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LEGAL ETHICS Erin H. Gerstenzang December 2, 2016 Atlanta, Georgia

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Page 1: Ethics - Atlanta, GA - ICLE

LEGAL ETHICS

Erin H. GerstenzangDecember 2, 2016 Atlanta, Georgia

Page 2: Ethics - Atlanta, GA - ICLE

I have notes of when Trump phoned me for legal advice in 1996. I’m now figuring out whether our talk was privileged.” — LAURENCE TRIBE

HARVARD LAW PROFESSOR

Page 3: Ethics - Atlanta, GA - ICLE

The ‘issue’ is not at all whether Professor Tribe’s notes are ‘protected by attorney/client privilege.’ No one, to my knowledge, has subpoenaed Tribe’s notes. Rather, ‘the issue’ (to be more precise, one of several issues here) is whether the notes are confidential. Privilege is an evidentiary issue, confidentiality is an ethical issue. Tribe’s problem is now one of ethics, not of evidence. All law students and lawyers should know this.”

“— MICHAEL KRAUSS

GEORGE MASON LAW SCHOOL

Page 4: Ethics - Atlanta, GA - ICLE

A lawyer shall maintain in confidence all information gained in the professional relationship with a client, including information which the client has requested to be held inviolate or the disclosure of which would be embarrassing or would likely be detrimental to the client, unless the client gives informed consent, except for disclosures that are impliedly authorized in order to carry out the representation, or are required by these Rules or other law, or by order of the court.

RULE 1.6 (A) CONFIDENTIALITY OF INFORMATION

GEORGIA

Page 5: Ethics - Atlanta, GA - ICLE

RULE 1.6 (A) CONFIDENTIALITY OF INFORMATION

MONTANA

Privileged

Confidential

GEORGIA

Page 6: Ethics - Atlanta, GA - ICLE

RULE 1.6 (A) CONFIDENTIALITY OF INFORMATION

MONTANA

Privileged

Confidential

GEORGIA

All information gained in the professional relationship with a client

Page 7: Ethics - Atlanta, GA - ICLE

SOCIAL MEDIA

Page 8: Ethics - Atlanta, GA - ICLE

The world of social media is a nascent area that is rapidly changing and “best practices” will continue to evolve to keep pace with such developments.”

SOCIAL MEDIA ETHICS GUIDELINES, THE NEW YORK STATE BAR ASSOCIATION (JUNE 2015)

Page 9: Ethics - Atlanta, GA - ICLE

“Proper attire for trial?”

ATTORNEY’S FACEBOOK POST

ANYA CINTRON STERN

Page 10: Ethics - Atlanta, GA - ICLE

When a lawyer broadcasts disparaging and humiliating words and pictures, it undermines the basic client relationship and it give’s the appearance that he is not receiving a fair trial.”

PUBLIC DEFENDER CARLOS MARTINEZ

ANYA CINTRON STERN

Page 11: Ethics - Atlanta, GA - ICLE

I personally know the attorney and the sad part is she is a brilliant trial attorney.  I can tell you, those of you who think this was stupid, watch out; this can happen to anyone!!!  Social media is so prevalent nowadays that anyone can make a mistake. Who hasn’t commented about photographs of this or that introduced as evidence at a trial?  This is not any different, especially with the younger generation who use social media as we used real social gatherings.  Let him who is free of sin cast the first stone.”

ABA ARTICLE COMMENT

ANYA CINTRON STERN

Page 12: Ethics - Atlanta, GA - ICLE

A RECENT FACEBOOK POST

Ms. Local Public Defender, Esq.Anytown

Court Staff, Any-town prosecutor

Page 13: Ethics - Atlanta, GA - ICLE

A RECENT FACEBOOK POST

Ms. Local Public Defender, Esq.Anytown

Court Staff, Any-town prosecutorWhen a lawyer broadcasts disparaging and humiliating words and pictures, it undermines the basic client relationship and it give’s the appearance that he is not receiving a fair trial.”

Page 14: Ethics - Atlanta, GA - ICLE

Can You Friend Your Judge on Facebook?

Page 15: Ethics - Atlanta, GA - ICLE

I am on the third day of presiding over my ‘first’ first-degree murder trial as a judge.”

— JUDGE SAMUEL L. WINDER

DISTRICT COURT OF

BERNALILLO COUNTY

Page 16: Ethics - Atlanta, GA - ICLE

In the trial I presided over, the jury returned guilty verdicts for first-degree murder and kidnapping just after lunch. Justice was served. Thank you for your prayers.”

— JUDGE SAMUEL L. WINDER

DISTRICT COURT OF

BERNALILLO COUNTY

Page 17: Ethics - Atlanta, GA - ICLE

Judges must avoid not only actual impropriety but also its appearance, and judges must ‘act at all times in a manner that promotes public confidence in the independence, integrity and impartiality of the judiciary.”

State v. Thomas, 2016 NMSC 024, 6 (N.M. 2016)

Page 18: Ethics - Atlanta, GA - ICLE

Mama and Papa Snay won the case against Gulliver. Gulliver is now officially paying for my vacation to Europe this summer. SUCK IT!”

CLIENT’S DAUGHTER’S FACEBOOK POST

Page 19: Ethics - Atlanta, GA - ICLE

A lawyer may advise a client with regard to posting new content on a social media website or profile, as long as the proposed content is not known to be false by the lawyer. A lawyer also may not “direct or facilitate the client's publishing of false or misleading information that may be relevant to a claim.”

