environmental modulation of the onset of air-breathing of

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ENVIRONMENTAL MODULATION OF THE ONSET OF AIR- BREATHING OF THE SIAMESE FIGHTING FISH AND THE BLUE GOURAMI JOSE FERNANDO MENDEZ SANCHEZ DISSERTATION PREPARED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF NORTH TEXAS DECEMBER 2015 APPROVED: Warren Burggren, Committee Chair Dane Crossley, Committee Member Ed Dzialowski, Committee Member Ione Hunt von Herbing, Committee Member Pamela Padilla, Committee Member Arthur Goven, Chair of the Department of Biological Sciences Costas Tsatsoulis, Acting Dean of the Toulose Graduate School

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Page 1: Environmental modulation of the onset of air-breathing of

ENVIRONMENTAL MODULATION OF THE ONSET OF AIR-

BREATHING OF THE SIAMESE FIGHTING

FISH AND THE BLUE GOURAMI

JOSE FERNANDO MENDEZ SANCHEZ

DISSERTATION PREPARED FOR THE DEGREE OF

DOCTOR OF PHILOSOPHY

UNIVERSITY OF NORTH TEXAS

DECEMBER 2015

APPROVED:

Warren Burggren, Committee Chair

Dane Crossley, Committee Member

Ed Dzialowski, Committee Member

Ione Hunt von Herbing, Committee Member

Pamela Padilla, Committee Member

Arthur Goven, Chair of the Department of Biological Sciences

Costas Tsatsoulis, Acting Dean of the Toulose Graduate School

Page 2: Environmental modulation of the onset of air-breathing of

Mendez Sanchez, Jose Fernando. Environmental modulation of the onset of

air-breathing of the Siamese fighting fish and the blue gourami. Doctor of

Philosophy (Biology), December 2015, 149 pp., 28 figures, 1 table, references,

134 titles.

This study determined the effect of hypoxia on air-breathing onset and

physiological and morphological characters in larvae of the air breathing fishes

Trichopodus trichopterus and Betta splendens. Larvae were exposed intermittently

(12/12 h daily) to 20, 17, and 14 kPa of PO2 from 1 to 40 days post-fertilization.

Survival, onset of air breathing, wet body mass, ��𝑀O2, Pcrit were measured every 5

dpf. Hypoxia advanced by 4 days, and delayed by 9 days, the onset of air breathing

in Betta and Trichopodus, respectively. Hypoxia increased larval body length, wet

mass, and labyrinth organ respiratory surface of Betta, but did not affect these

factors in Trichopodus. Hypoxic exposure increased ��𝑀O2 by 50-100% at each day

throughout larval development in Betta, but had no effect on larval Trichopodus.

Hypoxia decreased Pcrit in Betta by 37%, but increased Pcrit in Trichopodus by 70%.

Larval Betta reared in hypoxia showed a modified heart rate:opercular rate ratio (3:1

to 2:1), but these changes did not occur in Trichopodus. Compared to Betta, the

blood of Trichopodus had a higher P50 and much smaller Bohr and Root effects.

These interspecific differences are likely due to ecophysiological differences: Betta is

a non- obligatory air-breather after 36 dpf with a slow lifestyle reflected in its low

metabolism, while Trichopodus is an obligatory air-breather past 32 dpf with an

athletic fast lifestyle and accompanying high metabolism.

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Copyright 2015

By

Jose Fernando Mendez Sanchez

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ACKNOWLEDGEMENTS

I would like to express my sincere appreciation and gratitude to

my advisor, Professor Warren Burggren, for his support during the six

years of teaching me the scientific lifestyle and proper English, for

introducing me to the fantastic world of the integrative biology, and for

all his patience. I’m very grateful with the members of my Committee -

Dane Crossley, Ed Dzialowski, Ione Hunt von Herbing, and Pamela

Padilla - for their contribution to my PhD formation in the classroom,

lab, fieldwork, and for their valuable comments and suggestions to

improve this thesis. I would also like to thank all of my lab mates - Kelly

Reyna, Francis Pan, Josele Flores, Silvia Branum, Josie Rositto, and

Mallory Burdick - for their supportive and inspiring fellowship. Thanks

especially to Monica and Delia; you brought me clarity and patience I

needed to actually finish my research. My participation at the Biological

Sciences PhD Program was possible with the support of NSF grants

IOS-1025823 and IOS-0942287. Also I would like to thank to Programa

de Mejoramiento del Profesorado (PROMEP México) for the grant

103.5/09/4407, to Universidad Autónoma del Estado de México grant

UAEMEX-127, and University of North Texas Toulouse Graduate

School Dissertation Fellowship.

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TABLE OF CONTENTS

CHAPTER 1 ........................................................................................1

INTRODUCTION TO HETEROKAIRY AND AIR-BREATHING FISH ....... 1

HYPOXIA AS A PROMOTER OF DEVELOPMENTAL PLASTICITY IN

FRESH WATER ....................................................................................... 5

FISH AIR-BREATHING AND LABYRINTH FISH ...................................... 8

INVESTIGATING HETEROKAIRY USING THE ONSET OF AIR-

BREATHING IN BIMODAL BREATHING FISHES ................................. 11

HYPOTHESES TO BE TESTED ....................................................... 14

AIMS IN AID OF TESTING THE HYPOTHESES ................................... 15

CHAPTER 2 ...................................................................................... 17

ENVIRONMENTAL MODULATION OF THE ONSET OF AIR-

BREATHING AND SURVIVAL OF BETTA SPLENDENS AND

TRICHOPODUS TRICHOPTERUS ........................................................ 17

INTRODUCTION .................................................................................... 17

MATERIALS AND METHODS ................................................................ 23

RESULTS .............................................................................................. 29

CHAPTER 3. ..................................................................................... 44

THE SUPPORTING LARVAL RESPIRATORY ANATOMY: HYPOXIA

MODULATION OF LARVAL GROWTH, GILL AND LABYRINTH ORGAN

MORPHOMETRICS AT THE ONSET OF AIR-BREATHING .................. 44

INTRODUCTION .................................................................................... 44

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MATERIALS AND METHODS ................................................................ 48

RESULTS .............................................................................................. 52

DISCUSSION ......................................................................................... 66

CHAPTER 4 ...................................................................................... 72

RESPIRATORY PHYSIOLOGICAL ADJUSTMENTS TO CHRONIC

HYPOXIA IN LARVAE OF THE AIR BREATHING ANABANTID FISHES

BETTA SPLENDENS AND TRICHOPODUS TRICHOPTERUS. ............ 72

INTRODUCTION .................................................................................... 72

METHODS ............................................................................................. 75

RESULTS .............................................................................................. 80

DISCUSSION ......................................................................................... 90

SUMMARY ............................................................................................. 99

CHAPTER 5 .................................................................................... 101

HEMOGLOBIN-OXYGEN EQUILIBRIUM CURVES, BOHR AND ROOT

EFFECTS COMPARISON IN TWO AIR-BREATHING FISH,

TRICHOPODUS TRICHOPTERUS AND BETTA SPLENDENS. .......... 101

INTRODUCTION .................................................................................. 101

METHODS ........................................................................................... 104

RESULTS ............................................................................................ 106

DISCUSSION ....................................................................................... 110

CHAPTER 6 .................................................................................... 116

CONCLUSIONS ................................................................................... 116

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REFERENCES ................................................................................ 127

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LIST OF ILLUSTRATIONS AND TABLES

Figure 1. Survival of B. splendens in three water PO2 treatments. a)

Continuous hypoxia. b) Intermittent hypoxia.▼=20 kPa, О=17kPa;

●=14kPa. Means and standard errors are plotted. ...................... 30

Figure 2. Survival of T. trichopterus at three water PO2 treatments. a)

Continuous hypoxia. b) Intermittent hypoxia.▼=20 kPa, О=17kPa;

●=14kPa. Means and standard errors are plotted. ...................... 31

Figure 3. a) Proportion of B. splendens larvae that are air-breathers,

plotted through development at different PO2 treatments. Means

and standard errors are plotted. ▼=20 kPa, О=17kPa; ●=14kPa.

b) Onset of air-breathing by PO2 treatment. 95% confidence

intervals are plotted and sample sizes are in parenthesis, *

represents significant differences (p<0.001). ................................ 33

Figure 4. a) Proportion of T. trichopterus larvae that are air-breathers,

plotted through development at different PO2 treatments. Means

and standard errors are plotted. ▼=20 kPa, О=17kPa; ●=14kPa.

b) Onset of air-breathing by PO2 treatment. 95% confidence

intervals are plotted and sample sizes are in parenthesis, *

represents significant differences (p<0.001). ................................ 35

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Figure 5. A) Larval body length of Betta through development in each

PO2 treatment. B) Effect of PO2 treatment on Betta larval body length

correcting for the effect of age. Means ± standard errors are

presented. * indicates a significant difference from control value

(p<0.05). ....................................................................................... 53

Figure 6. A) Trichopodus larval body length through development in

each PO2 treatment. B) Effect of PO2 treatment on Trichopodus

larval body length correcting for the effect of age. Means ± standard

error are presented. * indicates a significant difference from control

value (p<0.05). .............................................................................. 54

Figure 7. A) Betta larvae wet mass through development in each PO2

treatment. B) Effect of PO2 treatment on Betta larval wet mass

correcting for the effect of age. Means ± standard error are

presented. * indicates a significant difference from control value

(p<0.05). ....................................................................................... 55

Figure 8. A) Trichopodus larval wet mass through development in each

PO2 treatment. B) Effect of PO2 treatment on Trichopodus larval wet

mass correcting for the effect of age. Means ± standard errors are

presented. * indicates a significant difference from control value

(p<0.05). ....................................................................................... 56

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Figure 9. A) Effect of PO2 treatment on Betta larval condition factor (K)

correcting for the effect of age. B) Effect of PO2 treatment on

Trichopodus larval condition factor (K) correcting for the effect of

age. Means ± standard error are presented. * ............................ 57

Figure 10. A) Effect of PO2 treatment on Betta larval wet mass – body

length relationship. B) Effect of PO2 treatment on Trichopodus larval

wet mass – body length relationship. W = aLb, W = wet mass, L=

body. The values of a and b coefficients are showed for each PO2

group. The statistical significance and fit adjustment are also shown

with F, p, and r. The statistical difference within the b exponent of

the PO2 groups is presented with an ANOVA analysis. ................ 58

Figure 11. 4X compound microscope images of the dissected first

branchial arch from Betta (A) and Trichopodus (B) at 35 dpf. Closed

line shape and arrow show the forming labyrinth organ (lo) .......... 60

Figure 12. A) Variation of labyrinth organ respiratory surface (TSAlab)

at the onset of air-breathing in three PO2 levels and between the two

species. B) Lamellar respiratory surface (TSAlam) at the onset of air-

breathing in three PO2 levels and between the two species. Means

± standard errors are presented. Boxes enclose means not

significantly different from each other (p>0.05). ............................ 61

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Figure 13. Variation of arch length (Larch) at the onset of air-breathing

in three PO2 levels and between the two species. Means ± standard

errors are presented. Boxes enclose means not significantly

different from each other (p>0.05) when the analysis was corrected

for body length. ............................................................................. 62

Figure 14. Variation of number of filaments per arch (NFarch) at the

onset of air-breathing in three PO2 levels and between the two

species. Means ± standard errors are presented. Boxes enclose

means not significantly different from each other (p>0.05). .......... 63

Figure 15. Variation of filament length (Lflm) at the onset of air-breathing

in three PO2 levels and between the two species. Means ± standard

errors are presented. Boxes enclose means not significantly

different from each other (p>0.05) when the analyses were corrected

for body length. ............................................................................. 64

Figure 16. Variation of number of lamellae per filament per arch (NLflm)

at the onset of air-breathing in three PO2 levels and between the two

species. Means ± standard errors are presented. Boxes enclose

means not significantly different from each other (p>0.05) when the

analyses was corrected for body length ........................................ 65

Figure 17. Variation of area of individual lamella per filament per arch

(SAlam) at the onset of air-breathing in three PO2 levels and between

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the two species. Means ± standard errors are presented. Boxes

enclose means not significantly different from each other (p>0.05).

...................................................................................................... 66

Figure 18. Oxygen consumption (MO2) of larval Betta splendens. A)

MO2 through 35 days of development reared in three levels of PO2.

B) MO2corrected for aged differences in the three larval populations.

Means ± SE are presented. N=9. An * indicates a significant

difference from control (20 kPa). ................................................... 81

Figure 19. Oxygen consumption (MO2) of larval Trichopodus

trichopterus. A) MO2 through 35 days of development reared in three

levels of PO2. B) MO2 corrected for aged differences in the three

larval populations. Means ± se are presented. N=9. An * indicates

a significant difference from control. ............................................. 82

Figure 20. Representative trace of 4 larval Trichopodus MO2. The fish

were grown at 14 kPa during 35 dpf; the average Pcrit is shown with

an arrow and it was estimated by the method of Muller and Seymour

(2011). Each symbol represents an individual analyzed in the Loligo

Systems respirometry system. ...................................................... 83

Figure 21. Comparison of Pcrit for larval Betta and Trichopodus reared

in different levels of PO2 at day 35 of development. Boxes enclose

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statistically identical means (p>0.05). N values for each group are in

parentheses. ................................................................................. 84

Figure 22. A comparison of heart rate (Hr) in larval Betta splendens (A)

and Trichopodus trichogaster (B) through 35 days of larval

development in three levels of PO2. Means ± SE are presented. N=9.

The horizontal lines represent the average Hr for all ages. ........... 85

Figure 23. Comparison of opercular rate (Or) through 35 days of larval

development in (A) Betta splendens and (B) Trichopodus

trichogaster reared in three different levels of PO2. Means ± SE are

presented. N=9. The horizontal lines represent the average Hr for

all ages.......................................................................................... 87

Figure 24. Representative traces taken from software analysis of video

images of Betta splendens (35 days post fertilization) raised in

hypoxia (17kPa). The dashed vertical lines towards the right of the

panels illustrate the ~ 2:1 ratio of heart beat to opercular movement

in this trace. See text for additional details. .................................. 88

Figure 25. The Hr:Or relationship in larvae of (A) Betta splendens and

(B) Trichopodus trichopterus from 5 to 35 dpf are presented. The

lines show the data for three groups reared in different levels of PO2.

N= 20 for each PO2 group of each species. In all cases r > 0.9 y

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p<0.05 indicating significance of relationship. See text for statistical

analysis of differences between experimental groups ................... 89

Figure 26. Oxygen equilibrium curves for Betta splendens (A) and

Trichopodus trichogaster (B). Each line and symbol set represents

an individual. The sex is indicated on the legend. The mathematical

model that best fits the data set is presented along with the

associated mathematical and statistical values. .......................... 107

Figure 27. The Bohr effect on the whole blood oxygen equilibrium

curve of Betta splendens (A) and Trichopodus trichogaster (B).

Each line describes the fitted model created with 3 adult individuals

of each species ........................................................................... 108

Figure 28. Hill´s graph of Betta (A) and Trichopodus (B). Hill´s n values

are pointed with the arrows for each pH-CO2 value. ................... 110

Table 1. P50 and Φ values at different and CO2-manipulated pHs to

determine the magnitude of Bohr effect on the whole blood of both

fish species ................................................................................. 108

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CHAPTER 1

INTRODUCTION TO HETEROKAIRY AND AIR-BREATHING FISH

Plasticity and Developmental Plasticity

The ability of an individual to express two or more genetically

controlled phenotypes in different environments is known as

phenotypic plasticity (Hill, et. al. 2008). When phenotypic plasticity is

studied in a development context this phenomenon is called

“developmental plasticity”, and refers to the fact that there are windows

of time during ontogeny when an organism is more prone to have an

altered developmental trajectory in response to stressors in the

external environment (Pigliucci, 1998; Burggren and Reyna, 2011).

During development these environmentally sensitive phenotypes, not

the genotype or the gene, are subject to selection, and they will

produce individuals with differential fitness (West-Eberhard, 2005).

Similarly, a physiological phenotype is a physiological feature of

an individual that is the result of specific genetic expression and/or non-

genetic regulation for a particular environment (Hochachka, et al.,

1998). When a physiological character is expressed during

development, it is termed a physiological developmental phenotype.

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The varying of its form is also dependent on variation in the

environment, and this developmental physiological feature has an

impact on individual fitness (West-Eberhard, 2005). In other words,

developing individuals of the same species could present different

physiological phenotypes in different environments. How these

concepts fit into an evolutionary context will now be considered.

Heterokairy and Heterochrony

Heterochrony is the altered timing of the developmental events

as a mechanism of evolution (Gould, 1977). That is, heterochrony is

the interspecific variation in genetically altered timing of key

developmental landmarks (Spicer, et al., 2011). This concept can be

modified to consider intraspecific characters as well. Thus,

heterochrony is the alteration of the timing of the development of traits

(be they systems or components of that system) in one species relative

to an ancestral species (Spicer and Burggren, 2003; Spicer and

Rundle, 2006). Heterochrony is useful in understanding developmental

changes at the species level, but such changes also occur at the

population and individual level. Thus, heterokairy is the non-genetic

change in timing of the onset of physiological regulatory systems or the

plasticity in the timing of the onset of physiological regulatory systems

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or their components below the level of the species, between-

populations and between individuals (Spicer and Burggren, 2003;

Spicer, et al., 2011).

