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1 Evaluation Study of the Technical Education Quality Improvement Program (TEQIP) Phase-II Volume - I October - 2014 Submitted to Ministry of Human Resource Development Government of India Study Team Dushyant Mahadik (Team Member) G. Surender Reddy (Team Member) Hemnath Rao H. (Team Leader) Support Team M. Jagadish Kumar / Mahaboob Tanda / Manju Vani ADMINISTRATIVE STAFF COLLEGE OF INDIA BELLA VISTA, HYDERABAD 500 082.

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Page 1: Evaluation Study of the Technical Education Quality ... of TEQIP II.pdf · Evaluation Study of the Technical Education Quality Improvement Program (TEQIP ... in exams and support

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Evaluation Study of the Technical Education Quality

Improvement Program (TEQIP) Phase-II

Volume - I

October - 2014

Submitted to

Ministry of Human Resource Development

Government of India

Study Team

Dushyant Mahadik (Team Member)

G. Surender Reddy (Team Member)

Hemnath Rao H. (Team Leader)

Support Team

M. Jagadish Kumar / Mahaboob Tanda / Manju Vani

ADMINISTRATIVE STAFF COLLEGE OF INDIA

BELLA VISTA, HYDERABAD 500 082.

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TABLE OF CONTENTS

VOLUME - I

Pg. No.

List of Appendices and Annexures (Volume II) 3

List of Tables 4

List of Figures 7

List of Boxes 9

List of Acronyms and Abbreviations 11

Acknowledgement 13

Executive Summary 14-19

Chapter 1: The Technical Education Quality Improvement

Programme (TEQIP) – An Overview 20-25

Chapter 2: Evaluation of TEQIP-II - Design and Methodology 26-38

Chapter 3: Impact of TEQIP-II on Student Learning 39-67

Chapter 4: Growing Research Orientation and Publications 68-79

Chapter 5: TEQIP Impact on Industry-Institution Interaction (III) 80-92

Chapter 6: TEQIP Led Institutional Reforms- Academic and

Management Systems 93-118

Chapter 7: Autonomy, Accreditation and Governance Reforms 119-135

Chapter 8: Summary of Conclusions and Recommendations

for Way Forward 136-148

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List of Appendices and Annexures (Part of Volume II)

List of Appendices

Appendix 1 : Enriching Student Learning Outcomes: The VNR-

VJIET Way!

Appendix 2 : National Institute of Technology, Rourkela – A Case of

Quantum Leap in Research

Appendix 3 : Weaving Industry Institution Interaction (III) in to the

Institutional Culture: The Case of the Institute of

Chemical Technology, Mumbai

Appendix 4 : Driving Good Governance at BVB College of

Engineering: A Case study

Appendix 5 : GCT, Coimbatore: The Case of a Vibrant Alumni

Association.

Appendix 6 : Facilitating Industrial Consultancy : A Case Let of

GNDEC

Appendix 7 : Human Resource Management of Faculty : Three

Comparative Caselets.

List of Annexures

Annexure 1.1 : TEQIP Performance Indicators

Annexure 1.2 : Key Performance Indicators of the TEQIP II Project

Annexure 1.3 : Technical Education Quality Improvement Programme

(TEQIP) Phase‐II - List of Project Institutions

Annexure 2.1 : Survey Schedule-H: Survey of Heads of Institution

Annexure 2.2 : Survey Schedule–F: Survey of Teaching Staff / Faculty

Annexure 2.3 : Survey Schedule–S: Survey of Students / Research

Scholars

Annexure 2.4 : Survey Schedule–A: Survey of Non-teaching Staff

Annexure 2.5 : List of Persons Contacted/Interviewed

Annexure 2.6 : Profiles of Core Study Team

Annexure 6.1 : List of Programmes for Management Capacity

Enhancement at IIMs

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List of Tables

Table

No. Title

2.1 List of TEQIP institutions sampled for evaluation

2.2 Profile of HoI respondents

2.3 Profile of faculty respondents

2.4 Profile of student respondents

2.5 Profile of non-teaching respondents

3.1 Faculty response to improved use of teaching aids

3.2 Faculty on improvement in library facilities

3.3 Faculty response on improvement in maintenance of laboratory

equipments and software

3.4 Faculty response on overall improvement in the infrastructure

3.5 Student responses (%) on learning environment and ambience

3.5A Mean level of student feedback on learning environment and ambience

3.6 Faculty response on opportunity to participate in academic conferences

and seminars

3.7 Mean feedback of students on quality of instruction

3.8 Faculty response on change in the learning and scholastic orientation of

students.

3.9 Faculty response on improvement in the learning aptitude of the students

3.10 Faculty response on improvement in students' exam performance

3.11 Faculty response on quality of students attracted since 2009-10.

3.12 Students' responses on take a ways from lab work / practical's

/assignments.

3.13 Students' mean feedback on academic progression

3.14 Students' responses about three major strengths

3.15 Students' feedback on design of course curriculum

3.16 Satisfaction levels by student categories about support for potential

learners

3.17 Measures recommended by faculty members for improved quality of

teaching

3.18 Students' mean level of satisfaction with employability initiatives

3.19 Reasons for pursuing higher education

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3.20 Percentage of student responses on employability related factors

3.20A Mean feedback of student responses on employability related factors by

institutional groups

4.1A Faculty response on qualifications acquired during TEQIP-II

4.1B Break up of faculty whose response was "No" in Table 4.1A

4.2 Mean feedback from faculty about research culture in TEQIP-II

institutions

4.3 Progress of research publications in 190 TEQIP Institutions

4.4 Cohort-wise break of research publications (domestic & international) for

2012-13

4.5 Sponsored research activity in TEQIP-II institutions-2012-13

4.6 Growth in seminars and conferences at the sampled institutions

5.1 Students' responses to III

5.2 Mean feedback of student responses on improvement in institute (who

has completed more than two years in institute)

5.3 Faculty responses on improvement in III

5.4 Faculty perception about students' benefit from III

5.5 Suggestions from faculty for strengthening III

5.6 Growth of IRG in the 30 sampled TEQIP institutions

6.1 HoIs responses on the role of BoG in reviewing TEQIP

6.2 HoIs response on the role of BoG in strategising

6.3 Faculty response about performance audit system

6.4 Faculty response about improvements in management

information systems

6.5 Non-teaching staff on top management use of MIS reports

6.6 Non-teaching staff on investment growth in ICT

6.7 Faculty view on the mentoring system

6.8 Faculty satisfaction with financial management system

6.9 Faculty satisfaction with the procurement management

support system

6.10 M&E Structure for TEQIP II

7.1 HoIs response to question on accreditation of eligible courses

7.2 HoI responses on BOG meetings held in the year 2009-10

and 2012-13

7.3 BoG's oversight of various academic and administrative committees

7.4 BoG obtains periodical feedback from all stakeholders

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7.5 BoG’s role in developing policy for recruitment of faculty and staff

7.6 Reviewing service rules for faculty and staff

7.7 Faculty response on the role of BoG in promoting III

7.8 Non teaching staff on whether BoG involves them more actively in

administrative decision making

8.1 Frequency of responses to the question on recommendations for

improving the quality of teaching

8.2 Frequency of responses to the question on recommendations for

improving the quality of research

8.3 Frequency of responses to question on recommendations for

improving III

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List of Figures

Figure

No. Title

2.1 Profile of HoI respondents

2.2 Profile of faculty respondents

2.3 Profile of Student respondents

2.4 Profile of non-teaching respondents

3.1 Faculty response to improved use of teaching aids

3.2 Faculty responses on improvement in library facilities

3.3 Faculty response on improvement in maintenance of laboratory

equipments and software

3.4 Faculty response on overall improvement in the infrastructure

3.5 Faculty response on opportunity to participate in academic conferences

and seminars

3.6 Faculty response on change in the learning and scholastic orientation of

students

3.7 Faculty response on improvement in the learning aptitude of the students

3.8 Faculty response on improvement in students' exam performance

3.9 Faculty response on quality of students' attracted since 2009-10

3.10 Students' responses on take aways from lab work / practicals /

assignments

3.11 Students' feedback on design of course curriculum

3.12 Satisfaction level with performance in exams and support to slow learners

3.13 Satisfaction levels by student categories about support for potential

learners

3.14 Measures recommended by faculty members for improvement in quality

of teaching

4.1 Responses from HOIs about changes in research profile

5.1 Students’ responses to III

5.2 Faculty response on improvement in III

5.3 Faculty perception about students’ benefit from III

6.1 A Review of progress in implementation of TEQIP and

achieving its goals

6.1 B Overseeing proper allocation of resources and utilization of funds

6.2 Faculty response about performance audit system

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6.3 Faculty response about improvements in management

information systems

6.4 Non-teaching staff on top management use of MIS

reports

6.5 Non-teaching staff on investment growth in ICT

6.6 Faculty feedback on the mentoring system

6.7 Faculty satisfaction with financial management system

6.8 Faculty satisfaction with the procurement management

support system

7.1 HoI responses on BOG meetings held in the year 2009-10

and 2012-13

7.2 BoG obtains periodical feedback from all stakeholders

7.3 Response of non teaching staff to the question whether BoG

now involves them more actively in administrative decision

making

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List of Boxes

Box

No. Title

3.1 ANOVA of data in Table 3.4 comparing the 'mean' perception of faculty

on infrastructure improvement across institutional categories

3.2 Chi Square Test of knowledge gained during the course by students on

career guidance.

3.3 Regression of faculty perception regarding the scholastic and learning

orientation of the students as dependent on various students' responses.

4.1 Chi Square Test of faculty's academic qualification by their perception of

the support system for pursuing research.

4.2 Chi Square Test of opportunities for faculty to participate in

conferences by motivation for pursuing research.

4.3 ANOVA of 'mean' difference in level of publications (Table 4.4).

4.4 Independent Sample T-test comparing mean levels of publications

between sub-component 1.1 and 1.2 institutions

5.1 ANOVA of faculty response (Table 5.3) on improvement in III.

5.2 Chi Square Test of faculty responses about students benefit from III by

their perception of improvement in III.

6.1 ANOVA of data in table 6.3 of faculty responses about performance audit

system across institutional groups

6.2 ANOVA of data in table 6.5 comparing the 'mean' feedback of non-

teaching staff across institutional cohorts on top management use of MIS

reports

6.3 Chi Square Test of faculty responses to improvements in MIS by

mentoring system for institution building

6.4 Chi Square Test of faculty satisfaction with financial management system

by procurement management support.

7.1 Chi Square Test of students’ perceptions of autonomy by their

perception of curriculum design.

7.2 Chi Square Test of students perception of autonomy by their perceived

performance in exam

7.3 T-test comparing mean level of student’s perception of curriculum design

in autonomous and non autonomous institutions.

7.4 T-test comparing Mean level of students’ perception about their

performance in exams in autonomous and non autonomous institutions.

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7.5 Chi Square Test of faculty perception of autonomy by their perception of

students performance in exams and their knowledge of subject improving.

7.6 T-test comparing mean level of faculty perception of students

performance in exams and their subject knowledge in autonomous Vs

non-autonomous institutions

7.7 ANOVA of 'mean' perception among the faculty of different institutional

categories (Table 7.7) on the BoG support for III initiatives

8.1 Indices of section-wise feedback from questionnaires for faculty, students

and non-teaching staff

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List of Acronyms and Abbreviations

ANOVA - Analysis of Variance

A.P . - Andhra Pradesh

AICTE - All India Council for Technical Education

ALPs - Academic Leadership Programmes

ASCI - Administrative Staff College of India

BoG - Board of Governors

BoS - Board of Studies

BTEs - Boards of Technical Education

CAPE - Co-operative Academy for Professional Excellence

CFIs - Centrally Funded Institutions

CUSAT - Cochin University of Science and Technology

CVA - Career Vision Approach

e-FMR - electronic Financial Management Reporting System

FGD - Focus Group Discussion

GCT - Government College of Technology

GoI - Government of India

HoD - Head of Department

HoI - Head of Institution

HSD - Honestly Significant Difference

ICT - Information and Communication Technology (3 chap)

ICT - Institute of Chemical Technology (chap 5)

IDPs - Institutional Development Proposals

IET - Institute of Engineering & Technology

III - Industry-Institution Interaction

IIIC - Industry-Institute Interaction Cell

IIIT - Indian Institutes of Information Technology

IISc - Indian Institute of Science

IIT - Indian Institute of Technology

IIMs - Indian Institutes of Management

IITs - Indian Institutes of Technology

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IRG - Internal Revenue Growth

ITIs - Industrial Training Institutes

JNTU-H - Jawaharlal Nehru Technological University- Hyderabad

JRM - Joint Review Mission

KICs - Knowledge Incubation Cells

KIT - Knowledge Incubation for TEQIP

KPI - Key Performance Indicator

MDP - Management Development Programme

MHRD - Ministry of Human Resource Development

MOOCs - Massive Open Online Courses

M-T-P - Mentoring-Training-Placement

NAAC - National Assessment and Accreditation Council

NBA - National Board of Accreditation

NCTVT - National Council for Training in Vocational Trade

NERIST - North Eastern Regional Institute of science and Technology

NITs - National Institutes of Technology

NPE - National Policy on Education

NPIU - National Project Implementation Unit

NSC - National Steering Committee

PG - Post Graduate

QEEE - Quality Enhancement in Engineering Education

QIP - Quality Improvement Programmes

RECs - Regional Engineering Colleges

SNIST - Sreenidhi Institute of Science & Technology

SPFUs - State Project Facilitation Units

SPSS - Statistical Package for the Social Sciences

TEQIP - Technical Education Quality Improvement Programme

UG - Under Graduate

UGC - University Grants Commission

VNR-VJIET - Vallurupalli Nageswara Rao Vignana Jyothi Institute of

Engineering & Technology

WB - World Bank

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Acknowledgement

The study team is grateful to Ms. Amita Sharma, Additional Secretary (T) and her dedicated

team of colleagues in the MHRD, GoI for very patiently sparing their time to frankly discuss

the methodology and for their generous support to the study team with perspectives, analysis

and ideas on how the project has been perceived by various stakeholders. The team heartily

thanks Dr. A. U. Digraskar and his team at the NPIU who have contributed their valuable

time in facilitating the field visits of the study team, besides sharing relevant information and

documents from time to time.

The feedback provided by Dr. Tobias Linden from the World Bank, members of the successive

joint review missions, the Chairman and members of the National Steering Committee on

TEQIP, following interim presentations by the study team at various stages, have immensely

benefited the progress and direction of the study. The team sincerely acknowledges their kind

attention and encouragement. The team is also thankful to the heads of technical education

departments in the sampled states and to the SPFUs for sharing their views on the progress

and problems associated with the the project and for coordinating the team’s visits to the

project institutions in their respective states.

The study team expresses its gratitude to all the heads of institutions, heads of department,

faculty teams, non-teaching staff and students from all branches and levels of study who

responded to our requests for both survey data as well as focus group discussions/

interviews, positively and very earnestly. Project coordinators and nodal officers in the

institutions deserve a special mention. But for their honest feedback, support and

forebearance, this study could not have progressed at the speed that was envisaged by the

client system. The aggregate time invested by the community of TEQIP project institutions in

making this evaluation study effective, has provided an input not only for this study report but

has added great value to the learning and understanding of the members of the study team.

We can’t thank them more.

We also owe our thanks to all members of the Boards of Governor, mentors, performance

and data auditors, retired academics and administrators, recruiters and potential employers

who visit the campuses of TEQIP institutions for student placements, for their valuable

suggestions and time. The team seeks forgiveness if we have not thanked any institution or

individual who has contributed to the study, by oversight, and gratefully acknowledges the

invaluable comments and suggestions received from the World Bank and the MHRD-NPIU

teams on the draft version which have greatly enriched the report.

ASCI Study Team

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Executive Summary

Introduction

0.1 The Administrative Staff College of India (ASCI) is pleased to have been assigned this

study for evaluation of the ongoing second phase of the Technical Education Quality

Improvement Programme (TEQIP-II). The overarching objective of TEQIP-II is to improve

the quality of learning, teaching and research outcomes in select technical education

institutions of the country so that the engineering graduates of these institutions come out

equipped with a level of knowledge and skills that would make them highly employable. Yet

another key objective of the project is to scale up post-graduate education and demand driven

research and development promoting an environment conducive to innovation in the project

institutions.

0.2 Central to achieving the above objectives is the need for enhancing 'Institutional and

System Management Effectiveness' and 'Capacity Building’ to Strengthen institutional

leadership and Good Governance, which have also been provided for adequately in the

TEQIP II, referred to mostly as TEQIP in the entire report. A total of 190 institutions across

the country are participating in the project which includes 25 Centrally Funded Institutions

(CFIs) and 165 government, government-aided and private unaided institutions drawn from

23 states / union territories.

Methodology

0.3 The study was commissioned by the Ministry of Human Resource Development (MHRD)

in the Government of India (GoI), following a meeting on the 20th August, 2013, to discuss

the methodology, jointly with the MHRD, National Project Implementation Unit (NPIU) and

the World Bank (WB). With multiple components and diverse profile of institutions, that did

not share a common zero date for joining the TEQIP meant that the evaluation study had to

be based on a flexible methodology. In shaping the methodology, the senior officers of the

MHRD in the GoI, the NPIU and the WB were actively involved and their suggestions have

helped develop the methodological basis of the study. A methodological framework blending

both qualitative and quantitative approaches to the evaluation was agreed to. A semi-

structured survey of the major stakeholders’ groups, namely, the Heads of Institution (HoI)

and Heads of Department (HoD); members of the governing bodies; faculty team;

undergraduate and postgraduate students; and the non-teaching staff from both technical and

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administration background whose role in the quality of technical education is widely

recognized, was designed to provide the primary data on the progress in implementation of

the TEQIP. Focus Group Discussions (FGDs) and focus interviews with the same sample of

stakeholder groups was also part of the study design.

0.4 A multi-stage sampling plan was drawn up in close consultation with the client system for

the survey. Ten states were purposively sampled. Within each of these states, the sample size

of the TEQIP institutions was decided on the principle of proportionality to population size,

keeping the sample size of the institutions at 30. Within each of the 30 institutions sampled

for study, a random sample of 30 faculty members, 50 students and 20 non-teaching staff

were invited to participate in the survey as well as FGDs. In some institutions, the sample

size of the stakeholder groups contributing to the study was larger when more of them could

be approached on the campuses without in any way affecting the random nature of the

sample. The sampling of both faculty and students further ensured that all branches and

students in different years of undergraduate and post-graduate programmes were represented

in the sample.

Student Learning Outcomes

0.5 The key attributes of academic progress in a typical technical education institution are the

enabling environment for student learning, quality of instruction, students’ performance in

exams and transition through the years of study. Utilising the data from both the survey and

FGDs, the study found that the learning environment has improved significantly across the

sampled institutions according to both faculty and students. Over 60% of the students

believed that the physical infrastructure as well as the learning ambience was good while 80-

85% of the faculty have expressed that the overall infrastructure including laboratory and

library facilities as well as teaching aids in class rooms have improved in the project

institutions including the private unaided ones where no direct assistance was provided under

TEQIP for procurement of hardware. Both faculty and students in private institutions have

provided the most positive feedback followed by the government aided institutions. The most

direct contribution of TEQIP to the students’ learning outcome has been the development

support to faculty and staff. Over 95% of the faculty has expressed agreement with the

benefits that the project has offered them by way of unprecedented support for their

participation in various academic seminars, conferences and workshops. The feedback from

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the students also confirmed that TEQIP has influenced the professional growth of the faculty

which is reflected in the latter’s teaching style and quality.

0.6 The above learning outcomes were also evidenced by the academic progression of the

students who have also shown a distinct preference for the autonomous system of curriculum

design and evaluation where the institutions have been granted autonomy. The timely

announcement of examination results was particularly highlighted as a benefit of autonomy

by the students, during the FGDs. Irrespective of the system of evaluation and status of

autonomy, a general improvement in the transition rates was observed which in two years

between 2010-11 and 2012-13 has gone up from 56% to 58%. The remedial courses offered

under TEQIP to potential learners often labeled as slow or weak learners, is producing results

though the support system has not percolated down to the neediest students which may be

due to the inhibitions that discourage their participation in such special support classes. As

the faculty responses to certain open ended questions brought out, the improvements in

student learning has been facilitated by the curriculum changes and pedagogical

improvements of the faculty on one hand and also due to the increased exposure of students

to industry experts and academics from premier institutions. Finishing school support has

positively impacted the employability and confidence levels of students.

Growing Research Orientation

0.7 Across the 30 sampled institutions of all categories and states, the improved culture of

research and motivation among the faculty to enhance their academic publications emerged

as one of the most significant outcomes from TEQIP II. Within each institution, there was

consensus that the interest among the faculty towards research has palpably increased. The

primary thrust for research has been generated by the growth in the academic qualification

levels of the faculty as the proportion of faculty with post graduate qualifications has gone up

from 63% to 89% at the aggregate level. The sample level data showed a more encouraging

performance in terms faculty who have improved their qualifications with as many as 94%

having completed their post graduate studies. With TEQIP support, the quality and quantity

of research output has visibly improved and many faculty have shared during focus group

discussions that even the quality of Masters’ degree dissertations has been growing. The CFIs

stand out from the rest in their output of publications. There has been an appreciable increase

in the level of publications, patents filed and granted as well as sponsored research projects.

The feedback from many of the heads of the institutions has confirmed the positive change in

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the research culture of their institutions, which is also reflected in the marked rise in the

number of publications in international refereed journals.

Industry Institution Interaction (III)

0.8 The low key performance of most institutions in promoting deeper interaction with

industry has been an issue of concern as the students have conveyed during the focus group

discussions that the shortcoming of their education has been a serious lack of interaction with

industry which leaves them with gaps in their practical knowledge. With aggressive efforts

being made by the MHRD, NPIU and the State Project Facilitation Units (SPFUs), TEQIP is

beginning to make a difference in two ways. First, an unprecedented level of awareness has

been generated among the HODs and HOIs about the need for Industry Institute Interaction

(III) and secondly, TEQIP II has motivated and provided resources to faculty to proactively

approach the industry and bring the industry closer to the institutions. Institutions in the far

flung rural areas that are more challenged than their urban counterparts, perceive the various

III interventions under TEQIP as an invaluable opportunity and are willing to make the most

of it.

Academic and Management Reforms

0.9 TEQIP has provided an impetus to institution level reforms in terms of academic

processes and management systems that were generally weak before inception of the

programme. The series of initiatives launched under TEQIP for knowledge incubation

through the Knowledge Incubation Centres (KICs) and the live classes and tutorials under the

programme for Quality Enhancement of Engineering Education (QEEE), have contributed to

a credible eco-system in which the TEQIP institutions are seeking to develop and sustain

knowledge partnerships with the Indian Institutes of Technology (IITs) and the Indian

Institutes of Management (IIMs). The participation of TEQIP institutions in various

Management Development Programmes (MDPs) and Academic Leadership Programmes

(ALPs) organized by the IIMs and other management development institutions has added a

new learning experience to the faculty and heads of TEQIP institutions. Many HoIs have

conveyed that the faculty and students have been positively influenced and inspired by their

interaction with faculty from the premier institutions, mentors, performance auditors and

industry representatives who have been visiting their institutions, and in the process finding a

performance benchmark for themselves.

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0.10 TEQIP has also brought to the project institutions an inter-disciplinary perspective in

their work through formulation of the institutional development proposals and strategic

planning exercises. The traditional organizational structures have been shaken up as different

branches and departments are working together towards a holistic institutional vision, mission

and goals. Significant progress has also been registered by the TEQIP institutions in

reviewing and reorienting most management systems particularly in the areas of financial

management, procurement, management information system, monitoring and evaluation. The

role of performance auditors, data auditors and mentors is increasingly making an impact by

providing a neutral assessment of various tangible and intangible assets that the TEQIP

institutions have been creating and maintaining.

Autonomy and Governance

0.11 The concept of good governance and performance assessment has revolutionized the

manner in which organisational structures and systems have traditionally been defined and

they have functioned in the technical education institutions. While challenges remain in terms

of knowledge gaps of the members of the governing bodies themselves in regard to the

exercise of powers that autonomy has conferred on them, and more importantly in being able

to contribute to areas like strategy formulation, III and talent management, the role of BoGs

in promoting strategic planning, speedy decision making and review of various policies and

committees set up for good institutional governance, has been very encouraging. TEQIP has

also sensitised the project institutions to the need for and benefits of accreditation and

autonomy from the University Grants Commission (UGC). While most institutions have been

able to get more than 50% of their eligible courses accredited and 23 out of the sampled 30

institutions have also achieved autonomy, the more important outcome has been the

educative experience that accreditation processes have provided to the institutions.

Miscellaneous Outcomes

0.12 Many benefits have accrued to the project institutions in the course of implementing

TEQIP. Institutions have reported that awareness and knowledge of management concepts

including budgeting and costing tools, procurement procedures, human resource management

systems, and management information systems have improved. Innovative sub-structures are

taking shape within the institutions to strengthen their consulting and technical services for

the industry. The potential value of developing and sustaining alumni relations has triggered

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more vibrant alumni development processes in the project institutions. There have been

instances of unique gains in terms of institutional upgradation as recognition from state and

central governments has enhanced their brand equity. In pursuit of their III endeavors, some

institutions have made creative efforts to forge industry linkages. Focus on the four funds and

internal revenue growth through consulting and sponsored research has sharpened. The HoIs

of 26 out of 30 sampled institutions who responded to the question on growth in IRG

confirmed a 45% increased in the mean level of institutional revenues. Above all, the TEQIP

institutions have formed a community of institutions pursuing a common goal.

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Chapter 1 : The Technical Education Quality Improvement Programme (TEQIP)

– An Overview

Introduction

1.1. Broadly speaking, “Technical Education” can be seen as an instruction in or teaching of

those scientific and artistic principles which underlie the industrial occupations as well as the

instruction in or teaching of the manual practice involved in the application of these

principles. Viewed thus, it can be seen as an education that prepares people for specific

trades, crafts and careers at various levels – as a craftsman or technician (vocational

education), or a professional position in engineering and allied fields. Both globally and in

the Indian context, technical education has had a long history going back many centuries in

time. This chapter highlights the policy initiatives of the Government of India (GoI) for

enhancing the quality of technical education including the Technical Education Quality

Improvement Programme (TEQIP), the second phase of which is the subject of this

evaluation study.

India's Technical Education System

1.2 Recognising the importance of technical education for the country's development, the

Indian Education Policy (1902) advocated speedy growth of technical education. The

recommendations of Indian Education Commission were accepted and technical and

vocational subjects were included in the curricula of high schools in different provinces.

From 1920 onwards, there had been a great demand for the establishment of technological

institutions by Indians since they wanted to avoid going abroad for such courses. Post-

independence, successive five year plans have laid much emphasis on setting up institutions

of excellence that could impart world class technical education. Today, the technical

education system in the country operates in a three-tier structure as follows;

(i) Industrial Training Institutes (ITIs)/ Vocational Craft Courses,

(ii) Diploma/ Polytechnic Courses,

(iii) Engineering Colleges or Institutions of higher education offering undergraduate, post

graduate and doctoral programs.

1.3 Vocational training / Craftsmen courses are designed to train skilled workers and are

offered by the Industrial Training Institutes under the overall guidance and supervision of the

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National Council for Training in Vocational Trade (NCTVT). The diploma courses to train

technicians are offered by the polytechnics which are guided and supervised by the state-level

Boards of Technical Education (BTEs). The Apprentices Act of 1961 regulates the

programme of training for apprentices in the industry structuring to the syllabi, period of

training etc. mandated by the Central Apprenticeship Council, with a view to meeting the

requirements of skilled manpower for industry. The Act was amended in 1973 to include

training of graduate and diploma engineers as "Graduate" and "Technician" Apprentices. The

Act was further amended in 1986 to bring within its purview the training of the 10+2

vocational stream as "Technician (Vocational)" Apprentices.

1.4 Most of the polytechnics (about 80%) in the country offer three-year generalized diploma

courses in conventional disciplines such as Civil, Electrical and Mechanical Engineering.

During the last two decades, many polytechnics have started offering courses in other

disciplines such as Electronics, Computer Science, Medical Lab Technology, Hospital

Engineering, Architectural Assistance etc. In addition, many single technology institutions

also were established in areas like Leather Technology, Sugar Technology, Beauty Culture,

Textile Design, etc. Polytechnics also offer post-diploma and advanced diploma programmes

of 1-2 years duration in different specializations. There are over a 1000 polytechnics today

offering three-year diploma courses in various branches of engineering, where the entry

qualification is a school completion course.

Higher Technical Education

1.5 Currently, there are several engineering colleges (nearly 6000) imparting undergraduate

and post graduate courses in engineering, applied engineering and sciences, across the

country. The Indian Institutes of Technology (IITs), the National Institutes of Technology

(NITs) and the Indian Institutes of Information Technology (IIITs) are the renowned

institutional groups in the country, besides others like the Birla Institutes of Technology and

Science, the Jadavpur University and the Delhi Technological University, to name a few. The

Government of India (GoI) set up the first Indian Institute of Technology at Kharagpur by an

Act of Parliament during the first five year plan (1951-56) and today, sixteen IITs are

functioning at Bhubaneswar, Bombay, Delhi, Gandhinagar, Guwahati, Hyderabad, Indore,

Jodhpur, Kanpur, Kharagpur, Madras, Mandi, Patna, Roorkee, Ropar and Varanasi. They

enjoy the status of Institutions of National Importance and are autonomous, drafting their

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own curricula. More such institutions are being proposed by the GoI on the request of the

state governments.

1.6 During the second five year plan (1956-61), on the recommendations of the Engineering

Personnel Committee, the GoI decided to establish the regional engineering colleges, and 17

of them came up between 1959 and 1987, one each in all the major states of the country. In

2002, the Ministry of Human Resource Development (MHRD), GoI decided to upgrade, in

phases, all the original 17 Regional Engineering Colleges (RECs) as National Institutes of

Technology while setting up 10 new NITs in the year 2010. The National Institutes of

Technology (NIT) Act, 2010, empowers all the 30 NITs with complete autonomy in their

functioning. In addition to these premier institutes, there are several engineering colleges run

by state governments as part of government universities and have achieved very good

reputation over the years. The GoI has also established four centrally funded institutes of

higher learning focused on information technology, called the IIITs.

Technical Education Policy of the GoI

1.7 As academic institutions across the world are increasingly challenged to keep pace with

the rapid advancement of knowledge on the one hand and to manage the organizational

systems and processes that contribute to the quality of teaching, research and extension, on

the other, national governments have been embarking on several initiatives, such as the

Bologna Process set in motion by the European Ministers of Education, in the last decade.

The GoI had adopted the National Policy on Education (NPE‐1986 as revised in 1992) which

suggested some major steps to promote efficiency and effectiveness of engineering education

as follows;

(i) High priority for modernization and removal of obsolescence. However, modernization

will be undertaken to enhance functional efficiency and not for its own sake or as status

symbol.

(ii) More effective procedures will be adopted in the recruitment of staff. Career

opportunities, service conditions, consultancy norms and other perquisites will be improved.

(iii) Teachers will have multiple roles to perform such as teaching, research, development of

learning resource material, extension and managing the institution. Initial and in-service

training will be made mandatory for faculty and adequate training reserves will be provided.

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Staff Development Programmes will be integrated at the State-level, and coordinated at

regional and National levels.

(iv) Institutions will be encouraged to generate resources using their capacities to provide

services to the Community and Industry. They will be equipped with up‐to‐date learning

resources, library and computer facilities.

(v) Facilities for sports, creative work and cultural activities will be expanded.

(vi) The GoI shall assist the States in the development of institutions of national importance.

1.8 Engineering education became a main attraction since the 1990s when India became a

major contributor to the global Information Technology (IT) industry revolution. In the last

two decades, many State Governments have encouraged the idea of self‐financed engineering

institutions where the State Government does not provide financial support but facilitates the

setting up of such institutions. As a result, the Indian system of engineering education has

become vast, and so far a total number of 2388 engineering degree institutions have been

established, but the gap in the quality of education between the premier institutions and

others, has only been widening in recent years. Some of the concerns with the new wave of

institutions are:

Faculty Shortage

Weak Industry‐Academia collaboration

Obsolete learning systems and curriculum

Stagnating research

Poor aptitude among students for a career in teaching/research

Imbalance in outputs at bachelor, master and doctoral levels

The TEQIP

1.9 During 1980s, the GoI and the State Governments recognized the need for revamping the

Technician Education System in the country to make it demand‐driven with relevant courses

in new and emerging technologies, with adequate infrastructure resources, competent faculty

and effective teaching‐learning processes. The GoI supported 25 State Governments and

Union Territories of Andaman & Nicobar Islands and Puducherry through three Technician

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Education Projects during 1991‐2007, financed by the World Bank, which helped to

strengthen and upgrade the system which benefited 552 polytechnics.

1.10 The success of these projects encouraged the GoI and the State Governments to seek

more funding from the World Bank for systemic transformation of the Technical Education

System with focus on degree-level engineering education. In 2002‐03, the GoI with financial

assistance from the World Bank, launched a Technical Education Quality Improvement

Programme (TEQIP) as a long-term initiative of 10‐12 years, for enhancing the quality of

undergraduate and postgraduate teaching; research profile; industry interaction; students’ pre-

qualification progression and post-qualification placement; institutional mentoring and

governance in technical educational institutions, including the centrally funded ones, all over

the country. The first phase of TEQIP commenced in March 2003 and ended in March 2009,

covering 127 institutions in 13 States. This project, covering less than 10% of the institutions,

was just the beginning and to address the challenge of systemic transformation, the second

phase of Technical Education Quality Improvement Programme (referred to as TEQIP‐II) has

been initiated, fully integrated with the Eleventh Five‐year Plan objectives for technical

education.

The TEQIP-II

1.11 As per the concept and design of TEQIP, each phase is required to be designed on the

basis of lessons learnt from implementation of an earlier phase. TEQIP‐II was initiated as a

sequel project to carry forward the development activities initiated under TEQIP‐I. Further,

TEQIP-II seeks to promote institutional reforms at all levels with an expectation that the

reform process would be sustained and scaled‐up to a higher level, as the project matures.

The overarching objective of TEQIP-II is to improve the quality of learning, teaching and

research outcomes with the following concomitant objectives:

Strengthening institutions to produce high-quality Engineers for better employability

(Sub-component 1.1),

Scaling‐up Postgraduate Education and demand‐driven Research & Development and

Innovation (Sub-component 1.2),

Establishing Centres of Excellence for focused applied research,

Pedagogical training of faculty for effective teaching, and

Enhancing Institutional and System Management effectiveness.

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1.12 Central to achieving the above objectives is the need for enhancing 'Institutional and

System Management Effectiveness' and 'Capacity Building’ to Strengthen institutional

leadership and Good Governance reflected in the performance indicators. Annexure 1.1

reflects the progress in the implementation of TEQIP-II as of July , 2014 based on the data

available from NPIU-MIS. The programme design addresses these needs and TEQIP-II is

being implemented in 25 Centrally Funded Institutions (CFIs) and 165 government,

government-aided and private unaided institutions across 23 States / Union Territories

(Andhra Pradesh, Bihar, Chhattisgarh, Gujarat, Haryana, Himachal Pradesh, Jharkhand,

Karnataka, Kerala, Madhya Pradesh, Maharashtra, Odisha, Punjab, Rajasthan, Tamil Nadu,

Telangana, UT-Chandigarh, UT-Puducherry, Uttar Pradesh, Uttarakhand and West Bengal,

NCT of Delhi and Tripura). Of these 190 institutions, 113 are implementing sub-component

1.1 and the remaining 77 are selected under sub-component 1.2. The state wise number of

technical education institutions participating in the TEQIP-II may be seen in Annexure 1.2.

1.13 The Administrative Staff College of India (ASCI) is pleased to have been assigned this

study for evaluation of the ongoing TEQIP-II programme. The study was commissioned by

the MHRD in the GoI, following a meeting on the 20th August, 2013, to discuss the

methodology, jointly with the MHRD, NPIU and the World Bank. The methodology and

design of the study is discussed in the next chapter.

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Chapter 2: Evaluation of TEQIP-II - Design and Methodology

Introduction

2.1 Developing the design and methodology for evaluation of the impact of TEQIP with

multiple components and various categories of institutions, selected from amongst the

government managed, government aided and privately owned, for participation in the

programme, was a challenge in itself. The challenge was further compounded by the fact that

the zero date for implementation of the TEQIP- II was not the same for all the 190

institutions currently implementing the project. Different institutions have joined the project

in different years with some being included in the project during 2012-'13. The staggered

entry of institutions to the project apart, the component of assistance available to government

institutions for procurement of equipment and hardware is not available to the privately

owned institutions. These differences in project design between institutional groups also

meant that the evaluation study had to be based on a flexible methodology.

2.2 The methodology originally contemplated in the proposal has been scrupulously followed

even while incorporating changes as the study progressed to capture feedback from various

stakeholders, directly or indirectly influencing the implementation of the programme. In

shaping the methodology, the senior officers of the MHRD in the GoI, the National Project

Implementation Unit (NPIU) and The World Bank (WB) were actively involved and their

suggestions have helped enrich the methodological basis of the study. The insights obtained

from participation in the Joint Review Mission (JRM) of the WB and the GoI from 18th to

24th February 2013, by the lead member of the ASCI study team has also contributed to the

design of the study.

Study Design

2.3 As mentioned above, the multiplicity of project components aimed at enhancing the

quality of technical education and the sheer diversity of stakeholders associated with the

programme implementation called for a methodological framework that blended both

qualitative and quantitative approaches to the evaluation study. The blended approach

involved assessing the impact of the programme from a survey of the major stakeholders’

groups, namely, the heads of institution and department; members of the governing bodies;

faculty team; undergraduate and postgraduate students; and the non-teaching staff from both

technical and administration background whose role in the quality of technical education is

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widely recognized. Besides seeking feedback of these stakeholders through relevant survey

instruments, it was also considered appropriate to hold Focus Group Discussion (FGD) with

the same sample of above stakeholder groups so that they could articulate their views about

the project progress as well as concerns that they could not have expressed through the

survey questionnaire.

2.4 In addition to collection of data through the survey questionnaire and FGDs with the

stakeholder groups identified above, the study also drew rich inputs through focus interviews

of project implementation personnel placed both in the state level project facilitation units as

well as the NPIU. Similarly focused interviews with select members of the governing bodies

of institutions, alumni groups, present and potential employers, mentors and performance

auditors were also held in order to ensure that multiple layers of evidence is built up to

support the findings of the evaluation study.

