exhibit n-1: nasdaq issues by registration type (as of … n-1: nasdaq issues by registration type...

Exhibit N-1: Nasdaq Issues by Registration Type (as of 8/9/05)

ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESWATU 12(b) A4S Security, Inc. UnitABLE 12(b) Able Energy, Inc. Common Stock or EquivalentACSEF 12(b) ACS-Tech80 Limited Common Stock or EquivalentADST 12(b) AdStar, Inc. Common Stock or EquivalentAFG 12(b) American Financial Group, Inc. Common Stock or EquivalentAPCC 12(b) American Power Conversion Corporation Common Stock or EquivalentAPA 12(b) Apache Corporation Common Stock or EquivalentBOSC 12(b) B.O.S. Better Online Solutions Common Stock or EquivalentBARI 12(b) Bancorp Rhode Island, Inc. Common Stock or EquivalentBFLY 12(b) Bluefly, Inc. Common Stock or EquivalentCSPLF 12(b) Canada Southern Petroleum Ltd. Common Stock or EquivalentCHLE 12(b) Centennial Specialty Foods Corporation Common Stock or EquivalentCME 12(b) Chicago Mercantile Exchange Holdings Common Stock or EquivalentCOHT 12(b) Cohesant Technologies Inc. Common Stock or EquivalentNYNY 12(b) Empire Resorts, Inc. Common Stock or EquivalentENDP 12(b) Endo Pharmaceuticals Holdings Inc. Common Stock or EquivalentEWEB 12(b) Euroweb International Corp. Common Stock or EquivalentGORX 12(b) GeoPharma, Inc. Common Stock or EquivalentGMAI 12(b) Greg Manning Auctions, Inc. Common Stock or EquivalentHPQ 12(b) Hewlett-Packard Company Common Stock or EquivalentIDSY 12(b) I.D. Systems, Inc. Common Stock or EquivalentICDGU 12(b) ICOP Digital, Inc. UnitIDNX 12(b) Identix Incorporated Common Stock or EquivalentINTG 12(b) Intergroup Corporation (The) Common Stock or EquivalentIRSN 12(b) Irvine Sensors Corporation Common Stock or EquivalentMPET 12(b) Magellan Petroleum Corporation Common Stock or EquivalentOXPS 12(b) optionsXpress Holdings, Inc. Common Stock or EquivalentPESI 12(b) Perma-Fix Environmental Services, Inc. Common Stock or EquivalentPOLXF 12(b) Polydex Pharmaceuticals Limited Common Stock or EquivalentPCIS 12(b) Precis Inc. Common Stock or EquivalentQNTA 12(b) Quanta Capital Holdings Ltd. Common Stock or EquivalentSVNT 12(b) Savient Pharmaceuticals Inc Common Stock or EquivalentSORC 12(b) Source Interlink Companies, Inc. Common Stock or EquivalentSCFSP 12(b) Sovereign Bancorp, Inc. Other SecuritiesSSYS 12(b) Stratasys, Inc. Common Stock or EquivalentTISA 12(b) Top Image Systems, Ltd. Common Stock or EquivalentPANL 12(b) Universal Display Corporation Common Stock or EquivalentVLFG 12(b) Valley Forge Scientific Corp. Common Stock or EquivalentWAG 12(b) Walgreen Company Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEWSTM 12(b) Workstream Inc. Common Stock or EquivalentARDI 12(g) @Road, Inc. Common Stock or EquivalentOIIM 12(g) 02Micro International Limited Common Stock or EquivalentCTAC 12(g) 1-800 Contacts, Inc. Common Stock or EquivalentFLWS 12(g) 1-800 FLOWERS.COM, Inc. Common Stock or EquivalentFCCY 12(g) 1st Constitution Bancorp (NJ) Common Stock or EquivalentFIFG 12(g) 1st Independence Financial Group, Inc. Common Stock or EquivalentSRCEO 12(g) 1st Source Corporation Other SecuritiesSRCE 12(g) 1st Source Corporation Common Stock or EquivalentFSBC 12(g) 1st State Bancorp, Inc. Common Stock or EquivalentTCHC 12(g) 21st Century Holding Company Common Stock or EquivalentTCHCZ 12(g) 21st Century Holding Company WarrantTCHCW 12(g) 21st Century Holding Company WarrantTFSM 12(g) 24/7 Real Media, Inc. Common Stock or EquivalentCOMS 12(g) 3Com Corporation Common Stock or EquivalentTDSC 12(g) 3D Systems Corporation Common Stock or EquivalentJOBS 12(g) 51job, Inc. Common Stock or EquivalentSVNX 12(g) 724 Solutions Common Stock or EquivalentEGHT 12(g) 8x8 Inc Common Stock or EquivalentTACX 12(g) A Consulting Team, Inc. (The) Common Stock or EquivalentSHLM 12(g) A. Schulman, Inc. Common Stock or EquivalentACMR 12(g) A.C. Moore Arts & Crafts, Inc. Common Stock or EquivalentADAM 12(g) A.D.A.M. Inc. Common Stock or EquivalentASVI 12(g) A.S.V., Inc. Common Stock or EquivalentAAON 12(g) AAON, Inc. Common Stock or EquivalentASTM 12(g) Aastrom Biosciences, Inc. Common Stock or EquivalentVOLVY 12(g) AB Volvo Common Stock or EquivalentABIX 12(g) Abatix Corp. Common Stock or EquivalentABAX 12(g) ABAXIS, Inc. Common Stock or EquivalentABCB 12(g) ABC Bancorp Common Stock or EquivalentABER 12(g) Aber Diamond Corporation Common Stock or EquivalentABGX 12(g) Abgenix, Inc. Common Stock or EquivalentAANB 12(g) Abigail Adams National Bancorp, Inc. Common Stock or EquivalentABBC 12(g) Abington Community Bancorp, Inc. Common Stock or EquivalentABMD 12(g) ABIOMED, Inc. Common Stock or EquivalentABRI 12(g) Abrams Industries, Inc. Common Stock or EquivalentABXA 12(g) ABX Air, Inc. Common Stock or EquivalentCBMX 12(g) Acacia Research Corporation Common Stock or EquivalentACTG 12(g) Acacia Research Corporation Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEACAD 12(g) ACADIA Pharmaceuticals Inc. Common Stock or EquivalentACAM 12(g) Acambis plc Common Stock or EquivalentACCL 12(g) Accelrys, Inc. Common Stock or EquivalentAABC 12(g) Access Anytime Bancorp, Inc. Common Stock or EquivalentANCX 12(g) Access National Corporation Common Stock or EquivalentLEND 12(g) Accredited Home Lenders Holding Co. Common Stock or EquivalentACDO 12(g) Accredo Health, Incorporated Common Stock or EquivalentAACE 12(g) Ace Cash Express, Inc. Common Stock or EquivalentACEC 12(g) ACE*COMM Corporation Common Stock or EquivalentACET 12(g) Aceto Corporation Common Stock or EquivalentACME 12(g) ACME Communications, Inc. Common Stock or EquivalentACTT 12(g) ACT Teleconferencing, Inc. Common Stock or EquivalentACTL 12(g) Actel Corporation Common Stock or EquivalentAPII 12(g) Action Products International, Inc. Common Stock or EquivalentACTI 12(g) ActivCard Corporation Common Stock or EquivalentACPW 12(g) Active Power, Inc. Common Stock or EquivalentATVI 12(g) Activision, Inc. Common Stock or EquivalentACTU 12(g) Actuate Corporation Common Stock or EquivalentACUS 12(g) Acusphere, Inc. Common Stock or EquivalentACXM 12(g) Acxiom Corporation Common Stock or EquivalentADES 12(g) ADA-ES, Inc. Common Stock or EquivalentARXT 12(g) Adams Respiratory Therapeutics, Inc. Common Stock or EquivalentADPT 12(g) Adaptec, Inc. Common Stock or EquivalentADCT 12(g) ADC Telecommunications, Inc. Common Stock or EquivalentADEX 12(g) ADE Corporation Common Stock or EquivalentADZA 12(g) Adeza Biomedical Corporation Common Stock or EquivalentADBE 12(g) Adobe Systems Incorporated Common Stock or EquivalentADLR 12(g) Adolor Corporation Common Stock or EquivalentADTN 12(g) ADTRAN, Inc. Common Stock or EquivalentAATI 12(g) Advanced Analogic Technologies, Inc. Common Stock or EquivalentADIC 12(g) Advanced Digital Information Corporation Common Stock or EquivalentAEIS 12(g) Advanced Energy Industries, Inc. Common Stock or EquivalentAERTA 12(g) Advanced Environmental Recycling Technologies, Inc. Common Stock or EquivalentADLS 12(g) Advanced Life Sciences Holdings, Inc. Common Stock or EquivalentANSI 12(g) Advanced Neuromodulation Systems, Inc. Common Stock or EquivalentAPTI 12(g) Advanced Power Technology, Inc. Common Stock or EquivalentAVNC 12(g) Advancis Pharmaceutical Corporation Common Stock or EquivalentADVNA 12(g) ADVANTA Corp. Common Stock or EquivalentADVNB 12(g) ADVANTA Corp. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEADVS 12(g) Advent Software, Inc. Common Stock or EquivalentABCO 12(g) Advisory Board Company (The) Common Stock or EquivalentAEHR 12(g) Aehr Test Systems Common Stock or EquivalentAEPI 12(g) AEP Industries Inc. Common Stock or EquivalentARXX 12(g) Aeroflex Incorporated Common Stock or EquivalentAEZS 12(g) AEterna Zentaris, Inc. Common Stock or EquivalentAETH 12(g) Aether Holdings, Inc. Common Stock or EquivalentATRM 12(g) Aetrium Incorporated Common Stock or EquivalentAFCE 12(g) AFC Enterprises, Inc. Common Stock or EquivalentAFFM 12(g) Affirmative Insurance Holdings, Inc. Common Stock or EquivalentAFFX 12(g) Affymetrix, Inc. Common Stock or EquivalentATAC 12(g) Aftermarket Technology Corp. Common Stock or EquivalentAGIL 12(g) Agile Software Corporation Common Stock or EquivalentAGYS 12(g) Agilysys, Inc. Common Stock or EquivalentAEMLW 12(g) Agnico-Eagle Mines Limited WarrantGLOV 12(g) AHPC Holdings, Inc. Common Stock or EquivalentAIRM 12(g) Air Methods Corporation Common Stock or EquivalentAIRT 12(g) Air T, Inc. Common Stock or EquivalentANCC 12(g) AirNet Communications Corporation Common Stock or EquivalentAIRN 12(g) Airspan Networks Inc. Common Stock or EquivalentAIXG 12(g) Aixtron Aktiengesellschaft Common Stock or EquivalentAKAM 12(g) Akamai Technologies, Inc. Common Stock or EquivalentAKSY 12(g) Aksys, Ltd. Common Stock or EquivalentTRMD 12(g) Aktieselskabet Dampskibsselskabet Torm Common Stock or EquivalentAKZOY 12(g) Akzo Nobel N.V. Common Stock or EquivalentALAB 12(g) Alabama National BanCorporation Common Stock or EquivalentALDN 12(g) Aladdin Knowledge Systems Limited Common Stock or EquivalentAPCS 12(g) Alamosa Holdings, Inc. Common Stock or EquivalentALAN 12(g) Alanco Technologies Inc. Common Stock or EquivalentALSK 12(g) Alaska Communications Systems Group, Inc. Common Stock or EquivalentAMRI 12(g) Albany Molecular Research, Inc. Common Stock or EquivalentAWGIW 12(g) Alderwoods Group Inc WarrantAWGI 12(g) Alderwoods Group Inc Common Stock or EquivalentALDA 12(g) Aldila, Inc. Common Stock or EquivalentALEX 12(g) Alexander & Baldwin, Inc. Common Stock or EquivalentALXN 12(g) Alexion Pharmaceuticals, Inc. Common Stock or EquivalentALFA 12(g) Alfa Corporation Common Stock or EquivalentACEL 12(g) Alfacell Corporation Common Stock or EquivalentALCO 12(g) Alico, Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEALGN 12(g) Align Technology, Inc. Common Stock or EquivalentALKS 12(g) Alkermes, Inc. Common Stock or EquivalentSEMI 12(g) All American Semiconductor, Inc. Common Stock or EquivalentABVA 12(g) Alliance Bankshares Corporation Common Stock or EquivalentAFOP 12(g) Alliance Fiber Optic Products, Inc. Common Stock or EquivalentALNC 12(g) Alliance Financial Corporation Common Stock or EquivalentARLP 12(g) Alliance Resource Partners, L.P. Limited PartnershipALSC 12(g) Alliance Semiconductor Corporation Common Stock or EquivalentAHCI 12(g) Allied HealthCare International Inc. Common Stock or EquivalentAHPI 12(g) Allied Healthcare Products, Inc. Common Stock or EquivalentAMOT 12(g) Allied Motion Technologies, Inc. Common Stock or EquivalentALLI 12(g) Allion Healthcare, Inc. Common Stock or EquivalentALTH 12(g) Allos Therapeutics, Inc. Common Stock or EquivalentALOY 12(g) Alloy, Inc. Common Stock or EquivalentMDRX 12(g) Allscripts Healthcare Solutions Inc Common Stock or EquivalentAFAM 12(g) Almost Family Inc Common Stock or EquivalentALNY 12(g) Alnylam Pharmaceuticals, Inc. Common Stock or EquivalentALTI 12(g) Altair Nanotechnologies Inc. Common Stock or EquivalentALTR 12(g) Altera Corporation Common Stock or EquivalentATGN 12(g) AltiGen Communications, Inc. Common Stock or EquivalentATRS 12(g) Altiris, Inc. Common Stock or EquivalentAPSA 12(g) Alto Palermo S.A. Common Stock or EquivalentALVR 12(g) Alvarion Ltd. Common Stock or EquivalentAMRN 12(g) Amarin Corporation PLC Common Stock or EquivalentAMZN 12(g) Amazon.com, Inc. Common Stock or EquivalentEPAX 12(g) Ambassadors Group, Inc. Common Stock or EquivalentAMIE 12(g) Ambassadors International, Inc. Common Stock or EquivalentAMCRP 12(g) Amcor Limited Other SecuritiesAMCR 12(g) Amcor Limited Common Stock or EquivalentAMFI 12(g) Amcore Financial, Inc. Common Stock or EquivalentAMED 12(g) Amedisys Inc Common Stock or EquivalentABNK 12(g) Amegy Bancorporation, Inc. Common Stock or EquivalentAMEN 12(g) AMEN Properties Inc. Common Stock or EquivalentUHAL 12(g) Amerco Common Stock or EquivalentASBI 12(g) Ameriana Bancorp Common Stock or EquivalentAPRO 12(g) America First Apartment Investors, Inc. Common Stock or EquivalentATAXZ 12(g) America First Tax Exempt Investors, L.P. Limited PartnershipAMOV 12(g) America Movil, S.A. de C.V. Common Stock or EquivalentASGR 12(g) America Service Group Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEAATK 12(g) American Access Technologies, Inc. Common Stock or EquivalentAMBK 12(g) American Bank Inc Common Stock or EquivalentABMCW 12(g) American Bio Medica Corp. WarrantABMC 12(g) American Bio Medica Corp. Common Stock or EquivalentACAS 12(g) American Capital Strategies, Ltd. Common Stock or EquivalentAMCE 12(g) American Claims Evaluation, Inc. Common Stock or EquivalentACBA 12(g) American Community Bancshares Common Stock or EquivalentADPI 12(g) American Dental Partners, Inc. Common Stock or EquivalentAEOS 12(g) American Eagle Outfitters, Inc. Common Stock or EquivalentECOL 12(g) American Ecology Corporation Common Stock or EquivalentAMHC 12(g) American Healthways, Inc. Common Stock or EquivalentAMIC 12(g) American Independence Corporation Common Stock or EquivalentALGIE 12(g) American Locker Group, Inc. Common Stock or EquivalentAMAC 12(g) American Medical Alert Corp. Common Stock or EquivalentAMMD 12(g) American Medical Systems Holdings, Inc. Common Stock or EquivalentAMNB 12(g) American National Bankshares, Inc. Common Stock or EquivalentAPFC 12(g) American Pacific