epic - electronic privacy information centerepic.org/foia/darpa/rats/14-10-09-darpa-foia... ·...

28
I , T,- >iV 0:::" (W" !' q:' r 'OC, I,' 0 f> , -,,:: .... :c ::c- -- --- ------ , ---,.;::;;,- - ,:;;: bf><; -:;; ,- '- T " J ;:n ,- ,, ' // ' "-. - ' .. "," S ,V " i. :-'- 14\')$(; ''>-">'('11 --"""--- --- ----- =--'-- _. __ . -- -- +--- "-'''1' ' /<''«:0',0<,$''> ;'''""",;: ':'''''' : .. _ _ .' ",::e;::,;;.s-,-,;, · ':-":»1 i C-:: ,>; ,''''-''<:; 1""''''; ' '3t;;: "fC''''''" 1"'-:' ,,"", d! ",,, ' .;{C, "- Mi"''''' ''" 1':::<1'" :>).y_" .• ".' <; '-' '' C''% )' I =:""'!-',;,-<;:'- "",h0 Th.- '. if" ·: -}- I:.'J '. -; i u''( '','CI y, '.It\(:' \":;Jr. "><:. '.'OC '-:'< l' :- p; j ( .. VV' . ..!.:""> ... ,",ocr! ; L_ .. =-====:::: .... '--. ___ -'--_ I t t):SC()l.Wl I 10 ltI>'S :ro",'"If$ -x ; 1!I&,-s 1 :' ,_" "";'-",,,,'-;;;':: te-.. :\,J"""" [Ym"" , !;,,",\.u<, . r<,r.:. o F", J ,V ("". ... 7' N 'p -,b<lr _ , •. __ ___ . ___ ,, _ " U' '"' "'_" +': "ca-;>'. '" "" .. , .... ,lo>mf _".. .... "'<":1r .:1<1o!o-""'<V. .. ...oflllltt:> .. '" J",.{" . - · ... epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000001

Upload: others

Post on 18-Jul-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

AWARDiCON'TR.I~CT I , T, -

~ ~"~d'C >iV

0:::" (W" ! ' r. , ; ,,' ;~;;;<' q:'

r 'OC, ."<'~;:":;' '' ''.''' '~_"" '~ .qt ~--"-~ ~' ,l"'C" rr:.: r~; " I,' 0 f> , <'iI~~

f"_,, ,..;;·.,..:·,..,,_c\.o;;;f~J ~ : £" -,,:: .... :c::c-- - ---------, ~j;:-~;::; ::;.;;,;i' ,,;;~~-c-_·-~-· :~: ~~ ' ---,.;::;;,--,:;;: .~.;:-:~-,:':"'~ - W.'-I~,-:"'; bf><;-:;;,- '-T " ~F!¥ ~oe. ~~ J O~,~ ~l

;:n ~-'-~ ,-,,'//' "-. - ' .. "," P ' ·~·.' I ' ''C, ,:),j~'1' S ,V "

_~':;Y'v· ·~ ~W-:;:- _~

rl Wi.!~, Cfq"qn i. :-'-14\')$(; ''>-">'('11 --"""----------- =--'--_. __ . -- --

+---

"-'''1'' /<''«:0',0<,$''>;'''""",;: ':'''''' : .. _ _ .'",::e;::,;;.s-,-,;, · ':-":»1 i C-:: ,>;,''''-''<:; IKI'~;'~' 1""''''; ' '3t;;: (,,~.,.< "fC''''''" ~ 1"'-:' ,,"", d! " ,,, ~_, "_ .'~ ' ' .;{C,

~,~ "- Mi"'''''''" ;~." ~i,t{,,! 1':::<1'" !'~; - , . < ,.~< :>).y_" .• ".' <; '-'''C''% )' I =:""'!-',;,-<;:'- ~:J~-::" "",h0 Th.- '.if" ·: ~-.J !~,.<;il;1 '-_;- -}- I:.'J ;;''''¥i~ ' .-; i u''( '','CI ~),;r y, "d~'? '.It\(:' Y-''''''''''~ :W :~'" \":;Jr. "><:. '.'OC '-:'< l':- p; lh~ j ""' 1'''' ':::-'--''c ~:' ,. ·."~~O, '.,",,,c:!<"""" ~ ,..,~' "~:'_"'"""':--c~,.,,:."t;:.o. ' ,,;.~1'¥''' 'fl'7~' ( .. VV' . ..!.:""> " ',; ,~ .- ... ,.-;'_~< ~'.l~-",",j<>i""'"i ''' ''' ' ~''; :'':''':'' ''' " ' ' ,",ocr!

". ~ ;

L_ .. =-====::::....'--. ___ -'--_ I t t):SC()l.Wl "OI=!~ p~~

I 10 ltI>'S ~ :ro",'"If$ -x

; 1!I&,-s ~

L--,-::=,~-:ii------":-TC;;:::---·-------1 :' ,_""";'-",,,,'-;;;':: te-..

'-' _ ~:::""-" :\,J"""" (~-" [Ym"" , I-,~_.:.r: !;,,",\.u<, . r<,r.:.o F",

J ,V

("". ... 7' ~r,.,.;hl_ N'p-,b<lr _ , •. __ ~ ___ . ___ ,,_

1}''':''lJ-''P>""~_,,,·'~ ,¥.-<>V>,,,,,,,*,~0Itc.~ :;'''~6~ " U' '"' "'_" +': "ca-;>'. '" "" .. , .... ,lo>mf ~ ~ _".. .... "'<":1r.:1<1o!o-""'<V.

~'~ r' >ri " ' '''d~~,''''''l' .. ~~(~,."f)ftt..~ :·X"'·'., ~" r"Iq,"---.u.~_.r_~.,Ok>/\~~l!II"" ...oflllltt:> ~;v.:j .. '"J",.{". - · ... ";c;...;_q;~"'f

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000001

Page 2: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

-------~-----------------,-----; , Doc umcnl ' " ~bcr ' TitlE'

DIflPC2!){ ' •.

Page

2 0( 23 Line Item Summary I ~:tl l nl.,;m a tiona] - RATS

- - -'------- -------------'---1 Tota l Fund ing :

Fund Budget Org Slih Objrcl CI"If>s FY, 0 10 Wt! (,:141 2 55[)

Division Closed FYs Canc(! ltel1 Fuuo

Sub Prt.gram Cest Org Sub WHDRP

Proj/Job No.

Z99500 Sub Report ing Category

1A

f---- - - - -------------------- - - - ----------i line Ilem Number Descr ipt ion

0001 RESEARCH AND DEVEl OPMEN 1 SERVICES ·

c uu Or.iiwry ";< I~

Ref (Start Dr.!" I') e nj Da le) Quantity

OOOJ 1.00

('.)::JIOHl:?Cl I) I.;.. 03108/20 14)

Unit of " IS5Ue

LO

Unit Price

$1 ,000,000.000

Tolal Cost (Includes Discounts)

S 1,000,000.00

rhe t;onlractor ~ hill : fum is!! the m'CeSfiElry per!:unnel. nnterl2ls. fac, lilies. and nonpersonal services to perform the research and development in accordance with Ihe contractor's tFlchnical and mana9cn~en t propos;! t entitled. "SCENIC: Speech Cootent Extraction from Noisy Information Chann"I~' . undal !')(! ;]nd re~ ised cost fl rnr)()~a l dutoo 11 Allrll' (;120 tQ submitted in response to the Defense Advanced Research Project Agency:l ll 'orma!ior1/lnno~;'ltion Office (D.o.HPAfI'20 ) [3rrdd l.g'll'cy Announcement (BAA) 10-34 . and reports as identified in Section J .

The oortrac!or's f. 'vised cost prOO(.sf.1 dated H Augusl 20111 s her{'l;)y redacted and inCOfporated by reference.

The COI1' ri.lC' Dat.3 R~lulrement!l. t ist {COP.tS} ar", nc.t sep1'lr,;to1y priced.

Estlmatlld Cust: $ 12.083,268.00 Fi)(()d F.IW i964 ,:l '0,00 COM-PlllS-Fiwd-Fee (CPFF). 'I>! ;;.04 " ,4 "~.(jO

Ref Req No: SZ100653

Funding It ,/otml'hoo:

2010 - · WH -69 41 - -255D - -WHDRP · 799500 - lA - -

51 .000,UOO.00

- - --- -

Tolal Cost: S 1.000,000.00

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000002

Page 3: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

_ ._._, .. _-------O,let; No. I DOCl'I"'l<;nt Titl.. Page 3 01' 23 I); 0"( ~,-,024 . ___ J~l.!!2~'1~'~· '~l ;~"~n~", O· !'"A~·!.rs"-____________ .J. ______ ...J

I Award/Contl" c~

TI\ 131 ,- J:- (,Ol'TF.NTS

SEC ! IO'J C -- D~'~'Cri"lion~ ,lIld Sl ..... ~\ ir,cati,\r'~ ( .! 1 JFSI'RI I'T I O'~S i\NfJ SPEt ' tI'J CATlUN5 C.2 Dt'li "'/ablL ...

SECTION I) ... I'd·.:I..:agjng ;l lld MIU\ jll~

\J.I j\IAR I~I~G

D.2 IJ A(,K"\(i l ~G

SECTION F -.. i ll"peclioa :Ultl ,.,. .... l·epta:lce I~.t Cl au " ~" · B y R.! rcrCIl>':t' E 2 Revicv.' <lI1II;h t'rsi!!hl

SECT ID,,," r - Od i,c·;c. or !'c,li,r.II;1Il\,:C J·. I {' I au<c~; By R:I,:r'. ', ,;c

F-2 Dcliu',"y of Dal" F.3 -·erio.... {'.f r .. 'l"f,'n11;j '\>X

SECT ION Ci -- ('('nlr.>l't /\, llmillislrJlion i);:!1a

{i. r 1 :"H.: r~ nelll ' 1 fOund]llg t ' .2 ("mlJmCf i' l~ Offil· ... r·<; 1 cd.nil",1 r :':'pre.~"'n !.lll" t ' (:.3 DAnrA Program ~,!all.1g(T (;A l 'on 1111d AJtlliOl~lr .l' IO!! 11,;1<1 ( i.5 ( iovCI"Il 'nenr C,m;rnr.;1 Admi(lj ' lmb lf { ;,6 Pcfcnse ('nr traci A I:ci\ AgclH.:Y ; OCAA I or,! : c: {,,7 "ayn ,mt Ollil';;

( ,.X ,'ontrac! p~~ zrh,::Ol" ~E(TIOi" II ,- SOoXi3\ C,lnlf l,1 r~ L (l ll i , ('ln~nl~

1i,I ' ,F291 I\NI) SFW5 ';lIb~"'atH,"ling r( ('p~'Hi!I}~ Ihxluiremcnts 11,2 ',olifi":l li llfl under :: cpsl r.:' rnhur!>~ rr •. T I I" .. , r:: t '

!t.'; " Will J f\,I<ldc 0 ·\ fkl,<lll ,)1':\ UOO Agt'ncy , 1.4 \ t"y . 'r:r.;:,lr.nd Re.\U;rcl llo.!l'ls 115 ,! / )TI l'E Of !N( '('R I>t)R,~ II {.'N OF S.E(TION K 1,1.(, .quip!l'cn t ('l;\U!iC

11.7 \ o-COSI Sl'tllemcl11 I Ll'\ "enililS, T;;",c.s, 1.1('''en" .. ~, Ordi:l~.1 cC~: aud Ih:~u l ali'lr:s

I loy 'ubhcatiL'1l

H. ru I'm\'d and t>..:r D iem 11,11 ·l, sscniolloI Da!;t R: g!'I'· 11.12 ',COl Is n ION or Ct)M,'I J TE~ EOU I I'~f NT ANI> REI.ATED IT EMS I I.IJ --:UB( U:~TR,;.("n~, ( : t! ', ~l

1 1.1 4 I~ eronillg RC<ji!ll'C11'ICIl' 5

SECTION I - ('c I,m'l 't ( Il\f, ~e-~

I I ·_'I;tU:ia. B: .. Rt:k-f, '!:;C

12 I.~

1.4 1.5 U' <.7 I.X

'" 110 II I 1.J1

~Ecr 10\,1 J .i. 1 ,I.:!