2.5 Besides generating adequate primary data to evaluate the impact of TEQIP, vast amounts

of secondary data was obtained and studied as part of this evaluation study. The sources of

secondary data included a huge repository of both data and information available at the

website of the NPIU as well as various TEQIP institutions that are involved in implementing

the project. The proceedings of the successive JRM, minutes of meetings of the Board of

Governors of TEQIP institutions, reports of mentors, performance and data auditors of

TEQIP institutions and the annual institutional reports have also been analysed in seeking

evidence as well as appreciation of how the programme has impacted the institutions sampled

for this study.

Sample Plan

2.6 Following the blended approach to the study involving collection and analysis of both

quantitative and qualitative data, a multi-stage sampling plan was drawn up in close

consultation with the client system that included both the MHRD-NPIU and the WB. The

primary sampling unit in this multi-stage sample plan has been the identification of states

while the ultimate sampling units are the individual respondents cutting across different

stakeholder groups of faculty, students, non-teaching staff, etc. Ten states were purposively

sampled from out of 23 states/UTs participating in the TEQIP programme and within each of

these states, the sample size of the TEQIP institutions was decided on the principle of

proportionality to population size, keeping the sample size of the institutions at 30. Further,

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proportionality was also maintained between institutions implementing sub-components 1.1

and 1.2 of the TEQIP programme.

2.7 Within each of the 30 institutions sampled for study, a random sample of 30 faculty

members, 50 students and 20 non-teaching staff were invited to participate in the survey as

well as FGD. In some institutions, the sample size of the stakeholder groups contributing to

the study was larger when more of them could be approached on the campuses without in any

way affecting the random nature of the sample. The sampling of both the faculty and students

further ensured that all branches and different years of undergraduate and post-graduate

programmes were represented in the sample. However, the FGD with the Head of Institution

(HoI) and Head of Department (HoD) in each of the sample institutions was almost

exhaustive in coverage. Table 2.1 shows the sampling of states and institutions across both

subcomponents of the TEQIP.

Design of Survey Instruments

2.8 Four survey instruments were designed, one each for the non-teaching staff, HoIs;

faculty; and the students. These survey schedules are at Annexures 2.1, 2.2, 2.3 and 2.4

respectively. The questionnaire for students, schedule ‘S’, also had a specific section intended

only for those students who had spent two years or more on the institutional campuses so as

to capture their views on what changes they could perceive before and after the advent of

TEQIP. The survey questionnaires were thoroughly discussed with a team of senior officers

both in MHRD / NPIU and the World Bank and also pilot tested with a group of 27 senior

members of faculty from the TEQIP institutions who attended a Management Development

Programme (MDP) at ASCI from the 30th September to the 4th October, 2013. Based on the

pilot survey, the questionnaires were fine tuned.

2.9 Further, testing of these questionnaires was done in one of the TEQIP institutions located

on the outskirts of Hyderabad, namely, the Sreenidhi Institute of Science & Technology

(SNIST) with 33 faculty, 99 students and 19 non-teaching staff. The entire study team

participated in evaluating the pilot institution both by way of testing the survey instruments as

well as gaining a shared understanding of the methodology to be adopted across all the 30

institutions sampled for the evaluation study, particularly with regard to drawing the

stakeholders’ sample as well as facilitating the FGDs. Focus interviews and FGDs with the

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HoI, HoDs, and faculty in the pilot institution also provided valuable feedback on how the

precise operationalisation of the sample plan could be achieved in all the sampled institutions.

Table 2.1 : List of TEQIP institutions sampled for evaluation

S.No.

State

Name of Institution Category

Component 1.1 Component 1.2

1

Andhra

Pradesh

Vallurupalli Nageswara Rao

Vignana Jyothi Institute of

Engg. &Technology,

Hyderabad

Private

unaided

2

Sree Vidyanikethan

Engineering College,

Chittoor

Private

unaided

3

GITAM Institute of

Technology - GITAM

University ,

Vishakhapatnam

Private

unaided

4

Gayatri Vidya Parishad

College of Engineering,

Visakhapatnam

Private

unaided

5 JNTU College of

Engineering, Kakinada Govt.

6 Jharkhand Cambridge Institute of

Technology, Ranchi

Private

unaided

7

Karnataka

BVB College of

Engineering & Technology,

Hubli

Govt.

aided

8

University Visvesvaraya

College of Engineering

(Bangalore

University), Bangalore

Govt.

9

Sri Siddhartha Institute of

Technology, Maralur,

Tumkur

Private

unaided

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S.No.

State

Name of Institution Category

Component 1.1 Component 1.2

10

Kerala

Government College of

Engineering, Kannur Govt

11

LBS Institute of

Technology for Women,

Poojappura,

Thiruvananthapuram

Govt.

Aided

12 College of Engineering

Perumon, Perinad, Kollam

Govt.

Aided

13

Cooperative Institute of

Technology, Vadakara,

Kozhikode

Govt.

aided

14

M.P.

Madhav Institute of

Technology & Science,

Gwalior

Govt.

aided

15

Shri GS Institute of

Technology & Science,

Indore

Govt.

aided

16

Maharashtra

Government College of

Engineering, Karad Govt.

17

Institute of Chemical

Technology, Matunga,

Mumbai

Govt.

aided

18 GH Raisoni College of

Engineering, Nagpur

Private

unaided

19 Punjab

Guru Nanak Dev

Engineering College,

Ludhiana

Govt.

aided

20 Tamil Nadu

Govt. College of

Engineering, Baragur,

Krishnagiri

Govt.

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S.No.

State

Name of Institution Category

Component 1.1 Component 1.2

21 Govt. College of

Technology, Coimbatore Govt.

22 Uttar

Pradesh

School of Engineering &

Technology, IFTM

University, Moradabad

(formerly known as College

of Enginering &

Technology, Moradabad)

Private

unaided

23 Institute of Engineering &

Technology, Lucknow Govt.

24

West Bengal

Bankura Unnayani Institute

of Engineering, Bankura

Govt.

Aided

25 West Bengal University of

Technology, Kolkata

Govt.

Aided

26

University College of

Technology - University of

Calcutta, Kolkata

Govt.

27

CFIs

Zakir Hussain College of

Engineering and

Technology, Aligarh

Muslim University, Aligarh

CFI

28

North Eastern Regional

Institute of Science and

Technology (NERIST),

Itanagar

CFI

29

NIT, Rourkela CFI

30 NIT, Nagpur CFI

Administering the survey

2.10 As regards administration of the survey instruments, the questionnaire meant for the HoI

was sent well in advance of the visit of study team to the respondent so that adequate time

was available for the HoIs to complete their response, while the survey instruments for

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faculty, students and non-teaching staff were administered physically by the study team

during the visits to the institutions. The members of the study team ensured a complete

briefing about the proposed evaluation study and the methodology being adopted by the study

team, to each group sampled for the study and then the questionnaires were distributed. The

potential respondents were categorically assured that the evaluation was not about a particular

institution or a state but of the TEQIP programme as a whole and hence, their utmost

sincerity and frankness was sought through their responses. The completed responses were

obtained before initiating the FGDs. The data obtained from all the stakeholders’ groups in

the 30 institutions was coded and entered by a back office team in the Statistical Package for

the Social Sciences (SPSS) for further tabulation and analysis. The profile of responses in

various categories may be seen from the Tables 2.2 to 2.5 (Figures 2.1 to 2.4).

Table 2.2: Profile of HoI respondents

Highest Academic Qualification

(including Post doctoral ) Teaching Experience No. of HoI

Post Doctoral

11-20 2

21-30 4

31-40 1

41-50 1

Total 8

PhD

0-10 1

11-20 1

21-30 10

31-40 7

41-50 2

Total 21

Post Graduate 31-40 1

Grand Total 30

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Table 2.3: Profile of faculty respondents

Academic

Qualification Teaching Experience

PhD

0-10 11-20 21-30 31-40 41-50

Total

valid

responses

Not

Responded Total

158 203 105 19 2 487

13

Post

Graduate 296 62 26 5 0 389

967

Under

Graduate 52 17 7 2 0 78

Total 506 282 138 26 2 954 13 967

0

2

4

1 1 1 1

10

7

0 0 0 0 0

1

0

1

2

3

4

5

6

7

8

9

10

(0-10) (11-20) (21-30) (31-40) (41-50)

Fre

qu

ency

HoI Qualification / Experience

Figure 2.1 : Profile of HoI respondents

Post Doctoral

Phd

Post Graduate

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Table 2.4: Profile of student respondents

Course of

Study Year of study

UG

First

Year

Second

Year

Third

Year

Fourth

Year

Fifth

Year

Total

valid

responses

Not

Responded Total

120 270 508 292 0 1190

59

PG 279 334 0 0 0 613 1902

Doctoral

Scholar 47 27 14 9 2 99

Total 446 631 522 301 2 1902 59 1961

158

203

105

19 2

296

62

26 5 0

52

17 7 2 0

0

50

100

150

200

250

300

(0-10) (11-20) (21-30) (31-40) (41-50)

Fre

qu

ency

Faculty Qualification / Experience

Figure 2.2: Profile of faculty respondents

PhD

Post Graduate

Under Graduate

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Table 2.5: Profile of non-teaching respondents

Staff

Category Experience

Technical

Staff

0-10 11-20 21-30 31-40 41-50 Total

valid

responses

Not

Responded Total

75 69 43 10 0 197

226

Non

Technical

Staff

68 72 56 26 1 223

646

Total 143 141 99 36 1 420 226 646

120

270

508

292

0

279

334

0 0 0

47 27 14 9 2

0

50

100

150

200

250

300

350

400

450

500

First Year Second Year Third Year Fourth Year Fifth Year

Fre

qu

ency

Students course / Year of study

Figure 2.3 : Profile of student respondents

UG

PG

Doctoral

Scholar

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Data Analysis

2.11 The analysis of data has been premised on the principle of “need to understand and

confirm evidence” of performance of the institutions under the TEQIP programme.

Tabulation of data mostly captured on a five point Likert scale, with frequencies and

percentages from all data points incorporated in the questionnaire has been carried out for

facilitating a primary understanding of how the sampled institutions have performed in the

implementation of TEQIP programme. Though evidence from the tabulated statistics was

compelling enough, following the observations of the client on the draft report, tests of

significance were carried out to compare 'means' across institutional categories within the

sample, to establish differences or otherwise in their performance with reference to select

variables. Depending on the categories for comparison of 'means' t-test and using the

Analysis of Variance (ANOVA) was deployed to compare performance across institutional

cohorts - private unaided, government managed, government aided and the centrally funded

institutions (CFIs). Cross-tabulation using the chi-square test was also performed to

understand association among the variables used for evaluating the project.

2.12 Responses to open ended question have been content analysed to generate insights into

the stakeholders' perceptions about TEQIP with frequencies captured for repetitive

statements. Completeness of responses have also been analysed by institutional groups to

study the differences, if any. The assumption behind this approach was that the completeness

75 69

43

10

0

68 72

56

26

1 0

10

20

30

40

50

60

70

(0-10) (11-20) (21-30) (31-40) (41-50)

Fre

qu

ency

Category / Experience of non teaching staff

Figure 2.4 : Profile of non-teaching respondents

Technical staff

Non Technical staff

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of responses particularly from faculty could be viewed as a proxy to their commitment and

interest in the implementation of the TEQIP. The analysis of the primary data collected

through the survey and the qualitative data generated through focus group discussions

(FGDs) has also contributed to around eight researched case studies/ caselets, developed as a

way of illustrating both best practices and gaps in performance with reference to the key

performance indicators in the sampled institutions. The case studies primarily serve to add

evidentiary value to the findings of this evaluation study.

Case Studies

2.13 Case study research continues to be an essential form of social science inquiry including

evaluation research, as Robert K. Yin, the renowned exponent of case study research, claims.

The method is particularly appropriate when investigators desire to define topics broadly and

not narrowly, and rely on multiple and not singular sources of evidence. Case studies tend to

be selective, focusing on one or two issues that are fundamental to understanding the system

being examined. TEQIP, as a programme intervention has generated new contexts for

technical education institutions to experiment, innovate and align processes across various

programme components that have produced encouraging enough outcomes. There are also

instances where no clear outcomes were in evidence. The case studies included in this study

highlight incidence of both good practices as well as instances where the outcomes were not

substantive enough, in the course of implementation of the project.

Interim Presentations and Insights from MDPs

2.14 The interim findings of the study were presented to successive Joint Review Missions in

December 2013 and April 2014, and also to the National Steering Committee (NSC) of

TEQIP in January 2014. The feedback received from the members of the JRM and NSC has

also been reflected in the evaluation findings of the study. Further, a series of three

management development programmes were organised by ASCI at Hyderabad for chairmen

and members of BoG and senior members of faculty of TEQIP institutions in Andhra Pradesh

(A.P.) and Telangana states. The study team was involved in directing the above programmes

during which, rich insights were gained into the progress and problems in implementation of

TEQIP. Similarly, participation in the TEQIP State Steering Committee meeting of the

Government of A.P. in February 2014, provided an opportunity for the study team to

understand how TEQIP was perceived by the state level stakeholders in the combined state of

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A.P. A list of persons contacted and interviewed in different states during the course of the

study is at Annexure 2.5.

The Study Team

2.15 The study has been led by Dr. Hemnath Rao H along with Prof. G. Surender Reddy and

Prof. Dushyant Mahadik. The team leader has had an opportunity to participate in the Joint

Review Mission (JRM) of The World Bank and the Government of India in February, 2013,

besides having contributed to numerous evaluation studies in diverse areas of public policy

and institutional evaluation including private sector organisations. Prof. Surender Reddy

brought rich experience from areas of development finance, entrepreneurship and corporate

governance in addition to his strong techno-managerial academic background. Prof. Dushyant

Mahadik's academic exposure to technology and financial management at the IIM,

Ahmedabad, and IIT, Mumbai enabled the study team to appreciate contemporary paradigms

in academic excellence besides strengthening the team's analytical competence. The profiles

of all the 3 members of the study team may be seen from Annexure 2.6.

Limitations of the Study

2.16 The evaluation study has its limitations as well. First, the random sampling of both

faculty and students was not entirely possible in every institution as some level of

convenience sampling was inevitable in institutions where certain batches of students were on

vacation. Secondly, the study was pursued more with a view to investigate impact of TEQIP

on various academic and non academic processes of institutions rather than seeking to pin

point or highlight the inadequacies and flaws in the system. Such a critical approach could

not have in any way helped since institutions are at different points of change in a continuum

and the benefits of unearthing the short comings would have been self defeating. Finally, the

predominantly ordinal nature of data collected from the sampled institutions constrained

comparison of the institutions sampled for the study with the population parameters in the

absence of data on matching variables.

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Chapter 3: Impact of TEQIP-II on Student Learning

Introduction

3.1 That the learning environment with necessary infrastructure is a prerequisite to

maintaining high academic standards, is now a well accepted proposition, independent of the

level and domain of education. Traditionally, physical parameters have been used to describe

different aspects of the learning environment, such as classroom space, open recreational

spaces and laboratory space per student; library space and book volumes; faculty to student

ratio etc. Besides these, Information and Communication Technology (ICT) related facilities

such as computers, internet connectivity and access to digital learning resources are now

integral to modern education. Above all, good quality education requires an environment that

is motivating to both teachers and students in the form of freedom to research and innovate

new teaching tools while encouraging students to work on small non-credit projects or

assignments; providing opportunities for peer group discussions and support for self learning.

3.2 Quality of the students’ learning is at the heart of all academic processes including

development of faculty resources for enhancing their quality of instruction as well as research

output. Since most components of the TEQIP project drive these processes, the evaluation

study was designed to capture both qualitative and survey data on how TEQIP has influenced

the academic and professional growth of the faculty and how they perceive the performance

of students. Similarly, the perceptions of the students about their own academic progression,

the quality of instruction by the faculty and their perceived prospects of employability, along

with the views of the non-teaching staff have been obtained to assess the impact of TEQIP on

students’ learning, which forms the core of this chapter.

Physical Infrastructure and Learning Ambience

3.3 During the course of the evaluation study, many senior academicians in the TEQIP

institutions ventilated a view that Indian students are quite adaptive and perform well in spite

of the lacunae in supporting infrastructure. They seemed to compare with the state of

facilities that may have existed during their education, and may be missing out the point that

students’ expectations of physical infrastructure are now very different and demanding. Very

often, students’ complaints against deteriorating facilities and ambience in a given institution

are based on comparisons with other benchmark institutions. TEQIP has contributed to a

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sense of competition among both government and private institutions for up gradation and

improved maintenance of physical infrastructure, by supporting modernisation of class rooms

and laboratories with ergonomic furniture and fixtures, including minor civil works in

government managed technical education institutions. While no such provision exists for the

private institutions, TEQIP has contributed to their soft infrastructure in terms of

development of faculty resources, skill up-gradation of non teaching staff, acquisition of

computer software, expansion of library resources and better access to utilities, chemicals and

laboratory consumables.

3.4 The feedback provided by faculty of both government and private colleges confirms the

above, as 82% of them agreed at the aggregate level that even the quality of teaching aids

used in the institutions have improved (Table 3.1 - Figure 3.1). Similarly almost 90% of the

faculty have indicated that the library facilities including access to online data bases of

journals and publications has improved in the course of implementing TEQIP, as Table 3.2

and Figure 3.2 show. Further, Table 3.3 and Figure 3.3 suggest that maintenance of

laboratory equipments and computer software has also improved as 86% of the faculty

surveyed across all 30 institutions agreed on this.

3.5 Over all, a little more than 87% of the faculty believed that improvement in physical

infrastructure is satisfactory (Table 3.4 - Figure 3.4). Further, an analysis of the feedback by

institutional cohorts indicates that the faculty of the private institutions have been the most

positive, as the above tables and figures indicate. Between the government aided and

government owned institutions, the faculty from the former category appear more convinced

about the improvements since 2009-10 in the library facilities, maintenance of laboratories

and overall improvement in infrastructure, compared to the latter. The faculty in CFIs have

expressed stronger agreement with improvement in library facilities over maintenance of

laboratories or teaching aids. The difference in the mean perception of the faculty in regard to

overall improvement in infrastructure across the institutional categories is further confirmed

as statistically significant through a one-way ANOVA (Box 3.1).

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Table 3.1: Faculty response to improved use of teaching aids

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 96 99 75 21 291

Percent 36.09% 29.55% 29.07% 22.11% 30.50%

Agree Count 143 168 139 43 493

Percent 53.76% 50.15% 53.88% 45.26% 51.68%

Can't Say Count 14 22 14 10 60

Percent 5.26% 6.57% 5.43% 10.53% 6.29%

Disagree Count 13 40 24 20 97

Percent 4.89% 11.94% 9.30% 21.05% 10.17%

Strongly

Disagree

Count 0 6 6 1 13

Percent 0.00% 1.79% 2.33% 1.05% 1.36%

Total

Valid responses 266 335 258 95 954

Not responded 3 5 3 2 14

Count 269 340 261 97 968

Mean* 4.21 3.94 3.98 3.66 4.00

Standard Deviation .75 1.00 .96 1.08 .95

*(5=Strongly Agree , 4=Agree , 3=Can't Say , 2=Disagree , 1=Strongly Disagree)

4.21

3.94

3.98

3.66

3.3

3.4

3.5

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.1: Faculty response to improved use of teaching aids

Strongly Disagree

(1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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Table 3.2: Faculty response on improvement in library facilities

Scale* Respondents Private

Unaided

Governme

nt Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 132 108 60 27 327

Percent 49.25% 32.05% 23.62% 28.42% 34.28%

Agree Count 130 201 146 52 529

Percent 48.51% 59.64% 57.48% 54.74% 55.45%

Can't Say Count 3 8 20 9 40

Percent 1.12% 2.37% 7.87% 9.47% 4.19%

Disagree Count 2 16 21 5 44

Percent 0.75% 4.75% 8.27% 5.26% 4.61%

Strongly

Disagree

Count 1 4 7 2 14

Percent 0.37% 1.19% 2.76% 2.11% 1.47%

Total

Valid responses 268 337 254 95 954

Not responded 1 3 7 2 14

Count 269 340 261 97 968

Mean* 4.46 4.17 3.91 4.02 4.16

Standard Deviation .60 .78 .94 .89 .82

*(5=Strongly Agree , 4=Agree , 3=Can't Say , 2=Disagree , 1=Strongly Disagree)

4.46

4.17

3.91

4.02

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

4.5

4.6

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.2: Faculty response on improvement in library facilities

Strongly Disagree

(1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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Table 3.3: Faculty response on improvement in maintenance of laboratory equipments

and software

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 108 109 62 22 301

Percent 40.30% 32.54% 24.22% 23.16% 31.55%

Agree Count 146 173 148 55 522

Percent 54.48% 51.64% 57.81% 57.89% 54.72%

Can't Say Count 9 22 12 6 49

Percent 3.36% 6.57% 4.69% 6.32% 5.14%

Disagree Count 5 26 25 11 67

Percent 1.87% 7.76% 9.77% 11.58% 7.02%

Strongly

Disagree

Count 0 5 9 1 15

Percent 0.00% 1.49% 3.52% 1.05% 1.57%

Total

Valid responses 268 335 256 95 954

Not responded 1 5 5 2 14

Count 269 340 261 97 968

Mean* 4.33 4.06 3.89 3.91 4.08

Standard Deviation .63 .91 .99 .92 .89

*(5=Strongly Agree , 4=Agree , 3=Cant Say , 2=Disagree , 1=Strongly Disagree)

4.33

4.06

3.89

3.91

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.3: Faculty response on improvement in maintenance of

laboratory equipments and software

Strongly Disagree (1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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Table 3.4 Faculty response on overall improvement in the infrastructure

Scale* Respondents Private

Unaided

Governme

nt Aided

Governme

nt Owned

CFIs Aggreg

ate

Very

Satisfactory

Count 122 79 51 23 275

Percent 45.52% 23.65% 19.69% 23.96% 28.74%

Satisfactory Count 133 215 160 52 560

Percent 49.63% 64.37% 61.78% 54.17% 58.52%

Neutral Count 10 22 30 12 74

Percent 3.73% 6.59% 11.58% 12.50% 7.73%

Unsatisfactory Count 3 17 11 9 40

Percent 1.12% 5.09% 4.25% 9.38% 4.18%

Very

unsatisfactory

Count 0 1 7 0 8

Percent 0.00% 0.30% 2.70% 0.00% 0.84%

Total

Valid responses 268 334 259 96 957

Not responded 1 6 2 1 11

Count 269 340 261 97 968

Mean* 4.40 4.06 3.92 3.93 4.10

Standard Deviation .62 .73 .85 .86 .77

*(5= Very Satisfactory , 4= Satisfactory , 3= Neutral , 2= Unsatisfactory , 1= Very

unsatisfactory)

4.4

4.06

3.92 3.93

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

4.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.4: Faculty response on overall improvement in the

infrastructure

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very Satisfactory (5)

Mean

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Box 3.1: ANOVA of data in Table 3.4 comparing the 'mean' perception of faculty on

infrastructure improvement across institutional categories

Sum of Squares Df Mean

Square

F Sig.

Between Groups 35.670 3 11.890 21.160 .000

Within Groups 535.498 953 .562

Total 571.168 956

Post Hoc Test Multiple Comparisons

Tukey Honestly Significant Difference (HSD)

(I) Category (J) Category Mean

Difference (I-J)

Std.

Error

Sig. 95% Confidence

Interval

Lower

Bound

Upper

Bound

Private

Unaided

Government Owned .480* .065 .000 .31 .65

Government Aided .336* .061 .000 .18 .49

CFIs .468* .089 .000 .24 .70

Government

Owned

Private Unaided -.480* .065 .000 -.65 -.31

Government Aided -.145 .062 .091 -.30 .01

CFIs -.012 .090 .999 -.24 .22

Government

Aided

Private Unaided -.336* .061 .000 -.49 -.18

Government Owned .145 .062 .091 -.01 .30

CFIs .133 .087 .420 -.09 .36

CFIs

Private Unaided -.468* .089 .000 -.70 -.24

Government Owned .012 .090 .999 -.22 .24

Government Aided -.133 .087 .420 -.36 .09

Interpretation : *. The mean difference is significant at the 0.05 level confirming the

differences in perception of faculty on infrastructure improvement across institutional

categories. However, Tukey Post Hoc Test indicates that there is no statistically significant

difference in the perception of faculty between CFIs and the government owned or the

government aided institutions.

3.6 During focus interviews as well as in their survey responses, the heads of the government

institutions have confirmed that updating the ageing infrastructure, investments in smart

classrooms and modernization of laboratories have been a major outcome from the TEQIP,

while the heads of private institutions feel that TEQIP has been a non-monetary motivator for

strengthening their own physical infrastructure. Faculty in both categories of institutions

expressed that the investments were badly needed. Despite initial cynicism, smart classrooms

have been appreciated by a majority of faculty members during the focus group discussions.

A plausible explanation for the very positive perception of the faculty in private institutions is

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the fact that TEQIP as a brand differentiator has provided better traction to them compared

with the government owned or aided institutions, despite the fact that the private institutions

were not assisted with procurement of physical assets. On the other hand, the TEQIP

assistance for physical infrastructure development in government institutions is appreciated

but its impact is somewhat lost against the larger funding support received from the state or

central governments. This explanation can be extended to all other aspects of TEQIP

implementation where the perceived impact by private institution is more positive.

3.7 Table 3.5 summarises the responses of students to the survey instrument at Annexure

2.3. Only 10-15% of students find the learning environment to be excellent; 25-30% of the

students find it very good; 30% find it to be good; while 20% consider it to be satisfactory

and the remaining 5-10% find it poor. Students from private institutions and CFIs gave better

feedback from among the cohorts mentioned in column 5 of Table 2.1 of Chapter 2. As

Table 3.5A shows, the mean level of satisfaction in government owned and government

aided colleges was lower in comparison to the other two institutional categories, across all the

indictors of learning environment and ambiance. Library and computer facilities are an

important part of a student’s journey towards academic excellence, particularly for post

graduate students. At an aggregate level, 70% of the students found the class room,

laboratory and library facilities to be good or better though the proportion of students who

felt that the computer facilities were good was slightly higher at 72%. Hostel facilities (where

available) remained a point of discontentment as only 55% of the sampled students felt the

facilities were good. The students’ views generally found resonance with the non-teaching

staff with 90% of them confirming that the quality of infrastructure including laboratories,

library and class room facilities have improved with implementation of the TEQIP. Here

again, the private institutions were the most positive in their feedback.

Quality of Learning

3.8 The HoIs believe that the most direct contribution of TEQIP II has been the development

of faculty resources with 15 out of the 30 respondents claiming up gradation of faculty

qualifications and improvement in the faculty performance. Among these 15 HoIs, 8 admitted

that faculty development activities received the highest priority in their respective

institutions. Across the board, the faculty community too was unanimous in their view

articulated during the FGDs that TEQIP has provided them an unprecedented opportunity to

participate in academic conferences and seminars which has helped expand their academic

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network with peers in premier institutions while widening their knowledge horizons. Over

95% of the 956 faculty respondents expressed their agreement with this view, during the

Table 3.5: Student responses (%) on learning environment and ambience

Questions from Schedule

‘S’ for Students

Valid

response

Excellent

(%)

Very

Good

(%)

Good

(%)

Satisfactory

(%)

Poor

(%)

Environment for

curricular learning

15.5 28.5 29.9 17.9 8.3

27. Classroom facilities 1953 12.2 26.9 31.6 20.5 8.8

28. Lab / Workshop

facilities

1957 13.7 27.7 30.1 19.7 8.7

29. Library services

including electronic

resources

1952 17.2 27.6 26 19.3 9.9

30.Computer services 1951 17.6 26.9 27.8 17 10.7

17. Guidance from faculty 1953 16.6 33.3 33.7 13.2 3.2

Environment for co-

curricular activities

12.2 27.7 33.2 18.2 8.7

18. Quality of Peer

interaction and Group

learning

1930 10.6 28.3 36.3 18.5 6.4

19. Support for self-

learning

1941 17.7 33.5 32.7 13 3.1

20. Conferences /

Professional activities and

other Learning events

1928 17 29.3 29.8 16.2 7.8

22. Interaction with alumni 1908 6.9 17.6 28.8 25.3 21.4

(45)ii. Learning

environment and ambiance

1387 8.9 29.8 38.4 17.9 5

Environment for extra-

curricular activities

11.7 23.6 29.4 20.6 14.7

31. Sports / Recreation /

Cultural /Literary facilities

1945 14.7 23.6 28.4 19.4 13.9

32. Hostel facilities 1828 8 19.7 25.9 23.6 22.7

(45)iv. Management and

infrastructure

1396 12.4 27.4 34 18.9 7.4

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Table 3.5A: Mean level of student feedback on learning environment and ambience

Questions from

Schedule ‘S’ for

Students

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Environment for

curricular learning 3.81 3.11 2.86 3.38 3.24

27. Classroom facilities 3.70 3.00 2.74 3.29 3.13

28. Lab / Workshop

facilities 3.73 3.06 2.81 3.26 3.18

29. Library services

including electronic

resources

3.88 3.08 2.76 3.42 3.23

30. Computer services 3.86 3.12 2.77 3.43 3.24

17. Guidance from

faculty 3.89 3.33 3.26 3.52 3.47

Environment for co-

curricular activities 3.56 3.00 3.00 3.16 3.16

18. Quality of Peer

interaction and Group

learning

3.51 3.09 3.03 3.09 3.18

19. Support for self-

learning 3.82 3.33 3.42 3.48 3.50

20. Conferences /

Professional activities

and other Learning

events

3.80 3.16 3.04 3.38 3.31

22. Interaction with

alumni 3.11 2.34 2.58 2.62 2.63

(45)ii. Learning

environment and

ambiance

3.59 3.10 2.95 3.25 3.20

Environment for

extra- curricular

activities

3.53 2.72 2.58 3.29 2.95

31. Sports / Recreation

/ Cultural /Literary

facilities

3.57 2.85 2.81 3.20 3.06

32. Hostel facilities 3.45 2.31 2.17 3.31 2.67

(45)iv. Management

and infrastructure 3.60 3.12 2.80 3.42 3.18

Scale (5=Excellent, 4=Very Good, 3=Good, 2=Satisfactory, 1=Poor)

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survey as Table 3.6 and Figure 3.5 show. While the faculty in private institutions have

expressed the strongest agreement on this variable also the government institutions are more

in agreement compared to the faculty in government aided institutions. One would naturally

expect this benefit of faculty development to reflect in the quality of instruction by the faculty

which was borne out by the students’ feedback, as 85% of the sampled students found the

subject knowledge of the faculty to be good. While 69% of the students felt that the teaching

aids used by the faculty were good or better, as one would expect, the faculty response in this

regard was more positive with 82% claiming that the teaching aids are more appropriate, now

(para 3.4). A little more than 70% of the students felt that the quality of teaching notes have

improved and more than 80% were of the view that the teaching skills of the faculty are good.

Table 3.7 summarises the mean level of satisfaction expressed by students on the above

issues. The students gave the most positive feedback about guidance from faculty and support

for self learning (Table 3.5A).

Table 3.6: Faculty response on opportunity to participate in academic conferences and

seminars

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 189 164 164 43 560

Percent 70.26% 48.96% 63.81% 45.26% 58.58%

Agree Count 74 145 88 47 354

Percent 27.51% 43.28% 34.24% 49.47% 37.03%

Can't Say Count 5 13 4 2 24

Percent 1.86% 3.88% 1.56% 2.11% 2.51%

Disagree Count 1 6 1 2 10

Percent 0.37% 1.79% 0.39% 2.11% 1.05%

Strongly

Disagree

Count 0 7 0 1 8

Percent 0.00% 2.09% 0.00% 1.05% 0.84%

Total

Valid responses 269 335 257 95 956

Not responded 0 5 4 2 12

Count 269 340 261 97 968

Mean* 4.68 4.35 4.61 4.36 4.51

Standard Deviation .53 .82 .54 .73 .68

*(5=Strongly Agree , 4=Agree , 3=Can't Say , 2=Disagree , 1=Strongly Disagree)

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Table 3.7: Mean feedback of students on quality of instruction

Questions from Schedule

‘S’ for Students

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

9 Subject knowledge of the

faculty 3.70 3.41 3.35 3.52 3.48

10 Teaching skills of the

faculty 3.53 3.16 3.14 3.20 3.25

11 Teaching aids used by

faculty 3.38 2.90 2.79 2.94 3.00

12 Lecture notes provided

by faculty 3.57 3.03 2.90 3.17 3.15

Scale (5=Excellent, 4=Very Good, 3=Good, 2=Satisfactory, 1=Poor)

3.9 From the faculty’s point of view, 32% of them were very satisfied that there was a change

in the learning and scholastic orientation of the students while around 60% thought that the

students showed a reasonable interest in their academic work (Table 3.8 - Figure 3.6). More

importantly, this feedback from faculty has been somewhat consistent across all the four

institutional groups, as the above table demonstrates, though the faculty in private institutions

are the most satisfied, as with all other measures. Further, as Table 3.9 and Figure 3.7

indicate, more than 90% of the faculty found an improvement in the learning aptitude of the

students and their improvement in performance in exams (Table 3.10 - Figure 3.8). The

4.68

4.35

4.61

4.36

4.1

4.2

4.3

4.4

4.5

4.6

4.7

4.8

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.5: Faculty response on opportunity to participate in

academic conferences and seminars

Strongly Disagree (1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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perception of the faculty in government institution was more positive on the students learning

aptitude and performance in exams compared to the government aided colleges which can

only be explained by the fact that the former category of institutions attract better students for

admission.

3.10 Indeed, an interesting outcome of TEQIP for institutions has been their ability to attract

better quality of students on the basis that they are participating in the project. This view that

emerged during focus interviews with the HoIs and members of the governing bodies about

TEQIP serving as a ‘brand differentiator’ was corroborated by the sampled faculty, 89% of

whom expressed satisfaction in this regard (Table 3.11 - Figure 3.9). The impact of the

infrastructure improvements discussed earlier in this chapter and the quality of instruction

was also reflected in the students’ take ways from lab work, practicals and assignments, with

75% of them finding the same to be good as Table 3.12 and Figure 3.10 suggest. The very

positive response of the students to questions about the design of curriculum and the

relevance of their project work and internship to quality of learning reinforces evidence of the

improved learning outcomes.

Table 3.8: Faculty response on change in the learning and scholastic orientation of

students.

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

Satisfactory

Count 113 80 84 25 302

Percent 42.64% 24.62% 32.68% 26.60% 32.09%

Show

reasonable

interest

Count 141 214 145 56 556

Percent 53.21% 65.85% 56.42% 59.57% 59.09%

Show minimal

interest

Count 2 15 6 11 34

Percent 0.75% 4.62% 2.33% 11.70% 3.61%

Unsatisfactory Count 9 8 18 1 36

Percent 3.40% 2.46% 7.00% 1.06% 3.83%

Very

Unsatisfactory

Count 0 8 4 1 13

Percent 0.00% 2.46% 1.56% 1.06% 1.38%

Total

Valid responses 265 325 257 94 941

Not responded 4 15 4 3 27

Count 269 340 261 97 968

Mean* 4.35 4.08 4.12 4.10 4.17

Standard Deviation .67 .78 .87 .72 .78

*(5=Very satisfactory, 4=Show reasonable interest, 3=Show minimal interest, 2=Unsatisfactory,

1=Very unsatisfactory)

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Table 3.9: Faculty response on improvement in the learning aptitude of the students

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

Satisfactory

Count 94 68 84 25 271

Percent 34.94% 20.42% 32.56% 26.04

% 28.35%

Satisfactory

Count 168 228 153 61 610

Percent 62.45% 68.47% 59.30% 63.54

% 63.81%

Neutral Count 6 29 15 6 56

Percent 2.23% 8.71% 5.81% 6.25% 5.86%

Unsatisfactory Count 1 7 4 3 15

Percent 0.37% 2.10% 1.55% 3.12% 1.57%

Very

unsatisfactory

Count 0 1 2 1 4

Percent 0.00% 0.30% 0.78% 1.04% 0.42%

Total

Valid responded 269 333 258 96 956

Not responded 0 7 3 1 12

Count 269 340 261 97 968

Mean* 4.32 4.07 4.21 4.10 4.18

Standard Deviation .53 .63 .69 .73 .64

*(5=Very Satisfactory, 4 =Satisfactory, 3=Neutral, 2=Unsatisfactory, 1=Very Unsatisfactory)

4.35

4.08

4.12

4.1

3.9

3.95

4

4.05

4.1

4.15

4.2

4.25

4.3

4.35

4.4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.6: Faculty response on change in the learning and scholastic

orientation of students

Very unsatisfactory (1)

Unsatisfactory (2)

Show minimal interest

(3)

Show reasonable

interest (4)

Very Satisfactory (5)

Mean

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Table 3.10: Faculty response on improvement in students' exam performance

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

Satisfactory

Count 103 71 83 22 279

Percent 38.29% 21.32% 32.30% 22.92% 29.21%

Satisfactory Count 157 227 157 62 603

Percent 58.36% 68.17% 61.09% 64.58% 63.14%

Neutral Count 6 29 12 10 57

Percent 2.23% 8.71% 4.67% 10.42% 5.97%

Unsatisfactory Count 3 6 5 2 16

Percent 1.12% 1.80% 1.95% 2.08% 1.68%

Very

unsatisfactory

Count 0 0 0 0 0

Percent 0.00% 0.00% 0.00% 0.00% 0.00%

Total

Valid responses 269 333 257 96 955

Not responded 0 7 4 1 13

Count 269 340 261 97 968

Mean* 4.34 4.09 4.24 4.08 4.20

Standard Deviation .58 .60 .63 .64 .62

*(5=Very Satisfactory, 4 =Satisfactory, 3=Neutral, 2=Unsatisfactory, 1=Very Unsatisfactory)

4.32

4.07

4.21

4.1

3.9

3.95

4

4.05

4.1

4.15

4.2

4.25

4.3

4.35

0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.7: Faculty response on improvement in the learning

aptitude of the students

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very Satisfactory (5)

Mean

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Table 3.11: Faculty response on quality of students attracted since 2009-10.