A physiological regulatory system, just like morphological

characters, can be delayed or brought forward in both chronological

age and/or in a developmental sequence during an individual’s life.

Therefore, physiological heterokairy refers to plasticity in the timing of

the onset of physiological regulatory systems or their components

through development as a response to short term, acute environmental

stressors (Spicer and Burggren, 2003).

Physiological Heterokairy in Fish

Physiological heterokairy, though a relatively new concept begin

to be backed up by empirical evidence (Mueller et al., 2015). Moreover,

the concept has been gaining credibility from the reinterpretation of

previous data collected for other proposes. In an analysis by Spicer and

Rundle (2007), the concept of heterokairy was considered as the

alterations to developmental sequences at level of the individual, and

they summarized empirical evidence of this phenomenon. Below, are

described examples of heterokairy in fishes.

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A clear example of heterokairy comes from the ontogeny of

salinity tolerance in salmonids during the transition from fresh water to

a marine existence, which was brought forward in development when

trout were pre-exposed to sea water (Hiroi and McCormik, 1995), were

administered cortisol or insulin (McCormic, 1995; McCormic et al.,

1991), or by temperature treatments (Handleland et al., 2004). As well,

thermal environment alters the ontogeny of muscle physiology of the

Atlantic Herring. The rostral-to-caudal progression of myofibril

synthesis begins earlier and slow muscle innervations appeared

earlier, as environmental temperature increased (Johnston et al.,

1997). Finally, a more recent heterokairy study of the California

Grunion showed plasticity in the hatching time. Embryos from the same

spawning may hatch at different times and different developmental

stages. They responded to unpredictable environment with diapause,

and then responded rapidly when the environment becomes favorable

with hatching (Moravek and Martin, 2011). Environmental stressors

drive Heterokairy. We will now consider the most common and

ecologically relevant environmental stressors.

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HYPOXIA AS A PROMOTER OF DEVELOPMENTAL PLASTICITY IN FRESH WATER

Dissolved oxygen is the main limiting environmental factor for

life in fresh water (Diaz and Breitburg, 2009). Indeed, hypoxia-driven

natural selection is considered to be the single most important promoter

for evolution and diversification of air-breathing in fishes (Randall et al,

1881; Graham, 1997). Hypoxia has been defined in the ecological

literature as a shortage of O2, specifically dissolved O2 below 5-6 mg

O2/L in fresh water environments (Diaz and Breitburg, 2009; Verberk et

al., 2011). Clearly, defining a specific oxygen level as “hypoxia” is a

poor way to describe hypoxia, because what is functionally hypoxic for

one fish is certainly not functionally hypoxic for all fish (Farrell and

Richards, 2009).

Every response to hypoxia by a fish can be considered a

mechanism exposed to natural selection and therefore serves as a

source of plasticity (West-Eberhard, 2005). Fishes respond to hypoxia

on evolutionary time with a wide range of cellular-molecular,

physiological, anatomical and behavioral adaptations that varies

among species, life stages and habitats (Diaz and Breitburg, 2009).

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At the molecular and cellular levels, when the circulatory and

breathing systems supplying O2 fail, the rate of mitochondrial O2

utilization declines, resulting in cellular hypoxia (Hill et al., 2008). The

response at this level is the increased expression of Hypoxia-Inducible

Factor 1 (HIF-1), which potentially affects the transcription of dozens or

hundreds of target genes. The target genes differ from tissue to tissue

within a single species and they also differ among species (Semenza,

2010). HIF-1 has an extremely broad range of potential actions. In

vertebrates, HIF-1 increases synthesis of glucose transporters,

enzymes of anaerobic glycolysis, and a form of mitochondrial

cytochrome oxidase that is particular efficient in using O2. HIF-1 also

promotes angiogenesis to create additional surface area of the same

diffusion distance (Hill et al., 2008; Semenza, 2010).

At the physiological level, the first step to maintaining oxygen

homeostasis in fish is the detection of hypoxia. The gills are the main

sites of oxygen chemoreception in developing aquatic vertebrates, and

oxygen-sensitive neuro-epithelial cells (NECs) are present in the gills

in larval stages of zebrafish (for reviews see Zaccone et al., 2008; Jonz

et al., 2015). In response to hypoxia, NECs undergo membrane

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depolarization resulting from an inhibition of outwardly directed

potassium currents that ultimately elicit calcium entry and the release

of neurotransmitter (Perry et al., 2009). There is enough evidence to

consider nitric oxide (NO) as one of these neurotransmitters. Besides

having roles in regulating multiple biological functions (neurotransmitter

function, mediation of cell growth, apoptosis, platelet adhesion and

vasodilatation), NO is regarded as a regulator of oxygen-sensitive

phenotypes and a factor in the maintenance of oxygen homeostasis,

since low oxygen levels characterize the normal microenvironment of

cells in many tissues (Zaccone et al., 2008). Fish may exhibit multiple

additional sites of O2 chemoreception that show marked intraspecific

variability. However, little is known of the central pathways through

which information from peripheral O2 sensors is integrated to elicit

ventilatory chemoreflexes (Perry et al., 2009).

After the initial sensing of hypoxia, the most dominant response

to hypoxia in water-breathers is hyperventilation. In bimodal (water and

air) breathers the additional and often dominant response is the

increase in reliance upon air-breathing.

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These responses, collectively representing the hypoxic

ventilatory reflex, are frequently accompanied by increases in

hemoglobin oxygen binding affinity and blood O2 carrying capacity that

enhance O2 transfer and might therefore lower the ventilatory

convection requirement (Perry et al., 2009). At the same time the

cardiac response to acute hypoxia in fishes is typically reflex

bradycardia (a decrease in heart rate), but also an increase in stroke

volume and branchial vascular resistance (Gamperl and Driedzic,

2009).

FISH AIR-BREATHING AND LABYRINTH FISH

Air-breathing in fish involves the process of gas exchange, for

proposes of respiration, directly from the aerial environment. Air-

breathing is an adaptive response to habitats where O2 supplies may

be severely depleted. All air-breathing fish are also water-breathers;

that is, they ventilate their gills or other aquatic respiratory surfaces to

sustain adequate gas exchange (Burggren, 1979; Randall et al., 1982;

Graham, 1997). Phylogenetically speaking, air-breathing fishes are a

highly polyphyletic group, as air breathing has independently arisen in

49 known diverse fish families (Graham, 1997; Rüber et al., 2006).

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The Labyrinth fishes (Perciformes: Anabantoidei) are a natural

assemblage of air-breathing fishes, and includes fishes such as the

gouramis, the Siamese fighting fish, and paradise fish. They possess

paired suprabranchial chambers, also called labyrinth organs, which

function in air-breathing. These are greatly modified epibranchial

structures housed, as the name suggests, in a cavity immediately

above the gill arches. Both the wall of the cavity and the modified

epibranchial are covered with a respiratory epithelium and assist in

accessory air-breathing. The “labyrinth” modifier derives from its

complex folding that greatly increases respiratory surface (Graham,

1997; Rüber et al., 2006).

Anabantid fishes are divided into two categories - facultative and

continuous air-breathers (Graham, 1997). Facultative air breathers do

not normally breathe air in normoxic water but need to adopt this mode

when exposed to conditions unfavorable for aquatic respiration

(hypoxia) or in response to increased O2 requirements (as a result of

changes in water temperature or activity). Continuous air-breathers

take air breaths at more less regular but not highly predictable intervals,

at all times, and under all aquatic conditions from hyperoxia to hypoxia.

Continuous air-breathers at the same time can be separated into two

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types: obligatory and non-obligatory. Obligatory ones are not able to

survive on the quantity of O2 obtained by aquatic respiration, even in

normoxic water, and thus they always need supplemental aerial

oxygen. By contrast, non- obligatory air-breathers do not require air-

breathing to survive in normoxic water.

Developmentally, the site of the gas exchange as labyrinth

fishes begins with cutaneous exchange. Gills, and specifically

secondary lamellae, gradually displace the cutaneous exchange once

they have developed (Pelster, 2008). All anabantids are continuous

aquatic air breathers and they begin gulping air well before their ABO

is fully formed. The variation in ABO development is related to the

ambient conditions experienced by young fish during the 20 or so days

after hatching, while ABO development is taking place (Graham, 1997).

The development of an air ABO, the main gas exchanger of adults, is

accompanied by changes in the cardiovascular system necessary to

perfuse the gas exchange in the new organ, and then to separate

oxygenated blood in the ABO from systemic venous blood. As the

surface area available for aerial gas increases, the gills became

reduced in size and branchial oxygen uptake became an increasingly

smaller fraction of the total oxygen consumption. Branchial movements

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were modified to alternate between pumping water past the gills and

pumping air into the ABO; water pumping could be eventually

abandoned (Smatresk, 1994; Graham, 2006).

INVESTIGATING HETEROKAIRY USING THE ONSET OF AIR-BREATHING IN

BIMODAL BREATHING FISHES

Air-breathing in bimodal breathing fishes is the culmination of

the maturation of an entire suite of structures and processes –

ventilatory control mechanisms, effective blood perfusion pathways,

specialized air-blood interfaces – that create a functional labyrinth

organ (Burggren and Warburton, 2007). Air-breathing is also a trait that

is likely to confer high fitness on aquatic larval fishes exposed to

aquatic hypoxia, and so hypoxia-driven natural selection of a

modifiable development plan for air-breathing might be anticipated.

Air-breathing behavior can be easily tracked because it requires

surfacing and stereotypic body movements resulting in the obvious

release of a gas bubble from the suprabranchial chamber containing

the labyrinth organ. The onset of air-breathing behavior in developing

fish is easy to follow by visual observation or with video devises (Blank,

2009). These characteristics make the onset of air-breathing an ideal

model for studying heterokairy, and the blue gourami and Siamese

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fighting fish are particularly good model species for this purpose

(Randall et al., 1982). The Blue gourami Trichopodus trichopterus

(Osphronemidaea: Luciocephalinae) is an obligate air-breather

(Graham, 1997; Burggren, 1979; Blank, 2009; Burggren and Blank,

2009), while the Siamese fighting fish Betta splendens

(Osphronemidaea: Macropodinae), also commonly called “bettas” is a

non-obligatory air-breather (Graham, 1997). Both species are easily

reared and handled species of labyrinth fish that readily lend

themselves to the testing of the heterokairy hypothesis in the lab. They

are readily available from local pet stores, their development proceeds

rapidly, they can produce between 500 (Betta), and 1000-2000

(Gourami) eggs at a time, they hatch within 24-48 hours, and their fry

becomes free-swimming in 3 to 4 days (at 28oC) (Pollak, 1981).

The cardio-respiratory ontogeny and the transition to bimodal

respiration in the Blue gourami raised in normoxic and hypoxic

conditions has been described (Blank, 2009; Blank and Burggren,

2014). These developmental patterns are less known for Betta, but the

development could be very similar (Graham, 1997) and is an important

subject for additional observation. The low partial pressure of dissolved

oxygen in water triggers many aspects of air-breathing fish physiology

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and development (Alton et al 2007; Blank, 2009; Burggren and

Haswell, 1979; Herbert and Wells, 2001; Hughes, 1973; Oliveira et al.,

2004; Smatresk , 1986; Warketin, 2007), and gouramis and bettas are

no exception. Blue gourami embryos and young larvae are entirely

aquatic and rely upon diffusion alone to meet their oxygen

requirements. As body size increases, the cardiovascular system

begins to contribute to oxygen distribution, and the later development

of the gills leads to active oxygen uptake via branchial respiration.

When the diffusion distances at the skin and gills increases to the point

that oxygen uptake across these surfaces is no longer adequate, the

developing suprabranchial chambers and labyrinth organs take over,

and the transition to air breathing commences. This transition usually

takes place at 21-22 days of post fertilization, when the animal has

reached a total body length of 10-12 mm (Blank, 2009).

In summary, the blue gourami and betta have labyrinth organs

that enable them to go through a transition from water-breathing to air-

breathing during their development. Important for the purposes of this

thesis, the onset of this transition is marked by a behavioral display that

is relatively easy to measure. These features make them suitable

examining heterokairy, making it possible to compare the timing of the

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onset of the air breathing of larval fish raised under normoxic and

hypoxic environments and determine associated behavioral,

morphological and physiological mayor changes. Even more, it is

possible to compare between two air-breathing strategies (Graham,

1997), non-obligatory (Betta splendens) and obligatory (Trichopodus

trichopterus) air-breathers.

HYPOTHESES TO BE TESTED

This thesis will test three specific hypotheses related to the

onset of air-breathing in anabantid fishes:

Hypothesis #1: The onset of air breathing and supporting

anatomy and physiology of the Blue gourami and Siamese fighting fish,

exposed to hypoxia, will be delayed or brought forward in chronological

age.

Hypothesis #2: Survival of larvae of the Blue gourami and

Siamese fighting fish exposed to continuous hypoxia will be lower

compared with larvae of both species exposed to intermittent hypoxia.

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Hypothesis #3: Hemoglobin of Siamese fighting fish will have

less O2 affinity than the blue gourami hemoglobin as a result of their

differences in air-breathing strategy and hypoxia tolerances.

AIMS IN AID OF TESTING THE HYPOTHESES

Testing the above-described hypothesis will emerge from

achieving for specific aims, as will now be described.

I. Comparing the effect of continuous and intermittent hypoxia on

survival of both species during the first 40 dpf

II. Evaluating the effect of intermittent hypoxia during the first 40

dpf of both species on: Survival and onset of air-breathing

a. Body growth (size and wet mass) and respiratory organs

size

b. Heart rate, ventilatory frequency, and mass specific ��O2

III. Determining the hemoglobin-oxygen dissociation curves for

both species

a. Evaluate the Borh shift of 0%, 1%, and 2.5% of CO2

b. Compare the P50 between both species and CO2 levels

These aims and hypothesis are laid out in the following four

chapters of this thesis. Chapter 2 introduces the heterokairy

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hypothesis, and outlines how environmental modulation of the onset of

air breathing and survival will be used to test this hypothesis. Chapter

3 provides the basis quantitative morphology of the respiratory

structures of betta and gourami, and how these structures, larval

growth and the onset of air breathing are modulated by hypoxia.

Chapter 4 extends the observations of growth in normoxia and hypoxia

to mass-specific oxygen consumption, critical oxygen tension, and

ventilatory response to chronic hypoxia. Finally, Chapter 5 describes

the blood respiratory properties of these two species.

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CHAPTER 2

ENVIRONMENTAL MODULATION OF THE ONSET OF AIR-BREATHING AND SURVIVAL OF BETTA SPLENDENS

AND TRICHOPODUS TRICHOPTERUS 1

INTRODUCTION

Phenotypic plasticity is the ability of an individual organism to

express two or more genetically controlled phenotypes in different

environments (Hill et al., 2008). In a developmental context, phenotypic

plasticity is evident in developmental plasticity, and refers to the fact

that there are some susceptible windows of time during ontogeny when

an organism’s developmental trajectory is altered in response to

environmental factors (Pigliucci, 1998; Burggren & Reyna, 2011).

During development this environmentally sensitive phenotype - not the

genotype or the gene – is subject to selection, and produces individuals

with differential fitness (West-Eberhard, 2005).

Phenotypes subject to modification include physiological

phenotypes, where a physiological feature of an individual results from

1 This chapter is presented in its entirety from Mendez-Sanchez, J. F. &

Burggren, W. W. (2014). Environmental modulation of the onset of air breathing and survival of Betta splendens and Trichopodus trichopterus. Journal of Fish Biology 84, 794–807 with permission of John Wiley and Sons, license number 3679110098467

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specific gene expression and/or non-genetic regulation for a particular

environment (Hochachka et al., 1998). When a physiological feature is

expressed during development it is termed a physiological

developmental phenotype; variation in its expression is also dependent

on environmental variation and this developmental physiological

feature has an impact on individual fitness (West-Eberhard, 2005). In

other words, a single developing individual is likely to present different

physiological phenotypes in different environments – an example of

developmental plasticity.

Developmental plasticity can be interpreted in the framework of

two concepts: heterochrony and heterokairy. Heterochrony is the

altered timing of the developmental events as a mechanism of

evolution (Gould, 1977). Specifically, heterochrony is the genetically

based alterations in development (as evident from different times of

appearance of developmental landmarks) between different species

(Spicer, et al., 2011). Physiological heterochrony, then, is the alteration

of the timing of the development (first appearance or subsequent

maturation) of physiological traits in one species relative to an ancestral

species (Spicer & Rundle, 2006).

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Heterochrony is useful in understanding developmental

changes at the species level but, importantly, such changes also occur

at the population and individual level and drive the composition of the

gene pool. Consequently, to understand developmental plasticity at

that level, the concept of “heterokairy” was introduced (Spicer and

Burggren, 2003; Spicer et al., 2011). Heterokairy is the non-genetic

change in timing of the onset of physiological regulatory systems, or

plasticity in the timing of the onset of physiological regulatory systems

or their components, below the level of the species – that is, between-

populations or individuals.

