evaluating the surface properties of ha ...eprints.utm.my/id/eprint/41833/1/...2.3.1 corrosion...

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EVALUATING THE SURFACE PROPERTIES OF HA COATING ON Co-Cr BASED ALLOY SUBSTRATE HIRBOD MALEKI KHEIMEH SARI This project report submitted in partial fulfilment of the requirements for the award of the degree of Master of Engineering (Mechanical Advanced Manufacturing Technology) Faculty of Mechanical Engineering Universiti Teknologi Malaysia JANUARY 2014

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Page 1: EVALUATING THE SURFACE PROPERTIES OF HA ...eprints.utm.my/id/eprint/41833/1/...2.3.1 Corrosion Behavior of Titanium Based Alloys 24 2.3.2 Corrosion Behavior of Stainless Steel 24 2.3.3

EVALUATING THE SURFACE PROPERTIES OF HA COATING ON Co-Cr

BASED ALLOY SUBSTRATE

HIRBOD MALEKI KHEIMEH SARI

This project report submitted in partial fulfilment of

the requirements for the award of the degree of

Master of Engineering (Mechanical – Advanced Manufacturing Technology)

Faculty of Mechanical Engineering

Universiti Teknologi Malaysia

JANUARY 2014

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Dedicated to…

My beloved parents, Mahdokht and Ardeshir

My cherished brother

And lastly my dear family and friends

Thanks for your endless support

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ACKNOWLEDGEMENT

Apart from the efforts of mine, the success of any project largely depends on

the inspiration and guidance comes from people around. I take this opportunity to

declare my appreciation of the people who have been instrumental in accomplishing

this project. I would like to extend my sincere thanks to all technical staffs at

Production and Material Science Laboratories. I am deeply indebted to Assoc. Prof.

Dr. Izman bin Sudin for his support and constant supervision as well as for providing

necessary information and equipment regarding to my project.

I would like to express my gratitude towards my parents for their kind co-

operation and encouragement which aided me in completion of my thesis. My thanks

and appreciations also go to my colleagues in developing the project and people who

have willingly helped me out with their abilities.

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ABSTRACT

Hydroxyapatite (HA) is the main structural component of natural bone and

due to its excellent biocompatibility and bioactivity it can be used in biomedical

application as a coating layer for metallic implants to help formation of chemical

bonding at HA/bone interface and work as a protective layer against ion release from

a metallic prosthesis. In this study, HA bioactive coating was created using sol-gel

method on the high carbon CoCrMo substrate. Although sol-gel is simple and cost

effective method with capability to control chemical composition and able to coat on

the complex-shape implants, massive cracks of HA sol-gel coated layer on implants

are still the major issue. Cracks can be minimized by changing the viscosity,

composition or variation in heat treatment procedure. In this study, Na3PO4 and

CaCl2 were used as the main precursors in sol-gel preparation. The sol-gel was

centrifuged at three different speeds (1500, 1750 and 2000 rpm). Coated specimens

were sintered at 500°C, 600°C and 700°C for 20 minutes and 1 hour respectively.

HA coated samples were analyzed under FESEM, XRD, AFM and electrochemical

corrosion tests. The initial FESEM test revealed that the best centrifuging speed that

results in a crack free HA coated layer at room temperature is 1750 rpm with

viscosity of 1798 CP. The FESEM and XRD results also revealed that the best

surface morphology with semi-crystalline microstructure belong to the sample

sintered at 600°C for 20 min. Also it is concluded that sintering temperature above

600°C for HA coating on Co-Cr based alloys results in cracks propagation.

Moreover, in terms of surface roughness all coated and sintered samples except the

one sintered at 500°C for 20 min, showed a good result as well. Finally, in terms of

corrosion resistance the sample sintered at 600°C for 20 min showed the corrosion

rate almost 3.5 times lesser than uncoated sample.

