etiology and antimicrobial resistance of community-acquired pneumonia in adult patients in china
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Etiology and antimicrobial resistance of community-acquired pneumonia in adult
patients in China
ARTICLE in CHINESE MEDICAL JOURNAL · SEPTEMBER 2012
Impact Factor: 1.05 · DOI: 10.3760/cma.j.issn.0366-6999.2012.17.002 · Source: PubMed
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Chinese Medical Journal 2012;125(17):2967-2972 2967
Original article
Etiology and antimicrobial resistance of community-acquired
pneumonia in adult patients in ChinaTAO Li-li, HU Bi-jie, HE Li-xian, WEI Li, XIE Hong-mei, WANG Bao-qing, LI Hua-ying, CHEN Xue-hua,ZHOU Chun-mei and DENG Wei-wu
Keywords: community-acquired infection; pneumonia; etiology; antimicrobial drug resistance; epidemiology
Background Appropriate antimicrobial therapy of community-acquired pneumonia (CAP) is mainly based on the
distribution of etiology and antimicrobial resistance of major pathogens. We performed a prospective observational study
of adult with CAP in 36 hospitals in China.
Methods
Etiological pathogens were isolated in each of the centers, and all of the isolated pathogens were sent to
Zhongshan Hospital for antimicrobial susceptibility tests using agar dilution.
Results A total of 593 patients were enrolled in this study, and 242 strains of bacteria were isolated from 225 patients.Streptococcus pneumoniae (79/242, 32.6%) was the most frequently isolated pathogen, followed by Haemophilus
influenzae (55/242, 22.7%) and Klebsiella pneumoniae (25/242, 10.3%). Totally 527 patients underwent serological tests
for atypical pathogens; Mycoplasma pneumoniae and Chlamydia pneumoniae infections were identified in 205 (38.9%)
and 60 (11.4%) patients respectively. Legionella pneumophila infections were identified in 4.0% (13/324) of patients. The
non-susceptibility rate of isolated Streptococcus pneumoniae to erythromycin and penicillin was 63.2% and 19.1%
respectively. Six patients died from the disease, the 30-day mortality rate was 1.1% (6/533).
Conclusions The top three bacteria responsible for CAP in Chinese adults were Streptococcus pneumonia,
Haemophilus influenza and Klebsiella pneumonia. There was also a high prevalence of atypical pathogens and mixed
pathogens. The resistance rates of the major isolated pathogens were relatively low except for the high prevalence of
macrolide resistance in Streptococcus pneumoniae.
Chin Med J 2012;125(17):2967-2972
ommunity-acquired pneumonia (CAP) remains acommon disease associated with significant
morbidity and mortality. In adults, the incidence variesamong countries from 1.6 to 11 per 1000 adults, and40%–60% of the patients need hospitalization.1 CAP has
been described as a leading cause of death frominfectious diseases.2 Mortality varied from
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(Guangzhou, Shenzhen), Liaoning (Shenyang), Shandong(Jinan, Qingdao), Jiangsu (Nanjing, Suzhou, Wuxi),Zhejiang (Hangzhou, Ningbo, Jiaxing), Anhui (Hefei),Jiangxi (Nanchang), Shanxi (Xi’an), Henan (Zhengzhou),Hubei (Wuhan), Hunan (Changsha), Sichuan (Chengdu),and Yunnan (Kunming). Zhongshan Hospital, Fudan
University was responsible for this study. The study wasapproved by ethics committee of each center, andinformed consent was acquired from all the patients.
Study populationAccording to guidelines of the American ThoracicSociety and Society of Respiratory Disease, ChineseMedical Association, CAP was defined as a new or
progressive pulmonary infiltration with/without pleuraleffusion on a chest radiograph and at least one of thefollowing signs or symptoms: (1) new or increasedcough, (2) purulent sputum or a change in sputumcharacteristics, (3) fever or a history of fever (defined asan oral temperature >38°C), (4) auscultatory findings on
pulmonary examination of rales and/or evidence of pulmonary consolidation, (5) peripheral white blood cell(WBC) count ≥10×109/L or immature neutrophils >15%or leukopenia with a total WBC count 25 WBCs and
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Table 1. Summary of characteristics of enrolled patientsCharacteristics Patient number (n (%))*
Symptoms and signsFever 312/523 (59.7)Cough 513/593 (86.5)Purulent sputum 255/532 (42.3)
Leukocytosis >10×109/L 203/532 (38.2)
Mental alteration 10/529 (1.9)Radiological findings
Bilateral infiltration 111/593 (18.7)Cavity 5/593 (0.8)Pleural effusion 41/593 (6.9)
Risk factors
Immune compromised 5/531 (0.9)Long-term smoking 163/533 (30.6)Alcoholism 28/530 (5.3)Residence in nursing home 1/531 (0.2)Recent hospitalization 38/528 (7.2)
Antibiotic therapy within past 3 months 81/531 (15.3)Underlying disease
COPD 88/528 (16.7)
Bronchiectasis 18/532 (3.4)
Heart failure 12/532 (2.3)Chronic kidney disease 1/533 (0.2)Diabetes 14/533 (2.6)
* Parts of the patients do not have an integrated medical history.
