exhibit 1 · 5. l. gordon 6 schneider wallace cottrell konecky 7 wotkynsllp 2000 powell street,...
TRANSCRIPT
EXHIBIT 1
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 1 of 36
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319872SCHNEIDER WALLACECOTTRELL KONECKY
71007105
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Daryl S. Landy (SBN 136288).
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Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 20 of 36
II Case 3:17-cv-00251-VC Document 284-2 Filed 03/01/19 Page 21 of 33
DocuSign Envelope ID: 64632250-653F-4C11-BCCB-F71005836C92
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(including facsimile and/or emailed copies of the signature pages), shall have the same force and effect and shall be as legally binding and enforceable as the original.
57. No Signature Required by Eligible Class Member . Only the Named Plaintiffswill be required to execute this Settlement Agreement. The Settlement Notice will advise all Settlement Class Members of the binding nature of the release and such shall have the same force and effect as if this Settlement Agreement were executed by each Settling Class Member.
58. Cooperation and Drafting. The Parties have cooperated in the drafting andpreparation of this Agreement; hence the drafting of this Agreement shall not be construed against any of the Parties. The Parties agree that the terms and conditions of this Agreement were negotiated at arm's length and in good faith by the Parties, and reflect a settlement that was reached voluntarily based upon adequate information and suffici nt discovery and after consultation with experienced legal counsel.
59. Governing Law. All terms of this Settlement Agreement and the exhibits heretoshall be governed by and interpreted according to the laws of the State of California.
60. Jurisdiction of the Court. The Court shall retain jurisdiction with respect to theinterpretation, implementation, and enforcement of the terms of this Settlement and all orders and judgments entered in connection therewith, and the Parties and their Counsel submit to the jurisdiction of the Court for this purpose.
IN WITNESS WHEREOF, the Parties and their Counsel have executed this Settlement Agreement as follows:
PLAINTIFFS: [�a&,,----... Desidero oto
Wb2S2Ja:,l-B-:,"""'•GGAA= ... --------Steven tricklen
r-=O<><:uSlgnod by;
.J-A� F&E99E08i\999452
Steeve Fondrose
[� Lorenzo cfrt""'� ,g-: ... e . --------
£ocu8 gnod by:
a7-57 -r�err,�s, ..
Jose Antonio Farias, Jr.
Date: Feb 26 2019 ______,
Feb. 26 Date: 2019
_____ __,
Date: Feb· 26
2019 ------
D Feb 26
ate: 2019 ------
D Feb 26 2019 ate: ____ _,
CLASS ACTION SETTLEMENT AGREEMENT
Solo, el al. v. O.C. Communications, Inc, el al.
19
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 21 of 36
Case 3:17-cv-00251-VC Document 284-2 Filed 03/01/19 Page 22 of 33
II DocuSign Envelope ID: 64632250-653F-4C11-BCC8-F71 D05836C92
1
2 APPROVED AS TO FORM BY CLASS COUNSEL:
3 c::; ILi-� Date: :)/db , 2019
4 Carolyn Hunt Cottrell St-c) David C. Leimbach
5. Scott L. Gordon
6 SCHNEIDER WALLACE COTTRELL KONECKY
7 WOTKYNSLLP 2000 Powell Street, Suite 1400
8 Emeryville, California 94608
Shill 9 ----
Date: '-f1, , 2019 10 I
11 Sarah R. Schalman-Bergen Neil K. Makhija
12 BERGER MONT AGUE PC 1818 Market Street, Suite 3600
13 Philadelphia, PA 19103
14
15
16 DEFENDANT: Date:_ , 2019
17 On behalf ofO.C. Communications, Inc.
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19 APPROVED AS TO FORM BY DEFENDANT'S COUNSEL:
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21 Date: 2019 Barbara A. Blackburn
22 Jeffrey J. Mann
23 LITTLER MENDELSON, P.C. 500 Capitol Mall Suite2000
24 Sacramento, California 95814
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28 CLASS ACTION SETTLEMENT AGREEMENT
Soto, et al. v. O.C. Communications, Inc, et al.