Corporation Common Stock or EquivalentAPPX 12(g) American Pharmaceutical Partners, Inc. Common Stock or EquivalentACAP 12(g) American Physicians Capital, Inc. Common Stock or EquivalentAMPH 12(g) American Physicians Service Group, Inc. Common Stock or EquivalentAMRB 12(g) American River Bankshares Common Stock or EquivalentASEI 12(g) American Science and Engineering, Inc. Common Stock or EquivalentAMSAE 12(g) American Software, Inc. Common Stock or EquivalentAMSC 12(g) American Superconductor Corporation Common Stock or EquivalentATCO 12(g) American Technology Corporation Common Stock or EquivalentAVCS 12(g) American Vantage Companies Common Stock or EquivalentAMWD 12(g) American Woodmark Corporation Common Stock or EquivalentAWBC 12(g) AmericanWest Bancorporation Common Stock or EquivalentCRMT 12(g) America's Car-Mart, Inc. Common Stock or EquivalentARGN 12(g) Amerigon Incorporated Common Stock or EquivalentASRV 12(g) AmeriServ Financial Inc. Common Stock or EquivalentASRVP 12(g) AmeriServ Financial Inc. Other SecuritiesASCA 12(g) Ameristar Casinos, Inc. Common Stock or EquivalentAMTD 12(g) Ameritrade Holding Corporation Common Stock or EquivalentAMTCW 12(g) Ameritrans Capital Corporation WarrantAMTC 12(g) Ameritrans Capital Corporation Common Stock or EquivalentAMTCP 12(g) Ameritrans Capital Corporation Preferred StockATLO 12(g) Ames National Corporation Common Stock or EquivalentAMGN 12(g) Amgen Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEAMCS 12(g) AMICAS, Inc. Common Stock or EquivalentAMIS 12(g) AMIS Holdings, Inc. Common Stock or EquivalentAMTA 12(g) Amistar Corporation Common Stock or EquivalentAMKR 12(g) Amkor Technology, Inc. Common Stock or EquivalentAMNT 12(g) AmNet Mortgage, Inc Common Stock or EquivalentAMPLP 12(g) Ampal-American Israel Corporation Preferred StockAMPL 12(g) Ampal-American Israel Corporation Common Stock or EquivalentAMPX 12(g) Ampex Corporation Common Stock or EquivalentAMSG 12(g) Amsurg Corp. Common Stock or EquivalentASYS 12(g) Amtech Systems, Inc. Common Stock or EquivalentAMLN 12(g) Amylin Pharmaceuticals, Inc. Common Stock or EquivalentANAD 12(g) ANADIGICS, Inc. Common Stock or EquivalentANDS 12(g) Anadys Pharmaceuticals, Inc. Common Stock or EquivalentALOG 12(g) Analogic Corporation Common Stock or EquivalentANLY 12(g) Analysts International Corporation Common Stock or EquivalentANLT 12(g) Analytical Surveys, Inc. Common Stock or EquivalentANEN 12(g) Anaren, Inc. Common Stock or EquivalentABCW 12(g) Anchor BanCorp Wisconsin Inc. Common Stock or EquivalentAGCC 12(g) Anchor Glass Container Corporation Common Stock or EquivalentANDE 12(g) Andersons, Inc. (The) Common Stock or EquivalentANDW 12(g) Andrew Corporation Common Stock or EquivalentADRX 12(g) Andrx Group Common Stock or EquivalentANGN 12(g) Angeion Corporation Common Stock or EquivalentANGO 12(g) AngioDynamics, Inc. Common Stock or EquivalentANPI 12(g) Angiotech Pharmaceuticals, Inc. Common Stock or EquivalentANIK 12(g) Anika Therapeutics Inc. Common Stock or EquivalentPUMP 12(g) Animas Corporation Common Stock or EquivalentANNB 12(g) Annapolis Bancorp Inc. Common Stock or EquivalentANSL 12(g) Ansell Limited Common Stock or EquivalentANST 12(g) Ansoft Corporation Common Stock or EquivalentANSR 12(g) answerthink inc. Common Stock or EquivalentANSS 12(g) ANSYS, Inc. Common Stock or EquivalentAGEN 12(g) Antigenics Inc. Common Stock or EquivalentAPPA 12(g) AP Pharma, Inc. Common Stock or EquivalentAPAT 12(g) APA Enterprises, Inc. Common Stock or EquivalentAPAC 12(g) APAC Customer Services, Inc. Common Stock or EquivalentAPAGF 12(g) APCO Argentina Inc. Common Stock or EquivalentAPHT 12(g) Aphton Corp. Common Stock or EquivalentAPOG 12(g) Apogee Enterprises, Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEAPOL 12(g) Apollo Group, Inc. Common Stock or EquivalentAINV 12(g) Apollo Investment Corporation Common Stock or EquivalentAAPL 12(g) Apple Computer, Inc. Common Stock or EquivalentAPPB 12(g) Applebee's International, Inc. Common Stock or EquivalentADSX 12(g) Applied Digital Solutions, Inc. Common Stock or EquivalentAFCO 12(g) Applied Films Corporation Common Stock or EquivalentAICX 12(g) Applied Imaging Corp. Common Stock or EquivalentAINN 12(g) Applied Innovation Inc. Common Stock or EquivalentAMAT 12(g) Applied Materials, Inc. Common Stock or EquivalentAMCC 12(g) Applied Micro Circuits Corporation Common Stock or EquivalentAPSG 12(g) Applied Signal Technology, Inc. Common Stock or EquivalentAPLX 12(g) Applix, Inc. Common Stock or EquivalentAPRS 12(g) Apropos Technology, Inc. Common Stock or EquivalentAPTM 12(g) Aptimus Inc Common Stock or EquivalentAQNT 12(g) aQuantive, Inc. Common Stock or EquivalentARDM 12(g) Aradigm Corporation Common Stock or EquivalentARBX 12(g) Arbinet-thexchange, Inc. Common Stock or EquivalentARCAF 12(g) Arcadis NV Common Stock or EquivalentACGL 12(g) Arch Capital Group Ltd. Common Stock or EquivalentACAT 12(g) Arctic Cat Inc. Common Stock or EquivalentARDNA 12(g) Arden Group, Inc. Common Stock or EquivalentARLC 12(g) Arel Communications & Software Ltd. Common Stock or EquivalentARNA 12(g) Arena Pharmaceuticals, Inc. Common Stock or EquivalentARCC 12(g) Ares Capital Corporation Common Stock or EquivalentSTST 12(g) ARGON ST, Inc. Common Stock or EquivalentAGII 12(g) Argonaut Group, Inc. Common Stock or EquivalentARIA 12(g) ARIAD Pharmaceuticals, Inc. Common Stock or EquivalentARBA 12(g) Ariba, Inc. Common Stock or EquivalentRAMS 12(g) Aries Maritime Transport Limited Common Stock or EquivalentARKR 12(g) Ark Restaurants Corp. Common Stock or EquivalentABFS 12(g) Arkansas Best Corporation Common Stock or EquivalentHOST 12(g) Arlington Hospitality, Inc Common Stock or EquivalentARMHY 12(g) ARM Holdings, plc Common Stock or EquivalentARMF 12(g) Armanino Foods of Distinction, Incorporated Common Stock or EquivalentARTX 12(g) Arotech Corporation Common Stock or EquivalentARQL 12(g) ArQule, Inc. Common Stock or EquivalentARRY 12(g) Array BioPharma Inc. Common Stock or EquivalentARRS 12(g) Arris Group Inc Common Stock or EquivalentAROW 12(g) Arrow Financial Corporation Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEARRO 12(g) Arrow International, Inc. Common Stock or EquivalentARWR 12(g) Arrowhead Research Corporation Common Stock or EquivalentARTG 12(g) Art Technology Group, Inc. Common Stock or EquivalentARTNA 12(g) Artesian Resources Corporation Common Stock or EquivalentATSN 12(g) Artesyn Technologies, Inc. Common Stock or EquivalentARTC 12(g) ArthroCare Corporation Common Stock or EquivalentARTW 12(g) Art's-Way Manufacturing Co., Inc. Common Stock or EquivalentASTT 12(g) ASAT Holdings Limited Common Stock or EquivalentASTSF 12(g) ASE Test, Limited Common Stock or EquivalentASHW 12(g) Ashworth, Inc. Common Stock or EquivalentASIA 12(g) AsiaInfo Holdings, Inc. Common Stock or EquivalentASMI 12(g) ASM International N.V. Common Stock or EquivalentASML 12(g) ASML Holding N.V. Common Stock or EquivalentASPT 12(g) Aspect Communications Corporation Common Stock or EquivalentASPM 12(g) Aspect Medical Systems, Inc. Common Stock or EquivalentAZPN 12(g) Aspen Technology, Inc. Common Stock or EquivalentASPV 12(g) Aspreva Pharmaceuticals Corporation Common Stock or EquivalentAACC 12(g) Asset Acceptance Capital Corp. Common Stock or EquivalentASBC 12(g) Associated Banc-Corp Common Stock or EquivalentASFI 12(g) Asta Funding, Inc. Common Stock or EquivalentATEA 12(g) Astea International, Inc. Common Stock or EquivalentASTE 12(g) Astec Industries, Inc. Common Stock or EquivalentALOT 12(g) Astro-Med, Inc. Common Stock or EquivalentATRO 12(g) Astronics Corporation Common Stock or EquivalentASYT 12(g) Asyst Technologies, Inc. Common Stock or EquivalentATAR 12(g) Atari, Inc. Common Stock or EquivalentAGIX 12(g) AtheroGenics, Inc. Common Stock or EquivalentATHR 12(g) Atheros Communications, Inc. Common Stock or EquivalentATYT 12(g) ATI Technologies Inc. Common Stock or EquivalentAAME 12(g) Atlantic American Corporation Common Stock or EquivalentATBC 12(g) Atlantic BancGroup Inc Common Stock or EquivalentACFC 12(g) Atlantic Coast Federal Corporation Common Stock or EquivalentALFC 12(g) Atlantic Liberty Financial Corporation Common Stock or EquivalentATLRS 12(g) Atlantic Realty Trust Common Stock or EquivalentATPL 12(g) Atlantis Plastics, Inc. Common Stock or EquivalentATLS 12(g) Atlas America, Inc. Common Stock or EquivalentAPCFY 12(g) Atlas Pacific Limited Common Stock or EquivalentATML 12(g) Atmel Corporation Common Stock or EquivalentATMI 12(g) ATMI Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEATPG 12(g) ATP Oil & Gas Corporation Common Stock or EquivalentATRC 12(g) AtriCure, Inc. Common Stock or EquivalentATRI 12(g) ATRION Corporation Common Stock or EquivalentATSI 12(g) ATS Medical, Inc. Common Stock or EquivalentATTU 12(g) Attunity Ltd. Common Stock or EquivalentAUBN 12(g) Auburn National Bancorporation, Inc. Common Stock or EquivalentADBL 12(g) Audible, Inc. Common Stock or EquivalentAUDC 12(g) AudioCodes Ltd. Common Stock or EquivalentVOXX 12(g) Audiovox Corporation Common Stock or EquivalentAUGT 12(g) August Technology Corporation Common Stock or EquivalentAULT 12(g) Ault Incorporated Common Stock or EquivalentADAT 12(g) Authentidate Holding Corp. Common Stock or EquivalentABTL 12(g) Autobytel Inc. Common Stock or EquivalentADSK 12(g) Autodesk, Inc. Common Stock or EquivalentAUXL 12(g) Auxilium Pharmaceuticals, Inc. Common Stock or EquivalentAVNX 12(g) Avanex Corporation Common Stock or EquivalentAVAN 12(g) Avant Immunotherapeutics, Inc. Common Stock or EquivalentAVTR 12(g) Avatar Holdings Inc. Common Stock or EquivalentAVII 12(g) AVI BioPharma, Inc. Common Stock or EquivalentAVCI 12(g) Avici Systems Inc. Common Stock or EquivalentAVID 12(g) Avid Technology, Inc. Common Stock or EquivalentAVGN 12(g) Avigen, Inc. Common Stock or EquivalentAVSR 12(g) Avistar Communications Corporation Common Stock or EquivalentAVCT 12(g) Avocent Corporation Common Stock or EquivalentAWRE 12(g) Aware, Inc. Common Stock or EquivalentAXCA 12(g) Axcan Pharma Inc. Common Stock or EquivalentACLS 12(g) Axcelis Technologies, Inc. Common Stock or EquivalentAXYX 12(g) Axonyx, Inc. Common Stock or EquivalentAXYS 12(g) Axsys Technologies, Inc. Common Stock or EquivalentAXTI 12(g) AXT Inc Common Stock or EquivalentBFCF 12(g) B F C Financial Corp Common Stock or EquivalentBYBI 12(g) Back Yard Burgers, Inc. Common Stock or EquivalentBWEB 12(g) BackWeb Technologies Ltd. Common Stock or EquivalentBPMI 12(g) Badger Paper Mills, Inc. Common Stock or EquivalentBIDU 12(g) Baidu.com, Inc. Common Stock or EquivalentBKRS 12(g) Bakers Footwear Group, Inc. Common Stock or EquivalentBWINB 12(g) Baldwin & Lyons, Inc. Common Stock or EquivalentBWINA 12(g) Baldwin & Lyons, Inc. Common Stock or EquivalentBLDP 12(g) Ballard Power Systems, Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPETBNC 12(g) Banc Corporation (The) Common Stock or EquivalentBANFP 12(g) BancFirst Corporation Other SecuritiesBANF 12(g) BancFirst Corporation Common Stock or EquivalentBOFL 12(g) Bancshares of Florida, Inc. Common Stock or EquivalentBTFG 12(g) BancTrust Financial Group, Inc. Common Stock or EquivalentBKMU 12(g) Bank Mutual Corporation Common Stock or EquivalentBOCH 12(g) Bank of Commerce Holdings (CA) Common Stock or EquivalentGRAN 12(g) Bank of Granite Corporation Common Stock or EquivalentBMRC 12(g) Bank of Marin Common Stock or EquivalentBKSC 12(g) Bank of South Carolina Corp. Common Stock or EquivalentOZRK 12(g) Bank of the Ozarks Common Stock or EquivalentBKWW 12(g) BANK OF WILMINGTON Common Stock or EquivalentBBXT 12(g) BankAtlantic Bancorp, Inc. Other SecuritiesBFIN 12(g) BankFinancial Corporation Common Stock or EquivalentRATE 12(g) Bankrate Inc Common Stock or EquivalentBKUNA 12(g) BankUnited Financial Corporation Common Stock or EquivalentBANR 12(g) Banner Corporation Common Stock or EquivalentBBQZ 12(g) Barbeques Galore Limited Common Stock or EquivalentBBSI 12(g) Barrett Business Services, Inc. Common Stock or EquivalentBTRX 12(g) Barrier Therapeutics, Inc. Common Stock or EquivalentBSET 12(g) Bassett Furniture Industries, Incorporated Common Stock or EquivalentMSDXP 12(g) BB&T Corporation Other SecuritiesBCSB 12(g) BCSB Bankcorp, Inc. Common Stock or EquivalentBEAV 12(g) BE Aerospace, Inc. Common Stock or EquivalentBESI 12(g) BE Semiconductor Industries NV Common Stock or EquivalentBEAS 12(g) BEA Systems, Inc. Common Stock or EquivalentBFNB 12(g) Beach First National Bancshares Inc Common Stock or EquivalentBCON 12(g) Beacon Power Corporation Common Stock or EquivalentBECN 12(g) Beacon Roofing Supply, Inc. Common Stock or EquivalentBBGI 12(g) Beasley Broadcast Group, Inc. Common Stock or EquivalentBEBE 12(g) bebe stores, inc. Common Stock or EquivalentBBBY 12(g) Bed Bath & Beyond Inc. Common Stock or EquivalentBEIQ 12(g) BEI Technologies, Inc. Common Stock or EquivalentBELFB 12(g) Bel Fuse Inc. Common Stock or EquivalentBELFA 12(g) Bel Fuse Inc. Common Stock or EquivalentBELM 12(g) Bell Microproducts Inc. Common Stock or EquivalentBNHN 12(g) Benihana Inc. Common Stock or EquivalentBNHNA 12(g) Benihana Inc. Common Stock or EquivalentBFBC 12(g) Benjamin Franklin Bancorp, Inc. Common Stock or Equivalent