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

Satisfactory

Count 108 68 83 21 280

Percent 40.15% 20.73% 32.42% 21.88% 29.50%

Satisfactory Count 143 208 154 59 564

Percent 53.16% 63.41% 60.16% 61.46% 59.43%

Neutral Count 16 30 15 12 73

Percent 5.95% 9.15% 5.86% 12.50% 7.69%

Unsatisfactory Count 2 21 3 4 30

Percent 0.74% 6.40% 1.17% 4.17% 3.16%

Very

unsatisfactory

Count 0 1 1 0 2

Percent 0.00% 0.30% 0.39% 0.00% 0.21%

Total

Valid responses 269 328 256 96 949

Not responded 0 12 5 1 19

Count 269 340 261 97 968

Mean* 4.33 3.98 4.23 4.01 4.15

Standard Deviation .62 .76 .64 .72 .70

*(5=Very Satisfactory, 4 =Satisfactory, 3=Neutral, 2=Unsatisfactory, 1=Very Unsatisfactory)

4.34

4.09

4.24

4.08

3.95

4

4.05

4.1

4.15

4.2

4.25

4.3

4.35

4.4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.8: Faculty response on improvement in students' exam

performance

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very Satisfactory (5)

Mean

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Table 3.12: Students' responses on take aways from lab work / practicals /assignments.

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Excellent Count 106 57 29 14 206

Percent 21.29% 8.10% 5.34% 7.78% 10.70%

Very Good Count 202 171 113 40 526

Percent 40.56% 24.29% 20.81% 22.22% 27.32%

Good Count 157 250 221 78 706

Percent 31.53% 35.51% 40.70% 43.33% 36.68%

Satisfactory Count 27 174 135 36 372

Percent 5.42% 24.72% 24.86% 20.00% 19.32%

Poor Count 6 52 45 12 115

Percent 1.20% 7.39% 8.29% 6.67% 5.97%

Total

Valid responses 498 704 543 180 1925

Not responded 4 9 15 8 36

Count 502 713 558 188 1961

Mean* 3.75 3.01 2.90 3.04 3.17

Standard Deviation .89 1.05 1.00 1.00 1.05

*(5=Excellent, 4=Very Good, 3=Good, 2=Satisfactory, 1=Poor,)

4.33

3.98

4.23

4.01

3.8

3.9

4

4.1

4.2

4.3

4.4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.9: Faculty response on quality of students attracted since

2009-10.

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very Satisfactory (5)

Mean

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Academic Progression

3.11 Learning outcomes for students have impacted their academic progression and here too,

the results have been encouraging as Table 3.13 shows. In the Indian technical education

scenario, there are two systems of evaluating students’ performance. In the conventional

university system, the colleges affiliated to a university comply with and participate in the

examination process, but the university owns and executes the process. This system

presumably helps ensure quality and consistency among a large number of constituent

colleges. On the other hand, in autonomous colleges the academic progression is monitored

using internal processes of evaluation. Only in exceptional cases, an external evaluation is

conducted. The students’ preference has been palpably in favour of the autonomous system

because of its agility and consequent speed of declaring results as 32 students (Table 3.14) in

their survey responses have listed autonomy as one of the three major strengths of their

institutions.

3.75

3.01

2.9

3.04

0

0.5

1

1.5

2

2.5

3

3.5

4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.10: Students' responses on take aways from lab work /

practicals /assignments.

Poor (1)

Satisfactory (2)

Good (3)

Very Good (4)

Excellent (5)

Mean

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Table 3.13: Students' mean feedback on academic progression

Questions from Schedule

‘S’ for Students

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

23. Your performance in

exams 3.61 3.22 3.09 3.20 3.28

24. Knowledge gained

during the course 3.58 3.20 3.10 3.25 3.28

25. Acquisition of practical

skills 3.43 3.02 2.87 2.96 3.08

26. Additional skills

required for professional

success

3.29 2.73 2.68 2.73 2.86

Scale (5=Excellent, 4=Very Good, 3=Good, 2=Satisfactory, 1=Poor)

Table: 3.14 Students' responses about three major strengths

Institutional Category Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Students considering

autonomy as a major

strength

17 8 4 3 32

3.12 The response cannot be ignored merely on the basis that the proposition of students

identifying autonomy as an institutional strength is small in comparison to the sample size.

Many institutions have migrated from the university system to the autonomous system with

autonomy being a pre-requisite for institutions to qualify for inclusion under TEQIP II. A few

institutions are cautious about changing the syllabus and system in a short span of time but all

the same, pursuing changes that enhance the value of students’ learning and employability.

Irrespective of the system of evaluation, the transition rates in the TEQIP-II colleges have

recorded a positive change. Across all TEQIP-II institutions in the country, this rate was 56%

in 2010-11 which went up to 58% in 2012-13 as per the MIS data on NPIU website.

3.13 For both systems of evaluation, the students believe that TEQIP-II has improved their

academic performance through better modes of instruction, better learning resources and

most importantly through the remedial coaching for potential learners, often labeled as weak

students or slow learners. Overall, 74% students have found the curriculum design to be good

as Table 3.15 and Figure 3.11 show. Further, 84% of the students are satisfied with their

performance in the examinations and out of the 16% who are dissatisfied, only 42% have

expressed satisfaction with the support provided to slow learners, which may be observed

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from Figure 3.12. From this, it seems that the benefits of support to slow learners is yet to

percolate down to the most needy. The support to slow learners was found satisfactory by

63% of students at the aggregate level and Table 3.16 with Figure 3.13 shows the variation

in satisfaction levels by student cohorts, generally perceived as performing below their

potential.

Table 3.15: Students' feedback on design of course curriculum

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Excellent Count 115 62 55 25 257

Percent 23.19 8.81 10.15 13.59 13.34

Very Good Count 185 153 113 59 510

Percent 37.30 21.73 20.85 32.07 26.48

Good Count 131 266 197 60 654

Percent 26.41 37.78 36.35 32.61 33.96

Satisfactory Count 52 165 130 31 378

Percent 10.48 23.44 23.99 16.85 19.63

Poor Count 13 58 47 9 127

Percent 2.62 8.24 8.67 4.89 6.59

Total

Valid responses 496 704 542 184 1926

Not responded 6 9 16 4 35

Count 502 713 558 188 1961

Mean* 3.68 2.99 3.00 3.33 3.20

Standard Deviation 1.02 1.07 1.10 1.06 1.10

*(5=Excellent,4=Very Good ,3=Good,2=Satisfactory, 1=Poor )

3.68

2.99

3

3.33

0

0.5

1

1.5

2

2.5

3

3.5

4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 3.11: Students' feedback on design of course curriculum

Poor (1)

Satisfactory (2)

Good (3)

Very Good (4)

Excellent (5)

Mean

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Table 3.16: Satisfaction levels by student categories about support for potential learners

Cohort Overall

Female

SC/ST

OBC

Religious

minorities,

physically

Handicapped,

others

Private

Unaided

407

(21.24%)

167

(23.72%)

42

(20.29%)

122

(20.64%)

13

(20.31%)

Government

Owned

296

(15.45%)

102

(14.49%)

40

(19.32%)

135

(22.84%)

17

(26.56%)

Government

Aided

418

(21.82%)

186

(26.42%)

33

(15.94%)

108

(18.27%)

8

(12.50%)

CFIs 83

(4.33%)

27

(3.84%)

4

(1.93%)

14

(2.37%)

5

(7.81%)

Aggregate

Satisfied level

1204

(62.84%)

482

(68.47%)

119

(57.49%)

379

(64.13%)

43

(67.19%)

Dissatisfied

Level

712

(37.16%)

222

(31.53%)

88

(42.51%)

212

(35.87%)

21

(32.81%)

Total Valid

responses

1916

(100.00%)

704

(100.00%)

207

(100.00%)

591

(100.00%)

64

(100.00%)

84%

Satisfied with

perfromance

in Exams

48% Satisfied with

support to slow

leaners

52% Not satisfied with

support to slow

learners

16% not satisfied with

performance in exams

Figure 3.12: Satisfaction level with performance in exams and support

to slow learners

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3.14 An open ended question was posed to the faculty for their opinion on the drivers of

student performance. Only 418 responded to this question and in their view, the good/

improving performance can be attributed to the following reasons (in descending order of

number of respondents)- remedial classes (18%), pedagogy and curriculum changes (16%),

Quality of students (10%), qualifications of staff and monitoring of student performance. A

smaller section of faculty members believed that rules and regulations at the institute level,

faculty-student relations, lab facilities, practical exposure to industry speakers and academic

programmes/ workshops also contributed to better performance. Among 938 faculty members

who responded to the question on improvement in transition rate from first to second year,

only 18 (2%) believed that the transition rate has not improved. According to them, the

reasons for poor performance was lack of students’ aptitude, inability to work hard and lack

of support environment at home, when they are enrolled as non-residential scholars. In

response to another open ended question on enablers of teaching quality, the faculty

community expressed need for more faculty development programmes, smart classrooms and

demonstrations, recruiting qualified and experienced faculty, lab facilities, industry-institute

collaboration, workshops and seminars, pedagogy, art of teaching, audio-visual aids, good

supporting infrastructure, etc. as illustrated in Table 3.17 with Figure 3.14.

68.5

57.2 64.1

0

10

20

30

40

50

60

70

80

Female SC / ST OBC

Fre

qu

ency

Student Cohorts

Figure 3.13: Satisfaction levels by student categories about support for

potential learners

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Table 3.17: Measures recommended by faculty members for improved quality of

teaching

Measures Frequency Percentage

Faculty development programs 84 13%

Smart classrooms and development programs 38 6%

Recruiting qualified and experienced faculty 32 5%

Better Lab facilities 26 4%

Industry Institute Interaction 26 4%

Workshops and seminars 26 4%

Pedagogy/Art of teaching/Audio Visual Aids 19 3%

Good supporting infrastructure 19 3%

Others 377 58%

Total 647 100%

Competency Development for Employability

3.15 According to studies conducted by various agencies, only one third of the graduating

engineers in the country are employable at the time of graduation. This is generally attributed

to weak curriculum design, lack of life skills and poor interpersonal skills. TEQIP-II

Faculty

development

programs , 13% Smart Classrooms

and development

programs , 6%

Recruiting qualified

and experienced

faculty , 5%

Better lab faciltites ,

4%

Industry Institute

Interaction , 4%

Workshops and

seminars , 4%

Pedagogy/Art of

teaching/Audio

Visual Aids , 3% Good supporting

infrastructure , 3%

Others , 58%

Figure 3.14: Measures recommended by faculty members for

improvement in quality of teaching

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institutions have given due importance to soft skill development, finishing schools, career

counseling and short term technical training for industry readiness. Apart from final year

students, this training also benefits the faculty members by highlighting the new

technological trends that could be incorporated into the syllabi. As may be seen from Table

3.18, nearly two third of the students surveyed are satisfied with the career guidance, soft

skills training, placement services and placement history of the institution. The case study of

one project institution namely the VNRVJIET, which has introduced a comprehensive career

visioning approach (Appendix 1) can be viewed as a good practice in the context of

enhancing employability.

Table 3.18: Students' mean level of satisfaction with employability initiatives

Questions from

Schedule ‘S’ for

Students

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

34. Career guidance

received 3.53 2.83 2.70 2.59 2.95

35. Soft skills &

Personality development 3.62 2.90 2.68 2.64 3.00

36. Placement related

services of your

institution

3.49 2.80 2.71 2.26 2.90

37. Placement record of

your institution 3.49 2.86 2.86 2.51 2.99

Scale ( 5=Excellent,4=Very Good , 3=Good, 2=Satisfactory, 1=Poor )

3.16 This evaluation study found evidence of a positive sentiment among the UG students

towards higher technical education. A good half of the surveyed UG students want to pursue

further education - in India or abroad, in reputed institutions of technology. The number is

also growing among PG students and research scholars as 35% of them showed interest in

pursuing a career in research and teaching. During focus group discussions, students

attributed their interest in higher studies to influence from expert speakers, faculty and senior

students who have become role-models, in making career choices. Out of 566 UG students

who opted for higher education (Table 3.19), the following reasons emerged as the key to

their choice- passion for research (14%), better prospects of employment (10%) and poor UG

placements (3%). A large number (19%) of students are opting for a job immediately after

their undergraduate courses out of compulsions to support the family income or lack of

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63

adequate financial support for their post graduate programme. This statistic further highlights

the need for enhancing the level of financial support to PG students for attracting better

quality as well as quantity.

Table 3.19: Reasons for pursuing higher education

Students opting for

higher education

Reasons for pursuing higher education

Passion

for

Research

Better Prospects

of Employment

Poor

Placements

Compulsion to

seek job

566 79 57 17 107

100% 14% 10% 3% 19%

3.17 Focus interviews with select recruiters and alumni also highlighted the need for revising

the curriculum to make it more rigorous. Majority of industries require practical knowledge

in contrast to the textbook knowledge. Industry recruiters also expect fundamental reasoning

skills, interpersonal communication and reading comprehension. The recruiters emphasized

the importance of team spirit apart from core analytical abilities as key criteria for

recruitment. Absence of soft skills among engineering graduates has driven out many

industries, which now prefer to recruit from urban areas only. A study of Tables 3.20 and

3.20A corroborates this view of the recruiters which must be viewed against the background

of the strong association between the perceived knowledge gained by the students during the

course and career guidance received by them as borne out from the cross-tabulation in Box

3.2. While 82% of students believed that they were gaining knowledge during the course,

only 72% claimed that practical skills were acquired. 65% of students did say that additional

skills necessary for professional success were achieved, but fewer than 50% opined that

interaction with industry was good enough for becoming employable. During focus group

discussions, some students shared their displeasure over the fact that their courses were not

aligned with the industry needs, and needed overhaul. Chapter 5 discusses the challenges of

Industry Institution Interaction and the progress under TEQIP.

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Table 3.20: Percentage of student responses on employability related factors

Questions from Schedule

‘S’ for Students

Excellent

(%)

Very Good

(%)

Good

(%)

Satisfactory

(%)

Poor

(%)

24. Knowledge gained

during the course

7.4 32.7 41.7 16.1 2

25. Acquisition of practical

skills

7.8 27 37.3 21.4 6.6

26. Additional skills required

for professional success

5.1 21.4 38.8 23.9 10.8

21. Interaction with industry 7.3 15.8 26.6 25.2 25

Table 3.20 A: Mean feedback of student responses on employability related factors by

institutional groups

Questions from Schedule

‘S’ for Students

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

24. Knowledge gained

during the course 3.58 3.20 3.10 3.25 3.28

25. Acquisition of practical

skills 3.43 3.02 2.87 2.96 3.08

26. Additional skills

required for professional

success

3.29 2.73 2.68 2.73 2.86

21. Interaction with

industry 3.07 2.48 2.29 2.18 2.55

Scale (5=Excellent,4=Very Good , 3=Good, 2=Satisfactory1=Poor)

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65

Box 3.2: Chi Square Test of knowledge gained during the course by students on

career guidance.

Count

Career guidance received Total

Poor Satisfactory Good Very

Good

Excellent

Knowledge

gained during

the course

Poor 13 18 6 2 0 39

Satisfactory 66 145 81 16 3 311

Good 74 224 351 131 23 803

Very Good 36 68 203 238 89 634

Excellent 4 7 29 64 36 140

Total 193 462 670 451 151 1927

Chi-Square Tests

Value df Asymp. Sig. (2-

sided)

Pearson Chi-Square 552.081a 16 .000

Likelihood Ratio 552.673 16 .000

Linear-by-Linear Association 432.955 1 .000

N of Valid Cases 1927

Interpretation: The above test confirms the association between the perceived

knowledge gain by the students during the course and the career guidance provided by

the institutions.

Conclusions

3.18 Faculty groups across all categories of institutions highlighted the crumbling state of

infrastructure and need for investments to upgrade equipments and facilities. The initiatives

under TEQIP in development and maintenance of class room facilities, laboratories and

libraries have brought in a welcome change, particularly for resource strapped government

institutions. Over 87% of the faculty have expressed satisfaction with the improvement in

learning infrastructure and ambiance. Further, close to 75% of students have expressed that

the environment for curriculum learning was satisfactory. The capacity building of faculty

has made an enduring impact. Apart from structured training programmes on technical topics,

pedagogy and management, the faculty have benefitted from networking opportunities like

conferences, seminars and publications. To investigate the relationship between the faculty's

perception of a growing scholastic and learning orientation among students, a regression was

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run with the students' responses to question nos. S10-S14 and S19-S25. The results are

presented in Box 3.3.

Box 3.3: Regression of faculty perception regarding the scholastic and learning

orientation of the students as dependent on various students' responses.

Model Summary

Model R

R

Square

Adjusted

R Square

Std. Error of

the Estimate

Change Statistics

R Square

Change

F

Change df1 df2

Sig. F

Change

1 .851a .724 .530 .180696 .724 3.721 12 17 .007

Coefficientsa

Model

Unstandardized

Coefficients

Standardized

Coefficients

t Sig. B Std. Error Beta

1 (Constant) 3.247 .472 6.874 .000

S10 Teaching Skills of the faculty -.278 .291 -.432 -.952 .354

S11 Teaching aids used by the

faculty .430 .230 .768 1.871 .079

S12 Lecture notes provided by

faculty -.304 .261 -.526 -1.164 .261

S13 Take aways from lab work ,

practicals and assignments .443 .253 .835 1.747 .099

S14 Relevance of project work /

Internship to your learning -.429 .206 -.734 -2.084 .053

S19 Support for self learning .157 .234 .239 .670 .512

S20 Conferences/professional

activities and other Learning

events

.424 .140 .789 3.026 .008

S21 Interaction with industry .105 .162 .225 .650 .524

S22 Interaction with alumni -.160 .138 -.313 -1.157 .263

S23 Your performance in exams -.707 .396 -.831 -1.788 .092

S24 Knowledge gained during the

course .992 .495 1.221 2.006 .061

S25 Acquisition of practical skills -.426 .278 -.679 -1.528 .145

Interpretation: Knowledge of students gained during the course stands out as significantly

determining the faculty perception of the former's scholastic orientation followed by

students' take-aways from lab work, practical and assignment as well as quality of project

work. In other words, faculty's perception of the improvement in the scholastic orientation of

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the students could change as high as 99 units with one unit change in the perception of

students about the knowledge gained by them during the course. Over all, with the R2 value

of 0.72 shown above, the model appears better than other combinations that were tried.

3.21 The expanded horizons of faculty members have started showing results inside the

classrooms and laboratories, as the student feedback has shown. Academic progression of

weak students is beginning to improve. Though there is a need to make customized

intervention to reach out students belonging to socially disadvantaged groups. Updating

curriculum to make it industry relevant remains a pain point particularly in new economy

disciplines, but here too, the accent on autonomy and industry inter-face is driving the

conventional Boards of Studies to rethink. The response from both faculty and students of

private institution has been the most positive followed by the government aided and

government institution in regard to learning ambiance while the government institutions are

more positive about students' academic progression compared to the government aided

institutions.

3.22 There has been an unprecedented increase in awareness about the issues of

employability and well rounded development of engineers. TEQIP II initiatives for

development of soft skills and the concept of finishing school have been well received by

many senior students. Employability of postgraduates remains, however, an area of concern.

Improved quality of technical education requires a conducive physical infrastructure, a

mature culture of learning, proficient faculty, excellent teaching-learning processes, and most

importantly, a matching curriculum. In spite of slower financial releases, TEQIP II has

brought about a vibrant change in the mindset of people and culture of organizations. The

forward movement towards excellence in technical education could be said to have begun

with this impact on basic academic processes.

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Chapter 4: Growing Research Orientation and Publications

Introduction

4.1 The increased emphasis on excellence in engineering education through TEQIP II is most

visible in the form of a better research culture at the participant institutions. Across the 30

sampled institutions of all categories and states, this reverberated as one of the major

outcomes of TEQIP as there was a consensus among all stakeholders that the interest of

faculty towards research has improved considerably. In every sampled institution, even the

faculty member who was least motivated towards research and publications has aspired for a

conference presentation, a journal paper, or a sponsored research study. Increased number of

postgraduate programmes and increased intake of research scholars particularly in component

1.2 institutions have helped elevate their research profile. This chapter brings out the role and

impact that TEQIP has had on the research profile of the project institutions.

Research Orientation

4.2 Unless there are faculty members with doctorate or post doctoral qualifications with

sustained research exposure, it is very difficult to establish a culture of research excellence in

an institution. At the inception of TEQIP II, in the 190 participating institutions, only 55% of

the faculty members had postgraduate qualification. Another 18% of the faculty were in the

process of upgrading their qualifications. Thus, a meagre 73% of faculty members, in all the

190 TEQIP institutions either possessed or were pursuing a postgraduate/doctoral

qualification. By April 2014, this number went up substantially to 89%. At the level of the

sampled 968 members of faculty, the figure matches at 94% as Tables 4.1A and 4.1B show.

The drop in the percentage of faculty with only undergraduate qualification is a significant

achievement for TEQIP as no research orientation can be developed among the faculty who

do not have post-graduate qualification. Interestingly, faculty in private and government

aided institutions have taken the best advantage of TEQIP in upgrading their qualifications

which also suggests that these two categories of institutions also accounted for a higher

proportion of undergraduate teachers in the pre-TEQIP period.

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Table 4.1A: Faculty response on qualifications acquired during TEQIP-II

Response Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Yes Count 156 167 92 28 443

Percent 60.00% 51.54% 36.51% 30.11% 47.69%

No* Count 104 157 160 65 486

Percent 40.00% 48.46% 63.49% 69.89% 52.31%

Total

Valid responses 260 324 252 93 929

Not responded 9 16 9 4 39

Count 269 340 261 97 968

* Includes 429 faculty already holding post graduate qualification.

Table 4.1B: Break up of faculty whose response was "No" in Table 4.1A

Pre-TEQIP

Qualifications

of faculty

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

PhD 49 43 76 48 216

PG 48 84 69 12 213

UG** 7 30 15 5 57

Total 104 157 160 65 486

** Excluding the 57 undergraduate teachers who responded with "No" during the survey,

the proportion of faculty with post graduate qualification in the sample of 929 who

responded to the survey stands at 94%.

4.3 As depicted in Table 4.2, faculty members strongly agreed that there has been a positive

change towards research orientation in their respective institutions. Apart from overall

motivation for research, there is an improvement in the support system for research,

networking opportunities, and collaborative research. The association between the level of

academic qualification of the faculty and their perceptions of support system for pursuing

research was established through a chi-square test shown in Box 4.1 and a similar association

between opportunities for faculty to network through participation in conferences and

seminars by their motivation for pursuing research was also confirmed through a chi-square

test (Box 4.2). Among the post-graduate students and research scholars, there was

overwhelming satisfaction over the conferences and other professional events, with 594

(83%) respondents out of 717 expressing satisfaction. Nearly 1/3rd (235 of the 725) of post-

graduate students and research scholars surveyed during the study responded to an open

ended question stating that quality of facilities for research and development is a major area

of strength in their institution, now. Another 50 quoted other research related activities

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(conferences, IEEE chapter, journal subscriptions etc.) as the major strengths of their

institution. The motivation among institutions to create a brand image around research is a

significant achievement for institutions, as most engineering institutions in the country

generally focus on undergraduate education and teaching.

Table 4.2 Mean feedback from faculty about research culture in TEQIP-II institutions.

Questions from ‘F’ Survey

schedule

Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

16 In your institute, collaborative

and multi disciplinary research

have been encouraged and well

supported

4.40 3.96 4.05 4.09 4.12

17 Is there a growth in

opportunities (such as

participation in conferences ,

seminars etc ) for networking

with peers in your field outside

the institute

4.68 4.35 4.61 4.36 4.51

18 The support system for

pursuing research in your

institute now is

4.40 3.92 4.15 3.90 4.11

19 Overall, there is increased

academic freedom and motivation

for pursuing research in your

institute

4.55 4.07 4.34 4.21 4.29

Scale (5=Strongly Agree, 4=Agree, 3=Can't Say, 2=Disagree, 1=Strongly Disagree)

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Box 4.1: Chi Square Test of faculty's academic qualification by their perception of the

support system for pursuing research

Count

The support system for pursuing research in your institute

Total

Very

unsatisfactory

Unsatisfa

ctory Neutral

Satisfactor

y

Very

Satisfactory

Academic

Qualification

PhD 6 19 12 250 198 485

PG 2 24 38 233 93 390

UG 3 4 17 44 11 79

Total 11 47 67 527 302 954

Chi-Square Tests

Value df

Asymp. Sig. (2-

sided)

Pearson Chi-Square 81.315a 8 .000

Likelihood Ratio 77.440 8 .000

Linear-by-Linear Association 43.353 1 .000

N of Valid Cases 954

Interpretation: The chi-square test confirms a statistically significant association

between the faculty's academic background and their perception of the support system for

pursuing research in their research institutions.

4.4 In response to another open ended question, 117 or 16% post-graduate students and

research scholars admitted to have benefitted from advanced equipments acquired under

TEQIP and a much higher 260 (36%) admitted to having benefitted from improved library

facilities, patents, publications, research funds, workshops, etc. Another positive outcome of

TEQIP has been the sheer increase in number of postgraduate students and research scholars

on campus. According to heads of 16 out of 30 sampled institutions, the postgraduate/PhD

enrollment that they have had in the last couple of years could not have been possible without

TEQIP. Several TEQIP institutions have also started schemes such as Research Excellence

for Undergraduate students, wherein the UG students get funding for their experimental set-

up or for making prototypes. During focus group discussions with students and faculty, it was

shared that the quality of student projects has improved, and several students are motivated to

undertake patentable projects. Faculty from several institutions were emphatic about the

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improvements in the quality of postgraduate and PhD dissertations. Thus, from UG students

to senior faculty members, there has been a change in the orientation of the stakeholders with

regard to quality and quantum of research activities.

Box 4.2: Chi Square Test of opportunities for faculty to participate in conferences by

motivation for pursuing research.

Count

Overall, there is increased academic freedom

and motivation for pursuing research in your

institute

Total

Strongly

Agree

Agree Can't

Say

Disagree Strongly

Disagree

Is there a

growth in

opportunities

(such as

participation in

conferences ,

seminars etc )

for networking

with peers in

your field

outside the

institute

Strongly

Disagree 2 1 0 5 0 8

Disagree 0 2 2 6 0 10

Can't Say 0 3 3 14 2 22

Agree 2 20 29 239 61 351

Strongly

Agree 2 2 8 216 330 558

Total 6 28 42 480 393 949

Chi-Square Tests

Value df Asymp. Sig. (2-

sided)

Pearson Chi-Square 293.829a 16 .000

Likelihood Ratio 240.945 16 .000

Linear-by-Linear Association 186.402 1 .000

N of Valid Cases 949

Interpretation: A statistically significant association is evident from the above test

between opportunities for faculty to participate in academic events like conferences

and seminars and their motivation to pursue research.

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Publications and Research Projects

4.5 Increased research activity has started showing an increase in the number of publications

- both as papers in refereed journals and conference / seminar proceedings. According to

TEQIP II MIS data collected at national level, the number of research publications in refereed

domestic journals has increased from 2008 in the year 2010-11 to 2641 in 2012-13, as may be

seen from Table 4.3. Further, the number of publications in international journals has gone

up from 4417 to 8178 during the same period. The actual numbers on the ground are likely to

be higher due to delays in reporting. The trend among the TEQIP institutions is unmistakably

towards enhancing the visibility of research work through international publications even if it

meant a drop in the number of books published.

Table 4.3 : Progress of research publications in 190 TEQIP Institutions

Category of Publication

No. of Research Publications

2010-11

(Pre-TEQIP)

2011-12 2012-13 % Change

Research publications in

refereed Indian journals

2008 2710 2641 32%

Research publications in

refereed Foreign journals

4417 7134 8178 85%

No. of Books 1095 465 436 - 40%

Source : TEQIP NPIU-MIS, July, 2014

4.6 Since refereed publications in high impact international journals is a preferred measure of

excellence in research, TEQIP has triggered a positive change in research orientation.

Analysed by institutional categories, as Table 4.4 conveys, the mean level of publications

was the highest for CFIs in the year 2012-13 followed by the government aided, private and

government owned institutions in that order. An ANOVA across the mean performance of the

four institutional categories further confirmed the statistical significance the differential

performance among above institutional categories as Box 4.3 shows. As one would expect,

the institutions implementing sub-component 1.2 have a more impressive record of

publications compared to the sub-component 1.1 institutions and an independent samples t-

test also confirmed the difference in the mean publications of these two categories of

institutions as statistically significant (Box 4.4).

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Table 4.4 : Cohort-wise break of research publications (domestic & international) for

2012-13

Cohort

No of

Instit

utions

No of

Public

ations

Mean

Component 1.1 Component 1.2

No of

Institu

tions

No of

Publicat

ions

Mean

No of

Institu

tions

No of

Publicati

ons

Mean

Private

Unaided 37 4068 110 23 2118 92 14 1950 139

Govern

ment

Aided

41 4833 118 18 1241 69 23 3592 156

Govern

ment

Owned

87 6109 70 64 3036 47 23 3073 134

CFIs 25 5940 238 8 1290 161 17 4650 274

Aggrega

te 190 20950 110 113 7685 68 77 13265 172

Source : TEQIP NPIU-MIS, July, 2014

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Box 4.3: ANOVA of 'mean' difference in level of publications (Table 4.4)

No. of Publications

Sum of Squares df Mean Square F Sig.

Between Groups 547259.709 3 182419.903 9.173 .000

Within Groups 3698749.133 186 19885.748

Total 4246008.842 189

Post Hoc Test Multiple Comparisons

Dependent Variable: No. of Publications

Tukey HSD

(I) Category (J) Category Mean

Difference

(I-J)

Std.

Error

Sig. 95% Confidence

Interval

Lower

Bound

Upper

Bound

Private

Unaided

Government Aided -7.932 31.976 .995 -90.83 74.96

Government Owned 39.728 27.677 .479 -32.02 111.48

CFIs -127.654* 36.509 .003 -222.30 -33.01

Government

Aided

Private Unaided 7.932 31.976 .995 -74.96 90.83

Government Owned 47.660 26.713 .284 -21.59 116.91

CFIs -119.722* 35.783 .005 -212.49 -26.96

Government

Owned

Private Unaided -39.728 27.677 .479 -111.48 32.02

Government Aided -47.660 26.713 .284 -116.91 21.59

CFIs -167.382* 32.000 .000 -250.34 -84.42

CFIs

Private Unaided 127.654* 36.509 .003 33.01 222.30

Government Aided 119.722* 35.783 .005 26.96 212.49

Government Owned 167.382* 32.000 .000 84.42 250.34

Interpretation : *. The mean difference is significant at the 0.05 level confirming the

difference in performance in regard to the record of publications across the four institutional

cohorts. However, multiple comparisons through the Tukey HSD test shows that the difference

in performance between the private, government aided and government owned is not

significant.

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Box 4.4: Independent Sample T-test comparing mean levels of publications between sub-

component 1.1 and 1.2 institutions

Group Statistics

Component N Mean Std.

Deviation

Std. Error Mean

No. of

Publications

Component 1.1 113 67.56 82.037 7.717

Component 1.2 77 172.94 198.140 22.580

Independent Sample T test

No. of Publications

Equal

variances

assumed

Equal variances not

assumed

t-test for

Equality of

Means

t -5.058 -4.416

df 188 93.923

Sig. (2-tailed) 0.00 0.00

Mean Difference -105.378 -105.378

Std. Error Difference 20.835 23.863

Interpretation: The above 'means' of publications between sub-component 1.1 and 1.2

institutions are different at a significance level of 0.05.

4.7 Further, TEQIP MIS data at the national level also shows that nearly 100 patents have

been filed every year since 2010-11. Here again, the actual numbers are likely to be higher

due to delays in reporting. For instance, one institution ICT Mumbai alone has filed 22

patents during 2 years of TEQIP II. Table 4.5 shows the progress of the sampled institutions

with regard to sponsored research and patents for the year 2012-13.

Table 4.5: Sponsored research activity in TEQIP-II institutions-2012-13

Cohort Wise Projects from funding

agencies (AICTE / UGC /

CSIR / etc)

Industry

Sponsored

Research

Projects

Patents Filed /

Granted

Private Unaided 42 2 30

Government Aided 126 44 28/12

Government Owned 20 4 5/2

CFIs 26 0 15/4

Aggregate 214 50 78/18

Source : TEQIP NPIU-MIS, July, 2014

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4.8 The number of networking events has also gone up significantly, as over 200 events were

conducted at the 30 sampled institutions. Table 4.6 gives a breakup of the number of events

organized during the TEQIP II period by the sampled institutions. Across all the institutional

sub-groups, the activity levels have recorded significant growth during the project period as

the CFIs demonstrated a significant growth of over 300% in the conduct of seminars. The

government owned institutions showed appreciable increase in organising workshops

followed by the private institutions. In the matter of organising conferences, again the CFIs

have made very good progress between 2010-11 and 2013-14 with the private and

government owned institutions showing a drop in this category of events. At the aggregate

level, TEQIP has provided an impetus to knowledge exchange and dissemination as all

categories of institutions have shown considerable initiative in promoting one type of activity

or the other.

Table 4.6: Growth in seminars and conferences at the sampled institutions

Cohort Wise Private

Unaided

Governme

nt Aided

Governme

nt Owned CFIs Aggregate

Seminars

conducted

2010-2011 45 23 9 16 93

2011-2012 40 25 3 14 82

2012-2013 82 60 14 39 195

2013-2014 94 50 18 50 212

Workshops

conducted

2010-2011 47 33 7 11 98

2011-2012 43 31 7 16 97

2012-2013 119 48 44 26 237

2013-2014 111 53 55 18 237

Conferences

/ Symposia

Conducted

2010-2011 41 11 24 12 88

2011-2012 17 5 1 10 33

2012-2013 13 10 11 13 47

2013-2014 18 13 7 64 102

Research Intake at TEQIP Institutions

4.9 Heads of TEQIP II institutions, particularly those implementing sub-component 1.2, have

elaborated on the momentous improvements in research related activities in their institutions.

Apart from increase in post-graduate student intake and research projects, the institutions are

attributing their recognition as university research centres (PhD enrollment), creation of

centralised research labs, achieving deemed university status and research publications, etc.

to the support and motivation received under TEQIP II. An analysis of qualitative written

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responses from the heads is represented in Figure 4.1. The number of PhD registrations (full-

time or part-time) and number of publications were quoted most frequently. The increase in

PhD registrations in case of deemed universities and CFIs is considered to be a major boost to

research activities.

4.10 For many other institutions, setting up of research centres has been a step forward.

Research centres permit the scholars registered with the affiliating university to perform their

thesis related research work. Several heads of institution stressed that presence of research

scholars on campus has provided a push for research, and moved the focus of institutions

from undergraduate teaching to a holistic professional education. TEQIP II has provided a

boost to the sheer number of researchers on campus, through scholarships and creation of

common facilities for research. For instance, at University of Calcutta, Kolkata, the total

number of enrolled researchers today is 309 (2012-13) whereas in the pre-TEQIP II period

(2010-11), the total number of enrolled student had been only 135. A more prominent

example was of the National Institute of Technology Rourkela which saw a quantum jump in

the number of doctoral students as the case study “National Institute of Technology, Rourkela

– Quantum Leap in Research” (Appendix 2) illustrates.

PhD Registrations /

Research center for

part time

27%

Sponsored research

projects

10%

Publications

30%

R&D committee or

other organizational

reforms

10%

Internal revenue

generation

10%

Faculty registering

for PhD

10%

Lab Upgradation

3%

Figure 4.1: Responses from HOIs about changes in research profile

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4.11 Enhancement in research intake was also complemented with several other measures,

such as better support for sponsored research projects, formation of research and

development committees, encouragement for faculty to publish and upgradation of laboratory

infrastructure. In their response to open ended questions, four institutional heads highlighted

the role of research and development committees in selecting and promoting research

proposals from faculty as well as students. These institutions are considering extension of the

scope of the committees to non-TEQIP funded projects as well.

Conclusion

4.12 It is beyond doubt that TEQIP II has brought about an elevated research orientation

among faculty members and students, making a break from the traditional teaching based

orientation. With availability of funding, the quality and quantity of research output has

visibly improved. In addition, the improvements in support systems for research have been

appreciated by both students and faculty. The management of institutions have begun to

recognize the role of postgraduate and doctoral scholars in bringing excellence to institutions.

Acquisition of higher qualifications by faculty has contributed so much to this change.

Coupled with a spurt in the conduct of academic events and activities aimed at knowledge

exchange and dissemination, the level of research publications has shown a marked

improvement. A notable feature of this progress in published work has been the shift in focus

from domestic journals to international ones which has shown an 85% increase in 2012-13

over 2010-11 and would potentially fetch more visibility to the researchers. At the cohort

level, both in the number of publications as well as organising academic events, the CFIs

have clearly stood out.

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Chapter 5: TEQIP Impact on Industry-Institution Interaction (III)

Introduction

5.1 Knowledge is a critical resource in today’s economy. Knowledge is being created and

disseminated in various ways by many different players, including the industry which

generates applied knowledge through its own research and development efforts. In this

context, partnership of technical education institutions with industry assumes much

significance, since the knowledge imparted by the institutions to their graduating students

must primarily bear relevance to the industry needs, while addressing the higher level

concerns of the society and the nation at large. A primary deliverable of the TEQIP for

institutions participating in both Sub-components 1.1 and 1.2 of the project has been

increased collaboration with industry to be evidenced by the ability of the institutions to

market their graduates and research/ consultancy services to the industry. This chapter

evaluates the impact of TEQIP on the Industry-Institution Interaction (III).

III Practices- International and National

5.2 Industry-Institution Interaction has been practised the world over in various ways like,

higher education institutions offering industrial extension services, consulting services,

industry coming forward to donate equipment, joint sponsorship of education programmes,

exchange of personnel and industry funded research programmes, etc. Well organized fora

such as the faculty development bodies, innovation centres, research parks, and industry

chambers have traditionally taken the lead in co-ordinating and facilitating III activities,

which mainly aim at (1) Exchange of knowledge and resources, (2) Value creation for mutual

benefit, and (3) Synergy for all stakeholders. As a UNESCO study notes, III can be nurtured

in several ways, including:

attracting additional funds for teaching and research

increasing financial autonomy for higher education institutions

co-operative research with enterprises/industries

acquisition of or access to modern equipments & facilities

opportunities for staff and students to familiarise with state-of-the-art technology

improved interaction and launch of industry-oriented degree programmes;

improved training and employment prospects for students.