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Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 25 of 36
ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT Soto, et al. v. O.C. Communications, Inc, et al.
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Carolyn Hunt Cottrell (SBN 166977) David C. Leimbach (SBN 265409) Scott L. Gordon (SBN 319872) SCHNEIDER WALLACE COTTRELL KONECKY WOTKYNS LLP 2000 Powell Street, Suite 1400 Emeryville, California 94608 Telephone: (415) 421-7100 Facsimile: (415) 421-7105 [email protected] [email protected] [email protected]
Barbara A. Blackburn (SBN 253731) Jeffrey J. Mann (SBN 253440) LITTLER MENDELSON, P.C. 500 Capitol Mall, Suite 2000 Sacramento, California 95814 Telephone: (916) 830-7200 Facsimile: (916) 561-0828 [email protected] [email protected]
Attorneys for Defendant O.C. Communications, Inc.
Shanon J. Carson (pro hac vice) Sarah R. Schalman-Bergen (pro hac vice) Neil K. Makhija (pro hac vice) BERGER MONTAGUE PC 1818 Market Street, Suite 3600 Philadelphia, Pennsylvania 19103 Tel: (215) 875-3000 Fax: (215) 875-4604 [email protected] [email protected] [email protected]
Attorneys for Plaintiffs, the Collective and Putative Classes
Daryl S. Landy (SBN 136288) MORGAN, LEWIS & BOCKIUS LLP. 600 Anton Boulevard, Suite 1800 Costa Mesa, CA 92626 Tel: (714) 830-0600 Fax: (714) 830-0700 [email protected]
Andrew P. Frederick (SBN 284832) Aleksandr Markelov (SBN 319235) MORGAN, LEWIS & BOCKIUS LLP 1400 Page Mill Road Palo Alto, CA 94304 Tel: +1.650.843.4000 Fax: +1.650.843.4001 [email protected] [email protected]
Attorneys for Defendants Comcast Corporation, Inc. and Comcast Cable Communications Management, LLC
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA
DESIDERO SOTO, STEVEN STRICKLEN, STEEVE FONDROSE, LORENZO ORTEGA, and JOSE ANTONIO FARIAS, JR., on behalf of themselves and all others similarly situated,
Plaintiffs, vs.
O.C. COMMUNICATIONS, INC, COMCASTCORPORATION, and COMCAST CABLECOMMUNICATIONS MANAGEMENT, LLC;
Defendants
Case No.: 3:17-cv-00251-VC
ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 26 of 36
ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT Soto, et al. v. O.C. Communications, Inc, et al.
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ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT
Plaintiffs Desidero Soto, Steven Stricklen, Steeve Fondrose, Lorenzo Ortega, and Jose Antonio Farias, Jr. (collectively, the “Named Plaintiffs”), individually and on behalf of all other similarly-situated persons, and Defendants O.C. Communications, Inc. (“OCC”) and Comcast Cable Communications Management, LLC (“Comcast”) hereby enter into this Addendum to the Settlement Agreement and Release (the “Settlement Agreement,” “Settlement” or “Agreement”) that the Parties submitted to the Court on March 1, 2019 at Docket Number 284-2.
The Parties make the following amendments to the Settlement Agreement:
A. Paragraph 2(n) defining “Gross Settlement Amount” is replaced with the followingrevised Paragraph 2(n):
(n) “Gross Settlement Amount” means the non-reversionary maximumamount that OCC shall pay in connection with this Settlement, in exchange for the release of the Settlement Class Members’ Released Claims. The Gross Settlement Amount is the gross sum of Seven Million Five Hundred and Ten Thousand Five Hundred and Fifty-Five Dollars and Twenty-One Cents ($7,510,555.21). The Gross Settlement Amount includes: (a) all Settlement Awards to Settlement Class Members; (b) civil penalties under the Private Attorneys’ General Act (“PAGA”); (c) the Class Representative Enhancement Payments; (d) Attorneys’ Fees1 and Costs to Class Counsel, and (e) Settlement Administration Costs to the Settlement Administrator. Except for the employer OCC’s portion of payroll taxes on Settlement Awards to Eligible Class Members (“OCC’s Payroll Taxes”), the Parties agree that Defendants will have no obligation to pay any amount in connection with this Settlement Agreement apart from the Gross Settlement Amount. There will be no reversion.