11


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEBTHS 12(g) Benthos, Inc Common Stock or EquivalentBERK 12(g) Berkshire Bancorp, Inc. Common Stock or EquivalentBHBC 12(g) Beverly Hills Bancorp Inc. Common Stock or EquivalentBFEN 12(g) BF Enterprises, Inc. Common Stock or EquivalentBGFVE 12(g) Big 5 Sporting Goods Corporation Common Stock or EquivalentBDOG 12(g) Big Dog Holding, Inc. Common Stock or EquivalentBVEW 12(g) Bindview Development Corporation Common Stock or EquivalentBASI 12(g) Bioanalytical Systems, Inc. Common Stock or EquivalentBCRX 12(g) BioCryst Pharmaceuticals, Inc. Common Stock or EquivalentBDSI 12(g) BioDelivery Sciences International, Inc. Common Stock or EquivalentBDSIW 12(g) BioDelivery Sciences International, Inc. WarrantBIVN 12(g) Bioenvision, Inc. Common Stock or EquivalentBIIB 12(g) Biogen Idec Inc Common Stock or EquivalentBITI 12(g) Bio-Imaging Technologies, Inc. Common Stock or EquivalentBJCT 12(g) Bioject Medical Technologies Inc. Common Stock or EquivalentBLTIE 12(g) BioLase Technology, Inc. Common Stock or EquivalentBLSC 12(g) Bio-Logic Systems Corp. Common Stock or EquivalentBMRN 12(g) BioMarin Pharmaceutical Inc. Common Stock or EquivalentBMET 12(g) Biomet, Inc. Common Stock or EquivalentBIOM 12(g) Biomira Inc. Common Stock or EquivalentBPRG 12(g) BioProgress plc Common Stock or EquivalentBPUR 12(g) Biopure Corporation Common Stock or EquivalentBRLI 12(g) Bio-Reference Laboratories, Inc. Common Stock or EquivalentBIOS 12(g) BioScrip, Inc. Common Stock or EquivalentBSTE 12(g) Biosite, Inc. Common Stock or EquivalentBIOI 12(g) BioSource International Inc. Common Stock or EquivalentBSMD 12(g) BioSphere Medical, Inc. Common Stock or EquivalentBIOV 12(g) BioVeris Corporation Common Stock or EquivalentBDMS 12(g) Birner Dental Management Services, Inc. Common Stock or EquivalentBITS 12(g) Bitstream Inc. Common Stock or EquivalentBJRI 12(g) BJ's Restaurants, Inc. Common Stock or EquivalentBBOX 12(g) Black Box Corporation Common Stock or EquivalentBLKB 12(g) Blackbaud, Inc. Common Stock or EquivalentBBBB 12(g) Blackboard Inc. Common Stock or EquivalentBCSI 12(g) Blue Coat Systems Inc Common Stock or EquivalentBDCO 12(g) Blue Dolphin Energy Company Common Stock or EquivalentNILE 12(g) Blue Nile, Inc. Common Stock or EquivalentBRBI 12(g) Blue River Bancshares, Inc. Common Stock or EquivalentBPHX 12(g) BluePhoenix Solutions, Ltd. Common Stock or Equivalent

12


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEBNCN 12(g) BNC Bancorp (NC) Common Stock or EquivalentBNCC 12(g) Bnccorp, Inc. Common Stock or EquivalentBOBE 12(g) Bob Evans Farms, Inc. Common Stock or EquivalentBSXT 12(g) BOE Financial Services of Virginia Inc. Common Stock or EquivalentBOFI 12(g) BofI Holding, Inc. Common Stock or EquivalentBOKF 12(g) BOK Financial Corporation Common Stock or EquivalentBNSO 12(g) Bonso Electronics International, Inc. Common Stock or EquivalentBONT 12(g) Bon-Ton Stores, Inc. (The) Common Stock or EquivalentBKHM 12(g) Bookham, Inc. Common Stock or EquivalentBAMM 12(g) Books-A-Million, Inc. Common Stock or EquivalentBORL 12(g) Borland Software Corporation Common Stock or EquivalentBOSA 12(g) Boston Acoustics, Inc. Common Stock or EquivalentBCGI 12(g) Boston Communications Group, Inc. Common Stock or EquivalentBLSI 12(g) Boston Life Sciences, Inc. Common Stock or EquivalentBPFH 12(g) Boston Private Financial Holdings, Inc. Common Stock or EquivalentEPAY 12(g) Bottomline Technologies, Inc. Common Stock or EquivalentBBNK 12(g) Bridge Capital Holdings Common Stock or EquivalentOCNB 12(g) Bridge Street Financial, Inc. Common Stock or EquivalentBRID 12(g) Bridgford Foods Corporation Common Stock or EquivalentBEXP 12(g) Brigham Exploration Company Common Stock or EquivalentBFAM 12(g) Bright Horizons Family Solutions Inc. Common Stock or EquivalentCELL 12(g) Brightpoint, Inc. Common Stock or EquivalentBRLC 12(g) Brillian Corporation Common Stock or EquivalentBSML 12(g) Britesmile, Inc. Common Stock or EquivalentBKBK 12(g) Britton & Koontz Capital Corporation Common Stock or EquivalentBRCM 12(g) Broadcom Corporation Common Stock or EquivalentBVSN 12(g) BroadVision, Inc. Common Stock or EquivalentBYFC 12(g) Broadway Financial Corporation Common Stock or EquivalentBWNG 12(g) Broadwing Corporation Common Stock or EquivalentBRCDE 12(g) Brocade Communications Systems, Inc. Common Stock or EquivalentBXXX 12(g) Brooke Corporation Common Stock or EquivalentBRKL 12(g) Brookline Bancorp, Inc. Common Stock or EquivalentBFSB 12(g) Brooklyn Federal Bancorp, Inc. Common Stock or EquivalentBRKS 12(g) Brooks Automation, Inc. Common Stock or EquivalentBKST 12(g) Brookstone, Inc. Common Stock or EquivalentBRKT 12(g) Brooktrout, Inc. Common Stock or EquivalentBRKR 12(g) Bruker BioSciences Corporation Common Stock or EquivalentBMTC 12(g) Bryn Mawr Bank Corporation Common Stock or EquivalentBSQR 12(g) BSQUARE Corporation Common Stock or Equivalent

13


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEBTUI 12(g) BTU International, Inc. Common Stock or EquivalentBUCA 12(g) BUCA, Inc. Common Stock or EquivalentBUCY 12(g) Bucyrus International, Inc. Common Stock or EquivalentBWLD 12(g) Buffalo Wild Wings, Inc. Common Stock or EquivalentBLDR 12(g) Builders FirstSource, Inc. Common Stock or EquivalentBMHC 12(g) Building Materials Holding Corporation Common Stock or EquivalentBOBJ 12(g) Business Objects S.A. Common Stock or EquivalentBUTLE 12(g) Butler International, Inc. Common Stock or EquivalentBWCF 12(g) BWC Financial Corporation Common Stock or EquivalentCFFI 12(g) C&F Financial Corporation Common Stock or EquivalentCHRW 12(g) C.H. Robinson Worldwide, Inc. Common Stock or EquivalentCABG 12(g) CABG Medical, Inc. Common Stock or EquivalentCCMP 12(g) Cabot Microelectronics Corporation Common Stock or EquivalentCACH 12(g) Cache, Inc. Common Stock or EquivalentCDN 12(g) Cadence Design Systems, Inc. Common Stock or EquivalentCDZI 12(g) Cadiz, Inc. Common Stock or EquivalentCDMS 12(g) Cadmus Communications Corporation Common Stock or EquivalentCDIS 12(g) Cal Dive International, Inc. Common Stock or EquivalentCLMS 12(g) Calamos Asset Management, Inc. Common Stock or EquivalentCAMP 12(g) CalAmp Corp. Common Stock or EquivalentCVGW 12(g) Calavo Growers, Inc. Common Stock or EquivalentCALC 12(g) California Coastal Communities Inc Common Stock or EquivalentCFNB 12(g) California First National Bancorp Common Stock or EquivalentCAMD 12(g) California Micro Devices Corporation Common Stock or EquivalentCPKI 12(g) California Pizza Kitchen, Inc. Common Stock or EquivalentCALP 12(g) Caliper Life Sciences Inc Common Stock or EquivalentCALD 12(g) Callidus Software, Inc. Common Stock or EquivalentCALL 12(g) CallWave, Inc. Common Stock or EquivalentCALM 12(g) Cal-Maine Foods, Inc. Common Stock or EquivalentCADA 12(g) CAM Commerce Solutions, Inc. Common Stock or EquivalentCATG 12(g) Cambridge Antibody Technology Group plc Common Stock or EquivalentOLED 12(g) Cambridge Display Technology, Inc. Common Stock or EquivalentCAFI 12(g) Camco Financial Corporation Common Stock or EquivalentCAMT 12(g) Camtek Ltd. Common Stock or EquivalentCNVX 12(g) CancerVax Corporation Common Stock or EquivalentCLZR 12(g) Candela Corporation Common Stock or EquivalentCARSP 12(g) Capital Automotive REIT Preferred StockCARS 12(g) Capital Automotive REIT Common Stock or EquivalentCARSO 12(g) Capital Automotive REIT Preferred Stock

14


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECBKN 12(g) Capital Bank Corporation Common Stock or EquivalentCCBG 12(g) Capital City Bank Group Common Stock or EquivalentCCOW 12(g) Capital Corp of the West Common Stock or EquivalentCCPCN 12(g) Capital Crossing Preferred Corporation Preferred StockCCPCO 12(g) Capital Crossing Preferred Corporation Preferred StockCCPCP 12(g) Capital Crossing Preferred Corporation Preferred StockCSWC 12(g) Capital Southwest Corporation Common Stock or EquivalentCTGI 12(g) Capital Title Group, Inc. Common Stock or EquivalentCFFN 12(g) Capitol Federal Financial Common Stock or EquivalentCPST 12(g) Capstone Turbine Corporation Common Stock or EquivalentCAPA 12(g) Captaris Inc. Common Stock or EquivalentCPTV 12(g) Captiva Software Corporation Common Stock or EquivalentCSAR 12(g) Caraustar Industries, Inc. Common Stock or EquivalentDFIB 12(g) Cardiac Science, Inc. Common Stock or EquivalentCFNL 12(g) Cardinal Financial Corporation Common Stock or EquivalentCDIC 12(g) CardioDynamics International Corporation Common Stock or EquivalentCRME 12(g) Cardiome Pharma Corporation Common Stock or EquivalentCECO 12(g) Career Education Corporation Common Stock or EquivalentCLHL 12(g) Carlisle Holdings Ltd. Common Stock or EquivalentCKEC 12(g) Carmike Cinemas, Inc. Common Stock or EquivalentCLBH 12(g) Carolina Bank Holdings Inc. Common Stock or EquivalentCANI 12(g) Carreker Corporation Common Stock or EquivalentCACSE 12(g) Carrier Access Corporation Common Stock or EquivalentCARN 12(g) Carrington Laboratories, Inc. Common Stock or EquivalentCRZO 12(g) Carrizo Oil & Gas, Inc. Common Stock or EquivalentCRRB 12(g) Carrollton Bancorp Common Stock or EquivalentCACB 12(g) Cascade Bancorp Common Stock or EquivalentCASB 12(g) Cascade Financial Corp. Common Stock or EquivalentCSCD 12(g) Cascade Microtech, Inc. Common Stock or EquivalentCWST 12(g) Casella Waste Systems, Inc. Common Stock or EquivalentCASY 12(g) Casey's General Stores, Inc. Common Stock or EquivalentCASS 12(g) Cass Information Systems, Inc Common Stock or EquivalentCSTL 12(g) Castelle Common Stock or EquivalentCECX 12(g) Castle Energy Corporation Common Stock or EquivalentCMRG 12(g) Casual Male Retail Group, Inc. Common Stock or EquivalentCATS 12(g) Catalyst Semiconductor, Inc. Common Stock or EquivalentCESI 12(g) Catalytica Energy Systems, Inc. Common Stock or EquivalentCATT 12(g) Catapult Communicatons Corporation Common Stock or EquivalentCATY 12(g) Cathay General Bancorp Common Stock or Equivalent

15


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECTTY 12(g) Catuity Inc. Common Stock or EquivalentCAVB 12(g) Cavalry Bancorp, Inc. Common Stock or EquivalentCVCO 12(g) Cavco Industries, Inc. Common Stock or EquivalentCBIZ 12(g) CBIZ, Inc. Common Stock or EquivalentCBRL 12(g) CBRL Group Inc. Common Stock or EquivalentCCCG 12(g) CCC Information Services Group Inc. Common Stock or EquivalentCCFH 12(g) CCF Holding Company Common Stock or EquivalentCCBL 12(g) C-COR Incorporated Common Stock or EquivalentCHINA 12(g) CDC Corporation Common Stock or EquivalentCDWC 12(g) CDW Corporation Common Stock or EquivalentCECE 12(g) CECO Environmental Corp. Common Stock or EquivalentCLDN 12(g) Celadon Group, Inc. Common Stock or EquivalentBDAY 12(g) Celebrate Express, Inc. Common Stock or EquivalentCELG 12(g) Celgene Corporation Common Stock or EquivalentCEGE 12(g) Cell Genesys, Inc. Common Stock or EquivalentCTIC 12(g) Cell Therapeutics, Inc. Common Stock or EquivalentCLGY 12(g) Cellegy Pharmaceuticals, Inc. Common Stock or EquivalentCYCL 12(g) Centennial Communications Corporation Common Stock or EquivalentCNBC 12(g) Center Bancorp, Inc. Common Stock or EquivalentCLFC 12(g) Center Financial Corporation Common Stock or EquivalentCSFL 12(g) Centerstate Banks of Florida, Inc. Common Stock or EquivalentCTLM 12(g) Centillium Communications, Inc. Common Stock or EquivalentCTRA 12(g) Centra Software, Inc. Common Stock or EquivalentCEBK 12(g) Central Bancorp, Inc Common Stock or EquivalentCCBN 12(g) Central Coast Bancorp Common Stock or EquivalentCEDC 12(g) Central European Distribution Corporation Common Stock or EquivalentCETV 12(g) Central European Media Enterprises Ltd. Common Stock or EquivalentGCFC 12(g) Central Federal Corporation Common Stock or EquivalentCENF 12(g) Central Freight Lines, Inc. Common Stock or EquivalentCENT 12(g) Central Garden & Pet Company Common Stock or EquivalentCJBK 12(g) Central Jersey Bancorp Common Stock or EquivalentCVCY 12(g) Central Valley Community Bancorp Common Stock or EquivalentCVBK 12(g) Central Virginia Bankshares, Inc. Common Stock or EquivalentTRUE 12(g) Centrue Financial Corporation Common Stock or EquivalentCENX 12(g) Century Aluminum Company Common Stock or EquivalentCNBKA 12(g) Century BanCorp, Inc. Common Stock or EquivalentCNTY 12(g) Century Casinos, Inc. Common Stock or EquivalentCRLTS 12(g) Century Realty Trust Common Stock or EquivalentCEPH 12(g) Cephalon, Inc. Common Stock or Equivalent

