseveral
otherev
ents
IUCNW
orldConservationCongress,Comm
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dPlanetPavilion
CBDCOP11inHyderabad,India
40thA
nn
iversaryotheWHConventioninKyoto,Japan
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32 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
ANNEX 1: R ESULTS BY UNDP S TRATEGIC PLAN OU TCOMES/ 2012 WORKPLAN
EnvironmentandEnergy
GlobalProgramme
Outcomes
E
xpectedOutputs
Indicators
Results
UNBriengandRoundtableonthePost-201
5Development
Agenda:AdvancingBiodiversity,Ecosystems
,andCommunity-
BasedA
ction,V
irginia,U
SA
#produ
ctspreparedinsupport
otheimplementationothe
Sociala
ndEnvironmental
ComplianceReviewand
DisputeResolutionProcess
ProposalorEnvironmentalandSocialComplianceReviewand
Dispute
ResolutionProcesses
Guidanc
eNote:UNDPsDisputeResolutionPro
cess
UNDP-W
orldBankGuidanceNoteorREDD+C
ountries:
Establish
ingandStrengtheningGrievanceRes
olutionMechanisms
2
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43ENVIRONMENT A ND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
ANNEX 3: LIST OF REFERENCESNote: Numbers relate to matrix o reported results in Annex 2
1. UNDP-UNDESA support programme to countries on national preparations or Rio+20:
http://sustainabledevelopment.un.org/rio20nationalreports.html
2. Synthesis o National Reports or Rio+20: http://www.undp.org/content/undp/en/home/librarypage/
environment-energy/integrating_environmentintodevelopment/synthesis-o-national-reports-or-