SOCIAL MEDIA ETHICS GUIDELINES, THE NEW YORK STATE BAR ASSOCIATION (JUNE 2015) NYCLA, FORMAL OP. 745.

Page 20: Ethics - Atlanta, GA - ICLE

May lawyer to use a “web bug” or other tracking device to track the location and use of emails and documents sent to opposing counsel?

Page 21: Ethics - Atlanta, GA - ICLE

When the email was opened.

How long it was reviewed.

How many times it was opened.

Whether attachments were opened.

How long attachment reviewed.

Whether email was forwarded.

Rough geographical location of recipient.

Page 22: Ethics - Atlanta, GA - ICLE

Have you ever expressed an opinion about this case?

Page 23: Ethics - Atlanta, GA - ICLE

First hell yeah he need to do some time!!! The young fella was already died from the gun shot wound to the head, then he came back with a diffrent (sic) gun and shot him 5 more times. Come let’s be 4real it didn’t make no sense!”

Page 24: Ethics - Atlanta, GA - ICLE

TECH COMPETENCE

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CAN’T WE JUST IGNORE

TECHNOLOGY THAT WE DON’T UNDERSTAND?

Page 26: Ethics - Atlanta, GA - ICLE

Competence requires the legal knowledge, skill, thoroughness and preparation reasonably necessary for the representation.

RULE 1.1 COMPETENCE

GEORGIA

Page 27: Ethics - Atlanta, GA - ICLE

To maintain the requisite knowledge and skill, a lawyer should keep abreast of changes in the law and its practice, including the benefits and risks associated with relevant technology, engage in continuing study and education and comply with all continuing legal education requirements to which the lawyer is subject.”

RULE 1.1 COMPETENCE COMMENT 6

Page 28: Ethics - Atlanta, GA - ICLE

Competence may require understanding the often lengthy and unclear “terms of service” of a social media platform and whether the platform’s features raise ethical issues. It also may require reviewing other materials, such as articles, comments, and blogs posted about how such social media platform actually functions.

SOCIAL MEDIA ETHICS GUIDELINES, THE NEW YORK STATE BAR ASSOCIATION (JUNE 2015)

Page 29: Ethics - Atlanta, GA - ICLE

A lawyer cannot be competent absent a working knowledge of the benefits and risks associated with the use of social media.”

“New York Bar Section Releases Social Media

Guidelines for Lawyers. June 9, 2015.

ARIZONA

CALIFORNIA

NEW HAMPSHIRE

Page 30: Ethics - Atlanta, GA - ICLE

As a matter of legal competence under Rule 1.1, a lawyer must have competence in the skills reasonably necessary for representation, which includes technology.”

State Bar of Arizona Ethics Opinion 09-04. December, 2009.

CALIFORNIA

NEW HAMPSHIRE

NEW YORK

Page 31: Ethics - Atlanta, GA - ICLE

NEW YORK

ARIZONA

Even if e-discovery is relatively new, the duty of competence is not, and in today’s technological world, every case has the potential to involve e-discovery.”

California Committee on Professional Responsibility and Conduct Formal Opinion 2015-193.

NEW HAMPSHIRE

Page 32: Ethics - Atlanta, GA - ICLE

CALIFORNIA

Minimal competence requires a lawyer to perform the techniques of practice with skill and required techniques include the way client information and attorney work is electronically stored.

New Hampshire Ethics Committee Advisory Opinion #2012-13/4.

NEW YORK

ARIZONA

Page 33: Ethics - Atlanta, GA - ICLE

FLORIDA APPROVES 3-HOUR TECHNOLOGY CLE REQUIREMENT

Page 34: Ethics - Atlanta, GA - ICLE

BLOGGING

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Huh? You want to go back and tell the judge that you lied to him, you lied to the pre-sentence investigator, you lied to me? And you expect what to happen if you do this? I'll tell you what would happen; the sentence just pronounced would be immediately vacated and you'd go to prison, that's what would happen.

KRISTINE ANN PESHEK “

60-DAY SUSPENSION

Page 36: Ethics - Atlanta, GA - ICLE

A lawyer shall not knowingly:

• Fail to disclose a material fact to a tribunal when disclosure is necessary to avoid assisting a criminal or fraudulent act by the client;

• Offer evidence that the lawyer knows to be false. If a lawyer has offered material evidence and comes to know of its falsity, the lawyer shall take reasonable remedial measures.

RULE 3.3 CANDOR TOWARD THE TRIBUNAL

GEORGIA

Page 37: Ethics - Atlanta, GA - ICLE

The duties stated in paragraph (a) continue to the conclusion of the proceeding, and apply even if compliance requires disclosure of information otherwise protected by Rule 1.6.

RULE 3.3 CANDOR TOWARD THE TRIBUNAL

GEORGIA

Page 38: Ethics - Atlanta, GA - ICLE

RULE 1.6 (A) CONFIDENTIALITY OF INFORMATION

MONTANA

Privileged

Confidential

Exceptions:

• Candor to the court

• Prevent bodily harm/illegal financial harm

• Establish defense

GEORGIA

Page 39: Ethics - Atlanta, GA - ICLE

GHOST BLOGGING?

Page 40: Ethics - Atlanta, GA - ICLE

It is professional misconduct for a lawyer to engage in conduct involving dishonesty, fraud, deceit or misrepresentation.

RULE 8.4(A) (4) MISCONDUCT

GEORGIA

Page 41: Ethics - Atlanta, GA - ICLE

THANK [email protected]

@EHGlawfirm