16


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECPHD 12(g) CEPHEID Common Stock or EquivalentCRDN 12(g) Ceradyne, Inc. Common Stock or EquivalentCRNT 12(g) Ceragon Networks Ltd. Common Stock or EquivalentCERG 12(g) Ceres Group Inc. Common Stock or EquivalentCERN 12(g) Cerner Corporation Common Stock or EquivalentCERS 12(g) Cerus Corporation Common Stock or EquivalentCEVA 12(g) CEVA, Inc. Common Stock or EquivalentCFCI 12(g) CFC International, Inc. Common Stock or EquivalentCITZ 12(g) CFS Bancorp, Inc. Common Stock or EquivalentCHMP 12(g) Champion Industries, Inc. Common Stock or EquivalentCMPP 12(g) Champps Entertainment, Inc Common Stock or EquivalentCHNL 12(g) Channell Commercial Corporation Common Stock or EquivalentCHAP 12(g) Chaparral Steel Company Common Stock or EquivalentCTHR 12(g) Charles & Colvard Ltd Common Stock or EquivalentSCH 12(g) Charles Schwab Corporation (The) Common Stock or EquivalentCHIC 12(g) Charlotte Russe Holding, Inc. Common Stock or EquivalentCHRS 12(g) Charming Shoppes, Inc. Common Stock or EquivalentCHTR 12(g) Charter Communications, Inc. Common Stock or EquivalentCHFN 12(g) Charter Financial Corp. Common Stock or EquivalentCHRT 12(g) Chartered Semiconductor Manufacturing Ltd. Common Stock or EquivalentCHTT 12(g) Chattem, Inc. Common Stock or EquivalentCHKP 12(g) Check Point Software Technologies Ltd. Common Stock or EquivalentCHKR 12(g) Checkers Drive-In Restaurants, Inc. Common Stock or EquivalentCKFR 12(g) CheckFree Corporation Common Stock or EquivalentCAKE 12(g) Cheesecake Factory Incorporated (The) Common Stock or EquivalentCXSP 12(g) Chemgenex Pharmaceuticals Ltd Common Stock or EquivalentCHFC 12(g) Chemical Financial Corporation Common Stock or EquivalentCHKE 12(g) Cherokee Inc. Common Stock or EquivalentCHRK 12(g) Cherokee International Corporation Common Stock or EquivalentCVAL 12(g) Chester Valley Bancorp Inc. Common Stock or EquivalentCHEV 12(g) Cheviot Financial Corp Common Stock or EquivalentPLCE 12(g) Children's Place Retail Stores, Inc. (The) Common Stock or EquivalentCAAS 12(g) China Automotive Systems, Inc. Common Stock or EquivalentCESV 12(g) China Energy Savings Technology, Inc. Common Stock or EquivalentJRJC 12(g) China Finance Online Co. Limited Common Stock or EquivalentCHNR 12(g) China Natural Resources, Inc. Common Stock or EquivalentCNTF 12(g) China TechFaith Wireless Communication Technology Limited Common Stock or EquivalentCHDX 12(g) Chindex International, Inc. Common Stock or EquivalentIMOS 12(g) ChipMOS TECHNOLOGIES (Bermuda) LTD. Common Stock or Equivalent

17


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECHIR 12(g) Chiron Corporation Common Stock or EquivalentCTEC 12(g) Cholestech Corporation Common Stock or EquivalentCHRD 12(g) Chordiant Software, Inc. Common Stock or EquivalentCHSCP 12(g) CHS Inc Preferred StockCHDN 12(g) Churchill Downs, Incorporated Common Stock or EquivalentCIEN 12(g) Ciena Corporation Common Stock or EquivalentCIMT 12(g) Cimatron, Limited Common Stock or EquivalentCINF 12(g) Cincinnati Financial Corporation Common Stock or EquivalentCTAS 12(g) Cintas Corporation Common Stock or EquivalentCIPH 12(g) Ciphergen Biosystems, Inc. Common Stock or EquivalentCPCI 12(g) Ciprico Inc. Common Stock or EquivalentCRUS 12(g) Cirrus Logic, Inc. Common Stock or EquivalentCSCO 12(g) Cisco Systems, Inc. Common Stock or EquivalentCDSS 12(g) Citadel Security Software Inc. Common Stock or EquivalentCTRN 12(g) Citi Trends, Inc. Common Stock or EquivalentCZNC 12(g) Citizens & Northern Corp Common Stock or EquivalentCBCF 12(g) Citizens Banking Corporation Common Stock or EquivalentCNFL 12(g) Citizens Financial Corporation Common Stock or EquivalentCTZN 12(g) Citizens First Bancorp, Inc. Common Stock or EquivalentCSBC 12(g) Citizens South Banking Corporation Common Stock or EquivalentCTXS 12(g) Citrix Systems, Inc. Common Stock or EquivalentCTBK 12(g) City Bank Common Stock or EquivalentCHCO 12(g) City Holding Company Common Stock or EquivalentCNVLZ 12(g) City Investing Company Liquidating Trust Units/Benif IntCTEL 12(g) City Telecom (H.K.) Limited Common Stock or EquivalentCLRT 12(g) Clarient, Inc. Common Stock or EquivalentCWEI 12(g) Clayton Williams Energy, Inc. Common Stock or EquivalentCLHB 12(g) Clean Harbors, Inc. Common Stock or EquivalentCKCM 12(g) Click Commerce, Inc. Common Stock or EquivalentCKSW 12(g) ClickSoftware Technologies Ltd. Common Stock or EquivalentCSBK 12(g) Clifton Savings Bancorp, Inc. Common Stock or EquivalentCLDA 12(g) Clinical Data, Inc. Common Stock or EquivalentCMGI 12(g) CMGI, Inc. Common Stock or EquivalentCCNE 12(g) CNB Financial Corporation Common Stock or EquivalentCNET 12(g) CNET Networks, Inc. Common Stock or EquivalentCNXS 12(g) CNS, Inc. Common Stock or EquivalentCMKG 12(g) CoActive Marketing Group Inc Common Stock or EquivalentCFHI 12(g) Coast Financial Holdings, Inc. Common Stock or EquivalentCFCP 12(g) Coastal Financial Corporation Common Stock or Equivalent

18


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECOBZ 12(g) CoBiz, Inc. Common Stock or EquivalentCOBR 12(g) Cobra Electronics Corporation Common Stock or EquivalentCOKE 12(g) Coca-Cola Bottling Co. Consolidated Common Stock or EquivalentCVLY 12(g) Codorus Valley Bancorp, Inc Common Stock or EquivalentCOGT 12(g) Cogent, Inc. Common Stock or EquivalentCGNX 12(g) Cognex Corporation Common Stock or EquivalentCTSH 12(g) Cognizant Technology Solutions Corporation Common Stock or EquivalentCOGN 12(g) Cognos Incorporated Common Stock or EquivalentCOHR 12(g) Coherent, Inc. Common Stock or EquivalentCOHU 12(g) Cohu, Inc. Common Stock or EquivalentCSTR 12(g) Coinstar, Inc. Common Stock or EquivalentCWTR 12(g) Coldwater Creek, Inc. Common Stock or EquivalentCGPI 12(g) CollaGenex Pharmaceuticals, Inc. Common Stock or EquivalentCLCT 12(g) Collectors Universe, Inc. Common Stock or EquivalentCFSI 12(g) Collegiate Funding Services, Inc. Common Stock or EquivalentCOBK 12(g) Colonial Bankshares, Inc. Common Stock or EquivalentCBAN 12(g) Colony Bankcorp, Inc. Common Stock or EquivalentCLRK 12(g) Color Kinetics Incorporated Common Stock or EquivalentCOLT 12(g) COLT Telecom Group plc Common Stock or EquivalentCBBO 12(g) Columbia Bancorp Common Stock or EquivalentCBMD 12(g) Columbia Bancorp Common Stock or EquivalentCOLB 12(g) Columbia Banking System, Inc. Common Stock or EquivalentCBRX 12(g) Columbia Laboratories, Inc. Common Stock or EquivalentCOLM 12(g) Columbia Sportswear Company Common Stock or EquivalentCMCO 12(g) Columbus McKinnon Corporation Common Stock or EquivalentCMRO 12(g) COMARCO, Inc. Common Stock or EquivalentCMCSA 12(g) Comcast Corporation Common Stock or EquivalentCMCSK 12(g) Comcast Corporation Common Stock or EquivalentCCBP 12(g) Comm Bancorp, Inc. Common Stock or EquivalentCBSH 12(g) Commerce Bancshares, Inc. Common Stock or EquivalentCMFB 12(g) COMMERCEFIRST BANCORP INC Common Stock or EquivalentCLBK 12(g) Commercial Bankshares, Inc. Common Stock or EquivalentCCBI 12(g) Commercial Capital Bancorp, Inc. Common Stock or EquivalentCNAF 12(g) Commercial National Financial Corporation Common Stock or EquivalentCVGI 12(g) Commercial Vehicle Group, Inc. Common Stock or EquivalentCWBS 12(g) Commonwealth Bankshares, Inc. Common Stock or EquivalentCWBSP 12(g) Commonwealth Bankshares, Inc. Other SecuritiesCBTE 12(g) Commonwealth Biotechnologies, Inc. Common Stock or EquivalentCTCO 12(g) Commonwealth Telephone Enterprises, Inc. Common Stock or Equivalent

19


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECTCH 12(g) Commtouch Software Ltd. Common Stock or EquivalentCBON 12(g) Community Bancorp Common Stock or EquivalentCMBC 12(g) Community Bancorp Inc. Common Stock or EquivalentCBIN 12(g) Community Bank Shares of Indiana, Inc. Common Stock or EquivalentCMTY 12(g) Community Banks, Inc. Common Stock or EquivalentALBY 12(g) Community Capital Bancshares, Inc. Common Stock or EquivalentCCBD 12(g) Community Central Bank Corp. Common Stock or EquivalentCFFC 12(g) Community Financial Corp. Common Stock or EquivalentCIBI 12(g) Community Investors Bancorp, Inc. Common Stock or EquivalentCSHB 12(g) Community Shores Bank Corp. Common Stock or EquivalentCTBIP 12(g) Community Trust Bancorp, Inc. Other SecuritiesCTBI 12(g) Community Trust Bancorp, Inc. Common Stock or EquivalentCWBC 12(g) Community West Bancshares Common Stock or EquivalentCBSS 12(g) Compass Bancshares, Inc. Common Stock or EquivalentCMPX 12(g) Compex Technologies, inc. Common Stock or EquivalentCCRT 12(g) CompuCredit Corporation Common Stock or EquivalentCDCY 12(g) CompuDyne Corporation Common Stock or EquivalentCGEN 12(g) Compugen Ltd. Common Stock or EquivalentCHRZ 12(g) Computer Horizons Corp. Common Stock or EquivalentCPSI 12(g) Computer Programs and Systems, Inc. Common Stock or EquivalentCPWR 12(g) Compuware Corporation Common Stock or EquivalentCHCI 12(g) Comstock Homebuilding Companies, Inc. Common Stock or EquivalentCITP 12(g) COMSYS IT Partners, Inc. Common Stock or EquivalentCOGO 12(g) Comtech Group, Inc. Common Stock or EquivalentCMTL 12(g) Comtech Telecommunications Corp. Common Stock or EquivalentCMVT 12(g) Comverse Technology, Inc. Common Stock or EquivalentCPTS 12(g) Conceptus, Inc. Common Stock or EquivalentLENS 12(g) Concord Camera Corp. Common Stock or EquivalentCCDC 12(g) Concorde Career Colleges, Inc. Common Stock or EquivalentCNQR 12(g) Concur Technologies, Inc. Common Stock or EquivalentCCUR 12(g) Concurrent Computer Corporation Common Stock or EquivalentCNXT 12(g) Conexant Systems, Inc. Common Stock or EquivalentCNMD 12(g) CONMED Corporation Common Stock or EquivalentCTWS 12(g) Connecticut Water Service, Inc. Common Stock or EquivalentCNCT 12(g) Connetics Corporation Common Stock or EquivalentCONN 12(g) Conn's, Inc. Common Stock or EquivalentCNLG 12(g) Conolog Corporation Common Stock or EquivalentCONR 12(g) Conor Medsystems, Inc. Common Stock or EquivalentCNSL 12(g) Consolidated Communications Holdings, Inc. Common Stock or Equivalent

20


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECSLMF 12(g) Consolidated Mercantile Inc Common Stock or EquivalentCWCO 12(g) Consolidated Water Co. Ltd. Common Stock or EquivalentCNST 12(g) Constar International Inc. Common Stock or EquivalentCSLR 12(g) Consulier Engineering, Inc. Common Stock or EquivalentCPSS 12(g) Consumer Portfolio Services, Inc. Common Stock or EquivalentCNVR 12(g) Convera Corporation Common Stock or EquivalentCOOP 12(g) Cooperative Bankshares, Inc. Common Stock or EquivalentCPNO 12(g) Copano Energy, L.L.C. Units/Benif IntCPRT 12(g) Copart, Inc. Common Stock or EquivalentVEGF 12(g) Corautus Genetics, Inc. Common Stock or EquivalentCORT 12(g) Corcept Therapeutics Incorporated Common Stock or EquivalentCGTK 12(g) Corgentech Inc. Common Stock or EquivalentCORI 12(g) Corillian Corporation Common Stock or EquivalentCOCO 12(g) Corinthian Colleges, Inc. Common Stock or EquivalentEXBD 12(g) Corporate Executive Board Company (The) Common Stock or EquivalentCSCQ 12(g) Correctional Services Corporation Common Stock or EquivalentCORS 12(g) CORUS Bankshares, Inc. Common Stock or EquivalentCRVL 12(g) CorVel Corp. Common Stock or EquivalentCOSI 12(g) Cosi, Inc. Common Stock or EquivalentCPWM 12(g) Cost Plus, Inc. Common Stock or EquivalentCSGP 12(g) CoStar Group, Inc. Common Stock or EquivalentCOST 12(g) Costco Wholesale Corporation Common Stock or EquivalentCULS 12(g) Cost-U-Less, Inc. Common Stock or EquivalentCTRX 12(g) CoTherix, Inc. Common Stock or EquivalentCRRC 12(g) Courier Corporation Common Stock or EquivalentCVGR 12(g) Covalent Group, Inc. Common Stock or EquivalentCVNS 12(g) Covansys Corporation Common Stock or EquivalentCVTI 12(g) Covenant Transport, Inc. Common Stock or EquivalentCWLZ 12(g) Cowlitz Bancorporation Common Stock or EquivalentCPAK 12(g) CPAC, Inc. Common Stock or EquivalentCRAI 12(g) CRA International,Inc. Common Stock or EquivalentCRFT 12(g) Craftmade International, Inc. Common Stock or EquivalentCRAY 12(g) Cray Inc Common Stock or EquivalentCREAF 12(g) Creative Technology Ltd. Common Stock or EquivalentCMOS 12(g) Credence Systems Corporation Common Stock or EquivalentCRED 12(g) Credo Petroleum Corporation Common Stock or EquivalentCREE 12(g) Cree, Inc. Common Stock or EquivalentCSNT 12(g) Crescent Banking Company Common Stock or EquivalentCRFN 12(g) Crescent Financial Corporation Common Stock or Equivalent