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ABSTRAK

Hydroxyapatite (HA) adalah komponen utama struktur semula jadi tulang dan

disebabkan sifat biokompatibiliti dan bioaktivitinya yang sangat baik, ia boleh

digunakan dalam aplikasi bioperubatan sebagai lapisan salutan untuk implan logam

bagi membantu pembentukan ikatan kimia pada antara muka HA/tulang dan

bertindak sebagai lapisan perlindung terhadap pelepasan ion daripada prostesis

logam. Dalam kajian ini, salutan bioaktif HA telah dihasilkan dengan kaedah sol-gel

ke atas substrat CoCrMo berkarbon tinggi. Walaupun kaedah sol-gel adalah kaedah

yang mudah dan kos efektif serta berupaya untuk mengawal komposisi kimia, dan

mampu menyalut salutan ke atas implan yang kompleks, namun keretakan lapisan

sol-gel HA pada implan masih menjadi isu utama. Keretakan boleh diminimumkan

dengan menukar kelikatan, komposisi atau variasi dalam prosedur rawatan haba.

Na3PO4 dan CaCl2 telah digunakan sebagai prekursor utama dalam penyediaan sol-

gel. Sol-gel telah diputar pada 1500, 1750 dan 2000 rpm. Spesimen yang tersalut,

disinter pada 500°C, 600°C dan 700°C, selama 20 minit dan 1 jam. Sampel yang

disaluti HA telah dianalisa dengan FESEM, XRD, AFM dan ujian kakisan

elektrokimia. Ujian awal FESEM mendapati kelajuan putaran yang terbaik adalah

1750 rpm dengan kelikatan 1798 CP pada suhu bilik. Ia dapat menghasilkan lapisan

salutan HA yang bebas dari keretakan. Keputusan FESEM dan XRD juga mendapati

bahawa morfologi permukaan dan mikrostruktur semi-kristal terbaik ialah sampel

yang dibakar pada 600°C selama 20 min. Kesimpulanya, suhu pembakaran melebihi

600°C untuk menyalut HA ke atas Co-Cr berasaskan aloi menyebabakan keretakan.

Selain itu, dari segi kekasaran permukaan semua sampel tersalut dan tersinter kecuali

yang disinter pada 500°C selama 20 min, menunjukkan hasil yang baik, akhir sekali

dari segi ketahanan kakisan sampel disinter pada 600°C selama 20 min menunjukkan

kadar kakisan hampir 3.5 kali lebih kecil daripada sampel yang tidak bersalut.

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TABLE OF CONTENTS

CHAPTER TITLE PAGE

DECLARATION ii

DEDICATION iii

ACKNOWLEDGEMENTS iv

ABSTRACT v

ABSTRAK vi

TABLE OF CONTENTS vii

LIST OF TABLES x

LIST OF FIGURES xi

LIST OF ABBREVIATIONS xiv

LIST OF SYMBOLS xvi

LIST OF APPENDICES xviii

1 INTRODUCTION 1

1.1 Introduction 1

1.2 Problem Statement 4

1.3 Objectives 5

1.4 Scopes of Study 5

2 LITERATURE REVIEW 7

2.1 Introduction 7

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2.2 Classifications of Biomaterials 8

