ethics in public sector_framework and legal bases

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    ETHICS IN PUBLIC SECTO

    FRAMEWORK AND LEGAL BAS

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    Why be Ethical in the Public Sector

    Public vs.Private

    Publicmore people affected

    Privateonly a few people affected, uneth

    behavior

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    Why be Ethical in the Public Sector

    Public Sectoris about common good. BCOMMON GOOD is abstract.

    Di nakikita, na nahahawakan kaya dipinahahalagahan

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    Why be Ethical in the Public Sector

    Sunsh ine Pr inc ip le

    - transparency of processes

    Accountability to supervisors but most

    importantly to the people we serve.

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    Ethical Policy Framework

    in the Public Sector

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    RA 3019:

    Anti-Graft & Corrupt Practices Ac

    In line with the principle that a pu

    office is a public trust, certain acts of pu

    offices and private persons alike whconstitute graft or corrupt practices or wh

    may lead thereto are repressed.

    (Section

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    PD No. 46:

    Making it punishable for any public off

    or employee, whether of the national or l

    governments, to receive, directly or indireand for private persons to give, or offer to g

    any gift, present or other valuable thing on

    occasion, including Christmas, .

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    PD No. 46:

    ..when such gift, present or o

    valuable thing is given by any reason of

    official position, regardless of whether or notsame is past favor/s or .

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    PD No. 46:

    .. expects to receive a favor or be

    treatment in the future from the public officiaemployee concerned in the discharge of

    official functions.

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    PD No. 46:

    Included within the prohibition is the throwin

    parties or entertainments in honor of the off

    employee or his immediate relatives.

    RA 6713:

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    RA 6713:Code of Conduct and Ethical Standards

    for Public Officials and Employees

    It is the policy of the State to promot

    high standard of ethics in public service.

    (Section

    RA 6713:

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    RA 6713:Code of Conduct and Ethical Standards

    for Public Officials and Employees

    Public officials and employees shall at all timbe accountable to the people and shall: discharge their duties with utm

    responsibility, integrity, competence, loyalty, act with patriotism and justice, lead mod

    lives, and

    uphold public interest over personal interest(Sectio

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    RA 9485:

    Anti-Red Tape Act of 2007

    It is hereby declared the policy of

    State to promote integrity, accountabi

    proper management of public affairs apublic property as well as to establish effec

    practices aimed at the prevention of graft a

    corruption in government.

    (Section

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    RA 9485:

    Anti-Red Tape Act of 2007

    Towards this end, the State shall maintain honesty responsibility among its public and employees, shall take appropriate measures to prom

    transparency in each agency with regard to the manof transacting with the public, which shall encompaprogram for the adoption of simplified procedures will reduce red tape and expedite transactions

    government. (Sectio

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    Coverage

    Elective or appointive officials Permanent or temporary

    Career or non-career

    Military and police (both uniformed and nuniformed)

    Volunteers

    Others

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    Reforms on Public

    Administrative Systems

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    1. Conduct of training

    a. Ethical and moral values

    b. Rights, duties and responsibilities of pub

    servants

    c. Nationalism and patriotism

    d. Justice and human rights

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    1. Conduct of training

    e. Democracy in a free and just society

    f. Philippine history, culture and tradition

    g. Socio economic conditions prevailing in tcountry

    h. The need for a Code of Conduct and

    Ethical Standards

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    2. Improvement of Work System

    Continuing study and analysis of work

    systems to the end that the weakest links

    will be eliminated and the system will bebetter

    Posting of workflow chart for the informat

    and view of the public

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    3. Feedback Mechanism

    Consultation of the public about efficiency

    effectiveness and economy of services

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    4. Innovations

    Innovative programs should be adopted t

    promote morals, motivation and raising th

    level of observance of public service ethicstandards

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    5. Assistory Functions

    Appointment of a resident Ombudsman in

    every office to act immediately on allrequests for public assistance referred by

    the Office of the Ombudsman

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    Transparency

    1. The State is responsible, through agency

    heads, to insure transparency in all kindspublic transactions.

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    Transparency

    2. The public should be informed about thefollowing:

    a. Policies, rules and procedures

    b. Work programs, projects, and performancetargets

    c. Performance reports

    d. All documents classified as for publicinformation

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    Transparency

    3. Any requesting public should always be

    provided the information they seek excep

    in the following instances:

    a. Those which should be kept secret in theinterest of national defense or security or

    conduct of foreign affairs.

    b. If disclosure would put life and safety of anindividual in imminent danger.

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    Transparency

    c. Privilege communicationsd. Drafts of decisions, orders and other

    dispositions of similar nature

    e. It would disclose information of a personal

    naturef. It would interfere in an enforcement

    proceedings

    g. It will lead to speculation on currencies orendanger the stability of any financialinstitution

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    Incentives and Rewards System

    Granted to officials and employees who

    have demonstrated exemplary services

    and conduct in observing the following

    Norms of Conduct laid down in Section

    of RA 6713:

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    Incentives and Rewards System

    a. Commitment to public interest

    Upholding public interest over personal

    interest, efficient and effective usage ofresources and no wastage in public funds

    and revenues

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    Incentives and Rewards System

    b. Professionalism To perform duties with the highest degre

    excellence, professionalism, intelligence

    and skills. There must be devotion anddedication to duty and to discourage wroperceptions of roles as dispensers orpeddlers of undue patronage. (i.e.,

    punctuality, efficiency, fairness)

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    Incentives and Rewards System

    c. Justness and Sincerity To be true to people at all times. To act

    justness and sincerity and not to

    discriminate against anyone especially thpoor and the underprivileged. To respecthe rights of others at all times and torefrain from doing acts contrary to law,

    morals or customs. Not to extend unduefavor to relatives on account of ones offi

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    Incentives and Rewards System

    d. Political Neutrality

    Service without regard to party affiliation

    No engaging in partisan political activitie

    Decisions to be made must always bebased on merits and should not consider

    political affiliation as a factor.

