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1 1 of 46 Erik Eberhardt – UBC Geological Engineering EOSC 433 (2017) EOSC433/536: Geological Engineering Practice I – Rock Engineering Lecture 2a: Data Collection & Confidence 2 of 46 Erik Eberhardt – UBC Geological Engineering EOSC 433 (2017) Site Investigation & Monitoring Geotechnical site investigation and monitoring are fundamental to rock engineering projects. Their use extends from prefeasibility through to operations and decommissioning. Their purpose is multifold, serving both investigative and monitoring functions that are in part a necessity to ensure the economic feasibility of the project and part due diligence to ensure safe operations.

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Page 1: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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1 of 46 Erik Eberhardt – UBC Geological Engineering EOSC 433 (2017)

EOSC433/536:

Geological Engineering Practice I – Rock Engineering

Lecture 2a: Data Collection & Confidence

2 of 46 Erik Eberhardt – UBC Geological Engineering EOSC 433 (2017)

Site Investigation & Monitoring

Geotechnical site investigation and monitoring are fundamental to rock engineering projects. Their use extends from prefeasibility through to operations and decommissioning.

Their purpose is multifold, serving both investigative and monitoring functions that are in part a necessity to ensure the economic feasibility of the project and part due diligence to ensure safe operations.

Page 2: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Role of Site Investigation & Monitoring

Investigation: • To provide an understanding of the ground conditions, for prefeasibility and design purposes.

• To provide input values for design calculations.• To check for changing ground conditions as the project develops, or advance/progress to greater depths.

Monitoring: • To assess and verify the performance of the design.• To calibrate models and constrain design calculations.• To provide a warning of a change in ground behaviour, thus enabling intervention to improve safety or to limit damage through a design change or remediation measure.

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Site Investigation - Boreholes

Page 3: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Site Investigation - Boreholes

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Contamination front

Site Investigation - Boreholes

Page 4: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Deep Tunnels - Geological Uncertainty

Gotthard Base-Tunnel (Switzerland)

Cost = $15+ billionTime to build = 17 yearsLength = 57.5 km Sedrun shaft = 800 m Excavated material = 24 million tonnes

Loew

et

al.(

2000

)

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Sugar-grained dolomites (granular & cohesionless)

Deep Tunnels - Geological Uncertainty

Page 5: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Loew

et

al. (

2000

)

Considered the greatest geological risk to the feasibility and success of the tunnel project, the TBM passed safely through the Piorazone without any problems.

Sugar-grained dolomites (granular & cohesionless)

Deep Tunnels - Geological Uncertainty

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Bonzanigo (2007)

Fault Zones

Deep Tunnels - Geological Uncertainty

Page 6: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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The total delay for passing through these faults along this section

13’500

Amphibolite13’50014’00014’500

14’00014’500

Tm EST-Ost

Tm EST-West

Faido BodioSqueezing ground blocks TBM

... two years.

Deep Tunnels - Geological Uncertainty

Ehrbar (2008)

Budget overrun... more than 200%.

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Deep Tunnels - Geological Uncertainty

Bonz

anig

o (2

007)

You pay now, or you pay later!

Page 7: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Resources

Inferred

Indicated

Measured

Reserves

Possible

Probable

ProvenIncr

easi

ng le

vel o

f ge

olog

ical

kn

owle

dge

and

conf

iden

ce t

here

in

Uncertainty in Ground CharacterizationAs a mining project moves from prefeasibility through to detailed mine design, the amount of data collected will increase as efforts are made to minimize uncertainty and reduce risk.

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JORC

Inferred

Indicated

MeasuredIncr

easi

ng le

vel o

f ge

olog

ical

kn

owle

dge

and

conf

iden

ce t

here

in

Uncertainty in Ground Characterization

GeotechnicalModel

Assumed

Substantiated

Measured

Investigation

Page 8: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Pre-Feasibility (Inferred)Qualitative/Empirical

Managing Geotechnical UncertaintyDen

sity

Value

Mean shear strength

Mean driving stress

Feasibility (Indicated/Measured)Quantitative/Monitored

Operations (Measured)Observed/Monitored/Back-Analyzed

Hoek (1991)

Data collection provides us with a means to manage uncertainty, but not to eliminate it!

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Influence of Geological Factors

We have the intact rock which is itself divided by discontinuitiesto form the rock mass structure.

We find then the rock is already subjected to an in situ stress.

Superimposed on this are the influence of pore fluid/water flow and time.