'\1011 Ii :a ti ("1 U" O \\ ' '''r' llip ('tnnt'e~ "jYlr,(n t I' or O vcr!irnc Prc l1liW)h '. ulhofl?ClI D,,~', mt·vn:. In Ci;UhCS ')EFLN';E HDER '\ 1. A('c)U t':;ITiO :-.i JU-,( iUL i\TION S UPPLEMENT 1452 :->tH-/(J RC'!"icli\' 1! 01' Fnd,melH{'nt~ JU : Y 1996 1 45,~ ::Q4·-7!1Pek;.,eofllaims JUL Y i'¥U· 1452215-711 I. ~:,r: 22x-, .45 ,-' :-',n .. iO

E). i 11I111i,rip \I of I ~ cc'm,h l'y I)I}l Ai' l ~ I L 1984 11.~ti " IlIl..." - L:'ibdil)' 10 T~lml r1! 'S ,n APHIL 1984

[' lr,)I'III' I1 I,,', (,,,:1..'1.,'1 101' - no; JUt ) 1996 ' l i~:" nl l •• cl~

-':'!n i~<: t. ,. r ",,{,~1

,- 1.1' I o r! 1,'eI'111"'I I~. r" h j l . i l~ lHVJ U Iwl' 1\:':ttn'l ICt1' ~

\ IT \("IIM1· NT .... ' XII ltl 1T!'-o

4 4 4 5 5 5 (,

" 6 7 7 7 7

• , 8 8 9 9 9 10 III

" " " " ;{

12 12 12 12 IJ 13 13 13 14 14

" 15 16 17 17

" 19 19 19 19 20 20 22 23 23 23

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000003

Page 4: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Award/Contl;ct~ocuml1 nt t ~-~-~: :;:1:'~~

L. _________ ._~ICI)CI~{~~~24 Page 4 01' 23

. ___ J!~lt.~"'""""'"; O"'"""" C·"R",,ACT"S,-____________ ..... ______ -'

SECTION C -- DI:SCRI PTIONS ANI) SPECIFICATIONS

C.I DESCRIPT IONS ANI) SPFCIFICATION,

SECTION c·· Or:SCRIPTIONS ,':-":D SPr:Cl F!C,;TIONS

Tht' contr.lc:lor shall tl 'rnish 1 iI(, 11(.'C('!-. ... 'rY p""I'Sl )llnt.! . rna[.:riaL ... fa,-iltl ies and non-personal services 10 perf m ill the research and development cll'w\ In :I~'t!(\rd ;II1CC \\ 11h Inc cnnl r.lclnr'~ h'l'hni~ , l l l' r(11 l{1~' al ~1I1 i tlcd "SCENIC: Speech Content Extraction from Noisy Infon natioll Ch:lIl1!cl~" dUled 1<1 M,'n:h 201 (l :\tI d rev i ~ ,,'d CIlS l il IO P O:;;t1 en1 i! lcd , "SCEN IC: Speech Content Extraction frOI11 Noisy Infon11l1l101l OUlIlllCL~'\!:1tc\1 17 '\ II ~~U'" ?O 1 (I ~\ Llb l'l ;l!nl ill re"J 'll1\ ~C I{I DARP A/ 120 ( Infonnatiuni lnnovation) BAA 10-34 and lm:orporalet1l1) this co nti ac t by H:((,1'eOlo ' .

C; IJELl V ER\B L. ES

The delil '..:rahlcs lin lhi .~ ('1'FIrt m<~:h 1'1.> 1](1\' ·s:

Contructol' <Ire l:xpxled to ~\!bm it t<' I he Pr< ~ \!nll n :o..'11m<lI." '1' :1 'C ti d ~ "wi ng del i verables:

-All :-.oft" ar..: 11111i .~urpm IiI),! {.k;{·umculalion dc\ elell.,xl in Ihe p:-ogr,un -An int(·' ~ r:u;;:.1 ~ysl<:JH {(' Ix ('\ alu;!:cJ <It :hc site of! ilC LV:1 lll<ltion le<.lm. -Fur Phase 2 ;uld Ph,\~t:.\,;1 hi lly Ill1lC1i p illng. md i:;'~' usel'-friendly software suite including an inltlilivc, easy (0 use graphic

lIser in[erl:lcc. syste.ms Il'u,,1 he fl d d trainabk fer new la r1'~;J;lgc:-.. ~peaker~ and key words. -A writh.'n fi r. ;il rcpvl1 ,)r th..:t r act l\ itit.'" and a..:t'IJ Jr· pll~;l mcllls,

(EN D OF Sf!( T I0 N <- 'j

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000004

Page 5: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

• -

I Award/Cont l~aC1.t Document.,,,. ---. D(c umelit Title

L. ________ . _ _ l.C['-)-'-"~'CPL"-"'~OO~2=4 ____ _''__''SOR''_t I;ncrn ationu! - RATS

SECTION J) -- PAC KAGI NG AND M ARK ING

D. I MARK INti

Shipping uocuments, C(lntain~rs , ,~o rrcsriJfldcnce and l}lCblgcs shall he marked with the following information :

Contract N UIl l b..::r: ARPA U nlc .. Numher: Proposal Tille:

0.2 PACKAGI NG

(,IOPC20U24 /,(1')5100

"SeEN Ie: Spe(>('h ( 'omenl Extraction from Noisy In fimnation Channels"

Page 5 of23

All ddivcrahles c;tlled for sh:lIl he paded and shir red in Jcw!-d.\!1,~t: wilh the Contractor's slandard co mmercial practices in a manner thaI shall 'Ifflml mkquat<:: pmtccfon ag:lins! physi<.:.3.J ml u en1'\rom m::n lal deterioration and damage during shipment.

(F:N[) OF SEC"IION 0)

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000005

Page 6: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

..

Award/Contract I DOC;::':. ~·---···I-;-;;,:::;;;;:;:;ritl~ Page 6 of23 L... _ _ ______ ~ _ _ ~~~24 , _ _ ._.L~IJ:.'!.£::~lllt ~i,')"'~'!.I:. ~ReA~T~S ___ _ ___ ___ ___ L _____ .....I

SECTION E· · INSPECTION AND AC(TPTANCF

E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENC E

This C(In1r,u;\ incwrorale~ Oll~ o r lHOI': "JmlSf: ~ I,y H; !;';leno:. wi l h Ill" :o3TnC force and effect as jflhey were given in full text. Upon reques t. Iht" C,mtnll:ting onice.- wi lll1l;\b: thei r Il.1l1exl ava i Idl le A I~'J. the fu illext of a clause may be accessed electronically at I hisltht:sc adrlrcss\ ':~ l :

hnp :l.'farsi ,f'".hill.aClll il l

[,2 REV IEW AND OV I. RS IGIIT

Rc\ iew and o l'cr,;igh! (If rcsc;:!fch nnd dCI't"lt 'pmel1l ,;l"\ i.;es ... r:tl Iv mad,:' by Ihc DARPA Program M,rnage,r (PM) identified in Section (i. DA R P.'\ 1']\'1 wi 11 iT] ((.nn { ,OVfllllmcnl ('(lntn!clin~~ I) 1"li ee:,'" l{ !r!t~sclll,u i vc identified in Section G , i r research and development Servil'e !o: do nOl n,n fonn 11) nlll lll.:! n:qltlrc:ne'lls .

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000006

Page 7: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

-----· rrJ::~j=,;~~;;:; Page 7 of23 . ______ l~~~~i"""""aIC-'_"R"AcTcs'_ ____________ _L ______ .J

SECTION F -- UI- LiVERII,'; OR pr:RHlRM,\NCE

f .1 52.252-02 CLAUSES 1~. C()j(PORA rUJ HI' RE FERENC E

Thi>; cunlc. WI in(;,wpol l\ (:~ (Itle N Ill,," t! (·:;tl' .<i!' ''' ~y rd"Tere.? VI II h t~w same force and effect as if they were given in full text. Upon reqllest, the O ' nl:";,di n j.! 0fli"::.!f will mak., :hl'ir hoJl lex . :ll'ailat-.lc. Ab o, the fulllcxt of n clause may be accessed electronically al lhi.-,.I 1hc~e :l(ldre~'~1 c~):

http :l: farsi[{,. 'l ill.<lf lll il /

1".2 DE LlI' Un O I " I) .~T'\

'(ile dat<l to be deliver.:,! Wi Th 'he r'!porls sha:i b, ' de!J \·e'"ed in <ilT L>nl:\nC1! with the instructions provided as idcnlified in Section J.

F.:l PERIOD Of PER FORy!'\ 'ICE

/'CI'joti III I'crfonn::uu;..; Scptember( ,'I, 2('} 0 I ntClup.h M:'I'l:i l l",{, }(1 14

/t:NIl OF S":C IION FJ

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000007

Page 8: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

---_.,.--Document ,,~. Occllmtinl Title Page H of 23 I Award/Contrac~. D IOPC20024 _~_ ~';!. n~,~n~io~n~"~1 .~R"-,,I\~T~S,--__________ _ J.... _____ ..J

SECTION G .. CONTRA(T A OMIN I ~TRA' I iON I IATA

G,I INCRFMENTAL FU NDING

Oflh<: tH1ll1 price off 'LIN 0{)0 1 the · lIm or .f.l ,OOC.l.oonJ:\) is pr('s!';llIly a,'ailable for payme nt and a1\olled 10 this contract. It is .tnt icipate..i I}OIn time to 'im~ addiliona1 fi.md.~ \\ I ii he al ]e.lfC( l lv thi!' contract until the lotal prke of these i le iTIS is allotted . It is Ctlll iemplated that fund:.; presently :Iik,ut.'(! In Ihi ~ <..:onl racl wiB c('\cl, the work 10 be pcrfomlcd, a.'i limi ted by the provision uf(b) hdo\\'. until 3 1 Januar y 2011.

b, For purrost.~ ofl h,; l.imitatiorlllfFulllis ClallSI', Sec'H II1 ]. .'):-0 :'.\14!2. th i ~ provision will be the "Schedule". Accordingly, the l'ontmctor is ..... orking at his (lwn risk if funds (.I!\~ n'f)enunl bl:ynnd thnse currently allotted to this contract at any given lime.

CON'l l l ACTI NC OF!- Icues T I 'CHN ICAL REI'RICSENTA TlVE

COlltnlcl ing <l ITi, er's l'edlll ie:]1 Rql' .: s~nta ! 1" <': (cO'm) Ics!,lm1'>i b il 'I ies will be pcrfonncd by:

Ol'll;!nl~lt:! " uf Ill lcri. }rINat iol1>!i Bt;sin..:s .. ( ;enrer Al:4I1 i~i t i(l n Sen Ircs lJircr~oralc Si,,;rrll Vi ~{a !)i\·js: ,,;1.1 I' rlsl om .. " Bux 1 29~-"1 Fort IIIUll'h ul'H. !\ riZ0I111 Xj (l 70-::! ' ) 24

POl": Phone: Fa,, : E-M,lil:

I d\\TCll ,'t; ( 'url "r

(320) ~ ,:,\- i 2 L~ l 'l2i1J ~ ;:'kri{ i 1.,I\\'I'CI".;c_ 11 ('En e IVlnh:;lH"

Building LocatIOn and Zip {'(xli: for O\ erni!!hl 1 }.:: Ii\'lTir~;: A ugur un.! Adai r Sll·l."e; ~ . Bld:{- #2?:: (),~ (2nd l' loor) Zip Codc . R5(,J I-W OO

G,3 IJAll l'A PROGRAM M ANAGl'R

.Iosc'lil Oli,,:: DA IU' /\!lr rO ,7(1 1 /\"orlh F;l irlh" J)rhf' !\rllIlg lnn . VA :"!27nJ_17 ' 4

! 'h(lll ,~ : (.')71) 2 11' ·1920 Fa).. : ( 57: ) 21~-'U()

E-M"il: I n.)cph.Oli \' .;;\I , d'l rpa. '1~i1

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000008

Page 9: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

--_._- --,--Oocun '10 . Occ O/n ,f'r'~ Tij<e

I J1(l I >C~~Z.~ ____ • _S_R.!..!.!.!!2nallonal - RATS

G.4 CONT RACT AI)MINISflU\ T iON 1)\"[;'

SRl lnlcn1.ll i. ;n",l . 3.n Rav'!nS" '",(" t A". ": 1:1: ':

M.,;lIo Pari. , ( ' ,\ q..;O?';

P(X' - :--.:~. ( ~'!I ... "(.II I V :,!IISU:1

~~'n ;, l ( tnt:":\! 1'- ·\ .h:li !'isl rdl,II ' : \"}n::. 1 (, i (l i)(~' J ..:; ! ·) "

I :1" . t',~" , :" -'..(,r, i l ,·M .I;!: ~" , 11 " ' ~ ;1 kJ g' I "\' I ~' ~ 1 .. l·I '" tl

G.S GOVFRNM!:Nl CONT R.\(T <\ D\.IINISTfI.ATOR

POC: ['hUlk':

".1"1. " ·M:lil -

Y \ . lIl1ie I ,1 \\ .;Tu\ ( ":0 ) .1J..AlW;:; ( ';2111 .'-\ 1: .. \ 7" t , \ I I.n " f'" ', d v II ! ~."' !1 1x' g ;.W

1 '.S 1)('1' Irl l l ", P \ l lf' n(: ' r!h-l :<;r

N:ll iOll'J1 t3u ~ " le'iS C,: 'ltN Acqui~j l i (ln Scrvic~ .... Di rc,'for:n­"'; ; t'rr;; vl:--1a [)il"i:. i!l11

/'0 -' . Ofi i l:c Box 12924 Fort Hu,;..;hun l. AI X5fi70-.'9? I

Comnlcrci'l l Adtfr..:ss:

L .S U<!p.,11 1r".n! " fi ll..: j;: lcrI(" Naliun:,! l3u -.;i tl <.' -:; C ; ,llu I\ o:qu is i' io tl $t-I" io:.: , UirCCI,lf" l-: Sierra Vi,la j);\ isiltl1 Aug ur il lJ IV i , i( S ln:'-' l ~, FI !.ig i 1... ' u l\ ( ;i ud j-ln l r ) F~"1 I /th!o:hur •. , ,\_7 X:" (, U {-onn

G.f> Il l-FI.'I,SE CON r RACT ,\ U(;, ,. AGL;\('Y (PCAA) OFFICE

D': ' '''l1~," (" w·lr;-c: ''\ ,Id " '_1'0:1 .·" (t )(- ''\A 1 1'{'nin_,l1',: n unch' Iff l--": ':XO "",l 1" 1' ''11 ' :) 1.1 " (: ""ui(.: I ')( 1

\1 ",r l 'l' l li n \ 'i "'. [ \ fj-tt·HI-r ~ lx

Ph(ll1 :: (,-0 1 <.)1 7-S0/)n

rage 9 0f 23

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000009

Page 10: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

- ---- ---,--Award/Contrac t Doc ul1Ient I. .. . [)octlmen~ Titie

_ _ ,-,D",1 O"'C"":"~I")()"2"4::.... ____ -,-,!";f"l;.1 Inlenlaliol1al ~ RATS

G.7 I'!\ YMFNT OFFI CE

US 1:":;11 ufllll..' 1111' .- iUi· 'J I1 I":~ ' l l l h ,,: ~cl (CI Cl r y

Nal i,IDa l I h,~i n ..:~!; I 'l;' ll e l" - Ikn ,·(.;r I;isl:al SUpPMI StU!llll - I) 2 7 3(1-!;H B tl i W. Mans field A \\."IIUC ])":tl\ el . Co mt23:" -22.!O

1· 1. l lu <\c l>lI',:;) Pay NHCD I.!NV H~ (<1 N I ~CJ iOV

G.R CONT RACT PA Y M ENTS

VOUC HER SU l~M I S') ION I'( }R ('O~1

Page 10 of 23

A. The COlllra·:lor sh" 11 submit an nri .'i~ i ll'll and 'HI": ..:ony o f ;,11<.'1";111 ;nvo i l~es, excl uding the linal invoice, 10 the Conlrncling Officer's Rerresellt ati ve (C<m ) aNI one copy to the (iovcrnmcllt ('uutr,Kl Admini strator identified in Section ri . The Contracting O fficer' ;; Rerresentative «( :0R) shall cerl ily the <in:.: r"fle(1 pf"I 'pCT in l ., iee- ilI td !o.ub mit to the payment offi ce indentilk -d in Section G within 5 days of receipt.

