e*trade securities account activation for u.s. participants

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© 2017 E*TRADE Financial Corporation. All rights reserved. This presentation contains confidential information and may not be disclosed without E*TRADE Financial Corporation’s written permission. Your Stock Plan Account with E*TRADE Securities LLC Account Activation E*TRADE Securities LLC June, 2017 0

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Page 1: E*TRADE Securities Account Activation for U.S. Participants

© 2017 E*TRADE Financial Corporation. All rights reserved. This presentation contains confidential information and may not be disclosed without E*TRADE Financial Corporation’s written permission.

Your Stock Plan Account with E*TRADE Securities LLC Account Activation

E*TRADE Securities LLC

June, 2017

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Page 2: E*TRADE Securities Account Activation for U.S. Participants

Disclosures The E*TRADE Financial family of companies provides financial services that include trading, investing, banking, and managing employee stock plans.

Employee stock plan solutions are offered by E*TRADE Financial Corporate Services, Inc. Securities products and services are offered by E*TRADE Securities, Member FINRA/SIPC. Investment Advisory services are offered through E*TRADE Capital Management, LLC, a Registered Investment Adviser.

In connection with stock plan solutions offered by E*TRADE Financial Corporate Services, Inc., E*TRADE Securities LLC provides brokerage services to stock plan participants.

E*TRADE Financial Corporate Services, Inc., E*TRADE Securities LLC and E*TRADE Capital Management, LLC are separate but affiliated companies.

The laws, regulations and rulings addressed by the products, services and publications offered by E*TRADE Financial Corporate Services, Inc. and its affiliates are subject to various interpretations and frequent change. E*TRADE Financial Corporate Services, Inc. and its affiliates do not warrant these products, services, and publications against different interpretations or subsequent changes of laws, regulations and rulings. E*TRADE Financial Corporate Services, Inc. and its affiliates do not provide legal, accounting or tax advice. Always consult your own legal, accounting and tax advisors.

System response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance, and other factors.

©2017 E*TRADE Financial Corporation. All rights reserved.

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Page 3: E*TRADE Securities Account Activation for U.S. Participants

Disclosures

The information in this presentation applies to U.S. residents only. Content and services available non-U.S. residents may be different than those available to U.S. residents.

The content in this presentation should be used for informational purposes only.

Consult with a tax advisor or financial planner for your specific tax related information.

Plan provisions and equity types vary by company. Some examples and scenarios may not apply to your specific equity compensation program. Consult your company plan documents for specifics.

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Page 4: E*TRADE Securities Account Activation for U.S. Participants

Account Activation

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Page 5: E*TRADE Securities Account Activation for U.S. Participants

Activating Your Account

Both new and existing customers must activate their new E*TRADE Securities LLC Stock Plan Account. Activation will allow you to:

Review the specific terms of your equity compensation awards

Monitor the performance of your stock plan portfolio in real time

Place trades for your equity compensation awards

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Page 6: E*TRADE Securities Account Activation for U.S. Participants

Activation Email

You will receive an email from E*TRADE Securities to activate your account. This email will contain all the information you need for activation.

Your authentication code

Link to the activation site

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Page 7: E*TRADE Securities Account Activation for U.S. Participants

Other Ways to Activate Your Account

www.etrade.com Click “Stock Plans”

and then “Activate Account”.

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Page 8: E*TRADE Securities Account Activation for U.S. Participants

Activate Your Account

Enter your Social Security Number or employee ID.

Enter your employer’s stock ticker symbol.

Click “Continue” to go to next page.

Enter the authentication code provided to you.

www.etrade.com/activate

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Page 9: E*TRADE Securities Account Activation for U.S. Participants

Personal Information

On the next few screens you will be asked to provide additional information for your new E*TRADE Securities Stock Plan Account.

PERSONAL INFORMATION

ACCOUNT PREFERENCES

INVESTMENT PROFILE

ACCOUNT AGREEMENT

Much of your information has already been provided by your employer. You can make changes as necessary.

Add ATM cards, checks, and decide what to do with un-invested cash in your account.

Tell us about your investment experience and provide other investment-related information.

Details on how E*TRADE Securities will handle your account.

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Page 10: E*TRADE Securities Account Activation for U.S. Participants

Personal Information

Much of your personal information will already be populated, but if there are any changes you can make updates. It is very important that you take care to make sure the information we have is accurate.

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Page 11: E*TRADE Securities Account Activation for U.S. Participants

Account Preferences

Your new E*TRADE Securities Stock Plan account has several options for handling cash in the account.

Take time to carefully consider which features are best for

you and your unique financial situation.

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Page 12: E*TRADE Securities Account Activation for U.S. Participants

Confirm and Submit

Before you submit information to activate your account, check that everything is accurate.

Once you have reviewed everything, submit your application so

that we can process the activation.

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Page 13: E*TRADE Securities Account Activation for U.S. Participants

Your New Account

ACCOUNT INFORMATION PAGE

You will see your E*TRADE Stock Plan Account, linked brokerage account (shares the same account number), and any other accounts you

link to your UserID.

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Page 14: E*TRADE Securities Account Activation for U.S. Participants

© 2017 E*TRADE Financial Corporation. All rights reserved. This presentation contains confidential information and may not be disclosed without E*TRADE Financial Corporation’s written permission.

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