ews overview slide show
TRANSCRIPT
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EWS Overview
Presented by:
Karen L. Amendola, Ph.D.
POLICE FOUNDATION
Washington, DC
Early Warning Systems SeminarApril 10, 2003
Sponsored by:
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Critical Issues Facing
Law Enforcement Leaders Abuse of Authority Excessive Use of Force Breaches of Ethics and Integrity Loss of Community Trust and
Confidence
Racial and Ethnic Profiling Excessive Litigation Liability
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HIGH RISK ACTIONS:
PURSUITS
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USE OF FORCE
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Justice Department Inquiries
In one jurisdiction, the JusticeDepartment Patterns and Practices
investigation and resulting consentdecree found that
There was an abysmal lack of
record keeping
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Headlines
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Headlines
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Headlines
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Headlines
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COSTS TO CITIZENS
From 1987 2000, the DetroitPolice Departments own researchshowed that they paid out $123
million in damages andsettlements for police shootings
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COSTS TO CITIZENS
Between 1991-1995, Los Angelespaid approximately $79.2 million
in civil lawsuit judgments andawards and pre-trial settlementsagainst police officers(Human Rights Watch, June 1998)
AND
In 1999 alone, they paid $32million in judgments andsettlements!
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Definition
An EWS is a data-based police managementtool designed to identify officers whosebehavior is problematic, as well as to provide
corrective intervention (Walker, Alpert, andKenney, NIJ, 2000)
A proactive management tool
useful for identifying a widerange of problemsor
inappropriate supervisoryinstructions (The IACP)
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Definition
An EWS is a personnel management
tool designed to identify individual or
group performance problems at the
earliest possible stage so that
intervention can be made to re-direct
work performance towardorganizational goals.
(Amendola 2003)
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History of EWS
In 1981, U.S. Commission on CivilRights recommended use of such a
system
Over a fourth of agencies servingpopulations of 50,000 + have one, and
many more are planning them
(Walker, Alpert, and Kenney, 2001)
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National Statistics on EWS
AS OF 2000
36% of agencies with 500 to 999officers have an EWS, with 20%
planning one
62% of agencies with 1,000 or moreofficers have an EWS, with 12%planning one
Half of existing EWS were created inlast five years
(Walker, Alpert, & Kenney, 2000)
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Why they are Helpful
Focus on officers who areAT RISK orPOSE A RISKto other officers,
citizens, etc. Serve as a risk management device
for reducing liability
Improve credibility and establishmechanisms for accountability
Identify problem officers
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The
Problem Officer
A small number of officers
account for a disproportionatenumber of complaints and
problem behaviors
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Benefits of EWS
Identify potential problems at the earliestpossible stage and reduce potential for
serious problem(s)
Provide a mechanism for interventionpriorto discipline
Promote positive performance Save law enforcement officers careers Can prevent intervention by the Justice
Department and shield the agency from
litigation
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Benefits of EWS (continued)
! Reduce Liability!
Minimize Litigation! Positively Guide Performance! Improve Service Delivery! Raise Public Confidence
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Examples of Potential
Risk Indicators
Number and Type of Complaints Excessive Force
Shootings Less than Lethal Force
Missing Court Appearances Vehicle Pursuits and Accidents Abuse of Sick Leave Bias and Racial Profiling Damage to Property
Excessive Off Duty Employment
ETC.
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Successful Risk
Management Requires:
Interpretation of data andinformation
Periodic monitoring of key riskindicators
Supervisory judgment andauthority to intervene
Alternatives to discipline
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Automated Early Warning
System Technology
Manual systemsstarting point, notalways sufficient
Computerized systemmore efficient,better analysis, centralizes data
NEW TREND: Comprehensive riskmanagement software integrated with
all Records Management and CAD
systems
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How to Get an EWS
Develop your own Purchase/license an existing system Hire a contractor to tailor make a
system
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Should You Develop Your
Own System?
PROS Tailor made to your needs Agency owned
CONS Very costly to develop Very time consuming to develop ( a
matter of years)/Re-inventing the
wheel
Dependent on in-house staff whodeveloped system; what if they leave?
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Should You License/Buy An
Existing System?
PROS Efficient (costs and time) Available immediately More able to defend against liability claims Ongoing system support
CONS Reliance on vendor for service/support Lack of purchasing dollars May not be specific to your agency May encounter roadblocks to successful
implementation
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Should You Hire a Contractor
to Build Your System?
PROS Tailor made to your agency and its needs Shifts responsibility out of agency Allows you to select a reputable and experienced
vendor Ongoing system support
CONS Reliance on vendor for service/support Very expensive (Pittsburgh was estimated tocost in excess of $1 million) May encounter roadblocks to successful
implementation/many systems take years
Agency expectations of what can really be donemay be too high
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NO COMPUTERIZED SYSTEM
MAKES DECISIONS
IT IS ONLY A TOOL
SUCCESSFULRISKMANAGEMENTREQUIRESYOUR
KNOWLEDGE, EXPERIENCE,
DISCRETION, AND JUDGMENT
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Accountability
A recent evaluation of Pittsburghsdata since implementing the system
FOUND THAT:"Complaints went down for several years
after implementation of the system
"Disciplinary actions went down and thenleveled off
"Sick days went down"Separations went down
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CRITICALIssues
Focus on the EWS as a positive, proactive,and preventative tool for managing
personnel
Include all levels in decision making or at aminimum, having input
Include Union/Association LeadersEARLY ON (acceptance and buy-in)
Do not house the system solely in internalaffairs (seen as disciplinary tool) HAVE INTEGRITY: Use it properly; say
what you mean and mean what you say
It is all in theAPPROACH
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Conclusions
! Agencies who dont have EWS are atrisk of litigation and liability, and lackthe tools necessary for accountability
! EWS help to identify individuals who areAT RISK or POSE A RISKto theagency, as well as identify possibleunderlying problems so that appropriate
assistance can be given! EWSpromote positive performance! EWS are only a tool;peopleneed to
interpret data and make informed
decisions