H. Fiml l Invoice. Th,.: original of the fttlal in\l(l ice lIlust he f(lJw;u'dcd to the Cogninnt DCI\A Office. The Cognizant DCAA Office will submit the tTl it;w cd fi nal iuvuin,; to lh0 Utl vr rn tl1en\ Cont ral t Ad min istrato r no later than twenty (20) work ing days from receipt. The GOI'crn lllcnt <. 'o nt r;u:t 1\ 1111Ii ll i ~lrt*" will .Ir IH II e <I ud suomil Ih..: upproved li nal invoice to the payment offi ce ide nti fied in Set~l i ll tl G .

C. I>roper it lvn i·: :::_ 1( \1" this l\l ll,rm:l '" Ii i bt: ~ lL ll t nit!cd I),' ill lens! a t11( ltLlhly h.t~is in accordance with FAR Clause 52. 2 16-7, Allowable ( 'o st and Payment (lk l' 200 21, ,)()I Il'I};"!: (.I1 ..:n Lkl1 nn!;c: ':\( ry t\\O (21 weeks.

D. Fclt' r ay n-,cnt 'If lee-, till' ,;1I11!nl('1! , ~ - wi ' l i ill " i{T fo r X" ~, ICI' \i 1C ,trrcd, cost amount, not to exceed $964,2 1 0.00 for Ih is wntract. In ~\(xord il nce with F/\R ~ 2.21 h·H. l-"i xcd h ::t.:, Ih" t :'i '~'n tl .. C vl il hlwld amo unt for this contract is S 144,632.00.

E. A II re<]Ul's ts li' T pa y l1lcnt shiJ lI be sllbm:ttcd in acc (J Td,Ulce \\' i:h r I\/{ Clause 52,232-25. Alt I, Prompt Pa yment (Feb 2(02).

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000010

Page 11: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Award/Contract Document ... ... . - - ,---_._-----

DOCllment Title Page I I of 23 D IOPC:W('24 SRl l nt~~mal lonal- RATS

SECTION II •. SP EC IAL CONTRACT Rf' QIJ II<I ' MI'NTS

II. I S F29~ ANO SI-'395 SlJ ISCONT RACT n,G RIoI'ORTI NG REQUIREMENTS

Si amb rd FOrm (SIC) :~ (J4 . SlI bCUIl"rm: l in[! n "Jl( ~n f' , r Il'di l idual (,,'ntracts, and SF 295, Summary Subcont ract Report, required in <I ~~ orJ,mce wi lh 17:\ R 19. '70-1-( a 1. !ili<111 be <; lIhrni lit d via thc n ~ w ,·k<.:tronic $uhcontracling Reporling System (cSRS), which is localoo

.. 111 thc fnl l,' v. ing weh~ i l " : h II Ps; li\\ WW,"::~I'S 'I!0 \'

11.2 NOT II ' ICATIO ,~ UN DE R A COST RElM" URSEMENT CONTRACT

u, To ti.le i I ila!<! ;:, 1 mil1l S lrat i~l11 o f Ihe C(l1lt m,;t :\I',d lo le S'! \ : rai r rt .vis ioils and l'iauses associated with costlperfonnance administration, induding " l. illlit; 'lion o f Funds," etc., tilt, (' ,\nl r;,t;!N (lg r~'{'! : 1· \ !!i \ e Ii mely nOlificmion to the Contracti ng Officer al any ti me he has rcason 10 be!ie\"e the I " ,al co.~1 to 111(' l io \ e!JloI 'c lll rt) ~ [h.:: 1 ,.::rL il\"mHl~('e of Ih is contract will be greater or less Ihan the esli mah:d COSI set forth in Iho; ':o.)L\l r:II.' I.

11. As part of ":uc h no t ;nca! iOll, th.l' ( ', ,ni raClllr .~ It ~d l IlHlv:(lc " r('v i ~c,l l"Osl esl; :llale for accompl ishing the specified work includ ing a (lelai led statement o f (;osl s inc urred , :, (Iclailc:d I,.: ';i. 'ma tc " I' (;(' ~ ! 10 complele, and an Ullal ysis, accompanied with an explanation, lor the pl'ojectcd vari:uwe fWItI csl i mak d em'l al t'oll1pkti(»] , In Ihe l',IS(' of a pro jeclcd inn'ease, sue h analysis and explanation must indude a description of ilctionl s I lat...clJ or pm jee!dl b:-' Hw mnlr:K'iO, " l uHempting h ) eli minate or miligulc Ihe increase while discharg ing the rnanagcmcnt ro le- <.r :lssuring p<"r fO rl11<UI{ l' v. ilhi,; c,)!,I.

e. It is agreed oy I he part ies thai the nOlificmi' u, l'11llt..:mli la' ; Ii aOo w(' lS 10 he accompl ishe d o nly by separate written l'orrcsl)Qlldence direcled to Ihe C" I11 r<H' ling O tli.:er and Ilwl n ' G!her form I,r "1l1,t 'lic:l! ion" (e.g, mention in any type of mollthly progress or status rcpnn ) wi! I e i'l L'1.: : Cll lllr i iun i::c, Furtlll.I'. 11 01 i ii, allt,lI to an v i 11((1'. idual other th:ln Ihe Administrative Comracting O flil.:er shull not I,;Ol1 ~ titlite ctllllp li ,IOlI,;\' w ith 111 i .~ requln,I1 IK'(l!

HJ A W !litO MAIl F ON Il l, II I' LF OF " 1l(1) AGE NCY

This c tlnt mct is i S~ lI cd hy thc I)cparl 1l 1c ll1 or Ini.;ritl rfN" tllma l r$u,' incss Center ( DOl/NBC) on behalf of a Department of Defense ({>oD) Agenc:J,D t'fcn" c :\(11 : : 1l! ~cd IkSC' l1·,. h PI! ~ \ 'd " "'~\. n(" :- ( 1),1\ R P '\).

11.4 Kr: Y f' I'Hf' ONNEI IU'QIJI RElvILNr S

Cerlaill sk illed/e} r ericl1eed proiCssillna l .'n;l 'vr ~ c.;l iTl i::(!1 pCl" :<:n ,1d :lrc ,-,-"sent i:!1 for successful contracto r accomphshmc nt (lfthe work 10 he pt'rfnnncd " l1der tilio.; cV'l trael. Thc"c Ire ,:C: i 'lC(1 ;;~' kr ~ p,T'i( \l1 nd" and listed:

Alldl cn" Sb'k L: n o'·a.;i,. 1"1';:111:0

Marl i:! (:r;lLi o.rcna Di: II !I!'H V~' IJ;y ri

I.Y!lll I,. , ',!. ,

r-ii~" la : ~d', ~' ffe r

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000011

Page 12: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Page 12 uf2J

The contr~ctnr a!!rCCS kcy pel soll'1el ';h;\11 nOll Iw f..! !llo n::d fn· ,;1 'll'" {·I·~ ttlll:l work or be replaced wilhout compliance with the fo l1llwi ng:

a. I follc 01 Inor;:! {,rlh.: Io:cy pCrS\"H,, '! 1(11' \1 l ,il kp:, rei ~ ' U" ' )('n ' IllCs. or is expected to becom e. unavai lable fOf work under this conlracl f, ;r ~I CIlI\{;', U('US perind c~c"'ll ll'g "iO-,:a l,o I1[I,lf J: I y~ ( ' r i -; expected !o (jevolc suhs tallliall y less eflort to the work than indicated ill Ill ... p r,,!,(,:">;!! a~ illl lla lly ani ie'plled, II c coalr':n:1,,' sh,1I1 p _"!o1TlPl ly 1I0ti fy the Ciovcrnment Conlrae l AdministmlOT idel1tified in :-)<,,(;1.,111 ( :, Up .. '1l Ct 'nt'Ufrf' Il"::': " ftl.,· t Ool1t n \(; \ ; n :_~ Onic"" (· r aut hl )rized representative, the conlmctor shal l promptly l er l a{(;~ sm.: h !'CI S' ,llIlci '.\ ilh r{'r~unnd "L.; Il:asl equal IIl' ill t\' 'Itlll qualifications.

h, A II rn.]" ':';!:' fl.r ,lprfO\-:l l Ii i ~u l)s! J iJ ,tiUIlS h.::rcu ,,~I":I' l. hlSl b.:: ,n writing and provide a dctai led explanation o f Ine c ircUlnst:t l1ct'<; nccc:os il;lli ll}! I!',e propps.:J ~lIhst;t ll ' lon( "I. rhe;.- rnllSt 1;onta;n a complete resume for the proposed substitute, and any " Ih('r infO! m:n it'(1 req tleslcd by the ( \'n t, a,: iin!\ () ~ ' I.:('"r II . ~' r'lHn" or <1 i~' aprrove the proposed subsl itution, Tne Contracting O t1i.::e r or duly :-lU t hnriLClI I"l"m:~ ::-n lal !1': " ' Ill rvnlwl' .' St!d) requ~sl ' .'11'( P' ,1!nP: I)' nol ifv the contra.::tor o f the approval or disapproval thereof, in \\rl l i n1~'

1\.5 NOTIC l:. ( I IN _'Ol~ Pt m A r ill ''.) or SI::( 'll( ) N 1'.

'I he fn llo \\ 111 ,0; ~ 'Yl i () J' I· f I\'e S'lIK'i :,\1 i'''l Wi '1 n(l, Ll' dislr i '~ '.li ,'!j ! " ,th 1~ 2: contract; however, th is section is incorporated by reference am! fOI' IIl~ " pm1 of ,h-l.! ",:,u li a'l C(ili1r';ll'1 a~' Iluugh h ll,i']H;" illlulllCX! therewith :

~ ... 't..\ ion K - i~l l' r"''S(," 1l1 '11 ( •• 1~<; , ('<,:", i li ,;;ll iOll.\ ;md 1)111", r Si lU''-lll( 'lls I )i" () Ilerurs dated 01:: June 20 I 0, VII I inc Rcprl'Senlatinn 'i a ll(1 CCr1i:i l"l i ll n~ !\ i~ph ' n!i " l1 ( 'IH /I \

1-1 .6 IoQU IPMbN r (" I AI)SE

The ('ontr.Ktor sid I r<:)1( "1 :[11 '1 pUl\: iH~SC of prO)ll'rly. p ::U !1 I)f C\!lI ipHleul whl' :->C unil cost exceeds S t OV 000 10 t . It: DA RP A Cc mptrollcr nnt! ~ltc Cunlr:1l1ing on~.;cr. 1)(1 1) Fr. iR 7{JOiJ 1 -lit. Vol 4 . Chapt.:r 6 and Federal Fitwncia A ,,: nting Standards No. 6 Ar';oll l1l i,.!,; for r~"I~.-r·t .. '. rbI" illld 1:qllir,"'.' n l, 'i"' I'! I C.~

1-1 .7 NO-Co )ST Sl;l T I .EM'· NT

When in the- ix:s{ i Iller':.';1 of th:: ( ,m. cril l! (:1' I 11': [ ( nntl" :etur, ,I :m-u.l!" sett lement may lIpon mutual agreement of the parties be (' \ ccutl",1 i i t liCIl (. f .J ler min;!1 1011 d,l t" I II 111C ;1l\,11il1"H: :;!·W.: /1 1\" '_,II',crll1 inti es in\'o lved in contral pcr~ormam:e in rest:arch and dcvelopment dlOrls. II!" lHH:.},\j "l;l1 k m:;- 1. /I': ,'~ ,s l s n:i" lOllhal, ie_ 110t previous ly paid, for the erformanee of the contract 10 the dar.: Il l' Ibl' ter ,nil'alton (Ir(' ;,:k,wabk; h·-,\' ,' ·,cr. i h.: <.:<l.'1 s '<...r '!ill ir tpuhry pro fil s or consequenti al d Imag~'S rL'S u1t ing frolllt hc 1I0rminati llill j th i< I'Hn lr-:WI 14 '; <Ill y ~."hOlllhl,' l 'l I" i fld\l ("~; :Jr' ,' wlfing, leg"!. clerical and oth!" r , penses necessary fo r the prl'0 ,ra(ioll o f ~dl !t'II'lo.; n! prop":::. I,, ,a l .l ~\lpIl'W, tlt; daw Sil, l! I h~ ,' xl'ilt' ic(1 f ml ll the scttlement prr p.)sai submined by the contractor. '/ hl; rif'h l-; and r(' '-II('d i~'" o!'thr, (i·)" o.'n1l1h'Il ' II, lil i" d !hl,:e :\,'-, J:l :ufdi li", ,, , 0 :lny other rights and ' : n edies provided by law under this 1'0111 I .'(:1 .