Physiological heterokairy is a relatively new concept, and as

such does not have a great deal of direct experimental support,

particular in vertebrates. However, the concept has been gaining

credibility based on the reinterpretation of previous data collected to

show developmental plasticity. In an analysis by Spicer and Rundle

(2007), heterokairy at the level of the individual was considered, and

they summarized empirical evidence of this phenomenon. For

example, the development of salinity tolerance in salmonids during the

transition from fresh water to a marine existence was brought forward

in development (that is, occurred earlier) when brook trout Salvelinus

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fontinalis (Mitchill 1814) were pre-exposed to sea water (Hiroi &

McCormick, 1995), Coho salmon Oncorhynchus kisutch (Walbaum

1792) were administered cortisol or insulin (McCormick, 1995;

McCormick et al., 1991), or Atlantic salmon Salmo salar L. 1758 were

exposed to temperature treatments (Handlelanda et al., 2004). Other

examples involve the Atlantic herring Clupea harengus L.1758, where

the thermal environment alters the ontogeny of muscle physiology,

such that the rostral-to-caudal progression of myofibril synthesis as well

as slow fiber innervation appears earlier as environmental temperature

increased (Johnston et al., 1997).

Specific developmental markers for heterokairy were affected by

temperature inhaddock Melanogrammus aeglefinus L. 1758 (Martell, et

al., 2006). Blastopore closure, notochord vacuolation, retinal

pigmentation, the appearance of blood cells, and hatching all occurred

later in development at lower temperatures. Appearance of the optic

lumen, neural tube cavitation, and increased myofibril density per deep

cell all occurred earlier at lower temperatures. Notochord and eye

development were accelerated with increased embryonic temperature,

while myofibrillar genesis and neural tube development was similarly

slowed.

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As a final example, California grunion Leuresthes tenius (Ayres

1860) provides evidence for heterokairy involving plasticity in the

hatching time. Embryos from the same spawning hatched at different

times and different developmental stages (Moravek & Martin, 2011).

They responded to unpredictable environment with diapause, and then

responded rapidly by hatching when the environment became

favorable.

Studies of heterokairy involving physiological processes such as

respiration and metabolism in vertebrates, including fishes, are lacking.

We elected to investigate the onset of aerial respiration in air-breathing

fishes in the context of heterokairy. Air-breathing in bimodal breathing

fishes and amphibians is the culmination of the maturation of an entire

suite of structures and processes – ventilatory control mechanisms,

effective blood perfusion pathways, specialized air-blood interfaces –

that create a functional air-breathing organ (Burggren & Warburton,

2007). Air-breathing is also a trait that is likely to confer high fitness on

aquatic larval fishes exposed to aquatic hypoxia, and so hypoxia-driven

natural selection of a development plan for air-breathing that is

modifiable might be anticipated. Air-breathing as a behavior in labyrinth

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fishes can be easily tracked because it requires surfacing and highly

stereotypic body movements, and is further signaled by the obvious

release of a gas bubble from the suprabranchial chamber containing

the labyrinth organ. The onset of air-breathing behavior is also easy to

follow by visual observation or with video devices (Blank, 2009; Blank

& Burggren, 2013). These characteristics make the onset of air-

breathing an ideal model for studying heterokairy related to aerial gas

exchange.

The specific purpose of this study, then, was to determine if

chronic hypoxia could promote developmental plasticity in the onset of

air-breathing fish larvae, comprising the first vertebrate experiment

designed to test the heterokairy hypothesis with a discrete

physiologically-related developmental marker. Two easily reared and

handled species of labyrinth air-breathing fish readily lend themselves

to the testing of the heterokairy hypothesis in the laboratory. The three

spot gourami Trichopodus trichopterus (Pallas 1770), formerly

Trichogaster trichopterus, is an obligate air-breather (Burggren, 1979;

Graham, 1997; Herbert & Wells, 2001; Blank, 2009; Burggren & Blank,

2009). The Siamese fighting fish Betta splendens Regan 1910 is a

non-obligatory air-breather (Peters, 1978; Graham, 1997).

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MATERIALS AND METHODS

Fish Species Used In Experimentation

Experiments were conducted on two different labyrinth fishes

from the Osphronemidae family – T. trichopterus subfamily

Luciocephalinae and B. splendens subfamily Macropodusinae (Froese

& Pauly, 2013). Both species develop rapidly and they produce large

numbers of eggs in each laying - 500 and 1000-2000, respectively -

and these eggs hatch within 24-48 h. Their fry become free-swimming

in 3 to 4 days (at 28oC) (Pollak, 1981).

Animal Maintenance And Breeding

Ten breeding pairs of the T. trichopterus were obtained from the

reproductive stock maintained in the Developmental Integrative Biology

Laboratory of the University of North Texas. Ten breeding pairs of B.

splendens were obtained from the Carolina Biological Supply

Company. Both species were maintained and conditioned for breeding

in 40 l aquariums equipped with under-gravel filters, held at 27°C and

a 12 light/12 dark photoperiod. Water chemistry was maintained as

follows: 6.5-7.5 pH, <40 ppm nitrate, <0.5 ppm nitrite, 50-120 ppm total

hardness, and 20 kPa of PO2. Adult fish and breeders were fed ad

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libitum twice per day with a high protein diet (>40%) of dry flakes and

frozen brine shrimp and bloodworms.

Separate male and female groups comprising 4-6 adult T.

trichopterus were isolated for 2-3 weeks at 28°C. Once a male showed

darkened fins, reproduction was induced by moving into an aquarium

at 30-32°C for 1 week or until it started to build a visible bubble nest. A

female showing a bulky abdomen was then placed in with the primed

male and nocturnal spawning typically occurred within the next 2 days.

Two groups of adult B. splendens, one of 4 males and the other

of 4 females, were isolated for 2-3 weeks at 28°C. Individuals were

isolated in the same aquarium by a divider due to their aggressiveness.

Once a male showed bubble nest building behavior, a female showing

bulky abdomen and a white spot on the vent was placed next to the

male in a floating fine mesh cage. If the courtship dance occurred

between them, the female was released from the cage and nocturnal

spawning typically occurred within the next two days. After spawning

the female was taken out to avoid attacks from the male.

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Larval Staging And Handling

All the eggs for the same experiment were taken from the same

clutch to avoid intra-clutch effects (see intra clutch variation in results

section). The chronological time was registered as standardized age

in days post fertilization (DPF). The fertilization day was considered

day 0, and for every cycle of 24 h a unit of day was added. The

experiment stopped at 50 days of post fertilization (DPF).

After 12 h of fertilization, eggs produced from the single clutch

were removed from the male’s bubble nest and placed in 20 l

experimental tanks. Each tank was equipped with a sponge bio-filter

and was maintained at 27°C with a 12 light/12 dark photoperiod. The

water quality for larvae was evaluated at shorter intervals than that of

water used for breeding, and was maintained as follows: 7.3-7.5 pH,

<10 ppm nitrate, <0.5 ppm nitrite, and 80-100 ppm total hardness.

The larvae of both species completely consumed their yolk

around 5 DPF. After that time, they were fed ad libitum with live

microworms from day 6 to day 10. Thereafter, they were fed with live

brine shrimp newborn nauplii. Prior to all measurements, larvae were

deprived of food for 12 h. They were then moved to experimental cages

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in aquaria containing water with the same water quality and allowed to

acclimate for ~1.5 hours before experimentation. The experimental

cages consisted of floating plastic circular cages with a < 0.2 mm mesh

placed in 20 l aquaria maintained at a specific oxygen level. Oxygen

levels in the aquaria containing the experimental chamber were

regulated by bubbling into the water either room air (20 kPa) or a

mixture of room air and pure nitrogen, to achieve one of two desired

levels of hypoxia (17 kPa or 14 kPa). Each tank was filled with

conditioned water to 4/5 of its capacity, with the remaining 1/5 filled with

the gas that bubbled up through the aquarium. The tank was sealed

with a plexiglass cover with a valve to prevent atmospheric air from

leaking back into the tanks and to ensure that the gas and water phases

were in PO2 equilibrium. Water PO2 was monitored daily with an optical

oximeter probe ProODO (YSI Incorporated). The PO2 of the gas above

the water was measured and monitored daily with a ProOx 110 oxygen

sensor (Biospherix, Ltd). Having the experimental larvae exposed to

hypoxic air was not the natural condition for them, but it was deemed

necessary for this study to ensure that the larvae could not “escape”

internal tissue hypoxia through respiration with air.

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Two types of hypoxic exposure – intermittent and continuous -

were created in different experiments. “Nocturnal intermittent”

exposure mimicked the dial cycle of hypoxia in tropical habitats were

these fish have evolved, namely 12 hours of normoxia during the day

and 12 hours of hypoxia during the night. That is, hypoxic exposure

was synchronized with the photoperiod employed.

Each PO2 population was created in triplicate, with 150 larvae

placed in three cages (50 on each) to develop and grow from 0 to 50

DPF. Water in the aquaria and the experimental cages within was

continuously circulated using a submersible pump (Marineland Maxy-

jet 400) to maintain homogeneous conditions of PO2 and water quality

within the cages.

Measurement of Larval Survival

Larval mortality for each day was registered for each of the 3

cages. The proportion of survivors (S) was determined as: S=(Ni –

Ncd)/Ni, where Ni=number initial of larvae in the cage (n=50), and

Ncd=cumulative number of dead larvae per day. Survival was compared

between the three PO2 levels and between continuous and intermittent

exposure.

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Measurement of Onset of Air-Breathing

Air-breathing was measured in a group of 5 larvae from each

PO2 treatment with two replicate measurements for each group. A

different group of larvae were randomly selected daily. Fish that were

used for experimentation were removed from the general pool and not

used again. This group of larvae was exposed to extreme aquatic

hypoxia (PO2 3-5 kPa) for 10 min to see if air-breathing was stimulated.

A fish was considered to be “air-breathing” when it surfaced to inhale

air and subsequently released a bubble of gas through the opercular

opening. The percentage of air-breathers per day was recorded from

15 DPF until 100% of the sample had begun breathing air.

Statistical Analysis

The frequencies of survival and onset of air-breathing

independence of PO2 were tested by arranging contingency tables with

treatment in the columns and age in the rows and using an X2 analysis

(Zar, 2010). Additionally, a Kruskal-Wallis (H) comparison was

performed within the onset of air-breathing of each PO2 level. The

onset of air-breathing for each larva was computed in post-fertilization

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days. Additional Spearman rank correlation (rs) was used to identify

patterns between the onset of air-breathing and levels of PO2.

RESULTS

Larval Survival

B. splendens in continuous normoxic conditions during the 40

DPF period had a survival rate of 65-75% through 50 DPF. The

corresponding value for T. trichopterus larvae was far lower, at 15-30

% (Figures 1a and 2a). For B. splendens, survival depended on the

PO2 treatment for both continuous exposure (X2=575, df=74, p<0.001;

Figure 1a) and nocturnal intermittent exposure (X2=207, df=74,

p<0.001; Figure 1b). The highest survival rate was in continuous

normoxia (>65%), while nocturnal intermittent hypoxia produced a low

survival rate (<25%; Figure1b). No larvae survived continuous hypoxia

beyond 9 DPF (Figure 1a). For T. trichopterus, survival depended on

the PO2 treatment for both continuous exposure (X2=2830, df=60,

p<0.001) and nocturnal intermittent exposure (X2=175, df=72, p<0.001;

Figures 2a and b). Survival rate in nocturnal intermittent hypoxia was

not significantly different from continuous normoxia (Figure 2b), but no

larvae survived continuous hypoxia beyond 9 DPF (Figure 2a).

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Figure 1 Survival of B. splendens in three water PO2 treatments. a) Continuous hypoxia. b) Intermittent hypoxia.▼=20 kPa, О=17kPa; ●=14kPa. Means and standard errors are plotted.

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Figure 2. Survival of T. trichopterus at three water PO2 treatments. a) Continuous

hypoxia. b) Intermittent hypoxia.▼=20 kPa, О=17kPa; ●=14kPa. Means and

standard errors are plotted.

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Collectively, these initial findings of survival showed that

continuous hypoxia was deleterious for larvae through 9 DPF.

Consequently, the remainder of experiments were conducted either

under nocturnal intermittent hypoxia conditions or, for controls,

continuous normoxia.

Air-Breathing Onset

In a preliminary experiment with 3 normoxic groups of larval B.

splendens from different clutches and parents, the onset of air-

breathing was significantly different between clutches (H=74; n1=22

n2=31 n3=45; p<0.0001) with average and range values (in DPF) of 26

(25-27), 26 (23-29), and 40 (37-42). To avoid intra clutch variation, the

survival and onset of air-breathing experiments were therefore

conducted with larvae from the same clutch.

The air-breathing onset for B. splendens in continuous normoxic

exposure was an average of 39 DPF within a range of 37-42 DPF, with

50% of juveniles breathing air at 38 DPF (Figures 3a, 3b). In contrast,

the average onset of air-breathing at continuous normoxic exposure in

the T. trichopterus was 35 DPF with a range of (32-37), with 50% of

larvae breathing air at 34 DPF (Figures 4a, and 4b).

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Figure 3. a) Proportion of B. splendens larvae that are air-breathers, plotted through development at different PO2 treatments. Means and standard errors are plotted.

▼=20 kPa, О=17kPa; ●=14kPa. b) Onset of air-breathing by PO2 treatment. 95%

confidence intervals are plotted and sample sizes are in parenthesis, * represents significant differences (p<0.001).

To test the hypothesis that the time of onset of air-breathing

could be modulated by hypoxia exposure in both B. splendens and T.

trichopterus, larvae of each species drawn from the same clutch were

exposed to one of continuous normoxia and two levels of nocturnal

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intermittent hypoxia (17 kPa and 14 kPa). For B. splendens, the onset

of air-breathing depended on PO2 treatment (X2=56, df=24, p<0.001).

Nocturnal intermittent hypoxia at 17 kPa advanced the onset of air-

breathing by 4 days (Figure 3b). Moreover, the entire sample of the 14

kPa PO2 group began air-breathing 2 days before the normoxic group

(Fig. 3a). These results suggest that nocturnal hypoxia draws forward

the onset of air-breading (H=50, n21=45, n18=22, n15=20, p<0.0001;

Figure 3b).

In contrast to B. splendens, the onset of air-breathing in T.

trichopterus was independent of PO2 treatment (X2=9.3, df=26, p>0;

Figures 4a and 4b). However, in a non-parametric comparison the air-

breathing onset showed significant differences and the total sample of

hypoxic groups advanced to the air-breathing stage 8 days later than

the normoxic group (H=26.0, n21=40, n18=32, n15=25, p<0.0001). These

results suggest that intermittent, nocturnal hypoxia delays the onset of

air-breathing in at least 60% of the population (Figure 4b).

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Figure 4 a) Proportion of T. trichopterus larvae that are air-breathers, plotted through development at different PO2 treatments. Means and standard errors are plotted.

▼=20 kPa, О=17kPa; ●=14kPa. b) Onset of air-breathing by PO2 treatment. 95%

confidence intervals are plotted and sample sizes are in parenthesis, * represents significant differences (p<0.001).

DISCUSSION

Larval Survival Rates

Survival of a fish under hypoxic conditions depends on several

basic capabilities. Of primary importance is the ability to increase

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ventilation of the gas exchange organs, accompanied by appropriate

changes in blood perfusion of these organs (Burggren & Warburton,

2007). Failing this adjustment, important is the capacity to decrease

overall metabolic rate (metabolic depression), to tolerate increased

levels of metabolic by-products (particularly protons produced by

anaerobic metabolism and associated with lactic acid accumulation),

and to avoid and/or repair cellular injury following reoxygenation

(Bickler & Buck, 2007). Fish larvae are early in the process of

developing the systems necessary to respond or to tolerate hypoxia.

When combined with the fact that hypoxic stress alters the overall

developmental programming (Burggren & Bagatto, 2008), hypoxia can

generate mass larval fish mortalities in natural environments (Diaz &

Breitburg, 2009; Houde, 2002).

The present study revealed differences in larval survival

between continuous and intermittent hypoxia treatments for both B.

splendens and T. trichopterus. Continuous hypoxic stress likely

overwhelmed the response and/or tolerance capabilities of the larvae,

leading to their death. The result of this was complete population

mortality in continuous hypoxia by 9 DPF for both species. Nocturnal

intermittent hypoxia, on the other hand, likely gave larvae sufficient time

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to recover and still continue subsequent development during alternate

episodes of stress, recovery and “normal development”. Interestingly,

the current study found that T. trichopterus was slightly more sensitive

to hypoxia in early larval life than reported for this species in an

independent study (Blank & Burggren, current issue). There are

numerous reasons for physiological variation between studies, and for

fish species the susceptibility of larvae to hypoxia can be altered by

epigenetic effects relating to maternal and paternal experiences (Ho &

Burggren, 2010; Burggren, 2013).

Natural initial mortality rate for freshwater larval fishes has been

estimated to be as high as 16 ± 4% per day (Fuiman, 2002; Houde,

2002). In the present experiment, the average mortality per day during

the experimental period (40 DPF) in the continuous normoxia (20 kPa)

was 1.4 ± 0.1%for B. splendensand 2.1 ± 0.1%for T. trichopterus; the

same parameter in continuous hypoxia was 2.7 ± 0.3% and 2.7 ± 0.2%,

and in nocturnal intermittent hypoxia was 2 ± 0.1% and 2.2 ± 0.06,

respectively, for each species. In this case the daily hypoxic-induced

mortality was less than 2.7% of the natural per day mortality in all

cases. This high survival rate can likely be explained by the absence

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of predation, abundant food supply, and the maintenance of high water

quality in a laboratory setting.