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5.3 In the Indian context, higher educational institutions have been interacting with the

industries mainly for students’ visits to industry and for guest lectures by the industry

personnel. With the liberalization and globalization of economy, there is much scope for the

institutions, particularly those offering technical and professional courses to provide

consultancy services, but the industry’s preference is generally for the premier institutions

like the Indian Institutes of Technology, Indian Institutes of Management (IIMs), the Indian

Institute of Science (IISc) and high end research laboratories. With the focus that TEQIP has

brought to III, the project institutions are beginning to approach the industry for both research

and consulting engagements. Though the progress is very slow in regard to III, a few

institutions have managed to obtain funding from the Department of Science & Technology,

GoI and other central and state level departments/ agencies for research and there is evidence

of institutions making varying levels of effort to associate with industries for consulting

work, student internships and placements.

Progress of III in TEQIP Institutions

5.4 TEQIP has laid great emphasis on III as a determinant of quality of technical education in

the project and is monitored closely by the National and State level steering committees as

well as the NPIU and SPFUs as a key performance indicator in the implementation of the

project. Successive project reviews at various levels and the Joint Review Missions have also

been motivating the project institutions to step up efforts towards stronger III linkages. The

project envisaged an organisational structure linking a National Private Sector Advisory

Group to State Level Advisory Groups and further down to III Cells at the state and

institutional levels. The Project Implementation Plan (PIP) sets out the guidelines for

constituting institution level III Cells, with a well defined composition and suggested

activities as well as deliverables. Efforts have been made by the GoI in the MHRD to bring

national chambers of commerce and industry closer to the TEQIP institutions and to promote

memoranda of understanding between the industry and institutions, through national and

regional workshops.

5.5 Despite all these efforts and campaign, the progress on the III front remains modest, as

the evaluation study team discovered during the course of the FGDs with students and faculty

as well as during the focus interviews with heads of institution and members of the BoG. As

Table 5.1 and Figure 5.1 depict, only one half of over 1950 students who responded to the

evaluation survey, found the III to be good or better in their institutions. As in other areas, the

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feedback from the students of private institutions was more encouraging followed by the

government aided and government owned institutions. Again the reason for this could be the

lower baseline from where the private institutions have been operating. Out of the numerous

indicators of institutional performance on which the students’ views were sought during the

survey, the weakest response has been in regard to III.

5.6 More than the survey feedback, the concern expressed by the students during the FGDs

pointed to a level of despair that could not have been captured in a ‘survey-only' approach,

howsoever well designed and administered. In institution after institution, students would rise

up emotionally in their seats and assert during the FGDs that if only their institution could

provide a reasonable opportunity to interact with the industry, their learning outcomes could

have been richer. This perhaps explains the response of students to a question posed during

the survey to only those who had spent more than two years on the campus (Qn. 45.V of

Annexure 2.3), which indicated that only 67% of them found the efforts of the institutions at

building up their employability skills to be good as may be observed from Table 5.2.

Surprisingly, both CFIs and government institutions score lower than the aggregate mean on

the employability skills imparted by them.

Table 5.1: Students' responses to III

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Excellent Count 64 47 23 6 140

Percent 12.93% 6.72% 4.19% 3.30% 7.27%

Very Good Count 131 107 50 17 305

Percent 26.46% 15.31% 9.11% 9.34% 15.84%

Good Count 147 179 148 39 513

Percent 29.70% 25.61% 26.96% 21.43% 26.65%

Satisfactory Count 83 169 172 62 486

Percent 16.77% 24.18% 31.33% 34.07% 25.25%

Poor Count 70 197 156 58 481

Percent 14.14% 28.18% 28.42% 31.87% 24.99%

Total

Valid responses 495 699 549 182 1925

Not responded 7 14 9 6 36

Count 502 713 558 188 1961

Mean* 3.07 2.48 2.29 2.18 2.55

Standard Deviation 1.23 1.23 1.10 1.08 1.23

*(5=Excellent , 4=Very Good , 3=Good , 2=Satisfactory,1=Poor)

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Table 5.2: Mean feedback of student responses on improvement in institute (who has

completed more than two years in institute)

Questions from “S”

Survey schedule Private

Unaided

Government

Aided

Government

Owned CFIs Aggregate

(45)i. Quality of

instruction 3.50 3.03 2.85 3.01 3.10

(45)ii. Learning

environment and

ambiance

3.59 3.10 2.95 3.25 3.20

(45)iii. Academic

progression 3.59 3.17 2.93 3.25 3.22

(45)iv. Management

and infrastructure 3.60 3.12 2.80 3.42 3.18

(45)v. Employability

skills 3.41 2.95 2.70 2.63 2.97

Scale (5=Excellent,4=Satisfactory,3=Good,4=Very Good,5=Poor)

3.07

2.48 2.29

2.18

0

0.5

1

1.5

2

2.5

3

3.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 5.1: Students' responses to III

Poor (1)

Satisfactory (2)

Good (3)

Very Good (4)

Excellent (5)

Mean

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Impact of TEQIP on III

5.7 The students’ feedback notwithstanding, it would be wrong to infer that TEQIP has had

no impact on III in the project institutions. The impact could have been more objectively

evaluated if a baseline indicator of the students’ satisfaction levels with III in their institutions

was available for the pre-TEQIP period. If one were to go by the views of the faculty

members who were surveyed and very likely in a better position to compare the III status

with the pre-TEQIP period for obvious reason of longer stay, it certainly points to an

improvement, as Table 5.3 with Figure 5.2 and Table 5.4 with Figure 5.3 bear out. While

the faculty in private institutions are the most satisfied with improvements in III, between the

government and government aided institutions the fomer have conveyed a higher level of

satisfaction over the progress of III and the lower mean is recorded by the faculty of CFIs. An

ANOVA comparing the mean levels of faculty satisfaction with improvements in III across

the institutional categories, confirmed the difference as statistically significant, which may be

observed from Box 5.1. Though the faculty did believe that there was huge scope for

strengthening the III linkages in their institutions and they have made many useful

suggestions in this regard as Table 5.5 highlights, there was considerable evidence that

emerged during the FGDs pointing to the progress made under TEQIP and how the III efforts

were beginning to produce incipient results. For instance, the faculty team at the JNTU,

Kakinada shared that during a III.seminar, the idea of a PG course in Petroleum and Petro-

chemicals was mooted and was effectively followed up.

Table 5.3: Faculty responses on improvement in III

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

satisfactory

Count 96 44 36 6 182

Percent 36.50% 13.37% 14.34% 6.45% 19.44%

Satisfactory Count 150 205 165 49 569

Percent 57.03% 62.31% 65.74% 52.69% 60.79%

Neutral Count 12 54 29 25 120

Percent 4.56% 16.41% 11.55% 26.88% 12.82%

Unsatisfactory Count 4 20 20 13 57

Percent 1.52% 6.08% 7.97% 13.98% 6.09%

Very

unsatisfactory

Count 1 6 1 0 8

Percent 0.38% 1.82% 0.40% 0.00% 0.85%

Total

Valid responses 263 329 251 93 936

Not responded 6 11 10 4 32

Count 269 340 261 97 968

Mean* 4.28 3.79 3.86 3.52 3.92

Standard Deviation .66 .82 .77 .82 .80

*(5=Very Satisfactory, 4=Satisfactory, 3=Neutral, 2=Unsatisfactory, 1=Very Unsatisfactory)

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Table 5.4: Faculty perception about students' benefit from III

Scale* Respondents Private

Unaided

Government

Aided

Governmen

t Owned

CFI's Aggregat

e

Strongly

Agree

Count 118 60 66 16 260

Percent 44.36% 18.52% 25.98% 18.18% 27.90%

Agree Count 134 209 157 52 552

Percent 50.38% 64.51% 61.81% 59.09% 59.23%

Can't Say Count 11 35 26 14 86

Percent 4.14% 10.80% 10.24% 15.91% 9.23%

Disagree Count 3 13 5 4 25

Percent 1.13% 4.01% 1.97% 4.55% 2.68%

Strongly

Disagree

Count 0 7 0 2 9

Percent 0.00% 2.16% 0.00% 2.27% 0.97%

Total

Valid responses 266 324 254 88 932

Not responded 3 16 7 9 36

Count 269 340 261 97 968

Mean* 4.38 3.93 4.12 3.86 4.10

Standard Deviation .62 .80 .65 .85 .75

*(5=Strongly agree,4=Agree,3=Can’t Say,4=Disagree,5=Strongly disagree)

4.28

3.79

3.86

3.52

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private Unaided Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 5.2: Faculty responses on improvement in III

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very satisfactory (5)

Mean

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4.38

3.93

4.12

3.86

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

4.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private Unaided Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 5.3: Faculty perception about students' benefit from III

Strongly Disagree (1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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Box 5.1: ANOVA of faculty response (Table 5.3) on improvement in III

Sum of Squares df Mean

Square

F Sig.

Between Groups 55.084 3 18.361 31.646 .000

Within Groups 540.745 932 .580

Total 595.829 935

Post Hoc Tests Multiple Comparisons

Dependent Variable: Faculty responses on improvement in Industry- Institute -

Interaction

Tukey HSD

(I) Category (J) Category Mean

Difference

(I-J)

Std.

Error

Sig. 95% Confidence

Interval

Lower

Bound

Upper

Bound

Private

Unaided

Government Owned .421* .067 .000 .25 .59

Government Aided .484* .063 .000 .32 .65

CFIs .761* .092 .000 .52 1.00

Government

Owned

Private Unaided -.421* .067 .000 -.59 -.25

Government Aided .063 .064 .755 -.10 .23

CFIs .340* .092 .001 .10 .58

Government

Aided

Private Unaided -.484* .063 .000 -.65 -.32

Government Owned -.063 .064 .755 -.23 .10

CFIs .277* .089 .011 .05 .51

CFIs

Private Unaided -.761* .092 .000 -1.00 -.52

Government Owned -.340* .092 .001 -.58 -.10

Government Aided -.277* .089 .011 -.51 -.05

Interpretation: *. The mean difference is significant at the 0.05 level implying that the

mean level of perception among faculty of all the four categories of institutions are

statistically significant. However, as the Post Hoc Test for multiple comparisons shows,

the difference between government owned and government aided colleges is not

significant.

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Table 5.5: Suggestions from faculty for strengthening III

S.No Response Frequency

1 At least one visit by every batch of students to an industrial unit in each

semester

240

2 Invite senior personnel from industry to deliver guest lectures on various

topics

181

3 Design the project work for students keeping in view their relevance for

industry

155

4 Institutions must sign a minimum no. of Memoranda of Understanding

(MOUs) annually

66

5 Active collaborative with industry at the curriculum design stage 63

6 Strengthen R&D linkages between faculty and industry 46

7 Organize technology fairs jointly with industry 42

8 Motivate industry to endow chairs for senior faculty in their institution 21

9 Ensuring a mix of industry personnel and pure academics in the faculty

ranks

20

10 Constitute separate III cell in each institution 18

11 Improve academic performance of the students to attract more industries

for campus placement.

16

12 Establish more centers for innovation and ideation 15

13 Making provision of minimum credits for courses jointly sponsored and

supported by industry

13

14 Modernization of laboratory equipment and computer software

reflecting the industry trends

13

15 Increase participation of students in industry linked projects 12

16 Incentivise faculty so that they escort students during industry visits 12

17 Interaction with alumni who have become entrepreneurs 11

18 Mandatory in-plant training for final year undergraduate students 10

Total 954

5.8 Many faculty members admitted that III did not receive due importance in technical

education institutions before implementation of the TEQIP. It was assumed that the

curriculum finalized by the Board of Studies which seldom had any representation from the

industry, was the best that could be offered, in contrast to the efforts now made to involve

industry in the design of curriculum. In institutions located in the rural areas, there was a

sense of despondency among the faculty that they could do very little to get industry closer to

the institution, but they were also of the view that some traction was being generated through

TEQIP as they could now afford to pay for the travel to visit industrial units and also bear the

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costs of inviting guest faculty from the industry to share their teaching activity as well as to

take part in various conferences and seminars. Even in a centrally funded institution with

locational challenges like the North Eastern Regional Institute of science and Technology

(NERIST), the faculty team shared their satisfaction with the opportunity provided under

TEQIP to work closely with the hydro-power and other industrial units located in the region.

A chi-square test shown in Box 5.2 confirms the association between faculty's perception of

III improvements in their institutions and the benefits realised by students from III.

Box 5.2: Chi Square Test of faculty responses about students benefit from III by their

perception of improvement in III.

Count

Faculty perception about students benefit from III Total

Strongly

Disagree

Disagree Can't

Say

Agree Strongly

Agree

Faculty

responses on

improvement

in III

Very

unsatisfactory 4 0 2 2 0 8

Unsatisfactory 5 15 16 19 0 55

Neutral 0 6 47 53 8 114

Satisfactory 0 4 20 430 109 563

Very

satisfactory 0 0 0 39 140 179

Total 9 25 85 543 257 919

Chi-Square Tests

Value df Asymp. Sig. (2-sided)

Pearson Chi-Square 860.473a 16 .000

Likelihood Ratio 542.308 16 .000

Linear-by-Linear

Association 404.591 1 .000

N of Valid Cases 919

Interpretation: The test results confirm that there is a statistically significant association

between the faculty's perception of improvements in III initiatives by the institution and the

benefits accruing to students from III.

5.9 The contribution that TEQIP has made to the progress of III in the project institutions can

be summed up from the faculty point of view, as two-fold. First, an unprecedented level of

awareness has been generated among the various stakeholders particularly the heads of

department and the HoIs about the need for III as the basis for improving the academic

quality through its entire value chain, from review of curriculum to employability of the

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graduates, majority of whom look to the industry for placements. Secondly, TEQIP has

motivated and provided resource support to members of faculty who have had the inclination

to interact closely with the industry but could not move forward either due to lack of resource

support within the institution or simply because III was not a priority for the institutional

management. This also explains the basis for the more positive perceptions about the faculty

in regard to the post-TEQIP improvements in III as compared to the students’ feedback.

5.10 Even in institutions which had a fairly good track record of III such as the Institute of

Chemical Technology (ICT), Mumbai where the locational advantage is very obvious, all the

stakeholders including the industry representatives who were represented on the BoG of the

institute conveyed that TEQIP has provided a fillip to the III systems, even if they were

working well before the introduction of the TEQIP. This comes out clearly in the detailed

case study that has been attempted about ICT, Mumbai which can be seen at Appendix 3.

Institutions located in remote and far flung district towns and rural areas, such as the Co-

operative Academy for Professional Excellence (CAPE) institutions in Kerala or the

institutions located in Jharkhand and rural West Bengal also articulated that TEQIP was

making a difference to the manner in which III was prioritized and pursued by them, though

they would need more time to produce tangible results.

BoG Attention to III

5.11 The most significant contribution from TEQIP to III has been the sensitisation of the

BoGs as reflected in the manner in which III has come to dominate the discussions during the

meetings of the BoG in project institutions. From taking decisions as simple as entering into a

MoU with the Kerala State Road Transport Corporation for transportation of students for

visits to industrial units, which was discussed and decided in the College of Engineering

Perumon, Kollam district, during one of their BoG meetings held in September 2013, to

decisions like setting up incubation facilities for start-up industrial enterprises decided by the

BoG of BVB College of Engineering, Hubli, all the 30 institutions sampled for the evaluation

study demonstrated through their minutes of the BoG meetings that serious attention was

being paid to III related issues in the institutions.

5.12 Most of the observations and recommendations made by the BoG for strengthening the

III processes revolved around steps like inviting more resource persons from industry for

lectures; introduction of new courses in active consultation with industry; enlisting the

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support of alumni in forging closer relations with industry; increasing consulting activity with

industries and other measures. It was interesting to note that the BoG of GITAM Institute of

Technology, Vizag advised the institute to identify industry experts who were competent and

willing to jointly guide research scholar for their theses. The feedback provided by the HoIs

also confirmed the role of BoG in strengthening the III processes and the growth in the IRG

of some institutions confirms the above. As Table 5.6 shows, 26 HoIs who responded to the

question on growth in internal revenues, point to a 45% growth in the mean level of IRG,

though the share of consulting and research as a proportion of total revenue remains

negligible.

Table 5.6: Growth of IRG in the 30 sampled TEQIP institutions.

Revenue 2009-10 2012-13 % Change

Mean Tuition Fees

( for 26 institutions) 7,82,64,330 12,48,32,050 59.51%

Mean Internal revenue

( for 26 institutions ) 19,80,27,663 28,75,86,508 45.20%

% of Tuition Fees as

proportion of Internal

revenue

(For 26 institutions)

39.52% 43.41% 3.89%

Conclusions

5.13 As envisaged under the TEQIP, the project institutions have been making intense efforts

to increase collaboration with industry with a view to enhancing the employability of the

students. They are also expected to market their research and consulting services to the

industry on the lines that the premier institutions have been able to reach out to the industry.

Owing to several factors , however, the progress of Industry-Institution Interaction (III) in

the project institutions has not been satisfactory as pointed out by the students both in their

survey feedback as well as during the FGDs. While serious efforts have been made by the

GoI in the MHRD and the state governments along with tight monitoring by NPIU and

SPFUs, the fact remains that III is an area of serious concern with high levels of

discontentment among the students on this subject.

5.14 However, TEQIP is beginning to make a difference by bringing in heightened awareness

among the institutions about recognising III as the basis for improving the quality of their

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academic performance as well as motivating faculty members to bring industry closer to the

institutions by leveraging the resources provided under TEQIP. This is reflected in the faculty

feedback who were able to perceive the difference in the level of III activity before and after

introduction of the TEQIP and more importantly members of the BoG have begun devoting

more time to discuss and resolve problems of III at institution level. Institutions in the remote

rural areas are challenged more than their urban counter parts in forging strong linkage with

the industry but now that TEQIP is impacting the III systems and structures in a positive

manner, more substantive progress can be expected in the remainder of the project period.

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Chapter 6: Institutional Reforms and Management Systems

Introduction

6.1. Alongside promoting academic progress in terms of support for student learning and

employability; faculty and staff development; promotion of research and innovation; industry

institution interaction; institutional collaborations with IITs and IIMs; and other opportunities

for institutional growth discussed in the previous chapters, TEQIP has provided an impetus

for institution level reforms in terms of academic processes and management systems that

were generally lacking before inception of the programme. While the institutional reforms

relating to matters of autonomy, accreditation and governance will be discussed separately in

the next chapter, this chapter evaluates the impact of TEQIP interventions on both academic

processes as well as management systems in the institutions where TEQIP has been under

implementation.

Enhanced Academic Co-ordination

6.2. The Vice Chancellors of two private universities namely, GITAM University, Vizag and

the IFTM, Moradabad and two government universities namely the Institute of Chemical

Technology, Mumbai and the UP Technological University, Lucknow conveyed strongly

during the focus interviews that three significant changes have been observed by them during

the course of implementing the TEQIP programme. One important aspect of change in the

academic environment has been an inter-disciplinary approach to institutional development,

which began with the preparation of Institutional Development Proposals (IDPs), preparatory

to their participation in the TEQIP. The coordination across different branches/ departments

that began with drafting of the IDPs, continues as the central and departmental coordinators

of TEQIP engage with one another and with the heads of department in planning and

organising various activities and events under the TEQIP for development of faculty and

staff, promotion of research, III, training needs analysis, training of non-teaching staff etc.

6.3 Further, the above institutions also conveyed that a holistic outlook has come about

among senior members of faculty, thanks to the emphasis on strategic planning and

management capacity enhancement. In the process of developing their vision, mission and

long-term goals, the TEQIP institutions have analysed their Strengths, Weaknesses,

Opportunities and Threats (SWOT), gaining fundamental insights as to how they could

leverage their strengths and overcome weaknesses, to be able to deal with the opportunities

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and threats in the institutional environment. As a corollary to the strategic planning and

leadership development concepts that TEQIP has introduced, the need for a robust

performance management system is now being increasingly felt across these institutions. The

heads of most institutions and members of governing bodies agreed that the above changes

are becoming evident as TEQIP has injected a sense of outcome-based orientation with a new

language of ownership and accountability dominating the dialogue on academic excellence.

In other words, what TEQIP has contributed to the participating institutions is a trigger for

change in institutional culture, which is oftentimes the most difficult challenge to weather, in

any type of organisation.

6.4 Further evidence for the above observations was found in the response of Heads of

Institution (HoI) to questions on the role of the Board of Governors (BoG) in ensuring

accountability of various departments within the institution and allocating resources among

them. As Table 6.1 with Figures 6.1A and 6.1B show, over 50% of the institutions

confirmed that the BoG exercises tight control in these matters and that they regularly review

the progress in implementation of TEQIP, which has contributed to a level of co-ordination

not seen before. Similarly, with almost all the HoIs confirming the role of their respective

BoGs in shaping the strategic plans of the institutions (Table 6.2), a sense of direction is

evident in the formulation of vision, mission and objectives, reinforcing a holistic perspective

about the institution amongst the internal stakeholders. While the role and impact of BoGs on

institutions will be detailed in the next chapter, it must be emphasised here that the

knowledge gaps of the BoG members in areas of strategy and leadership is a cause for

concern, which TEQIP has begun addressing through capacity building of BoGs.

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Table 6.1: HoIs responses on the role of BoG in reviewing TEQIP

Issue Response Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Review of

progress in

Implementation

of TEQIP and

achieving its

goals

BOG level

review

5 6 6 3 20

HOI-Dean-

HOD-

TEQIP

coordinator

0 0 1 0 1

Total Valid

responses

5 6 6 3 21

Not

responded

3 4 1 1 9

Total 8 10 8 4 30

Overseeing

proper

allocation of

resources and

utilization of

funds

Tight Role 4 5 4 3 16

No Role 2 2 4 1 9

Total Valid

responses

6 7 8 4 25

Not

responded

2 3 0 0 5

Total 8 10 8 4 30

BOG level

review, 20

HOI – Dean –

HOD –

TEQIP

Coordinator,

1

Figure 6.1A: Review of progress in implementation of

TEQIP and achieving its goals

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Table 6.2: HoIs response on the role of BoG in strategising

Issue Response Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Role of BoG

in formulating

institution’s

Vision,

Mission and

strategic

objectives

Yes 7 10 8 4 29

No 0 0 0 0 0

Total Valid

responses

7 10 8 4 29

Not

responded

1 0 0 0 1

Total 8 10 8 4 30

Taking timely

policy /

strategic

decisions

facilitating the

institution’s

vision and

mission

Yes 7 10 8 4 29

No 0 0 0 0 0

Total Valid

responses

7 10 8 4 29

Not

responded

1 0 0 0 1

Total 8 10 8 4 30

Knowledge Incubation Initiative

6.5 Many remarkable initiatives have been launched under TEQIP with a view to promote an

ecosystem of networking and collaboration between the IITs and the IIMs on one hand and

the TEQIP institutions on the other. One such initiative, going beyond the short-term courses

and the workshops that are organized by the IITs under the Quality Improvement

Programmes (QIP), has been the Knowledge Incubation for TEQIP (KIT). KIT is designed

on the analogy of quality circles to create knowledge repositories in the form of Knowledge

Incubation Cells (KICs) that are expected to facilitate knowledge transfer between the IITs

Tight Role, 16

No Role, 9

Figure 6.1B: Overseeing proper allocation of resources and

utilization of funds

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and TEQIP institutions. The KICs will initially strive to disseminate knowledge (and know-

how) to teachers, researchers and students through short-courses, workshops, seminars and

thematic conferences.

6.6 Knowledge captured from lectures by leading experts in advanced courses, compendium

of projects, question banks, laboratory manuals and proof-of-concept linked demonstrative

experiments are expected to introduce TEQIP institutions to frontiers of new knowledge

through the KICs under KIT. The new knowledge could find place in the curriculum, as and

when revised, as also during national events like student technological meets and

competitions, leading to a derive, draw and drive oriented learning paradigm. By bringing

together the best minds in science and technology, KICs can potentially enhance interaction

and partnership between the Indian intellectual pool and the international pool of expertise,

incubating new teaching and learning paradigms, in the process.

6.7 The KIT/ KIC model was conceived by the IIT-Kanpur who organised the first conclave

of technical educators in December, 2012 followed by other IITs at Hyderabad, Madras,

Delhi, Kharagpur and Mumbai who have been taking active interest in this initiative, with

funding support from the MHRD. All the 190 TEQIP institutions, whether implementing

Sub-Component 1.1 or 1.2, today stand mapped with the quality circle of one of the above

IITs. During the FGDs with faculty and students, almost all were enthused by the concept and

the Institute of Engineering and Technology (IET, Lucknow) conveyed that they have signed

an MoU with IIT-Kanpur for participation of the former’s faculty and students in a series of

activities planned for the summer months, as part of TEQIP. The TEQIP central co-

ordination team as well as the Departmental TEQIP co-ordinators at the Zakir Hussain

college of Engineering of Aligarh Muslim University showed as much keenness to participate

in the KIT initiative. Though it is too early to evaluate the impact, the level and quality of

participation of TEQIP institutions in the teaching conclaves organized by both the IITs in

Kanpur and Hyderabad, point to a potentially growing partnership between TEQIP

institutions and the IITs.

Quality Enhancement in Engineering Education

6.8 While KIT was an initiative of IIT- Kanpur, TEQIP sought to reinforce the linkages

between the project institutions and the IITs through another initiative of the IIT-Madras,

which was aimed at addressing the concerns over the quality of teaching, content and

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delivery in TEQIP institutions. Labeled as Quality Enhancement in Engineering Education

(QEEE), this ‘direct to student programme’ has been designed to leverage real time and

synchronous technology to integrate high quality scholastic inputs in the form of instructors

and multi-media resources into the current curriculum and pedagogical practices of the

TEQIP institutions. Launched as a pilot project in January 2014 to cover 75 TEQIP and 29

non-TEQIP institutions in the first phase, the QEEE comprises of Live Classes, Tutorials,

Massive Open Online Courses (MOOCs), Virtual Labs and Vocational Augmentation

Courses. The participating institutions have been assisted under TEQIP to procure the

hardware required to receive the live feed from classes delivered by the faculty of IIT-

Madras, IIT-Kanpur, IIT-Hyderabad and IIT-Bombay who are also funded by the MHRD.

The live feed would be transmitted through broadband as well as through satellite. From each

institution, two QEEE facilitators- academic and systems, were identified and adequately

trained at IIT- Madras, to ensure smooth transmission of the live classes and tutorials.

6.9 The programme envisages delivery via a software platform with cloud server at IIT-

Madras in sync with a local server at each participating institute. Virtual Labs have also been

initiated. The TEQIP institutions have been advised to make necessary changes in their

teaching schedules to align to the extent possible with live lectures under QEEE. Each

Institution would also identify two slots for tutorials between 3 and 5 PM on scheduled days.

In one institution namely the SVEC, Tirupathi where the evaluation study team had an

opportunity to observe the live QEEE sessions, the feedback provided by both faculty and

students was quite positive. The Principal of SVEC was of the view that the QEEE inputs not

only complemented the institution’s teaching resources but also had a motivating effect on

their faculty who could follow the sessions to improve their own pedagogical style and

content.

6.10 The Head of the UVCE, Bangalore rated QEEE as one of the four major achievements

of the institution in response to the survey of HoIs. Similarly, the GHRCE, Nagpur

prominently displayed the fact of their participation in QEEE as a major achievement on their

website. Some of the institutions sampled for this evaluation in Kerala were also quite excited

about participating in the QEEE, particularly those that were managed by the Co-operative

Academy for Professional Excellence (CAPE) and the Lal Bahadur Shastry Society for

Science and Technology. Their complaint, however, was that the infrastructural arrangements

for receiving the live feed were getting delayed due to lack of clarity on the specifications of

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the equipment required and the difficulty in synchronizing the teaching time-table with the

QEEE sessions. As this evaluation study was drawing to a close, the NPIU was planning

review meetings to obtain feedback from the TEQIP institutions on the progress of KIT,

QEEE and other activities where the IITs are involved.

Management Capacity Enhancement Programmes

6.11 Efforts under TEQIP to expose the project institutions to the country’s premier

institutions, as an opportunity for benchmarking as well as providing a perspective from

outside on best academic and management processes to the former, also extend to the design

and delivery of management development programmes (MDPs) and academic leadership

programmes (ALPs) through the IIMs. The IIMs based at Bangalore, Kozhikode, Lucknow

and Indore have been very active, and all of them have delivered two-week programmes

covering modules like people processes; materials and project management; finance and

accounts; knowledge management and information technology; leadership and strategy etc.

By the end of March 2014, 617 faculty members from 155 TEQIP institutions were exposed

to these management capacity enhancement programmes. Of these, two batches comprising a

total of 37 participants attended courses that included international collaboration with the

Illinois University, USA (through IIM, Indore) and the National University of Singapore

(through IIM, Kozhikode) as may be seen from Annexure 6.1. The State Project Facilitation

Units (SPFUs) have also taken the initiative to organise management development

programmes for institutions in their respective states, in which a little over 1000 academic

and non-academic staff have participated.

6.12 The feedback on the management and leadership development programmes has been

quite encouraging as the participants have had an opportunity for the first time in their career

to attend such programmes, as it emerged during the FGDs. Significantly, in none of the

responses from the HoIs to questions 24 and 25 of Annexure 2.1, which were meant to draw

information about the TEQIP interventions that had the highest impact on the institution or

what they thought were the four major achievements of TEQIP, was there any specific

reference to the management capacity enhancement programmes, though they confirmed

during the focus interviews that the MDPs and ALPs had been a source of new and useful

knowledge. The evaluation team could not escape the feeling that MDPs are treated as a

hygiene factor by the TEQIP institutions which implies that the benefit of management

training is not overtly recognised but the lack of it shows up in the institutional performance.

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Perhaps, there is a need to redesign the MDPs and ALPs with a stronger focus on experiential

learning and problem solving through exercises and case studies that are customised to the

management environment of the technical education institutions.

6.13 Since knowledge of management is not at the core of the learning needs of the

participants from TEQIP institutions, any course designed around examples and illustrations

from the world of business management is unlikely to deeply impact the TEQIP academics

and administrators. The fact remains, however, that both faculty and HoDs/ HoIs who have

attended MDPs and ALPs under the TEQIP readily acknowledge, during discussions and

interviews the value addition to their managerial competencies from exposure to the premier

management institutions. During focus interviews with HoIs, a suggestion was made that

MDPs involving international visits would need to be planned in a more structured way, with

a clear focus on the expected learning outcomes.

Performance and Data Audit

6.14 One of the key objectives of TEQIP is to strengthen the effectiveness of management

systems and enhance the institutional capacity to manage change in sync with changes in

external environment, In pursuit of this, the concept of performance audit has been

introduced as a binding necessity for the state governments and State Project Facilitation

Units (SPFUs) to plan and facilitate audit of performance and data maintained in TEQIP

institutions. Performance and data audits are carried out bi-annually to evaluate the progress

made by all project institutions in terms of their goal setting, achievements in regard to key

performance indicators and over all implementation of various initiatives and reforms

planned and proposed under the TEQIP-II programme for promoting academic excellence.

The evaluation carried out by performance auditors is used as the basis by the SPFUs and

NPIU to grade performance and rank the institutions in the implementation of the TEQIP.

6.15 To ensure objectivity in performance audit, which in the first round has covered 169

institutions at the project level, another group of professionals are engaged to conduct data

audit under the TEQIP programme while simultaneously assisting the performance auditors

in the process of auditing institutional performance. The value addition from the system of

performance audit was found to be quite good as expressed by the faculty and heads of

institution during the Focus Group Discussions (FGDs). In response to the survey carried out

during this study, 89% of them expressed satisfaction with the performance and data audit

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system, as Table 6.3 with Figure 6.2 show. Similarly 81.5% of the faculty was satisfied with

improvements in the management information systems that have come about following the

data audits (Table 6.4 - Figure 6.3). The satisfaction levels among the faculty of the private

and government owned institution was higher in regard to the performance audit as well as

MIS interventions under TEQIP. Leveraging insights from the FGDs, this seems logical as

both these categories of institutions have traditionally been indifferent to performance

management systems, though the reasons for their indifference could vary and an ANOVA

test (Box 6.1) confirms the differential feedback of the faculty across the four institutional

sub-groups.

Table 6.3: Faculty response about performance audit system

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

satisfactory

Count 110 52 57 15 234

Percent 42.64% 16.61% 24.46% 18.75% 26.47%

Satisfactory Count 139 202 157 53 551

Percent 53.88% 64.54% 67.38% 66.25% 62.33%

Neutral Count 8 53 16 11 88

Percent 3.10% 16.93% 6.87% 13.75% 9.95%

Unsatisfactory Count 1 5 2 1 9

Percent 0.39% 1.60% 0.86% 1.25% 1.02%

Very

unsatisfactory

Count 0 1 1 0 2

Percent 0.00% 0.32% 0.43% 0.00% 0.23%

Total

Valid responses 258 313 233 80 884

Not responded 11 27 28 17 84

Count 269 340 261 97 968

Mean* 4.39 3.96 4.15 4.02 4.14

Standard Deviation .57 .65 .61 .62 .64

*(5=Very satisfactory, 4=Satisfactory, , 3=Neutral,2=Unsatisfactory, 1=Very unsatisfactory)

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Table 6.4: Faculty response about improvements in management information systems

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

satisfactory

Count 112 49 51 8 220

Percent 43.24% 16.44% 22.17% 10.00% 25.37%

Satisfactory Count 128 167 147 45 487

Percent 49.42% 56.04% 63.91% 56.25% 56.17%

Neutral Count 17 59 27 20 123

Percent 6.56% 19.80% 11.74% 25.00% 14.19%

Unsatisfactory Count 2 19 4 6 31

Percent 0.77% 6.38% 1.74% 7.50% 3.58%

Very

unsatisfactory

Count 0 4 1 1 6

Percent 0.00% 1.34% 0.43% 1.25% 0.69%

Total

Valid responses 259 298 230 80 867

Not responded 10 42 31 17 101

count 269 340 261 97 968

Mean* 4.35 3.80 4.06 3.66 4.02

Standard Deviation .64 .84 .67 .81 .78

*(5=Very satisfactory, 4=Satisfactory, , 3=Neutral,2=Unsatisfactory, 1=Very unsatisfactory)

4.39

3.96

4.15

4.02

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

4.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 6.2: Faculty response about performance audit system

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very Satisfactory (5)

Mean

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4.35

3.8

4.06

3.66

3.2

3.4

3.6

3.8

4

4.2

4.4

4.6

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 6.3: Faculty response about improvements in management

information systems

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very Satisfactory (5)

Mean

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Box 6.1: ANOVA of data in table 6.3 of faculty responses about performance audit

system across institutional groups

49 (ii) Performance audit system

Sum of Squares df Mean Square F Sig.

Between Groups 27.560 3 9.187 24.380 .000

Within Groups 331.603 880 .377

Total 359.163 883

Post Hoc Tests Multiple Comparisons

Dependent Variable: 49 (ii) Performance audit system

Tukey HSD

(I) Category (J) Category Mean

Difference

(I-J)

Std.

Error

Sig. 95% Confidence

Interval

Lower

Bound

Upper

Bound

Private

Unaided

Government Owned .242* .055 .000 .10 .38

Government Aided .432* .052 .000 .30 .57

CFIs .363* .079 .000 .16 .56

Government

Owned

Private Unaided -.242* .055 .000 -.38 -.10

Government Aided .191* .053 .002 .05 .33

CFIs .121 .080 .426 -.08 .33

Government

Aided

Private Unaided -.432* .052 .000 -.57 -.30

Government Owned -.191* .053 .002 -.33 -.05

CFIs -.070 .077 .801 -.27 .13

CFIs

Private Unaided -.363* .079 .000 -.56 -.16

Government Owned -.121 .080 .426 -.33 .08

Government Aided .070 .077 .801 -.13 .27

Interpretation: *. The mean difference is significant at the 0.05 level showing that the

perception of faculty about performance audit system varies across the institutional

categories. However, the Post Hoc Test for multiple comparisons indicates that the

difference in the mean perception of faculty in CFIs, government owned and government

aided institutions is not statistically significant.

6.16 From the survey of the non-teaching staff, it has been observed that 71% of 598 valid

respondents agreed that the utilization of MIS reports by top management in their decision

making processes has improved following TEQIP-II as Table 6.5 and Figure 6.4 show. More

importantly 80% of the staff agreed (Table 6.6 - Figure 6.5) that investment in Information

and Communication Technology (ICT) has been growing, leading to enhanced efficiency of

administration. The sense of agreement among the non-teaching staff of government

institutions was slightly lower than those in government aided institutions which is

attributable to high incidence of personnel management related grievances in the former

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category of institutions. The ANOVA test at Box 6.2 confirms the statistical significance of

the difference in the mean feedback from the non-teaching staff across the four institutional

cohorts on the use of MIS in top management decision making. A reflection of these ground

level perceptions can be observed in the project level performance indicators at the national

level which showed that the MIS system was fully functional in 158 institutions. The MHRD-

NPIU have also embarked on an interesting exercise to rank and grade the performance audit

reports through a panel of experts, to bring greater seriousness and discipline to the process

and to check shallow reporting.

Table 6.5: Non- Teaching staff on top management use of MIS reports

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 54 37 21 9 121

Percent 40.91% 19.37% 12.28% 8.65% 20.23%

Agree Count 70 92 90 49 301

Percent 53.03% 48.17% 52.63% 47.12% 50.33%

Can't Say Count 5 58 49 36 148

Percent 3.79% 30.37% 28.65% 34.62% 24.75%

Disagree Count 3 3 8 6 20

Percent 2.27% 1.57% 4.68% 5.77% 3.34%

Strongly

Disagree

Count 0 1 3 4 8

Percent 0.00% 0.52% 1.75% 3.85% 1.34%

Total

Valid responses 132 191 171 104 598

Not responded 5 12 20 11 48

Count 137 203 191 115 646

Mean* 4.33 3.84 3.69 3.51 3.85

Standard Deviation .66 .77 .81 .88 .83

*(5=Strongly Agree, 4=Agree, , 3=Can't Say,2= Disagree, 1=Strongly Disagree )

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Table 6.6: Non teaching staff on investment growth in ICT

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 56 43 30 20 149

Percent 41.79% 22.63% 16.85% 18.35% 24.39%

Agree Count 69 102 109 60 340

Percent 51.49% 53.68% 61.24% 55.05% 55.65%

Can't Say Count 6 40 35 22 103

Percent 4.48% 21.05% 19.66% 20.18% 16.86%

Disagree Count 2 4 1 3 10

Percent 1.49% 2.11% 0.56% 2.75% 1.64%

Strongly

Disagree

Count 1 1 3 4 9

Percent 0.75% 0.53% 1.69% 3.67% 1.47%

Total

Valid responses 134 190 178 109 611

Not responded 3 13 13 6 35

Count 137 203 191 115 646

Mean* 4.32 3.96 3.91 3.82 4.00

Standard Deviation .70 .75 .73 .89 .78

*(5=Strongly Agree, 4=Agree, , 3= Can't Say,2= Disagree, 1=Strongly Disagree )

4.33

3.84 3.69

3.51

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 6.4: Non- Teaching staff on top management use of MIS reports

Strongly Disagree (1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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4.32

3.96 3.91

3.82

3.5

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 6.5: Non teaching staff on investment growth in ICT

Strongly Disagree (1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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Box 6.2: ANOVA of data in table 6.5 comparing the 'mean' feedback of non-teaching

staff across institutional cohorts on top management use of MIS reports

Top management utilizes the MIS reports generated at different levels.