Th.; Con tn'clor .<:in ll. III i,s 1.'\1- n ..:xp('n~c, (.Hai n nil net'''''; ' an pcrmih . giv<! al l notices, pay ad license fees and laxcs , comply with all Federal. SI:lIc, ;\1unki]la l. C OHnty am; 10Cili B o:'rd :I f 111 " i th ,p.li llll n,'cs. rules lind regulations applicable to the business carried on 1I11der fh is COlllr:I<-I. anJ he re~[lflPsir.t,: for al i <lp r, lkilt'>I.- : ~ I .11,' '; ~' Il :~ a' le! Use Taxes.

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000012

Page 13: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Award/Contt"act ._----_.,--- _._-----

1l age 13 of 23 E- -. ---,--_.-

n(lcumenl 1\. .. , 1 [1l>(, llm? rt Title

D 1 Ui'c.!OI.!;?J . __ , ____ ._ . !, R I !!.:.!.~.!:\~IC-:..:.r".A"T_'_'S'__ _____________ ...I. _______ ~

11.9 l ' IJ ll l.!U\ r lON

l 'UOLlC REI F!\SE O l{ D1SSFMINATIC )N 0 1- I l'WORMI\ "r ION

(.1) There ~hall be.: no d l!, .... ~) Tl1il\:11 ion or [)llhlicatio 'l _ c;;..-rp' HI ' bili ~i'l(\ hel ween tht'- Contr3(' \Or and any subcontractors, o f infonnation (!c\"eloj'lC(1 under tll is ~xnl r:\Cl or cOnl"lint-xi In tl!,," ro;!p ()'~~' I· \ t)o: fllr,.i"ht'(] purs1lant to thi s COnlract without r rior written concurrence o f the COR. Al l sci ~nti (ll nnd tcd il l icili r..:)',)1' I, 1\ ,11 re \,<; 11 <,I with a c1.h si ticalion of Distribution Statement C. In wnsidcration orthe non profi t limit,.!! ",'ns of higher l'd uc:J! ion 1'<)10 \\ i ll"" SUI'\:"I,I ',1('lm,_ u;'iu<!r this contract, papers resu lting frum unclass ified contracted f,tndalllcnia l rl!sc 'l:ch (;;;: dc ri ned hy 1)(,1) :" 'WUI' II Oll '\: 111' Ih( r 52.:;0 n ) are exempt from prepublicalion cont rols and thc requi rement liJf prior II ri tll,." I "nc\' n(·r.l,;~ " r ille ( O!"l

I\) When !'uhmitl ing: 1Il.lh .... r; • .I for I ... TiU' 1\ 'rr''')I .. 1 l('r r·' .... ·11 r uh: " ,llil 'lI. Ihe ( \ llllractor/A w,mJce must submit a request fur public rekase 10 the I) A R P t\ ' I'cchlli '::11 I'ilimllilt i, II /.J: lico: (,rIO \ n, 1,1 I Hdw I,. the tl , llowil1g information : I) Document Inform:lI;on: ducumcnt title , (l"cUI1l\;rl: ;\ul l'(11' , sl-,~-,rt r,lai I- language dc 'cri pl; \'!l o flcc1 moJugy discLlssed in the material (approx. 30 words), nLlmber uf pages ("I' minute:; lIf v \d~!\ ) and d(.'~IItI1t:II' I Y!" ~ (hric!ipj!, f( Pdd. ai'1 ~ lflll:t. article, or paper); 2) Event In formation: event Iype h;Ollteren':e, r rin.: ipk II!I cs: igatM tlwcti"g . ar:u.::k Of p;',perL CI (,1\1 dilte, desired da te for DA RPA's approval; ]) DARPA Sponsor: DARPA Pmgr:ull Manager. DA R!'! , OHiL"~, and cuntml', 1I'JI'll,c,; ,u,J 4} Contractor/ Awardee's Infomlation: poe name. e-mail and phone. A How ti.mr \Vet:k ~' for pr~lCe~·;i ng: chI': d.!(.:s under li)llr \"","e\..s ~cqa i re a just ificlltion. Unusual clu,.'lronic file fonnats may require :idditiollal pr'-' n;ssillg lil\1('. Rcqu ~~~; .. l',tli be ,:c ' ll ( ilh •• :1' \, ; .1 e- :l1ai I 10 tio@da1'pa.l1lil or via 370 I North Fairfax Dri ve, Arlington \' A 2220 .1·171 4 , tc1e:, honc /.'; 1I , 2 1 ;-';,olD) [{"k,' 1(1 " w'v.,L!rp:l Illi )/, io for information about DARPA's publi c release process.

H. l O TRAVEL ,\ NflI'ER DIE>l~

Tr;JVd anI l p<!r diem Cl'~:t~ dili Illcd Sll:tl l II~' in ,1:':{,n ia:l<.:t '1'11 h II' (· .. e r,uesiurr;ounts allowed by the Joint Travel Regulution (JTR) in dIr et al the ti !l1i.; travel I:, ;le luatl;; r .. :rf"I" M .... <.I. Th:r;; ilIa) be cccil':io:l'; wher;: the contractor travels to high cost areas and is unable to remain in :H;eordal1l;c \\ itll 1'1(' J0I111 'ira', d ·~C'gl\ l:; t i ol!. f"! 1.." tll l,d. the contractor will j us tify those costs to the Contract ing Officcr prio r 10 pcrlil rmi :.? the; tr<:w l The t"l1ll 11 Het-II ~'!.,rce:.; w use th .. 1\11'sl .'Conomicnl method of travel available. Alltmvcl other than what", as p rorl )',,'(,] \\ i II h .. !\ 'e prio r llpprUI (,1 ,~r I;1\' COlll rw.'1 i "~T P fj ic . .',·s Rl'rr~sentative as identifi ed in Section G . This provision also

" pplies 10 HII SIII)C, 'nl "ad ')!'s oll1er Ill 'l') ""lu~ l .t i(llw l i ' l ~ i 111'1 ;UI ~ p,-, ' ·fo.lm ~ ing Ir.r.vcl in support o f this contrac\. Uni vcrsities will be r.:.:imblll"se,1 IA W thei r j· t1 (:TII;'/ ll"i\l'e! Iwl cies PUi'~ll;l1t l j(, Ot. ',B l ' re"lur 1\-21. f oreign lravel requ ires 90 days approval by the ( 'o; lI r,ICt;ng O lli( tOr Ro_' rl (,~i'il1.u i\ t .

11.1 I A ss rm TI ONOFI )AT/' Rl~Jl trS

Th;: Contruclor h:b ;\..~!;ert.:d n'strirll n, ls un he ( 'l)wmlltc"t':. 11'.·. ,·ck:;:;e illld discll)s ure oftcchnical dala and computer soft ware. The technic;:l (\:11:1 e lll i C01111'llh,"l :.011\\":] 1'.;0 lis:,:ri'(]] I', lire altadlC'd II Se.:t il', l J ,

11.1 2 ACQU ISITION OF C() M rIIT I 'I ~ H)UI PM I:.'1T AN D RE LATED ITEMS

The UmlT;\cl( lr ar.,] suh.l"nlr:l<.:lor.~ :11 I <!11th,,: 17(.~ I to purch,t"!' illl~1t ,llation technulogy (IT) equipment and services for d irect support of thi,; con lmel not ll' c.\.cced tlll~ vlll ue ji ,dll':,II ,;d in tl l ;S mlll , ,,.,;1 ci-tuse . Any cI.\lmed costS in excess of th is amOUllt shall be unallowable ;11 accordallci.:. \\'il1, F .. \ I,: 'i:!.l lh, 7. AI!(1 \ 'I:)l~ ('.f'it :lllcl l'.l ywel't.

( 'onlr .. ct No. I.ll::

D 1 (1 1'( '20()::~

S6 ln.( 46 no flt' I' .. \0

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000013

Page 14: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Award/Contract OOCllm'(lnt JIrt , ---Iooc-;;"~; TItle

'-_____ • ____ ...JI"""[)"1"1l"1'~'"::.";lO""'2~_ jsR 1 Ill lt' nl,ltio!lal - RATS P::age 14 of 23

11.1 3 SUBCONTllACTING I'LI\"

SRI 11lIemationai M:I'iter SulxontT:u;t!ng Plan, dated 15 1"1,:), 2( \(11) illl<llndividual Subcontracting Plan dated 25 Augllst201O, as subln ittetl TO and lIppru\'cd hy the Ct'!lt raclillg Officer in ;11.:c rlruam:e w ith FAR 52,219-09 is herein atlached at Section J and applicable to this (;OI~l ract.

11.14 RF PO;ZTING RFQUIREMl'NT-;

a, QUARTElt LY It l 'SEAR,'! 1 A '\]l DI :\ :- LO N. lENI (R! -I)l II-'CIINICAL STATUS RE PORT

Desaiptiun: Thl' QU<lnerly R&D fL-...:hllicOi I Status Report PW\ ides a means to capture a comprehensive assessment o fprojttl goals, prob'TCSS, and Sf:,t us, T he rcpOrl prr ' ~' id'-'S:'I ~l'l,tion for prt 'gmllllllhl ic dam, ted mil'al progrcss, project plans, and Issues and concerns. The report ~hl.1l be formal\ed Hl accllnktllcc v. ;,h the r~'l'ort !t'mpl i'te p.-uvidc(1 at Attachment 2,

Submission RI:L]u ircmcl1t~:

-*Frellucncy: QUllncrl), --Kcponil~g P'-riuIJ : l{cp.)I, on pt:rlorrn:lolce d,wI"!! previous lJuancrly. --Dul' Oa;c: Sunmi\ II ithin li rtecn ( 15 : ca1.:ndar;lays :Ifkrl hl' ,:nd of lhc prt.'violls quarter. Post-award initial submission will be submitted \\ ilhin 30 cuh.-nda.- d:iY<: o r a ',\ Ird.

h, OUA RTE I~ LY r INA N( 'jA I, S1 A 1"1 IS ' ~ l:purn

De.'>cripliun: The Ou IrJt'rly r :mllll"i al ~( :,tl'S Hq}<,rt pr.wides 1I11l('a nS In capture a comprehensive assessment of ex pendi lures, The rc~lTI pm\ 'ide~ il S(.'CI iOIl I'm ilV:urreJ C\r":I' .;{;S ;mel inVOIces ':uhmiltc(I, bolh for Ih~ period and for Ihe lotal cumulative effon which maintai ns 11 running b,llancc oj" the funds r~'J lm inir!g, I ~UI"LI r:tte:- arl.! I.!as y 10 idenli fy as all the pertinent infonnation is side-by-side and casy to cOHlllare, ' Il le rep ort shall h: fl!rm~Uled III acconhne ~ \\'ilh the report template provided at Atlachment 2,

Submissi'lTI Req\li n.' I1'l' : IlI~:

--Frequent y: QUi.II"ICI'I)

- ,RcporlillS PcriL,(l: 1< t:pml 0 '1 ncrl;' llllan~'C during rrc~' iuus q ll:\ rterl), -- Due Dare: Submit IJi t;lin fin('Cr. ( 15) ":I,lcr,d.1r (/;lYS <ltk r liJo: 101" \ "fth" pre, ious quarter. Post-award initial submission will be subrnilled within 30 cale'ldar ti,1V:; of aw:! r.~.

c, FINAL TECHNIC \!. Rrl'(W.T

f)e . ..,criptlOn: The Final Techmcal Rep,},'t d , '~'-" ~iI ... ~ and dl'.~(' n til!llICs 10 the anal ytical. sc ientific and technical community the precise nature and r..-silits of mnlytica l stud ' es, 1'I.'S~'un: h de~ eh'f\nlCHI. lC~1 and eval ualion (ROT &E) on an assigned task(s). The Scientific and Tcchnical Report may he clefi niti\c l'or tile , ui.:jC, 'l pn :-..:ntcd . • xplora,ury in nature, or an evaluation of crilical subsystem or of technical problems. Tnc (I()cll rnent COlltClil ';~;I!l h.:: dearly V.'n tIC!l. des.::ribe accomplishments and other facts adequatel y wilh no techni..:al errors :mll b,;o a~'cert able for rcle'l'\:'. rh,·r..: j, PO prc:;critx:d format . 1ft he Final Ttthnical Repon is marked uncla~sified, unlimited di strihuriofl, it Shll41d be aCCl'llll'imi~d by a klli'f eCl"lifYlllg thaI it has bcen cleared for publi c release and/or sak; to indude 1I:,I(."a:;c ,mdjo( ~~I "~ 11) I' )re ign I'I, ti(),l'lls.

(I , Dr "; !"R IB( ITlflN 0 1: REP' lIn~

The Final Report 1I1(l~1 !H: c1t:('tronil ~l lly ~\lhmi tTl'" ro til-, Progl"illll Managcr (PM ) as identified in Section G, The PM is responsible lor rcvie\' ing ,lJ1d re(IUCl i ng 111 Y in k,t mal if);l pr:or to SUblllittil1t! Fini:1 Report to the Defense Technical 1 nformalion Center (OT IC), DTIC -BCS. x725 111h, J. Ki ngman R.I,':" !. "'ui lc {J'-l44, ForI [l ':ln.ir, VA 22060-62IR. T he PM shall send an electronic copy to thc (~o\ernmcll1 {'unlr.tCI "',d1l1 iili~ [ral"r <IS iden lifi,,1 in S.:o;!iO'l ' i . \\1-I:'n lhe final report i!l sent to the OTIC.

