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    EWS Overview

    Presented by:

    Karen L. Amendola, Ph.D.

    POLICE FOUNDATION

    Washington, DC

    Early Warning Systems SeminarApril 10, 2003

    Sponsored by:

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    Critical Issues Facing

    Law Enforcement Leaders Abuse of Authority Excessive Use of Force Breaches of Ethics and Integrity Loss of Community Trust and

    Confidence

    Racial and Ethnic Profiling Excessive Litigation Liability

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    HIGH RISK ACTIONS:

    PURSUITS

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    USE OF FORCE

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    Justice Department Inquiries

    In one jurisdiction, the JusticeDepartment Patterns and Practices

    investigation and resulting consentdecree found that

    There was an abysmal lack of

    record keeping

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    Headlines

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    Headlines

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    Headlines

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    Headlines

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    COSTS TO CITIZENS

    From 1987 2000, the DetroitPolice Departments own researchshowed that they paid out $123

    million in damages andsettlements for police shootings

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    COSTS TO CITIZENS

    Between 1991-1995, Los Angelespaid approximately $79.2 million

    in civil lawsuit judgments andawards and pre-trial settlementsagainst police officers(Human Rights Watch, June 1998)

    AND

    In 1999 alone, they paid $32million in judgments andsettlements!

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    Definition

    An EWS is a data-based police managementtool designed to identify officers whosebehavior is problematic, as well as to provide

    corrective intervention (Walker, Alpert, andKenney, NIJ, 2000)

    A proactive management tool

    useful for identifying a widerange of problemsor

    inappropriate supervisoryinstructions (The IACP)

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    Definition

    An EWS is a personnel management

    tool designed to identify individual or

    group performance problems at the

    earliest possible stage so that

    intervention can be made to re-direct

    work performance towardorganizational goals.

    (Amendola 2003)

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    History of EWS

    In 1981, U.S. Commission on CivilRights recommended use of such a

    system

    Over a fourth of agencies servingpopulations of 50,000 + have one, and

    many more are planning them

    (Walker, Alpert, and Kenney, 2001)

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    National Statistics on EWS

    AS OF 2000

    36% of agencies with 500 to 999officers have an EWS, with 20%

    planning one

    62% of agencies with 1,000 or moreofficers have an EWS, with 12%planning one

    Half of existing EWS were created inlast five years

    (Walker, Alpert, & Kenney, 2000)

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    Why they are Helpful

    Focus on officers who areAT RISK orPOSE A RISKto other officers,

    citizens, etc. Serve as a risk management device

    for reducing liability

    Improve credibility and establishmechanisms for accountability

    Identify problem officers

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    The

    Problem Officer

    A small number of officers

    account for a disproportionatenumber of complaints and

    problem behaviors

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    Benefits of EWS

    Identify potential problems at the earliestpossible stage and reduce potential for

    serious problem(s)

    Provide a mechanism for interventionpriorto discipline

    Promote positive performance Save law enforcement officers careers Can prevent intervention by the Justice

    Department and shield the agency from

    litigation

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    Benefits of EWS (continued)

    ! Reduce Liability!

    Minimize Litigation! Positively Guide Performance! Improve Service Delivery! Raise Public Confidence

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    Examples of Potential

    Risk Indicators

    Number and Type of Complaints Excessive Force

    Shootings Less than Lethal Force

    Missing Court Appearances Vehicle Pursuits and Accidents Abuse of Sick Leave Bias and Racial Profiling Damage to Property

    Excessive Off Duty Employment

    ETC.

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    Successful Risk

    Management Requires:

    Interpretation of data andinformation

    Periodic monitoring of key riskindicators

    Supervisory judgment andauthority to intervene

    Alternatives to discipline

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    Automated Early Warning

    System Technology

    Manual systemsstarting point, notalways sufficient

    Computerized systemmore efficient,better analysis, centralizes data

    NEW TREND: Comprehensive riskmanagement software integrated with

    all Records Management and CAD

    systems

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    How to Get an EWS

    Develop your own Purchase/license an existing system Hire a contractor to tailor make a

    system

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    Should You Develop Your

    Own System?

    PROS Tailor made to your needs Agency owned

    CONS Very costly to develop Very time consuming to develop ( a

    matter of years)/Re-inventing the

    wheel

    Dependent on in-house staff whodeveloped system; what if they leave?

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    Should You License/Buy An

    Existing System?

    PROS Efficient (costs and time) Available immediately More able to defend against liability claims Ongoing system support

    CONS Reliance on vendor for service/support Lack of purchasing dollars May not be specific to your agency May encounter roadblocks to successful

    implementation

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    Should You Hire a Contractor

    to Build Your System?

    PROS Tailor made to your agency and its needs Shifts responsibility out of agency Allows you to select a reputable and experienced

    vendor Ongoing system support

    CONS Reliance on vendor for service/support Very expensive (Pittsburgh was estimated tocost in excess of $1 million) May encounter roadblocks to successful

    implementation/many systems take years

    Agency expectations of what can really be donemay be too high

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    NO COMPUTERIZED SYSTEM

    MAKES DECISIONS

    IT IS ONLY A TOOL

    SUCCESSFULRISKMANAGEMENTREQUIRESYOUR

    KNOWLEDGE, EXPERIENCE,

    DISCRETION, AND JUDGMENT

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    Accountability

    A recent evaluation of Pittsburghsdata since implementing the system

    FOUND THAT:"Complaints went down for several years

    after implementation of the system

    "Disciplinary actions went down and thenleveled off

    "Sick days went down"Separations went down

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    CRITICALIssues

    Focus on the EWS as a positive, proactive,and preventative tool for managing

    personnel

    Include all levels in decision making or at aminimum, having input

    Include Union/Association LeadersEARLY ON (acceptance and buy-in)

    Do not house the system solely in internalaffairs (seen as disciplinary tool) HAVE INTEGRITY: Use it properly; say

    what you mean and mean what you say

    It is all in theAPPROACH

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    Conclusions

    ! Agencies who dont have EWS are atrisk of litigation and liability, and lackthe tools necessary for accountability

    ! EWS help to identify individuals who areAT RISK or POSE A RISKto theagency, as well as identify possibleunderlying problems so that appropriate

    assistance can be given! EWSpromote positive performance! EWS are only a tool;peopleneed to

    interpret data and make informed

    decisions