Sum of Squares df Mean Square F Sig.

Between Groups 46.308 3 15.436 25.410 .000

Within Groups 360.844 594 .607

Total 407.152 597

Post Hoc Tests Multiple Comparisons

Dependent Variable:Top management utilizes the MIS reports generated at different

levels.

Tukey HSD

(I) Category (J) Category Mean

Difference

(I-J)

Std.

Error

Sig. 95% Confidence

Interval

Lower

Bound

Upper

Bound

Private

Unaided

Government Owned .636* .090 .000 .40 .87

Government Aided .483* .088 .000 .26 .71

CFIs .816* .102 .000 .55 1.08

Government

Owned

Private Unaided -.636* .090 .000 -.87 -.40

Government Aided -.153 .082 .245 -.36 .06

CFIs .180 .097 .246 -.07 .43

Government

Aided

Private Unaided -.483* .088 .000 -.71 -.26

Government Owned .153 .082 .245 -.06 .36

CFIs .333* .095 .003 .09 .58

CFIs

Private Unaided -.816* .102 .000 -1.08 -.55

Government Owned -.180 .097 .246 -.43 .07

Government Aided -.333* .095 .003 -.58 -.09

Interpretation: *. The mean difference is significant at the 0.05 level confirming the

differential perception of non-teaching staff among the four institutional groups on the

use of MIS reports by the top management, but the difference between government

aided and government owned institutions is not statistically significant.

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Mentoring

6.16 Mentoring under TEQIP-II is a means of providing professional support and mature

advice to the management of TEQIP institutions, on a regular basis. Over 80 academics with

rich and proven experience as academic administrators have been identified to serve as

mentors for the TEQIP institutions. While supporting institutional development processes for

promoting academic excellence, the mentors are also expected to play the role of ‘critical

friends' who serve as sounding boards for governing bodies, Heads of Institution (HoI),

faculty, students and other stakeholders of TEQIP institutions. Like performance and data

auditors, mentors are also nominated by the SPFUs while the NPIU nominates them for

centrally funded institutions.

6.17 Unlike the performance audit reports, mentors reports are primarily meant to serve as an

ongoing support system for the institutions, and the first cycle of mentor visits have been

completed in 175 institutions. Where the evaluation study team had an opportunity to interact

with mentors, they expressed much satisfaction with the system and were also quite

appreciative of the guidelines brought out by the MHRD-NPIU to guide the mentors and

performance auditors in their work with the TEQIP institutions. Since mentors are usually

chosen from home states, the benefits of the mentors’ familiarity with the policy environment

and their techno economic knowledge of the geography is often useful in guiding the

institutions' progress. While the professional advice provided by the mentors is not binding

on the management of the institution, during our survey of the faculty, 85% of them

expressed satisfaction with the system (Table 6.7-Figure 6.6) with the private institutions

being the most satisfied followed by the government owned institutions. AChi-square test

also showed a significant association between the faculty's perception of improvements in

MIS and their view on the mentoring system (Box 6.3).

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Table 6.7: Faculty view on the mentoring system

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

satisfactory

Count 121 42 56 14 233

Percent 45.83% 13.59% 23.73% 16.87% 26.12%

Satisfactory Count 135 191 154 47 527

Percent 51.14% 61.81% 65.25% 56.63% 59.08%

Neutral Count 6 64 14 19 103

Percent 2.27% 20.71% 5.93% 22.89% 11.55%

Unsatisfactory Count 1 10 9 3 23

Percent 0.38% 3.24% 3.81% 3.61% 2.58%

Very

unsatisfactory

Count 1 2 3 0 6

Percent 0.38% 0.65% 1.27% 0.00% 0.67%

Total

Valid responses 264 309 236 83 892

Not responded 5 31 25 14 76

Count 269 340 261 97 968

Mean* 4.42 3.84 4.06 3.87 4.07

Standard Deviation .60 .71 .75 .73 .73

*(5=Very satisfactory, 4=Satisfactory, , 3=Neutral,2=Unsatisfactory, 1=Very unsatisfactory)

4.42

3.84

4.06

3.87

3.5

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

4.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

ses

Institutional Category

Figure 6.6: Faculty feedback on the mentoring system

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very satisfactory (5)

Mean

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Box 6.3: Chi Square Test of faculty responses to improvements in MIS by mentoring system for

institution building

Faculty responses on mentoring system for institution building Total

Very

unsatisfactory

Unsatisfactory Neutral Satisfactory Very

satisfactory

Faculty

response

about

improvements

in

management

information

systems

Very

unsatisfactory 2 0 0 0 0 2

Unsatisfactory 0 3 4 2 0 9

Neutral 2 9 48 25 2 86

Satisfactory 1 11 45 438 53 548

Very

satisfactory 1 0 3 53 174 231

Total 6 23 100 518 229 876

Chi-Square Tests

Value df Asymp. Sig. (2-sided)

Pearson Chi-Square 935.816a 16 .000

Likelihood Ratio 553.433 16 .000

Linear-by-Linear

Association 374.529 1 .000

N of Valid Cases 876

A significant association exists between the faculty's perception of

improvements in MIS and the mentoring system.

6.18 During FGDs, both faculty and non teaching staff have indicated that their interaction

with the mentors was generally useful in understanding the best practices prevalent in

different parts of the country and the system of mentoring was contributing to a positive

change in the institutions. The HoIs and the members of the governing bodies also confirm

that the role of mentors as neutral observers and umpires is useful to the institutions in

facilitating their self-discovery. There have been instances in some Colleges where the

mentors' suggestion has led to changes as simple as provision of better drinking water

facilities for the students and to as important as improved research carried out by the faculty

alongside changes in the system of equipment maintenance and laboratories by the non

teaching staff. Twenty seven out of the 30 HoIs who responded to the survey confirmed that

both the systems of performance audit and mentoring have been useful to the institutions.

Representatives of the SPFUs in most states were also satisfied with the mentoring initiative

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and they have been closely following up with the institutions on the action taken by them

with reference to the suggestions made by the mentors for institution building.

Financial Management and Procurement system

6.19 Academic institutions are known to be weak in their focus on accounting and financial

management. In matters of procurement too, there is generally a lack of systematic evaluation

of bids and tenders even for high-value purchases. TEQIP has brought in considerable

discipline in these areas as 85% of the faculty have indicated their satisfaction with the

improvements in financial management systems under TEQIP (Table 6.8 - Figure 6.7). As

Table 6.9 with Figure 6.8 indicates, a slightly smaller proportion (82%) of the faculty

respondents to the survey was satisfied with the procurement management support system.

Both private and government institutions should higher mean levels of satisfaction in matters

of both financial and procurement management systems. A chi-square test cross tabulating

the faculty's satisfaction levels over financial management system with their satisfaction over

procurement management system showed a statistically significant association as Box 6.4

conveys. On account of certain constraints in the use of procurement software, many TEQIP

institutions were reluctant to use the software initially, but following a series of training

workshops organised centrally, all institutions are now making full use of the same. The

MHRD-NPIU have also been contemplating a road-map for implementation of the electronic

Financial Management Reporting System (e-FMR) backed up by a schedule of training

programmes for the SPFU personnel and officers of TEQIP institutions.

6.20 These developments are also reflected in the feedback from the students, 65% of whom

believe that management systems are good or better now. During the course of FGDs the

HoIs and faculty were vocal about the fact that TEQIP has enabled them to put in place

effective systems for management of financial resources, procurement activity and various

other aspects of institutional development including their ability to attract funding support for

research. The fact that the internal revenue growth (IRG) in technical institutions has

considerably improved (Chapter 5 - Para 5.12), adds evidence to the above. In response to

the series of open-ended sub-questions under question 23 of the survey instrument used for

HoIs, a rich feedback has been received pointing to the transparency and accuracy in the

procurement and financial management systems that TEQIP has made possible, on the back

of a robust MIS. While a tabulation of the open responses would be redundant, it is evident

from the same that the HoIs who were initially feeling burdened by the need for complying

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with numerous requirements of new management systems under TEQIP, are now finding it

easier to track expenditure, control costs, procure efficiently and generate information about

all academic and administrative activities with greater ease and efficiency. The introduction

of the concept of maintaining four funds- institutional corpus, faculty and staff development

fund, equipment maintenance and equipment replacement funds, has been viewed quite

favourably by the HoIs.

Table 6.8: Faculty satisfaction with financial management system

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

satisfactory

Count 102 51 55 10 218

Percent 39.69% 17.59% 24.12% 12.20% 25.44%

Satisfactory Count 138 174 151 51 514

Percent 53.70% 60.00% 66.23% 62.20% 59.98%

Neutral Count 17 52 18 17 104

Percent 6.61% 17.93% 7.89% 20.73% 12.14%

Unsatisfactory Count 0 11 3 4 18

Percent 0.00% 3.79% 1.32% 4.88% 2.10%

Very

unsatisfactory

Count 0 2 1 0 3

Percent 0.00% 0.69% 0.44% 0.00% 0.35%

Total

Valid responses 257 290 228 82 857

Not responded 12 50 33 15 111

Count 269 340 261 97 968

Mean* 4.33 3.90 4.12 3.82 4.08

Standard Deviation .60 .75 .63 .70 .70

*(5=Very satisfactory, 4=Satisfactory, , 3=Neutral,2=Unsatisfactory, 1=Very unsatisfactory)

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Table 6.9: Faculty satisfaction with the procurement management support system

Scale*

Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Very

satisfactory

Count 87 54 54 9 204

Percent 33.98% 18.43% 23.48% 10.98% 23.69%

Satisfactory Count 139 166 150 45 500

Percent 54.30% 56.66% 65.22% 54.88% 58.07%

Neutral Count 25 62 22 19 128

Percent 9.77% 21.16% 9.57% 23.17% 14.87%

Unsatisfactory Count 4 9 2 8 23

Percent 1.56% 3.07% 0.87% 9.76% 2.67%

Very

unsatisfactory

Count 1 2 2 1 6

Percent 0.39% 0.68% 0.87% 1.22% 0.70%

Total

Valid

responses 256 293 230 82 861

Not responded 13 47 31 15 107

Count 269 340 261 97 968

Mean* 4.20 3.89 4.10 3.65 4.01

Standard Deviation .71 .76 .66 .85 .75

*(5=Very satisfactory, 4=Satisfactory, , 3=Neutral,2=Unsatisfactory, 1=Very unsatisfactory)

4.33

3.9

4.12

3.82

3.5

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

4.4

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 6.7: Faculty satisfaction with financial management system

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very satisfactory (5)

Mean

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4.2

3.89

4.1

3.65

3.3

3.4

3.5

3.6

3.7

3.8

3.9

4

4.1

4.2

4.3

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 6.8: Faculty satisfaction with the procurement management

support system

Very unsatisfactory (1)

Unsatisfactory (2)

Neutral (3)

Satisfactory (4)

Very satisfactory (5)

Mean

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Box 6.4: Chi Square Test of faculty satisfaction with financial management system by

procurement management support Count

Faculty satisfaction with the procurement management system

support

Total

Very

unsatisfactory

Unsatisfactory Neutral Satisfactory Very

satisfactory

Faculty

satisfaction

with

financial

management

system

Very

unsatisfactory 2 0 1 0 0 3

Unsatisfactory 1 10 4 2 1 18

Neutral 0 4 74 24 0 102

Satisfactory 2 8 41 423 35 509

Very

satisfactory 1 0 5 44 167 217

Total 6 22 125 493 203 849

Chi-Square Tests

Value df Asymp. Sig. (2-sided)

Pearson Chi-Square 1149.395a 16 .000

Likelihood Ratio 709.663 16 .000

Linear-by-Linear

Association 428.195 1 .000

N of Valid Cases 849

Interpretation: The association between faculty's satisfaction with

financial management system and procurement management system is

statistically significant.

Monitoring and Evaluation

6.21 TEQIP has put in place a comprehensive system of monitoring and evaluation as Table

6.10 sums up. Project monitoring and evaluation is normally done by means of surveys,

performance audits, data audits, studies and reviews at multiple levels. TEQIP has utilised all

these tools apart from holding regional and national workshops to review and monitor the

progress of the project. Such reviews, often organised with external resource persons from

premier academic institutions, industry, science and technology system and other sectors,

have been feeding in to the state level and national level review carried out by the state and

national steering committees.

6.22 The evaluation team has had an opportunity to attend and make presentations at one

such state level steering committee and to the National steering Committee on TEQIP which

helped appreciate the scrutiny and quality of dialogue that characterises the M&E system

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under TEQIP. The seriousness with which the JRMs have been monitoring the KPI targets

and achievements under the project has added much value to the M&E measures already in

place and in taking corrective actions wherever needed. Matters of financial releases by the

states to the institutions however, is not entirely under the control of the project management

teams.

Table 6.10: M&E Structure for TEQIP II

Ser.

no.

Project task Responsibility Centre for M&E

1 Compliance with PIP guidelines Joint Review Mission/ MHRD/

World Bank responsible for joint

bi-annual reviews of the projects

assisted by the NPIU.

2 IDPs submitted by institutions

3 Coordination and Execution at NPIU and SPFU NPD / NPIU

4 Implementation at the level of institutions:

Disbursement of grant to institutions

Preparing institutional budgets as per IDPs

Activity level monitoring

SPFU / State Governments

BoG of institutions

Heads of Institution and TEQIP

Co-ordination team with HoDs

reporting to BoG

Conclusions

6.23 TEQIP has led to substantive reforms at the level of institutions, in regard to both

academic processes as well as management systems. Exposure of TEQIP institutions to the

premier technology and the management institutions of the country - IITs and IIMs, has

provided an opportunity for the institutions to find a benchmark towards which they can push

the frontiers of academic excellence, besides an external prospective on how the standards of

technical education are evolving within and outside the country. In other words, the series of

initiatives launched under TEQIP for knowledge incubation through the KTCs/KITs and live

classes and tutorials under the QEEE, have contributed to a credible eco-system in which the

TEQIP institutions can forge and sustain partnerships with the IITs and the IIMs. The

participation of TEQIP institutions in various MDPs and ALPs organized by the IIMs and

other management development institutions has added a new learning experience to the

faculty and heads of TEQIP institutions.

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6.24 In any organisation, unfreezing the mind set and opening up departmental silos is a big

barrier to change. TEQIP has helped institutions to develop an inter disciplinary approach

through their strategic planning exercises for academic excellence. In the processes, the

traditional organizational structures have been shaken up as different branches and

departments are working together towards a holistic institutional vision, mission and goals.

As the World Bank team observed at the draft stage of the report, these changes are not

institutionalised yet at the project level. It is also difficult to quantify these changes in the

absence of focused orgnisational climate studies but what is important is that the winds of

change are being felt, even if the change curve is incipient. Further, a sense of accountability

for performance has come to dominate the academic dialogue at all levels from the HoIs

down to the non teaching ranks.

6.25 Significant progress has also been registered by the TEQIP institutions in reviewing and

reorienting most management systems particularly in the areas of financial management,

procurement, management information system, monitoring and evaluation. The need to

update the MIS on a dynamic basis and to adopt e-FMR and PMSS which most TEQIP

institutions initially resisted, have now been accepted and these processes are now adding

value to institutional efficiencies. The role of performance and data auditors and mentors is

increasingly making an impact by providing a neutral assessment of various tangible and

intangible assets that the TEQIP institutions have been creating and maintaining. It must be

appreciated that there is greater scope for progress in terms of honing the managerial

competencies of senior and academic administrative staff in TEQIP institutions through more

customized interventions and TEQIP has triggered the forward movement through awareness

and an action oriented approach to refining both academic and management systems.

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Chapter 7: Autonomy, Accreditation and Governance Reforms

Introduction

7.1 In the saga of unbridled growth that technical education in the country has witnessed

during the last couple of decades, the issue of institutional governance has received very

scant attention. While the regulators and other stakeholders in the corporate sector across the

world have been seeking to centre-stage ‘corporate governance’ as the over-arching

framework to guide sound decision-making by managements, matters of governance in

educational institutions at large have seldom come under the scrutiny of regulatory authorities

like the University Grants Commission (UGC) or even the sectoral regulators like the All

India Council for Technical Education (AICTE), which has a statutory role to play in

regulating technical education in India. In matters of institutional autonomy and accreditation

of the courses, the awareness and inclination have been stronger but the seriousness for

accreditation has grown with advent of TEQIP technical education institutions. This chapter

discusses the role and impact of TEQIP in bringing about what can easily be described as a

paradigm shift in the autonomy and governance of the project institutions.

Accreditation and Autonomy

7.2 TEQIP has aggressively promoted the autonomy of technical educational institutions and

accreditation of the courses offered by them, by making these qualifying criteria for

institutions to participate in the project. Accreditation and certification of academic courses

by independent agencies that specialize in performance based evaluation is viewed globally

as a good practice and as a vital component of any academic quality assurance system. It

inspires confidence in both external and internal stakeholders that the institution has the

resources to deliver the aims and objectives with which the accredited course was introduced.

Accreditation of both UG and PG courses is strongly emphasized under the TEQIP with a

target that at least 50% of the UG and PG programmes achieve accreditation by the end of the

second year of the project and 80% of the courses by the conclusion of the project. With close

monitoring by the MHRD and NPIU, 45% of the courses offered by the project institutions at

the aggregate level, have either obtained accreditation of the eligible courses, or applied for

the same to the National Board of Accreditation (NBA) which is the authorized body of the

AICTE to accredit both UG and PG courses in the country.

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7.3 This performance has been satisfying, viewed against a baseline of 30%, and it is

expected that by the end of the December, 2014, at least 50% of the courses offered by

TEQIP institutions will be duly accredited. This progress in accreditation was also reflected

in the thirty institutions sampled for the evaluation study, as 22 (73%) of them have got over

50% of the courses duly accredited (Table 7.1). Most HoIs claimed during the focus

interviews that the process of accreditation has brought in both a sense of discipline and

confidence among TEQIP institutions. Since NBA accreditation is usually granted for two

years on a provisional basis, unless the assessment score is exceptionally high, faculty in

most institutions expressed that the process of seeking confirmation of the provisional

accreditation for a full five year period and re-accreditation after five years was quite an

educative process, providing them an opportunity of self-assessment. It is also significant to

note that seven of the sampled institutions were also accredited by the National Assessment

and Accreditation Council (NAAC) with ‘A’ grade.

Table 7.1: HoIs response to question on accreditation of eligible courses

Response Frequency Percentage

Yes 22 73.3

No 7 23.3

Total Valid Responses 29 96.7

Not Responded 1 3.3

Total 30 100

7.4 Institutional autonomy under the UGC scheme is also an important criterion to be met by

TEQIP institutions. Benefits of autonomy to an institution cannot be over emphasized as the

autonomous institution has the freedom to:

Determine and prescribe its own curriculum and redesign courses to suit local needs;

Prescribe rules for admission as per policy of the State Government;

Evolve its own methods of assessment of students’ performance

Conduct examinations and notify results on its own;

Use modern tools of educational technology to achieve higher standards

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Under TEQIP, which advocates a very holistic concept of autonomy, 115 out of 190

institutions at the national level have obtained the status of autonomous institutions, while

another 66 institutions have applied and their applications are pending consideration either

with the UGC or at the level of affiliating universities. Some universities such as the

University of Ranchi in Jharkhand and the Cochin University of Science and Technology

(CUSAT) in Kerala have been repeatedly rejecting or delaying the applications for autonomy

of the institutions sampled in these states for the evaluation study. Within the sample of 30

institutions, 23 (77%) institutions have achieved autonomy and the remaining ones are at

various stages of application.

7.5 During the course of interaction with HoIs and faculty in these 23 institutions, it was

widely shared that autonomy has generally enabled them to manage their academic,

administrative, managerial and financial matters more efficiently. Some commented that

BoG’s appetite for autonomy needs whetting as they have not been used to exercising such

powers as have now been conferred on the BoG with the autonomous status. It would not be

an exaggeration to affirm that autonomy means different things to different stakeholders. If

the students believe that it helps in timely announcement of examination results, the faculty

in the senior ranks consider it an opportunity to reframe their curriculum and evaluation

systems. For the members of BoG and promoters of private institutions, it is a harbinger to a

deemed university status in the longer run. That there is an association between the students'

perception of autonomy and their perceptions on the curriculum design as well as

performance in examinations is established through two separate chi-square tests (Boxes 7.1

and 7.2). Further, the difference in perception of students in the autonomous institutions

versus the students perception in non-autonomous institutions were compared deploying the

independent samples t-test which confirmed that the difference in mean levels of students

perception between autonomous and non-autonomous institutions were statistically

significant as Boxes 7.3 and 7.4 indicate. Similarly, the perception of faculty about students'

performance in exams and their knowledge of the subject was found to be significantly

associated with the autonomy of institutions (Box 7.5) and further an independent samples t-

test (Box 7.6) also confirmed that the perception of faculty in autonomous institutions

differed significantly from those in non-autonomous institutions. TEQIP has served to

motivate institutions participating in the project to embrace autonomy as a step forward

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though the full import of autonomy will take more time to percolate into the institutional

culture of academic decision making and implementation.

Box 7.1 : Chi Square Test of students’ perceptions of autonomy by their perception

of curriculum design

Case Processing Summary

Cases

Valid Missing Total

N Percent N Percent N Percent

Design of Course

curriculum on Has

your institute has

autonomy

1926 98.2% 35 1.8% 1961 100.0%

Count

Has your institute has

autonomy

Total

Yes No

Design of Course

curriculum

Poor 68 59 127

Satisfactory 256 122 378

Good 504 150 654

Very Good 449 61 510

Excellent 238 19 257

Total 1515 411 1926

Chi-Square Tests

Value df Asymp. Sig. (2-sided)

Pearson Chi-Square 132.159a 4 .000

Likelihood Ratio 132.710 4 .000

Linear-by-Linear Association 128.189 1 .000

N of Valid Cases 1926

Interpretation: There is a statistically significant association between the way students

perceive institutional autonomy and the design of academic curriculum.

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Box 7.2: Chi Square Test of students' perception of autonomy by their perceived

performance in exam

Case Processing Summary

Cases

Valid Missing Total

N Percent N Percent N Percent

Your performance in

exams on Has your

institute has autonomy

1929 98.4% 32 1.6% 1961 100.0%

Count

Has your institute has autonomy Total

Yes No

Your performance in

exams

Poor 15 12 27

Satisfactory 202 83 285

Good 659 222 881

Very Good 507 80 587

Excellent 130 19 149

Total 1513 416 1929

Chi-Square Tests

Value df Asymp. Sig. (2-

sided)

Pearson Chi-Square 53.557a 4 .000

Likelihood Ratio 54.604 4 .000

Linear-by-Linear Association 47.369 1 .000

N of Valid Cases 1929

Interpretation: There is a significant association between the way students perceive

autonomy and their performance in examination.

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Box 7.3: T-test comparing mean level of students' perception of curriculum design in

autonomous and non autonomous institutions.

Group Statistics

Has your institute

has autonomy

N Mean Std.

Deviation

Std. Error

Mean

Design of Course

curriculum

Yes 1515 3.35 1.072 .028

No 411 2.66 1.044 .051

Independent Sample T-test

t-test for Equality of Means

t df. Sig. (2-

tailed)

Mean

Difference

Std. Error

difference

Design of

Course

curriculum

Equal variances assumed 11.716 1924 .000 .695 .059

Equal variances not

assumed 11.900 663.789 .000 .695

.058

Interpretation: There is a statistically significant difference between the perception of

students about the design of curriculum in autonomous institutions vis-à-vis students in non-

autonomous institutions.

Box 7.4: T-test comparing Mean level of students’ perception about their performance

in exams in autonomous and non autonomous institutions.

Group Statistics

Has your institute

has autonomy

N Mean Std.

Deviation

Std. Error

Mean

Your performance

in exams

Yes 1513 3.35 .853 .022

No 416 3.03 .831 .041

Independent Sample T-test

t-test for Equality of Means

t Df. Sig. (2-

tailed)

Mean

Difference

Std. Error

Difference

Your

performance

in exams

Equal variances assumed 6.967 1927 .000 .327 .047

Equal variances not

assumed 7.070 674.539 .000 .327 .046

Interpretation: There is a statistically significant difference between the perceived levels of

performance of students in autonomous vis-à-vis non-autonomous institutions.

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Box 7.5: Chi Square Test of faculty perception of autonomy by their perception of

students' performance in exams and their knowledge of subject improving.

Case Processing Summary

Cases

Valid Missing Total

N Percent N Percent N Percent

In your branch, the

performance of students

in exams and their

knowledge of the

subject is improving on

Has your institute has

autonomy

954 98.4% 16 1.6% 970 100.0%

Count

Has your institute has autonomy Total

Yes No

In your branch, the

performance of students

in exams and their

knowledge of the

subject is improving

Unsatisfactory 8 8 16

Neutral 36 21 57

Satisfactory 459 143 602

Very

Satisfactory 242 37 279

Total 745 209 954

Chi-Square Tests

Value df Asymp. Sig.

(2-sided)

Pearson Chi-Square 28.202a 3 .000

Likelihood Ratio 27.472 3 .000

Linear-by-Linear

Association 27.935 1 .000

N of Valid Cases 954

Interpretation: There is a significant association between the faculty's perception about

institutional autonomy and the way they perceive the performance of students in exams and

the gain in their subject knowledge.

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Box 7.6: T-test comparing mean level of faculty perception of students' performance in

exams and their subject knowledge in autonomous Vs non-autonomous institutions

Group Statistics

Has your

institute has

autonomy

N Mean Std.

Deviation

Std. Error Mean

Performance of students in

exams and their knowledge

of the subject is improving

Yes 745 4.26 .593 .022

No 209 4.00 .658 .046

Independent sample t-test

t-test for Equality of Means

t df Sig.

(2-tailed)

Mean

Difference

Std. Error

Difference

Performance of

students in exams

and their knowledge

of the subject is

improving

Equal variances

assumed 5.362 952 .000 .255

.048

Equal variances

not assumed 5.058

309.13

0 .000 .255

.050

Interpretation: There is a statistically significant difference between the faculty's perceived

level of students' academic performance in autonomous vis-à-vis non-autonomous

institutions

Model of Governance

7.6 Constitution of the Boards of Governor (BoGs) in the project institutions and setting out a

model of governance can be viewed as a strategic intervention under TEQIP. For the first

time in the country’s technical education system, the role and relevance of Board of

Governors (BoG) to the institutions' strategic and operation planning systems on one hand

and oversight and transparency in the decision making processes on the other, has been

brought out as a determinant of academic excellence. The project envisaged that each project

institution will constitute a BoG as per the UGC guidelines, and as per the NIT Act 2007 in

case of central funded institutions, with an eminent educationist or industrialist as the

chairperson in each institution. The guidelines for composition of the BoG under TEQIP –II

are more or less similar to the UGC guidelines. Thanks to the efforts made by the state

governments and the SPFUs, BoGs have been constituted in all the project institutions except

four in Rajasthan, as the State had been exempted from this requirement. The thirty

institutions sampled for the study were all found to have BoGs in place.

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7.7 The governance guidelines under TEQIP require that BoGs must meet at least once in a

quarter and publish the minutes of the meetings on the institutions’ websites. In the context of

TEQIP, the BoGs shall carry out various functions including faculty development initiatives

and fiduciary requirements under TEQIP as well as other statutory requirements. With the

release of the ‘TEQIP Good Practice Guide for Governing Bodies’ in December 2012, there

has been growing emphasis on the governance related issues, both in the private and

government institutions. The governance model was also discussed in the learning forums

organized by the NPIU with support from the World Bank between the 15 and 18 January,

2013, following which BoG members are slowly though reluctantly, beginning to appreciate

that their own capacity to guide and shape the destiny of the institutions, could be enhanced

through appropriate learning.

Contribution of Governing Bodies

7.8 While the primary condition of constituting the BoGs has been fulfilled by all the

institutions, the levels of commitment of the BoG members and their performance was found

to be a matter of concern, during the evaluation study. Institutions that performed well on the

key performance indicators under TEQIP, clearly reflected the supervision and sense of

engagement that their BoGs had demonstrated through the frequency of meetings and the

quality of discourse reflected in the minutes of the BoG meetings. Both during focus groups

discussion and focus interviews with HoIs, it was found that the members of the governing

board have been contributing substantive value to the quality of decision making as well as

review of the implementation of TEQIP project in institutions where performance was

appreciable and the converse was true in institutions where the performance was less

satisfying. Further, as already highlighted in para 6.4 of the previous chapter, half of the HoI

respondents expressed that there was tight oversight by the BoG in the allocation of resources

to different branches/ departments and the BoGs have contributed to the strategic planning

process in almost all the institutions.

7.9 It has been interesting to observe that the frequency of BoG meetings has been

progressively improving as in some institutions where the BoG met only once in the first year

of the project, could manage two meetings in the following year and later three and four

meetings in the subsequent years. The progress is reflected in Table 7.2 with Figure 7.1

which shows that the number of sampled institutions where the BoG meets four times a year

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or more has doubled from six in 2009-10 to twelve in 2012-13. What is more encouraging is

the growing attention of the BoGs to the institutional challenges. For instance, in one of the

meetings of JNTU, Kakinada, it was decided to induct two additional members from industry

to enrich III processes in the institution. Similarly the governing body of BVB College of

Engineering, Hubli has been adding new centers of specialization in collaboration with

industry as well as new UG and PG courses following guidance of the BoG. A case study of

the institution’s governance planning is at Appendix 4.

Table 7.2: HoI responses on BOG meetings held in the years 2009-10 and 2012-13

No of Meetings No of Institutions in

2009 -10

No of Institutions in

2012 -13

1 6 4

2 6 6

3 3 6

>= 4 6 12

Not Responded 9 2

Grand Total 30 30

6 4

6 6

3 6

6

12

0

5

10

15

20

25

30

2009-10 2013-14

No. of

mee

tin

gs

in a

yea

r

Growth in frequency of BoG meetings

Figure 7.1: HoI responses on BoG meetings held in the year 2009-10

and 2012-13

More than four

meetings

Three meeting

Two meeting

One meeting

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7.10 As Table 7.3 and Table 7.4 with Figure 7.2 suggest on the basis of the responses of the

HoIs, members of the BoGs have been overseeing the work of various academic and

administrative committees within the institutions. Though to a lesser extent, they have also

been obtaining feedback on the institutional performance from mentors and stakeholders

including faculty and students. In response to open ended question about the role of the BoG

in performance appraisal of HoIs, faculty and officers, a range of interesting responses

emerged from the HoIs which did indicate that within the ambit of the UGC guidelines, BoGs

added value to their professional growth by guiding them to pursue certain research and

teaching goals or administrative and leadership responsibilities. For instance, the SSIT,

Tumkur claimed that the report of the academic advisory committee which includes experts

from international institutes along with the self-appraisal report of the faculty was shared

with members of the BoG for their information and feedback.

7.11 It is obvious, however, from Tables 7.5 and 7.6 that the BoGs are constrained from

exercising any significant influence in matters of recruitment and reviewing service rules of

teaching and non-teaching staff as the institutions are bound by the UGC and the state

governments’ rules in this regard. Both, from the HoI responses in the above tables and from

focus interviews, it was evident that the issue of autonomy was not uniformly understood.

While UGC guidelines have contributed to a degree of academic autonomy in matters of

curriculum and evaluation systems, administrative autonomy remains hazy with universities

and state governments exercising strong control over institutions.

Table 7.3: BoG oversight of various academic and administrative committees

Response Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Yes 8 9 7 4 28

No 0 0 0 0 0

Total Valid

Responses

8 9 7 4 28

Not

Responded

0 1 1 0 2

Total 8 10 8 4 30

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Table 7.4: BoG obtains periodical feedback from all stakeholders

Response Frequency Percentage

Yes 22 73.3

No 8 26.7

Total valid Responses 30 100

Not Responded 0 0

Total 30 100

Table 7.5: BoG’s role in developing policy for recruitment of faculty and staff

Response Frequency Percentage

Recruitment – State Government 5 16.7

As per the NIT act approved by

BoG

1 3.3

At UGC/ university level 19 63.3

Total Valied reponses 25 83.3

Not Responded 6 20

Total 30 100

22

8

0

5

10

15

20

25

Yes No

Fre

qu

ency

Type of response

Figure 7.2: BoG obtains periodical feedback from all

stakeholders

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Table 7.6: Reviewing service rules for faculty and staff

Response Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Government and

UGC norms

5 6 7 3 21

NIT & MHRD /

NIT Council

0 0 0 1 1

University level 1 0 0 0 1

Total Valid

Responses

6 6 7 4 23

Not Responded 2 4 1 0 7

Total 8 10 8 4 30

7.12 Overall, the concept of governance is making its way in to the TEQIP institutions in

varying ways and at different speed, as the governance self-reviews by the institutions

demonstrate. 161 out of 190 institutions at the aggregate level, have submitted the “Self

Governance reports” and 15 institutions are ready with their “Governance Development

Plans”. While it has taken quite sometime for the individual institutions to identify suitable

persons and get them to agree to accept positions on the BoG’s, and institutions have also

struggled to get necessary clearances for appointment of the government nominees, the key

outcome from TEQIP has been the realization that the BoG is the capstone of institutional

governance. Further, with the minutes of the BoG meetings being hosted on the institutional

websites, greater transparency has been introduced in matters of both academic and

administrative decision-making.

7.13 As Table 7.7 shows, 83% of the faculty members surveyed during the study agreed that

the BoG has added value in promoting III initiatives. The perception of both private and

government institutions is stronger on this aspect compared to the government aided

institutions and the CFIs. ANOVA of the 'mean' feedback from faculty across the institutional

categories confirmed the statistical significance in terms of varying perception among the

faculty of the institutional groups as Box 7.7 demonstrates. Similarly 66% of the non-

teaching staff who participated in the survey conveyed that the BoG was involving the former

more actively in decision making processes (Table 7.8 - Figure 7.3). It seems that the TEQIP

institutions have the potential to move to the next level of governance where the board room

processes can come under deeper scrutiny, requiring the BoG members to perform in a more

accountable manner with a clear sense of role and goal clarity. It is here that the capacity

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building programmes for the members of the BoG can help close their knowledge gaps and

empower them with the concepts and practices of good governance. The evaluation study

team could gauge the potential benefits that institutions can reap from a competent and

committed BoG, in the course of delivering such capacity building programmes for TEQIP

institutions.

Table 7.7: Faculty response on the role of BOG in promoting III

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 103 61 66 16 246

Percent 38.9% 18.8% 26.8% 17.4% 26.5%

Agree Count 142 185 148 46 521

Percent 53.6% 57.1% 60.2% 50.0% 56.2%

Can't Say Count 17 60 26 22 125

Percent 6.4% 18.5% 10.6% 23.9% 13.5%

Disagree Count 1 10 5 6 22

Percent 0.4% 3.1% 2.0% 6.5% 2.4%

Strongly

Disagree

Count 2 8 1 2 13

Percent 0.8% 2.5% 0.4% 2.2% 1.4%

Total

Valid responses 265 324 246 92 927

Not responded 4 16 15 5 41

Count 269 340 261 97 968

Mean* 4.29 3.87 4.11 3.74 4.04

Standard Deviation .67 .84 .69 .90 .79

*( 5=Strongly agree, 4=Agree, 3=Can't Say,2=Disagree, 1=Strongly Disagree )

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Box 7.7: ANOVA of 'mean' perception among the faculty of different institutional

categories (Table 7.7) on the BoG support for III initiatives

The Board of Governors ( or equivalent body ) actively supports your initiatives

for networking to promote Industry-Institute- Interaction

Sum of Squares df Mean Square F Sig.

Between

Groups 36.332 3 12.111 20.773 .000

Within Groups 538.110 923 .583

Total 574.442 926

Post Hoc Tests Multiple Comparisons

Dependent Variable: The Board of Governors ( or equivalent body ) actively supports

your initiatives for networking to promote Industry-Institute- Interaction

Tukey HSD

(I) Category (J) Category Mean

Difference

(I-J)

Std.

Error

Sig. 95% Confidence

Interval

Lower

Bound

Upper

Bound

Private

Unaided

Government Owned .185* .068 .033 .01 .36

Government Aided .427* .063 .000 .26 .59

CFIs .555* .092 .000 .32 .79

Government

Owned

Private Unaided -.185* .068 .033 -.36 -.01

Government Aided .242* .065 .001 .08 .41

CFIs .371* .093 .000 .13 .61

Government

Aided

Private Unaided -.427* .063 .000 -.59 -.26

Government Owned -.242* .065 .001 -.41 -.08

CFIs .128 .090 .487 -.10 .36

CFIs

Private Unaided -.555* .092 .000 -.79 -.32

Government Owned -.371* .093 .000 -.61 -.13

Government Aided -.128 .090 .487 -.36 .10

Interpretation: *. The mean difference is significant at the 0.05 level showing that there

is a difference in the faculty's perception about the role of BoG in promoting III, except

between government aided institutions and the CFIs as the Tukey HSD Test points out.

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Table 7.8: Non-teaching staff on whether BoG involves them more actively in

administrative decision making.

Scale* Respondents Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Strongly

Agree

Count 36 35 24 4 99

Percent 26.67% 18.42% 13.26% 3.96% 16.31%

Agree Count 69 89 105 37 300

Percent 51.11% 46.84% 58.01% 36.63% 49.42%

Cant Say Count 21 38 33 28 120

Percent 15.56% 20.00% 18.23% 27.72% 19.77%

Disagree Count 8 22 12 18 60

Percent 5.93% 11.58% 6.63% 17.82% 9.88%

Strongly

Disagree

Count 1 6 7 14 28

Percent 0.74% 3.16% 3.87% 13.86% 4.61%

Total

Valid responses 135 190 181 101 607

Not responded 2 13 10 14 39

Count 137 203 191 115 646

Mean* 3.97 3.66 3.70 2.99 3.63

Standard Deviation .85 1.01 .92 1.13 1.02

*( 5=Strongly agree, 4=Agree, 3=Can't Say,2=Disagree, 1=Strongly Disagree )

3.97

3.66

3.7

2.99

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Private

Unaided

Government

Aided

Government

Owned

CFIs

Mea

n R

esp

on

se

% o

f R

esp

on

den

ts

Institutional Category

Figure 7.3: Non-teaching staff on whether BoG involves them more

actively in adminstrative decision making.