The absolute expected mortality of larval freshwater fishes is

~95% in natural habitats (Fuiman, 2002; Houde, 2002). In the present

study mortality in response to continuous hypoxia was close to 100%

for both species. In contrast, mortality under intermittent, nocturnal

treatment was 74-76%for B. splendens and 81-85% for T. trichopterus.

Given these higher survival rates, intermittent hypoxia treatment was

subsequently employed to simulate the natural diel oxygen cycle where

these two species of air-breathing fishes evolved, namely tropical

freshwater ponds with high autotrophic oxygen production during the

day and high heterotrophic oxygen demand during the night (Graham,

1997; Farrell & Richards, 2009; Verberk et al., 2011). Though more

difficult to produce technically, clearly intermittent hypoxia creates a

more natural environmental stimulus, and is recommended for future

experimental exposure to hypoxia.

These results highlight dissolved oxygen as a limiting

environmental factor for larval fishes in fresh water (Diaz & Breitburg,

2009), and hypoxia as a strong natural selection force as in adult air-

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breathing fish (Randall et al., 1881; Graham, 1997) with a high cost

evident in lowered larval survival. The current findings also showed that

the response of B. splendens to hypoxia certainly is not the same as in

T. trichopterus (Farrell & Richards, 2009). Possible reasons for these

differences are discussed below.

Hypoxic Manipulation of Air-Breathing Onset

The onset of air-breathing for Anabantid fishes has been

reported to take place over the broad species-specific range of 18-29

DPF (Prasad & Prasad, 1985; Graham, 1997), and specifically for T.

trichopterus at 20-25 DPF (Blank, 2009). Under normoxic conditions in

the present study, air-breathing onset occurred at 37-40 DPF for B.

splendens and 32-36 for T. trichopterus. The difference from previously

reported data for Anabantid fishes suggests a high variation of this

parameter as a result of heterochrony. In B. splendens there was

considerable inter clutch variation in the onset of air breathing.

Variation in the chronological age (timing) when normal air-breathing

onset occurs reflects developmental plasticity (West-Eberhard, 2005),

as well as different developmental trajectories for each species and

individuals within populations (Burggren & Reyna, 2011).

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This study shows that hypoxic exposure can alter the timing of

onset of air-breathing onset within species. As such, these data

support the theory of heterokairy, in which developmental timing of

specific physiological process like aerial respiration has been moved

as a result of an environmental stressor like hypoxia (Spicer &

Burggren, 2003; Spicer et al., 2011). The results showed a particular

pattern for each species. In T. trichopterus, PO2s of both 17 and 14 kPa

delayed the onset of air breathing in an inversely correlated way (rs=-

1; df= 1, 2; p<0.0001). In contrast, intermittent hypoxia at a level of (17

kPa of PO2) brought air-breathing forward in the developmental plan

for B. splendens but, interestingly, hypoxia at the lower level of 14 kPa

had no significant effect. The reason for this differential response is not

evident, but the “dose-response curve” for the oxygen effect on the

developmental plan should not be assumed to be a simple linear

relationship. Indeed, at lower oxygen levels, larvae may simply not be

able to mount an adaptive response. The interspecific differences

between B. splendens and T. trichopterus in the “developmental

trajectory” (Burggren & Reyna, 2011) can be considered evidence of

heterochrony (Gould, 1977; Spicer, et al., 2011), because both species

diverge from the same phylogenetic family, Osphronemidae (Rüber, et

al., 2006; Froese & Pauly, 2012).

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These interspecific differences in hypoxic effects may be related

to ecophysiological differences between species. Obligatory air-

breathing forms, like T. trichopterus, are unable to survive on the

quantity of O2 obtained by purely aquatic respiration (branchial plus

cutaneous), even in normoxic water, and thus they always need

supplemental aerial oxygen. By contrast, non-obligatory air-breathers

including B. splendens, do not require air-breathing to survive in

normoxic water, but can survive on continuous aquatic respiration (see

Lefevre et al., in current issue for additional discussion of facultative

and obligatory classifications of air-breathing fishes).

Based on the previous descriptions, the onset of air-breathing in

these Osphronemidae species proved to be a discrete developmental

marker for testing the hypothesis of heterokairy. The present

experiments show that B. splendens is a non-obligatory air-breather

after 36 DPF and hypoxia accelerates its air-breathing onset, while T.

trichopterus is an obligatory air-breather past 32 DPF and hypoxia

delays its onset of air-breathing. Both findings support the hypothesis

of physiological heterokairy.

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Because the onset of air breathing can be accelerated or

delayed by hypoxia, the onset of air breathing – which involves

numerous physiological regulatory processes -represents a clear

example of the phenomenon of heterokairy (Spicer & Burggren, 2003).

Heterokairy serves as a form of compensation to environmental

stressors such as oxygen. Although examples within vertebrates of

heterokairy are as yet few in number, the movement in development of

the appearance of the ABO and its ventilation represents a case of

heterokairy that involves multiple levels of regulation. Modifications

must occur innumerous morphological structures and a whole series of

physiological regulatory systems that involve these structures (e.g.

respiratory, cardiovascular, musculo-skeletal, etc.). In the case of fish

exposed to hypoxia, known responses can include cellular-molecular,

physiological, anatomical and behavioral changes (Diaz & Breitburg,

2009), and one might reasonably anticipate that these responses can

additionally involve heterokairy.

Unknown at this time is the ultimate “cost” of responses

representing heterokairy in animals. By way of comparison, we know

that the “thrifty phenotype” sometimes evident in very low birth weight

mammal infants is helpful in infancy and in juveniles in regaining normal

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body mass, but ultimately proves maladaptive later in later adult life

when “the metabolic syndrome” appears (Barker, 1997; see Isezuo,

2006 for review). Whether heterokairic responses in larvae that aid

larval survival ultimately prove maladaptive awaits further study.

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CHAPTER 3.

THE SUPPORTING LARVAL RESPIRATORY ANATOMY: HYPOXIA MODULATION OF LARVAL GROWTH, GILL

AND LABYRINTH ORGAN MORPHOMETRICS AT THE ONSET OFAIR-BREATHING

INTRODUCTION

Hypoxia is a common environmental stressor in fishes, and has

been viewed as one of the primary factors in the evolution of air

breathing in fishes (Randall et al., 1982; Graham, 1997). Hypoxia has

many effects, including affecting food intake, rate of development, and

stimulation of ventilatory and cardiovascular reflexes (See Introduction,

Chapter 4).

Hypoxia in fishes limits growth primarily through a reduction in

appetite. This response and the associated growth retardation occurs

at relatively mild levels hypoxia (Wang, et al., 2009). As examples,

juveniles of turbot Scophthalmus maximus and sea bass Dicentrarchus

labrax were fed to satiation under hypoxia, and their growth and food

intake were depressed compared to normoxia (Pichavant, et al., 2001).

In juvenile catfish Silurus meridionalis, growth performance was also

impaired due to acclimation to dial cycling hypoxia (Yang, et al., 2013).

Juvenile piapara (Leporinus elongatus) exposed to severe hypoxia also

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showed lower weight gain and feed conversion (the quantity of food

consumed divided by the weight gain over a given a time period) was

1.6 when compared to animals in moderate hypoxia (2.9) and normoxia

(1.8) (Filho, et al., 2005).

Chronic hypoxic exposure not only retards overall growth, but

also affects development of size and structure of fish respiratory organs

in aquatic species of fish. This has been observed in fully aquatic

fishes such as the Sailfin molly Poecilia latipinna, four species of knife

fishes Brachyhypopomus, the Nile perch Lates niloticus, the Crucian

carp Carassius carassius, and the goldfish Carassius auratus, all of

which increased gill surface area (lamellar) and the filament length in

response to chronic hypoxia (Timmerman & Chapman, 2004; Nilsson,

2007; Crampton, et al., 2008; Paterson, et al., 2010). However, the

effects of hypoxia on growth rate have only been studied in a few

species of air-breathing fishes, perhaps because researchers have

anticipated that obligate air-breathers are unlikely to be strongly

affected by aquatic hypoxia. On the other hand, facultative air-

breathers are negatively affected by aquatic hypoxia and the few

existing studies point to clear effects on growth (Wang, et al., 2009). In

the obligate air-breather striped snakehead Channa striata (synonym

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of Ophicephalus striatus), the cost of compensating the low oxygen

availability by increasing surfacing and air-breathing frequency to

extract oxygen from the air actually exceeds the gain in food conversion

(Kramer & McClure, 1981). This situation is made more complicated

by the fact hypoxia reduced food consumption (Pandian &

Vivekanandan, 1976; Vivekanandan, 1977; Wang, et al., 2009).

Similarly, in the facultative air-breather the stinging catfish,

Heteropneustes fossilis, this compensation holds up to the point where

the cost of surfacing exceeds the gain in body mass. Beyond that point,

it is more efficient for the fish to rely solely on aquatic respiration

(Arunachalam, et al., 1976; Wang, et al., 2009).

Juvenile air-breathing fish tend to depend on aquatic respiration

until the air-breathing organ has sufficiently developed (Wang, et al.,

2009). For example, the South American arapaima (Arapaima gigas) is

entirely water-breathing up to 9 days post hatching, after which a

transition begins from gill lamellae to development of the air-breathing

organ. Hypoxia slows down this transition as well as growth itself

(Brauner, et al., 2004). The same pattern occurs in the paradisefish

Macropodus opercularis, in which the air-breathing organ develops

more slowly under hypoxic conditions (Ebeling & Alpert, 1966).

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A final example comes from the obligate anabantid air breather,

the three spot gourami (Trichopodus trichopterus). Larvae exposed to

hypoxia (13% O2) showed no differences in total body length and total

body wet weight during development (1-90 days of post fertilization)

when compared with larvae reared in normoxic conditions (21% of O2)

(Blank, 2009). Interestingly these fish larvae showed hypoxia-induced

differences in the allometric relationships between the wet weight and

the branchial arches and the total labyrinth surface area.

Against this backdrop, the current study expands our knowledge

of phenotypical developmental plasticity in two species of air breathing

fishes. The goals of this study were to determine: 1) the effect of

intermittent nocturnal hypoxia on growth (size and weight) in pre air-

breathing larvae of the Siamese fighting fish and the three spot

gourami, and; 2) how hypoxia alters lamellar and labyrinth respiratory

surfaces in these species when their larvae first begin air-breathing.

We selected the three spot gourami Trichopodus trichopterus

(Pallas 1770) as an example of an obligate air breather (Burggren,

1979; Graham, 1997; Herbert & Wells, 2001; Blank, 2009; Burggren &

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Blank, 2009) and the Siamese fighting fish Betta splendens Regan

1910, an example of a non-obligatory air breather (Peters, 1978;

Graham, 1997). Although both anabantids, the Siamese fighting fish

lives a more sedentary lifestyle in more hypoxic waters than the

gourami (Rainboth, 1996; Ruber et al., 2006; Monviseset al., 2009;

Froese & Pauly, 2015). Consequently, we anticipated that both species

would respond differently to hypoxic conditions. Specifically, we

hypothesized that the facultative air-breather (Betta) would exhibit

greater developmental plasticity, allowing it to be more tolerant to a

hypoxic environment, because Betta spends more time extracting

oxygen from the surrounding water and cannot avoid aquatic hypoxia

all the time. Alternatively, the obligate air-breather (Trichopodus) has

to extract oxygen from air as a mechanism to avoid aquatic hypoxia.

We additionally hypothesized that the larvae of these obligate and

facultative air breathing fish species would respond to hypoxia by

diminishing body size and increasing the absolute size of lamellar and

labyrinth respiratory surfaces.

MATERIALS AND METHODS

Larvae were maintained from 0 to 50 days post fertilization

(DPF) in three different PO2 levels: continuous normoxia (20 kPa) and

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two intermittent nocturnal hypoxia groups (17 and 14 kPa). Details of

the complete experiment, water quality, and larvae maintenance were

described in the Methods section of Chapter 2.

Every five days post fertilization, five larvae of each treatment

were euthanized by moving them into buffered MS222 solution (pH =

7.0) until well after opercular movement stopped, indicating death.

Larvae were then fixed in a 10% neutral buffered formalin solution.

After 10 days of fixation, each individual was measured for length (mm)

and weight (mg). The gills and the labyrinth organ were dissected out,

and photographed with a 10 megapixel camera Leica model DFC450

under a compound microscope Leica model Wild M3Z. The pictures

were digitized, and counts made of lamellae and branchial filaments

and lengths and areas measured by using Image J 1.42 software

(http://rsbweb.nih.gov). All areas and lengths were calibrated in pixels

with the scale of a micrometer slide.

Two respiratory-related variables were calculated: total lamellar

respiratory surface (TSAlam) and total labyrinth organ respiratory

surface (TSAlab). TSAlam was obtained after the methods of Hughes

(1984) and Blank (2009). Average lamellar area ( X SAlam) was

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determined using the mean of a medial lamella area of one proximal,

medial and distal gill filament for each of the four brachial arches. To

account for both lamella surfaces, each lamellar area was doubled. The

number of total lamella in each arch was multiplied by XSAlam to obtain

lamellar surface area per arch, designated as SAlamI, SAlamII, SAlamIII,

and SAlamIV. Finally, total lamellar surface area (TSAlamella) was

determined as the sum of SAlamI, SAlamII, SAlamIII, and SAlamIV multiplied

by two to account for both sides of the gills.

The total surface area of the labyrinth (TSAlab) was calculated

by first tracing the perimeter of the labyrinth organ, after Blank, (2009)

and Blank and Burggren (2014), and then determining the area with

Image J in a scaled picture of the I brachial arch. Each measured area

was doubled to account for both sides of the labyrinth respiratory

surface.

Gill arch length (Larch) of the four branchial arches (I, II, III, and

IV), as well as filament length (Lflm), were compared between the

species and the three PO2 levels. Also compared were the number of

filaments per ach (NFarch), number of lamellae per filament (NLflm) and

single lamella surface area (SAlam). For each branchial arch these

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variables were measured on three filaments: anterior filament (A),

medial filament (M), and posterior filament (P), except on the IV arch

for which only A and P filaments were measured because of the small

size and number of filaments for this arch.

Summary of Measured Variables and Their Definitions

TSAlam = total lamellar respiratory surface

TSAlab = total labyrinth organ respiratory surface

XSAlam = average lamella area

SAlam = Arch I, ll, lll, and lV lamellar surface area

Larch = length of arches I, ll, lll, and lV

NFarch = number of filaments per arch I, II, II, and IV

Lflm = filament length

NLflm = number of lamellae per filament

SAlam = single lamella surface area

Statistical Analysis

ANOVA and MANCOVA comparisons were performed on wet

mass, body length, TSAlam, TSAlab, Larch, NFarch, Lflm, NLflm, and SAlamella

using species, PO2 level and, in some cases, age as factors. The

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treatment groups were considered significantly different when the p

value was lower than 0.05.

RESULTS

Body Length

The average body length during the monitored 35 day

developmental period for larval Betta in continuous normoxic exposure

increased from 5.6 to 8.9 mm, while for Trichopodus in the same

condition average body length increased from 3.2 to 7.8 mm (Figures

5 and 6). For Betta, both age and PO2 treatment significantly affected

body length (Fage=13.8, df= 4, 64 and p<0.0001; FPO2=3.83, df= 4, 64

and p<0.05). The larval group exposed to a PO2 of 17 kPa of PO2 was

the largest, averaging 1.45 times longer than the normoxic group

(Figure 5A and 5B).

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Figure 5. A) Larval body length of Betta through development in each PO2 treatment. B) Effect of PO2 treatment on Betta larval body length correcting for the effect of age. Means ± standard errors are presented. * indicates a significant difference from control value (p<0.05).

Trichopodus increased their body size during the monitored

developmental period (Fage = 51.92, df =7, 83, and p<0.0001), but P02

treatment did not affect body size (FPO2 = 1.96, df = 2, 83, and p>0.05)

(Figure 2A and 2B). These results for both species showed that hypoxia

at 17 kPa increased the body size by 14% in larval Betta, but hypoxia

did not significantly affect body length in Trichopodus.

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Figure 6. A) Trichopodus larval body length through development in each PO2 treatment. B) Effect of PO2 treatment on Trichopodus larval body length correcting for the effect of age. Means ± standard error are presented. * indicates a significant difference from control value (p<0.05).

Body Wet Mass

The average body wet mass through 35 days of development

for larval Betta in continuous normoxic exposure was 2.26 to 5.5 mg,

while for Trichopodus in the same condition it was 0.26 to 4.36 mg

(Figures 7 and 8). For Betta, both age and PO2 treatment significantly

altered body wet mass (Fage=6.63, df = 4, 64, and p<0.001; FPO2= 3.53,

df = 2, 64, and p<0.05). At the onset of air-breathing (35 dpf), wet body

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mass was 1.5 times greater in hypoxia at 17 kPa compared to the

normoxic Betta group (Figure 7A and 7B).

Figure 7. A) Betta larvae wet mass through development in each PO2 treatment. B) Effect of PO2 treatment on Betta larval wet mass correcting for the effect of age. Means ± standard error are presented. * indicates a significant difference from control value (p<0.05).