21


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECRESY 12(g) Cresud S.A.C.I.F. y A. Common Stock or EquivalentCRHCY 12(g) CRH PLC Common Stock or EquivalentCPTH 12(g) Critical Path, Inc. Common Stock or EquivalentCRTX 12(g) Critical Therapeutics, Inc. Common Stock or EquivalentCRNS 12(g) Cronos Group (The) Common Stock or EquivalentCCRN 12(g) Cross Country Healthcare, Inc. Common Stock or EquivalentCRDS 12(g) Crossroads Systems, Inc. Common Stock or EquivalentXTXI 12(g) Crosstex Energy, Inc. Common Stock or EquivalentXTEX 12(g) Crosstex Energy, L.P. Limited PartnershipCRWN 12(g) Crown Media Holdings, Inc. Common Stock or EquivalentCRXL 12(g) Crucell NV Common Stock or EquivalentCRYO 12(g) CryoCor, Inc. Common Stock or EquivalentCRYP 12(g) Cryptologic, Inc. Common Stock or EquivalentCSGS 12(g) CSG Systems International, Inc. Common Stock or EquivalentCSPI 12(g) CSP Inc. Common Stock or EquivalentCTCI 12(g) CT Communications, Inc. Common Stock or EquivalentCTIB 12(g) CTI Industries Corporation Common Stock or EquivalentCTRP 12(g) Ctrip.com International, Ltd. Common Stock or EquivalentCBST 12(g) Cubist Pharmaceuticals, Inc. Common Stock or EquivalentCMLS 12(g) Cumulus Media Inc. Common Stock or EquivalentCRGN 12(g) CuraGen Corporation Common Stock or EquivalentCURE 12(g) Curative Health Services, Inc. Common Stock or EquivalentCRIS 12(g) Curis, Inc. Common Stock or EquivalentCURN 12(g) Curon Medical, Inc. Common Stock or EquivalentCUTR 12(g) Cutera, Inc. Common Stock or EquivalentCBUK 12(g) Cutter & Buck Inc. Common Stock or EquivalentCVTX 12(g) CV Therapeutics, Inc. Common Stock or EquivalentCVBF 12(g) CVB Financial Corporation Common Stock or EquivalentCYAN 12(g) Cyanotech Corporation Common Stock or EquivalentCGFW 12(g) CyberGuard Corporation Common Stock or EquivalentCYBX 12(g) Cyberonics, Inc. Common Stock or EquivalentCYBE 12(g) CyberOptics Corporation Common Stock or EquivalentCYBS 12(g) CyberSource Corporation Common Stock or EquivalentCYMI 12(g) Cymer, Inc. Common Stock or EquivalentCYPB 12(g) Cypress Bioscience, Inc. Common Stock or EquivalentCYTO 12(g) Cytogen Corporation Common Stock or EquivalentCYTK 12(g) Cytokinetics, Incorporated Common Stock or EquivalentCYTR 12(g) CytRx Corporation Common Stock or EquivalentCYTC 12(g) Cytyc Corporation Common Stock or Equivalent

22


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEDKHR 12(g) D & K Healthcare Resources Inc Common Stock or EquivalentDECC 12(g) D&E Communications, Inc. Common Stock or EquivalentDADE 12(g) Dade Behring Holdings, Inc Common Stock or EquivalentDAGM 12(g) DAG Media, Inc. Common Stock or EquivalentDJCO 12(g) Daily Journal Corp. (S.C.) Common Stock or EquivalentDAKT 12(g) Daktronics, Inc. Common Stock or EquivalentDANKY 12(g) Danka Business Systems PLC Common Stock or EquivalentDASTY 12(g) Dassault Systemes, S.A. Common Stock or EquivalentDAIO 12(g) Data I/O Corporation Common Stock or EquivalentDTLK 12(g) Datalink Corporation Common Stock or EquivalentDMCX 12(g) DataMirror Corporation Common Stock or EquivalentDRAM 12(g) Dataram Corporation Common Stock or EquivalentDSCP 12(g) Datascope Corp. Common Stock or EquivalentDATA 12(g) DataTrak International, Inc. Common Stock or EquivalentDWCH 12(g) Datawatch Corporation Common Stock or EquivalentDWSN 12(g) Dawson Geophysical Company Common Stock or EquivalentDSTIW 12(g) DayStar Technologies, Inc. WarrantDSTIZ 12(g) DayStar Technologies, Inc. WarrantDSTI 12(g) DayStar Technologies, Inc. Common Stock or EquivalentDCAP 12(g) DCAP Group Inc Common Stock or EquivalentDDIC 12(g) DDi Corp. New Common Stock or EquivalentDEAR 12(g) Dearborn Bancorp, Inc. Common Stock or EquivalentDEBS 12(g) Deb Shops, Inc. Common Stock or EquivalentDECK 12(g) Deckers Outdoor Corporation Common Stock or EquivalentDCGN 12(g) deCODE genetics, Inc. Common Stock or EquivalentDECT 12(g) Dectron International, Inc. Common Stock or EquivalentDCTHW 12(g) Delcath Systems, Inc. WarrantDCTH 12(g) Delcath Systems, Inc. Common Stock or EquivalentDELL 12(g) Dell Inc. Common Stock or EquivalentDLPX 12(g) DelphaxTechnologies Inc. Common Stock or EquivalentDELT 12(g) Delta Galil Industries Ltd. Common Stock or EquivalentDGAS 12(g) Delta Natural Gas Company, Inc. Common Stock or EquivalentDPTR 12(g) Delta Petroleum Corporation Common Stock or EquivalentDDDC 12(g) deltathree Inc Common Stock or EquivalentDNDN 12(g) Dendreon Corporation Common Stock or EquivalentDRTE 12(g) Dendrite International, Inc. Common Stock or EquivalentDENN 12(g) Denny's Corporation Common Stock or EquivalentXRAY 12(g) DENTSPLY International Inc. Common Stock or EquivalentDEPO 12(g) Depomed, Inc. Common Stock or Equivalent

23


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEDSGX 12(g) Descartes Systems Group Inc. (The) Common Stock or EquivalentDCBK 12(g) Desert Community Bank Common Stock or EquivalentDWRI 12(g) Design Within Reach, Inc. Common Stock or EquivalentDSWL 12(g) Deswell Industries, Inc. Common Stock or EquivalentDEVC 12(g) Devcon International Corp. Common Stock or EquivalentDXCM 12(g) DexCom, Inc. Common Stock or EquivalentDGSE 12(g) DGSE Companies, Inc. Common Stock or EquivalentDLGS 12(g) Dialog Semiconductor Plc Common Stock or EquivalentDCAI 12(g) Dialysis Corporation of America Common Stock or EquivalentDMND 12(g) Diamond Foods, Inc. Common Stock or EquivalentDHIL 12(g) Diamond Hill Investment Group, Inc. Common Stock or EquivalentDTPI 12(g) DiamondCluster International, Inc. Common Stock or EquivalentDWMAC 12(g) Dickie Walker Marine, Inc. Common Stock or EquivalentDDRX 12(g) Diedrich Coffee Common Stock or EquivalentDIGE 12(g) Digene Corporation Common Stock or EquivalentDGII 12(g) Digi International Inc. Common Stock or EquivalentDMRC 12(g) Digimarc Corporation Common Stock or EquivalentDRAD 12(g) Digirad Corporation Common Stock or EquivalentDGIT 12(g) Digital Generation Systems, Inc. Common Stock or EquivalentDGIN 12(g) Digital Insight Corporation Common Stock or EquivalentTBUS 12(g) Digital Recorders, Inc. Common Stock or EquivalentDRIV 12(g) Digital River, Inc. Common Stock or EquivalentDTAS 12(g) Digitas, Inc. Common Stock or EquivalentDCOM 12(g) Dime Community Bancshares, Inc. Common Stock or EquivalentDIOD 12(g) Diodes Incorporated Common Stock or EquivalentDNEX 12(g) Dionex Corporation Common Stock or EquivalentDRCT 12(g) Direct General Corporation Common Stock or EquivalentDISCA 12(g) Discovery Holding Co Common Stock or EquivalentDISCB 12(g) Discovery Holding Co Common Stock or EquivalentDSCO 12(g) Discovery Laboratories, Inc. Common Stock or EquivalentDPII 12(g) Discovery Partners International, Inc. Common Stock or EquivalentDESC 12(g) Distributed Energy Systems Corporation Common Stock or EquivalentDITC 12(g) Ditech Communications Corporation Common Stock or EquivalentDVSA 12(g) Diversa Corporation Common Stock or EquivalentDXYN 12(g) Dixie Group, Inc. (The) Common Stock or EquivalentDCEL 12(g) Dobson Communications Corporation Common Stock or EquivalentDOCC 12(g) DocuCorp International, Inc. Common Stock or EquivalentDOCX 12(g) Document Sciences Corporation Common Stock or EquivalentDLLR 12(g) Dollar Financial Corp. Common Stock or Equivalent

24


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEDLTR 12(g) Dollar Tree Stores, Inc. Common Stock or EquivalentDHOM 12(g) Dominion Homes Inc. Common Stock or EquivalentDGICA 12(g) Donegal Group, Inc. Common Stock or EquivalentDGICB 12(g) Donegal Group, Inc. Common Stock or EquivalentDRLNE 12(g) Doral Financial Corporation Preferred StockDRLOE 12(g) Doral Financial Corporation Preferred StockDRLPE 12(g) Doral Financial Corporation Preferred StockDMLP 12(g) Dorchester Minerals, L.P. Limited PartnershipDIIB 12(g) Dorel Industries, Inc. Common Stock or EquivalentHILL 12(g) Dot Hill Systems Corporation Common Stock or EquivalentDBLE 12(g) Double Eagle Petroleum Company Common Stock or EquivalentDOVP 12(g) DOV Pharmaceutical, Inc. Common Stock or EquivalentDRAX 12(g) Draxis Health Inc. Common Stock or EquivalentDROOY 12(g) DRDGOLD Limited Common Stock or EquivalentDBRN 12(g) Dress Barn, Inc. (The) Common Stock or EquivalentDRYR 12(g) Dreyer's Grand Ice Cream Holdings, Inc. Other SecuritiesDMAX 12(g) DrugMax, Inc. Common Stock or EquivalentDSCM 12(g) drugstore.com, inc. Common Stock or EquivalentDRYS 12(g) DryShips Inc. Common Stock or EquivalentDSGIF 12(g) DSG International Limited Common Stock or EquivalentDSPG 12(g) DSP Group, Inc. Common Stock or EquivalentDTSI 12(g) DTS, Inc. Common Stock or EquivalentDUCK 12(g) Duckwall-Alco Stores, Inc. Common Stock or EquivalentDRRAP 12(g) Dura Automotive Systems, Inc. Other SecuritiesDRRA 12(g) Dura Automotive Systems, Inc. Common Stock or EquivalentDRTK 12(g) Duratek, Inc. Common Stock or EquivalentDRRX 12(g) Durect Corporation Common Stock or EquivalentDUSA 12(g) DUSA Pharmaceuticals, Inc. Common Stock or EquivalentDXPE 12(g) DXP Enterprises, Inc. Common Stock or EquivalentDYAX 12(g) Dyax Corp. Common Stock or EquivalentDYII 12(g) Dynacq Healthcare, Inc. Common Stock or EquivalentDDMX 12(g) Dynamex, Inc. Common Stock or EquivalentBOOM 12(g) Dynamic Materials Corporation Common Stock or EquivalentDYOLF 12(g) Dynamic Oil & Gas Inc. Common Stock or EquivalentDRCO 12(g) Dynamics Research Corporation Common Stock or EquivalentDYNT 12(g) Dynatronics Corporation Common Stock or EquivalentDVAX 12(g) Dynavax Technologies Corporation Common Stock or EquivalentECMV 12(g) E Com Ventures, Inc. Common Stock or EquivalentEPNY 12(g) E.piphany, Inc. Common Stock or Equivalent

25


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEEGBN 12(g) Eagle Bancorp, Inc. Common Stock or EquivalentEGLE 12(g) Eagle Bulk Shipping Inc. Common Stock or EquivalentELNK 12(g) EarthLink, Inc. Common Stock or EquivalentEPEN 12(g) East Penn Financial Corporation Common Stock or EquivalentEWBC 12(g) East West Bancorp, Inc. Common Stock or EquivalentEVBS 12(g) Eastern Virginia Bankshares, Inc. Common Stock or EquivalentEASY 12(g) EasyLink Services Corporation Common Stock or EquivalentEBAY 12(g) eBay Inc. Common Stock or EquivalentEBIX 12(g) Ebix Inc Common Stock or EquivalentECBE 12(g) ECB Bancorp Inc Common Stock or EquivalentELON 12(g) Echelon Corporation Common Stock or EquivalentDISH 12(g) EchoStar Communications Corporation Common Stock or EquivalentECIL 12(g) ECI Telecom Ltd. Common Stock or EquivalentECLP 12(g) Eclipsys Corporation Common Stock or EquivalentECLG 12(g) eCollege.com Common Stock or EquivalentECST 12(g) eCOST.com, Inc. Common Stock or EquivalentECTX 12(g) ECtel Ltd. Common Stock or EquivalentEDAP 12(g) EDAP TMS S.A. Common Stock or EquivalentEDEN 12(g) EDEN Bioscience Corporation Common Stock or EquivalentEDGR 12(g) EDGAR Online, Inc. Common Stock or EquivalentEPEX 12(g) Edge Petroleum Corporation Common Stock or EquivalentEDGW 12(g) Edgewater Technology, Inc. Common Stock or EquivalentDIET 12(g) eDiets.com, Inc. Common Stock or EquivalentEEEE 12(g) Educate, Inc. Common Stock or EquivalentEDMC 12(g) Education Management Corporation Common Stock or EquivalentEDUC 12(g) Educational Development Corporation Common Stock or EquivalentEFJI 12(g) EFJ Inc Common Stock or EquivalentEAGL 12(g) EGL, Inc. Common Stock or EquivalentEIDSY 12(g) Eidos plc Common Stock or EquivalentELAM 12(g) Elamex S.A. de C.V. Common Stock or EquivalentELANZ 12(g) Elan Corporation, plc WarrantEMITF 12(g) Elbit Medical Imaging Ltd. Common Stock or EquivalentESLT 12(g) Elbit Systems Ltd. Common Stock or EquivalentEEEI 12(g) Electro Energy Inc. Common Stock or EquivalentELRC 12(g) Electro Rent Corporation Common Stock or EquivalentESIO 12(g) Electro Scientific Industries, Inc. Common Stock or EquivalentEGLS 12(g) Electroglas, Inc. Common Stock or EquivalentERTS 12(g) Electronic Arts Inc. Common Stock or EquivalentECHO 12(g) Electronic Clearing House, Inc. Common Stock or Equivalent