B. Paragraph 17 titled “Settlement Members’ Released Claims” is replaced with thefollowing revised Paragraph 17:
17. Settlement Members’ Released Claims. Upon Final Approval of theSettlement Agreement, Settlement Class Members shall and hereby do release claims against the Releasees as follows:
(a) Collective Members’ Released Claims. The Collective Members releaseany and all claims against Releasees through December 21, 2018 that were or could have been asserted under the Fair Labor Standards Act (“FLSA”), 29 U.S.C. §§ 201 et seq. (“FLSA claims”) and under Arizona, California, Florida, Oregon, Utah, and Washington law based on the identical factual predicate alleged in the operative Third Amended Complaint, including claims for the alleged failure to pay minimum, straight time,
1 Class Counsel shall only seek approval for a Fee Award in the amount up to thirty-three and one-third percent (33.33%) of the Gross Settlement Amount set forth in the Settlement Agreement (i.e. up to one third of $7,500,000.00, or $2,500,000). See Dkt. No. 284-2 at ¶ 29(b)(i).
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ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT Soto, et al. v. O.C. Communications, Inc, et al.
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020-0012, 839-020-0030, 839-020-0050, 839-020-0080, and 839-020-1010; (e) the UtahCode, including, but not limited to, Utah Code Ann. §§ 34-28-3, 34-28-5, 34-28-9, 34-28-9.5, 34-28-10, 34-28-12, 34-40-201, and 34-40-205; and (f) the Revised Code ofWashington (“RCW”), including, but not limited to, RCW 19.86.090, 49.12.01049.12.020, 49.12.150, 49.12.170, 49.46.020, 49.46.090, 49.46.130, 49.46.30, 49.48.030,49.52.050, and 49.52.070, the Washington Administrative Code, including, but notlimited to, 296-126-002, 296-126-023, and 296-126-092, and the Washington ConsumerProtection Act. The released claims include other penalties, related tort, contract,liquidated, and punitive damages claims, claims for interest, attorneys’ fees, litigation andother costs, expenses, restitution, and equitable and declaratory relief. As to otherSettlement Class Members, only those who cash or deposit their Settlement Award checkshall become Collective Members and release their FLSA claims against Releaseesthrough December 21, 2018.
(b) Other California Settlement Class Members’ Released Claims. CaliforniaClass Members release any and all claims against Releasees through December 21, 2018 that were or could have been asserted under California law based on the identical factual predicate alleged in the operative Third Amended Complaint, including claims for the alleged failure to provide meal and rest breaks, failure to compensate for all hours worked, failure to pay minimum, straight time, overtime, and double time wages or any other form of compensation, failure to pay all wages due upon termination, failure to provide timely and compliant itemized wage statements, failure to properly compensate piece-rate workers for rest and recovery periods and other nonproductive time, failure to maintain accurate records, failure to reimburse for necessary business expenses, engaging in unfair and unlawful business practices, statutory and civil penalties, whether based on California’s Wage Orders, the California Labor Code, including, but not limited to, Sections 201, 202, 203, 204, 221, 223, 226, 226.2, 226.7, 510, 512, 558, 1174, 1182.11, 1182.12, 1194, 1194.2, 1197, 1197.1, 1198, 2802, and 2698 et seq. (“PAGA”), the California Business & Professions Code §§ 17200 et seq., other penalties, related tort, contract, liquidated, and punitive damages claims, claims for interest, attorneys’ fees, litigation and other costs, expenses, restitution, and equitable and declaratory relief.