( END OF SFC'TI( IN H \

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000014

Page 15: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Page 15 of23

1.1 51.1.51-02 CLALISES I NC()IU'OR~ ' IH) RY REFEReNCE

Th is \..Olllr:l l.; ( ill''O':po :;"a!e-: <111 "; or mu1 t; r ',:H·.! ~ hv rcfi-:fcr'l"(:. \ ,jill Ihe .~:t mc I()fccanu e ffect a<; if they were given in ru lllcxt. Ur<m request. 11Il' ( :Oll' ";u.;Liq . ( )!liCt'r w! !l ! l :l~ • ,be r I Ii - Ie" n\ 11!;,1 J,' .'\ I :-.~), tho: lull rexi oru clause may be accessed elcctronically at this 'lht!:;{, ;ld{! "e~\1 '~l :

htt r :lrfilrs·ll'.lu 1 La .. 111 . JI

---.-. Date -----Jul y 2004 - -

. April 1984 April 19X4 ---- -

s J () The (JoI'crn ment September 2006 ---------July 1995

H'''Y " ,' Fu lld', for Illegal or January 1997

J ~.!::.!.~~' Activi ty January 1997 :.: i'crlain Fl'(kml September 2007

.... _----

. a "d CondUd April 20]0 R"''I.:,dcd PUf\(:r. Au~usI2000

April 2008 " IVlwfl SUOcolll tacting wilh September 2006 ..:!:. , '~'p()scd li ll" Debarment

Man::h 2009 .. -. !I Jo'l Format October \997 _._-_._---~::' L' i..:i llg Un!a October 1997

" l' ri;';lIlg [) ,I ta-- October 1997

-_ .. -----Ot:tobcr 1997 .... -... --_._. -

--~. I [\. 1 i 11C;lti111N October 1997 ._ ..... _- --"l·...,i \.,,, October 2004

June 2003 ;'1 r!) ~t rct irC lllc nt Hcmdits July 2005

--~~--

:li.11)1" in formation Other October 1997 :1 ! il'I I ' ; .. _ ... _- -

,- October 2009 .. - .. December 2002 -. March 1997 ._--

(rtiS May 2004 -------!\pri\2008

----- --~

\;;.£!.!~--- January 1999

't.!. t {(~ I~t.:., t il) 11 Apri l 2009 June 2003 . February 1999 --_. March 2007 _._ .. _--

H ~(I \'d ... -rans. Veteran s or September 2006 . V":/Lmns ----Ii, 1) i~a bili , ks June 199K . __ ._-_._-

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000015

Page 16: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

Award/Contract - ---,---- ----

OI')Cl,m[-llt Title Page 16 of23 O()cument "'_

n 1 {Il'( ' ~O{)2,j SRJ 1'l!trnatio,""",,C' -:..::R"A~'C['S,--_ _ _________ _ ..!. ___ ___ ...J

~---------------- . - ----------'roe:: ial ]) j'.hkd Veler.lIls. Veterans of 52 _222-3 7 T-' lIlll IOYlr,elll 1( '·1 ','1 · ... "11 S

-'!:..t!.iJi.:.!!_:.::ycl .::mlls ~ _ _ __________ Ut..: Vil!.:l~ll i;,'" . :t~1:1.!~

52.222-50 (,<-p ub;!]!;]!.' T'.lni,:~~~¥ III 1'\!,'SI)IlS --- --1-'5=2".2"2"2,,-5,,4'--______ -+"Fc"""n""'lo"'Vl""K,I~t!lii ly~

52_223-06 On!!! Free Worl.~~~

('nlle"I ,<' ., ---_.

f-"~2c"~' 2~.~l-C'~4!--------+"T':",~'.!"": ~:!:el,l_i(.:_,:~~~l:~~~ I ~:!!~~~.----. 52_225-1 3 Ikmi ~·t i{)lIs on ~ 'el·ta il1 h -------'rl'i jill Plt .. dIJ~(! !;

,,' 1-""2c.2C'C7!,-"O,''-!.A,','c' _ ____ ..J_Ac' ,, '_h_,,_ri ?:~i~~_,_\'_"_II_·~I_"_,_,_ (Ju~ _! I)'~5) -_A ltematc I 52_227-tl,2 ' .nlin' " "1' i\s ": "'I ': lI ~C It,

I If";I)I:l:"tu' l 'i-'~''''Iill~ Palt.: 'l'

--------And Copy

~'~2, •. ,,-2'-!.7-c''-'-' _ _ ___ - f0-;IlIE

i~-i~~~ ':~~:;:E~~ ~. C~'!~!~':\Jr f-"~2c·2~2~X~-:'~'-~' _______ t~_.'~!~~·I~::. ::.1 J ~I~ii.!!l.!.~l

52.130-02 ( , " 01 A~~~~~I.!.!!!~:I~;~I2.· ~'~<

~)U-OI'--------, -'~~ I~il!., .::~~~~~'.l~~.~-~~-~

1 ' Ill 1\:'rA);"l,; ---------

" - -_. -------

:"2.232-()l) LL'!'0illl!~~..0...~~i! !I.~~~~~ ";,:Iw nl illc, ";;;1<l1 1(lards -- - ----" :~1.:_tl:'2~!.:!:_

~2.:n2-1 7 IT,ll'r..:'.1 ---1-':'~2~.-~'~3~20-2~2~-------"I.:.t-"-' ;-' .-,"-i~.~~\!.£-"-n-d_~ __ _

52 .232-13 ___ ----L~s:ii,!! ll l '~~~~~_(·!H i ~~~_

52.232-25 /\111 I "n~~~_~>.!.LX:!~:..:. ' !!J!l ~· : 10~ -'---"- - '-~~L~:!.!.':!~~~:::.~

52 .2J2-J .. ~ ~' :I V IH< .. 'lli h" i 1,·,,:10 <1:,' FI J1Id~ Tra; ;~ j;-r-Ccntral r; {'nlriK'for

~~=~~~~ ______ !? ~'!~~ I r: !~~.' __ _ ._._~ 52.233-01 All I r,;, C~. '''::'I.'.!.~WJ:U .:.. _~~

--' rn.'k' l ._--,-------- - --

~~-() .. ~ Alt I _____ 1::~ :!~~~~ _ . .!.:~ '.~~~.!.L0~ 52.23.\-04 _______ ~~~t'l!i~:'.: ~~ _l_:;,; .:.I...."..: .'.::. _~!:'=;_,, _ _

It,W' l - /,1.Ctl1:I(~' 1 -- ---.-- - --l:o l ' (oJ!ld ~"l lai m ----_._-.-

52.242- 01 !"" I!( 'l' ~l ' lull',,-'" 1 ' l.-Jll t tW ( u .,\. - _.- ----_ .. _----- ------52.242-02' ",~n,!:Ii ..o, l:,~ \ 1'IIH,IN Ihlt' , ( :- \', _._---

(<,.'C( Costs

- - - _ ... _--1Il~1I1 ,,'\U;" 191\7) -Alternate V

-.------ll'! i' ' 1.~ .- .. _- -- _._- - --~' i;:j ' !U il~

.- - -------- _. ~ ,-_.-----_ ... , .•. _-- -i:n l ~e .. -.- - - - ---- -

52.2-'N-(l( 1'!'!i~' n !I' ,-n --_._----- - ._ - ---_._- - ------_. 5:! . .::!4'C'-C'"-C· _ _ ______ -'_, •. '} :.i:_ 0'E:~ ':_' ______ _ .-----_._---- ---

1l ~ --- -----L:" 2 __ 2 5 .l-t ~ _ ______ _ ---'_~ I1.~~e:.:.!.::'~____'__:;:~I:1 :.I~~!.: l'n

1.2 '-:2.2\5- \ q N( 1 i If· II 1\ f p )N t Ho 0 \." ~-.JERS 1 i lP e ll A NG ES

September 200b

February 2009 January 2009 Mav 2001 AlH!Ust 2003 June 2008 ADril 1984 Dt.:cember 2007

December 2007 March 1996 October 200M March 2008 ADril 19!{4

October 200M Annl 1984 January 1986 Februarv 2002 October 2003

December 1991 June 1985 October 2004 Allril 1984 May 2001 JmlUarv 1997 Julv 1995 April 1984 Allril 1984 Decc mber 1996 Anri12010 June 2007 June 2007 Februarv 1997 Februarv 1997 May 2004 April 1984 Januarv 1991

OCTOBER 1997

(I) Whcn the ConlraLl(l J" bee. lll$ :1' ;!'-' t il . t , ', ,'1,1<: III liS '''.l li;, ·~ h il' has o~,(lIrred, or is cenain 10 occur.lhal could res ul1 in changcs in Iht: \'alllilliol1 ofil~eapil d;, ,-, J ~I~:. IS ' II , lI e ::"; 1 ' '' H; ! " ~ ,.", " nl~ Ih,,;-C'unlrll'; lor shal l notify the Admini strative Contructing Olliccr (At 'OJ \,'I !lin yO d'1Y",

(2) lhc (, 'ontrall',r shfll l alsl' I "I i ~ l~ le i\( ' ( 1 1\ iill :" 30 dll~ ~ ~\ lt Cll l'\,CI chang:'~s 10 asscl valuations or any ulhcr cost changes have (lcc lI fll.!d o r arc l'f'rl;tin Iii (lCl"j, l:~, a I, s,!i'. ,f ~\ ,"' , IIgc 1:1 <l'l' ltcJ. till' .

(b) The ('o'lrr.;clo tf shall--

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000016

Page 17: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

• ~ I) Maintain cun":lll. fll'1:urate. and c( lInr!Clf i I1\Tnlnl) '\!'{'(lrd!> (If ~L":.l't:' and their costs;

(3) En!;url! that :11 1 incli\· idiJal .tIle! gW'.Ipo.:(1 :t"s~ I:'. ll;~ i, t:,lpi ,al i7..c, I \" l IICs. accumulated depreciation or amortization, and remaining IIseful 11\ ... ~ arc i!it'llli fied aCI. II ' aIel 'I ! .efllfl' and an.-,' ,- ,\1; 11 n f tl l ~' ( :I'lltractor's ownersh ip changes: and

(4) Iktain and ('"ll lH il l ''' .! 1,) Inai lll f\l!l d ·P l ·~<'t l1iOll atld :l I1l0rliilll i, :.,l ~ctH.:,l lllcs ha.~C(1 on the asset records maintained before e.lch Contrm:\nr (lwllcl .'.nip chan!._ •.

Ie) The C\'Ill I":.Ictor sh an melll.le II ll~ 'Uh~I:IIl" L' {Ii" tins , 'I (I (;~'( ~ ill , IP su bcuntracts under this contract that meet the appliclibi I ity n:quirelllcill <)j'F,\R 15-10X(k I

1.3 P AV~·1~ ! NT ':OR O\'t::RTIM t: PREMfU l\1 S JULY 1990

(a) 1111' (( ~..: o f ov<:r! i n . ~ is a!J!htfri /l'd lI " . kr 1 t. i~ :'1,liln"," ifl"e ( \'~Tli ,'\:: prcmiulll docs not ex~·ccd· 1) __ or the overtime premium is r .\;d I~, " 'A/H"\:, ·'

( I) N CC,,;s,;i4lr:, ,0 "" po.: ~' il !1 cu ... n ... e! h,; !CS ,ul:h f''o I ho~e 1 ... ~,, (lll in!! i , Pill :1\ ciden ls. nalural disasters, breakdowns of production t'41!ipmenl \\" !'<.:, asin la! p "".:Lh" '1 -r" t;i'.'I!(Xk., ra ~rpnd1~' 1',1;-1]"0'

(2) By indirect- labor " nlp!( 'yC\)~ MIl" ) a~ ih \l "'\~ fI~ rforllli r'g dll~ i ~ ~ in ";PiHHx'til'n with administration, protection, transportation. maintellancc, stullllb)' pl,mt prllll,;liu I'_ I,!, r (lr i, lJl " I' ut ili'r:.>s. 0 ;- ,Il"l" m'ling:

(3 J To 1 ~1 ~olm I C~i s, i ndu"ln,( 1 pn ·n~~;(-s . • ;ll'VI ~ ,( 1I .)' IHOI ,~ d lIr.~; _ t:' ;lItl ' g or u 'loading of transportation convcyances, and operations ill n igl lt 01' afloat tllnt .1I·e COlli i Il uau , ill I ,;,II1:~' "Ild C,'!\ IIt'I I'e; ~()ll; ' hh hl' illltlnlptc«( or eompl eted otherwise; or

(4) ThaI \\ ill rem lr in J(IWt;!" ,.\ ~ra l ! ! ,,~'" , " Ill''' ( " \; [1 1'1'1<'111 ,

( b) A :lV n,,'f.luesr I~l\" l'~t i m,ue,1 ,)V('r( il';i,; pr<':i'lil lll '. 11 1.11 ":- )o, ('ee, h; \11 <: :LI l1 '.llml ~r:eified above shall include all esti mat{!(1 overti me for '·(lntra.:1 ('!' lllpL ,t " ,u ml(! ~n,~~ j --

(1) Idem';:,,' Ih l! \H-'rk (' nil; l' g . d'-1111Tl1m n. m ~('CI;I-' n 1'1 \ ' : .. h fhl! rc,!u":sKli overtime", ill be USi..'<i, together w ith prescl1l workload, slatling, ,I •• t! 01 loer Ital .:.,' t!:c il~1~T1C(! ;)lIi t IIfli (:"~ lO i In ill'lI ' li! Ii' . (. \l)ltr.ICI ir;g OffiCer to evaluate the necessity for the overtime:

(2) Dl:ll1(Jllstratc I\;e elred 11-\;': .!eui,,1 oft ,).' l\'(,IIC'!') \\ il l huvc u:r tilc: lPI(fraCI delivery or performance schedule;

(_~) Idel lt I ry thc '::~ Il'lI! !" \\'h i \ ''' ppl' 1\ i i ' " I' ," c rt I n~ , " f','ll l ,. r,:-,,; , I 'W rerforllMncc or paymen ts in connection with other Government ..:onlraCIS. ('-'1-'(,1111.'1 with j,kll ( II' , 'it(" " 1 or l" ',':1 1\1'1;-,_' .cd n ' , ' :r,' d~ , j , ,.I

14 J /'rovi,k r<:::;~(li\'; \\ h Y the n"1l'lI C(: \' .fr\ ";:1111'" loc ;,('\ 1~ 1 :f1 I('(J by u\ing rr' l: !t i~hin operations or by employing additional personnel.