In the context of the mechanics problem, we should consider the material and the forces involved. As such, five primary geological factors can be viewed as influencing a rock mass.

With all these factors, the geological history has played its part, altering the rock and the applied forces.

Page 9: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Laboratory Testing of Rock/Soil BehaviourUniaxial Compressive Strength (UCS), or peak strength, is the maximum stress that the rock can sustain. After it is exceeded, the rock may still have some load-carrying capacity, or residual strength.

Hud

son

& H

arri

son

(199

7)

high stiffnesshigh strengthvery brittle

med. stiffnessmed. strengthmed. brittleness

low stiffnesslow strengthductile

e.g. Granite e.g. Limestone e.g. Shale

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Laboratory Testing of Rock/Soil Behaviour

Granite Limestone Shale

Page 10: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Understanding Rock Behaviour

Parameter Value (MPa)

Number of Tests 20Min. Peak Strength, UCS 183.0Max. Peak Strength, UCS 231.1 Avg. Peak Strength, UCS 206.9

( 13.5)

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Rock Mass Properties - Scale

Granite

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Rock/Soil Behaviour – Scale Effects

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Rock as an Engineering Material

sandstone strengthequal in

all directions

Homogeneous Continuous Isotropic

sandstone

shale

Heterogeneousfault

joints

Discontinuoushighstrength

varies withdirection

low

Anisotropic

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Reporting – Distribution and Variability

‘Averaging' of data that can lead to a misrepresentation of important geological features, particularly major structures.

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Unstable

Stable

Stress PathRelaxation

WedgeIn-Situ Stress

3

StressConcentration

1

Kais

er e

t al

.(20

00)

Rock Mass Response

Page 13: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Rock Mass Behaviour

Hoek’s GSIClassification

The key factor that distinguishes rock engineering from other engineering-based disciplines is the application of mechanics on a large scale to a pre-stressed, naturally occurring material.

rock mass

massiverock

ground response

fracturedrock

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JORC

Inferred

Indicated

MeasuredIncr

easi

ng le

vel o

f ge

olog

ical

kn

owle

dge

and

conf

iden

ce t

here

in

Uncertainty in Ground Characterization

GeotechnicalModel

Assumed

Substantiated

Measured

InvestigationBehaviour

Model

Hypothesized

Simulated

Observed

Monitoring

Page 14: EOSC433/536: Geological Engineering Practice I – Rock ... · PDF fileGeological Engineering Practice I – Rock Engineering ... In SME Mining Engineering Handbook (3rd Edition)

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Site Investigation & Data Collection

Rockmassresponse

geological model

Geophysical investigations

Geological investigations

Stabilityanalysis

Controllingmechanism(s)

behaviour model

Geotechnical monitoring

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Main Objectives• Provide input parameters for geotechnical design calculations• Optimize existing operations/construction• Limit/manage uncertainty

Compatibility with the stage of the project• Inferred, Probable, Proven

Practicality• Data collection in the context of the engineering design• Underground design often has to be completed prior to underground

exposure (based on core only)• Degree of certainty has to be considered• Sensitivities of parameters and consequences must be tested• Integral part of the geological investigation• Communication between disciplines (geology, engineering, miners)

Geotechnical Data Collection

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Data should be measured and recorded in systematic ways using standardized procedures. Much time and effort can be wasted by collecting data which may be irrelevant or inadequate. The nature of the data will also become more specialized as measurements transition from surface boreholes to excavation/construction.

The quality of the data is critical to the reliability of the interpretation...

General Data Requirements

... POOR QUALITY OR INACCURATE DATA CAN BE MISLEADING AND IS WORSE THAN NO DATA

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General Data Requirements - Standardization

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Oriented Core

Ezy-Mark

Scribe

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Borehole Imaging and Characterisation

Type Advantages Disadvantages

Acoustic Televiewer

Provides a continuous record of borehole wall (3-D virtual core); provides high accuracy and confidence in data; can be used in highly fractured rock.

Requires a stable borehole; requires water or mud in borehole to operate.

Optical Televiewer

Provides a continuous record of borehole wall (3-D virtual core); provides high accuracy and confidence in data; can be used in highly fractured rock.

Requires a stable borehole; requires air or clear water to operate.