overtime, and double time wages or any other form of compensation, failure to authorize and permit and/or make available meal and rest periods, failure to pay wages upon termination, engaging in unfair and unlawful business practices, statutory and civil penalties, whether based on (a) the Arizona Revised Statutes, including, but not limited to, Ariz. Rev. Stat. Ann. §§ 23-351, 23-353, 23-355, and 23-364; (b) California’s Wage Orders, the California Labor Code, including, but not limited to, Sections 201, 202, 203, 204, 221, 223, 226, 226.2, 226.7, 510, 512, 558, 1174, 1182.11, 1182.12, 1194, 1194.2, 1197, 1197.1, 1198, 2802, and 2698 et seq. (“PAGA”), and the California Business & Professions Code §§ 17200 et seq.; (c) the Florida Minimum Wage Act, including, but not limited to, Fla. Stat. Ann. § 448.110 and the Fla. Const. art. X, § 24; (d) the Oregon Revised Statutes, including, but not limited to, Or. Rev. Stat. Ann. §§ 652.120, 652.140, 652.150, 652.160, 652.610, 653.025, 653.045, 653.055, 652.615, 652.900 and the Oregon Administrative Rules (“OAR”), including, but not limited to, OAR 839-020-0010, 839-
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ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT Soto, et al. v. O.C. Communications, Inc, et al.
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following revised Paragraph 19:
19. Release Language on Settlement Checks. The Settlement Administratorshall include the following release language on the back of each Settlement Award check, as appropriate for (a) Named Plaintiffs and Collective Members, (b) other California Settlement Class Members, and (c) other Washington Settlement Class Members:
(a) For Named Plaintiffs and Collective Members: “This check is yoursettlement payment in connection with the court-approved class actionSettlement in Soto, et al. v. O.C. Communications, Inc., et al., Case No. 3-17-cv-00251-VC (N.D. Cal.). By you having consented to join the CollectiveAction, and the court having approved a Settlement, you have released OCC,Comcast, and other Releasees of claims under the Fair Labor Standards Actand, if applicable, claims under Arizona, California, Florida, Oregon, Utah, andWashington law, as defined in the Settlement Agreement.”
(b) For other California Settlement Class Members: “This check is yoursettlement payment in connection with the court-approved class actionSettlement in Soto, et al. v. O.C. Communications, Inc., et al., Case No. 3-17-cv-00251-VC (N.D. Cal.). By not opting out of the Settlement, you havereleased OCC, Comcast, and other Releasees of claims under California law asdefined in the Settlement Agreement. By signing or cashing your check, youconsent to join the Collective Action and affirm your release of claims underthe Fair Labor Standards Act against Releasees.”
(c) For other Washington Settlement Class Members: “This check is yoursettlement payment in connection with the court-approved class actionSettlement in Soto, et al. v. O.C. Communications, Inc., et al., Case No. 3-17-
(c) Other Washington Settlement Class Members’ Released Claims.Washington Class Members release any and all claims against Releasees through December 21, 2018 that were or could have been asserted under Washington law based on the identical factual predicate alleged in the operative Third Amended Complaint, including claims for the alleged failure to pay minimum, straight time, overtime, and double time wages or any other form of compensation, failure to authorize and permit and/or make available meal and rest periods, failure to pay wages upon termination, engaging in unfair and unlawful business practices, statutory and civil penalties, whether based on the Washington Minimum Wage Act, the Revised Code of Washington (“RCW”), including, but not limited to, RCW 19.86.090, 49.12.010 49.12.020, 49.12.150, 49.12.170, 49.46.020, 49.46.090, 49.46.130, 49.46.30, 49.48.030, 49.52.050, 49.52.070, the Washington Administrative Code, including, but not limited to, 296-126-002, 296-126-023, and 296-126-092, the Washington Consumer Protection Act, other penalties, related tort, contract, liquidated, and punitive damages claims, claims for interest, attorneys’ fees, litigation and other costs, expenses, restitution, and equitable and declaratory relief.
C. Paragraph 19 titled “Release Language on Settlement Checks” is replaced with the
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ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT Soto, et al. v. O.C. Communications, Inc, et al.