Table 2. Etiological distribution of community-acquired pneumonia among 593 adult patients
Pathogens Patient number (n (%))
Mono-infection Mycoplasma pneumoniae 124 (31.1)Streptococcus pneumoniae 48 (12.0) Haemophilus influenzae 31 (7.8)
Chlamydophila pneumoniae 25 (6.3) Klebsiella pneumoniae 13 (3.2)Staphylococcus aureus 10 (2.5)
Pseudomonas aeruginosa 9 (2.3) Legionella pneumophila 5 (1.2) Moraxella catarrhalis
Other bacteria4 (1.0)
23 (5.8)
Mixed infectionTwo pathogens
S. pneumoniae + M. pneumoniae
M. pneumoniae+C. pneumoniae
M. pneumoniae+H. influenzae
Other combination
15 (3.8)13 (3.2)13 (3.2)
51 (12.8)Three pathogens 15 (3.8)
Total 399
Infections with some pathogens were found to relate withthe age of the patient. M. pneumoniae infections weremuch more frequent in young patients than in the elderly(defined as ≥65 years), whereas K. pneumoniae and C. pneumoniae infections were more prevalent in the elderly.In our study, we failed to discover any relationship
between S. pneumoniae infections and the age of the patients (Table 3).
Antimicrobial susceptibility
The results of antimicrobial susceptibility testing for themajor pathogens are summarized in Table 4. Of the 79 S. pneumoniae isolates, 55 (80.9%) were susceptible to penicillin, 7 (10.3%) were intermediate and 6 (8.8%)
were resistant to penicillin. Resistance rate toerythromycin was as high as 63.2% (43/79). In our study,no S. pneumoniae isolate was found to be resistant toamoxicillin or moxifloxacin.
Table 3. The relationship between age and pathogen infections(n (%))
Pathogens Old patients Young patients
Mycoplasma pneumoniae 42/172 (24.4) 163/357 (45.7) †
Streptococcus pneumoniae 31/186 (16.7) 48/407 (11.8)
Haemophilus influenzae 21/186 (11.3) 34/407 (8.4)
Chlamydophila pneumoniae 27/172 (15.7) † 33/357 (9.2)
Klebsiella pneumoniae 13/186 (7.0) * 12/407 (2.9)Staphylococcus aureus 7/186 (3.8) 10/407 (2.5)
Pseudomonas aeruginosa 5/186 (2.7) 9/407 (2.2)
Legionella pneumophila 7/118 (5.9) 6/206(2.9)
Moraxella catarrhalis 6/186 (3.2)* 3/407 (0.7)
The incidence of infection was significantly higher than that in the other age
group, * P
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Chin Med J 2012;125(17):2967-2972 2970
resulted in their death. The other three patients were previously healthy, and they died of respiratory failuredue to the severe infection.
DISCUSSION
This study is the largest, multicenter, prospectiveepidemiological study in China. The results of the studyhighlight several characteristics of CAP in China.
High prevalence of S. pneumoniae as an etiology of
CAP in China
In our study, etiological pathogens were identified in70.9% of cases based on cultures and serological tests.Among identified bacteria, S. pneumoniae was the major
pathogen, as previously reported from other regions.9-11
Prior use of antimicrobial agents can influence theisolation of pathogens and antimicrobial susceptibility.
Lim et al
12
have reported that usage of antimicrobialdrugs before sampling would reduce the isolation of S. pneumoniae significantly. Our study enrolled patientswho had not received any antimicrobial agents for oneweek prior to presentation in order to increase theisolation of bacteria, especially for fastidiousmicroorganisms.
The relatively high incidence of K. pneumoniae pneumonia was observed in our study compared to thefindings of US and European countries, but the result wascoincident with the former studies conducted in Shanghaiand Taiwan.8,13 The selective pressure of antibiotics may
be partly responsible for such a phenomenon.
