ethics issues in internet-mediated research research ethics in the digital age conference,...

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Internet-mediated Research: State of the Art Obtrusive methods (questionnaires, experiments, interviews, focus groups) Unobtrusive methods (observation, data mining, web crawling, 'big data') A New Era of IMR? Web 2.0 - The web as organic, collaborative, interactive, ever-changing (e.g. Wikipedia); the rise of social media (e.g. Facebook, Twitter, YouTube)

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Page 1: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Internet-mediated Research: State of the Art

Obtrusive methods (questionnaires, experiments, interviews, focus groups)

Unobtrusive methods (observation, data mining, web crawling, 'big data')

A New Era of IMR?

Web 2.0 - The web as organic, collaborative, interactive, ever-changing (e.g. Wikipedia); the rise of social media (e.g. Facebook, Twitter, YouTube)

Page 2: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

The Web as pervasive Permeation into everyday lives – Shopping, banking,

dating, socialising, information-seeking, media sharing, publishing (e.g. blogs), information storing, apps, the 'internet of things'

The self-documenting, self-archiving features of the present day internet; 'digital breadcrumbs' of contemporary life

Page 3: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Data Trace Examples

Discussion forums (e.g. see Yahoo groups)

http://uk.groups.yahoo.com/

Online communities (e.g. mumsnet; gransnet)

www.mumsnet.com

Blogs http://www.google.co.uk/blogsearch

http://www.blogsbywomen.org/

Google searches; tweets; web browsing activity;

purchases; social network links; geolocation data

Page 4: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

The Visualisation of Complex Networks

Nike+ involves the placement of a sensor underneath the footbed of your Nike running shoe in order to collect data about where you've run, how long it took and where you can improve over time.

http://www.visualcomplexity.com/vc/

Visualisation of a year's worth of runs uploaded to the Nike+ website. It plays back runs throughout three cities: New York, London and Tokyo. The runs showed tens of thousands of peoples' runs animating the city and bringing it to life. The software visualizes and follows individual runs, as well as showing the collective energy of all the runners, defining the city by the constantly changing paths of the people running in it.

Page 5: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Ethics in Online Research

Some ethics issues require special consideration in an IMR context, the complexities of which are not always obvious to researchers or participants

e.g. Data security, traceability (confidentiality, anonymity)

Page 6: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

The new BPS guidelines (November 2013)

Document aims to outline some of the key ethics principles for researchers and ethics committees to keep in mind when designing and / or evaluating an IMR study

Emphasis on how to apply existing ethics principles in an IMR context

“Thinking is not optional”

Page 7: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

The new BPS guidelines (November 2013)

Centred around the four main principles of the BPS 'Code of Human Research Ethics' (2011)

1. Respect for the autonomy and dignity of persons

2. Scientific value

3. Social responsibility

4. Maximising benefits and minimising harm

Page 8: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Key feature of IMR: involves acquisition of data from or about individuals in absence of face-to-face co-presence

COUPLED WITH greater scope for carrying out quite complex interactive procedures

Traceability of online data

Page 9: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Main ethics issues to consider in IMR

Public-private domain distinction

Confidentiality

Copyright

Consent; withdrawal; debrief

Levels of control

Disruption of social structures

Page 10: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Privacy online

CEC: Observation of public behaviour only where those observed 'would expect to be observed by strangers'

What are people's expectations in online contexts?

Public-private domain distinction becomes increasingly blurred

Page 11: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Go away! Chat room observation experiment (Hudson & Bruckman, 2004)

Compared asking to record discussions, and entering and 'lurking' in chat rooms.

Both produced hostile responses and being 'kicked out'

But less so when just lurking

Message:“We are researchers recording this chatroom for a study on language use in online environments. For questions or comments, email [email protected]. Thank you!”

Page 12: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Public-Private Domain Case Studies

Brotsky & Giles (2007) Posed as plausible persona on pro-anorexia websites to gather data (participant non-disclosed)

Fox, Ward & O'Rourke (2005) As above, but with full disclosure

Tackett-Gibson (2008) Intended full disclosure but was blocked from doing so by moderators

Page 13: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Unobtrusive 'data-scraping' methods

'Big data', e.g. web searches, browsing activity, tweets, etc. People may not be aware of the extent of logging of their online behaviours Online behaviours leave permanent traces in ways not typical offline How do researchers / RECs approach use of such data?

Page 14: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Undisclosed, unobtrusive observationKey principles

Where the public-private nature of data is unclear, assess likely levels of harm resulting from the research Consider scientific value of the research Protect confidentiality (anonymity)

Key principle: Implement ethics procedures and safeguards to be proportional to levels of risk of harm

Page 15: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Legal Considerations

Copyright remains with author / web service provider

Strictly speaking 'in the public domain' means not protected by copyright law

Under the DPA (1998) if someone finds their personally identifiable data is being used (e.g. discussion posts) they likely have the right to stop these data being processed

Page 16: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Confidentiality, anonymity

Enhanced traceability of data, dissemination implications, use of quotes Other data leakage risks, e.g. email Traces on personal computing equipment Sensitivity of data is a factor associated with levels of risk of harm

Researchers should carefully assess risks, and perhaps inform participants of these risks

Page 17: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Valid ConsentRequired where undisclosed approaches cannot be justified

Verifying characteristics (e.g. age, sex)

Engagement with consent process (check boxes?)

Adequate information – not all risks online are obvious, e.g. potential data leakage (balance between information and overload)

Risks will be higher in some contexts than others – key principle of proportionality of ethics procedures to levels of risk of harm re-emerges

Page 18: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Withdrawal and Debrief

Robust withdrawal procedures may be more difficult to implement online (e.g. volunteer web survey)

Detecting withdrawal may be harder (use of partial data?)

Ensuring debrief difficult (e.g. exit by closing browser)

Enhanced risk in cases of deception (no debrief)?

Principle of proportionality of ethics procedures to levels of risk (of harm) re-emerges, e.g. effects of withdrawal without debrief (such as in very sensitive research)

Page 19: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Data Protection

UK Data Protection Act (1998)

Issue of storing data on non-UK/EU servers?

Popular software packages (e.g. SurveyMonkey, Qualtrics) are US-based

'Safe Harbour Scheme'

Page 20: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Office of National Statistics SurveyMonkey, Safe Harbour Scheme

Page 21: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Levels of control

Over procedures, who takes part, participant behaviours...

Implications for scientific value (validity)

Implications for levels of harm (monitoring participant reactions, presenting debrief info., etc.)

Page 22: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Disruption of social structures

Especially relevant to observing online communities

May justify non-disclosure

Case study: PhD study involving non-disclosed observation of small support group (REC approved)

Deception issues (posing as a group member)

Page 23: Ethics Issues in Internet-mediated Research Research Ethics in the Digital Age Conference, University of Sheffield, 11 th April, 2014 Claire Hewson, Department

Maximising Benefits, Minimising Harm

These considerations permeate the other issues

Careful assessment needed; trade-offs will be inevitable (e.g. anonymity versus traceability/verifiability; disclosure versus social disruption/harm)

“Thinking is not optional”