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Plaintiffs, through December 21, 2018, he or she shall be eligible to receive a pro rata portion of the Net Settlement Amount based on the number of workweeks the Settlement Class Member worked. Each workweek will be equal to one (1) settlement share. To reflect the increased value of state law claims, workweeks during which work was performed in California will be equal to three (3) settlement shares, workweeks during which work was performed in Washington or Oregon will be equal to two (2) settlement shares, and workweeks during which work was performed in Arizona or Utah will be equal to 1.25 settlement shares.
ii. The total number of settlement shares for all SettlementClass Members will be added together and the resulting sum will be divided into the Net Settlement Amount to reach a per share dollar figure. That figure will then be multiplied by each Settlement Class Member’s number of settlement shares to determine the Settlement Class Member’s Settlement Award.
F. The attached Exhibit 2 – Notice of Class Action Settlement – shall replace theoriginal Exhibit A attached to the Settlement Agreement.
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 31 of 36
ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT Soto, et al. v. O.C. Communications, Inc, et al.
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IN WITNESS WHEREOF, the Parties and their Counsel have executed this Addendum to the Settlement Agreement as follows:
PLAINTIFFS: _______________________________ Date: _____________, 2019 Desidero Soto
_______________________________ Date: _____________, 2019 Steven Stricklen
_______________________________ Date: _____________, 2019 Steeve Fondrose
_______________________________ Date: _____________, 2019 Lorenzo Ortega
_______________________________ Date: _____________, 2019 Jose Antonio Farias, Jr.
APPROVED AS TO FORM BY CLASS COUNSEL:
_______________________________ Date: _____________, 2019 Carolyn Hunt Cottrell David C. Leimbach Scott L. Gordon SCHNEIDER WALLACE COTTRELL KONECKY WOTKYNS LLP 2000 Powell Street, Suite 1400 Emeryville, California 94608
_______________________________ Date: _____________, 2019 Shanon J. Carson Sarah R. Schalman-Bergen BERGER MONTAGUE PC 1818 Market Street, Suite 3600 Philadelphia, PA 19103
May 9
May 9
May 9
May 10th
May 10th
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 32 of 36
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IN WITNESS WHEREOF, the Parties and their Counsel have executed this Addendum to the Settlement Agreement as follows:
4 PLAINTIFFS: Date: , 2019
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Desidero Soto
Steven Stricklen
Steeve Fondrose
Lorenzo Ortega
Jose Antonio Farias, Jr.
APPROVED AS TO FORM BY CLASS COUNSEL:
David C. Leimbach Scott L. Gordon SCHNEIDER WALLACE COTTRELL KONECKY WOTKYNS LLP 2000 Powell Street, Suite 1400 Emeryville, California 94608
Shanon J. Carson Sarah R. Schalman-Bergen BERGER MONTAGUE PC 1818 Market Street, Suite 3600 Philadelphia, PA 19103
Date: , 2019 --- -·
Date: , 2019
Date: , 2019
Date: , 2019 ------
Date: 2019
Date: , 2019
ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT
Soto, et al. v. 0. C. Communications, Inc, et al.
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 33 of 36
Case 3:17-cv-00251-VC Document 296-1 Filed 06/17/19 Page 34 of 36
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DEFENDANT:
APPROVED AS TO FORM BY DEFENDANT'S COUNSEL:
Date: 5 / c; , 2019 -----
-��-------------- Date:�2019
DEFENDANT:
Barbara A. Blackburn Jeffrey J. Mann LITTLER MENDELSON, P.C. 500 Capitol Mall Suite 2000 Sacramento, California 95 814
On behalf of Comcast Cable Communications Management, LLC
Date: , 2019 ----�
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Date: 2019 Daryl S. Landy MORGAN, LEWIS & BOCKIUS LLP. 600 Anton Boulevard, Suite 1800 Costa Mesa, CA 92626
ADDENDUM TO CLASS ACTION SETTLEMENT AGREEMENT
Soto, et al. v. 0. C. Communications, Inc, et al.
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