.. Insert ci t l! l r "'-,< ' ro" \l l t he: ,i.l ;br anr 'IUi I :j~!fC'. t 10 d" ri 1~~ tH' f:dll1l1l\I IS. The in!>crti:d figure docs not apply to the exceptions in ~'Uh!lal';I:! I';!T" 1 ( iI\' 1\( )I" '[Igh . 1(" ) n' th· :1:11.,-,

J.4 52,?52 ... 0(' i\ ;.J rll (m:Zl f) PFVP, r ~ o:':~·: j"J ( 'LAUSES APRIL 1984

(a) The liS": II I th i -; ;; o l i ~i l:l!;!'" 1'1 ,,°tlnl ra" ; . • r ,;.,'/ F ·~o lcril! A~l lt! J:; i lil )ll R<-"gu(at ;orl (4fl; CFR Chapter I) clause with an aUlhori7ed fil.'l iatlcm " I " ll; c~,ted hv inc " ,I ." in';I '" I 'lj'V / \: !Ol-"Il " :tf ','; 1:11' d;"c' IJ r t h ,~ clau se.

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000017

Page 18: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

• •

Award/Contract l IOC:;I1;~~ I~ ..... -·-~-::;;;:;·I~ Page 1 R of23

. ____ . ___ ~. ___ J.!?!.~?t·2U024~ __ .. _ .. 1~!.!!" _Tlla' i ~)n,"'"'I"-~R,-A,,-,I,-·S,-____________ .L ______ .J

(h ) "me us.: in Ihi-.: so licitation or contra":l d "a, l ~ u.s. Ik"f';' r<lI ', rJ u flhe Interior Acquis;lion Regulatio n Supplement (DIARS) dause wi lh au ;tulhori 7l."ti rl ... ·\ i<l,ioil it.; indic:ltcd h ~' Ihe addi lr,\l , (If .'/! )1 · VIA nON)" after the mune of the regu lation.

1.5 fll ' I' ENS E FEIlI·.RAL AC()I Jl SIT ION I~I'G UI AnO SUPPLEMENT

Ut:FF.NSE FEI)'i.,RAL i\('()ur~1l10N RE' ;(' IXI IO\ ~mI'I'L f." I ENT (OFARS)

Im:orpo]",II C fJ y 1~~li~r e~l l'c: J 1 1~ belo,\ rL I l~l\!·l h.:cd P[7 AHS 1.:: "111::(' , Hr.: :lppliC<lb1e. wi ll he incorporated in. and will forln a parl uf'thc resul tant ": ')fll rw.:l as thr'lI t!h rllnn..;hcd in il llll.:, [ k:re ,vilk

252.201-70(){1 ~ 5 2.20.1· 7{)OO 2 5~.203· 7\)(J 1 252.203-7(HY] 25~.204- ·'l .... U 252 . 2! 14-70(~

2:,\ !..2U4-7(XIH 25~.2n"-7'lfK )

2 5.-~.2()(j- 700 ~

2:-~.215-7000

:~S2.215-1Oj)!

252 .2 I 9-: :1i1J 752.215-7 .XI1 252.225 ·'" )O'J. 252.225·7 )(}6

2S:t215-- 112 2<j2.227~7)jJ

2:'i2.227-7014 (JUIlC 149':)

252 .2n-·' "1(1 2:'i2 .227-70: 7

252.227-7 H ,J 252.227-7 '2.l

252.227-712" ~5:.227-7 ,:>.' O

252_227-7 ',17 252.227-7 ).N 29211-7 lUI/ 252.2-'2-7 r" , I ~:- :' 2.>5 ·7'1 ) I '25:'.2·tV 'U!

hllp : lllill~, i 't·, h iJJ ,;1 f. mil l

l \mtract ilO!.! ( I rl~ .. 'er', H..:pr..:serll il li .. t (lJu: 1\1( 1)

H,,{, lrirc-mcnh R,'lalillg 1<.' ( I.1ll l{'1I,a~i m o r I('nner D0 D Oflicials ( Jan 2009) I'r"i lihilwtl , 1'1 !',:rs' .:," { '(JI I\ iets'! oi IT'<l hJ ('r 0 1 her Deicnsc-Colltract-Rciato.:d Felonies (Dec 2()OR)

Reo.l'.li r,'''WI Ii II) In l( lrm I ~l1lp l(l . t't~s o f \1/ hi~ ll eblu.,..l'r Right s (Jan 200,}) 1 0\1101 u i (1(> , 1111 11', : ;1 I'el ;.'1 lid \\" 1[1; I' ro~l ucl (A pr 19(2 ) ,\lltn'al<.: .\, ( 'C:l1 l ral (\)1lIl"d"r 1~ ~;,!.i"ILlli !'l1 (Sep l O(7) '{~'I 'uircmcnb lor contraCT:, i l ~ \i,,11 i ll '! .;':; r, ·rI-l.:untfolkd item (Jul 2008) I':l' "j ,j!" , If 1:1(" " 11 I If II II' : 'l "'f '~r;'·I'.C: J \ ' 1'r.ell1 <': l!t Holders (Dec 19'} I) SUhi,:'ln ll',:c:\ H!)!. \\'it li i,'i ,',,,,, 1 h:i! !,re 0 1'11.'1 1 or C(lrltrollcd by lhe GovemnKnt ofa Terrorist (\ 1 ',j'-~' i l)~X ~I,II(,)

Pr;j':"g '\ ~ llw.liI1cnls I ''c~> i ')1.) I ) (," -'; ; I :~ ! im:nill ~, S y~'k"1Il r~(-qlJlrnlKnT~ (Dec 20061 Sm,11I bm;' "'l~S s\lhc,)lI r ~:ld . llg phil ~ ~"U ('ll lll raC!sJ (Apr 2Otl7) jil. \, 1\11:"r; C: .1I1 1\ 'I ll" d I ial., ,11",: (If I'a." '1'('1 ' , Progr.rm (Jan 2009) ~)l', 1! I fyi ll~ (" HlIlI -y , ;, 'UIT~~" :1, Sli hq ,:'I'::' I nTS ( A~)r 2003) Ol;;UWrly fl ~'I"''-llllg Ill' l\cl J.1I -:: I'll' ":c'j PerrO! tl1,InU; Our;;ide the United Stares (May 20(7) 1 'I'l 1<':""11;,; Ii, ' ('" 'Inil; I ~o t~ tc'l ' I' I '1rmi'od " ies (D,:c 20{)X) Rij!I:IS 111 '1 ':d m i. "I ! ), t! a - - ,'~.u ':U" l il L' ,' i:i! 11(, 1ll ~ (Nov 1995) I~ IJ I, I' in -"'1\11,011111: : 1.:,,11 l '!'1 l1"I\ I('r St,lI" :1t'C <t ill! Nunco mmercial CompUTer SoOwaTe Documentation,

i ti,'h:~ jl~ Hi,I ,,\, Prill' ~a l 1.11;11'111\ l;(,n :'.Iu ' ;.; 191) ,~ J

1(' .n:; 'iL',ll i lr' .. ,,,I , :;: "0::1 ~i:tI1 or U~l' , rd .. ' JS, ( ,I' dis\.. l1 .slIre Testr ict ions (Jun 1995) v. 'U:.1 it'" Ill' :l:;"efiL(l r.'~'ln-:ti l lJl~ - ( '0I 1PII1'::1 S(.f) w <lre (June 1995) ! .l l" 'l:ltion~ 11!1 ' lIe li~l' or l )i<;d( ''''l t c ll~ ( iOj\oCI'nIlK'lll ' '-ulTli shed in lormati()n Marked with Ih'; '~ ,":l : \( I tT~· lIJ!-':(.I, r>e 1')\) -;)

: ,j :~lred ( 'Tf::r:.lr Il ,"r ~. '11tIi,:a l r )ill,'\ (l~' (' , IllP!!I V So ftware (Apr 1988) I (''' n 1:iUll l), I''l IVi :ht":old :I1 I' 1 r "n~ n-n.l; tMu,l(lOO) V n!:d;l!if'!I 'If ;~ ~~I" '(' I I'~' "'~ad,:+l!," "j Tl'dmicn l IJata (Sep [999) ":. '1'- :c "11 1 ~, '. 11' '''lhi,,' ,'1 ,",, v:l" "IS . ",PT 191)0) :-' 1! " I' ~ ~n' <:1I 1 ;,1 r , ~, P. '",:ip;"" 1 U," ; 1<).) 1) I i ' ie: '.J , ( "li l I;" I' :tym('l'h ( D,~,' ;1l11{'1

1-';1 .1 S, ' . :~ ·lIili,' 111 Tn'hlil':.I 1/::;;lPrl (r-..QV 10(4)

' .: liP" ; ' r c :u -;'ahl.: A (I.' ,,·I"-;'." 11 (t' 1 If 1 '19~)

IIll:orp<Jr;I , .. i.l Fu ll 1'",:,1: T h "l'in (~: I ''''' I~': tl •. ',. I' ,lpllli l .'bl: w l: I be inrorpomled in, and will fonn a part of the resullanl c{Jntra'~I ·

(a) The ('( rlfrm;wr shall ,ntlu !.- ,,1\ ,,~I...'l, ":,h' (lpll1 rli 'ir 11:(' [ .(lH"rmlWtlt's support in Ihc publication of any maleria! based on or .!c\·clope'l .mdcr I h~ .:o n!r. ," ',1.." I ,1 ; '1 ,: II .\''-t·g .("'1 \,.: Th , ;n;" ,' ria l is h.ISl."tl llron work supported by the Defense Adl'anccd RC~L'llro:h t 'rO ; C('I ~' Age Iley (1 . \ F jl" ~ [W Iler (' ,)' Il '~ l; No 1) In)'! 2'\t124,

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000018

Page 19: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

--------Award/Contract [loclJl'lent 1'0 ... . Oocume nl Titlo Page 19 of23 -'C'")"'"O'-r"C"2"tJ"'()l,4 _ _____ L..::'~R"'"'"_Jl,1 .. ·l n ~;; ie"~o!''C·CRO,!;AC· 'C·S'-____________ .L ______ -'

(b) An malt'r ial. l'.(cepl ~ cic jJ l iIi<.; r r! i ck~ c.r p;lpcr , pu t'l l ished i 11 ~U(: 11 1 ifi(; journals, must. in addition to any notices or disclai Illers by the Cl)ntn\\.'t\.r . also cun lain lhc li.lIowi lw t!i , d :ulller: An\' opinions. find ings lIIul co ncl usions or recommendat ions expn:ssed in this mate ria l a rt! those n f the aUIl"W11 s I anc! (1- , IJC'! nZI"<'"I',,_a ri ty n; f1 rd Ih \ :e 'A's o f the Defense Advanced Researc h ProjectS Agency (DA Rl' A j : o r its COnl nlCl i n~~ -" gl.: nt, 1 ill' U ~_ (kp;H I men! or \ h<.~ i,!leri,)!". National Busi ness Center, Acquisition & Property Management D i\ ; ~ il'n . $oulh·/l.csl Hr;lIjl'!I.

1.6 1457..203· 70 Rl,STlU( I.IO N ON fi 'JDOR~:I : iv1I ' NTS JULY 1996

1452.20-'-70 RE:->TRI(TI () L~ ON l ~ N nl) R ~ I ;M I ~NTS ­

DFI't\f{Tl\ l L: NT (II' "1111 , IN" HW }~ t iJl iL I \)~'( ' :

The Con lwclOr ~ha l1 hot rekr I.' ':1> 1I 1 "~:CI ; ., l :1I'(Ic(/ by : hl' D.'parlme ,J( o f the I ntn ior in commercial advertis ing, a .. defined in FAR 31 .20) · 1 , III a manner which slale,. (Of i Inrl i.;!> 111"11 Ihe- Iw{p(hu.t t r " _n i(~ L' prm iJ ed is approved or endorsed by the Government , or is cOllsiflereo hv 1 hI' ( ' 0 \ C1'I l1l1(;" 1 hI IA: ~ lIp~n (l r til ~,t '·,er pH.d tF:b o r services. This restrictio n is intended to avo id the appearan ce of r rc'crellcc hy the' (i ov ':rnlllcni toward lIll y pn L{hu: 1 or ~e r' icc "I be CPllln;ctor may req ue.,>1 the Contract ing O fficer 10 make a Itelcrminaliull as \0 ttlt' r lopri "'/ Of ~ l ."u: ' I, )' ioH ilJ material

( Fml o f cl!1 \1<;c )

1.7 1452.204-70 RFl. EASE or' CLA IM~; JULY 19%

1452.204-7!1 [OJ f:J\ SF ()i ' CI!\ I ~IS -- U1 I~"' RTM ENT()F TIIF.1NTr:RIOR (JU L 1996 )

A f!c r nlll1l);eliun Ill' \ '<\ II'\.. and FI ior I,) fi ll • .! p.l~ mCl!, l'V: ( 'o n .melvr shall fu m ish the Contracting Offi cer with a release of cl aims i\gai l1 .~l I!K I Jnilcd Slales rcia l 'l1~ III !l Iis ,(·,1Ir:wl. rh.:: n d cas c t, j" ( 'i:.il ,)s fon\l (01 - 1 J 7) shall be used lor this purpose. The for m pn w idcs fl l f c\c..:ntwn II f srH;.'\:i fi rt.l chi n ,..; Trllll ",pcrat 'on .,( Ilw r C.CJ-..':

(l ~nd u f t' lnll 'T )

I.S 1452.2 15-711 EXM,1 IN ,I TION O I' RI'COIUlS IlY DO l APRIL I984

1452 .21 5- i l) FX AM IN A flO,\I OF j{ f t OiH)'i H Y n IE DI:I' I\ Il.1 MENT OF T i lE INTERIOR (APR 1984)

For purr()~e" of the [ X;J. llIilWi jUll o f H ('('01 tis h y I hll r \ll11pl ro] k r (jell .; r : " clause of I hi s contmct (F AI{ 52.2 15- 1 ), thc Secretary of the I nlerior, !!' I; J Il:, p l"~·tor .. 't'!Klal. anlll l'cl: , 1:01 ), HU l ilt;,·iLC .l I I~p rc"''': ' lI ati \ ...-( ~ ) fn an the Depart me n t of the Inte rior shall have:: the same m:n:-ss 11 110 :: xa n11 lnu itll! nghl,; a~ tll" l ·I.h' plrur: cr {-cn.;r;:. o r :1>1: U'l ;!..:,1 Statt ~ .