High prevalence of atypical pathogens and mixed
infections
Many previous studies have reported the high prevalenceof atypical pathogens in CAP, sometimes even higherthan bacterial infections. In our study, serological tests foratypical pathogens had been done for 527 patients.Approximately 38.9% of them were confirmed with M. pneumonia infection, 11.4% with C. pneumonia infection,and 4.0% with L. pneumophila infection. These resultswere comparable with those from other regions.11,14-16
Another meaningful finding from our study was therelatively high incidence of mixed infection by bacteriaand atypical pathogens. Overall, 107 cases of mixedinfections were detected, and 35.6% of cases of M. pneumoniae infection were combined with bacterialinfection. The importance of mixed pathogens in CAP has
been demonstrated by many studies, although theincidence differs from 10% to 38%.12,17,18 Previousstudies have shown that C. pneumoniae inducedciliostasis can influence the normal function of the
bronchial mucosa, and M. pneumoniae can deliver toxinsto ciliated epithelial cells.19 These mechanisms promotemixed infection with bacteria. This epidemiologicalfinding is important in clinical practice because this typeof mixed infection requires combined therapy with
β-lactam agents and macrolides, or monotherapy offluoroquinolones.
Low resistance of antimicrobial agents to major
pathogens of CAP
The spread of penicillin resistant S. pneumoniae (PRSP)
is a big concern worldwide. In America, as much as30%–40% cases of S. pneumonia infection were caused
by penicillin non-susceptible S. pneumonia (PNSSP), and10%–20% were highly resistant to penicillin.20 Asian-Pacific countries have resistance rates as high as60%. In our study, the prevalence of PNSSP was 19.1%,much lower than many international reports, andcomparable to other results reported from China.21
However the prevalence of PRSP (8.8%) was higher thanreported by Sun et al,22 who found an extremely low rateof penicillin resistance (0.5%). The relative low resistantrate in our study might be the result of the exclusion
criteria. We had excluded patients younger than 18 years,and patients who used antimicrobial agents one week prior to presentation. The criteria helped us to improvethe sensitivity of the sputum culture, but might also haveinfluenced the results of drug resistance. Despite lowresistant rate to penicillin, the strains were highlyresistant to macrolides, more than 60% were resistant toerythromycin, clarothromycin and azithromycin.According to the Infectious Diseases Society of America(IDSA)/American Thoracic Society (ATS) guidelines,macrolides are recommended as a monotherapy optionfor treating outpatients with CAP without risk factors.23
However, this may not be an appropriate option in China.
Multi-drug resistance was common in PNSSP isolates,most PNSSP were resistant to macrolides (11/13), and69.2% were resistant to cefaclor. It was a big challenge tochoose antimicrobial agents for isolates which weremulti-drug resistant. The relationship between clinicaloutcome and drug resistance is controversial; the increaseof the drug resistance did not significantly affect thereported mortality in S. pneumoniae infection.24 Severalstudies reported a complex relationship between
penicillin susceptibility and virulence in mice but do notentirely separate these characteristics from the role of the
capsular type. It is probably because penicillin resistanceis related to a loss of virulence.25
All isolated strains of H. influenzae were highlysusceptible to most of antimicrobial agents; few of themwere resistant to amoxicillin and clarithromycin (8.8%and 11.8%). K. penumoniae still had a high susceptibilityto β-lactams, the susceptible rates to ceftriaxone andceftazidime being 91.7% and 95.8% respectively, and allof the isolates were susceptible to ertapenem.
The resistance patterns of atypical pathogens were notcarried out in our study due to the diagnostic methods.Recent studies of atypical pathogens suggested that these
pathogens are highly resistant to macrolides, especially M. pneumoniae.26,27 The molecular mechanisms of such
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Chinese Medical Journal 2012;125(17):2967-2972 2971
resistance mainly involved the modification of the targetsites on the 23S rRNA by methylation or mutation, aswell as on the efflux pump.28,29
Relatively low overall mortality of CAP
The overall mortality rate in our study was 1.1%, while
studies from other countries showed a mortality rate ofabout 4% in outpatients,3 4%–10% in hospitalized
patients,12 and ANSORP reported an overall mortalityrate of 7.3%,9 much higher than our study. The lowmortality rate may involve the exclusion criteria. Weexcluded patients who received antimicrobial agents inthe previous week, so the enrolled patients were inrelatively good condition, concomitant with lessunderlying disease and had lower PORT classifications.
The prognosis of CAP was influenced by many factors.The British Thoracic Society has proposed the CURB-65
criteria to evaluate the prognosis of pneumonia.
30
Jinks etal31 considers liver function as a predictive factor of the prognosis. He found that patients with hypoalbuminemiaand elevated ALT correlated with a higher mortality rate.
Trend of etiology in CAP
The etiology of CAP is different between countries andchanges over time. The application of nucleic acidamplification technology for epidemiological studies hasled to a new understanding of etiology in CAP.32,33 Viruses should be considered as the pathogen causingCAP due to its high prevalence. Our study focused on the
bacteria pathogens of CAP, so it was the limitation that
viruses were not tested. Increasingly reported numbers ofinfections by S. aureus, especially methicillin resistant S.aureus (MRSA), is also a major concern.34 The highvirulence of the bacteria and lack of effectiveantimicrobial agents result in a high mortality rate ofMRSA pneumonia, yet in our study, the prevalence of S.aureus was low, and did not lead to any death.