Strongly Disagree (1)

Disagree (2)

Can't Say (3)

Agree (4)

Strongly Agree (5)

Mean

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Conclusions

7.12 TEQIP has brought in seriousness among the project institutions to accelerate their

efforts towards accreditation of all eligible courses and to seek autonomy from the UGC,

even if they had the above intentions before TEQIP. Being participants in the TEQIP project

has made it easier for many project institutions to get their applications for autonomy past the

affiliating universities to UGC. The HoIs confirmed that the very process of seeking

accreditation and autonomy has been an educative one facilitating self-assessment at the

institutional level besides giving them a sense of confidence that the courses offered by them

are duly accredited. From the progress of accreditation achieved by 73% of the institutions

sampled for the study, it seems reasonable to assume that all the project institutions would be

able to get 50% of their eligible courses accredited by the NBA. It is significant that seven of

the sampled institutions have also received accreditation from the NAAC.

7.13 In terms of institutional governance, it would not be an exaggeration to state that the

very introduction of the concept of governance in all the project institutions has been nothing

short of a paradigm shift. The feedback from the HoIs on the role of BoGs in promoting

strategic planning, speedy decision making and review of various policies and committees set

up for good institutional governance, has been encouraging though there is scope for

improvement. Challenges remain, however, in terms of knowledge gaps of the members of

the governing bodies themselves in regard to the exercise of powers that autonomy has

conferred on them, and more importantly in being able to contribute to areas like strategy

formulation, III and talent management at the level of faculty and HoIs. The initiative at

capacity building of BoGs is beginning to produce results as improvements could be seen on

issues of governance as fundamental as frequency of board meetings to the more substantive

issue of quality and content of discussion in the BoG meetings, as could be discerned from

the minutes of the meetings. The faculty of both private and government institutions have

conveyed a more positive perception of the role of BoG in promoting III initiatives with an

ANOVA, confirming the statistical significance of the differing perception among the faculty

of various institutional categories. The feedback from non-teaching staff has also been

encouraging in regard to the role of BoG.

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Chapter 8: Summary of Conclusions and Recommendations for Way Forward

The TEQIP II

8.1 Building on the progress of TEQIP I, which was implemented between 2003 and 2009

covering 127 institutions, the TEQIP II has been a logical successor with a sharper focus on

academic progression of students, faculty and staff development, III, research and innovation

and most importantly, ushering in reforms in academic and administrative spheres of

institutional development. 190 institutions including 25 CFIs have been participating in the

project across 23 states / UTs. TEQIP II has flagged off a journey towards excellence in

technical education with an impact on basic academic processes and very importantly

influencing the mindset of people and culture of organizations. It is important to reiterate here

that the TEQIP has intervened effectively enough to trigger the process of change as all the

previous chapters have shown and the institutions would hopefully pursue the goals beyond

the formal project period to allow the process of change to stick.

Student Learning Outcomes

8.2 Though infrastructure development in terms of procurement of hardware was confined to

the government aided and government owned institutions, an improvement in the learning

environment has been observed across all categories of institutions, including private and

government managed, irrespective of whether they have been participating in subcomponents

1.1 or 1.2. The upgradation of classrooms, laboratories and expansion of central academic

support facilities apart, faculty have been using modern teaching aids and their style as well

as effectiveness of delivery has improved. The perception of the faculty in private and

government aided institutions has been more positive in regard to the improvements in the

learning environment. The differential perception was also confirmed through an ANOVA.

Students feedback from government owned and government aided colleges was lower in

comparison with private unaided and centrally funded institutions.

8.3 Apart from structured training programmes on technical topics, pedagogy and

management, the faculty have benefitted from networking opportunities like conferences,

seminars and publications. Over 95% of faculty across all categories of institutions agreed on

the opportunities that TEQIP has provided for professional networking and development.

With 85% of the students sampled for the study finding the subject knowledge of the faculty

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to be good, the evidence in support of an improved quality of learning following TEQIP, has

been convincing. Academic progression of weak students has started showing an

improvement as measured by their transition rate. It has also been found that the faculty's

perception about improvement in the scholastic orientation of the students was strongly

related to the students' perception of the knowledge gained by them during the course as well

as the latter's take-aways from lab work, practicals and assignments.

8.4 While only 16% of the surveyed students expressed that they were not satisfied with their

performance in examinations, it was interesting to find that 52% of this 16% dis-satisfied

students have not benefited from the support provided to the slow learners which underlines

the need for getting the target group of slow learners to participate more actively in the

remedial classes. Updating of curriculum in tune with industry requirements has been

initiated, but still remains a pain point, particularly in new economy disciplines. There has

been an increase in awareness about the issues of employability and well rounded

development of engineers. The finishing school support has contributed to improved

confidence levels among students, who, however, feel that more needs to be done to align

their learning with the industry needs.

Research Orientation

8.5 One of the major outcomes reverberating through the project institutions has been the

heightened interest of faculty in research and publications. There was a consensus among all

stakeholders that even those faculty who had little or no inclination for academic research

have begun showing a marked increase in interest and initiative to present papers at

conferences and seminars that could further be advanced as journal publications. With

availability of funding, the quality and quantity of research output has visibly improved, also

supported by higher academic qualifications acquired by the faculty and a rise in the

admission of postgraduate and doctoral students. While 94% of the faculty in the sampled

institutions had acquired post-graduate qualification during the TEQIP project period,

fulfilling the fundamental requirement for a culture of research to take shape, 16 out of 30

HoIs confirmed an appreciable increase in the enrollment of post-graduate students.

8.6 The feedback from all the stakeholders particularly faculty community has pointed to

better collaborative and multidisciplinary research and more opportunities for networking

with academics from premier institutions and industry experts. The mean level of perception

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among the faculty of the private institutions was the highest on the increased academic

freedom and motivation for pursuing research followed by the faculty in the government

owned institutions. The growth in academic publications, recorded in the central MIS of

NPIU confirms the appreciable rise in the awareness as well as inclination among faculty of

the project institutions to publish in international refereed journals which has recorded a

growth of 85% in 2012-13 over 2010-11. The institutions like UOC and NITR have achieved

phenomenal growth in the enrollment of research scholars as well as research output while

most other institutions have been motivated under TEQIP II to institute systems that are

conducive to research such as centralized laboratory support, R&D committees, and

incentivising faculty to make proposals to various funding institutions.

Industry-Institution Interaction

8.7 Owing to several factors, the progress of III in the project institutions has not been

satisfactory as pointed out by the students both in their survey feedback as well as during the

FGDs. While serious efforts have been made by the GoI in the MHRD and the state

governments along with tight monitoring by NPIU and SPFUs, the fact remains that III is an

area of serious concern with high levels of discontentment among the students on this subject.

However, TEQIP is beginning to make a difference in two ways. First, an unprecedented

level of awareness has been generated among the HODs and HOIs about the need for III as a

basis for improving academic quality. Secondly, TEQIP II has motivated and provided

resources to faculty to proactively approach the industry and bring the industry closer to the

institutions. This is reflected in the faculty feedback who were perhaps better able to perceive

the difference in the level of III activity before and after introduction of the TEQIP.

Institutions in the remote rural areas are challenged more than their urban counter parts in

forging strong linkage with the industry but now that TEQIP is impacting the III systems and

structures in a positive manner, more substantive progress can be expected in the remainder

of the project period.

Academic and Management Reforms

8.8 TEQIP has positively contributed to substantive reforms at the level of institutions, in

regard to both academic processes as well as management systems. Exposure of TEQIP

institutions to the premier technology and the management institutions of the country - IITs

and IIMs, has provided an opportunity for the institutions to find a benchmark towards which

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they can push the frontiers of academic excellence, besides affording an external perspective

on how the standards of technical education are evolving within and outside the country. The

series of initiatives launched under TEQIP for knowledge incubation through the KICs/KITs

and live classes and tutorials under the QEEE, have contributed to a credible eco-system in

which the TEQIP institutions can forge and sustain partnerships with the IITs and the IIMs.

The participation of TEQIP institutions in various MDPs and ALPs organized by the IIMs

and other management development institutions has added a new learning experience to the

faculty and heads of TEQIP institutions, though a more customised approach to the design of

the programmes is needed, particularly where international visits are involved. The faculty

and HoIs seemed to consider MDPs and ALPs as add on knowledge, not central to their

academic interests.

8.9 TEQIP has helped institutions to develop an inter-disciplinary approach through their

strategic planning exercises for academic excellence. In the process, the traditional

organizational structures have been shaken up as different branches and departments are

working together towards a holistic institutional vision, mission and goals. Even if the

process of change is incipient, the project institutions are begining to see the benefits. The

faculty from both private and government institutions have conveyed higher levels of

satisfaction with the performance audit and management information systems. The non-

teaching staff also believe that the top management in all categories of institutions is making

better use of MIS in decision making. Significant progress has also been registered by the

TEQIP institutions in reviewing and reorienting most management systems particularly in the

areas of financial management, procurement, management information system, monitoring

and evaluation. The role of performance auditors, data auditors and mentors is increasingly

making an impact by providing a neutral assessment of various tangible and intangible assets

that the TEQIP institutions have been creating and maintaining even as one system is

synergising with the other. A strong association could be statistically established between

faculty's perception of improvements in MIS and their perceived value from mentoring.

Accreditation, Autonomy and Governance

8.10 In terms of institutional governance, it would not be an exaggeration to state that the

very introduction of the concept of governance in all the project institutions has been nothing

short of a paradigm shift. The feedback from the HoIs on the role of BoGs in promoting

strategic planning, speedy decision making and review of various policies and committees set

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up for good institutional governance, has been quite encouraging though there is scope for

improvement. Over 80% of the faculty agreed that the members of the governing boards were

actively supporting III initiatives and more fundamentally the frequency and content of

discussion in the board meetings has acquired a tone of serious business. Challenges remain,

however, in terms of knowledge gaps of the members of the governing bodies themselves in

regard to the exercise of powers that autonomy has conferred on them, and more importantly

in being able to contribute to areas like strategy formulation, III and talent management at the

level of faculty and HoIs.

8.11 TEQIP has also brought in seriousness among the project institutions to accelerate their

efforts towards accreditation of all eligible courses and to seek autonomy from the UGC.

TEQIP has exposed the project institutions to the need for accreditation as a step towards

quality assurance of their academic systems and processes. While most institutions have been

able to get more than 50% of their eligible courses accredited and 23 out of the sampled 30

institutions have also achieved autonomy, the more important outcome has been the

educative experience that accreditation processes have provided to the institutions. The

institutions also feel that the image of the institutions has gained strength with these reforms.

Though a common understanding of autonomy among all the stakeholders is yet to emerge,

what is significant to note is the statistical significance of the perception of both students and

faculty in autonomous institutions being more positive on issues like curriculum design,

students performance in exams and their knowledge take-aways from the courses, as could be

inferred from the relevant statistical tests.

Miscellaneous

8.12 Several benefits have accrued to the project institutions ranging from as intangible as

growth in their brand equity to realizing systems improvements that rarely receive attention

in the normal course of institutional management. Some institutions, for instance, have

reported that department level budgeting systems have brought in more accountability even at

the level of research scholars who are required to align their goals to the institution or

sponsoring agency/ scheme. Similarly, the potential value of developing and sustaining

alumni relations has triggered more vibrant alumni development processes in the project

institutions. There were examples of institutions seeking the support of alumni in bridging

critical resource gaps covering physical infrastructure, economic support to students and

linkages with industry. The case study of GCT Coimbatore at Appendix 5 is illustrative.

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There have also been instances of unique gains in terms of institutional upgradation in the

course of implementing TEQIP as it happened at IET, Lucknow which has been identified by

the Government of U.P. for up gradation into an Innovation University. A summary of the

institutional cohort-wise indices of feedback from faculty and students and non-teaching staff

on key elements of the project implementation can be seen from Box 8.1.

8.13 In pursuit of their III endeavors, some institutions have developed innovative

organisational structures to reinforce their industrial consulting services, as the caselet on

GNDEC Ludhiana (Appendix 6) shows. The GNDEC has created a two tier consultancy

services structure, at the central and departmental levels, with appropriate systems for

providing customer focused services. The triple caselet based comparative study of the

human resource practices in three TEQIP institutions brought out in Appendix 7 is

instructive about how excellence suffers if the bench strength of the faculty is not in place.

Some institutions like GHREC Nagpur have recruited faculty, but the new faculty outnumber

the older faculty to such an extent that it will take time for the organization to integrate them

into a team and work towards the institution's vision and mission. The SSIT Tumkur has a

balanced composition of faculty at all levels and TEQIP II has come in as a timely

intervention to begin their journey towards excellence.

Recommendations

8.14 Considering the fact that the journey towards excellence has begun in all the TEQIP II

institutions, the uppermost concern for the evaluation study team has been the sustainability

of the momentum that the project has generated. Whether the institutions would continue to

invest in faculty development, III initiatives and continue to strengthen their institutional

systems and governance will depend entirely on the leadership of the institution. While it is

reasonable to expect that the institutions will continue to pursue these initiatives in their own

interest and to cope with competition, the evaluation study team recommends that a list of

initiatives like utilization of the four funds for the purposes for which they were initiated

under TEQIP II, continuance of the BOGs, continued student support in the form of remedial

classes, etc. should be identified as areas that will continue to be monitored for a period of at

least 5 years after closure of the project by the MHRD.

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Box 8.1: Indices of section-wise feedback from questionnaires for faculty, students and non-

teaching staff on key indicators of project implementation

Indices of section wise responses to faculty questionnaire

Section Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Level

Section –II : Academic and

Professional Growth 2009-

10 3.82 3.27 3.53 3.17 3.47

Section –III : Performance

of Students since 2009-10 4.31 4.03 4.18 4.00 4.15

Section –IV :Institutional

systems and management

since 2009-10 4.21 3.82 3.83 3.72 3.92

Section V : TEQIP

Interventions 4.33 3.85 4.09 3.78 4.05

Indices of section wise responses to Students' questionnaire

Section Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Level

Section –II: Quality of

Instruction 3.57 3.04 2.96 3.13 3.16

Section –III : Learning and

Environment Ambiance 3.54 2.96 2.94 3.06 3.11

Section –IV : Academic

Progression 3.48 3.04 2.94 3.03 3.13

Section – V : Management

and Infrastructure 3.64 2.87 2.67 3.24 3.05

Section – VI :

Employability 3.53 2.85 2.74 2.49 2.96

Section – VII : Institutional

Assessment ( excluding

open ended questions) 3.54 3.07 2.85 3.11 3.14

Indices of responses to the questionnaire administered to non teaching staff

Section Private

Unaided

Government

Aided

Government

Owned

CFIs Aggregate

Level

Section –II: Improvements

in organization systems

and procedure Under

TEQIP-II 4.24 3.88 3.74 3.56 3.86

Section –III : Job

Satisfaction 4.25 3.95 3.93 3.83 3.98

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8.15 There should also be a provision for disincentivising institutions that fail to sustain the

above initiatives by excluding them from potential support schemes of UGC, AICTE and

other bodies of the GoI. These and other recommendations that follow are based entirely on

the understanding developed by the study team about the project in the course of the

evaluation study combined with the experience and insights of a management development

institution, and are submitted for the consideration of the client system.

8.16 Throughout the study, it has been observed that the adequacy and competence of the

faculty is the key to achieving academic excellence. If the ability and willingness of faculty

respondents to provide complete answers to open ended questions soliciting suggestions for

improving quality of instruction and research in their institutions is to be viewed as a proxy

indicator for faculty competence, it can be seen that only 50% of the sampled faculty could

provide more than one suggestion (Tables 8.1 and 8.2). Further, this reluctance or inability

was more pronounced among the private unaided colleges. While TEQIP has emphasized

upgradation of faculty qualifications, there is a need for the MHRD and NPIU to release

guidelines that should be uniformly followed by TEQIP institutions in regard to human

resource practices like recruitment, promotion and compensation, particularly in regard to the

practice of hiring faculty on temporary basis. Similar criteria should also be laid down for

non-teaching staff who are in acute shortage.

Table 8.1: Frequency of responses to the question on recommendations for improving

the quality of teaching.

Respondents

Private

unaided

Government

Aided

Government

Owned CFIs

Aggregate

Suggested one

measure

187

(69.5)*

233

(68.5)

167

(64.0)

60

(61.9)

647

(66.9)

Suggested second

measure

98 (36.4)

142 (41.8)

104 (39.8)

42 (43.3)

386 (39.9)

Suggested third

measure

54 (20.1)

57 (16.8)

43 (16.5)

21 (21.6)

175 (18.0)

* Figures in brackets are percentages reflecting the frequency of respondents to the question,

as proportion of total sample.

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Table 8.2: Frequency of responses to the question on recommendations for improving

the quality of research.

Respondents

Private

unaided

Government

Aided

Government

owned CFIs Aggregate

Suggested one

measure

221

(82.2)*

246

(72.4)

191

(73.2)

75

(77.3)

733 (75.8)

Suggested second

measure

119 (44.3)

150 (44.2)

129 (49.4)

51 (52.6)

449 (46.4)

Suggested third

measure

46 (17.1)

45 (13.3)

57 (21.8)

26 (26.8)

174 (17.9)

* Figures in brackets are percentages reflecting the frequency of respondents to the question,

as proportion of total sample.

8.17 In terms of faculty development, while continuing to support initiatives like KIT and

QEEE, a system of professional certification could be considered which enables faculty

members to be evaluated and certified by a credible and competent body to the effect that the

faculty are part of a national pool of technical education teaching professionals. The same

professional body recommended above can also be tasked with setting up and managing a

centralized academic staff college to cater to faculty development needs of technical

education institutions.

8.18 Design of a relevant and rigorous curriculum is a compelling concern for the technical

education system in the country. In order to achieve it, a concerted effort is necessary from

institutions, university regulators (AICTE, UGC, NBA and NAAC), industry and the

government. With the proliferation of engineering colleges and courses in the country,

measures for rationalization of syllabi need to be addressed on a priority. A standardised

syllabus across the country is neither desirable nor achievable. But a model syllabus that

ensures a minimum learning content could be considered for TEQIP institutions, as a step

towards facilitating the evolution of a bare minimum standard for an ‘engineer’. More subject

matter expertise, technological challenges, industry forecasts, labour economics and changing

patterns of student aptitude can be brought to bear on changes effected during the time of

revision of syllabus by the boards of studies in individual institutions and universities.

Professional support from premier institutions may be made available to the aspiring

institutions.

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8.19 International travel related to conferences and seminars has become easier under TEQIP.

However, in government engineering colleges of states like in Maharashtra and Madhya

Pradesh, the faculty members are officers of government and are subject to the civil service

rules. The service rules require the faculty to seek administrative approvals from state

headquarters. This process creates delays and often results in faculty missing the academic

events. Thus, more administrative autonomy is required for the state government controlled

institutions.

8.20 All the 190 institutions under TEQIP II operate at varying points of competence in

research standards. There are institutions like ICT Mumbai, NIT Rourkela and NIT Nagpur

that can legitimately be proud of their record of publications in top journals in several fields.

On the other hand, there are institutions in remote areas, where the distinction between high

impact factor journals and average journals is still not recognised. Consequently, the faculty

appraisal on sincerity of their research effort and quality of output gets affected. There is a

need for greater mentorship and guidance by the lead institutions to the institutions with

potential to excel in research. Networking of such institutions may be facilitated under

TEQIP. Such networks could benefit both the parties by providing guidance and development

to the mentees and also providing experimental validation support to the mentors’ own work.

8.21 Industry Institute Interaction (III) remains an area of weakness for TEQIP institutions,

notwithstanding aggressive efforts on the part of all the stakeholders. Understandably, there

cannot be a one-point solution to this problem, as no more than one third of the faculty

respondents who participated in the survey, could provide more than one suggestion for

strengthening III in their institutions (Table 8.3). The case study of ICT Mumbai and the

caselet of GNDEC Ludhiana have shown how a concerted, proactive and structured effort is

required on the part of institutions to build strong and sustainable III linkages. Clearly, a

cultural reorientation is needed among the stakeholders driven by the HoIs to deepen the

linkages with industry.

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Table 8.3: Frequency of responses to question on recommendations for improving III

Respondents

Private

unaided

Government

Aided

Government

Owned CFIs

Aggregate

Suggested one

measure

173

(64.3)*

194

(57.1)

144

(55.2)

58

(59.8)

569

(58.8)

Suggested second

measure

79 (29.4)

100 (29.4)

74 (28.4)

26 (26.8)

279 (28.8)

Suggested third

measure

29 (10.8)

37 (10.9)

26 (10.0)

17 (17.5)

109 (11.2)

* Figures in brackets are percentages reflecting the frequency of respondents to the question,

as proportion of total sample.

8.22 As one of the institutions suggested, having an industry representative as a III

coordinator within the institutions could help formulate a situation specific strategy for

progressing with III. Similarly, exchange of faculty and industry experts is an initiative that

must be stepped up along with setting up special purpose fora for institutionalising such

exchange of human resources between industry and academia. This can pave the way for

effective III. Further, the state governments should involve their Departments of Industries

and Commerce and the District Industries Centres to help map technical education

institutions with industries located closest to them.

8.23 There is a need to deepen linkages with the IITs going beyond initiatives like KICs,

pedagogical training programmes and QEEE. Select faculty of TEQIP II institutions may be

encouraged to spend 6 months to 1 year on a sabbatical, or as scholars in residence, where

one-to-one coaching can happen between senior members of faculty at IITs and the faculty

drawn from project institutions. Similarly, there is a need for more comprehensive training

needs analysis of management and leadership development needs so that customized MDPs

and ALPs can be designed and delivered by the IIMs, adding better value. Select members of

faculty with aptitude for administrative positions can also be encouraged to participate in the

advanced management programmes offered by premier management institutions.

8.24 To streamline the general management systems and practices in TEQIP institutions, a

comprehensive manual providing uniform guidelines on matters of financial prudence,

budgeting, costing, procurement, estate management, campus discipline, deployment of ICT,

human resource management, marketing of programmes and courses, and other related areas

may be brought out, on the lines of the TEQIP Good Governance Guidelines. Such an

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initiative would also help fill the current literature gap in the management of academic

institutions, besides serving as a hand-book for ready reference.

8.25 Governance being the capstone of institutional development, serious effort is needed in

designing governance development programmes that are customized to the need of technical

education institutions. Since there is a knowledge gap in areas of strategy and leadership

among the members of the BOGs in most institutions, their participation in governance

development programmes that provide learning support in the above areas must be made

mandatory along the same lines that corporate governance codes require the independent

directors in some countries to go through such courses. There is a need to ensure a minimum

number of independent members to be represented on the BOG of every institution,

particularly the private institutions where the controlling trust or society often holds complete

sway over the BOG.

8.26 There have been a few issues of confusion with regard to operational implementation of

various project components, particularly in remote institutions and states. Better clarity

between NPIU, SPFUs, institutional TEQIP coordinator, head of the institution and the

beneficiaries regarding rules and procedures is necessary. An organized repository of

circulars and rules can be prepared and shared online. The project implementation plan which

looks like a maze of components and sub-components with multiple criteria for selection of

institutions and a multiplicity of performance indicators, perhaps needs a review. It may be a

good idea to get the institutions to perform more concretely on a few fronts rather than

pushing them to implement several activities in a check-list fashion. These may be considered

without of course, diluting the holistic nature of the current project design.

8.27 There was slight variation observed in the constitution of SPFUs of different states. For

instance, the SPFUs of Andhra Pradesh, Karnataka and Maharashtra have been constituted

with full time deputation of officers of state government, whereas members of Punjab SPFU

hold additional charge, in addition to their charge as deputy directors in the state technical

education department. In Uttar Pradesh, the SPFU is staffed by academics drawn on a part

time basis from amongst the project institutions. The size of the team could be proportionate

to the number of project institutions in the state, but drafting them on part-time duty to staff

SPFUs can be avoided, in the interest of effective project implementation. This results in

varying levels of quality in monitoring and support by the SPFU to the project institutions.

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The status of the TEQIP Co-ordinator in the assisted institutions also needs a review as they

are often reluctant candidates.

8.28 A successor programme to TEQIP II can potentially include additional components like

support for incubation of new technologies, products and processes, chair endowments,

centralized research laboratories, without discriminating against any category of institutions.

As mentioned earlier, a Central Staff College for Technical Education (one of the existing

technical teachers' institutes could be upgraded) dedicated to meeting the technical and

management capacity building needs of TEQIP institutions could be considered as part of the

next phase of the project. The proposed college can also serve as an e-repository of all

knowledge resources relevant to the technical education institutions, besides actively

engaging with research and consultancy to identify training needs, evaluate capacity building

programmes and provide project related services to the TEQIP institutions.

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Evaluation Study of the Technical Education Quality

Improvement Program (TEQIP) Phase-II

Volume – II

October - 2014

Submitted to

Ministry of Human Resource Development

Government of India

Study Team

Dushyant Mahadik (Team Member)

G. Surender Reddy (Team Member)

Hemnath Rao H. (Team Leader)

Support Team

M. Jagadish Kumar / Mahaboob Tanda / Manju Vani

ADMINISTRATIVE STAFF COLLEGE OF INDIA

BELLA VISTA, HYDERABAD 500 082.

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List of Appendices and Annexures

List of Appendices

Appendix 1 : Enriching Student Learning Outcomes: The VNR-

VJIET Way!

Appendix 2 : National Institute of Technology, Rourkela – A Case of

Quantum Leap in Research

Appendix 3 : Weaving Industry Institution Interaction (III) in to the

Institutional Culture: The Case of the Institute of

Chemical Technology, Mumbai

Appendix 4 : Driving Good Governance at BVB College of

Engineering: A Case study

Appendix 5 : GCT, Coimbatore: The Case of a Vibrant Alumni

Association.

Appendix 6 : Facilitating Industrial Consultancy : A Case Let of

GNDEC

Appendix 7 : Human Resource Management of Faculty : Three

Comparative Caselets.

List of Annexures

Annexure 1.1 : Key Performance Indicators of the TEQIP II Project

Annexure 1.2 : Technical Education Quality Improvement Programme

(TEQIP) Phase‐II - List of Project Institutions

Annexure 2.1 : Survey Schedule-H: Survey of Heads of Institution

Annexure 2.2 : Survey Schedule–F: Survey of Teaching Staff / Faculty

Annexure 2.3 : Survey Schedule–S: Survey of Students / Research

Scholars

Annexure 2.4 : Survey Schedule–A: Survey of Non-teaching Staff

Annexure 2.5 : List of Persons Contacted/Interviewed

Annexure 2.6 : Profiles of Core Study Team

Annexure 6.1 : List of Programmes for Management Capacity

Enhancement at IIMs

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Appendix 1

Enriching Student Learning Outcomes: The VNR-VJIET Way!

Introduction

1. A single holistic case study has been attempted to highlight the innovative steps taken by the

Vallurupalli Nageswara Rao Vignana Jyothi Institute of Engineering & Technology (VNR-

VJIET), Hyderabad, which has been supported under the Sub-component 1.1 of the TEQIP. With

the institution as the unit of analysis, the case study demonstrates how learning outcomes could

be strengthened in favour of the students through innovations, motivated by various components

of the TEQIP which are primarily aimed at enhancing the quality of students’ learning. The

analysis is at various stakeholder levels but mainly focused on the perceptions of faculty and

students about how the institutional initiatives have benefited the latter.

About VNR-VJIET

2. Sponsored by the Vignana Jyothi Society, the VNR-VJIET was established in the academic

year 1995-1996 with the permission of All India Council for Technical Education (AICTE), New

Delhi and the Government of Andhra Pradesh. Located in Vignana Jyothi Nagar, near

Bachupally Village on the outskirts of Hyderabad city, the Institute offers eight UG and ten PG

courses with an annual intake of 1372 students. Seven UG courses and eight PG courses which

are eligible for accreditation stand duly accredited by the National Board of Accreditation

(NBA). The Institute has been conferred autonomous status by the UGC under sections 2(f) and

12(B) of the UGC Act, 1956. It has also received accreditation with A-Grade from the National

Assessment and Accreditation Council (NAAC).

3. The Institute is spread across a 7.33 hectare campus and is managed by a governing council

which includes representatives from the Vignana Jyothi Society, the AICTE, the Government of

Andhra Pradesh, Jawaharlal Nehru Technological University- Hyderabad (JNTU-H), experts

from Industry and academia. The Institute’s formal vision is to be ‘A deemed university of

academic excellence for national and international students meeting global standards with social

commitment and democratic values’. Its mission statement says, ‘To produce global citizens with

knowledge and commitment to enhance quality of life through meeting technological,

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educational, managerial and social challenges. The widely communicated Quality Management

Policy of the Institute has a strong focus on student learning as follows;

Impart up-to-date knowledge to the students to make them quality engineers.

Expose the students to engineering applications on quality equipment and tools.

Provide quality environment and services to all stakeholders.

Provide systems, resources and opportunities for continuous improvement.

Maintain global standards in education, training and services.

Approach to Student Learning

4. One of the important stated goals of the Institute is to provide integrated knowledge of theory

and practice to the student by cretating opportunities for work on projects as well as summer

internship in industries. Drawing inspiration from the focus that TEQIP has put on pedagogical

training to faculty and experiential learning for students, Dr. D.N. Rao, Chairman, BoG shared

that the Institute has stepped up efforts to integrate class room learning with actual work

experience in industry. During the first year, special stress is laid on development of manual

skills, work culture, communication skills and courses on general education and introduction to

engineering, through a Mentoring-Training-Placement (M-T-P) system implemented and

monitored from the day of admission to the day of graduation. A more structured initiative is the

‘Career Vision Approach’ (CVA) that is built into the academic curriculum to enable students to

harness their creative talent in pursuit of emerging as rounded engineers.

5. The CVA envisages a four tier process which allows the students to blend their class-room

learning with practicals and industry exposure through the following phases:

I Year: Career Visioning

Orientation and matrixing with the senior students

Insights into engineering career options

II Year: Working with Career Vision

Shadow Engineering

Self appraisal on industry linked competencies

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III Year: Fine-tuning Career Vision

Exposure to workplace technologies

Independent papers and projects

Assessment on personality development

IV Year: Realising Career Vision

Industry relevant project/ internship

Corporate readiness programme

Among the above phases, the shadow engineering stands out as a good practice that students

have found very value adding to their learning processes.

Shadow Engineering

6. Shadow engineering is a critical stage of the CVA process which allows students to spend a

full week with professionals in a real industry environment. The students get an opportunity to

watch, listen, learn and comprehend how their core subject of study translates into a career. At

this stage, the second year students are taken to the site of a cement factory in batches

accompanied by the faculty concerned. They would be divided into batches depending on their

specialization– Civil, Mechanical, Electrical, Electronics and Computers to facilitate intensive

training. This process would continue round the year until all the second year students of all

branches have undergone the training. Participation in shadow engineering at VNRVJIET is

compulsory and TEQIP has enabled the management to structure the programme in the III

mould.

7. Through shadow engineering, a student of mechanical stream would know more about

automation of manufacturing systems, plant layout and its suitability for the product besides how

the functional areas are integrated. The electrical engineering student will know variable

frequency drives, ratings of induction motor drives along with signal conditioning and

transducers. For a civil engineering student, the learning focus would be on the manufacturing

process of cement, quarrying operations, raw material, additives, material composition along

with practical aspects of silos and other structural aspects like trusses, columns etc. The students

of electronics would concentrate on practical working of several measuring instruments used

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(pressure, temperature and flow) in the process and different calibration procedures along with

control mechanisms and tuning methods. Computer sciences and information technology

students are expected to understand maintenance of information, integrating systems through

network, analysis and control, ethernet and fiber optics besides gaining practical knowledge of

communication between different electronic devices in an industry. Shadow engineering

provides a platform to the second year students of all branches of engineering to know what their

branch contributes in a typical industrial unit and how different branches of engineering interface

with each other. Above all, students get to see, first hand, the manufacturing processes, the

handling of the equipment, industrial safety, pollution control measures, plant maintenance etc.

The Finishing School

8. The finishing school under TEQIP serves as the finale to CVA in VNRVJIET as it provides an

opportunity to further improve their performance to the corporate readiness level. The teaching-

cum-tutorial classes with 50 hours of additional teaching support are meant to help the students

close their knowledge and skill gaps, in close consultation with the faculty team, in the M-T-P

tradition. As one faculty member observed, out of 96 students who failed the exam, 75 students

re-appeared for the exam and 41 of them cleared the same which would have been difficult to

implement in the absence of TEQIP. One of the members of the BoG conveyed that it was not

the financial assistance under TEQIP that made the difference but the spirit of quality

enhancement that the project stresses which has motivated institutions to streamline past learning

initiatives and creatively scout for new ways of strengthening learning outcomes for students.

The ‘Show and Tell’, an initiative to motivate students of all levels to demonstrate their project

work to open audiences was one such creative activity that is exciting the student community.

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Appendix 2

National Institute of Technology, Rourkela – A Caselet on Quantum Leap in Research

Introduction

1. In the modern times, right from the Industrial Revolution onwards, man’s progress has been

linked to the research output of scientists and engineers both in the academia and outside it. All

technological progress that man has been able to achieve is linked to the basic and applied

research that is being carried out in the universities and in the industry in the form of R&D.

Knowledge is said to be doubling almost every decade. That is the speed at which knowledge is

progressing.

2. Research and university have now become synonymous to each other. Today, the universities

are not merely educational institutions but the driving forces behind the economy through the

research done in their portals. Several universities file more than a hundred patents every year,

which is an indication of the research that is being done by their faculty. The University of

California, with 277 applications in 2011, is the largest filer among educational institutions,

followed by the Massachusetts Institute of Technology (179), the University of Texas (127),

Johns Hopkins University (111) and the Korea Advanced Institute of Science and Technology

(103). US universities account for 30 of the top-50 educational institutions filing for patents,

followed by Japan and the Republic of Korea with 7 institutions each.

Potential in India

3. With globalization underway, the patterns and locations of knowledge production and the

international flows of ideas are rapidly changing. For decades, the US, Western Europe, and

Japan have dominated the global production of knowledge, but there is a major shift underway:

recent years have seen an increasing globalization of R&D and a shifting of knowledge-intensive

activities from advanced industrialized countries towards emerging economies. As knowledge is

key to growth, competitiveness and employment, global shifts in knowledge production and

international knowledge flows also induce a global redistribution of wealth. India has the

potential to capitalise on these shifting patterns by enhancing its share of R&D achievements.

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4. India can increase its innovation output dramatically from its technical education institutions

by focusing on research based approaches like subject specific assignments, dissertations and

industry specific projects in every discipline like science, engineering and business. Independent

research by faculty and dissertations with rigorous research by students need more

encouragement. The results of engineering research can emerge in journal articles, at academic

conferences, and in the form of new products on the market. By offering exclusive rights for a

limited period, an inventor can recover R&D costs and investments. It also promotes investment

to commercialize and market new inventions so that the society can enjoy the fruits of

innovation. Following is the case study of NIT Rourkela (NIT-R) about a growing culture of

research in the institution following implementation of TEQIP.

Research at NIT-R: Encouragement to students

5. NIT Rourkela (NIT-R) was established as Regional Engineering College (REC) Rourkela on

15 August 1961. It was granted autonomy by the Ministry of Human Resource Development in

2002, thus becoming the National Institutes of Technology, Rourkela (NITR). Without the

support from dedicated postgraduate students and full time research scholars, it is not possible

for faculty to come out with quality publications. After being granted the status of an institution

of national importance, NITR has gradually shifted its focus towards excellence in research. The

intake of postgraduate students has been increasing at NITR. The research activity at NIT

Rourkela is reflected in the number of research theses by level of degree of students submitting

the theses (Table 1).

Table 1: Degree wise growth in the number of dissertations/theses

Thesis 2009-10 2013-14

Phd 15 29

Mtech 125 362

MSC 19 80

MA 0 9

Btech 224 379

Total 383 859

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6. The total number of theses submitted in 2013-14 was 859 increasing from 623, 509, and 437

in the preceding three years. That number was as low as 383 in 2009-10. During the course of the

study, 24 research scholars and 13 postgraduate students were focus interviewed. Of these, as

many as 21 identified the TEQIP scholarships as a major benefit of the scheme. Another 15 said

that the funding available for research projects and activities is a major benefit availed by them.

Attracting quality students and providing them with small research grants quickly has played a

major role in improving the research profile of the institution. The students also expressed that

development of labs and infrastructure facilitated their research work.

7. "ethesis@nitr" is the official repository for electronic theses submitted to NITR. This

repository is an attempt to make all locally produced theses more visible to global users. It is

mandatory for students of all courses (BTech, MTech, MTech by Research, MSc and PhD) and

from all diciplines to upload the final version of the theses submitted in partial fulfillment of

degree. This repository is an Open Access repository and all uploaded theses can be downloaded

by any interested user in order to use and and build upon. It is an institutionally defined

repository, so "Create Login" facility is restricted to campus intranet users only. Only NITR

students can upload their theses. This repository is powered by "eprints".

8. Technical Society is one of the most active societies in Student Activity Centre, NIT Rourkela

with eighteen Satellite Clubs functioning under its auspices. The aim of this society is to promote

and encourage technical innovation and entrepreneurship among students by organizing

modeling workshops, technical seminars, training courses etc. The subject areas where the

satellite clubs of Technical society are involved presently include: Astrophysics, Automobiles,

Aerospace, Robotics, Fluid Dynamics, Software, Infrastructure, Mathematics, Business

Management and Entrepreneurship. Technical Society also organizes a national level techno-

management festival every year that attracts participation from various organizations and

institutions of our country.

Support for Faculty Research

9. DSpace@nitr collects, preserves and disseminates the intellectual output of NIT-R to the

global audience. Presently, it archives journal articles, pre-prints and conference papers authored

by NIT-R researchers. Documents in this archive are now indexed by OAISTER where one can

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access several millions of open access scholarly documents of other academic institutions around

the globe. Total number of documents in this Archive is 2007. The number of sponsored research

projects of the faculty is currently 116. The sponsors vary from government organizations like

Department of Science and Technology (DST) and Indian Space Research Organisation (ISRO)

to Indian Council of Agricultural Research (ICAR) and Council of Scientific & Industrial

Research (CSIR).