(End o r dau~(" )

1.9 1452.228-7 INSURANCE - llAHILITy TO TIIiRD PERSO N APRIL 1984

\:1) As p 1"<;,s.; rih·~d in 14 21-; .. ~ 11·2. '. he l ' r ; I U.~(· ;! ~ 1'1\ /\ ~2 . 22 :-;·7. I n ~ '.l r;lI1l..c · Liabi lity to Third Persons, shall be modified before insertion into sol i('j (;uiolls and ( 1,j Il ln ... 1s h) ( I ) ,-:l: \II! '. n~ 1' ;'; t: [t ~ 1;(1",; ell.t.::t' h I read : " INSURAlK" t· - r I " Bl I 11 '( 'II ) '1 nmn r I:\b( " JS ,/.1'1;> I t;~4 ) (l~::V I AT10NS)";

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000019

Page 20: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

r • •

Award/Contract j Documflnt 1'0_

--1..2! OI'C::U02<l Page 20 of23

"Fur c(!rl;lin liabilities (;ulli C\pcns;,:s i Ill: i tknlil l l;) ~udt habil;'I":") L, thid 1'Ie, sons not compensated by insurance or otherwise but slIl'jec\ to 1]1(; 'I ,;1I1ilal illil or ( ' \1 '''' or 'I imi, ;. tillil (I tT llT\( : ~' d all'; : or 1 hi ~ COnl1"(1cl." (b) .\s pn.:sniheil ill I~ ,'I{ 52 .! (),\I;,) "Old 52.1071 I), 11;(' d:J,J!w al r .\/{ 52.252-6, Au thorized Deviations in Clauses, shall be inserted inlt) soli l ila1 lOllS ;)1111 COl1l ra~·t'; con!,IF1f Jll- tIll' (" : ' IJ 'C in 1';!(;-~;,rr.'l'h (a) PI' (h is sXlion .

1.1 0 1452.237-70 It lFORMATION COLiH.Tl ilN - DOl JULY 1996

1452.23 7-70 lNFO IUvll\'! H IN CO LI "CTlmJ --DFPAH rMH·n OF TH E INTER IOR (JlJI. (996)

1 f pcri"OrlnftI1Cl: () f ; his COnlr,l<,;' I t:q l'i rc.~ I he ";,1I11 rarTJ d' In J:o!!,~cr 1111: ,flll'lllUll Oil Identical items from ten or more publ ie respondents, no actiOI1 '.hall be tak <:11 or h, 11 J~ c.\.:x:nde~l :n tll{: .... 1",lu: i\('1 "'II : " .. "i le;,.; lOr. of stIl:h in formation until the cont ractor has received from thc Contra.:1 ing Ollice r wriuen nn, i li l;,ll l011 ,hul :Ir r- ':" 1 :11 h:l ~ h~"r. nlw .illcd fnllll the Officc o f Management and Budget (OM B) pursuant t,) 111<': I'apcr' .... · tl!'!.. ReI t11.:\1()il ,\ 1,;1 "I' 19",11 Th., C _"llt·:: ·, I "I a:!I ... -cs 10 p!'Ovidc all information requested by the Contracting Onic..::r wh :d l is nl"Ces .... ·II·~ tn t ,hldin Jp,l(f>v:1l 1'11. "11 u MB

t Er;d o r dau~t)

1.11 :5 2.244· 02 SlIBCON1']{A("I'S JUNE2007

(a) lklilli l il·Il ;. A" u!<ul inill-s elll,,;,· ..

";\.pprO\ cd pU f'crtds il1g s) sk1l1" II'GUI S" ('op tr: cl"" s l'U,I.'; lobl l>!- '-} s. ;,;m Ihat ha~ been revicwed and upprov..::d in ac('t'r.lullc.! · .. ,·jth P,If! 44 l1 f ;hc ' ·c;1... r.:l \ ;qHi~' i l ' '''I Kcgllla:i" 'l i ;,,\ rq .

"('"nsel11 (') Suhci'lLtrlll: l ,. nK',i n~ the { 'llll t raclil\~ nmc.'r·s I'.'rilll'(] Ctt11~;';111 ror the Contractor tu elller into a particu lar s\lbcontrlil-

"Subcontr lei" Ilw;m~ nny e.)"!, ;h:1. ;L'> d .... :I',',! iu h\ R Subr::"t 2. 1 t' ll lI.:r~'( i ia lo by a suhco ntractor to rurnish surr1n.: ... \ ' 1' :-.,~rviccs for pcrli.rm,lIlcc ,.fl '}(' npl~l'~ conlrnc' or :1 ~l;! {'O" r:lLl. It i nc1ud('!'. but is nOI limited to, pUrdl<l$C \)rder~, ;mel ehanj!c, 'lihlIUI.lilkal;(I,l'> 10 plll't'h.b~ ' Ird~· r."_

(b\ When this ebusc iio. ind u:k \J in ;] ,hut-price I~ pe t:onlracl, (' 11l;;CI1 1 10 suh,'ontracl is required only on unpritx:d contr.n:1 :u.: tioo~ ( lll ,.' lud ing ul lj.ri{Td dlt'di 1i .:;11 i Ill '! or LIll I ,rico ·tt deli vt'nl urders), and {'Ill y if required in accordance wilh pilntg l'ilph I" ; or I d ~ .,f lt--is c la:!s'!

(c) If thc ('onlruc low d ... ..::s 1]01 h,lv,; ;Jr, 3.P,)H'\ ( ... 1 p'_; rcha~i fig S V',i<'Ill, consent II) subcontract is required for any suhconln:, '1 ,11"1-

(I ) Is of till! n lst, .·ci mhl ll's(,'l ;ll·n;, L '11'.( '; I ld -Il1';k r i,:ls III' 1·,bu: ·II;'UI 'Yre: or

I i) For a c~'n!rao.:1 <Iwan:!.,d hy Ihe Ikpart ll1'; ' I: () f l hll:r1.~".I'1t' ;"',1.,1 ( , l,lrd, or the NlItional Aeronautics and Space Adll1illisllt'tm. till: ~!1\!nl " , d '. ~' ~; i tn~l l lli~d :;VFli~'lil": ! ~n: ; h OJ( ' l'l' <: l'lCfcent ofthc total estimated .;ost of the nJfllr.!d: (''-

I ii) For;[ , Oll ll·;!t.:! ' lw: lnktl 11\ ;j .;i\ iF:1H l ~tll o..:) :.:lwr rhfill ! ilL- ( ' ' :AS! (!I' lI1'U and til(' National Aeronautics and Space Adllli'li~l ri!lHIII , l ·. t il.;r 1 hi! !<l lll )lli 11('11 ;tc,Iu i, !I I(III Ihn:<;!u,ld nr 5 rx~r(;'~'11 l, f th.: IOlal estimated COS\ of the contract .

HI) If thl' ('onlr:l{:\or hits an apwovcc'l pur..:h;''' ;'l!! S~'.~lcln, the ( \)lf m(1t:r nevertheless shall ohtain the Contracting OITi ccr'~ ','-ri(lcn I..'vmTIl I t-.d' " :11:;<: 1'11:,' hI.' [" . .1 1, '\1 1Il',l':c! :!Illn '~'H

NONE

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000020

Page 21: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

• • • •

(e)l 11 Th e.: COllln l<'111r ~hal: ,w'i i\ 11w (' ,~ " " r; "' l i'l? l )m.;,' !' le<t" '"wh i" in mh-ance of rlw.:i :lg any subcontra..:t or modifu:m i'.' 11 tbl'l :n f "" whie1j d',nq"ll ! -; r,::lIi i I'~ci under p,lr,'glll'n (h l. Ie), w (d) of Ihis clause. including the lolluw i l'j! I ~ 10! 111 Ilioll '

(Ii ) Idellti lir<llillll 'If 1 he I" r" (If <; ubnmlT'.1 '_ 1 10 11(· u·,(·(:.

( i\ ) The.! pt ')P()~,,\ I :<1 11".:( ' Illr,\L'1 p, ;e ::.-.

I \ I Th~' "'t ~-l'un l r..\·h'!~)' ·: ' !IT,·'';. ~·\ llP ,.ie" ·. " :-u! :" :,:. !i':I,' ~'(, ,,, ". !';"I :; , ~:: da~a and CC11ificaie of Current COSI or ['fi'-' ing I),I' P, I I' r.'\\l ll" d h:-- ,,; '~,:, til,! I,); \ ,'" 11 . ~I : 1'< ,

\ v i ) ' 1 hl' :<l;t'u)!;lr,l,'\ I) r 's l) i~d()~'II'\' ~".,h:' 1l1~II1 I ' . ( '(' rti ri<':;lh ' lT l a l;r;:~ 1(1 Cost Ac.::ounting Standards when such data are rcqUlfi , 1 ">' -.- Ik' r rr \'~ i ",: 'e,f ·: .... ':'" tracl.

,01 The (''\ ,en ; if tIny, to Whld l l h.' (onll ; ':lo1' did ('01 rch l l.l l h ('>,lI['-I' (\Il1nU'lIlr'~ COSI or rri~ing data in determini ng lhe priec "hJ('\'!II' . Hili I 'n U'T " lillliI1F ; 11" i"I'I:lI I' ril ,':

(E) J" he C' len! 10 \ .. l1i..:1'1 il \\ H~ r ... eoeulc .1 in 1 tIC " "i!U\ itl' I' 1' 1 " wi !he S"bco:l t r!\t'lor'~ eOSI o r pricing data were nOl ~K("ur:'IC. e!lllIfl!('! .... 01 I: ~I ,-;·,,' l , I !~. :.,:1:('; . \:.l·:1 l\"l t"e ( fI !1:J::C!u, al ui th ..: su!1conlnu,:\or: and lhe effect of any such defel:! iv\: (hi t ~llI l h,: h'l;:! Fr i (;~' OC~( " ( ;I' ··U.

I ( Il A cnll!plclC t·~ r lmwlit'll ',f r ile i'Ken' ivt f<.' ~' cll 1'1'. ' fi l I; ',., ",_, , .~ 'I I Ili'('flli\ l's ale used. The explanatIOn shall identify Cild1l"'i I i-- I p .. rI :.,' ·m ,m,~(' e! ', " "'1 , ll i ' liiJ!.''" ' " : '11 11 ':;"' !'1 ~ 11, ,d 1,-, ,-! U'liltify e"d1 i m;enti \,e element, reaJons for the in o.::e nl il C'. :~ l h.1 a ; IIIlH n;I' \ " r .l' : tCitl. _" ~T ' l .\s.~ , '·,\ii l ;~ ,;, >",;i ! .'w e!

(:!) r hc ( ', l' r~ ;·r , . i, 1'1'1 '1" _'1H1'e(1 iCl ;~<l :il " ' I.' ('·:llra .:t i l:~ (Hli :cr In lll.lvnllu'nfc lllering iniO any subcontract for wh l<,:1". ("<'W'~Il! l ~ " '! 1" (I:lil(,1 'I ;l .i,r ", ,' l ~~ " pi; , bj, (t·). ~'I ' I ,J l '.l f lhi~ I ;:;use.

(t) Unk~,: '11,. " '1' ''e:1 1 , .~ :lr ;n '" II Sfl. ':; Itc.ll" I'n r.'; d~~ .. ' I c, \'. ",.~. nd' ne! ~'<)'l~~'lll hy the Contwcling Officer to any subc'(,ntl"a_' ' IOf 11f' ,'\"( '\ "I ' I! , I ,. 1 ',',','; ':1 ', ':. l}u rciM' ;n" ",· .. aLl,1 sh :! l1 <;:onsl ilu l o.:: a d~ termina t ion--

( ~ I Oflhe a llo"':Iill!!I)' tlf1:0)" : 0 .,1 limier ,'\:s <"I .nl,":-' : ,)1'

Page 21 of 23

(g) No su i" ':lll' :r;t, " or I),if]i ;' ... , ;"n Ihen:: , ~ r1h .l.' .(! nc!e~ ! lli_, ,: ... ' tr'!t'! ~'laH provide for payment 011 a ctlsl-plus-a-rcrccntage-of-cost h;ISis. anrl .n v Ii .. 'f_ ~la~ ,10k ': n: r L·' ) '" -:-·:-i l1; h r, SC:l : 1,'_;1 'Yr'" \l"l~';' l!101. iC; ~ .shall 1101 c"t"Ccd the fee li m itali ons in FAR 15.404-4(c)( 4)(i).