In conclusion, our study provides a better understandingof etiology, clinical and laboratory characteristics,antimicrobial susceptibility, along with outcome of CAPin China. These results may benefit clinicians to choose
antimicrobial agents and determine the prognosis of CAP.
Acknowledgements: We are grateful to the following people and
hospitals for their participation in the study: Beijing Union Hospital
(CAI Bai-qiang, CAO Bing, XU Ying-chun, XIE Xiu-li), Beijing
Hospital (SUN Tie-ying, ZHANG Xiu-zheng, PU Chun, HU
Yun-jian), Peking University Third Hospital (YAO Wan-zhen,
WANG Xiao-hong, HAO Zhen-ting), Shanghai Ruijin Hospital
(DENG Wei-wu, LI Min, SUN Jing-yong), Shanghai Renji
Hospital (LI Yan-qin, XIONG Li-fan), Shanghai Changhai Hospital
(HUANG Yi, WANG Jin), Sixth Hospital of Shanghai (SHEN Ce,
JIANG Yan-qun), Tianjin Medical University General Hospital
(WU Qi, HU Zhi-dong, ZHAO Li-hong), Guangzhou Institute of
Respiratory Diseases (CHEN Rong-chang, ZHONG Su-qin, YUAN
Jin-ping, LI De-rong), Third Affiliated Hospital of Sun Yat-sen
University (ZHANG Tian-tuo, ZHU Jia-xing), Guangzhou First
Municipal People’s Hospital (ZENG Jun, YE Hui-fen, ZHONG
Wei-nong), Shenzhen People’s Hospital (CHEN Sheng-wen, FU
Ying-yun, WU Wei-yuan), First Hospital of China Medical
University (LI Yan-ling, LI Zhen-hua, LI Meng), Second Hospital
of China Medical University (LI Sheng-qi, LIU Yong, ZHANG
Zhe-jie), Qilu Hospital of Shandong University (WU Da-wei, YU
Xiu-jian), Affiliated Hospital of Qingdao University (CHENGZhao-zhong, LIU Peng-peng), Nanjing General Hospital of
Nanjing Military Command (SI Yi, SHAO Hai-feng, XIAO
Yong-ying), Jiangsu Province Hospital (YIN Kai-sheng, HUANG
Mao, ZHAO Wang-sheng), First Affiliated Hospital of Soochow
University (HUANG Jian-an, ZHANG Xian-feng, JIANG
Jun-hong), Wuxi No. 2 People’s Hospital (LI Xian-cun, YAN
Zi-he), First Affiliated Hospital of Zhejiang University School of
Medicine (WANG Xue-feng, KONG Hai-shen), Second Affiliated
Hospital of Zhejiang University School of Medicine (WANG
Xuan-ding, YUAN Shuang-jin), Zhejiang Provincial People’s
Hospital (YAN Jian-ping, LÜ Huo-yang), Ningbo No. 2 Hospital
(ZHAO Wei-he, MA Jian-bo, CHEN Lin, XU Xiao-min), FirstHospital of Jiaxing (ZHUANG Yan-bing, SONG Xiu-lan), First
Affiliated Hospital of Anhui Medical University (SUN Geng-yun,
XU Yuan-hong, HE Jie-gui), First Affiliated Hospital of Nanchang
University (WEN Gui-lan, MIU Wan-zheng, LIU Qin), Xijing
Hospital (LI Zhi-kui XU Xiu-li, YANG Pei-hong), First Affiliated
Hospital of Zhengzhou University (WANG Jing, FENG Xian-ju),
Union Hospital, Huazhong University of Science and Technology
(XIN Jian-bo, ZHOU Xian-qin, DAI Li-ren, LIU Ying, XIONG
Yan), Tongji Hospital, Huazhong University of Science and
Technology (XIONG Sheng-dao, SUN Zi-yong), Xiangya Hospital
of Central South University (HU Cheng-ping, LI Xian, PAN
Pin-hua), Second Xiangya Hospital of Central South University
(CHEN Ping, CAO Wei, CHEN Yan, LI Wen-pu), West ChinaCenter of Medical Sciences (LÜ Xiao-ju, LIANG Zong-an, FAN
Hong, CHEN Zhi-xing), First Affiliated Hospital of Kunming
Medical College (HAO Qing-lin, SHEN Bing, LIU Ling).
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(Received December 21, 2011) Edited by WANG Mou-yue and LIU Huan