Trichopodus increased their body wet mass through

development (Fage=52, df = 7, 83, and p<0.0001), but PO2 treatment

did not affect this variable (FPO2=1.45, df=2, 83, and p>0.05) (Figure 8A

and 8B).

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These results showed that, in Betta, only 17 kPa of PO2

increased body wet mass, but in the Trichopodus no hypoxic level

significantly affected body wet mass during development.

Figure 8 A) Trichopodus larval wet mass through development in each PO2 treatment. B) Effect of PO2 treatment on Trichopodus larval wet mass correcting for the effect of age. Means ± standard errors are presented. * indicates a significant difference from control value (p<0.05).

Condition Factor (K) and Wet Mas

- Body Length Relationship

The condition factor for Betta was significantly smaller in the

hypoxic group at 14 kPa (F=4.93, df=2, 64 and p<0.05) (Figure

9A). The b exponent of the body wet mass – body length relationship

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of the two hypoxic groups was also smaller than the normoxic group

(F=6, df = 2, 50 and p<0.05) (Figure 10A).

Figure 9. A) Effect of PO2 treatment on Betta larval condition factor (K) correcting for the effect of age. B) Effect of PO2 treatment on Trichopodus larval condition factor (K) correcting for the effect of age. Means ± standard error are presented. *

For Trichopodus, the condition factor was not significantly

different between the PO2 treatment groups (F=2.9, df =2, 107 and

p>0.05) (Figure 5B). The b exponent for the body wet mass-body

length relationship showed no statistical differences (F=0.3, df= 2, 83

and p>0.05) (Figure 10B).

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Figure 10. A) Effect of PO2 treatment on Betta larval wet mass – body length relationship. B) Effect of PO2 treatment on Trichopodus larval wet mass – body length relationship. W = aLb, W = wet mass, L= body. The values of a and b coefficients are showed for each PO2 group. The statistical significance and fit adjustment are also shown with F, p, and r. The statistical difference within the b exponent of the PO2 groups is presented with an ANOVA analysis.

Labyrinth Organ Respiratory Surface (TSAlab)

and Lamellar Respiratory Surface (TSAlam)

Average TSAlab for Betta was 0.24 mm2 at 35 post fertilization

days, and the corresponding value for Trichopodus was 0.13mm2

(figure 11). These values were significantly different from each other

(F = 69.79, df = 2, 17 and p<0.05). For Betta the P02 treatment at 17

kPa increased respiratory surface by 30% compared with the normoxic

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group (F=11.14, df = 2, 8 and p<0.05), corrected for the effect of body

length (Figure 12B). However, in the Trichopodus PO2 did not

significantly affect TSAlab (F = 0.33, df = 2, 8 and p>0.05) (figure 12B).

TSAlam of Betta averaged 20.4 mm2; which was 3.3 times bigger

than for Trichopodus (6.06mm2). TSAlam significantly differed between

both species (F=69.8, df = 1, 17 and p<0. 05) when corrected for body

length (Figure 12A). The 14 kPa hypoxic group for Betta showed a

significant decrease in TSAlam (F=10.48, df = 2, 8 and p<0. 05).

However, in the Trichopodus hypoxic exposure did not significantly

affect this respiratory surface (F=0.52, df = 2, 8 and p>0.05).

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Figure 11. Compound microscope images of the dissected first branchial arch from Betta (A) and Trichopodus (B) at 35 dpf. The forming labyrinth organ (lo) is indicated by the arrow and outlined by the solid line.

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Figure 12. A) Variation of labyrinth organ respiratory surface (TSAlab) at the onset of air-breathing in three PO2 levels and between the two species. B) Lamellar respiratory surface (TSAlam) at the onset of air-breathing in three PO2 levels and between the two species. Means ± standard errors are presented. Boxes enclose means not significantly different from each other (p>0.05).

Gill Morphometrics

Arch length (Larch). When Larch was corrected for body length,

hypoxic treatment did not significantly affect Larch for either species

(F=0.41, df = 2, 71 and p>0.05). Betta had larger sizes on all the arches

than Trichopodus (F=7.31, df = 1, 71 and p<0. 05). The size of the

aches decreased significantly with increasing arch number for both

species (F=100, df = 1, 71 and p<0. 05) (Figure 13).

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Figure 13 Variation of arch length (Larch) at the onset of air-breathing in three PO2

levels and between the two species. Means ± standard errors are presented. Boxes enclose means not significantly different from each other (p>0.05) when the analysis was corrected for body length.

Number of filaments per arch (NFarch). NFarch showed significant

differences between the two species (F=18.87, df = 1, 71 and p<0.05).

Betta had more filaments, particularly in the second, third, and fourth

arches where the labyrinth organ is not present. Hypoxia only affected

filament length in Betta, producing a significant decrease of filaments

of the third and fourth arches for the 14 kPa treatment (F=9.9, df= 2, 71

and p<0.05). Trichopodus showed no particular pattern of NFarch

related with PO2 treatment (Figure 14).

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Figure 14 Variation of number of filaments per arch (NFarch) at the onset of air-breathing in three PO2 levels and between the two species. Means ± standard errors are presented. Boxes enclose means not significantly different from each other (p>0.05).

Filament length (Lflm). Gill filaments in Betta were significantly

longer than in the Trichopodus in all the branchial arches (F=7.3, df=

2, 71 and p<0.05), when Lflm was corrected for body length. Hypoxia

treatments did not induce any significant differences within the species

(F=0.13, df= 2, 71 and p>0.05) (Figure 15).

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Figure 15. Variation of filament length (Lflm) at the onset of air-breathing in three PO2

levels and between the two species. Means ± standard errors are presented. Boxes enclose means not significantly different from each other (p>0.05) when the analyses were corrected for body length.

Number of lamellae per filament per arch (NLflm). Betta had

larger numbers of lamella per filament than Trichopodus (F=454, df =

1, 215 and p<0.05) on all gill arches. Hypoxia treatments produced a

slight but significant increase on NLflm on the medial and anterior

sections of the first filament in Betta (F=3.3, df = 2, 215 and p<0.05).

The Trichopodus showed no particular pattern of NLflm related with the

PO2 treatment (Figure 16).

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Figure 16. Variation of number of lamellae per filament per arch (NLflm) at the onset of air-breathing in three PO2 levels and between the two species. Means ± standard errors are presented. Boxes enclose means not significantly different from each other (p>0.05) when the analyses was corrected for body length

Single lamella area per filament per arch (SAlam). SAlam was

significantly larger in Betta than Trichopodus (F=107, df = 2, 197 and

p<0.05), when SAlam was corrected for body length. SAlam decreased

significantly in Betta for the 14 kPa treatment (F=2.8, df = 2, 197 and

p<0.05). The Trichopodus larvae showed no particular pattern of SAlam

related to PO2 treatment (Figure 17).

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Figure 17. Variation of area of individual lamella per filament per arch (SAlam) at the onset of air-breathing in three PO2 levels and between the two species. Means ± standard errors are presented. Boxes enclose means not significantly different from each other (p>0.05).

DISCUSSION

Larval Growth Patterns

One of the interesting findings of this study was the occurrence

of the hypothesized profound differences between larvae of Betta and

Trichopodus in their responses to hypoxic exposure. Larval Betta

showed a significant growth increase in body size and wet mass when

they were exposed to mild hypoxia (17 kPa). Additionally, severe

hypoxia (14 kPa of PO2) diminished the Betta condition factor and

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showed a small weight at the same size on the body length - wet mass

relationship (14 and 17 kPa of PO2). In contrast, in larval Trichopodus

not a single growth variable was significantly altered by hypoxia, as

similar reported by Blank (2009). These data collectively showed the

higher sensitiveness of Betta to aquatic hypoxia and the absence of

response of growth variables of Trichopodus to the same

environmental factor.

The decreased fish growth pattern under hypoxic conditions

observed by Wang et al. (2009) and Filho et al. (2005) also occurred in

larval Betta as evident from the lower condition factor and wet mass

and body length relationship. However, when the data were analyzed

by the increase of weight and size as a factor of age, they showed that

mild hypoxia could enhance both growth variables. Interestingly,

Trichopodus larvae didn’t follow this predicted pattern. Perhaps the

growth in all treatments, including normoxia, is delayed relative to Betta

until they become air-breathers. Trichopodus´ strongest response at

this point of development is mortality, which is high in all the

experimental groups (Chapter 2). This higher mortality could be

compensated by the considerably higher number of eggs (2000-3000)

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in a single clutch compared with Betta (300-500) (Clotfelter et al., 2006;

Monviseset al., 2009; Froese & Pauly, 2015)

Larval Betta larvae reared in hypoxia (17 kPa) for 35 days

showed a significant 30% increase on TSAlab, but in 14 kPa there was

a significant 50% decrease in TSAlam. The respiratory surfaces of

Trichopodus larvae did not show the same responses, but this might

be explained by the fact that larval Betta was 2-3 times larger in both

variables compared to Trichopodus larvae.

Branchial Plasticity

Larval Betta showed a direct relation between TSAlam and PO2,

which is opposite to that occurring in the cyprinids and some other fish,

where TSAlam increases as hypoxia decreases (Timmerman &

Chapman, 2004; Nilsson, 2007; Crampton et al., 2008; Paterson, et al.,

2010). All the fishes in the aforementioned studies were adult water-

breathers exposed to acute hypoxia treatment, with the same individual

being compared in a hypoxic and normoxic environment. This differs

from the current study, where the larvae were reared in chronic

hypoxia. Our results indicate that the decrease in TSAlam could be

compensated for an increase in TSAlab, possibly in preparation for a

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future air-breathing way of life, as Blank (2009) suggested for older

Trichopodus.

In general, the branchial morphometric measurements did not

show differential responses related to PO2 treatments within species.

In contrast, the differences between the two fish species are statistically

significant in most of the gill morphometrics, with Betta tending to have

larger gills at equivalent developmental stages compared to the

Trichopodus.

A Species Comparison – Influence of Natural

Habitat on Respiratory Morphology.

We hypothesized that Betta would have different branchial

features from the Trichopodus related to their different natural histories.

The natural reproductive habitats of Betta are temporal isolated ponds

on standing waters of flood plains such as rice paddies. These habitats

are frequently hypoxic, even anoxic on the bottom, because of the high

temperatures and high organic content (Rainboth, 1996; Monviseset

al., 2009; Froese & Pauly, 2015). Betta is a bubble nest builder and

males provide intense care for eggs and early larva (Ruber et al., 2006;

Monviseset al., 2009). Young larval Betta are not able to escape these

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hypoxic ecological conditions and natural selection may have led to a

greater tolerance of aquatic hypoxia. In this situation we predicted that

larval Betta could develop branchial features that facilitated its

tolerance of aquatic hypoxia, such as a higher TSAlam. TSAlam in Betta

was 5 times bigger than in Trichopodus, manifested in all features of

gill structure, and Betta also exhibited enhanced growth under mild

hypoxic conditions. These features could explain facultative air-

breathing condition of Betta (Peters, 1978; Graham, 1997) and its

ability to extract oxygen from the water at this larval stage (1-35 pfd).

In contrast to Betta, the Trichopodus’ natural reproductive

habitat occurs in lowland wetlands like marshes, swamps and canals

with seasonally floods that facilitate lateral migrations from the

mainstream, or other permanent water bodies, to flooded areas during

the flood season and allows their return to the permanent water bodies

at the onset of the dry season (Rainboth, 1996; Froese & Pauly, 2015).

Trichopodus are also bubble nest builder with male parental care

(Ruber et al., 2006; Monviseset al., 2009). Compared to Betta,

Trichopodus larvae are more active swimmers (Mendez-Sanchez, F.,

unpubl.). This feature favors the ability to escape these open habitats

and the hypoxia they present. For this possible reason, and in contrast

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to Betta, Trichopodus did not exhibit phenotypic plastic responses to

aquatic hypoxia in either growth rates or respiratory surfaces.

Compared with larval Betta, larval Trichopodus have relatively small

respiratory surfaces. This leaves this species with air-breathing as the

mechanism to avoid aquatic hypoxia, and likely explains its obligate air-

breathing condition (Burggren, 1979; Graham, 1997; Herbert & Wells,

2001; Blank, 2009; Burggren & Blank, 2009).

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CHAPTER 4

RESPIRATORY PHYSIOLOGICAL ADJUSTMENTS TO CHRONIC HYPOXIA IN LARVAE OF THE AIR- BREATHING

ANABANTID FISHES BETTA SPLENDENS AND TRICHOPODUS TRICHOPTERUS.

INTRODUCTION

Acute hypoxic exposure in aquatic fish triggers an assortment of

reflex responses aimed at maintaining homeostasis. Reflex

hyperventilation of the gills and the associated increase in branchial

irrigation is a common response to aquatic hypoxia, although this

stressor may additionally trigger aquatic surface respiration or actual

air-breathing in those species capable of aerial respiration (for reviews

see Johansen & Lefant, 1968; Burggren, 1982; Burggren & Johansen

1986; Perry, 2011; Milsom, 2012; Porteus et al., 2011; Martin, 2014;

Abdallah et al., 2015). Concurrent with hypoxia-induced increases in

gill ventilation is reflex bradycardia (a decrease in heart rate), as well

as an increase in stroke volume and branchial vascular resistance

(Pelster, 1999; Gamperl & Farrell, 2004; Farrell, 2007; Stecyk et al.,

2008; Gamperl and Driedzic, 2009; Tota et al 2011; Wilson et al.,

2014). In facultative air-breathing fish, aquatic hypoxia may also

promote an increased reliance on aerial O2 uptake and aquatic surface

respiration (Johansen & Lefant, 1968; Randall et al, 1981; Perry, 2009;

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Gamperl and Driedzic, 2009; Perry, 2011). These physiological and

behavioral responses to aquatic hypoxia in fishes - collectively

representing the hypoxic ventilatory reflex - are often accompanied by

numerous other additional adjustments, including changes in

hemoglobin oxygen binding affinity, blood O2 carrying capacity, stroke

volume, and branchial vascular resistance, all of which contribute to

enhanced O2 transfer and potentially lowered ventilatory convection

requirement (Perry et al., 2009; Gamperl and Driedzic, 2009).

The hyperventilation reflex of fishes minimizes reductions in

arterial-blood PO2 associated with aquatic hypoxia, but may also be

metabolically expensive (Perry et al., 2009; Perry, 2011). Indeed, these

metabolic costs may be unsustainable - chronic hypoxia exposure of

anabantid fish larvae results in 85-100% mortality at day 9 post-

fertilization in the gourami (Trichopodus trichopterus) and the Siamese

fighting fish (Betta splendens) (Mendez-Sanchez and Burggren, 2014),

perhaps in part because of the high cost of gill ventilation with water or

other things like failure of adequate oxygen transport (Randall et al.,

1981; Graham, 1997; Diaz & Breitburg, 2009; Farrell & Richards,

2009).

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Different fish species employ different strategies for dealing with

aquatic hypoxia. Hypoxia resistance, which can be defined as the

ability of a fish to actively maintain O2 extraction and thus routine

metabolic rate as O2 levels fall, allows animals to exploit more O2

variable environments (Mandic et al., 2013). The hyperventilation

reflex is critical for this strategy. However, some species exhibit

hypoxic tolerance, whereby as environmental PO2 falls, the fish no

longer actively maintains normal rates of aerobic O2 consumption. This

requires an ability to tolerate increasing levels of tissue hypoxia (Perry,

2011), and is often correlated with lower critical PO2 (Chapman et al.,

2002; Mandic et al., 2013).

Hypoxic resistance and tolerance has been extensively

investigated in adult aquatic fishes and, to a lesser extent, in adult air-

breathing fishes. However, the respiratory and metabolic responses of

larval fishes to hypoxia are only poorly understood, especially in air-

breathing species. The aim of this study, then, was to evaluate the

effect of chronic hypoxia on pre-air breathing larvae of the air-breathing

fishes the gourami (Trichopodus trichopterus) and the Siamese fighting

fish (Betta splendens). It was hypothesized that environmental hypoxia

increases heart rate and opercular rate and decreases ��𝑂2 and Pcrit in

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both species, but that these responses would differ qualitatively and

quantitatively between Trichopodus and Betta, based on the findings

of Chapter 2 and 3 and the different habitats that these two species

inhabit.

METHODS

Rearing and Maintenance

Larval Trichopodus and Betta were maintained from day 0

(hatching) to 40 days post fertilization (DPF) in three different PO2

levels: continuous normoxia (20 kPa) and two intermittent nocturnal

hypoxia groups (17 and 14 kPa). Details of rearing protocol, water

quality, and larvae maintenance were described in the methods of

Chapter 2 and in Mendez Sanchez and Burggren (2014). Larvae were

then sampled for physiological variables until day 38 (Betta) or day 35

(Trichopodus).

Oxygen Consumption.

Every five days following fertilization, larvae from each treatment

were used to measure mass-specific O2 consumption ( ��𝑂2 ),

expressed as µmol O2/g/h. This variable was measured using

intermittent closed respirometry in normoxia (20kPa) using a Loligo

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Systems respirometry system (Tjele, Denmark). Larvae were placed

in a 2.0 ml borosilicate glass microrespirometer chamber. Four

chambers were used simultaneously; alternately one of each was run

without fish and served as blank sample to determine the effects of

possible microbial respiration. In all cases the oxygen consumption of

microbial respiration was not detectable by the system’s sensors

(accurate to< < 0.0005 µmol O2/g/h). Water PO2 was measured in each

respirometer for 2-6 h, depending on the larva’s O2 consumption rate,

using temperature-compensated fiber-optic planar sensors attached to

an OXY-4 meter (PreSens). The signals from these probes were

displayed on a computer with the automated data acquisition system

DAQ-M. The AutoResp software (Loligo Systems ApS) calculated

mass-specific oxygen consumption from the rate of O2 decline in each

chamber over time, the elapsed time, the chamber volume, and the fish

mass.