10. The NIT-R is also in the process of installing a High Performance Computing (HPC)

environment to support computationally intensive research in diverse fields, from chemistry and

mathematics to process simulation, Bioinformatics, Structural Mechanics and Industrial Design.

The centre also offers a wide range of software ranging from Auto CAD drafting package and

Matlab to Ansys and Solidworks. Industrial consultancy to solve problem in identified industries

is undertaken by NIT-R as projects which may involve human resource and laboratory resources.

Concerned industry may directly contact a faculty member who may be fit to solve their problem

and details of their research fields are available in the individual department’s site. Such viable

projects are registered duly within the institution before commencing the work with a mutually

agreeable fee formulated under NIT’s standard guidelines.

12. All these efforts have resulted in to a tremendous improvement in faculty satisfaction. They

recognise a positive wave in research culture. As seen from the Table 2 below, a vast majority

agrees that there have been improvements during TEQIP II period in collaborative research,

multi-disciplinary research, opportunities for networking, support system, academic freedom and

motivation.

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Table 2: Response of NITR faculty about research culture

Question Strongly

Agree

(%)

Agree

(%)

Can’t say /

Neutral

(%)

Disagree

(%)

Strongly

Disagree

(%)

16 Collaborative and multi-

disciplinary research

42.9 42.9 14.3 0.0 0.0

17 Growth in opportunities for

networking, outside the institute

44.8 51.7 3.4 0.0 0.0

18 Support system 28.6 60.7 10.7 0.0 0.0

19 Overall academic freedom

and motivation for research

46.4 50.0 3.6 0.0 0.0

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Appendix 3

Weaving Industry Institution Interaction (III) in to the Institutional Culture:

The Case of the Institute of Chemical Technology, Mumbai

Introduction

1. The case study of Institute of Chemical Technology (ICT), Mumbai is a single holistic case

which highlights the genesis and progress of Industry Institute Interaction (III), an area where

ICT has distinguished itself over the years as a model institution and TEQIP has helped

accelerate progress of III at the Institute. The case study involves various levels of analysis –

Board of Governors (BoG), faculty and students to illustrate how different actors have

contributed to the evolution and fortification of the institute’s linkages with the industry since its

inception. The institution is the unit of analysis. There could be valuable lessons for other

institutions to draw from this case study in taking forward their own initiatives for forging III

linkages. Though not meant to be used as a teaching case study, it can however, add value to a

classroom discussion on the subject of III in faculty development programmes for TEQIP

institutions.

Institutional Profile

2. Established on October 1, 1933 as the UDCT - University Department of Chemical

Technology of the University of Bombay (now Mumbai), to advance India's knowledge reserves

in chemical sciences and technology, the Institute has since grown in to an institution of

excellence devoted to education, training, research and industrial collaboration in chemical

engineering, chemical technology, applied chemistry, pharmacy, biotechnology and bio-

processing. The ICT which celebrated 80 years of its existence in 2012, has produced several

distinguished alumni with rich track record of achievements in industry, academia, government

and public service in India as well as abroad. Some of them have been bestowed international

honours.

3. The UDCT grew in stature over the years and was granted partial autonomy by the University

of Mumbai in 1985, which was taken to the next echelon under the concept of autonomy

propagated by the University Grants Commission (UGC). Upon the strong recommendation of

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the UGC through a peer review process, the autonomous status was finally converted in to a

deemed University under Section 3 of UGC Act of 1956 by the Ministry of Human Resource

Development (MHRD), Govt. of India (GoI), on 12 September 2008 with a recommendation that

the deemed University should commence functioning from the academic year 2009-10. Based on

its stellar performance over the years, the Government of Maharashtra granted it the an elite

status as a Centre of Excellence in the State Assembly on April 20, 2013.

TEQIP at ICT

4. The Institute of Chemical Technology (ICT) participated in the Phase-1 of the Technical

Education Quality Improvement Program (TEQIP) and is currently implementing sub-

component 1.2 of the TEQIP II. One of the purposes of TEQIP is the capacity enhancement of

institutions, including management and leadership competencies, to achieve academic excellence

by creating and promoting a quality conscious culture, besides being able to respond effectively

to rapid economic and technological changes that require dynamic review of curriculum and

learning processes for students so that they remain relevant to potential employers. A Centre of

Excellence in Process Intensification for support to Process Industries also has been sanctioned

by the MHRD, GoI under the TEQIP programme.

5. The Institute has shown tremendous progress in implementing TEQIP II with significant

improvements in research output and infrastructure growth. As Prof. G.D. Yadav, the Hon’ble

Vice Chancellor of ICT emphasizes, ‘TEQIP has propelled the Institute to become an

Autonomous Institute and later a Deemed University’. ICT was recognized by TEQIP-I as the

best performing Institute in the country. In the second phase of TEQIP, ICT is treated as the peer

mentor for its excellent linkages with industry. The Institute has signed a large number of MOUs

with several industries and research organizations, surpassing targets proposed in the

Institutional Development Proposal. ICT has been leveraging each component of TEQIP to

promote excellence at all levels of the institution particularly for productive engagement with III.

In the last three years between 2011-12 and 2013-14, ICT, Mumbai has obtained 40 patents

while filing 50 applications for grant of patent.

6. As an institution participating in the sub-component 1.2 of the TEQIP program, ICT strives to

improve the quality of Masters’ students and Ph.D.s in Chemical Engineering, Chemical

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Technology, and Allied Sciences keeping a fine balance between the fundamental sciences and

technological developments for applications in Industry and for the benefit of society and the

nation. ICT’s strategic plan lays much thrust on human resource development, focusing on

innovation for environmentally friendly and widely replicable technologies. As a National

Resource Centre, it provides excellent training in traditional engineering and technology

disciplines that not only provide better employment opportunities but also open up a window for

entrepreneurship in frontier areas of science and technology. The annual enrollment of post-

graduates and doctorates has increased by 25% under TEQIP, according to Prof. Yadav.

The III Eco-System in ICT

7. Since inception in early 1930’s, the ICT has created and sustained an eco-system in which

industry has been viewed as a partner in its teaching, research and consulting activities.

Capitalizing on its location in the commercial capital of the country, ICT recognized, according

to a senior member of faculty and Dean, Dr. Pandit, that both chemical and textile industries had

a strong presence in the city of Mumbai and that theoretical teaching and lab based research, had

little or no relevance to industry. Beginning with this early realization and driven strongly by the

advocacy of the academic – administrators like Prof. K. Venkata Raman and Prof. G.B. Kane

who were both associated with the institute in the 1940s and 1950s, the ICT has emerged today

as an institution whose academic agenda across all activities, is shaped by various industry

partners, in all the branches of the institution.

8. Further, the institution has always had focus on socially relevant research that contributed

value to minor forest produce such as karanja seeds, palm kernels, etc and to horticultural

produce such as mango kernels. TEQIP has further helped in promoting inter disciplinary as well

as inter-departmental coordination in approaching III related issues, through the strategic

planning and institutional reform processes, that are built in to the programme implementation

processes. In a survey of 28 members of the faculty of the ICT, 92% expressed satisfaction over

the improvement in the level of III and all of them expressed the view that collaborative and

multi-disciplinary research have been encouraged and well supported under TEQIP II. The

impact has been superior institutionalization of the III systems and more importantly, new inter

disciplinary courses are being introduced at undergraduate and postgraduate levels.

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9. There has been a long standing tradition in ICT to induct reputed industrialists and

entrepreneurs from chemical industry on the governing body of the institution. In the current

BoG, three eminent industrialists, Shri Kishore V. Mariwala from Marico Industries, Shri. A.S.

Dhani from Asian Paints and Shri Lalith Chadha from Goodwill Group of Industries, are

represented. Both Mr. Kishore Bhai and Mr. Chadha conveyed to the case research team that

following the review of TEQIP progress in the meetings of the BoG, there was wider discussion

about bringing the industry problems and perspectives to guide the activities of the ICT,

including matters of curriculum design. The view that the BoG has been increasingly supportive

of the ICT’s networking with the industry was supported by 78% of the faculty.

Faculty Contribution to III

10. A formal business development unit or a Consultancy unit does not exist at ICT since it is the

institutional belief that every member of the faculty would take personal initiative to work with

the industry or industry segment related to the faculty member’s area of specialization. The

faculty team at ICT believes that talking the industry language rather than the pedantic approach

of academics, is the starting point in cultivating and sustaining relationships with industry

partners. Whether the relationship begins with participation of industry experts in one of the

academic events such as a seminar or conference hosted by the institution; an industry

representative comes into contact with the institution for testing or analytical services; or faculty

members of the institute seek to approach the industry for students in-plant training or regular

industry visits, the head of the department and the individual member of faculty who established

initial contact with industry, make it a point to deepen the relationship with a win-win outlook.

11. This is how even multi-national companies like the Hindustan Unilever which traditionally

worked only with the Indian Institutes of Technology (IITs) for their consulting and product

development support, are now drawn towards ICT. TEQIP has deepened the commitment of the

faculty at ICT to addressing the industry as strategic partners pursuing academic excellence. A

four member team of faculty oversees all III related initiatives, mainly planned under the scope

of TEQIP II.

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12. In the pre-TEQIP years, it was usually the Heads of Department and senior members of

faculty who initiated big ticket consulting and research assignments but post TEQIP, the sense of

ownership among the faculty members has improved considerably in matters of III, since it is

one of the key performance indicators under the project. The rank and file of the faculty at the

institute are inclined to accept III as a priority in achieving the over all goals and objectives of

TEQIP. The senior faculty members are now increasingly serving as link between members of

ICT and the alumni who have set up industries or are pursuing entrepreneurial opportunities. The

younger faculty also helps in identifying ideas to develop new products and guide the alumni in

evaluating project opportunities. The faculty team of ICT has belief in strengthened culture of

providing knowledge support to such entrepreneurs.

Role of Students

13. There is a widely shared belief among the students at ICT that III contributes to richer

learning processes as 85% of a sample of 67 students who responded to a survey indicated that

industry internship and industry linked project work was very relevant to their quality of

learning. This view was also echoed by the faculty, 93% of whom agreed that III benefits the

students’ learning. The sense of pride and confidence among the students that their institution

affords strong exposure to industry during the course of their study at ICT was also evident

during the focus group discussions with both undergraduate and post graduate students. The post

graduate students were particularly happy that industry members on the BoG and the alumni

came forward to disburse scholarships as bridge assistance, whenever there were delays by the

UGC/ AICTE in transferring payments of the sanctioned scholarships. The Institute repaid the

amounts on receipt of the sanctioned payments. Over 80% of the students have expressed

satisfaction with the III support at ICT and the practical value of their learning.

14. The students believe that the faculty’s willingness and eagerness to involve them in all

interactions with industry, has been a key driver of III at ICT. When industry experts are invited

to deliver endowment lectures, roughly 100 of which happen annually, the students are

encouraged to interact with them. As the under graduate and post graduate students share their

project work with the industry experts, both formally and informally, much knowledge is

exchanged with a degree of facilitation by the faculty, which often leads to students attracting the

attention and at times an invitation from the industry to share their project findings with relevant

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divisions of an industrial unit. Depending on the progress of the students’ project, the linkages

between the Institute and the industrial unit grow stronger which have the potential to lead to

more research and consulting engagements. Similar opportunities arise for students’ interaction

with industry when the latter visit ICT to participate in technology-transfer workshops and

conferences.

15. Industry representatives from all levels of management participate in various technology

related short-term training programmes at the Institute. During such courses, final year

undergraduate and post graduate students are given opportunities by the faculty in-charge of the

short term courses to assist the industry managers in carrying out the practical experiments in the

laboratories. While interpretation of results and linking the same to the learning objectives

remains the responsibility of the concerned faculty, students feel that they gain rich insights in to

how industry perceives the application of new technologies and related processes. There are

trade associations of manufacturers from the dyes and pigments; paints; and other chemicals

related industries who are supported with logistics and knowledge based services by ICT, which

serves as a bridge between the industry and both faculty and students of the Institute.

16. As Dr. Rathod, the Training and Placement Co-ordinator opines, the proof of the III is the

extent to which industry welcomes the students of ICT for exposure visits, internships and in-

plant training, which are an integral part of the pedagogy and the learning strategy for students.

This also paves the way for the placement of the graduating students. An in-plant training

programme of 45 to 60 days is compulsory for the third year undergraduate students during

which period, the students also make vital career decisions about joining the industry or pursuing

higher studies. Usually, the students visiting a particular industrial unit for in-plant training also

get an opportunity to do their industry internship at the same unit with the intervention of a

faculty member who has a rapport with the industry. The new website developed by the Training

and Placement Cell of ICT gives adequate details of the in-plant and internship exposure of the

students with other details of academic and non-academic achievements of the students which

makes it easier for potential employers to pick and choose students for joining the selection

process.

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Non-Teaching Support for III

17. The non-teaching technical and administrative staff also contribute effectively to the progress

of III at the ICT. The technical non-teaching staff are sensitive to the functional maintenance of

equipment under their charge and are quite prompt in supporting the industry personnel with

product testing and other services involving the use of equipment, software and various services

including the library resources. This positively creates a goodwill for the Institute. The

administrative staff also play a very important role in keeping the accounts of expenditure

incurred under various industry sponsored projects. A quarterly review of the expenditure is

communicated to the sponsors with 25% overheads charged on industry sponsored projects and

15% on government sponsored studies. All savings in expenditure against the budgets are

promptly refunded to the sponsors while any surplus expenditure is also reported well in advance

which the industry appreciates and usually takes a supportive stand in favour of the ICT.

Conclusion

18. The above case study demonstrates that III is more about rich culture of industry orientation

within the technical education institutions and that TEQIP facilitates promotion and deepening of

III linkages in institutions. A pro-active effort this event on the part of all stakeholders within the

institution including the member of BoG, Heads of Institution, faculty and non-teaching staff to

come closer to the institution and the students. Dr. Gaikar, Coordinator of the TEQIP at ICT

some set up of TEQIP has made a conscious value of relationship have been built up with a

industry and the culture of nurturing a III orientation has deepen in the last couple of years. One

way for a second call from the industry even travel with a weekends academic work to make the

industry’s among for our services.

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Appendix 4

Driving Good Governance at BVB College of Engineering: A Case study

Introduction

1. As discussed in Chapter 7 and elsewhere, TEQIP has ushered in wide ranging institutional

reforms, at an academic as well as administrative level. Traditionally, the subject of institutional

governance occupied very little mindspace of academics, as it was taken for granted that

academic processes were at the heart of an educational institution and matters of governance

were best left to the central or state governments in the case of government owned and aided

colleges and to the governing bodies of the trusts and societies that managed the technical

education institutions in regard to the privately managed ones. A single holistic case study of the

progress made by the BVB College of Engineering in strengthening institutional governance

systems under TEQIP has been highlighted here, with the institution as the unit of analysis.

Profile of the BVBCE, Hubli

2. Established in 1947 by the parent educational society namely the KLE Society, the BVB

College of Engineering (BVBCE) at Hubli offers twelve undergraduate and nine postgraduate

Programs with an annual student intake of 5,400 and faculty strength of 330. The College has

been enjoying an autonomous status since 2007 and has been selected for implementing sub-

component 1.1 of the TEQIP. The formal vision of the college is ‘to be one of the nation’s

premier engineering colleges by achieving the highest order of excellence in teaching and

research. We will be the preferred choice of students seeking Engineering and Management

education’. The statement of mission claims;

To impart quality technical education that meets the needs of present and emerging

technological world.

To strive for student achievement and success, preparing them for life and leadership.

To provide a scholarly and vibrant learning environment that enables staff and students

achieve personal and professional growth.

To contribute to advancement of knowledge, in both fundamental and applied areas of

engineering and technology.

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To forge mutually beneficial relationships with governmental entities, industry, society

and the alumni.

Good Governance Initiative

3. The BVBCE is one of the institutions studied by an expert team from the World Bank that

developed the TEQIP Good Practice Guide for Governing Bodies. The BoG of the Institution

recognized very early in the process of implementing TEQIP that efforts at faculty development

and up gradation of physical infrastructure were important for quality improvement but cannot

be sustained in the long run without developing institutional capabilities based on sound

governance systems and processes. Their belief that good governance facilitates informed and

transparent decision making leading to higher organisational effectiveness that can in turn foster

sustained academic excellence, culminated in the governance development initiative that has

received wide acclaim among the project institutions. The starting point for the initiative was a

shared understanding of the key attributes, primary accountabilities and performance norms

among all members of the BoG based on a thorough study of the good practice guide with

considerable guidance from the World Bank expert team that authored the guide.

4. The BoG also made a set of assumptions about the anticipated institutional outcomes from the

good governance initiative, which were as follows;

A. The BoG would be able to learn from international best practices and develop good practices

that can guide the contribution of the present and future members of BoG to the institution. Best

practice or good practice was also defined as a method or technique that has consistently shown

results superior to those achieved with other means, and that could be used as benchmark.

B. Ensure openness, transparency and honesty in their operations for becoming well-known and

competitive, both nationally and internationally

C. Gain stakeholder confidence, respect and admiration which enhances the image, visibility,

reach and credibility of the BoG members.

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The assumptions were also reflected in the responses of the HoI to the various questions about

the role of the BoG in enhancing the institutional performance. For instance, the HoI expressed

that the BoG regularly monitors the performance of students on their academic performance,

faculty on their research and teaching performance and the work of various committees in an

open and transparent manner that contributes to the image and credibility of the BoG.

Governance Development Plan

5. Once the assumptions were internalised, the BoG of the BVBCE embarked on a self review as

mandated in the TEQIP guidelines to identify the strengths in the functioning of the BoG and pin

point gaps with plan for development. As if to set an example, the BoG demonstrated utmost

candour and courage in making their self-assessment in regard to the multiple criteria laid down

in the TEQIP formats including issues like the accountability of the BoG in matters of financial

prudence, transparency in procurement, quality of degrees and diplomas, exercise of autonomies

and above all the composition of the BoG and their role in formalizing the strategic plan of the

institution with its vision and mission statements. All through the self assessment process, the

executive leadership of the College led by the HoI was fully involved. As the HoI shared during

the focus interview, there were moments of tension and disagreement between them and the BoG

but they were resolved constructively with several rounds of discussion, which in itself was a

learning experience for the BoG as well as the executive team.

6. Even as the self- review process helped the BoG in discovering and internalising the issues

related to governance with a sense of acceptance and ownership, the BoG learnt the rather

practical way that there were fundamental issues which generally prevented stakeholders from

appreciating good governance practices and could even hinder governance. These were;

Inadequate understanding and experience of the BoG members themselves in areas of

strategic planning, risk management, performance management and benchmarking.

Lack of well defined institutional processes to address issues like measuring effectiveness

of the BoG, conflict of interest, independence of BoG members and student participation.

Lack of active involvement of members of BoG in the Board discussions and willingness

to accept ownership for the implications of the decisions taken by them.

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The above constraints were also highlighted by members of BoG even in mature, well governed

institutions such as the ICT, Mumbai and the evaluation team could not escape the perception

that the bottle-neck to institutional excellence was ‘right at the top of the bottle’ in terms of

competency gaps that the BoG of the BVBCE, Hubli has so humbly recorded.

7. Based on the self review, the BoG has developed the governance development plan which

envisages closing all the gaps that have been identified during the self-review, with which the

transition for the institution from the current state to the desired state would happen. The plan

incorporates the resources and actions needed to overcome the obstacles to good governance

highlighted in the preceding paragraph and more significantly draws the attention of the

management team and the HoI to what needs to be done to harvest the benefits of good

governance, as assumed by the BoG at the very outset of the governance initiative. With

reference to each gap that surfaced during the self-review, the HoI and his team has spelt out the

development intervention that would enable the institution to close the gap, with a time frame for

achieving the same. The persons responsible for making the intervention happen have also been

identified. Mostly, cross cutting teams of BoG members and the faculty/ HoI have been made the

responsibility centres for implementing the governance development goals.

Advice of the BoG, BVBCE

8. The BoG of BVBCE also offers advice based on their own experience with piloting the good

governance initiative, which could guide other institutions contemplating similar interventions

for good governance. The points of advice are;

• Do not adopt TEQIP good governance program just because, it is a project requirement

mandated by the GoI/ World-Bank/ NPIU/ SPFU.

• Adopt it with a genuine belief that it can make a positive difference to the long-term

development of your Institution.

• Buy-in and support of the chair of the governing body and members is essential.

• Have an empowered sub-committee of the BoG to oversee good governance initiatives.

• Goal and role clarity between the executive leadership and the BoG must be established.

The case study also offers valuable learning in terms of the need for having an independent

and diversified BoG and their ability and maturity to work in partnership with the academic

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and executive team of the institutions. Good governance provides a framework for sustaining

quality and academic excellence in institutions of higher education in general and technical

education institutions in particular.

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Appendix 5

GCT, Coimbatore: The Case of a Vibrant Alumni Association

Introduction

1. Today no engineering college of some standing can be without an active and vibrant alumni

association. Alumni as a body define the college more than any other stakeholder. The image of

the college largely depends on the quality, character and accomplishments of its alumni. Further,

alumni can be a source of great strength and support to an institution. They can act as brand

ambassadors, raise funds for their alma mater, arrange/ facilitate institute-industry interaction,

provide placement support and, if requested, even help identify good faculty for their school. The

terms generally used to describe an alumni association and to capture its role and responsibilities

are: an umbilical link, a vehicle, a medium and a platform. Whichever way these bodies are

described, the fact remains that their role in institutional excellence can be very fulfilling as the

single holistic case of the Government College of Technology (GCT), Coimbatore illustrates.

About the GCT, Coimbatore

2. The Government College of Technology (GCT), Coimbatore, was established in the year

1945. About 64 batches of students have passed out of this institution, which is an autonomous

state- funded engineering college located in Coimbatore, Tamil Nadu, India. It is a constituent of

Anna University of Technology, Coimbatore. Originally set up as Arthur Hope College of

Technology under the patronage of the philanthropist Gopi Naidu, the college was offered the

offices, workshops, and hostels of National Electrical Works for its facilities. In June 1950, the

college moved to the present site of about 45 hectares on Thadagam Road, Coimbatore. In 1951,

the college was renamed Government College of Technology (GCT) and was initially affiliated

to the University of Madras, later to the Bharathiar University .Since the academic year 2001-

2002, all undergraduate and postgraduate courses of GCT are affiliated to Anna Univerasity and

six new PG courses have been started . Since 2001.

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Role of Alumni in Institutional Development

3. The alumni of this institution are located in various parts of the world. The contribution of

alumni towards the institutional growth has been diverse and phenomenal, including their role as

members of the institution’s BoG. Some of the areas where the alumni have made an impact on

the institution are as follows;

i. Academic Development: The alumni have been making substantial contribution towards

curriculum development to ensure that the students’ learning remains relevant to the job market.

Every engineering department of the institution has a Board of Studies (BoS) which has alumni

members who help in adding value to the content which they feel is important to bridge the gap

between industry and academics. Similarly, every engineering department offers an Industry

based elective subject. These subjects are fully or partially taught by alumni who are from the

industry. For example, Er. Lakshminarayanan from the 1984 batch who owns an automotive

company called M/s. Autozone Pvt. Ltd is a Member of the BoS in Mechanical Engineering

branch. Similarly, Er. Balaji of the 2003 batch is represented on the BoS in the Department of

Electrical and Electronics Engineering. He is a senior engineer with Robert Bosch and has been

contributing as a guest faculty on the subject of ‘Automotive Electronics’.

ii. Role in the Board of Governors: The following alumni of the institute are on the BoG;

1. Er. Ilango of 1985 batch (MD, RSM Autokast Limited) is the Chairman, BoG

2. Er. Lakshminaraynana of 1984 batch (MD, Autozone Pvt Ltd.) is the industry nominee on the

BoG

3. Dr. S. Subramaniam of 1970 batch is the Hon’ble Vice Chancellor of Karpagam University

and is also the member of the BoG.

4. Dr. Samuel Knight of 1986 batch is a senior professor at the Anna University and is the

University nominee on the BoG.

5. Er. Viswanathan of 1980 batch, a reputed builder is also a member of the BoG.

The above alumni members of the BoG take active interest in matters of governance, III and

devote much time for the institutional development as the faculty responses in Table 1

demonstrate. There is good improvement in the level of III, thanks to the effort of the alumni

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members on the BOG who facilitate active networking with the industry and almost all students

are benefiting from it. As may be seen from Table 2 added to this there is very good level of

interaction between students and the alumni as Table 3 shows.

Table 1: Faculty views on role of BOG in promoting III

Frequency Percent Valid

Percent

Cumulative

Percent

Strongly Agree 25 35.7 36.8 36.8

Agree 39 55.7 57.4 94.1

Cant Say 3 4.3 4.4 98.5

Disagree 1 1.4 1.5 100

Total valid

responses 68 97.1 100

Not Responded

2 2.9

Total 70 100

Table 2: Faculty perception of improvement in III

Frequency Percent Valid

Percent

Cumulative

Percent

Very Satisfactory 10 14.3 14.7 14.7

Satisfactory 45 64.3 66.2 80.9

Neutral 7 10 10.3 91.2

Unsatisfactory 5 7.1 7.4 98.5

Very unsatisfactory 1 1.4 1.5 100

Total valid responses 68 97.1 100

Not Responded

2 2.9

Total 70 100

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Table 3: Students responses about interaction with alumni

Frequency Percent Valid

Percent

Cumulative

Percent

Excellent 7 4.9 4.9 4.9

Very Good 21 14.6 14.7 19.6

Good 52 36.1 36.4 55.9

Satisfactory 47 32.6 32.9 88.8

Poor 16 11.1 11.2 100

Total valid responses 143 99.3 100

Not Responded

1 0.7

Total 144 100

iii. Infrastructure Development: The old students have constructed an ‘Alumni Building’ with

an investment Rs. 2.5 crores. The construction work was taken up by an old student Er.

Viswanathan of 1980 batch who is a leading builder in Coimbatore. The architectural design of

the building was done by Er. Raghavendran from 1980 batch– a leading architect in Coimbatore.

The building has a big auditorium of 1000 people capacity, a mini auditorium, 7 guest suites and

a conference hall.

iv. Scholarships: Several alumni are contributing towards scholarships every year, benefiting

around 200 to 250 students every year. Students who are in need of financial support approach

the Alumni Office and draw support through the alumni.

v. Hostel Renovation: Being a government institution, hostels do not get the required financial

support for repair and maintenance. The old students are taking up repairs and repainting of the

hostels. The alumni of 1988 batch spent Rs. 50 lakhs and renovated the final year boys’ hostel.

Alumni of 1989 batch are contributing to the repairs of the third year students’ hostel. The living

condition of students has improved significantly with the alumni support.

vi. Alumni Connect Event: Yearly Alumni Connect event invites old students who are

entrepreneurs to set up stalls to showcase their products. This will be supplemented with talks

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and panel discussions. The college students visit these stalls inside the campus and this motivates

them to take up entrepreneurship as a career option and also obtain guidance from seniors.

vii. Laboratories with Industry Link: Laboratories have been established through alumni. Er.

Madhu of 1988 batch, working in Texas Instruments, helped in establishment of a Texas–GCT

Laboratory in the campus. Equipment worth about 20 lakhs has been set up. Training has also

been imparted to faculty and students in the laboratory.

viii. GCT Diaries: The old students are also developing a website for interaction with current

students. The website’s beta version has been launched. It helps the current students to discuss

with alumni and get project work guidance, financial help, mentoring etc. The official version of

the website will be launched soon.

ix. Alumni Health Fund: Students of the institution, who get seriously ill or are hurt in the

event of an accident or die, need financial support. The alumni of the institution have set up an

Alumni Health Fund which supports students financially during such emergency situations.

4. As the case of GCT, Coimbatore demonstrates, there are multifarious ways in which the

institution can harvest benefits from the relations that can be maintained and nurture with the

past students of an institution. The strategy for networking with the alumni and drawing them

closer to the institution has to be driven by the top management team in active co-ordination with

the BoG. During the course of this evaluation study, there have been few other success stories of

fostering healthy alumni associations and drawing on their strengths to support student learning

processes as was observed at the JNTU- Kakinada and the ICT- Mumbai.

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Appendix 6

Push for Industrial Consultancy: A Caselet on GNDEC

About Guru Nanak Dev Engineering College

1. Guru Nanak Dev Engineering College is a 58 year old institution located in the industrial

town of Ludhiana, Punjab. The college is implementing TEQIP II subcomponent 1.1 and

falls under government aided, minority co-ed category. The institution is managed by a not-

for-profit trust - Nankana Sahib Education Trust (regd 1953), which has a unique admission

criterion reserving 70% of intake for rural students. Its 88 acre residential campus is located

at just 5 kms from city centre. Affiliated to Punjab Technical University, Kapurthala; the

institution offers 7 UG courses and 12 PG courses. The annual intake is over 400 for UG and

over 200 for PG courses. Apart from 7 core engineering departments, there are 2 departments

offering MBA and MCA courses and 1 department of Applied Sciences. The responsibilities

of central administration are shared between the Director and 5 Deans, one each for

Academics, Post Graduate Studies & Research, Students Welfare, Testing & Consultancy

and Training & Placement.

Industrial Consulting Support at GNDEC

2. Located in the hinterlands of Punjab, the institution is inaccessible to bigger industries

mostly headquartered in the metro cities of India. Like any tier-II city, the industries around

Ludhiana have limited appetite for collaborations with academic institutions. As a result,

generating internal revenue through consultancy can be very challenging for institutions

operating in such areas. As most institutions operate with minimal initiative on this front,

some are contented with providing elementary testing services to neighboring industries or

government departments (such as pollution control board, public works departments, etc.).

Working against this tide, GNDEC developed an innovative structure in the form of a

dedicated Testing & Consultancy Cell, to boost its industrial consultancy services.

3. The Cell acts as a single point of contact between the industry clientele and the institute,

and is responsible for overall coordination of each testing and consultancy assignment. The

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cell is manned by a team of 2 dedicated personnel and led by a professor. In each department,

there is a team of one faculty member and lab assistants who coordinate testing and

consultancy at the department level. The complete consultancy project may be carried out by

a project leader or principal investigator, but the responsibility of coordination rests with the

Testing & Consultancy Cell. The institution also has a Dean level position to drive Testing &

Consultancy activity, in addition to Deans for PG Studies & Research and Training &

Placement. The creation of the Testing & Consultancy Cell shows the emphasis put by the

management on the industrial consultancy activities.

4. In addition, there is a well defined structure for sharing incentives from consultancy

revenues, with the members of a project team. This practice was also observed in many other

government institutions but not widely communicated and fully understood. Without

complete clarity of ‘what is in it for the faculty’ the incentivisation processes do not yield

results in motivating the faculty team. Therefore, having a dedicated and empowered

‘Testing and Consultancy Cell’ as in the case of GNDEC may help promote focus on

meaningful industrial consultancy, which could also add value to the III efforts. The

information brochure used by the Testing and Consultancy Cell of the GNDEC as part of

their publicity and promotional literature, highlights the strengths of the institution in various

departments. Snippets 1 to 4 are drawn from the brochures for of four departments.

According to the faculty in-charge of the Cell, the objective is to project the institution as an

end-to-end solution provider in industrial consultancy services.

Impact of Testing & Consultancy Cell

5. The Testing and Consultancy Cell of the GNDEC has helped the institution execute

projects for various national and international companies. The Cell has enabled the institution

to make better use of assets and processes developed under TEQIP. Annually, the institution

has been implementing projects worth over Rs 10 million on an average. Apart from the

growth in internal revenue generation, the major contribution from the Cell has been the

learning opportunities it provides to the faculty and students. The battery of available live

experiences excites the students whose creativity also gets ignited. In the words of a

postgraduate student, “the excitement in creating a prototype PCB [printed circuit board] for

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industry is totally different from creating that for a textbook assignment.” No wonder that the

Cell finds prominent mention in the institutional literature and that of the management

studies department of the institution.

Snippet 1: Civil Engineering Department

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Snippet 2: Electrical Engineering Department

Snippet 3: Electronics Engineering Department

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Snippet 4: Mechanical Engineering Department

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Appendix 7

Human Resource Management of Faculty: Three Comparative Caselets

Introduction

1. The most evident contributing factor to academic excellence as the evaluation team

discovered during the study was the salient role that faculty and non-teaching staff play in the

technical education institutions, of course motivated and supported by the BoG and the

executive leadership. The institutions that were endowed with a dedicated team of competent

faculty have demonstrated a phenomenal rise in performance under TEQIP. Hence while

contemplating any academic or non-academic initiative for quality improvement, it is a pre-

requisite to get the faculty bench strength in place. A vibrant campus buzzing with activity

catches the eye of a visitor in no time. This triple-caselet (Table 1) brings out the human

resources issues across institutions, and the role of talent management in building up

motivated human capital. Needless to emphasise that numbers imply quantity with quality

and not just hiring faculty on temporary basis for the sake of ‘record’ as some have done.

Table 1: List of Institutions taken for Comparative Study

Sr. No Name of Institution State Category TEQIP

Component

1 Government College of

Engineering, Karad

Maharashtra Government 1.1

2 Sri Siddhartha Institute of

Technology, Tumkur

Karnataka Private Unaided 1.2

3 GH Raisoni College of

Engineering, Nagpur

Maharashtra Private Unaided 1.2

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Government College of Engineering (GCE), Karad

2. Established in 1960, the institution is located in rural western Maharashtra. Spread over 40

acre land, the institute campus houses 9 academic departments (including MCA),

instructional facilities (classrooms / labs / workshops), student hostels and staff residence.

The institute offers 6 undergraduate programmes and 5 postgraduate programmes in core

engineering disciplines, with a total intake of 485. This well established institution receives

100% grant from the government and is equipped with state of the art facilities in several

departments.

3. The faculty requirement as per AICTE norms comes to about 111, which would ensure the

faculty: student ratio of 1:15. However, the actual strength is only 46 as Table 2 shows,

resulting in a ratio of 1:34. A similar picture was cited for non-teaching administrative staff

and non-teaching technical staff during FGDs. This severe shortage of human resources puts

tremendous strain on the faculty resources. Scheduling classes becomes a nightmare for the

institution, and many theory classes as well as practicals have to be entrusted to either adhoc

teachers or postgraduate students or lab assistants. Even a talented faculty member

overburdened with too many classes and practicals would not be able to perform and deliver.

Moreover, the faculty members, being Class I gazetted officers of the state government, are

subject to frequent transfers across colleges in the state. During informal interactions with

students, their resentment and the consequent tension between the students and the

establishment was evident.

Table 2: Faculty position in GCE, Karad

Sr

No

Description Number of faculty members

1 AICTE Norms for faculty 111

2 Regular full time faculty 37

2a Of which PhD 11

2b Of which ME / MTech / MSc, but not PhD 25

2c Of which not holding ME / MTech 1

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3 Adhoc / Contractual full time 9

3a Of which PhD 0

3b Of which ME / MTech / MSc, but not PhD 3

3c Of which not holding ME / MTech / MSc 6

4 Vacancies 65

4. Discussions with the head of the institution revealed that the recruitment for permanent

faculty happens through the State Public Service Commission. The entire cycle of

recruitment takes more than 12 months. Moreover, the joining rate of selected candidates is

also not 100%. The shortfall in staff strength is made up through temporary hiring with

college level advertisements in local dailies. However, the quality of candidates opting for

these temporary positions is not up to the mark. Thus the short term contractual appointments

also get delayed due to lack of suitable candidates fulfilling the quality norms. A state level

recruitment drive to fill the vacant positions cannot wait as the learning outcomes for the

students can be adversely affected. This case let reflects the situation with faculty strength in

most government colleges not only in Maharashtra state but in other states, too.

G H Raisoni College of Engineering (GHRCE), Nagpur

5. GHRCE is the flagship institute of Raisoni Group of Institutions operating out of a 25 acre

campus. Established in 1984, the institution today offers 7 undergraduate programmes and 12

postgraduate programmes, with an annual intake of about 1284. During interaction with the

senior leadership, it was discovered that the number of vacancies and the number of

undergraduate faculty was kept at the lowest. Though the AICTE mandatory disclosure in

this regard could not be accessed to get accurate figures on faculty strength, it can be said

that the pre-requisite to building academic excellence exists in terms of numbers. But the

challenge was that nearly 50% of faculty had joined the institution recently during the last 5

years. The newer faculty has not settled in yet and they are not motivated to think beyond

their routine job description. Thus a culture of academic excellence is yet to evolve, even if

numbers are in place, and TEQIP is helping break the ‘rookie culture’ through FDPs and

other networking events.

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Sri Siddhartha Institute of Technology (SSIT), Tumkur

6. SSIT was established by Sri Siddhartha Education Society, Tumkur in the year 1979. The

institution is spread over a 55 acre campus with 33,000 sq. m built up area that houses

academic blocks, residential hostels and a host of student friendly amenities. A beautiful

geodesic building that functions as central library adorns the campus like a jewel. The

Institute runs 9 undergraduate programmes and 8 postgraduate programmes (including

MCA), with an annual intake of 836. As may be seen from Table 3, faculty numbers are

right and it seemed that the composition was also balanced in terms of their academic

background. Here, the prerequisite to academic excellence did exist in terms of numbers, and

presumably quality too, and the team is beginning to leverage TEQIP more effectively in its

journey towards academic excellence.

Table 3: Faculty position in SSIT, Tumkur

Sr

No

Description Number of faculty members

1 AICTE Norms for faculty 196

2 Regular full time faculty data not available for regular vs

contractual positions

3 Full time faculty members 189

3a Of which PhD 32

3b Of which ME / MTech / MSc, but not PhD 157

4 Vacancies 6

Notes :

1) 1 faculty member is on sabbatical leave for completing PhD (full time).

2) 58 faculty members have registered for PhD in part-time mode

7. From the case lets above, three distinct stages of talent management in technical education

institutions, could be discerned with respect to the faculty component of human resources.

The first institution highlights the lack of numbers in faculty strength and the constraints to

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recruitment that government institutions are typically confronted with. In the second

institution, numbers were in place but they were yet to establish a team based culture of

performance due to the predominant proportion of younger recruits. The third institution had

an established faculty team and seemed well poised to begin its journey towards excellence.

These stages serve as the building blocks in the continuum of talent management, at the

faculty level.