26


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEELBO 12(g) Electronics Boutique Holdings Corp. Common Stock or EquivalentEFII 12(g) Electronics for Imaging, Inc. Common Stock or EquivalentMELA 12(g) Electro-Optical Sciences, Inc Common Stock or EquivalentELSE 12(g) Electro-Sensors, Inc. Common Stock or EquivalentRDEN 12(g) Elizabeth Arden, Inc. Common Stock or EquivalentEELN 12(g) E-Loan, Inc. Common Stock or EquivalentLONG 12(g) eLong, Inc. Common Stock or EquivalentELOY 12(g) eLoyalty Corporation Common Stock or EquivalentELRN 12(g) Elron Electronic Industries Ltd. Common Stock or EquivalentELTK 12(g) Eltek Ltd. Common Stock or EquivalentEMAG 12(g) Emageon Inc. Common Stock or EquivalentEMAK 12(g) EMAK Worldwide, Inc. Common Stock or EquivalentEMBT 12(g) Embarcadero Technologies, Inc. Common Stock or EquivalentEMBX 12(g) Embrex, Inc. Common Stock or EquivalentEMCI 12(g) EMC Insurance Group, Inc. Common Stock or EquivalentEMKR 12(g) EMCORE Corporation Common Stock or EquivalentEMRG 12(g) eMerge Interactive, Inc. Common Stock or EquivalentEMIS 12(g) Emisphere Technologies, Inc. Common Stock or EquivalentEMMS 12(g) Emmis Communications Corporation Common Stock or EquivalentEMMSP 12(g) Emmis Communications Corporation Preferred StockELMG 12(g) EMS Technologies, Inc. Common Stock or EquivalentENPT 12(g) En Pointe Technologies, Inc. Common Stock or EquivalentECPG 12(g) Encore Capital Group Inc Common Stock or EquivalentENMC 12(g) Encore Medical Corporation Common Stock or EquivalentWIRE 12(g) Encore Wire Corporation Common Stock or EquivalentENCY 12(g) Encysive Pharmaceuticals Inc Common Stock or EquivalentELGX 12(g) Endologix Inc Common Stock or EquivalentENWV 12(g) Endwave Corporation Common Stock or EquivalentENER 12(g) Energy Conversion Devices, Inc. Common Stock or EquivalentEWST 12(g) Energy West, Inc. Common Stock or EquivalentENSI 12(g) EnergySouth, Inc. Common Stock or EquivalentEASI 12(g) Engineered Support Systems, Inc. Common Stock or EquivalentNPTH 12(g) Enpath Medical, Inc. Common Stock or EquivalentESGR 12(g) Enstar Group Inc Common Stock or EquivalentENTG 12(g) Entegris, Inc. Common Stock or EquivalentEBTC 12(g) Enterprise Bancorp Inc Common Stock or EquivalentEFSC 12(g) Enterprise Financial Services Corporation Common Stock or EquivalentEENC 12(g) Enterra Energy Trust Common Stock or EquivalentENMD 12(g) EntreMed, Inc. Common Stock or Equivalent

27


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEENTU 12(g) Entrust, Inc. Common Stock or EquivalentECGI 12(g) Envoy Communications Group, Inc. Common Stock or EquivalentENZN 12(g) Enzon Pharmaceuticals, Inc. Common Stock or EquivalentEONC 12(g) eOn Communications Corporation Common Stock or EquivalentEPMD 12(g) EP MedSystems, Inc. Common Stock or EquivalentEPIK 12(g) Epic Bancorp Common Stock or EquivalentEPIC 12(g) Epicor Software Corporation Common Stock or EquivalentEPMN 12(g) Epimmune, Inc. Common Stock or EquivalentEPIQ 12(g) EPIQ Systems, Inc. Common Stock or EquivalentEPIX 12(g) EPIX Pharmaceuticals, Inc. Common Stock or EquivalentPLUS 12(g) ePlus Inc. Common Stock or EquivalentEQIX 12(g) Equinix, Inc. Common Stock or EquivalentEQTX 12(g) Equitex, Inc. Common Stock or EquivalentERES 12(g) eResearch Technology Inc. Common Stock or EquivalentERIE 12(g) Erie Indemnity Company Common Stock or EquivalentESBF 12(g) ESB Financial Corporation Common Stock or EquivalentESCA 12(g) Escalade, Incorporated Common Stock or EquivalentESMC 12(g) Escalon Medical Corp. Common Stock or EquivalentESCH 12(g) Eschelon Telecom, Inc. Common Stock or EquivalentESPD 12(g) eSpeed, Inc. Common Stock or EquivalentESST 12(g) ESS Technology, Inc Common Stock or EquivalentKEYW 12(g) Essex Corp Common Stock or EquivalentCLWT 12(g) Euro Tech Holdings Company Limited Common Stock or EquivalentEUBK 12(g) EuroBancshares, Inc. Common Stock or EquivalentEEFT 12(g) Euronet Worldwide, Inc. Common Stock or EquivalentEURO 12(g) EuroTrust A/S Common Stock or EquivalentEVVV 12(g) ev3 Inc. Common Stock or EquivalentESCC 12(g) Evans & Sutherland Computer Corporation Common Stock or EquivalentEVBN 12(g) Evans Bancorp, Inc. Common Stock or EquivalentEVCI 12(g) EVCI Career Colleges Holding Corp. Common Stock or EquivalentESLR 12(g) Evergreen Solar, Inc. Common Stock or EquivalentEVST 12(g) Everlast Worldwide Inc. Common Stock or EquivalentEVOL 12(g) Evolving Systems, Inc. Common Stock or EquivalentEXAS 12(g) EXACT Sciences Corporation Common Stock or EquivalentEXAC 12(g) Exactech, Inc. Common Stock or EquivalentEXAR 12(g) Exar Corporation Common Stock or EquivalentXLTC 12(g) Excel Technology, Inc. Common Stock or EquivalentLRNS 12(g) Excelligence Learning Corporation Common Stock or EquivalentEXJF 12(g) Exchange National Bancshares, Inc. Common Stock or Equivalent

28


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEEXEL 12(g) Exelixis, Inc. Common Stock or EquivalentEXFO 12(g) EXFO Electro-Optical Engineering Common Stock or EquivalentXIDEW 12(g) Exide Technologies WarrantXIDE 12(g) Exide Technologies Common Stock or EquivalentEXPE 12(g) Expedia, Inc. Common Stock or EquivalentEXPEW 12(g) Expedia, Inc. WarrantEXPEZ 12(g) Expedia, Inc. WarrantEXPD 12(g) Expeditors International of Washington, Inc. Common Stock or EquivalentEXPO 12(g) Exponent, Inc. Common Stock or EquivalentESRX 12(g) Express Scripts, Inc. Common Stock or EquivalentXTND 12(g) Extended Systems Incorporated Common Stock or EquivalentEXTR 12(g) Extreme Networks, Inc. Common Stock or EquivalentEYET 12(g) Eyetech Pharmaceuticals, Inc. Common Stock or EquivalentEZPW 12(g) EZCORP, Inc. Common Stock or EquivalentEZEM 12(g) E-Z-EM, Inc. Common Stock or EquivalentFFIV 12(g) F5 Networks, Inc. Common Stock or EquivalentFCPO 12(g) Factory Card & Party Outlet Corporation Common Stock or EquivalentFALC 12(g) FalconStor Software, Inc. Common Stock or EquivalentDAVE 12(g) Famous Dave's of America, Inc. Common Stock or EquivalentFRGO 12(g) Fargo Electronics, Inc. Common Stock or EquivalentFARM 12(g) Farmer Brothers Company Common Stock or EquivalentFFKT 12(g) Farmers Capital Bank Corporation Common Stock or EquivalentFARO 12(g) FARO Technologies, Inc. Common Stock or EquivalentFSTC 12(g) Fastclick, Inc. Common Stock or EquivalentFAST 12(g) Fastenal Company Common Stock or EquivalentFBSS 12(g) Fauquier Bankshares, Inc. Common Stock or EquivalentFVRL 12(g) Favrille, Inc. Common Stock or EquivalentFTHR 12(g) Featherlite, Inc. Common Stock or EquivalentFFCO 12(g) FedFirst Financial Corporation Common Stock or EquivalentFEIC 12(g) FEI Company Common Stock or EquivalentFFDF 12(g) FFD Financial Corporation Common Stock or EquivalentFTGX 12(g) Fibernet Telecom Group, Inc. Common Stock or EquivalentFBST 12(g) Fiberstars, Inc. Common Stock or EquivalentFSBI 12(g) Fidelity Bancorp, Inc. Common Stock or EquivalentFFFL 12(g) Fidelity Bankshares, Inc. Common Stock or EquivalentLION 12(g) Fidelity Southern Corporation Common Stock or EquivalentFICC 12(g) Fieldstone Investment Corporation Common Stock or EquivalentFITB 12(g) Fifth Third Bancorp Common Stock or EquivalentFILE 12(g) FileNet Corporation Common Stock or Equivalent

29


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEFISI 12(g) Financial Institutions, Inc. Common Stock or EquivalentFNSR 12(g) Finisar Corporation Common Stock or EquivalentFINL 12(g) Finish Line, Inc. (The) Common Stock or EquivalentFNLY 12(g) Finlay Enterprises, Inc. Common Stock or EquivalentFADV 12(g) First Advantage Corporation Common Stock or EquivalentFACT 12(g) First Albany Companies, Inc. Common Stock or EquivalentFRNS 12(g) First Avenue Networks, Inc. Common Stock or EquivalentFAVS 12(g) First Aviation Services, Inc. Common Stock or EquivalentFBNC 12(g) First Bancorp Common Stock or EquivalentFBEI 12(g) First Bancorp of Indiana, Inc. Common Stock or EquivalentFBSI 12(g) First Bancshares, Inc. Common Stock or EquivalentFBTC 12(g) First BancTrust Corporation Common Stock or EquivalentFBNKN 12(g) First Banks, Inc. Other SecuritiesFBNKM 12(g) First Banks, Inc. Other SecuritiesBUSEP 12(g) First Busey Corporation Other SecuritiesBUSE 12(g) First Busey Corporation Common Stock or EquivalentFCAP 12(g) First Capital, Inc. Common Stock or EquivalentFCFS 12(g) First Cash Financial Services, Inc. Common Stock or EquivalentFCTR 12(g) First Charter Corporation Common Stock or EquivalentFCZA 12(g) First Citizens Banc Corp. Common Stock or EquivalentFCNCA 12(g) First Citizens BancShares, Inc. Common Stock or EquivalentFCBP 12(g) First Community Bancorp Common Stock or EquivalentFCBC 12(g) First Community Bancshares, Inc. Common Stock or EquivalentFCFL 12(g) First Community Bank Corporation of America (FL) Common Stock or EquivalentFCCO 12(g) First Community Corporation Common Stock or EquivalentFCGI 12(g) First Consulting Group, Inc. Common Stock or EquivalentFDEF 12(g) First Defiance Financial Corp. Common Stock or EquivalentFFSW 12(g) First Federal Banc of the Southwest, Inc. Common Stock or EquivalentFFBH 12(g) First Federal Bancshares of Arkansas, Inc. Common Stock or EquivalentFFBI 12(g) First Federal Bancshares, Inc. Common Stock or EquivalentFFSX 12(g) First Federal Bankshares, Inc. Common Stock or EquivalentFFFS 12(g) First Federal Financial Services, Inc. Common Stock or EquivalentFFNM 12(g) First Federal of Northern Michigan Bancorp, Inc. Common Stock or EquivalentFFBC 12(g) First Financial Bancorp. Common Stock or EquivalentFFIN 12(g) First Financial Bankshares, Inc. Common Stock or EquivalentTHFF 12(g) First Financial Corporation Indiana Common Stock or EquivalentFFCH 12(g) First Financial Holdings, Inc. Common Stock or EquivalentFFKY 12(g) First Financial Service Corporation Common Stock or EquivalentFFHS 12(g) First Franklin Corporation Common Stock or Equivalent

30


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEFHRX 12(g) First Horizon Pharmaceutical Corporation Common Stock or EquivalentFINB 12(g) First Indiana Corporation Common Stock or EquivalentFKFS 12(g) First Keystone Financial, Inc. Common Stock or EquivalentFMFC 12(g) First M & F Corporation Common Stock or EquivalentFMAR 12(g) First Mariner Bancorp Common Stock or EquivalentFRMEP 12(g) First Merchants Corporation Other SecuritiesFRME 12(g) First Merchants Corporation Common Stock or EquivalentFMBI 12(g) First Midwest Bancorp, Inc. Common Stock or EquivalentFMSB 12(g) First Mutual Bancshares, Inc. Common Stock or EquivalentFBMT 12(g) First National Bancshares, Inc. (FL) Common Stock or EquivalentFNLC 12(g) First National Lincoln Corporation Common Stock or EquivalentFNFG 12(g) First Niagara Financial Group Inc. Common Stock or EquivalentFNFI 12(g) First Niles Financial, Inc. Common Stock or EquivalentFOBB 12(g) First Oak Brook Bancshares, Inc. Common Stock or EquivalentFLIC 12(g) First of Long Island Corporation (The) Common Stock or EquivalentFPTB 12(g) First PacTrust Bancorp, Inc. Common Stock or EquivalentFPFC 12(g) First Place Financial Corp. Common Stock or EquivalentFRGB 12(g) First Regional Bancorp Common Stock or EquivalentFRCCP 12(g) First Republic Preferred Capital Corporation Preferred StockFRCCO 12(g) First Republic Preferred Capital Corporation Preferred StockFSBK 12(g) First South Bancorp Inc Common Stock or EquivalentFSNM 12(g) First State Bancorporation Common Stock or EquivalentFSTF 12(g) First State Financial Corporation Common Stock or EquivalentFUNC 12(g) First United Corporation Common Stock or EquivalentFBMI 12(g) Firstbank Corporation Common Stock or EquivalentFBNW 12(g) FirstBank NW Corp. Common Stock or EquivalentFCFC 12(g) FirstCity Financial Corporation Common Stock or EquivalentFFDB 12(g) FirstFed Bancorp, Inc. Common Stock or EquivalentFMER 12(g) FirstMerit Corporation Common Stock or EquivalentFSRV 12(g) FirstService Corporation Common Stock or EquivalentFSTW 12(g) Firstwave Technologies Inc. Common Stock or EquivalentFISV 12(g) Fiserv, Inc. Common Stock or EquivalentFSCI 12(g) Fisher Communications, Inc. Common Stock or EquivalentFLAG 12(g) FLAG Financial Corporation Common Stock or EquivalentFLML 12(g) Flamel Technologies S.A. Common Stock or EquivalentFLDR 12(g) Flanders Corporation Common Stock or EquivalentFLXS 12(g) Flexsteel Industries, Inc. Common Stock or EquivalentFLEX 12(g) Flextronics International Ltd. Common Stock or EquivalentFLIR 12(g) FLIR Systems, Inc. Common Stock or Equivalent