(~,') rh ..: ('( mlra":'(1i" Sil:ljl ,:i, " " ( L' " -, [;:, '1 i 'It' ( l i"j i ~"r i i' 'lIl''fi-:''t: ' . rll' (' 11 IIi l1 il\~ of an y act ion or suit filed and rrompl 'l ll·.lCC o f ,! (\ '.o d: ' i, r l! at": :J,2 ; 'I Ih, ! -t' it 1,' 11 tv ' l tV S· !w, '"lr -\"I, )1 ··r \c",-!o r Ihal. in the opinion o f the Cont~aC\ II~ an)- rcsult !ll 1i:i,.;11 ion r\,: ,'iu! in hr." ',>, ;1 ), If\ d', is C)! :i,':Il:I, \ ;i th ~'~SfK'r.:1 tu which the Contr.t..:tor may be cntili l 'f\ tn!"t It, ' h I r ,('FI<;O' !J~, ' " '~(' ( , "; .-n ' 1..:1 11

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000021

Page 22: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

• -

E ----- ---~----

Awa rd/(_:_o_n_t_r_a_c ••• t __ L!D"OC"""C'C"'C,".t"':' DCC1111l'11lT T .tle I) IOI'C200:'" ~ IU li ncn-,ati lln;!i- P.ATS --... -

Page 22 or23

IiI Th..: (;over,llll':nl rcs<.: rvcs the rig!l( \0 n~'H!V, the (',.1111',1(:1111"' , rU1dl<lsing system liS sel r0l1h in FAR Subpart 44.~.

Ij) Paragra phs Ie) <Iud ll"t (If !lw: rlilli SC Ii ! ; III)' ,'I'p'" [(I I iIf~ fn ll mv mg subnmtracls. which were eval uated duri ng I1cgoli ;]li, .. ,~, :

NONE

ll:.ml 01 \..I"us(,)

/.1 2 1452.233·2 SEF V ICE OF PI<OTES'J' JULY 1996

1452,n 3·~ SC'l"V j(C () f ProlC.'~

"SERVin- OF PROTEST DFI'ARTMF1':T or TilE INTERIOR (JU I. 1(96) (DEVIATION),':

and ildd ill~' Ih<.: li.l llowing scn lCI I "~ In tho.: :;1111 nrlh~' :lI'o vi"illl.:

(c) A copy of lhc protest sen cd on lh :: Ce'llr'lclillg Onil'(' r ~ 1 ,i,lI be si multaneously furnished by the protester (0 the Department of the IIHerior A<.;;i, t:UII Spli ci(\IT L'i f>."t)-: lII ~nh ••• t ;11.«( 1· .. I ';lh~. ! ~4l' ( . ~.Il"~· .·t. NW. Room 651 1. WlishinglOn, D.C. 20240."

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000022

Page 23: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

• • •

I Award/Contract I o ocumc; r. , .. --loor.lln~~;;;;I: L. _______ t)lO_PI_·:~_"_')_2'_-I _._._ .• bl_'_' _in_"_-,~""al~'2(l 1~"~"C-"I~'~A"l,,- S"-____________ .i.. ______ .J

Page 23 of23

SEC J'l 0 , J -- LIST OF DOCIlMENT:;. EXlllfl lTS ".N Il OTHER ATTACHMENTS

J.I AT T1\Cl I M FNTS

AttadlHlCllt 1 - Asscn ion of Data I ti\~hts

Allilchmcnl 2 - M,l~ler Sllhcomr;lctill~ ! ' ii~n

All acllHlcIl13 -lndi~i(llIal Stll\,:o!llnict ill ~~ Plan Att;]cilmcnI4-- [) r) Form 1 4_~1 -, ('~ )" lr,ld D.lt~ RI'quir"II' '': I ,r, I ''i;

.1 .2 I.:. X II JBITS

Exhibit /\ - i)ro~n: ss. Status :111(1 Mi!llUg CIlICll1 Rcporr/ V,ull!h1y Prok!r{'~~ Rerun . . \ pages.

tEND cW SITTION .I)

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000023

Page 24: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

I Document No. I Document Title I Page 13 of 16

REPRESENTA TlONS AND CERTIFICA nONS OF OFFERORS

copyright. (c) Offers submitted in response to this solicitation shall identify. to the extent known at the time an offer is submitted to the Government, the technical data or computer software that the Offeror, its subcontractors or suppliers, or potential subcontractors or suppliers, assert should be furnished to the Government with restrictions on use, release, or disclosure. (d) The Offeror's assertions, including the assertions of its subcontractors or suppliers or potential subcontractors or suppliers, shall be submitted as an attachment to its offer in the following fonnat., dated and signed by an official authorized to contractually obl igate the Offeror:

ldenti fication and Assertion of Restrictions on the Government's Use, Release, or Disclosure of Technical Data or Computer Software.

TIle Offeror asserts for itself, or the persons idemi tied below, that the Government's rights to use, release, or disclose the following technical data or compute.r software should be restricted:

F ARlDF ARS IP Restrictions (Technical Data and Computer

Software) Computer Software Name of Person

to be Furnished Basis for Asserted Ril!:hts Assertin1:!: With Restrictions· Assertion·· Category··· Restrictions····

IST)···· · (LiSn (LIST) (LIST)

NONE

FARlD:FARS Commercial Items IP Restrictions (Technical Data and Computer Software)

COMMERCiAL Technical Data I

Computer Software To Name of Person be Furnished With Basis Asserted Asserting

Restrictions for Assertion Riehts Cates!;ory Restrictions Dedphc:rOO Speech Commercial Commercial Rights (Vendor SRI International Recognltion System Computer standard no cost agreement)

SoftW8tt SRlLM - SRI Language Commercial Commercial Rights SRI International Modeling Toolkit Computer (www.speech.sri.comlprojectslsril

Software mJdocsl License)

Aigemy Commercial Commercial Rights (Equivalent of Bosch & Computer Unlimited Rights, with waiver of Volkswagen of Software warranty and liability) America

Matlab Commercial Commercial Rights (Vendor Mathworks Computer standard agreement) Software

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000024

Page 25: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

I Docum • . nt NO. I Document Title Page 14 of 16

REPRESENTATIONS AND CERTIFICATIONS OF OFFERORS

COMMERCIAL T uhnical Data J

Computer Software To Name of Pen OR

be Furnished W ith Basis Asserted Asserting Restrictions for Assertion Riebt! Catel!orv Restrictions

SVMLight Commercial Commercial Rights (Free for non- Thorsten implementation of Computer commercial use, no redistribution Joachims, Cornell Support Vector Machines Software allowed) University in C HTK H idden Markov Commercial Commercial Rights University of Model Tool-ki t Computer (htk.eng.cam.ac.ukldocsl Cambridge

Software license.shtml) Speech data Commercial Data Commercial Rights Linguistic Data

(www.ldc.upenn.edul Consortium Catalolifl

R Statistics Packs Commercial Commercial Rights (GNU General Free Software Computer Public License) Foundation (FSF) Software

Octave! Commercial Commercial Rights (GNU General Free Software Computer Public License) Foundation Software

Python Commercial Commercial Rights (Python 2.4.2 Python Software Computer license: Foundation (PSF) Software www.python.orgldownloadlrelease

s/2.4.2I1icensel) -Perl Commercial Commercial Rights (GNU General Free Software

Computer Public License) Foundation Software

DynaSpeak® Speech Commercial Commercial Rights SRI International Recognition System Computer

Software QT Us,er Interface Commercial Commercial Rights Nokia, Inc. Libraries Computer (http://www.qtsoftware.comlprodu

Software cts/Jicensing) XMLRPC-c Commercial Commercial Rights (hup:lJxmlrpc- Sourceforge.net

Computer c. sQurceforge.ne!l) Software

Apache XML RPC Commercial Commercial Rights Apache open Computer (hll~ :lIw~·~l2ache .Qr~mlrpc[) source project Software

Microsoft C++ 2008 Commercial Commercial Rights Microsoft Redistributable Package Computer

Software Java Standard Edition Commercial Commercial Rights Sun microsystems Runtime Environment Computer (httl2 :1 Liav3.sun.!<Q[!tij avaseJdownlo Version 6 (or later) Software ads/index.·s Poslgrtsql Commercial Commercial Rights Postgresql

Compmer Software

Postgresql jdbc Commercial Commercial Rights Postgresql Computer So/lw""

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000025

Page 26: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

I Oocumunt No. I Document TIUe .. Page 15 of 16

REPRESENTATIONS AND CERTIFICATIONS OF OFFERORS

COMMERCIAL Technical Data I

Computer Software To Name of Person be Furnished With Basis Asserted Asserting

Restrictions for Assertion Rie:hts Catee:orv Restrictions SPHINX

Date

Commercial Commercial Rights Carnegie Mellon Computer Uni"e~ity Software

-For technical data (other than computer software documentation) pertaining to items, components, or processes developed at private expense, identify both the deliverable technical data and each such item, component, or process. For computer software or computer software documentarion identify the software or documentation. ··Generally, development at private expense, either exclusively or partially, is the only basis for asserting restrictions. For technical data, other than computer software documentation, development refers to development of the item, component, or process to which the data pertain. The Government's rights in computer software documentation generally may not be restricted. For computer software, development refers to the software. Indicate whether development was accomplished exclusively or partially at private expense. If development was not accomplished at private expense, or for computer software documentation, enter the specific basis for asserting restrictions. ···Enter asserted rights category (e.g., government purpose license rights from a prior contract, rights in SBIR data generated under another contract, limited, restricted, or government purpose rights under this or a prior contract, or specially negotiated licenses). ····Corporation, individual, or other person, as appropriate. ·····Enter "none" when all data or software will be submitted without restrictions.

8 June 2010 Printed Name and Title Colleen R. Ferguson, Sr. Contracts Administrator

Signature Digitally Signed by Colleen R. Ferguson Date: 201 0.06.08 11 :47:03 -07'00'

(End of identifi cation and assertion)

(e) An offeror's failure to submit, complete, or sign the notification and identification required by paragraph (d) of this provision with its offer may render the offer ineligible for award. (f) If the Offeror is awarded a contract, the assertions identified in paragraph (d) oflhis provision shall be listed in an attachment to that contract. Upon request by the Contracting Officer, the Offeror shall provide sufficient information to enable the Contracting Officer to evaluate any listed assertion.

(End of provision)

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000026

Page 27: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

I Oocumant NO. I Document Tltl. .. Page 160f16

REPRESENTATIONS AND CERTIFICA nONS OF OFFERORS

K.12 TECHNICAL DATA OR COMPUTER SOFTWARE PREVIOUSLY DELIVERED TO THE GOVERNMENT (DFARS 252.227-7028l JUNE 1995

The Offeror shall attach to its offer an identification of all documents or other media incorporating technical data or computer software it intends to deliver under this contract with other than unlimited rights that are identical or substantially similar to documents or other media that the Offeror has produced for, delivered to, or is obligated to deliver to the Government under any contract or subcontract. The attachment shall identify-

(a) The contract number under which the data or sofuvare were produced; (b) The contract number under which, and the name and address of lhe organization to whom, the data or software were most recently deli vered or will be delivered; and (c) Any limitations on the Government's rights to use or disclose the data or software, inc luding, when applicable, identification of the earliest date the limitations expire.

Digitally signed by

AtJ-~ 'F ~ Colleen R Ferguson 7 0 Date: 201 0.06.08

11 :~7;19 07'gg' Signature

Collej:n R. Ferguson

Printed Name

(End of provision)

8 June 2010

Date

Sr. Contracts Admlnistrator

Title

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000027

Page 28: EPIC - Electronic Privacy Information Centerepic.org/foia/darpa/rats/14-10-09-DARPA-FOIA... · 27/5/2015  · E.I 52.252-02 CLAU51~S IN( 'ORPOltAT I'D BY RErERENCE This C(In1r,u;\

SRI PROPRIETARY

SECTION 1

VOLUME I : TECHNICAL PROPOSAL

BAA Number: DARI'A- BAA-1 0-34 "RATS"

Proposal T itl e: SCENIC: Speech Conten t Extraction from Noisy Information Channels

Technica l Area I; "Algorithmic Deve lopment and S ignal Processing"

Technical Point of Contact : Dr. And reas Stokke Senior Research Engineer SRI International 333 Ravenswood Avenue Menlo Park, CA 94025; [email protected] Ph: (650) 859-2544; Fax: (650) 859-5984

Administrat ive Po int of Contact: Mrs. Colleen fe rguson Senior Contracts Admini strator SR llntcmational 333 Ravenswood A venue Menlo Park, CA 94025: co ll een.ferguson@sri .com Ph: (650) 859-4 199: Fax: (650) 859-6 171

S ummary of Costs: Phase 1 (Base): $ 5. 192,620 Phase 2 (Op';on):$ 4, 125,016 Phase 3 (ROM): $ 3.729,88 1 '1'0131 : $13,047,5 17

Contractor' s Refe rence Number: SR I Pro posal EelJ 10-006

Type of Bus iness: Large, Olher Nonprolit

Date Proposa l Prepared : 26 March 20 10

Approved by: Kristin Precoda, Director Speech Techno logy & Research Laboratory

William S. Mark, Vice President Information and Comput ing Sciences Div is ion

This proposal or q uotatinn includes data thaI shall nOI be disclosed outsidc of the go\'ernmenl and shall no t be dupli­cated, used. or disclosed- in wholt: or in part- fur an}' purpose othcr than to c\·aluatc this proposal or quotation. II: howcver. a contract is awarded to this offeror or quotcr as a rcsuh of --or in conncction with-the submission of these data. the government shall have the right to duplicate, usc, ordiselosc the data to the extent provided in the re­sulting (:ontme\. Th is restridinn docs not limit the government's right to use infonnation cOnlained in these data if it is obtained from another source without restriction. The data subject tn this rcs tril: tion arc (."onta ined in all pages.

~ 333 Ravenswoocl Avenue • Menlo Park, Calnomia 94025-3493 • 650.859.2((X) • \WJW.sri.com ~

epic.org 14-10-09-DARPA-FOIA-20150527-Production-SRI 000028