2.2.1 Metallic Biomaterials 8

2.2.2 Titanium Alloys 11

2.2.3 Stainless Steel 13

2.2.4 Cobalt Chromium Alloys 14

2.2.5 Metallic Biomaterials in Human Body 18

2.2.6 Observations on Metal Ion Release 19

2.3 Effect of Corrosion on Metallic Implants 22

2.3.1 Corrosion Behavior of Titanium Based Alloys 24

2.3.2 Corrosion Behavior of Stainless Steel 24

2.3.3 Corrosion Behavior of Cobalt Chromium Based

Alloys 25

2.4 Surface Modification of Metallic Biomaterials 26

2.4.1 Surface Roughness 26

2.5 Hydroxyapatite 28

2.5.1 Mechanical Properties of Hydroxyapatite 29

2.5.2 Structure of Hydroxyapatite 30

2.6 Sol-gel Coating 31

2.6.1 Sol-gel Preparation 33

2.6.2 Dip Coating 36

2.6.3 Spin Coating 38

2.7 Effect of Heat Treatment on Hydroxyapatite 38

2.8 Summary of Literatures 40

3 RESEARCH METHODOLOGY 43

3.1 Introduction 43

3.2 Sample Preparation 44

3.3 Sol-gel Preparation of Hydroxyapatite (HA) 45

3.4 Coating and Heat Treatment 47

3.5 Testing and Analysis Characterization 48

3.6 Electrochemical Corrosion Test 49

3.7 Total Number of Samples 51

3.8 Experimental Equipment 52

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3.8.1 Field Emission Scanning Electron Microscopy

(FESEM) 53

3.8.2 X-Ray Diffraction (XRD) Analysis Machine 53

3.8.3 Atomic Force Microscope (AFM) 54

3.8.4 Muffle Furnace 55

3.8.5 Magnetic Stirrer 56

3.8.6 Centrifuge 56

3.8.7 Viscometer 57

3.8.8 Precision Cutter 58

3.8.9 Ultrasonic Bath 58

3.8.10 Gold Coating Machine 59

4 RESULTS AND DISSCUSION 60

4.1 Introduction 60

4.2 Surface Roughness Test on Pre-coating Samples 61

4.3 Initial FESEM Test 63

4.4 FESEM Test after Heat Treatment 70

4.5 XRD Test 75

4.6 Electrochemical Corrosion Test 79

4.7 AFM Surface Roughness Test 81

5 CONCLUSIONS AND RECOMMENDATIONS 87

5.1 Conclusions 87

5.2 Recommendations for Future Works 88

REFERENCES 90

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LIST OF TABLES

TABLE NO. TITLE PAGE

2.1 Mechanical properties of metallic biomaterials 10

2.2 Metals used for orthopedic implant applications 11

2.3 ASTM standards of pure Ti and Ti alloys 12

2.4 Compositions (in wt%) of austenitic stainless steels

used for orthopedic implant fabrication 14

2.5 Chemical composition for HC and LC CoCrMo 16

2.6 ASTM standards of cobalt-chromium alloys 16

2.7 A typical chemical composition of normal human

blood plasma 18

2.8 Properties of HA Sol-gel powders heat treated

at different temperatures 39

2.9 Highlights of literatures 40

3.1 Optimum value of parameters in HA sol-gel preparation 46

3.2 Electrochemical corrosion test parameters 51

3.3 Total number of utilized samples 52

4.1 Result of AFM surface roughness (Ra) test on

pre-coating samples 61

4.2 Phases present in coated layer of samples after heat treatment 77

4.3 Electrochemical corrosion test results 81

4.4 AFM surface roughness (Ra) result after heat treatment 86

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LIST OF FIGURES

FIGURE NO. TITLE PAGE

2.1 Schematic illustration of a passive surface 23

2.2 A simple dip coating procedure 37

2.3 XRD pattern of the HA sol-gel films on Ti heat treated at

different temperatures for 1 hr in air. (●) HA; (º) Ti. 39

3.1 General flowchart of the research methodology 44

3.2 Schematic illustration of specimen 45

3.3 General flowchart of sample preparation 45

3.4 Sol-gel preparation 47

3.5 General flowchart of sol-gel preparation 47

3.6 General flowchart of coating and heat treatment procedure 48

3.7 Electrochemical corrosion test machine 50

3.8 Electrochemical corrosion test process 50

3.9 FESEM equipment 53

3.10 XRD machine 54

3.11 AFM machine 55

3.12 Muffle vacuum furnace 55

3.13 Magnetic stirrer 56

3.14 Centrifuge 57

3.15 Viscometer 57

3.16 Precision cutter 58

3.17 Ultrasonic bath 59

3.18 Gold coating machine 59

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4.1 Topographic view of the surface for a) bare sample 1,