rio-20/
3. Rio Dialogues: http://www.uncsd2012.org/index.php?page=view&nr=596&type=13&menu=23
4. Thought Leadership on Beyond GDP: http://www.undp.org/content/undp/en/home/presscenter/
pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-o-
sustainability.html
5. Equator Initiative event at Rio+20: http://equatorinitiative.org/index.php?option=com_content&view=a
rticle&id=730&Itemid=863
6. Building Tomorrows Markets: http://www.undp.org/content/undp/en/home/presscenter/
pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-
boost-sustainable-agriculture/
7. Rio+20 Voluntary Commitments: http://www.uncsd2012.org/content/documents/790Summary%20
o%20Voluntary%20Commitments%20Registered%20at%20Rio20%20v6.pd
8. A Toolkit o Policy Options to Support Inclusive Green Growth: http://www.g20civil.com/upload/iblock/
e0d/1igg.pd
9. Green Economy in Action: http://www.undp.org/content/undp/en/home/librarypage/environment-
energy/integrating_environmentintodevelopment/green-economy-in-action/
10. Matrix on Sustainable Development: http://sustainabledevelopment.un.org/unsystem.html
11. Task Team on Environmental Sustainability, Climate Change and Rio+20 http://staging.undg.org/index.
cm?P=1050
12. Options or a Technology Facilitation Mechanism: http://sustainabledevelopment.un.org/index.
php?menu=1453
13. UN Secretary-General report on Mainstreaming Sustainable Development in the UN System:
http://post2015.iisd.org/news/un-secretary-general-reports-on-mainstreaming-sustainable-
development-in-un-system/
http://sustainabledevelopment.un.org/rio20nationalreports.htmlhttp://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/synthesis-of-national-reports-for-rio-20/http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/synthesis-of-national-reports-for-rio-20/http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/synthesis-of-national-reports-for-rio-20/http://www.uncsd2012.org/index.php?page=view&nr=596&type=13&menu=23http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-of-sustainability.htmlhttp://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-of-sustainability.htmlhttp://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-of-sustainability.htmlhttp://equatorinitiative.org/index.php?option=com_content&view=article&id=730&Itemid=863http://equatorinitiative.org/index.php?option=com_content&view=article&id=730&Itemid=863http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-boost-sustainable-agriculture/http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-boost-sustainable-agriculture/http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-boost-sustainable-agriculture/http://www.uncsd2012.org/content/documents/790Summary%20of%20Voluntary%20Commitments%20Registered%20at%20Rio20%20v6.pdfhttp://www.uncsd2012.org/content/documents/790Summary%20of%20Voluntary%20Commitments%20Registered%20at%20Rio20%20v6.pdfhttp://www.g20civil.com/upload/iblock/e0d/1igg.pdfhttp://www.g20civil.com/upload/iblock/e0d/1igg.pdfhttp://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/green-economy-in-action/http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/green-economy-in-action/http://sustainabledevelopment.un.org/unsystem.htmlhttp://staging.undg.org/index.cfm?P=1050http://staging.undg.org/index.cfm?P=1050http://sustainabledevelopment.un.org/index.php?menu=1453http://sustainabledevelopment.un.org/index.php?menu=1453http://post2015.iisd.org/news/un-secretary-general-reports-on-mainstreaming-sustainable-development-in-un-system/http://post2015.iisd.org/news/un-secretary-general-reports-on-mainstreaming-sustainable-development-in-un-system/http://post2015.iisd.org/news/un-secretary-general-reports-on-mainstreaming-sustainable-development-in-un-system/http://post2015.iisd.org/news/un-secretary-general-reports-on-mainstreaming-sustainable-development-in-un-system/http://sustainabledevelopment.un.org/index.php?menu=1453http://sustainabledevelopment.un.org/index.php?menu=1453http://staging.undg.org/index.cfm?P=1050http://staging.undg.org/index.cfm?P=1050http://sustainabledevelopment.un.org/unsystem.htmlhttp://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/green-economy-in-action/http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/green-economy-in-action/http://www.g20civil.com/upload/iblock/e0d/1igg.pdfhttp://www.g20civil.com/upload/iblock/e0d/1igg.pdfhttp://www.uncsd2012.org/content/documents/790Summary%20of%20Voluntary%20Commitments%20Registered%20at%20Rio20%20v6.pdfhttp://www.uncsd2012.org/content/documents/790Summary%20of%20Voluntary%20Commitments%20Registered%20at%20Rio20%20v6.pdfhttp://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-boost-sustainable-agriculture/http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-boost-sustainable-agriculture/http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/18/building-tomorrow-s-markets-governments-and-businesses-join-undp-to-boost-sustainable-agriculture/http://equatorinitiative.org/index.php?option=com_content&view=article&id=730&Itemid=863http://equatorinitiative.org/index.php?option=com_content&view=article&id=730&Itemid=863http://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-of-sustainability.htmlhttp://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-of-sustainability.htmlhttp://www.undp.org/content/undp/en/home/presscenter/pressreleases/2012/06/20/oing-beyond-gdp-undp-proposes-human-development-measure-of-sustainability.htmlhttp://www.uncsd2012.org/index.php?page=view&nr=596&type=13&menu=23http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/synthesis-of-national-reports-for-rio-20/http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/synthesis-of-national-reports-for-rio-20/http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/synthesis-of-national-reports-for-rio-20/http://sustainabledevelopment.un.org/rio20nationalreports.html 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44 ENVIRONMENT AND ENERGY THEMATIC TRUST FUND 2012 ANNUAL REPORT