Larvae of both species settled on the bottom of the chamber,

barely moving during the measurements. Consequently, the

��𝑂2 measured was considered as to be standard metabolic rate

(SMR). The potential oxygen gradient generated by larval respiration

in each chamber was avoided using a micro stir bar enclosed in a cage

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to protect the larva from its rotatory movement.

We did not expect significant allometric influences on the

comparisons of ��𝑂2 by PO2 and DPF because of the relatively

increment of body mass at these early stages of these developing

animals. Additionally, the concept of “scaling” may simply not apply to

very young animals undergoing both organogenesis and systemic

growth (Burggren, 2005). However, to minimize any small scaling

effects we compare larvae on the same age at the same physiological

state and determined the allometric constant “b” for both species in the

relation Y = aXb, where Y was ��𝑂2, X is the body mass and b is the

allometric constant. Typically, the b value is 0.7 (Burggren; 2005). The

b value determined for Betta during this study was 0.018 (r2=0.207;

F=59; df=1,226; and p<0.0001) and for Trichopodus was 0.004

(r2=0.159; F=31; df=1,165; and p<0.0001). Thus, while the b was

significantly different from 0 for both species, not only was the R2 value

very low (indicating multiple contributors to the variance in these data),

but the actual exponent b in both species was so small as to be

biologically insignificant.

The critical oxygen tension (Pcrit, in kPa), defined as the oxygen

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partial pressure (PO2) when ��𝑂2 can no longer be maintained at

normoxic levels with further decreases in PO2, was measured using the

same experimental design for ��𝑂2, but using closed as opposed to

flow-through respirometry. A two-phase linear regression model

(Yeager and Ultsch, 1989; Muller and Seymour, 2011) was applied to

the PO2 vs. ��𝑂2 data obtained during a 2-6 hour period of O2 decline

in the respirometer chamber. Due to the high natural mortality of the

young larvae (see Chapter 2) and to avoid intra-clutch variation, Pcrit

was only measured in six groups at the first day of air-breathing: three

groups of each PO2 treatment of each species with an age of 35 pfd

and from the same clutch.

Opercular Rate and Heart Rate

Opercular rate (Or, opercular beats*min-1) and heart rate (Hr,

beats*min-1) were measured every 5 days after larvae hatched. Larvae

(randomly selected and only used once) were placed in a 4.5 ml

transparent flow-through chamber for visual observation of opercular

and heart rates. Direct visualization of the heart of both species was

possible because the skin and muscles were transparent at these early

ages. Larvae were allowed to acclimate to the chambers for 1 h before

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measurements were begun. Or and Hr was recorded for 60 sec using

a digital microscope (Celestron 44302-A) at a magnification of 150x.

A 10 second section of each video was analyzed with the open

source physics video analyzer Tracker 4.72 (Brown, 2012). This

software was used to automatically and simultaneously track heartbeat

and operculum movements using changes in “luma” (brightness in an

image = the "black-and-white" or achromatic portion of the image)

occurring through time in a selected area. Figure 1 shows

representative traces of the Tracker program output for opercular

movements and heart rate.

Statistical Analysis

MANOVA comparisons were performed on ��𝑂2, Pcrit, Hr, and Or

using PO2, age and, in some cases, species, as factors. MANCOVA

was used on ��𝑂2to correct for the effect of age using days of post-

fertilization as a covariate. To compare the effect of PO2 on the

relationship between Hr and Or, linear comparison of slopes and

intersections were also utilized. Treatment groups were considered

significantly different at P<0.05. All data are expressed as mean ± 1

standard error (SE). N values are indicated for individual means, and

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total numbers of larvae used are indicated in the statistical descriptions.

RESULTS

Mass-Specific O2 Consumption

MO2 of Trichopodus was not significantly affected by

development, and was approximately 6.9 µmol O2/g/h throughout the

larval stages measured. This was approximately 60% higher than in

Betta at comparable stages (Figures 2A and 3A). Larval Betta, unlike

Trichopodus, showed a complex pattern of developmental change in

��𝑂2 under normoxic conditions, with significantly higher values at early

stages and declining values later in larval development (F=74, df=4,

228 and p<0.0001). The effects of hypoxic rearing were equally

complex in Betta. Mild chronic hypoxic exposure (17kPa) actually

stimulated ��𝑂2 above control (normoxic) levels, while more severe

chronic hypoxic exposure (14 kPa) depressed ��𝑂2 at all levels

(F=73.9, df = 2, 228 and p<0.0001) (Figure 18 A).

Analyzing the effect of hypoxia on ��𝑂2 corrected for age (i.e.

using age as a covariate) revealed a significant effect of hypoxia in the

mildly hypoxic 17 kPa group (F=18.2, df=2, 227, and p<0.0001) (Figure

18 B).

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Figure 18. Oxygen consumption (��𝑂2) of larval Betta splendens. A) ��𝑂2 through 35

days of development reared in three levels of PO2. B) ��𝑂2 corrected for aged differences in the three larval populations. Means ± SE are presented. N=9. An * indicates a significant difference from control (20 kPa).

Larval Trichopodus similarly presented higher ��𝑂2 s during

earliest stages of development (F=137, df = 6, 167 and p<0.0001)

(Figure 19 A). In stark contrast to Betta, however, neither level of

chronic hypoxia induced significant changes in ��𝑂2 in the

Trichopodus. This finding was confirmed by analyzing the effect of

hypoxia corrected for age (F=0.2, df = 2, 167, and p>0.05) (Figure 19

B).

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Figure 19. Oxygen consumption (��𝑂2) of larval Trichopodus trichopterus. A) ��𝑂2

through 35 days of development reared in three levels of po2. B) ��𝑂2 corrected for aged differences in the three larval populations. Means ± se are presented. N=9. An * indicates a significant difference from control.

Critical Oxygen Partial Pressure (Pcrit)

A representative graphic of the Pcrit determination is shown in

the figure 20. Betta and Trichopodus showed two different, opposing

patterns of Pcrit and how it was affected by rearing PO2 (Figure 21). In

larval Betta, Pcrit was positively correlated with rearing PO2 (F=5.5, df =

2, 21, and p<0.05), with Pcrit at 14 kPa decreased 37% from the value

in the normoxic population. In contrast, Pcrit in Trichopodus larvae

actually increased as rearing conditions grew more hypoxic (F=17, df

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= 2, 19, and p<0.0001). Chronic rearing at a PO2 of 17 and 14 kPa PO2

increased Pcrit by 24% and 70%, respectively.

Figure 20. Representative traces of the ��𝑂2 decline with PO2 in four larval Trichopodus. The fish were grown at 14 kPa during 35 dpf; the average Pcrit is shown with an arrow and it was estimated by the method of Muller and Seymour (2011). Each symbol represents a single measurement of four different larvae.

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Figure 21. Comparison of Pcrit for larval Betta and Trichopodus reared in different levels of PO2 at day 35 of development. Boxes enclose statistically identical means (p>0.05). N values for each group are in parentheses.

Heart Rate

Heart rate in larval Betta showed no significant changes as a

function of either development or with varying levels of chronic hypoxia

exposure (F=0.4, df=2,63 and p>0.05) (figure 22 A). The overall heart

rate for Betta, which averaged 156 ± 4 beats/min, was lower than in the

Trichopodus (212 ± 3 beats/min) at all comparable stages of

development. Unlike for Betta, however, Hr in Trichopodus decreased

slowly and significantly with development (F=29.1, df = 2, 60 and

p<0.0001). However, this decline occurred independently of hypoxia

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(F=0.6, df = 2, 60 and p>0.05) (figure 22 B).

Figure 22. A comparison of heart rate (Hr) in larval Betta splendens (A) and Trichopodus trichogaster (B) through 35 days of larval development in three levels of PO2. Means ± SE are presented. N=9. The horizontal lines represent the average Hr for all ages.

Opercular Rate

Larval Betta were rapidly and extensively ventilating their gills

on Day 5, the first day of measurement. The overall Or average in larval

Betta was 77 ± 3 opercular beats/min and did not significantly vary

through development (F=0.4, df = 2, 63 and p>0.05 (Figure 23 A).

Rearing in chronic hypoxia also did not induce any significant changes

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in gill ventilation measured in normoxia (F=7, df = 6, 63 and p>0.05)

(Figure 23 A).

Unlike larval Betta, larval Trichopodus reared in normoxia had

not yet established opercular beating on day 5 post-fertilization.

However, once opercular movements began on day 10, Trichopodus

Or average overall was 173 ± 6 beats/min. It was higher in Trichopodus

than in Betta at any given developmental stage. Interestingly, only the

larval group of Trichopodus chronically exposed to mild hypoxia (17

kPa of PO2) exhibited opercular beating on day 5. From 10 dpf onwards

there were no significant variation associated with hypoxia (F=0.6, df=

2, 60 and p>0.05) (Figure 23 B).

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Figure 23. Comparison of opercular rate (Or) through 35 days of larval development in (A) Betta splendens and (B) Trichopodus trichogaster reared in three different levels of PO2. Means ± SE are presented. N=9. The horizontal lines represent the average Hr for all ages.

Heart Beat-Opercular Rate Relationship

Coupling of cardiac and respiratory activity has long been

appreciated, and gives insights into the maturity and complexity of

physiological regulatory systems (for reviews see Taylor et al., 2006;

Schulz et al., 2013; Dick et al., 2014). Figure 24 shows representative

traces of simultaneously recorded opercular rate and heart rate in a 35

day old Betta splendens. Analysis of the interaction of Hr and Or

showed no differences within ages in either species (other than 5 days

post-fertilization in Trichopodus), so the effect of this factor was not

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considered from the perspective of their interaction. Thus, data for the

Hr:Or relationship was determined in individuals from 5 to 35 pfd.

However, the interaction of Hr and Or was affected by hypoxia rearing

level in both fish Betta and Trichopodus.

Figure 24. Representative traces taken from software analysis of video images of Betta splendens (35 days post fertilization) raised in hypoxia (17kPa). The dashed vertical lines towards the right of the panels illustrate the ~ 2:1 ratio of heart beat to opercular movement in this trace. See text for additional details.

Larval Betta reared in normoxia varied significantly from the line

of identity (1:1 ratio), showing an approximate timing of 3 heartbeats

per 1 opercular beat (Figure 25 A). Rearing in either level of chronic

hypoxia resulted in patterns of Hr:Or ratio of 2:1, that were significantly

different from each other, from the 1:1 ratio, and from the line

describing the normoxic ratio (Fslopes=2.57; df=3,7; p<0.05 and

Time (sec)

0 1 2 3 4 5 6 7

Ch

an

ge in L

um

a

at A

rea

of

Inte

rest

Operculum Movement

Heart Beat

Increase

Decrease

Increase

Decrease

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Fintercepts=14.02; df=3,7; p<0.001). Essentially, hypoxic treatments

increased Or compared with the normoxic larva with the same Hr.

Hypoxic larvae also tended to have a Hr:Or with a slope more similar to

the 1:1 ratio than to the normoxic slope. For larval Trichopodus the

Hr:Or relationship was statistically identical to a 1:1 ratio (Figure 25 B),

and showed no significant differences between normoxic and hypoxic

larvae (Fslopes=1.62; df=3,7; p>0.05 and Fintercepts=0.83; df=3,7; p>0.05).

Figure 25. The Hr:Or relationship in larvae of (A) Betta splendens and (B) Trichopodus trichopterus from 5 to 35 dpf are presented. The lines show the data for three groups reared in different levels of PO2. N= 20 for each PO2 group of each species. In all cases r > 0.9 y p<0.05 indicating significance of relationship. See text for statistical analysis of differences between experimental groups.

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DISCUSSION

Development in Normoxia

The mean ��𝑂2 of larval Betta, 4.8±0.34 µmol O2/g/h, decreased

significantly during the measured period of development. For

comparison, the larvae of the air-breather Hoplosternum littorale had a

��𝑂2 of 0.58-1.16 µmol O2/g/h (Sloman et al., 2009; Persaud et al.,

2006). Larvae of strictly water breathers tends to have higher ��𝑂2s:

the zebrafish Danio rerio, 8-38 µmol O2/g/h; the very active rainbow

trout Oncorhynchus mykiss, 236± 46.8 µmol O2/g/h and Atlantic

salmon Salmo salar, 2-13 µmol O2/g/h; Gilthead seabream Sparus

aurata and Senegalese sole Solea senegalensis, 10-30 µmol O2/g/h

(Wells & Pinder, 1996; Barrionuevo & Burggren, 1999; Rombough,

1998; Parra & Yufera, 2001; Barrionuevo et al., 2010). ��𝑂2 of larval

Betta was thus between the values of larval air breathers and water

breathers, which could be important for its facultative air-breathing

strategy (Peters, 1978; Graham, 1997). This intermediate ��𝑂2

provides larval Betta with the opportunity to behave like a water

breather or an air breather without drastically modifying its basic

metabolism. Indeed, being in the middle of both strategies facilitates a

broader possibility of maintaining appropriate metabolic levels.

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Pcrit in larval Betta was 7.2 ± 0.4 kPa, compared with 4.6-8.1 kPa

for larval Hoplosternum littorale (Sloman et al., 2009), 9.3 ± 1.0 kPa in

the adult of the facultative air-breathing Amia calva (Porteus et al.,

2014), 7.3-9.9 kPa for larvae of the completely aquatic Danio rerio

(Barrionuevo & Burggren, 1999; Barrionuevo et al., 2010), 2- 6 kPa for

adults of Morguna adspersa, Melanotenia fluviatis and Hypseleotris sp.

exposed to natural hypoxia episodes as a consequence of droughts

(Stoffels, 2015). Considering Pcrit as measure of hypoxia tolerance

(Chapman et al., 2002; Mandic et al., 2013), this characteristic of Betta

is again in the middle of the aquatic and facultative air breathing fishes,

pointing to its facultative air-breathing habit. Having an intermediate

Pcrit makes easier the possibility to adjust its respiratory performance

to either a water or air breathing strategy (Robertson et al., 2015).

Hr and Or did not show important changes during development,

suggesting the lack of neural and hormonal control on both parameters

during the first 35 days of post fertilization (McKenzie et al., 2007;

Taylor et al., 2010). For similar temperatures larval Danio rerio Hr was

125-180 beats/min (Barrionuevo & Burggren, 1999), for the adult of the

facultative air-breathing Hoplerythrinus unitaeniatus Hr was 27 ± 2

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beats/min (McKenzie et al., 2007), and the hypoxia tolerant adult

obligate gill breather the pacu Piaractus mesopotamicus 63 ± 6

beats/min (Leite et al., 2007;Taylor et al., 2009). Heart rate in larval

Betta and Trichopodus was higher (156 ± 4 and 212 ± 3 beats/min,

respectively) and aligned more with a strictly gill breathing fish.

The ventilatory frequency (Vf ) measured as Or of larval Betta

and Trichopodus in normoxia was 77 ± 3 and 173 ± 6 beats/min,

respectively. As examples of Or in adult gill breathing fish, rates in the

common dentex Dentex dentex and trout Oncorhynchus mykiss the Vf

were 71.3 ± 7 and 30 ±3 beats/min, respectively (Cerezo et al., 2006;

Porteus et al., 2011). The Vf of the hypoxia tolerant water breathers

the cachama Colossoma macropomum, the carp Cyprinus carpio, the

pacu Piaractus mesopotamicus was, 40 ± 4 ,17±1, and 90 ± 1

beats/min respectively (Kalinin et al., 2000; Porteus et al., 2011). In

adults of the facultative air-breathing Hoplerythrinus unitaeniatus Vf

was 74.5 ± 6.5 beats/min (McKenzie et al., 2007). The Or of Betta and

Trichopodus is over the range of adult gill breathers which is common

for aquatic larva with high metabolic rates; the aquatic larva of these

two fish behave like a strictly water breathers.

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The Hr:Or relationship for larval Betta had an approximate timing

of 3 heartbeats for every 1 opercular beat. In the adults of another

facultative air-breathing fish, Lepisosteus osseus (Rahn et al., 1971),

the coupling between heart rate and gill ventilation ratio in normoxia

was approximately 1:1 (Smatresk, 1986). For adults of another

facultative air-breather Hoplerythrinus unitaeniatus (Oliverira et al.,

2004), the mean ventilatory frequency was slightly more than twice the

heart frequency, a typical relation for a fish with aquatic respiration

(McKenzie et al., 2007). For the hypoxia tolerant water breather

Piaractus mesopotamicus, the Hr:Or approximated 3:1(Leite et al.,

2007;Taylor et al., 2009). Clearly, larval Betta had less opercular

movements per heartbeat than the other two species of facultative air-

breathers employing aquatic respiration. This situation could be related

to the low level of physical activity of the larval Betta (Mendez-Sanchez,

F., unpubl.). Thus, in normoxic conditions the tissue O2 delivery

generated by the Hr:Or relationship could be adequate. Also, during the

early stages measured skin breathing is likely also directly involved in

providing gas exchange (Burggren & Blank, 2010). However, a

definitive answer will have to await additional data from other larval

fishes.