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Annexure 1.1

Key Performance Indicators of the TEQIP II Project

Sr. No

Indicator 2009-2010 Baseline

2010-2011 2011-2012 2012-2013 2013-2014

Target Actual Target Actual Target Actual Target Actual

1 Share of supported programs that are accredited or applied for

30% 35% 20.79% 40% 26.47% 45% 34.88% 50% 48.54%

2 Percentage Faculty with at least an M. Tech (regular and contract)

45% 45% 85.92% 50% 85.11% 55% 86.07% 60% 87.20%

3 Total number of Master and PhD students 30000 32000 36135 33000 36184 34000 41289 34000 41246

4 Number of publications in refereed journals (within the field of Engineering)

7032 7500 10066 8000 14911 8500 16229 9000 14565

5 Percentage of Faculty with or pursuing M. Tech and PhD (regular and contract)

63% 63% 86.88% 64% 86.28% 68% 87.49% 73% 88.85%

6 Percentage of externally funded research and development projects and consultancies in total revenue

6% 7% 8.85% 8% 8.82% 9% 11.67% 10% 11.35%

7 Transition rate of all students from the first year to the second year of under graduate study

0% 48% 59.25% 51% 63.48% 54% 61.16% 58% 18.51*

8

Transition rate of students from disadvantaged backgrounds from the first year to second year of undergraduate study

45% 45% 56.46% 48% 59.76% 51% 56.95% 55% 17.85*

9

Direct Beneficiaries (number) 300000 300000 376219 320000 375954 335000 398377 350000 395928

of which female (percentage) 26% 26% 28.06% 27% 28.85% 28% 29.08% 30% 29.37%

10 Percentage of institutions with academic autonomy

30% 40% 51.28% 50% 57.05% 60% 57.89% 65% 61.05%

11 Number of faculty members that have benefitted from the teaching effectiveness training (under sub-component 1.3) through IITs

---

---

---

---

--- --- 180 1000 838 (c)

12 Share of TEQIP Supported Engineering Institutions from lagging states as agreed by DEA and World Bank (i.e. Bihar, Chhattisgarh, Rajasthan, Jharkhand, Orissa, Uttar Pradesh, Madhya Pradesh)

17.7% 20% --- 20% --- 20% 19% 20% 19%

13 Number of governance self reviews received ---

---

---

---

--- ---

65 80 166 (c)

14 Number of Governance Development plans received

---

---

---

---

--- ---

--- 20 38 (c)

15 Fully functional MIS : Number of institutions reporting at least 70% of the indicators

---

---

---

---

--- ---

43 150 167

Source: NPIU September, 2014

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Annexure 1.2

Technical Education Quality Improvement Programme (TEQIP) Phase‐II

List of Project Institutions

Sl.

No.

Name of State/CFIs

Sub‐component

1.1

Sub‐component

1.2

Total No. of

Institutions

1 Andhra Pradesh 13 11 24

2 Bihar 2 ‐‐ 2 2 -- 2

3 Chhattisgarh 4 -- 4

4 Gujarat 7 -- 7

5 Haryana 3 3 6

6 Himachal Pradesh 1 -- 1

7 Jharkhand 1 1 2

8 Karnataka 4 15 19

9 Kerala 19 -- 19

10 Madhya Pradesh 3 2 5

11 Maharashtra 7 10 17

12 NCT‐Delhi 0 1 1

13 Odisha 2 -- 2

14 Punjab 7 1 8

15 Rajasthan 9 -- 9

16 Tamil Nadu 5 4 9

17 Tripura 1 -- 1

18 UT-Chandigarh 2 1 3

19 UT-Puducherry 1 -- 1

20 Uttar Pradesh 2 5 7

21 Uttarakhand 1 2 3

22 West Bengal 11 4 15

23 CFIs 8 17 25

Total 113 77 190

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Annexure 2.1

Survey Schedule-H: Survey of Heads of Institution

Section I: Profile of the Respondent

(Please tick the appropriate response, in case of multiple choice questions)

1. Name :

2. Age : Years

3. Gender : Male Female

4. Highest Academic Qualification:

(including post-doctoral)

5. Specialization / Department:

6. Designation:

7. Social Category;

SC General Others (Pl. Specify)

ST Minorities

OBC Physically Challenged

8. Cumulative Teaching experience: Years

9. Of which, experience with the present institution: Years

10. No of years in the present position as Head of

the Institution: Years

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Section II: Autonomy and Funding

11. Has your institution been granted autonomy? Yes No

12. If yes, please mention the year when autonomy was granted:

13. How do you perceive the level of autonomy? (Please tick as appropriate)

Type of Autonomy Full Substantial Minimal

Academic-Policy

Academic-Operational

Financial

Administrative

14. Have you been receiving any grant-in-aid from the

State/Central Government? Yes No

15. If YES, mention the amount of grant-in-aid

A) 2009-10 - Rs. in Lakhs

B) 2012-13 – Rs. in Lakhs

16. Indicate the sources of internal revenue and levels of utilization / surplus;

(Rs. in Lakhs)

Revenues 2009-10 2012-13

a) Tuition fees

b) Hostel rent

c) Application & examination fees

d) Alumni & other donations

e) Others (Pl. specify)

Total Internal Revenue Earned

Revenue Utilization

Surplus/Deficit (excluding grant-in-aid)

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17. Indicate the availability of various funds identified below; (Rs. in Lakhs)

Type of Funds 2009-10 (31-3-10) 2012-13 (31-3-13)

Institutional Corpus Fund

Institutional Development Fund

Infrastructure Maintenance Fund

Staff Welfare Fund

Faculty & Staff Development

Student welfare Fund

Depreciation Reserve

Others (Pl. Specify)

Section III: Governance and Management

18. Do you have the Board of Governors (BoG)/ Equivalent Body?

Yes No

19. If yes, year of establishment:

20. Constitution of the BoG, Board of Studies, Academic Council

No. of

Members

No. of Meetings in a

year

2009-10 2012-13

BoG

Central Govt.

State Govt

Faculty

Staff

Industry

Educationists

Others (please specify)

Board of Studies

Academic Council

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21. What improvements have been there since 2009-10 in the performance of the BoG in the

following areas; (Please furnish evidence/examples in support of your responses and use

additional sheets, if necessary)

i. Role of BoG in formulating institution’s Vision, Mission and strategic objectives

ii. Taking timely policy/ strategic decisions facilitating the institution’s vision and mission

iii. Examination and approval of proposals of various committees such as Academic

Committee, Finance Committee, Building/ Works Committee, Purchase Committee etc.

iv. Review of progress in implementation of TEQIP and achieving its goals

v. Suggesting measures for enhancing reach and effectiveness of industry interaction

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vi. Ensuring institutional compliance with regulatory systems

Regulatory Body Status of fulfillment of Regulatory

Requirements

AICTE

NAAC

NBA

UGC

Affiliating University

State Government – DTE

vii. Ensuring accountability of various departments and support functions of the institution

viii. Overseeing proper allocation of resources and utilization of funds

ix. Utilising Information Technology / Management Information Systems (MIS)

x. Obtaining periodical feedback from mentors and other stakeholders including students

faculty and non-teaching staff

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xi. Developing policy for recruitment of faculty and staff

xii. Reviewing service rules for faculty and staff

xiii. Considering and reviewing schemes for performance appraisal of faculty and

administrative officers

xiv. Reviewing and revising schemes for compensating and incentivising faculty and staff

xv. Developing and reviewing policies for procurement of goods and services

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Section IV: Academic Excellence

22. What improvements have been made in the following aspects of academic excellence

since 2009-10 in your institution? (Please furnish evidence/examples in support of your

responses and use additional sheets, if necessary)

i. Benchmarking quality norms and curriculum for various subjects of study with premier

institutions

ii. Research profile of your institute

iii. Exchange programmes with reputed institutions (please ignore, if not applicable)

iv. Interaction with industry and potential employers to understand the market for your

graduate / post-graduate courses

v. Assessment of the course content and design with help from outside experts

vi. Improvement in transition rate for students from first year to second year of the

undergraduate courses

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vii. Increase in faculty with Post-graduate/ doctoral qualification

viii. Efforts to leverage TEQIP for promoting academic excellence in your institution

ix. TEQIP’s contribution to the enhancement of employability of your graduates / post-

graduates

x. TEQIP’s contribution to the growth of IRG of your institution

Section V: TEQIP Interventions

23. Please comment on the following initiatives introduced under the TEQIP programme?

(Please furnish evidence/examples in support of your responses and use additional sheets, if

necessary)

i. Mentoring system for institution building

ii. Performance audit system

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iii. Governance programme for enriching the role of the board of governors

iv. Management information system

v. Procurement management system support

vi. Financial management system

vii. Faculty Development Programmes

viii. Teaching, Training and Learning Resources

ix. Upgradation of Physical Infrastructure

x. Enhancing R&D Profile of the Institution

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xi. Post Graduate fellowships

xii. Learning support to weak students

24. Among the intervention listed in Q.No.23 above, please identity the intervention which

received, the highest priority of your institution?

25. Can you identity four major achievements of your institution that are directly attributable

to TEQIP-II?

1.

2.

3.

4.

26. a) Please comment on the release of funds to your institution under TEQIP programme

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b) What are your suggestions for ensuring timely release of TEQIP funds

1.

2.

3.

4.

27. What are your suggestions to make overall implementation of TEQIP more effective.

1.

2.

3.

4.

28. Identity two major areas where you need additional support from TEQIP for your

institution to grow.

i.

ii.

Thank You

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Annexure 2.2

Survey Schedule–F: Survey of Teaching Staff / Faculty

Section I: Profile of the Respondent

(Please tick the appropriate response, in case of multiple choice questions)

1. Name :

2. Mobile No. / Email ID :

3. Age : Years

4. Gender : Male Female

5. Academic Qualifications :

Level Degree

Undergraduate

Post-graduate

Doctoral

Other relevant qualifications

(including post-doctoral)

6. Specialization/ Department :

7. Designation

Professor Lecturer

Associate Professor Others (Pl. specify)

Assistant Professor

8. Any other quasi-academic/ administrative responsibility held by you?

Yes No

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9. If yes, Please specify the nature of the responsibility.

10. Social Category

SC General Others (Specify)

ST Minorities

OBC Physically Challenged

11. Teaching experience: Years

12. Of which, experience with the present institute: Years

Section II: Academic and Professional Growth since 2009-10

(Please tick the appropriate response, in case of multiple choice questions)

13. Whether any qualification has been/is being acquired by you since 2009-10?

Yes No

14. If yes, then provide the following details

Qualification 1) 2)

Discipline

Year of joining

Year of passing*

Sponsoring Scheme

*Write “Pursuing” if degree is not awarded yet.

15. Post 2009-10, has there been an increase in the proportion of post-graduates

(ME/M.Tech) among the regular faculty?

Yes No

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16. Has there been an increase in the proportion of doctorates among regular faculty ?

Yes No

17. In your institute, collaborative and multi-disciplinary research have been encouraged

and well supported.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

18. Is there a growth in opportunities (such as participation in conferences, seminars, etc.) for

networking with peers in your field outside the institute.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

19. The support system for pursuing research in your institute now is

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

20. Overall, there is increased academic freedom and motivation for pursuing research in

your institute.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

21. Are you satisfied with your contribution to the internal revenue growth (IRG) of your

Institution?

Yes No

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22. What concrete measures do you recommend for improving the quality of research in your

institute?

1.

2.

3.

Section III: Performance of Students since 2009-10

(Please tick the appropriate response, in case of multiple choice questions)

23. Is there a change in the learning and scholastic orientation/ preparation of the students in

your institute ?

Very Satisfactory Show minimal interest

Show reasonable interest Unsatisfactory

Very unsatisfactory

24. The improvement in the learning aptitude of the students in your branch of the institute is

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

25. In your branch, the performance of students in exams and their knowledge of the subject

is improving

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

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26. Overall, how do you feel about the quality of students attracted by your institute and your

branch since 2009-10?

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

27. The transition rate in your branch of the institute from first year to second year has been

improving

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

28. If you do not agree with the preceding statement, what could be the reasons for the low

transition rate?

1.

2.

3.

29. If the transition rate in your institution was more than 75%, then what could be the

reasons for this?

1.

2.

3.

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30. What concrete measures do you recommend for improving the quality of teaching in your

institute in relation to the TEQIP?

1.

2.

3.

31. What do you think about the job placements for your institute's students over the past

three years?

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

Section IV: Institutional Systems and Management since 2009-10

(Please tick the appropriate response, in case of multiple choice questions)

32. The library facilities in your institute (including access to online databases) have

improved.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

33. The teaching aids in the institute such as audio-visual aids, demonstration kits, etc. are

appropriate now.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

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34. The laboratory equipments, simulation software and their maintenance in your

organization have improved?

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

35. Overall, how would you rate the improvement in the infrastructure of your institute?

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

36. There is more transparency now while making key decisions like recruitment,

promotions, procurement, etc. in your organization.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

37. In your organization, generally decisions are now taken in a more participatory manner.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

38. Does your institute meet the minimum norms of AICTE/University regarding

faculty:student ratio?

Yes No

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39. Faculty recruitment to fill any vacancies in your organization now happens with a sense

of urgency.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

40. What is the system of compensation being followed in your case?

UGC 6th

Pay Commission Any others (Specify)

Scale

Independent Scales Not sure

IIT Scale

41. How do you feel about the compensation and benefits attached to your job?

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

42. What non-monetary benefits does your job offer?

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43. Keeping the compensation and benefits aside, the human resource management practices

in your institution, have improved?

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

44. Does your organization have a policy for sharing fees or income generated from

research, consultancy, etc. with faculty?

Yes No

45. If yes, please provide an outline of the policy.

46. There is improvement in the level of industry-institute-interaction in your institute.

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

47. The Board of Governors (or equivalent body) actively supports your initiatives for

networking to promote industry-institute-interaction.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

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48. The students have benefited from industry-institute-interaction.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

49. What concrete measures do you recommend for improving the industry-institute-

interaction in your institute?

1.

2.

3.

Section V: TEQIP Interventions

50. What is your level of satisfaction with the following initiatives introduced under the

TEQIP programme. (Please tick as appropriate)

i. Mentoring system for institution building

Very Satisfactory Satisfactory Neutral Unsatisfactory Very unsatisfactory

ii. Performance audit system

Very Satisfactory Satisfactory Neutral Unsatisfactory Very unsatisfactory

iii. Governance programme for enriching the role of the board of governors

Very Satisfactory Satisfactory Neutral Unsatisfactory Very unsatisfactory

iv. Management information system

Very Satisfactory Satisfactory Neutral Unsatisfactory Very unsatisfactory

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v. Procurement management system support

Very Satisfactory Satisfactory Neutral Unsatisfactory Very unsatisfactory

vi. Financial management system

Very Satisfactory Satisfactory Neutral Unsatisfactory Very unsatisfactory

51. Can you identity four major achievements of your institution that are directly attributable

to TEQIP-II?

1.

2.

3.

4.

52. a) Do you agree that release of funds to your institution under TEQIP programme is

timely and well scheduled

Yes No

b) If you do not agree what are your suggestions for ensuring timely release of funds

1.

2.

3.

4.

53. What are your suggestions to make overall implementation of TEQIP more effective.

1.

2.

3.

4.

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54. Identity two major areas where you need additional support from TEQIP for your

institution to grow.

i.

ii.

Thank You

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Annexure 2.3

Survey Schedule–S: Survey of Students / Research Scholars

Section I: Profile of the Respondent

(Please tick the appropriate response, in case of multiple choice questions)

1. Name:

2. Mobile number / e-mail ID :

3. Age:

4. Gender: Male Female

5. Course of Study: UG / PG / Research Scholar

6. Branch of Study:

7. Year of study:

8. Social category:

SC General Others (Specify)

ST Minorities

OBC Physically Challenged

Section II: Quality of Instruction

How do you rate the following? (please tick as appropriate)

9. Subject knowledge of the faculty

Poor Satisfactory Good Very Good Excellent

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10. Teaching skills of the faculty

Poor Satisfactory Good Very Good Excellent

11. Teaching aids used by faculty

Poor Satisfactory Good Very Good Excellent

12. Lecture notes provided by faculty

Poor Satisfactory Good Very Good Excellent

13. Take-aways from Lab work, Practicals and Assignments

Poor Satisfactory Good Very Good Excellent

14. Relevance of Project work / Internship to your learning

Poor Satisfactory Good Very Good Excellent

15. Support to slow learners (remedial classes, special coaching etc.)

Poor Satisfactory Good Very Good Excellent

16. Design of Course curriculum

Poor Satisfactory Good Very Good Excellent

Section III: Learning Environment and Ambiance

How do you rate the following? (please tick as appropriate)

17. Guidance from faculty

Poor Satisfactory Good Very Good Excellent

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18. Quality of Peer interaction and Group learning

Poor Satisfactory Good Very Good Excellent

19. Support for self-learning

Poor Satisfactory Good Very Good Excellent

20. Conferences / Professional activities and other Learning events

Poor Satisfactory Good Very Good Excellent

21. Interaction with industry

Poor Satisfactory Good Very Good Excellent

22. Interaction with alumni

Poor Satisfactory Good Very Good Excellent

Section IV: Academic Progression

How do you rate the following? (please tick as appropriate)

23. Your performance in exams

Poor Satisfactory Good Very Good Excellent

24. Knowledge gained during the course

Poor Satisfactory Good Very Good Excellent

25. Acquisition of practical skills

Poor Satisfactory Good Very Good Excellent

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26. Additional skills required for professional success

Poor Satisfactory Good Very Good Excellent

Section V: Management and Infrastructure

How do you rate the following? (please tick as appropriate)

27. Classroom facilities

Poor Satisfactory Good Very Good Excellent

28. Lab / Workshop facilities

Poor Satisfactory Good Very Good Excellent

29. Library services including electronic resources

Poor Satisfactory Good Very Good Excellent

30. Computer services

Poor Satisfactory Good Very Good Excellent

31. Sports / Recreation / Cultural /Literary facilities

Poor Satisfactory Good Very Good Excellent

32. Hostel facilities

Poor Satisfactory Good Very Good Excellent

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33. Administrative support services like redressal of student grievances, courtesy of

office staff, etc.

Poor Satisfactory Good Very Good Excellent

Section VI: Employability

How do you rate the following? (please tick as appropriate)

34. Career guidance received

Poor Satisfactory Good Very Good Excellent

35. Soft skills & Personality development

Poor Satisfactory Good Very Good Excellent

36. Placement related services of your institution

Poor Satisfactory Good Very Good Excellent

37. Placement record of your institution

Poor Satisfactory Good Very Good Excellent

38. What is your career choice after completing the course?

Higher Education Own business or Entrepreneurship

Job Others (please specify)

39. Please state reasons for your above choice:

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Section VII: Institutional Assessment

40. What are the 3 major strengths of your institution?

i.

ii.

iii.

41. What are the 3 major weaknesses of your institution?

i.

ii.

iii.

42. What are your suggestions for improving the quality of your course?

43. Have you heard of the Technical Education Quality Improvement program (TEQIP)?

Yes No

44. If yes, identify 2 major benefits from TEQIP to your institution:

i.

ii.

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45. What do you think about the improvements in your institution between the time of your

joining and now, in the following areas? (Please answer this question ONLY IF you have been a

student of this institution for more than two years.)

i. Quality of instruction

Poor Satisfactory Good Very Good Excellent

ii. Learning environment and ambiance

Poor Satisfactory Good Very Good Excellent

iii. Academic progression

Poor Satisfactory Good Very Good Excellent

iv. Management and infrastructure

Poor Satisfactory Good Very Good Excellent

v. Employability skills

Poor Satisfactory Good Very Good Excellent

Thank You

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Annexure 2.4

Survey Schedule–A: Survey of Non-teaching Staff

Section I: Profile of the Respondent

(Please tick the appropriate response, in case of multiple choice questions)

1. Name :

2. Mobile No. / Email ID :

3. Age : Years

4. Gender : Male Female

5. Qualifications

Level Title

Undergraduate

Post-graduate

Other relevant

qualifications

6. Designation

Finance Officer Administrative Officer

Registrar Procurement Officer

Librarian IT Administrator

Others (Specify)

7. Any other responsibility held by you? Please specify.

Yes No

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8. Total experience : Years

9. Of which, experience with the present institute: Years

Section II. Improvements in Organization Systems and Procedures Under TEQIP II

10. You are better aware since 2009-10, of the basis on which administrative decisions like

procurement, recruitment, promotions, postings, etc. are taken in your organization.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

11. Infrastructure in your institute such as library, laboratories, class rooms, etc. has improved?

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

12. Since 2009-10, there is increased investment in ICT for efficient administration.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

13. Top management utilizes the MIS reports generated at different levels.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

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14. The board of governors (or equivalent body) involves you more actively since 2009-10, in

making decisions on your administrative proposals.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

15. Following TEQIP II, recruitment to fill key vacancies of administrative positions happens

with a sense of urgency.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

Section III. Job Satisfaction

16. What is the system of compensation being followed in your case ?

UGC 6th

Pay Commission Scale Not sure

Independent Scale Any others (Specify)

17. How do you feel about the compensation and benefits attached to your job?

Very Satisfactory Unsatisfactory

Satisfactory Very Unsatisfactory

Neutral

18. Keeping the compensation and benefits aside, do you have any issues related to the

employment?

Yes No

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If yes, list them in order of importance. You may also include issues already highlighted

in the questionnaire so far. Attach separate sheet if required.

1.

2.

3.

19. In your institution, TEQIP tools, mechanisms and support have brought a positive change.

Strongly Agree Disagree

Agree Strongly Disagree

Can’t Say

20. In what ways can TEQIP help you and your sub-ordinates perform better ?

1.

2.

3.

Thank you

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Annexure 2.5

Profiles of Core Study Team

Prof. Hemnath Rao H (Team Leader)

Hemnath Rao H, is currently the Dean of Management Programmes at the Administrative

Staff College of India, besides being the Director, Centre for Poverty Studies and Rural

Development at the College. Dr. Hemnath Rao holds a Doctorate in management, with Masters'

degrees in Business Administration from both JNTU, Hyderabad and the University of Durham

in the United Kingdom. He has designed and delivered programmes in strategic management,

agribusiness strategies, rural management and advanced general management for senior and top

management of large public and private sector enterprises, senior civil servants, technocrats and

entrepreneurs from within India, South Asia, Pacific Region and across Continental Africa.

Has been lecturing at leading management institutions across the country and abroad and is a

Visiting Professor at the Institute of Public Enterprise, Hyderabad and at the University of

Ljubljana, Slovenia. While on the faculty of ASCI since 1996, he served as Head, Tata

Management Development Centre, Jamshedpur for a year (2003-'04). He is actively associated

with the formulation of corporate and competitive strategies for large and small businesses, he

has significantly contributed to strategic restructuring of various departments/ institutions of

Government of India and State Governments. He has also researched and published papers in

many refereed journals. His widely read book, 'Tryst With Global Competition' published by

BSP, Hyderabad, analyses the strategic response of Indian businesses to the forces of global

competition and globalisation while his book ‘Study of MGNREGA: A case in Implementation

of an Anti Poverty Programme in A.P.‘ captures the strategic issues in implementing India’s

flagship programme for alleviating rural poverty.

His areas of interest include Strategic Management, Agribusinesses and Rural Management,

Rural Co-operatives, Small and Medium Enterprises (SMEs), Strategic Leadership, Good Public

Governance and Strategic Management of Change. Has been working on management training

and consulting projects sponsored by international agencies like the UNDP, Commonwealth

Secretariat, Aureos Advisors, Norfund, World Bank, IFC-Global Corporate Governance Forum,

EU’s Centre for Development of Enterprise and others. He is actively involved with

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strengthening the management processes and institutions for implementing key social sector

development programmes as a member of various expert groups of the Government of India in

the Ministry of Rural Development and the Cabinet Secretariat.

Dushyant Mahadik (Team Member)

1. Proposed Position on Team: Team Member

2. Name of Firm: Administrative Staff College of India (ASCI)

3. Name of Staff: Dushyant Ashok Mahadik

4. Date of Birth: 13th

October 1979 Nationality: Indian

5. Education:

Program Year Institute (Affiliation) Major

PGDM 2009 Indian Institute of Management Ahmedabad Finance

Exchange

MBA

Fall

2008

McCombs School of Business (University of

Texas at Austin)

Strategy

M.Tech. 2002 Indian Institute of Technology Bombay Aerospace

Propulsion

B. E. 2000 TKIET, Warananagar, Maharashtra (Shivaji

University)

Mechanical

Engineering

6. Countries of Work Experience: India, United States.

7. Languages : English, Gujarati, Hindi, Marathi

8. Employment Record

a) Administrative Staff College of India, Hyderabad January 2012 onwards

Assistant Professor, Centre for Economics and Finance

b) Xavier Institute of Management and Entrepreneurship, Bengaluru, India

October 2010 – January 2012 , Assistant Professor , Teach finance and strategic

management; Support placement process; Research work

c) Sanghvi Forging and Engineering Limited, Vadodara, India 2009 – 2010

General Manager

d) Cummins India Limited, Pune, India 2008

Summer Intern, Corporate Strategy

e) General Electric, India Technology Center, Bangalore, India 2005 – 2007

Gas Turbine Operability Engineer, Conceptual Design, Advanced Technology

Operations, GE Energy Business

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f) Infotech Enterprises Limited, Hyderabad/East Hartford (USA), 2002 – 2005

Engineer, Engineering Services Division, Strategic Business Initiatives Vertical

Prof. G. Surender Reddy (Team Member)

Present Positions

Director M. C. Gupta College of Business Management

Corporate Advisor & Mentor Butterfly Fields, and Core Software

Visiting Professor JNTU, Hyderabad

Advisor APITCO Limited

Previous Positions Held

Dy GM IDBI

Professor of Banking & Management IPE

Director In-charge JNIDB

Sr Project Consultant Marubeni Corporation (Fortune 500 company)

Consultant (Infrastructure ASCI

& Regulatory Studies)

Advisor APSFC

Educational Qualifications

BE (Mech) Osmania University

MTech (Industrial Management) IIT, Madras

PGDPEM IPE, Hyderabad

PGDIPR PG College of Law, O.U.

LL.B. Osmania

CAIIB Indian Institute of Banking & Finance, Mumbai

Special Achievements / Recognitions

Awarded National Merit Scholarship

Recipient of two Gold Medals

A Silver Medal from the World Bank Institute, Washington, D.C.

Appreciation from GOI for training in-service IAS Officers

Served on the Boards of over ten companies as Nominee / Independent Director

On the Visiting Faculty of several prestigious institutions and universities

Resource Person @ UGC sponsored programmes for university teachers

Associated with many NGOs as member on their Governing Boards

An active Rotarian

A Trustee of Triveni Foundation

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Annexure 2.6

List of Persons Contacted by the Study Team

S.

No.

Name Designation Department Institution Institute

Location

1 Mr. Bhanoji Rao Hon Professor

& Governing

Body Member,

GITAM Society GITAM University Visakhapatnam

2 Dr. Vijay Kumar

A.

DST-Inspire

Faculty

Chemistry Institute of

Chemical

technology (ICT)

Mumbai

3 Prof. Dr. Lele S.S. Professor Prof. of

Biochemical

Engg. &

Controller of

Examination

ICT

Mumbai

4 Prof. Dr.(Ms)

Padma V.

Devarajn

Professor &

HoD

Dept. of

Pharmaceutical

Sciences and

Technology

ICT

Mumbai

5 Prof. Aniruddha B.

Pandit

Prof. & Dean Research

Consultancy &

Resource

Mobilization

ICT

Mumbai

6 Mr. P.V. Johsi

OSD Finance &

Accounts

ICT

Mumbai

7 Prof. Dr. Sunil S.

Bhagwat

Professor and

Head

Chemical

Engineering

ICT

Mumbai

8 Prof. Ch.

Ramakrishna

Member &

BoM

UGC Affairs &

Research

Activities

GITAM University Visakhapatnam

9 Mr. Lalit Chadha Managing

Director

Member, ICT Goodwill Ltd. Mumbai

10 Prof. K. Lakshmi

Prasad

Principal -- GITAM Institute of

Technology

Visakhapatnam

11 Dr. A. B.

Koteswara Rao

Principal Gayatri Vidya

Parishad College of

Engineering

(Autonomous)

Visakhapatnam

12 Prof. P. Srinivasa

Rao

Advisor (TE

and R&D) &

Member BoG

Scientific and

Industrial

Research Centre

Gayatri Vidya

Parishad College of

Engineering

Visakhapatnam

13 Dr. D. Nageswara

Rao

Chairman &

BoG

-- Vignana Jyothi

Group of

Secunderabad

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Institutions

14 Mr. C.D. Naidu Principal -- VNR Vignana

Jyothi Institute of

Engineering &

technology

Hyderabad

15 Dr. M.U.

Deshpande

Consultant

(Engg.

Education)

-- Mentor and

Performance

Auditor

101, Gandhi

Nagar,

Nagpur-440

010

16 Prof. L.S. Yadav Professor -- North Eastern

Regional Institute

of Science &

Technology

(NERIST)

Nirjuli–

(Itanagar)

Arunachal

Pradesh

17 Prof. Dipankar Pal Director -- NERIST Nirjuli –

(Itanagar)

Arunachal

Pradesh

18 Prof. Jai Prakash Ex. Vice-

Chancellor

-- GLA University Mathura, U.P.

19 Prof. V. Vasudeva

Rao

Principal -- Srinidhi Institute of

Science &

Technology

(SNIST)

Yamnampet,

Ghatkesar,

Hyderabad

20 Prof. Siva Sai

K.S.R

TEQIP Co-

ordinator

Bio-technology SNIST Yamnampet,

Ghatkesar,

Hyderabad

21 Dr. K. Padma Raju Principal and

Professor

Electronics &

Communication

Engg.

University College

of Engineering,

Kakinada

(Autonomous)

JNTUK,

Kakinada

22 Dr. A. Subhananda

Rao

Member BoG -- VNR VJIET &

VNR Vignana

Jyothi Institute of

Management

(VJIM)

Bachupally,

Nizampaet

(S.O.),

Hyderabad-090

23 Dr. S.

Venkateswara Rao

Founder

Principal

-- VNR VJIET Hyderabad

24 Mr. S. Krishnan Member

NSC, TEQIP

-- L&T Ltd., Mumbai

25 Dr. Potharaju

Malasani

Registrar Civil

Engineering

GITAM University Visakhapatnam

-530045

26 Dr. K.C. Principal -- LBS Institute of Poojappura,

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Raveendranathan Technology for

Women

Thiruvanantha

puram

27 Dr. Thampi paul Prof. & Head, ECE LBS Institute of

Technology for

Women

Poojappura,

Thiruvanantha

puram

28 Prof. Shyam Lal

Soni

Professor Mech. Engg. Malaviya National

Institute of

Technology

Jaipur,

(Rajasthan)

29 Dr. H.C. Taneja Prof. & Head, Applied

Mathematics

Delhi

Technological

University

Delhi

30 Lt. Gen. Zameer

Uddin Shah (Retd)

Vice Chancellor -- Aligarh Muslim

University

Aligarh, U.P.

31 Dr. Asfar Ali khan Professor Electrical

Engineering

Aligarh Muslim

University

Aligarh, U.P.

32 Shri Abid Ali

Khan

Associate

Professor,

Ergonomics

Research

Division

Mech. Engg.

Aligarh Muslim

University

Aligarh, U.P.

33 Prof. Mohibullah Principal

Zakir Husain

College of

Engineering &

Technology,

Aligarh Muslim

University

Aligarh, U.P.

34 Shri Omar Farooq Reader Electrical

Engineering

Zakir Husain

College of

Engineering &

Technology,

Aligarh Muslim

University

Aligarh, U.P.

35 Dr. Joseph O.A. Principal -- College of

Engineering

Vatakara

Vatakara,

Kozhikode,

Kerala

36 Shri Sanjeev

Agarwal

Registrar -- IFTM University

Moradabad,

(U.P.)

37 Dr. Arun Kumar Dean School of Engg.

& Technology

IFTM University

Moradabad,

(U.P.)

38 Dr. Anuj

Srivastava

TEQIP Co-

ordinator

Controller of

Examinations

IFTM University

Moradabad,

(U.P.)

39 Dr. P.C. Principal -- Sree Vidyanikethan Tirupati, (A.P.)

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Krishnamachary Engineering

College

(Autonomous)

40 Mr. Damodaram Associate

Professor

Electronics &

Communication

Engineering

Sree Vidyanikethan

Engineering

College

(Autonomous)

Tirupati, (A.P.)

41 Dr. J.N. Jha Professor &

Head

Civil

Engineering

Guru Nanak Dev

Engineering

College

Ludhiana

42 Dr. S.B. Jaju Professor &

Dean (R&D)

Mechanical

Engineering

G.H. Raisoni

College of

Engineering

Nagpur

43 Dr. K.K. Dhote Director -- Raisoni Group of

Institutions

Nagpur

44 Dr. A.Y.

Deshmukh

Professor Electronics

Engg.

G.H. Raisoni

College of

Engineering

Nagpur

45 Dr.(Ms.) Preeti

Bajaj

Director -- G.H. Raisoni

College of

Engineering

Nagpur

46 Prof. Siddharth K.

Soni

Prof. & Head Civil Engg &

Applied

Mechnics/

TEQIP

Coordinator

Shri G.S. Institute

of Technology &

Science

Indore

47 Dr. D.J. Tidke Professor Mechanical

Engineering

G.H. Raisoni

College of

Engineering

Nagpur

48 Dr. Prakash D.

Vyavahare

Prof. & Head Electronics &

Telecom Engg.

Shri G.S. Institute

of Technology &

Science

Indore

49 Mr. M.P.S.

Chawla

Associate

Professor

EED Shri G.S. Institute

of Technology &

Science

Indore

50 Mr. Vikram Rajput Training and

Placement

Officer

-- Madhav Institute of

Technology and

Science

Gwalior

51 Dr. Padma V.

Devarajan

Professor &

Head

Dept. of

Pharmaceutial

Sciences and

Institute of

Chemical

Technology

Mumbai

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Technology

52 Mr. Mahipal Singh

Jeena

Registrar -- Shri G.S. Institute

of Technology &

Science

Indore

53 Dr. Manish Kumar

Sagar

Associate

Professor

Mechanical

Engineering

Madhav Institute of

Technology and

Science

Gwalior

54 Dr. Lele S.S Professor &

Controller of

Examination

Biochemical

Engineering

Institute of

Chemical

Technology

Mumbai

55 Prof. Debapriyo

Nag

Dean ITM School of

Business

Gwalior

56 Mr. Piyush

Chourasia

Chief Risk

Officer &

Strategy

Member, BoG ICCL Mumbai

57 Mr. Chandresh

Maithil

Founder -- Maverick Edutech Hyderabad

58 Er. Sham Goyal Deputy Director -- Directorate of

Tehnical Education

Chandigarh

59 Dr. B.M.

Rajaprakash

Professor Mechanical

Engineering

University

Visvesvaraya

College of

Engineering

Bangalore

60 Dr. Raghavendra

B. Deshmukh

Professor Electronics

Engineering

Visvesvarya

National Institute of

Technology

Nagpur

61 Mr. M. Srinivas Senior Scientist - --- ISRO Bangalore

62 Ms. Tejaswini

Chalam

Manager SAP Labs India Hyderabad

63 Mr. Hemanth

Kumar

Head HR &

Operations

Airwatch Hyderabad

64 Mr. S. Narasinga

Rao

Senior Manager -- SBM Hyderabad

65 Mr. Rahul Kahate -- -- Persistent Systems

Ltd.

Hyderabad

66 Mr. Ashish

Agrawal

-- -- Entrepreneur

67 Mrs. G. Aparna Indian Railways Tumkur

68 Mrs. Sudha C.K. House Wife -- Parent Tumkur

69 Mrs. Preetham

B.P.

Business -- Parent Tumkur

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70 Mr. T.N. Nagendra Retired -- Parent Tumkur

71 Dr. R. Harish

Kumar

Professor -- SSIT Tumkur

72 Mr. N.

Nagarajaiah

Instructor Mechanical

Engineering

SSIT Tumkur

73 Mr. T.N.

Manjunatha

Teacher -- Parent Tiptur

74 Prof. Ranjan

Bhattacharya

Vice Chancellor West Bengal

University of

technology

Kolkata

75 Dr. Syed Rafikul

Islam

Registrar West Bengal

University of

technology

Kolkata

76 Prof. Dr. M.

Rajaram

Vice Chancellor Anna University Tamilnadu

77 Dr. G. Ravi Kumar Director Centre for

Entrepreneurship

Development

Anna University Tamilnadu

78 Mr. Kumar Jayant,

IAS

Commissioner Dept. of Technical

Education

Tamilnadu

79 Dr. S. Dasgupta Director Dept. of Technical

Education

West Bengal

80 Dr. V. Suresh Sr. Techno

Economic

Officer

Centre for

Industrial

Consultancy &

Sponsored

Research

IIT Madras

81 Mr. K.V.

Ganapathi

President CODISSA INTEC

Technology Centre

Coimbatore

82 Dr. K. Raghunath Chief Camp

Officer

Engineering

Admissions in

Andhra Pradesh

Hyderabad

83 Dr. P. N. Reddy Executive

Director

Sreenidhi Institute

of Science and

Technology

Hyderabad

84 Prof. V. Vasudeva

Rap

Principal Sreenidhi Institute

of Science and

Technology

Hyderabad

85 Dr. T. Mahhe Secretary Sreenidhi Institute

of Science and

Technology

Hyderabad

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Annexure 6.1

List of Programmes for Management Capacity Enhancement at IIMs

IIMs Training batches organized Total no. of

trained participants No. From to

Indore 7 16th

January 2013 25th

January 2013 24

29th

April 2013 8th

May 2013 21

22nd

May 2013 31st May 2013 23

*15th

June 2013 21st June 2013 09

9th

July 2013 18th

July 2013 17

24th

Sep 2013 30th

Sep 2013 26

24th

Nov 2013 30th

Nov 2013 27

Lucknow 6 11th

February 2013 15th

February 2013 25

10th

June 2013 14th

June 2013 25

8th

July 2013 12th

July 2013 22

19th

Aug 2013 23rd

Aug 2013 25

23rd

Sep 2013 27th

Sep 2013 28

21st Oct 2013 25

th Oct 2013 20

Bangalore 1 11th

March 2013 23rd

March 2013 40

Kozhikode 5 12th

March 2013 22nd

March 2013 25

3rd

June 2013 13th

June 2013 23

30th

July 2013 9th

August 2013 26

*1st Sep 2013 6

th Sep 2013 28

11th

Nov 2013 16th

Nov 2013 30

Raipur

Trichy

Udaipur

Total 19 464

Note: * LDP programmes with Illinois University, USA and NUS Singapore