Eberhardt & Stead (2011)

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Borehole Imaging and Characterisation

Televiewers are chosen for:

• Defining dip, dip-direction and aperture of fractures, bedding and contacts

• Obtaining critical information from areas with missing core or low core recovery (low RQD)

• Detailing fracture and fault zones regarding depth, size, frequency and attitude

• Depicting the in-situ stress field orientation

Will

enbe

rget

al.

(200

8)

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Discontinuity Data CollectionH

udso

n &

Har

riso

n (1

997)

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rock bridge

increasing persistence

persistencespacing

Spacing & Persistence

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Remote Sensing – Photogrammetry & LiDAR

Advantage: able to provide data for remote and inaccessible areas where safety concerns often preclude conventional mapping.

Disadvantage: suffer measurement bias (e.g., orientation, truncation, censoring), which must be fully considered during processing, analysis, and interpretation of the data.

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Remote Sensing - Photogrammetry

Gaich et al. (2006)

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Remote Sensing - Photogrammetry

3-D photomodel of Palabora open pit in South Africa (f = 20 mm lens), superimposed with a bench-scale photomodel(f = 400 mm lens). St

ead

et a

l.(2

009)

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Remote Sensing – Measured Parameters

DISCONTINUITY PARAMETERSDiscrete positions (X,Y,Z) [m]Distances, lengths [m]Areas [m2]Dip / Dip directions [°/°]Trace orientations [°/°]Rock bridgesSpacing, persistence

Gaic

het

al.

(200

6)

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trace length

Remote Sensing – Data (Added Value)

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Remote Sensing - LiDAR

Strouth & Eberhardt (2006)

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Lecture ReferencesBonzanigo, L (2007). Brittle tectonics in metamorphic rocks: Implications in the excavation of theBodio Section of the Gotthard Base Tunnel. In: Proceedings of the 1st Canada-US Rock MechanicsSymposium, Vancouver. Taylor & Francis: London, vol. 2, pp. 1141-1148.

Eberhardt, E & Stead, D (2011). Geotechnical Instrumentation. In SME Mining EngineeringHandbook (3rd Edition). Edited by P. Darling, Society for Mining, Metallurgy & Exploration, vol. 1, pp.551-572.

Gaich, A, Pötsch, M & Schubert, W (2006). Basics and application of 3D imaging systems withconventional and high-resolution cameras. In Tonon & Kottenstette (eds.), Laser and PhotogrammetricMethods for Rock Face Characterization Workshop, Golden, pp. 33-48.

Hoek, E (1991). When is a design in rock engineering acceptable? Muller lecture. Proc. 7th CongressInt. Soc. Rock Mech., Aachen. A.A. Balkema: Rotterdam, vol. 3, pp. 1485-1497.

Hudson, JA & Harrison, JP (1997). Engineering Rock Mechanics – An Introduction to the Principles .Elsevier Science: Oxford.

Kaiser, PK, Diederichs, MS, Martin, D, Sharpe, J & Steiner, W (2000). Underground works inhard rock tunnelling and mining. In Proceedings, GeoEng2000, Melbourne. Technomic Publishing:Lancaster, pp. 841-926.

Loew, S, Ziegler, H-J & Keller, F (2000). AlpTransit: Engineering geology of the world’s longesttunnel system. In Proceedings, GeoEng 2000, Melbourne. Technomic Publishing: Lancaster, pp. 927–937.

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Lecture ReferencesStead, D, Sturzenegger, M, Elmo, D, Eberhardt, E & Gao, F (2009). Rock slope characterizationfor large open pits and high mountain slopes. In Slope Stability 2009: Proceedings of the InternationalSymposium on Rock Slope Stability in Open Pit Mining and Civil Engineering, Santiago, CD-ROM, 10 pp.

Strouth, A & Eberhardt, E (2006). The use of LiDAR to overcome rock slope hazard data collectionchallenges at Afternoon Creek, Washington. In 41st U.S. Symposium on Rock Mechanics: 50 Years ofRock Mechanics, Golden. American Rock Mechanics Association, CD: 06-993.

Tollenaar, RN (2008). Characterization of Discrete Fracture Networks and Their Influence onCaveability and Fragmentation. MASc thesis, University of British Columbia, Vancouver.

Willenberg, H, Loew, S, Eberhardt, E, Evans, KF, Spillmann, T, Heincke, B, Maurer, H &Green, AG (2008). Internal structure and deformation of an unstable crystalline rock mass aboveRanda (Switzerland): Part I - Internal structure from integrated geological and geophysicalinvestigations. Engineering Geology 101(1-2): 1-32.