b) bare sample 2 61

4.2 Complete results of AFM surface roughness test on

a) bare sample 1, b) bare sample 2 62

4.3 Sample 1, centrifuging speed 1500 rpm, magnification

a) 500X, b) 1000X 64

4.4 Sample 2, centrifuging speed 1500 rpm, magnification

a) 500X, b) 1000X 65

4.5 Sample 3, centrifuging speed 1750 rpm, magnification

a) 500X, b) 1000X 66

4.6 Sample 4, centrifuging speed 1750 rpm, magnification

a) 500X, b) 1000X 67

4.7 Sample 5, centrifuging speed 2000 rpm, magnification

a) 500X, b) 1000X 68

4.8 Sample 6, centrifuging speed 2000 rpm, magnification

a) 500X, b) 1000X 69

4.9 Sintered sample at a) 500°C, 20 min b) 500°C, 1 hr 71

4.10 Sintered sample at a) 600°C, 20 min b) 600°C, 1 hr 72

4.11 Sintered sample at a) 700°C, 20 min b) 700°C, 1 hr 73

4.12 EDX analysis of sintered sample at 500°C for 1 hr 74

4.13 EDX analysis of sintered sample at 600°C for 20 min 75

4.14 XRD pattern of commercial HA powder in 100°C 76

4.15 XRD pattern of HA coated layer on samples after

Heat treatment at: a) 500°C, 20 min b) 500°C, 1 hr

c) 600°C, 20 min d) 600°C, 1 hr e) 700°C, 20 min

f) 700°C, 1 hr 78

4.16 Potential Vs current diagram of bare sample 79

4.17 Potential Vs current diagram of sample sintered

at 500°C for 1 hr 80

4.18 Potential Vs current diagram of sample sintered

at 600°C for 20 min 80

4.19 Topographic view of the sample’s surface sintered

at a) 700°C, 20 min b) 700°C, 1 hr c) 600°C, 20 min

d) 600°C, 1 hr e) 500°C, 20 min f) 500°C, 1 hr 82

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4.20 Complete results of AFM surface roughness test on

sintered sample at a) 500°C, 20 min b) 500°C, 1 hr

c) 600°C, 20 min d) 600°C, 1 hr e) 700°C, 20 min

f) 700°C, 1 hr 83

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LIST OF ABBREVIATIONS

AFM Atomic Force Microscopy

AISI American Iron and Steel Institute

ASTM American Society for Testing and Materials

CF Carbon Fiber

CP Centipoise

EDX/ EDS Energy Dispersive X-Ray Spectrometer

FCC Face-Centered Cubic

FESEM Field Emission Scanning Electron Microscopy

g/ml grams per milliliter

GPa Giga Pascal

HA Hydroxyapatite

HC High Carbon

HCP Hexagonal Close-Packed

HF Hydrofluoric acid

HV Vickers Hardness

J/m2 Joule per square meters

LC Low Carbon

ml milliliter

mmol l-1

millimole per litter

mmpy millimeter per year

MPa m1/2

Mega Pascal per square meters

mv/s millivolt per second

rpm revolutions per minute

SP.rr Setpoint ramp rate

TCP Tricalcium Phosphate

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TTCP Tetracalcium Phosphate

V Volt

XRD X-Ray Diffraction Analysis

µA micro ampere

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LIST OF SYMBOLS

As Arsenic

Br Bromine

C Carbon

Ca Calcium

Cl Chlorine

Co Cobalt

Cr Chromium

F Fluorine

Fe Iron

Ge Germanium

K Potassium

Klc Plane strain fracture toughness

Mg Magnesium

Mo Molybdenum

Na Sodium

Nb Niobium

Ni Nickel

O Oxygen

P Phosphorus

S Sulfur

Si Silicon

Ta Tantalum

Ti Titanium

V Vanadium

W Tungsten

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Zr Zirconium

μ Dynamic viscosity

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LIST OF APPENDICES

APPENDIX TITLE PAGE

A FESEM Results after Heat Treatment in 5000X and

10000X Magnification 98

B XRD Patterns of HA Coated Layer after Heat Treatment 105

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CHAPTER 1

INTRODUCTION

1.1 Introduction

Biomaterial refers to any substance (other than a drug) or combination of

substances, synthetic or natural in origin, which can be used for any period of time,

as a whole or as a part of a system which treats, augments, or replaces any tissue,

organ, or function of the body [1]. Performance of biomaterials is controlled by two

characteristics of biofunctionality and biocompatibility. Biofunctionality defines the

ability of the device to perform the required function and refers to mechanical

properties of the biomaterial, whereas biocompatibility determines the compatibility

of the material with the body [2].