31


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEFLOW 12(g) Flow International Corporation Common Stock or EquivalentFFIC 12(g) Flushing Financial Corporation Common Stock or EquivalentFLYI 12(g) FLYi, Inc. Common Stock or EquivalentFMCO 12(g) FMS Financial Corporation Common Stock or EquivalentFNBN 12(g) FNB Corp. Common Stock or EquivalentFNBP 12(g) FNB Corporation Common Stock or EquivalentFNBF 12(g) FNB Financial Services Corporation Common Stock or EquivalentFMXI 12(g) Foamex International, Inc. Common Stock or EquivalentFCSE 12(g) FOCUS Enhancements, Inc. Common Stock or EquivalentFMCN 12(g) Focus Media Holding Limited Common Stock or EquivalentFONR 12(g) Fonar Corporation Common Stock or EquivalentVIFL 12(g) Food Technology Service, Inc. Common Stock or EquivalentFOOT 12(g) Foothill Independent Bancorp Common Stock or EquivalentFMTI 12(g) Forbes Medi-Tech Inc. Common Stock or EquivalentFORG 12(g) Forgent Networks Inc Common Stock or EquivalentFORM 12(g) FormFactor, Inc. Common Stock or EquivalentFORTY 12(g) Formula Systems (1985) Ltd. Common Stock or EquivalentFORR 12(g) Forrester Research, Inc. Common Stock or EquivalentFWRD 12(g) Forward Air Corporation Common Stock or EquivalentFORD 12(g) Forward Industries, Inc. Common Stock or EquivalentFOSL 12(g) Fossil, Inc. Common Stock or EquivalentFWLTZ 12(g) Foster Wheeler Ltd. WarrantFWLT 12(g) Foster Wheeler Ltd. Common Stock or EquivalentFWLTW 12(g) Foster Wheeler Ltd. WarrantFDRY 12(g) Foundry Networks, Inc. Common Stock or EquivalentFOXX 12(g) Fox & Hound Restaurant Group Common Stock or EquivalentFOXH 12(g) FoxHollow Technologies, Inc. Common Stock or EquivalentFPBI 12(g) FPB Bancorp, Inc. Common Stock or EquivalentFPIC 12(g) FPIC Insurance Group, Inc. Common Stock or EquivalentFBTX 12(g) Franklin Bank Corp. Common Stock or EquivalentFCMC 12(g) Franklin Credit Management Corp Common Stock or EquivalentFELE 12(g) Franklin Electric Co., Inc. Common Stock or EquivalentFRED 12(g) Fred's, Inc. Common Stock or EquivalentRAIL 12(g) FreightCar America, Inc. Common Stock or EquivalentFRSH 12(g) Fresh Brands, Inc. Common Stock or EquivalentFRNT 12(g) Frontier Airlines, Inc. Common Stock or EquivalentFTBK 12(g) Frontier Financial Corporation Common Stock or EquivalentFFEX 12(g) Frozen Food Express Industries, Inc. Common Stock or EquivalentFSII 12(g) FSI International, Inc. Common Stock or Equivalent

32


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEFCEL 12(g) FuelCell Energy, Inc. Common Stock or EquivalentFTEK 12(g) Fuel-Tech, N.V. Common Stock or EquivalentFULT 12(g) Fulton Financial Corporation Common Stock or EquivalentFNDT 12(g) Fundtech Ltd. Common Stock or EquivalentFMDAY 12(g) Futuremedia Public Limited Company Common Stock or EquivalentFXEN 12(g) FX Energy, Inc. Common Stock or EquivalentGKSRA 12(g) G&K Services, Inc. Common Stock or EquivalentWILCF 12(g) G. Willi-Food International, Ltd. Common Stock or EquivalentGAIA 12(g) Gaiam, Inc. Common Stock or EquivalentHIST 12(g) Gallery of History, Inc. Common Stock or EquivalentGMTC 12(g) GameTech International, Inc. Common Stock or EquivalentGPIC 12(g) Gaming Partners International Corporation Common Stock or EquivalentGMTN 12(g) Gander Mountain Company Common Stock or EquivalentGRMN 12(g) Garmin Ltd. Common Stock or EquivalentGBTS 12(g) Gateway Financial Holdings, Inc. Common Stock or EquivalentGBTB 12(g) GB&T Bancshares Common Stock or EquivalentGEAC 12(g) Geac Computer Corporation Ltd Common Stock or EquivalentGEHL 12(g) Gehl Company Common Stock or EquivalentGEMP 12(g) Gemplus International S.A. Common Stock or EquivalentGMST 12(g) Gemstar-TV Guide International Inc. Common Stock or EquivalentGENR 12(g) Genaera Corporation Common Stock or EquivalentGNSC 12(g) Genaissance Pharmaceuticals, Inc. Common Stock or EquivalentGSTL 12(g) Genco Shipping & Trading Limited Common Stock or EquivalentGLGC 12(g) Gene Logic Inc. Common Stock or EquivalentGNLB 12(g) Genelabs Technologies, Inc. Common Stock or EquivalentGBND 12(g) General Binding Corporation Common Stock or EquivalentGNCMA 12(g) General Communication, Inc. Common Stock or EquivalentGNBT 12(g) Generex Biotechnology Corporation Common Stock or EquivalentGHCI 12(g) Genesis HealthCare Corporation Common Stock or EquivalentGNSS 12(g) Genesis Microchip Inc. Common Stock or EquivalentGNSY 12(g) Genesys S.A. Common Stock or EquivalentGTOP 12(g) Genitope Corporation Common Stock or EquivalentGLYT 12(g) Genlyte Group Incorporated (The) Common Stock or EquivalentGPRO 12(g) Gen-Probe Incorporated Common Stock or EquivalentGNTA 12(g) Genta Incorporated Common Stock or EquivalentGETI 12(g) GenTek, Inc. New Common Stock or EquivalentGNTX 12(g) Gentex Corporation Common Stock or EquivalentGTIV 12(g) Gentiva Health Services, Inc. Common Stock or EquivalentGNVC 12(g) GenVec, Inc. Common Stock or Equivalent

33


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEGENZ 12(g) Genzyme Corporation Common Stock or EquivalentGEOI 12(g) GeoResources, Inc. Common Stock or EquivalentGABC 12(g) German American Bancorp Common Stock or EquivalentGERN 12(g) Geron Corporation Common Stock or EquivalentGVHR 12(g) Gevity HR, Inc. Common Stock or EquivalentGFIG 12(g) GFI Group Inc. Common Stock or EquivalentROCK 12(g) Gibraltar Industries, Inc. Common Stock or EquivalentGIGM 12(g) GigaMedia Limited Common Stock or EquivalentGIGA 12(g) Giga-tronics Incorporated Common Stock or EquivalentGIII 12(g) G-III Apparel Group, LTD. Common Stock or EquivalentGILTF 12(g) Gilat Satellite Networks Ltd. Common Stock or EquivalentGILD 12(g) Gilead Sciences, Inc. Common Stock or EquivalentGIVN 12(g) Given Imaging Ltd. Common Stock or EquivalentGBCIP 12(g) Glacier Bancorp, Inc. Other SecuritiesGBCI 12(g) Glacier Bancorp, Inc. Common Stock or EquivalentGLAD 12(g) Gladstone Capital Corporation Common Stock or EquivalentGOOD 12(g) Gladstone Commercial Corporation Common Stock or EquivalentGAIN 12(g) Gladstone Investment Corporation Common Stock or EquivalentGLBZ 12(g) Glen Burnie Bancorp Common Stock or EquivalentGEMS 12(g) Glenayre Technologies, Inc. Common Stock or EquivalentGLBC 12(g) Global Crossing Ltd. Common Stock or EquivalentGEPT 12(g) Global ePoint, Inc. Common Stock or EquivalentGISX 12(g) Global Imaging Systems, Inc. Common Stock or EquivalentGLBL 12(g) Global Industries, Ltd. Common Stock or EquivalentGPTX 12(g) Global Payment Technologies, Inc. Common Stock or EquivalentGSOL 12(g) Global Sources Ltd. Common Stock or EquivalentGCOM 12(g) Globecomm Systems Inc. Common Stock or EquivalentGLOW 12(g) Glowpoint, Inc. Common Stock or EquivalentGLGS 12(g) GlycoGenesys Inc. Common Stock or EquivalentGMXR 12(g) GMX Resources, Inc. Common Stock or EquivalentGMXRW 12(g) GMX Resources, Inc. WarrantGOAM 12(g) GoAmerica, Inc. Common Stock or EquivalentGLNG 12(g) Golar LNG Limited Common Stock or EquivalentGLDB 12(g) Gold Banc Corporation, Inc. Common Stock or EquivalentGKIS 12(g) Gold Kist Inc. Common Stock or EquivalentGLDC 12(g) Golden Enterprises, Inc. Common Stock or EquivalentGLDN 12(g) Golden Telecom, Inc. Common Stock or EquivalentGGXY 12(g) Golf Galaxy, Inc. Common Stock or EquivalentGTIM 12(g) Good Times Restaurants Inc. Common Stock or Equivalent

34


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEGDPAP 12(g) Goodrich Petroleum Corporation Preferred StockGDYS 12(g) Goody's Family Clothing, Inc. Common Stock or EquivalentGOOG 12(g) Google Inc. Common Stock or EquivalentGRIC 12(g) GoRemote Internet Communications, Inc. Common Stock or EquivalentGPCB 12(g) Gpc Biotech Ag Common Stock or EquivalentGRIN 12(g) Grand Toys International, Inc. Common Stock or EquivalentGCFB 12(g) Granite City Food & Brewery Ltd. Common Stock or EquivalentGCFBW 12(g) Granite City Food & Brewery Ltd. WarrantGCFBU 12(g) Granite City Food & Brewery Ltd. UnitGRVY 12(g) GRAVITY Co., Ltd. Common Stock or EquivalentPEDE 12(g) Great Pee Dee Bancorp, Inc. Common Stock or EquivalentGSBC 12(g) Great Southern Bancorp, Inc. Common Stock or EquivalentGSBCP 12(g) Great Southern Bancorp, Inc. Other SecuritiesWOLF 12(g) Great Wolf Resorts, Inc. Common Stock or EquivalentGAFC 12(g) Greater Atlantic Financial Corporation Common Stock or EquivalentGBBKO 12(g) Greater Bay Bancorp Other SecuritiesGBBK 12(g) Greater Bay Bancorp Common Stock or EquivalentGFLSO 12(g) Greater Community Bancorp Other SecuritiesGFLS 12(g) Greater Community Bancorp Common Stock or EquivalentGMCR 12(g) Green Mountain Coffee Roasters, Inc. Common Stock or EquivalentGCBC 12(g) Greene County Bancorp, Inc. Common Stock or EquivalentGCBS 12(g) Greene County Bancshares, Inc. Common Stock or EquivalentSRVY 12(g) Greenfield Online, Inc. Common Stock or EquivalentGVBK 12(g) Greenville First Bancshares Inc. Common Stock or EquivalentGRIF 12(g) Griffin Land & Nurseries, Inc. Common Stock or EquivalentGRIL 12(g) Grill Concepts Inc. Common Stock or EquivalentGGAL 12(g) Grupo Financiero Galicia S.A. Common Stock or EquivalentGSLA 12(g) GS Financial Corp. Common Stock or EquivalentGSIC 12(g) GSI Commerce, Inc. Common Stock or EquivalentGSIG 12(g) GSI Group, Inc. Common Stock or EquivalentGTCB 12(g) GTC Biotherapeutics Inc Common Stock or EquivalentGTSI 12(g) GTSI Corp. Common Stock or EquivalentGTXI 12(g) GTx, Inc. Common Stock or EquivalentGNTY 12(g) Guaranty Bancshares, Inc. Common Stock or EquivalentGFED 12(g) Guaranty Federal Bancshares, Inc. Common Stock or EquivalentGLFD 12(g) Guilford Pharmaceuticals Inc. Common Stock or EquivalentGTRC 12(g) Guitar Center, Inc. Common Stock or EquivalentGIFI 12(g) Gulf Island Fabrication, Inc. Common Stock or EquivalentGMRK 12(g) GulfMark Offshore, Inc. Common Stock or Equivalent

35


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEANSW 12(g) GuruNet Corporation Common Stock or EquivalentGYMB 12(g) Gymboree Corporation (The) Common Stock or EquivalentGYRO 12(g) Gyrodyne Company of America, Inc. Common Stock or EquivalentHABC 12(g) Habersham Bancorp Common Stock or EquivalentHGGR 12(g) Haggar Corp. Common Stock or EquivalentHAIN 12(g) Hain Celestial Group, Inc. (The) Common Stock or EquivalentHAMP 12(g) Hampshire Group, Limited Common Stock or EquivalentHANA 12(g) hanarotelecom incorporated Common Stock or EquivalentHBHC 12(g) Hancock Holding Company Common Stock or EquivalentHAFC 12(g) Hanmi Financial Corporation Common Stock or EquivalentHANS 12(g) Hansen Natural Corporation Common Stock or EquivalentHARB 12(g) Harbor Florida Bancshares Inc Common Stock or EquivalentHDNG 12(g) Hardinge, Inc. Common Stock or EquivalentHGIC 12(g) Harleysville Group Inc. Common Stock or EquivalentHNBC 12(g) Harleysville National Corporation Common Stock or EquivalentHARL 12(g) Harleysville Savings Bank Common Stock or EquivalentHLIT 12(g) Harmonic Inc. Common Stock or EquivalentHWFG 12(g) Harrington West Financial Group, Inc. Common Stock or EquivalentTINY 12(g) Harris & Harris Group, Inc. Common Stock or EquivalentHPOL 12(g) Harris Interactive, Inc. Common Stock or EquivalentHBIO 12(g) Harvard Bioscience, Inc. Common Stock or EquivalentHRVE 12(g) Harvey Electronics, Inc. Common Stock or EquivalentHAST 12(g) Hastings Entertainment, Inc. Common Stock or EquivalentHAUP 12(g) Hauppauge Digital, Inc. Common Stock or EquivalentHAVS 12(g) Havas Common Stock or EquivalentHWKN 12(g) Hawkins, Inc. Common Stock or EquivalentHAYZ 12(g) Hayes Lemmerz International, Inc. New Common Stock or EquivalentHGRD 12(g) Health Grades, Inc. Common Stock or EquivalentHAXS 12(g) HealthAxis Inc. Common Stock or EquivalentHCSG 12(g) Healthcare Services Group, Inc. Common Stock or EquivalentHCTL 12(g) Healthcare Technologies Ltd. Common Stock or EquivalentHLEX 12(g) HealthExtras, Inc. Common Stock or EquivalentHSTM 12(g) HealthStream, Inc. Common Stock or EquivalentHTRN 12(g) HealthTronics, Inc. Common Stock or EquivalentHTLD 12(g) Heartland Express, Inc. Common Stock or EquivalentHTLF 12(g) Heartland Financial USA, Inc. Common Stock or EquivalentHEII 12(g) HEI, Inc. Common Stock or EquivalentHSII 12(g) Heidrick & Struggles International, Inc. Common Stock or EquivalentHELE 12(g) Helen of Troy Limited Common Stock or Equivalent