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Larval Trichopodus had an MO2 of 9 ± 0.6 µmol O2/g/h, an

elevated value compared with larval Betta and the facultative air-

breather Hoplosternum littorale (Sloman et al., 2009; Persaud et al.,

2006). In fact, this value is in the range of active, aquatic fishes such

as Danio rerio and Oncorhynchus mykiss (Rombough, 1998;

Barrionuevo et al., 2010). Larval Trichopodus raised in normoxia are

active swimmers (Mendez-Sanchez, F., unpubl.) with a high oxygen

demand, yet were also more resistant to environmental hypoxia than

larval Betta. Indeed, Trichopodus showed the lowest Pcrit of the water

and air breathing species listed above. The Hr:Or ratio in Trichopodus

was ~1:1 - this synchrony between ventilation and heart rate in

normoxia may improve gas transport across the gills (Smatresk, 1986;

Rombough, 1999) by matching convective delivery of oxygen to the

gills with the ability of the perfusing blood to remove it, potentially

making this species more efficient in extracting O2 from the water.

Both species fit in the behavioral and locomotor gradient of fish

lifestyles described by Dwyer et al. (2014) and Stoffels (2015) at

different extreme points. On one hand, the slower lifestyle of Betta, an

ambush predator or ‘saltatory’ forager has mostly benthic habits while

ready for fast starts and powered turns for high-acceleration prey

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capture. Low metabolic rates and high Pcrit characterize their

metabolism. On the other hand, Trichopodus fits to the faster lifestyle -

an active cruising and pursuit predator with endurance swimming and

sprints for sustained chases, patrolling, drift feeding, searching, etc.

These faster swimming fishes have higher metabolic rates and low Pcrit.

Development in Hypoxia

Betta and Trichopodus both responded physiologically to

chronic hypoxia, but with highly species-specific differences.

1) Betta: Rearing under mild hypoxia (PO2 =17kPa) increased

��𝑂2 in larval Betta at most stages of development, showing that these

larvae can regulate and increase aquatic oxygen consumption, even at

an early age. In this respect, larval Betta appears to be like the larvae

of aquatic species such as Danio rerio; (Barrionuevo et al., 2010)

whose oxygen uptake appears to be enhanced by mild hypoxia. Under

more severe oxygen stress (14 kPa), however, aquatic ��𝑂2 in Betta

was reduced compared to normoxia (figure 2). Physiological

adjustments to oxygen extraction from water to maintain homeostasis

are expensive (Perry et al., 2009; Perry, 2011) and the cost cannot

easily be sustained in severe hypoxia. In any event, the low

��𝑂2 presented by larval Betta at 14 kPa also reflects their physical

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inability to maintain O2 uptake, which is reflected in low survival at this

PO2 in both continuous and intermittent hypoxia (Chapter 2).

Pcrit is a useful measure of hypoxia tolerance (Chapman et al.,

2002; Mandic et al., 2013). Larval Betta chronically reared under

hypoxic conditions showed a Pcrit that was 30% lower than when reared

in normoxia. A lower Pcrit reflects the ability of larval Betta to continue

extracting O2 to lower oxygen levels, essentially making them more

resistant to hypoxia being that this specie has evolved in more hypoxic

waters than Trichopodus (Rainboth, 1996; Monviseset al., 2009;

Froese & Pauly, 2015).

Facultative air-breathers evolved the air-breathing habit in

response to unpredictable environmental conditions, especially with

respect to ambient temperature and oxygen (Randal et al., 1981;

Graham, 1997; Brauner et al., 2004). To be a facultative air-breather

implies the ability to adjust physiological variables in the face of

unpredictable environment situations. Such ability was evident in larval

Betta when examining the Hr :Or relationship and the effect of hypoxic

rearing on this relationship. Chronic hypoxia induced higher Or s at the

same Hr, and the relationship between these two variables changed

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from 3:1 in normoxia to 2:1. This relative increase in perfusion

compared to ventilation may also improve gas transport across the gills

(Smatresk, 1986), potentially making this species more efficient in

extracting O2 from the water under hypoxic conditions.

Collectively, these physiological responses of Betta can be

considered more plastic than Trichopodus (West-Eberhard, 2005; Hill

et al., 2008), allowing physiological compensation to environmental

hypoxia. Larval Betta was able to adjust ��𝑂2 , Pcrit, Hr and Or in

response to hypoxia to increase its hypoxia tolerance, supporting the

strategy of being a facultative air-breather (Graham, 1997). This larval

plasticity induced by hypoxia was similarly found in Danio rerio, in

which its increment in hypoxia tolerance (lower Pcrit) was associated

with the induction of HIF-1 during critical developmental windows

(Robertson et al., 2015).

2) Trichopodus: Larval Trichopodus, unlike larval Betta, showed

no significant responses to chronic aquatic hypoxia, a lack of

physiological plasticity potentially making this species less tolerant to

hypoxia (Chapman et al., 2002; Perry, 2011; Mandic et al., 2013). This

characteristic may also explain the low overall larval survival in hypoxia

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(Mendez-Sanchez and Burggren, 2014). As an obligate air-breather,

the only mechanism that larval Trichopodus have to escape aquatic

hypoxia is to resort to air-breathing (Graham, 1997). The ��𝑂2 of

Trichopodus was ~ 60% higher than the ��𝑂2 of Betta at most days of

development. Not surprisingly, this was reflected in both higher Hr and

Or, likely required to provide for the higher oxygen demand of the

tissues of the Trichopodus larvae.

Rearing in chronic hypoxia had no significant effect on the ��𝑂2

of larval Trichopodus, but actually increased Pcrit. Thus, Trichopodus

showed less hypoxia tolerance when the environment in which they

were reared is more hypoxic. The inability of larval Trichopodus to

maintain aquatic oxygen consumption is likely strongly correlated with

fact that the juvenile and adult Trichopodus are obligate air-breathers

(Graham, 1997).

For larval Trichopodus the Hr:Or relationship was statistically

identical to a 1:1 ratio. There were no significant differences between

normoxic larvae and those chronically reared in hypoxia, showing a

lack of developmental phenotypic plasticity driven by oxygen

availability for these physiological features.

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Respiratory Developmental Plasticity and

Physiological Heterokairy

Heterokairy is the non-genetic change in the timing of the onset

of physiological regulatory systems and their components, or plasticity

in the timing of the onset of physiological regulatory systems or their

components, below the level of the species, between populations or

individuals (Spicer & Burggren, 2003; Spicer et al., 2011; see

Discussion in Chapter 2). Interestingly, in larval Trichopodus (but not

Betta) chronic rearing in mild hypoxic actually advanced the onset of

opercular beating to before day 5, compared to day 10 in the normoxic

population. This response, apparently adaptive in that it would allow

earlier access to abundant aerial oxygen, provides another example of

heterokairy, along with the advancement of the onset of air-breathing

(Chapter 2, Mendez Sanchez and Burggren, 2014).

SUMMARY

In conclusion, these physiological data indicate that larval Betta

is in many ways better adapted to aquatic survival than larval

Trichopodus. This correlates well with the more hypoxic habitats

typically inhabited by larval Betta.

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Chapter 5 will now explore the respiratory properties of the blood

of Betta splendens and Trichogaster trichopterus.

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CHAPTER 5

HEMOGLOBIN-OXYGEN EQUILIBRIUM CURVES, BOHR AND ROOT EFFECTS COMPARISON IN TWO AIR

BREATHING FISH, TRICHOPODUS TRICHOPTERUSAND BETTA

SPLENDENS.

INTRODUCTION

The hemoglobin-oxygen equilibrium curve (OEC) is a tool for

understanding the function of respiratory pigments; it shows the

functional relationship between the percentage of binding sites that are

oxygenated and the ambient PO2. Specifically, the shape and position

of the curve reflects hemoglobin oxygen affinity and cooperativity, from

essentially hyperbolic to sigmoidal and quantified by Hill’s coefficient

“n”. The diagnostic parameter P50 indicates the PO2 at which half of

the hemoglobin is oxygenated (Nikinmaa, 2006; Wells, 2009; Hill et al.,

2012).

Hill’s equation describes the relationship between hemoglobin

oxygen saturation (SO2) and the oxygen partial pressure (PO2), thusly:

SO2=KPO2n/100+KPO2n.

If log SO2/100-SO2 is plotted against log PO2 for values of SO2

between 20% and 80%, then straight lines of slope “n” result (Eddy,

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1973; Riggs, 1998; Kamshilov & Kamshilova, 2001; Hebert & Wells,

2001). Hill’s coefficient “n” typically has values from 1.0 where the

oxygen equilibrium curve is hyperbolic and hemoglobin exhibits less

cooperativity. When hemoglobin shows more cooperativity, n can

increase to 3.0 for a strongly sigmoidal curve (Eddy, 1973; Wells, 2009;

Mandic et al., 2009; Hill et al., 2012). Hill’s coefficient has been used

to measure hemoglobin cooperativity in the context of evolutionary

adaptation to hypoxia tolerance in sculpins (Scorpaeniformes:

Cottidae) (Mandic et al., 2009) and a physiological and ecological

response of the hemoglobin cooperativity as a mechanism to avoid

hypoxia by Pagrus auratus (Cook et al., 2013) and Pleuronectes

platessa (Wood et al., 1975).

Hemoglobin-oxygen binding is also strongly affected by proton

concentration. The so-called Bohr effect consists of a decrease in O2

affinity of the respiratory pigment due to a decrease in pH or an

increase in PCO2 partial pressure (Souza & Bonilla-Rodriguez, 2007;

Perry, 2011). The Bohr effect magnitude has been measured by the

Bohr factor expression Φ=Δlog P50/ΔpH, which reflects arteriovenous

pH gradient sustained by respiratory acidosis (C02)(Wells, 2009;

Hebert & Wells, 2001; Cook et al., 2013). The air-breather Trichopodus

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trichopterus (Hebert & Wells, 2001) and the hypoxia tolerant Pagrus

auratus showed a modest Bohr effect induced by pH in hypoxia

acclimated fish (Cook et al., 2013).

Lowered pH also decreases the maximum possible oxygen

hemoglobin saturation even at high PO2s, a phenomenon known as the

Root effect (Nikinmaa, 2006; Wells, 2009; Hill et al., 2012; Souza &

Bonilla-Rodriguez, 2007;). This effect is activated by the addition of

tissue-specific lactic acid; among vertebrates, it is observed only in fish,

principally teleost fish (Wells, 2009; Hill et al., 2012). A classic example

in fish is the family of six oxygen equilibrium curves each with different

oxygen maximum saturation generated by six different pHs in the whole

blood of the eel Anguilla vulgaris at a constant temperature (Hill et al.,

2012). In contrast, there was no apparent Root effect in the blood of

the air-breather Trichopodus trichopterus even at the non-physiological

level of acidity of pH 6.6 (Hebert & Wells, 2001).

Hemoglobin-oxygen binding is also typically quite sensitive to

temperature, with increased temperature increasing the P50

(decreasing hemoglobin oxygen affinity). Fish hemoglobins typically

show significant temperature sensitivity as a way to compensate the

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relation of aquatic hypoxia and temperature, for as temperature

increases, the obligatory decrease in oxygen solubility results in less

dissolved oxygen available for respiration (Nikinmaa, 2006; Wells,

2009; Hill et al., 2012).

Importantly, OECs as modified by the Bohr and Root effects and

the influence of temperature strongly reflect phenotypic plasticity,

especially in response to environmental stressors such as pH and

temperature. The relatively rapid turnover of red blood cells and the

hemoglobin they contain provides animals with the ability to quickly

modified blood oxygen transport characteristics in response to

changing environments (Nikinmaa, 2006; Wells, 2009; Hill et al., 2012).

The aims of this study were to 1) compare the parameters on

the hemoglobin-oxygen equilibrium curves between two air-breathing

fish species, Trichopodus trichopterus and Betta splendens, on a

gender-specific basis, and 2) determine the magnitude of the Bohr and

Root effects on both species. The parameters evaluated were partial

pressure at 50% of saturation (P50), oxygen maximal saturation

(SO2max), and Hill´s n value (n).

METHODS

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Hemoglobin-oxygen dissociation curves

Ten Trichopodus trichopterus adults and ten Betta splendens

adults (5 females and 5 males) were obtained from the stock described

previously in Chapter 2. Because of the small size of these species,

blood sampling was done by cardiac puncture (Ostrander, 2000). Fish

were anesthetized using a dilution of MS222 in a separate container.

Once the fish lost equilibrium, it was positioned ventral side up. A 22-

gauge needle attached to a 1ml heparinized glass syringe, self-

prepared before sampling by aspiration and complete expulsion of 2ml

of standard heparin solution of 1000 U/ml (Chantler & Cox, 1999). It

was inserted into the heart and 50μl of blood were drawn. After the

syringe with the needle was removed, the fish was euthanized by

returning it to the buffered MS222 solution until all opercular movement

stops.

50 microliters of freshly drawn blood from one fish individual

were mixed with 5 ml of HEMOX-Solution, 20 microliters of Additive-A,

and 10 microliters of Anti-Foaming Agent (TCSSCI Scientific Supplies).

The mix was placed immediately in an automatic blood oxygen

dissociation analyzer Hemox Analyzer Model B (TCS Scientific Corp,

2007) at 27oC to determine the blood oxygen equilibrium curve.

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Assessments of the relation between PO2 and SO2 were tested at CO2

concentrations of 0%, 1% and 2.5% to determine the Bohr and Root

effects.

Comparisons were made between species and sexes of the PO2

at which the hemoglobin was 50% saturated with oxygen (P50). Within

species and sexes comparisons were performed with Kruskal Wallis

(H) and U of Mann-Whithney (W) non-parametric analysis. P50,

SO2max and from the hemoglobin-oxygen dissociation curves were

compared between species and CO2 levels using an ANOVA or the

equivalent nonparametric H of Kruskal-Wallis. As the n coefficient was

a slope of the SO2/100-SO2 plotted against log PO2; this parameter was

compared within species with a multiple comparison of slopes. A

Φ=Δlog P50/ΔpH was estimated for each experimental individual and for

each 1% and 2% of CO2-pH level. An ANOVA was then also used to

compare between CO2-pH levels.

RESULTS

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P50

The sigmoid curves for both adult Betta splendens and

Trichopodus trichogaster at 0% of CO2 are shown in figure 26 A. Whole

blood P50 was 0.38 ± 0.17 kPa in Betta but much higher in Trichopodus,

at 1.89 ± 0.58 kPa. These P50 values varied significantly between

species (W=36; n1=6, n2=6; p<0.01). The P50 distribution for males

and females for Betta was not significantly different for P50 (W=2, n♂

=3, n♀=3, and p>0.05), P80 (W=1, n♂=3, n♀=3, and p>0.05), and P90

(W=1, n♂=3, n♀=3, and p>0.05). Similarly, there were no significant

difference between males and females in Trichopodus on P50, P80, and

P90 (Ws=1, n♂=3, n♀=3, and ps>0.05) (figure 26 B).

Figure 26 Oxygen equilibrium curves for Betta splendens (A) and Trichopodus trichogaster (B). Each line and symbol set represents an individual. The sex is indicated on the legend. The mathematical model that best fits the data set is presented along with the associated mathematical and statistical values.

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Bohr Shift

The pH of the whole blood-Hemox buffer mixture varied with %

CO2 as follows: 0% CO2, pH= 7.55; 1% CO2, pH= 7.44; 2.5% CO2 , pH=

7.25. Using these levels of pH, changes in blood pH produced

significant changes on the shape of the oxygen equilibrium curves for

both species, as shown on figure 27. P50 changes induce by pH, its

significance, and the magnitude of the Bohr effect expressed as Φ is

shown in table 1.

Figure 27 The Bohr effect on the whole blood oxygen equilibrium curve of Betta splendens (A) and Trichopodus trichogaster (B). Each line describes the fitted model created with 3 adult individuals of each species

Table 1. P50 and Φ values at different and CO2-manipulated pHs to determine the magnitude of Bohr effect on the whole blood of both fish species

P50 at designated Bohr Effect (Φ)

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Species

pH (kPa) over designated pH intervals

pH 7.25

pH 7.44

pH 7.55

7.25-7.44

7.44-7.55

Mean

7.25-7.55

Betta splendens

2.1±1.07 *

0.4±0.01*

0.38±0.17

0.24

1.8

1.02

Trichopodus

trichogaster

3.36±0.96

0.4 ±0.01

1.89±0.58

0.43

0.16

0.29

An * indicates a significant difference (p<0.05) from control at pH 7.55

Root Effect

SO2 max for Betta change significantly with blood pH (F=29.93;

df=2,9; p<0.001), ranging from 100% at pH 7.55 to 84% ± 3.6 at pH

7.44 and 91.5% ±0.4 at pH 7.25 (Figure 27 A). The same variable for

Trichopodus did not change significantly with pH (F=1.6; df=2,11;

p>0.05), even though the figure 27 B shows the averages lines with

different SO2 max.