A wide range of materials encompassing all the classical materials such as

Metals (gold, tantalum, Ti6-Al4-V, 316L stainless steel, Co-Cr Alloys, titanium

alloys), Ceramics (alumina, zirconia, carbon, titania, bioglass, hydroxyapatite(HA)),

Composite (Silica/SR, CF/UHMWPE, CF/PTFE, HA/PE, CF/epoxy, CF/PEEK,

CF/C, Al2O3/PTFE), Polymers, Ultra high molecular weight polyethylene

(UHMWPE), Polyethylene (PE), Polyurethane (PU), Polytetrafuoroethylene (PTFE),

Polyacetal (PA), Polymethylmethacrylate (PMMA), Polyethylene Terepthalate

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(PET), Silicone Rubber (SR), Polyetheretherketone (PEEK), Poly lactic acid (PLA),

and Polysulfone (PS) have been investigated as biomaterials.

Researchers also classified materials into several types such as bioinert,

bioactive, biostable, biodegradable and etc. In broad terms, inert (more strictly,

nearly inert) materials prohibit or minimize tissue response. Active materials

encourage bonding to surrounding tissue. Degradable or resorbable materials are

incorporated into the surrounding tissue, or may even dissolve completely over a

period of time. Metals are typically inert, ceramics may be inert, active or resorbable

and polymers may be inert or resorbable [3]. Biomaterials must be nontoxic,

noncarcinogenic, chemically inert, stable, and mechanically strong enough to

withstand the repeated forces of a lifetime.

The physical properties of the materials, their potential to corrode in the

tissue environment, their surface configuration, tissue induction and their potential

for eliciting inflammation or rejection response are all important factors on this area.

The biomaterial discipline has evolved significantly over the past decades. The goal

of biomaterial researches has been continued to develop implant materials that

induce predictable, control-guided and rapid healing of the interfacial tissues both

hard and soft [4]. Very important requirement for any material used in the human

body is biocompatibility which is defined as the ‘‘ability of a material to perform

with an appropriate host response in a specific application”, because it should not

cause any adverse reaction in the body [5].

Mostly metallic biomaterials used as orthopedic prostheses in biomedical

applications. Metallic biomaterials used in bone plate are neither bioactive nor

biodegradable. However, they are the most common biomaterials for manufacturing

medical devices such as hip joints, bone plates and dental implants because they have

good mechanical properties such as Modulus of elasticity, Tensile strength,

Compressive strength, Elongation Metallurgical properties, low cost and also they

are easy to fabrication. Indeed, among metallic biomaterials, stainless steel, cobalt

alloys and titanium alloys have the most applications in orthopedic issues [6].

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Among above-mentioned metallic biomaterials CoCrMo alloys are

biocompatible materials and are widely used as orthopedic implant materials in

clinical practice such as hip joint and knee replacement due to their superior

mechanical properties, good wear- and corrosion-resistances. The biocompatibility of

CoCrMo alloys are closely related to their good corrosion resistance due to the

presence of an extremely thin passive oxide film that spontaneously forms on the

alloy surface. XPS analysis reveals that its composition is predominantly Cr2O3 with

some minor contribution from Co and Mo oxides. These films also form on the

surfaces of other metallic biomaterials (stainless steels, titanium and its alloys) and

serve as a barrier to corrosion processes in alloy systems [7].