ANNEX 3: LIST OF REFERENCES
14. Discussion Paper: What drives institutions to adopt integrated development approaches? The poverty-
environment nexus and analysis o country evidence rom the Poverty-Environment Initiative:
http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_
environmentintodevelopment/discussion-paper--what-drives-institutions-to-adopt-integrated-d.html
15. UNDPs Gender Equality Strategy: http://www.undp.org/content/dam/aplaws/publication/en/
publications/womens-empowerment/gender-equality-strategy-2008-2011/0601.pd
16. Greening the Blue Initiative:http://www.greeningtheblue.org/resources/climate-neutrality
17. Proposal or Environmental and Social Compliance Review and Dispute Resolution Processes
http://www.unredd.net/index.php?option=com_docman&task=doc_download&gid=6932&Itemid=53
18. Guidance Note: UNDPs Dispute Resolution Process or Country Level Programmes and Operations
http://www.unredd.net/index.php?option=com_docman&task=doc_download&gid=10922&Itemid=53
19. Joint UNDP-World Bank Guidance Note or REDD+ Countries: Establishing and Strengthening GrievanceResolution Mechanisms
http://www.unredd.net/index.php?option=com_docman&task=doc_download&gid=10896&Itemid=53
20. UNDP Guide or Integrating the Sound Management o Chemicals into Development Planning:
http://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-
ee-library/chemicals-management/integrating-sound-management-o-chemicals-into-mdg-based-
development-planning/Integrating%20Sound%20Management%20in%20Chemicals%20Final%20r2.pd
21. UNDP Gender Mainstreaming Guidance Series - Chemicals and Gender: http://www.undp.org/
content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/chemicals-and-gender/2011%20Chemical&Gender.pd
22. Finanzas de Carbono Platorm or Latin America: http://fnanzascarbono.org
23. Climate Change Map: http://undp-ccmap.org/
24. Readiness or Climate Finance: http://www.undp.org/content/dam/undp/library/Environment%20
and%20Energy/Climate%20Strategies/Readiness%20or%20Climate%20Finance_12April2012.pd
25. Mainstreaming Climate Change in National Development Processes and UN Country Programming:
A guide to assist UN Country Teams in integrating climate change risks and opportunities http://
www.undp.org/content/dam/undp/library/Environment%20and%20Energy/Climate%20Change/
Capacity%20Development/UNDP-Guide-Mainstreaming-Climate-Change.pd
26. Multi-Stakeholder Decision-Making: A Guidebook or Establishing a Multi-Stakeholder Decision-Making
Process to Support Green, Low-Emission and Climate-Resilient Development Strategies
http://www.undp.org/content/undp/en/home/librarypage/environment-energy/low_emission_
climateresilientdevelopment/MultiStakeholder.html
http://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/discussion-paper--what-drives-institutions-to-adopt-integrated-d.htmlhttp://www.undp.org/content/undp/en/home/librarypage/environment-energy/integrating_environmentintodevelopment/discussion-paper--what-drives-institutions-to-adopt-integrated-d.htmlhttp://www.undp.org/content/dam/aplaws/publication/en/publications/womens-empowerment/gender-equality-strategy-2008-2011/0601.pdfhttp://www.undp.org/content/dam/aplaws/publication/en/publications/womens-empowerment/gender-equality-strategy-2008-2011/0601.pdfhttp://www.greeningtheblue.org/resources/climate-neutralityhttp://www.unredd.net/index.php?option=com_docman&task=doc_download&gid=6932&Itemid=53http://www.unredd.net/index.php?option=com_docman&task=doc_download&gid=10922&Itemid=53http://www.unredd.net/index.php?option=com_docman&task=doc_download&gid=10896&Itemid=53http://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/integrating-sound-management-of-chemicals-into-mdg-based-development-planning/Integrating%20Sound%20Management%20in%20Chemicals%20Final%20r2.pdfhttp://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/integrating-sound-management-of-chemicals-into-mdg-based-development-planning/Integrating%20Sound%20Management%20in%20Chemicals%20Final%20r2.pdfhttp://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/integrating-sound-management-of-chemicals-into-mdg-based-development-planning/Integrating%20Sound%20Management%20in%20Chemicals%20Final%20r2.pdfhttp://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/chemicals-and-gender/2011%20Chemical&Gender.pdfhttp://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/chemicals-and-gender/2011%20Chemical&Gender.pdfhttp://www.undp.org/content/dam/aplaws/publication/en/publications/environment-energy/www-ee-library/chemicals-management/chemicals-and-gender/2011%20Chemical&Gender.pdfhttp://finanzascarbono.org/http://undp-ccmap.org/http://www.undp.org/content/dam/undp/library/Environment%20and%20Energy/Climate%20Strategies/Readiness%20for%20Climate%20Finance_12April2012.pdfhttp://www.undp.org/content/dam/undp/library/Environment%20and%20Energy/Climate%20Strategies/Readiness%20for%20Climate%20Finance_12April2012.pdfhttp://www.undp.org/content/dam/undp/library/Environment%20and%20Energy/Climate%20Change/Capacity%20Development/UNDP-Guide-Mainstreaming-Climate-Change.pdfhttp://www.undp.org/content/dam/undp/library/Environment%20and%20Energy/Climate%20Change/Capacity%20Development/UNDP-Guide-Mainstreaming-Climate-Change.pdfhttp://www.undp.org/content/dam/undp/library/Environment%20and%20Energy/Climate%20Change/Capacity%20Development/UNDP-Guide-Mainstreaming-Climate-Change.pdfhttp://www.undp.org/content/undp/en/home/librarypage/environment-energy/low_emission_climateresilientdevelopment/MultiStakehold