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    Incentives and Rewards System

    e. Responsiveness to the Public

    To extend prompt, courteous and adequa

    service to the public. Provide informatioon policies and procedures, encourage

    suggestions.

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    Incentives and Rewards System

    f. Nationalism and Patriotism Maintain loyalty to the Republic and the

    Filipino people. Promote the use of loca

    produced goods, resources and technoloand encourage appreciation and pride ofcountry and people. To defend Philippinsovereignty

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    Incentives and Rewards System

    g. Commitment to Democracy To commit oneself to the democratic way

    life and values, maintain the principle of

    public accountability and manifest by deethe supremacy of civilian authority over tmilitary. Uphold the Constitution at alltimes.

    S

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    Incentives and Rewards System

    h. Simple living

    To lead modest lives appropriate to their

    positions and income. No extravagant o

    ostentatious display of wealth in any form

    (Excessive display of jewelry and proper

    and luxurious lifestyle)

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    Duties of Public Officials & Employee

    1. Act promptly on letters and requests

    a. Reply must be made within 15 days from

    receipt.

    a. A simple acknowledgment suffices but it

    should state the action so far taken.

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    Duties of Public Officials & Employee

    2. Submit annual performance reports

    a. All agencies shall report their performancwithin 45 days from the end of the year.

    a. The report shall be open to the public.

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    Duties of Public Officials & Employee

    3. Process documents and papersexpeditiously

    a. All papers must be processed within areasonable time and must contain not mthan 3 signatories.

    a. If the signatories are absent, an OIC shosign.

    D ti f P bli Offi i l & E l

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    Duties of Public Officials & Employee

    3. Process documents and papersexpeditiously

    c. This discourages the practice of delaying th

    process just because the signatory is out.

    d. This will not apply to decisions on caseswhether by a court or a quasi-judicial body

    since the power to decide said cases cannobe delegated.

    D ti f P bli Offi i l & E l

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    Duties of Public Officials & Employee

    4. Act immediately on the publics persona

    transactions

    a. Everybody must be attended to promptlyand expeditiously.

    b. There must be no discrimination as to

    status, race or sex.

    P hibit d A t d T ti

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    Prohibited Acts and Transactions

    1. Financial and material interest

    a. No direct or indirect financial or material

    interest in any transaction requiring theapproval of his/her office.

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    2. Outside employment and other activitierelated thereto.

    a. No employment in any private enterprise

    regulated or supervised by his/her officeunless expressly allowed by law.

    a. No engaging in the private practice of

    profession unless permitted by the head agency.

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    2. Outside employment and other activitiesrelated thereto.

    c. Must not recommend any person to any posin a private enterprise which has a regular o

    pending official transaction with ones office

    c. The prohibition continues for one (1) year aresignation, retirement or separation from thservice except the private practice of profes

    which cannot be done only in the same agefor the same period

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    3. Disclosure and/or misuse of confidentiainformation.

    a. No disclosure of security matters

    b. No disclosure of drafts of decisions or

    orders.

    c. No disclosure of matters identified as

    confidential by the proper authorities.

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    4. Solicitation and/or acceptance of gifts.

    a. The prohibition is absolute with respect tpeople with transactions in ones office

    a. If there is no transaction in his/her office,gifts of nominal value can be accepted

    provided it is clear that the same is not inconsideration of a future favor the giver

    expects from the public officials.

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    4. Solicitation and/or acceptance of gifts.

    a. Gifts may include money, other propertie

    entertainment, scholarship, medical

    treatment or other considerations generogiven by another.

    a. Solicitation from clients is absolutely

    prohibited.

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    5. Disclosure of assets and liabilities.

    a. Regular filling up, updating and submiss

    of the Sworn Statement of Assets and

    Liabilities and Net worth

    a. Failure to submit the SALN or any

    misrepresentation therein will give rise to

    both administrative and criminal cases

    Prohibited Acts and Transactions

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    Prohibited Acts and Transactions

    5. Divestmenta. Conflict of interest must be avoided at al

    times.

    a. When conflict arises, he/she must resignfrom his/her position

    a. He/she must divest himself or any or allkinds of interest which has or may have

    pending transaction in his/her office.

    Penalties

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    Penalties

    1. Fine not exceeding six months salary; or2. Suspension not exceeding one year; or

    3. Dismissal from the service depending onthe gravity of the offense

    4. Violations of Sections 7, 8, 9 of RA 6713are criminal in nature and punishable byimprisonment for a period not exceeding

    years or fine not exceeding P5,000.00

    10 Smart Moves To Succeed

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    10 Smart Moves To Succeed

    1. Master Your Moods.

    2. Seek a Sense of Self-Worth.

    3. Set Sail on Your Own Seas.

    Adapted from Diane Booher,Author of Bestseller Communicate wi th Conf idence

    10 Smart Moves To Succeed

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    10 Smart Moves To Succeed

    4. Put Up or Shut Up.

    5. Follow Through on Feedback.

    6. Entertain Only Ethical Choices.

    10 Smart Moves To Succeed

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    10 Smart Moves To Succeed

    7. Relish Relationships.

    8. Bend So You Dont Break.

    9. Seek Spiritual Guidance.

    9. Swim in the Seasons of Life.

    ere min is wit out ear an ea e

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    Rabindra Nath T

    Where the world has not been broken to fragm

    by narrow domestic walls

    Where tireless striving stretch their arms tow

    perfection

    Where the mind is led forward to thee

    nto ever widening thought and action into t

    heaven of freedom

    My Father, LET MY COUNTRY AWAKE