In spite of the good corrosion resistance of CoCrMo alloys, there is still a

concern about metal ion release from orthopedic implants into the body fluids

(serum, urine, etc.). Metals from orthopedic implant materials are released into

surrounding tissue by various processes, including corrosion, wear and mechanically

accelerated processes such as stress corrosion, corrosion fatigue and fretting

corrosion. Such metal ions and wear debris, concentrated at the implant-tissue

interface, may migrate through the tissue. Research shows that the metal release is

associated with clinical implant failure, osteolysis, cutaneous allergic reactions and

remote site accumulations [8]. One effective approach for preventing and/or reducing

the potentially harmful metal ion release from orthopedic implant materials is coating

the surfaces of these materials.

A bioactive surface coating is capable to support bonding to surrounding

bone. One of the best bioactive compounds which is suitable for coating metallic

biomaterial implants is “Hydroxyapatite”. Hydroxyapatite (HA, Ca10(PO4 )6(OH)2) is

the main structural component of natural bone, and used as an important material for

bone and tooth implants in the biomaterial field. In order to achieve bioactivity for

metal implants (e.g. Co alloys, Ti alloys or stainless steel) as bone substitutes, HA

coating is usually introduced onto their surfaces. Porous HA coating on these metal

substrates can be adopted as bone cements in reconstruction. HA has many biological

profits such as direct bonding to bone and enhancement of new bone formation

around it due to its chemical similarity with hard tissues. HA as a coating also can

reduce the amount of ion release from the metallic substrate. Because HA has poor

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mechanical properties and it is weak and brittle without any support, so it is applied

as a coating on an inert metal with good bio-mechanical properties such as CoCrMo

[9].

To date many essential techniques have been used in the preparation of HA

coatings such as plasma spraying, magnetron sputtering, laser ablation, sol-gel,

biomimetic, and electrochemical deposition [10]. Compared to other coating

techniques, the sol-gel technique is one of the thin film methods provides some

benefits over the others such as chemical homogeneity, fine grain structure, and low

processing temperature. Moreover, compared to the other thin film methods, it is

simple and cost efficient, as well as effective for the coating of complex-shaped

implants.

1.2 Problem Statement

Massive cracks of HA sol-gel coated layer on implants are still a major issue

due to releasing harmful ions from the body of implant which can result in adverse

biological reactions in human body. Reduction of cracks can be done by controlling

several parameters such as finding the most appropriate viscosity of sol-gel regarding

to examine different range of centrifuging speed in the procedure of sol-gel

preparation, obtaining the most suitable proportion of sol-gel precursors and finally

applying different range of sintering time and temperature to get the best heat

treatment procedure.

For Co-Cr based alloy as a metallic biomaterial there are some disadvantages

that result in some restrictions in their usage in biomedical applications such as its

corrosion behavior in vivo which made concerns about metal ion release in human

body and its biocompatibility and cell growth on its surface which has not been

reported as good as titanium alloys. Nonetheless, these problems would be solved by

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coating implants with biocompatible and corrosion resistant material like

Hydroxyapatite (HA).

Furthermore, there are very limited extensive studies investigating the effect

of coating method and heat treatments on Co-Cr based substrates as compared to

Titanium alloy substrates

1.3 Objectives

Based on problem statement, the main aims of this study are:

1. To determine the feasible parameters for a crack free HA coating on Co-

Cr based substrate.

2. To analyze the surface morphology of the HA coated layer on Co-Cr

based substrate under different coating conditions.

3. To compare the corrosion behavior of Co-Cr based substrate before and

after HA sol-gel coating.

1.4 Scopes of Study

The scopes of this project are narrowed as follow:

1. HC CoCrMo based alloy is used as the substrate material.

2. Sol-gel method is employed for coating HA on the substrate.

3. Na3PO4 and CaCl2 are used as the main precursors of sol-gel preparation.

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4. Centrifuging speed of sol-gel solution is varied in three levels (1500, 1750

and 2000 rpm).

5. Sintering temperature and soaking time of HA coated samples are 500ºC,

600ºC and 700ºC at 20 minutes and 1 hour, respectively.

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REFERENCES

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