Hill’s Coefficient

Hill’s coefficient, n, for Betta at pH 7.55 (0% of CO2) was

2.17±0.6. This value was significantly different from that at pH 7.44,

which was 0.88±0.02, and from pH 7.25, which was 0.61±0.03 (F=

47.2, df=2, p<0.0001) (figure 28 A). For Trichopodus, n at pH 7.55 was

2.25±0.16. This value was significantly different from pH 7.44, which

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was 1.7±0.007 and from pH 7.25 that was 1.48±0.01 (F= 48.2, df=2,

p<0.0001) (figure 28 B).

Figure 28. Hill´s graph of Betta (A) and Trichopodus (B). Hill´s n values are pointed with the arrows for each pH-CO2 value.

DISCUSSION

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Overview

Some P50 values for teleost with different life styles at normoxia

and 0% of PCO2 are as follows: the freshwater breather rainbow trout

Oncorhynchus mykiss 2.8±0.13 kPa (Nikinmaa & Soivio, 1979); for the

amphibious mangrove rivulus Kryptolebias marmoratus 1.76±0.11 kPa,

an extremely hypoxia tolerant skin breather (PO2<2.5kPa) (Turco et

al., 2014); some cold-temperate marine fishes like the moderately

active benthopelagic Atlantic cod Gadus morhua 1.7 kPa; the active

benthopelagic Atlantic herring Clupea harengus 0.88 kPa; the inactive

demersal plaice Pleuronectes platessa 1.29 kPa; and the active

pelagic swimmer Atlantic mackerel Scomber scombrus 1.32 kPa

(Herbert et al., 2006); and the facultative air-breather armored catfish

Andstrus chagresi 2.63 kPa (Graham, 1983). On this study Betta

showed a P50 of 0.38±0.17 and Trichopodus of 1.89±0.58. The P50

value of Betta is the lowest of all the species above mentioned, it is

below of the hypoxia tolerant and benthic species. This feature is

associated with high oxygen affinity of its hemoglobin similar to the

environmental hypoxia tolerant fishes (Wells, 2009). Trichopodus,

differently, had an n value close to the active and pelagic fishes

showing less hemoglobin oxygen affinity than Betta. Those features

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are similar to those active fish evolved to tolerate functional hypoxia

(Wells, 2009).

The hemoglobin cooperativity measured with the Hill’s

coefficient for different teleost is as follows: Antarctic cod Dissostichus

mawson, occurring at -1.9 °C, n=1.75 (Qvist et al., 1977); mangrove

rivulus Kryptolebias marmoratus n=1.35±0.03 (Turco et al., 2014); for

the cold-temperate marine fishes n=1.3-1.7 (Herbert et al., 2006);

rainbow trout Oncorhynchus mykiss n=1-2 (Weber et al., 1976); in

tench Tinca tinca blood n had values in the range of 0.84-1.75 (Eddy,

1973); the benthic cyprinid fish Pleuronectes platessa sowed n= 1.6-2

(Wood et al., 1975). Comparing these values with those obtained for

Betta and Trichopodus, 2.17±0.6 and 2.25±0.16 respectively, in fish n

the values are generally between 1.0 and 2.0 (Eddy, 1973). Both air-

breathing fish of this study showed slightly high values with a tendency

to be hyperbolic, resulting in high cooperativity compared to many

fishes. This cooperativity value dramatically decreased with decreasing

pH, in a statistically significant way for Betta for values below 1.0

indicating less cooperativity and possibly high oxygen affinity.

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The Bohr shift magnitude for some teleost is enlisted as follows;

the highly hypoxia adapted New Zealand snapper Pagrus auratus

Φ=1.02±0.12 (Cook et al., 2013); Φ=0.64 - 0.75 in tench Tinca tinca

(Eddy, 1973); in the benthic fish Φ=0.06±0.003 Pleuronectes platessa

(Wood et al., 1975); in the Antarctic cod Dissostichus mawson Φ=0.48

(Qvist et al., 1977); and in the rainbow trout Oncorhynchus mykiss

Φ=1-1.7 (Nikinmaa & Soivio, 1979). In general, Hebert et al. (2006)

presented an integral analysis of Φ where the values for marine fishes

are between 0.9 and 1.06, and for freshwater fish species 0.6 and 0.98.

As it can be seen, the blood analysis of Betta in this study showed a

mean value of Φ of 1.02, which indicate a marked Bohr shift associated

with changes in blood pH. Contrarily, Trichopodus showed the smallest

mean Φ value of all fishes mentioned above. This reflects pH-induced

small effects on its hemoglobin structure (Souza & Bonilla-Rodriguez,

2007; Perry, 2011).

The reduced oxygen hemoglobin saturation produced by

decreased pH is known as the Root effect. In some marine teleost the

root effects was 12-19% reduction in total oxygen capacity (Hebert et

al., 2006); 12% on Pagrus auratus (Cook et al., 2013); and 10% on

Tinca tinca (Eddy, 1973). In contrast, there was no apparent Root effect

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in the blood of the air-breather Trichopodus trichopterus, which confirm

the absence of Root effect in Trichopodus even at the non-

physiological level of acidity of pH 6.6 found by Hebert & Wells (2001)

Summary

Both fish species in this study are well framed within the gradient

of fish lifestyles proposed by Wells (2009); on one side are fish like

Betta. This species presents the smallest P50 values showing the

higher affinity of its hemoglobin, and also shows significant Bohr and

Root effects highlighted by signifficant change in the Hill’s n value.

Additionally, it showed the marked hyperbolic form (n closer to 3) of the

oxigen equilibrium curve showing low cooperativity. This low

cooperativity becomes dramaticaly higher with changes in pH. All of

these characteristics are typical of a environmental hypoxia tolerant

fish as decribed by Wells (2009). On the other hand, Trichopodus

trichpterus showed higher P50 values with lower hemoglobin-oxygen

affinity than Betta, characteristics of an active fish tolerant to funtional

hypoxia. This fish appears more adapted for an athletic lifestyle but also

preserves features of a fish adapted to environmental hypoxia with

small Bohr and Root effects .

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Neither of the two species is strictly on the extreme of the

gradient functional hypoxia tolerant – environmental hypoxia tolerant,

but Betta showed characteristics such as the Bohr and root shifts that

favor physiological plasticy and explains its facultative air-breathing.

These characteristics give this species the option of behaving like a

strict environmental hypoxia-tolerant water breather. The hemoglobin

of Trichopodus did not show too many options for physiological

plasticity, leaving this species with only with the posibility to escape

hypoxic water by becoming an air-breather. This could explain its

obligate air-breather strategy and the high mortality of the pre air-

breathing larvae.

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CHAPTER 6

CONCLUSIONS

In this concluding section, I provide answers to each single

implicit question associated with each set of hypothesis and aims. A

concrete interpretation is also provided, excerpted from the previous

discussions in the related chapters.

1. Did hypoxia induce high mortality on the pre air-breathing

larva of Betta and Trichopodus? Answer: Continuous

hypoxia (15%) killed 100% of the young larvae of both species,

and was deleterious beyond 9 DPF. Nocturnal intermittent

exposure to hypoxia produced a 75% of mortality on Betta larvae

and 80% on Trichopodus both beyond 35 DPF. Mortality of the

two species in normoxia (PO2 20kPa) was significantly less: 75%

for Betta and 85% for Trichopodus. Interpretation: Intermittent

hypoxia creates a more natural environmental stimulus, and is

recommended for future experimental exposure to hypoxia.

These results highlight dissolved oxygen as a limiting

environmental factor for larval fishes in fresh water (Diaz &

Breitburg, 2009), and hypoxia as a strong natural selection force

as in adult air-breathing fish (Randall et al., 1881; Graham,

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1997) with a high cost evident in lowered larval survival. The

current findings also showed that the response of B. splendens

to hypoxia differs from T. trichopterus (Farrell & Richards, 2009).

2. Was there evidence for heterokairy on the onset of air-

breathing induced by hypoxic acclimation? Answer: Betta

larva advanced the onset of air-breathing. Nocturnal intermittent

hypoxia treatment at 17 kPa advanced the onset of air-breathing

by 4 days, and the group exposed to a PO2 of 14 kPa began air-

breathing 2 days before the normoxic group. In contrast,

Trichopodus delayed the onset of air-breathing by 8 DPF for

both levels of hypoxia. Interpretation: Variation in the

chronological age (timing) when normal air-breathing onset

occurs reflects developmental plasticity (West-Eberhard, 2005),

as well as different developmental trajectories for each species

and individuals within populations (Burggren & Reyna, 2011).

Hypoxic exposure can alter the timing of onset of air-breathing

onset within species. As such, these data support the theory of

heterokairy, in which developmental timing of specific

physiological process like aerial respiration has been moved as

a result of an environmental stressor like hypoxia (Spicer &

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Burggren, 2003; Spicer et al., 2011). The results showed a

particular pattern for each species.

3. Did hypoxic acclimation affect larval growth? Answer:

Larval growth was affected for Betta but not for Trichopodus.

Mild hypoxia 17 kPa of PO2 increased 1.5 times body size and

wet mass, but more severe hypoxia conditions (14 kPa)

decreases the condition factor. Interpretation: These data

collectively showed the higher sensitivity of Betta to aquatic

hypoxia and the absence of a hypoxic response on growth

variables in Trichopodus. Interestingly, the decreased fish

growth pattern under hypoxic conditions observed by Wang et

al. (2009) and Filho et al. (2005) is not present in the larvae of

this two species.

4. Did hypoxic acclimation affect the size of the respiratory

surfaces at the onset of the air-breathing? Answer: Hypoxia

increased the respiratory surfaces for Betta but not for

Trichopodus. A PO2 of 17 kPa increased by 30% the labyrinth

respiratory surface of Betta. However, 14 kPa decreased the

lamellar respiratory surface. However, in the Trichopodus

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hypoxic exposure did not significantly affect these respiratory

surfaces. Interpretation: Larval Betta could develop branchial

features that facilitated its tolerance of aquatic hypoxia, like the

enhanced growth and the increase size of TSAlab under mild

hypoxic conditions. These features could explain facultative air-

breathing condition of Betta (Peters, 1978; Graham, 1997) and

its ability to extract oxygen from the water at this larval stage (1-

35 pfd). In contrast, Trichopodus did not exhibit phenotypic

plastic responses to aquatic hypoxia in either growth rates or

respiratory surfaces; this leaves this species with air-breathing

as the mechanism to avoid aquatic hypoxia, and likely explains

its obligate air-breathing condition (Burggren, 1979; Graham,

1997; Herbert & Wells, 2001; Blank, 2009; Burggren & Blank,

2009).

5. Did hypoxic acclimation affect gill morphometrics?

Answer: Generally Betta had bigger gill structures than

Trichopodus. Hypoxia did not affect these structures in

Trichopodus; In contrast, in Betta this environmental factor

produced a significant decrease on the number of gill filaments

per arch and the area of a single lamella, but it produced a slight

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significant increase on the number of lamella per filament.

Interpretation: In their natural habitat, young larval Betta are

not able to escape to hypoxic ecological conditions; natural

selection may have led to a greater tolerance of aquatic hypoxia.

In this situation we predicted that larval Betta could develop

branchial features that facilitated its tolerance of aquatic

hypoxia. Indeed, Betta showed plasticity on the respiratory

surfaces and the gill morphometrics. On the other hand, larval

Trichopodus are more active swimmers. This feature favors the

ability to escape these open habitats and the hypoxia they

present. Trichopodus did not exhibit phenotypic plastic

responses to aquatic hypoxia in either growth rates or

respiratory surfaces.

6. Did the routine metabolic rate, measured as mass-specific

oxygen consumption (��𝑶𝟐) , differ between species and

was it affected by hypoxic acclimation? Answer:

Trichopodus had a metabolic rate 60% higher than Betta at

comparable stage and weight. Mild chronic hypoxic exposure

(17kPa) actually stimulated the ��𝑂2 of Betta above control

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(normoxic) levels, while more severe chronic hypoxic exposure

(14 kPa) depressed ��𝑂2. In stark contrast to Betta, however,

neither level of chronic hypoxia induced significant changes in

��𝑂2 in Trichopodus. Interpretation: ��𝑂2 of larval Betta was

between the values of larval air breathers and water breathers,

which could be important for its facultative air-breathing strategy

(Peters, 1978; Graham, 1997). This provides larval Betta with

the opportunity to behave like a water breather or an air breather

without drastically modifying its basic metabolism. On the

contrary, for Trichopodus this value is in the narrow range of

active, aquatic fishes with a high oxygen demand (Rombough,

1998; Barrionuevo et al., 2010), which means these fish larvae

will have higher mortality if they do not become air-breathers

because they are not able to restructure their anatomy to

increase their breathing.

7. Did Pcrit differ between species and was it affected by

hypoxia acclimation? Answer: The larvae of the two species

showed opposing patterns of the effects of hypoxic rearing on

Pcrit. Hypoxia decreased the Pcrit of Betta by 37%in contrast, the

Pcrit of Trichopodus increased by 70% as a result of growing in

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chronic hypoxia. Interpretation: Considering Pcrit as measure of

hypoxia tolerance (Chapman et al., 2002; Mandic et al., 2013),

this characteristic of Betta is again in the middle of the aquatic

and facultative air breathing fishes, pointing to its facultative air-

breathing habit. Having an intermediate Pcrit makes easier the

possibility of adjusting its respiratory performance to either a

water or air breathing strategy (Robertson et al., 2015).

Trichopodus showed the lowest Pcrit of the water and air

breathing species (Barrionuevo & Burggren, 1999; Sloman et

al., 2009; Barrionuevo et al., 2010; Porteus et al., 2014; Stoffels,

2015). They also were more resistant to environmental hypoxia

than larval Betta. However, when hatched and grown in

hypoxia, the gourami’s tolerance to this factor decreases. In

contrast, Betta larvae become more tolerant when they born and

grow in hypoxic environments.

8. Did Hr and Or differ between species and were they affected

by hypoxic acclimation? Answer: The overall heart rate and

opercular rate for Betta were lower than in the Trichopodus at

all comparable stages of development. Hypoxia did not affect

the Hr and Or in larvae of both species. Interpretation: Hr and

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Or did not show important changes during hypoxic treatments,

suggesting the lack of neural and hormonal control on both

parameters during the first 35 days of post fertilization

(McKenzie et al., 2007; Taylor et al., 2010). The Or of Betta and

Trichopodus is within the range of adult gill breathers which is

common for aquatic larva with high metabolic rates; the aquatic

larva of these two fish behave like a strictly water breathers.

9. How different was the relationship of Heart Beat:Opercular

Rate between species? And how did hypoxic acclimation

affect it? Answer: This relationship showed a ratio of 1:1 for

Trichopodus and 3:1 for Betta when the larvae were rear in

normoxia. Chronic hypoxia did not affect this ratio on

Trichopodus larvae, but for Betta it created a pattern of 2:1.

Interpretation: Clearly, larval Betta had less opercular

movements per heartbeat than species of facultative air-

breathers employing aquatic respiration (Leite et al.,

2007;Taylor et al., 2009). This situation could be related to the

low level of physical activity of the larval Betta. The Hr:Or ratio in

Trichopodus was ~1:1 - this synchrony between ventilation and

heart rate in normoxia may improve gas transport across the

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124

gills (Smatresk, 1986; Rombough, 1999) by matching

convective delivery of oxygen to the gills with the ability of the

perfusing blood to remove it, potentially making this species

more efficient in extracting O2 from the water.

10. Did the hemoglobin oxygen equilibrium curves of adults

differ between species? Answer: Yes Betta presented a

marked hyperbolic curve with smaller P50 and higher

hemoglobin affinity than Trichopodus. This OEC was

significantly different from the sigmoid shape of Trichopodus.

Interpretation: Both air-breathing fish of this study showed

slightly high values with a tendency to be hyperbolic, resulting in

high cooperativity compared to many fishes. This cooperativity

value dramatically decreased with decreasing pH, in a

statistically significant way for Betta for values below 1.0

indicating less cooperativity and possibly high oxygen affinity.

The P50 value of Betta is the lowest of all the facultative air-

breathers, water breathers, amphibious, extremely hypoxia

tolerant, cold temperature marine fishes species, it is also below

of the hypoxia tolerant and benthic species (Nikinmaa & Soivio,

1979; Turco et al., 2014; Herbert et al., 2006; Graham, 1983).

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125

This feature is associated with high oxygen affinity of its

hemoglobin similar to the environmental hypoxia tolerant fishes

(Wells, 2009). In contrast, Trichopodus had a hemoglobin

cooperativity value close to the active and pelagic fishes

showing less hemoglobin oxygen affinity than Betta. Those

features are similar to those active fish evolved to tolerate

functional hypoxia (Wells, 2009).

11. Did the hemoglobin of the both species show Bohr and

Root effects? Answer: Betta had significant Bohr and Root

effects highlighted by significant changes in the Hill’s n value.

On the other hand, the blood of Trichopodus showed much

lesser effects of increased proton concentration on hemoglobin-

oxygen affinity. Interpretation: Betta showed characteristics

such as the Bohr and root shifts that favor physiological plasticity

and explains its facultative air-breathing habit. These

characteristics give this species the option of behaving like a

strict water breather tolerant of environmental hypoxia. The

hemoglobin of Trichopodus did not show too many options for

physiological plasticity, leaving this species with only with the

possibility to escape hypoxic water by becoming an air-breather.

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126

This could explain its obligate air-breather strategy and the high

mortality of the pre air-breathing larvae.

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127

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