36


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEHELX 12(g) Helix Technology Corporation Common Stock or EquivalentHMSL 12(g) Hemosol Corp. Common Stock or EquivalentHSIC 12(g) Henry Schein, Inc. Common Stock or EquivalentHTGC 12(g) Hercules Technology Growth Capital, Inc. Common Stock or EquivalentHTBK 12(g) Heritage Commerce Corp Common Stock or EquivalentHFWA 12(g) Heritage Financial Corporation Common Stock or EquivalentHBOS 12(g) Heritage Financial Group Common Stock or EquivalentHEOP 12(g) Heritage Oaks Bancorp (CA) Common Stock or EquivalentHRLY 12(g) Herley Industries, Inc. Common Stock or EquivalentMLHR 12(g) Herman Miller, Inc. Common Stock or EquivalentHSKA 12(g) Heska Corporation Common Stock or EquivalentHFFC 12(g) HF Financial Corp. Common Stock or EquivalentHIFN 12(g) hi/fn, inc. Common Stock or EquivalentHIBB 12(g) Hibbett Sporting Goods, Inc. Common Stock or EquivalentCBSAN 12(g) Hibernia Corporation Other SecuritiesHTCO 12(g) Hickory Tech Corporation Common Stock or EquivalentHIHO 12(g) Highway Holdings Limited Common Stock or EquivalentHLND 12(g) Hiland Partners, LP Limited PartnershipHORT 12(g) Hines Horticulture, Inc. Common Stock or EquivalentHRSH 12(g) Hirsch International Corp. Common Stock or EquivalentHITK 12(g) Hi-Tech Pharmacal Co., Inc. Common Stock or EquivalentHITT 12(g) Hittite Microwave Corporation Common Stock or EquivalentHMNF 12(g) HMN Financial, Inc. Common Stock or EquivalentHMSY 12(g) HMS Holdings Corp Common Stock or EquivalentHOKU 12(g) Hoku Scientific, Inc. Common Stock or EquivalentHEPH 12(g) Hollis-Eden Pharmaceuticals, Inc. Common Stock or EquivalentHOLL 12(g) Hollywood Media Corp. Common Stock or EquivalentHOLX 12(g) Hologic, Inc. Common Stock or EquivalentHCFC 12(g) Home City Financial Corporation Common Stock or EquivalentHOMF 12(g) Home Federal Bancorp Common Stock or EquivalentHOME 12(g) Home Federal Bancorp, Inc. Common Stock or EquivalentHLFC 12(g) Home Loan Financial Corporation Common Stock or EquivalentHOMS 12(g) HomeStore Inc. Common Stock or EquivalentHOFT 12(g) Hooker Furniture Corporation Common Stock or EquivalentHFBC 12(g) HopFed Bancorp, Inc. Common Stock or EquivalentHBNC 12(g) Horizon Bancorp (IN) Common Stock or EquivalentHRZB 12(g) Horizon Financial Corp. Common Stock or EquivalentHORC 12(g) Horizon Health Corporation Common Stock or EquivalentCAFEW 12(g) Host America Corporation Warrant

37


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPECAFE 12(g) Host America Corporation Common Stock or EquivalentHOTT 12(g) Hot Topic, Inc. Common Stock or EquivalentSOLD 12(g) HouseValues, Inc. Common Stock or EquivalentHOVNP 12(g) Hovnanian Enterprises Inc Depository ReceiptHUBG 12(g) Hub Group, Inc. Common Stock or EquivalentHCBK 12(g) Hudson City Bancorp, Inc. Common Stock or EquivalentHHGP 12(g) Hudson Highland Group, Inc. Common Stock or EquivalentHDSN 12(g) Hudson Technologies, Inc. Common Stock or EquivalentHGSI 12(g) Human Genome Sciences, Inc. Common Stock or EquivalentHUMC 12(g) Hummingbird Ltd Common Stock or EquivalentHBAN 12(g) Huntington Bancshares Incorporated Common Stock or EquivalentHPCCP 12(g) Huntington Preferred Capital, Inc. Preferred StockHURC 12(g) Hurco Companies, Inc. Common Stock or EquivalentHURN 12(g) Huron Consulting Group Inc. Common Stock or EquivalentHRAY 12(g) Hurray! Holding Co., Ltd. Common Stock or EquivalentHTCH 12(g) Hutchinson Technology Incorporated Common Stock or EquivalentHYDL 12(g) Hydril Common Stock or EquivalentHYGS 12(g) Hydrogenics Corporation Common Stock or EquivalentHYSL 12(g) Hyperion Solutions Corporation Common Stock or EquivalentHYTM 12(g) Hythiam, Inc. Common Stock or EquivalentITWO 12(g) i2 Technologies, Inc. Common Stock or EquivalentIACID 12(g) IAC/InterActiveCorp Common Stock or EquivalentIACIZ 12(g) IAC/InterActiveCorp WarrantIACIW 12(g) IAC/InterActiveCorp WarrantIBKC 12(g) IBERIABANK Corporation Common Stock or EquivalentIBIS 12(g) Ibis Technology Corporation Common Stock or EquivalentICAB 12(g) i-CABLE Communications Limited Common Stock or EquivalentICAD 12(g) icad inc. Common Stock or EquivalentICGN 12(g) Icagen, Inc. Common Stock or EquivalentICOC 12(g) ICO, Inc. Common Stock or EquivalentICOCZ 12(g) ICO, Inc. Depository ReceiptICLR 12(g) ICON plc Common Stock or EquivalentICON 12(g) Iconix Brand Group, Inc. Common Stock or EquivalentICDG 12(g) ICOP Digital, Inc. Common Stock or EquivalentICOS 12(g) ICOS Corporation Common Stock or EquivalentIVIS 12(g) ICOS Vision Systems Corporation N.V. Common Stock or EquivalentICTG 12(g) ICT Group, Inc. Common Stock or EquivalentICTS 12(g) ICTS International N.V. Common Stock or EquivalentICUI 12(g) ICU Medical, Inc. Common Stock or Equivalent

38


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEIDBE 12(g) ID Biomedical Corporation Common Stock or EquivalentIDIX 12(g) Idenix Pharmaceuticals, Inc. Common Stock or EquivalentIDXX 12(g) IDEXX Laboratories, Inc. Common Stock or EquivalentIDXC 12(g) IDX Systems Corporation Common Stock or EquivalentIFLO 12(g) I-Flow Corporation Common Stock or EquivalentIGTE 12(g) iGATE Corporation Common Stock or EquivalentIIVI 12(g) II-VI Incorporated Common Stock or EquivalentIKNX 12(g) Ikonics Corporation Common Stock or EquivalentILMN 12(g) Illumina, Inc. Common Stock or EquivalentILOG 12(g) ILOG S.A. Common Stock or EquivalentDISK 12(g) Image Entertainment, Inc. Common Stock or EquivalentISNS 12(g) Image Sensing Systems, Inc. Common Stock or EquivalentIMNY 12(g) I-many, Inc. Common Stock or EquivalentIMAX 12(g) Imax Corporation Common Stock or EquivalentIMCL 12(g) ImClone Systems Incorporated Common Stock or EquivalentIMMR 12(g) Immersion Corporation Common Stock or EquivalentICCC 12(g) ImmuCell Corporation Common Stock or EquivalentBLUD 12(g) Immucor, Inc. Common Stock or EquivalentIMNR 12(g) Immune Response Corporation (The) Common Stock or EquivalentIMNRZ 12(g) Immune Response Corporation (The) WarrantIMMC 12(g) Immunicon Corporation Common Stock or EquivalentIMGN 12(g) ImmunoGen, Inc. Common Stock or EquivalentIMMU 12(g) Immunomedics, Inc. Common Stock or EquivalentIMCO 12(g) IMPCO Technologies, Inc Common Stock or EquivalentIPII 12(g) Imperial Industries, Inc. Common Stock or EquivalentIPSU 12(g) Imperial Sugar Company Common Stock or EquivalentIPSUW 12(g) Imperial Sugar Company WarrantZCOM 12(g) Impreso, Inc. Common Stock or EquivalentIMDC 12(g) Inamed Corporation Common Stock or EquivalentINCY 12(g) Incyte Corporation Common Stock or EquivalentICBC 12(g) Independence Community Bank Corp. Common Stock or EquivalentIFSB 12(g) Independence Federal Savings Bank Common Stock or EquivalentINDBN 12(g) Independent Bank Corp. Other SecuritiesINDB 12(g) Independent Bank Corp. Common Stock or EquivalentINDBM 12(g) Independent Bank Corp. Other SecuritiesIBCPO 12(g) Independent Bank Corporation Other SecuritiesIBCP 12(g) Independent Bank Corporation Common Stock or EquivalentIDEV 12(g) Indevus Pharmaceuticals Inc. Common Stock or EquivalentIINT 12(g) Indus International, Inc. Common Stock or Equivalent

39


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEIDGR 12(g) Industrial Distribution Group, Inc. Common Stock or EquivalentIDSA 12(g) Industrial Services of America, Inc. Common Stock or EquivalentNRGP 12(g) Inergy Holdings, L.P. Limited PartnershipNRGY 12(g) Inergy, L.P. Limited PartnershipIPCC 12(g) Infinity Property and Casualty Corporation Common Stock or EquivalentIFNY 12(g) Infinity, Inc. Common Stock or EquivalentIFOX 12(g) Infocrossing, Inc. Common Stock or EquivalentINFS 12(g) InFocus Corporation Common Stock or EquivalentINOW 12(g) InfoNow Corporation Common Stock or EquivalentINFA 12(g) Informatica Corporation Common Stock or EquivalentINFT 12(g) Inforte Corp. Common Stock or EquivalentINSP 12(g) InfoSpace, Inc. Common Stock or EquivalentINFY 12(g) Infosys Technologies Limited Common Stock or EquivalentIUSA 12(g) infoUSA, Inc. Common Stock or EquivalentIVTA 12(g) InfoVista S.A. Common Stock or EquivalentIMKTA 12(g) Ingles Markets, Incorporated Common Stock or EquivalentINHX 12(g) Inhibitex, Inc. Common Stock or EquivalentINKP 12(g) Inkine Pharmaceutical Company Inc. Common Stock or EquivalentINOD 12(g) Innodata Isogen Inc Common Stock or EquivalentINOC 12(g) Innotrac Corporation Common Stock or EquivalentISSC 12(g) Innovative Solutions and Support, Inc. Common Stock or EquivalentINVX 12(g) Innovex, Inc. Common Stock or EquivalentINNO 12(g) Innovo Group, Inc. Common Stock or EquivalentINPC 12(g) InPhonic, Inc. Common Stock or EquivalentNPLA 12(g) InPlay Technologies, Inc. Common Stock or EquivalentICCI 12(g) Insight Communications Company, Inc. Common Stock or EquivalentNSIT 12(g) Insight Enterprises, Inc. Common Stock or EquivalentIFUL 12(g) Insightful Corporation Common Stock or EquivalentINSG 12(g) Insignia Solutions, plc Common Stock or EquivalentISIG 12(g) Insignia Systems, Inc. Common Stock or EquivalentINSU 12(g) Insituform Technologies, Inc. Common Stock or EquivalentINSM 12(g) Insmed, Inc. Common Stock or EquivalentISPH 12(g) Inspire Pharmaceuticals, Inc. Common Stock or EquivalentIIIN 12(g) Insteel Industries, Inc. Common Stock or EquivalentINGP 12(g) Instinet Group Incorporated Common Stock or EquivalentINSW 12(g) InsWeb Corporation Common Stock or EquivalentINTN 12(g) INTAC International Common Stock or EquivalentIBNK 12(g) Integra Bank Corporation Common Stock or EquivalentIART 12(g) Integra LifeSciences Holdings Corporation Common Stock or Equivalent

40


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEISYS 12(g) Integral Systems, Inc. Common Stock or EquivalentINMD 12(g) IntegraMed America, Inc. Common Stock or EquivalentIASG 12(g) Integrated Alarm Services Group, Inc. Common Stock or EquivalentICST 12(g) Integrated Circuit Systems, Inc. Common Stock or EquivalentIDTI 12(g) Integrated Device Technology, Inc. Common Stock or EquivalentISSI 12(g) Integrated Silicon Solution, Inc. Common Stock or EquivalentIFCB 12(g) Integrity Financial Corporation Common Stock or EquivalentINTC 12(g) Intel Corporation Common Stock or EquivalentINTD 12(g) InteliData Technologies Corporation Common Stock or EquivalentSYNC 12(g) Intellisync Corporation Common Stock or EquivalentIPAR 12(g) Inter Parfums, Inc. Common Stock or EquivalentININ 12(g) Interactive Intelligence, Inc. Common Stock or EquivalentISWI 12(g) Interactive Systems Worldwide Inc. Common Stock or EquivalentINCX 12(g) Interchange Corporation Common Stock or EquivalentIFCJ 12(g) Interchange Financial Services Corporation Common Stock or EquivalentIDCC 12(g) InterDigital Communications Corp. Common Stock or EquivalentIFSIA 12(g) Interface, Inc. Common Stock or EquivalentINGR 12(g) Intergraph Corporation Common Stock or EquivalentINLD 12(g) Interland, Inc. Common Stock or EquivalentLINK 12(g) Interlink Electronics Common Stock or EquivalentIMGC 12(g) Intermagnetics General Corporation Common Stock or EquivalentITMN 12(g) InterMune, Inc. Common Stock or EquivalentIAAC 12(g) International Assets Holding Corporation Common Stock or EquivalentLFINP 12(g) International Bancshares Corporation Other SecuritiesIBOC 12(g) International Bancshares Corporation Common Stock or EquivalentIDWK 12(g) International DisplayWorks Inc Common Stock or EquivalentISCA 12(g) International Speedway Corporation Common Stock or EquivalentICGE 12(g) Internet Capital Group, Inc. Common Stock or EquivalentICCA 12(g) Internet Commerce Corp. Common Stock or EquivalentIGLD 12(g) Internet Gold Golden Lines Ltd. Common Stock or EquivalentIIJI 12(g) Internet Initiative Japan, Inc. Common Stock or EquivalentISSX 12(g) Internet Security Systems Inc Common Stock or EquivalentINPH 12(g) Interphase Corporation Common Stock or EquivalentINTX 12(g) Intersections, Inc. Common Stock or EquivalentISIL 12(g) Intersil Corporation Common Stock or EquivalentINTL 12(g) Inter-Tel, Incorporated Common Stock or EquivalentIBCA 12(g) Intervest Bancshares Corp. Common Stock or EquivalentIVII 12(g) Intervideo, Inc. Common Stock or EquivalentINTV 12(g) InterVoice Inc. Common Stock or Equivalent

41


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEIWOV 12(g) Interwoven, Inc. Common Stock or EquivalentINTT 12(g) inTest Corporation Common Stock or EquivalentIVAC 12(g) Intevac, Inc. Common Stock or EquivalentIBPI 12(g) IntraBiotics Pharmaceuticals, Inc. Common Stock or EquivalentTRDO 12(g) Intrado Inc. Common Stock or EquivalentILSE 12(g) IntraLase Corp. Common Stock or EquivalentITRA 12(g) Intraware, Inc. Common Stock or EquivalentINGN 12(g) Introgen Therapeutics, Inc. Common Stock or EquivalentINTZ 12(g) Intrusion Inc. Common Stock or EquivalentINTU 12(g) Intuit Inc. Common Stock or EquivalentISRG 12(g) Intuitive Surgical, Inc. Common Stock or EquivalentIFIN 12(g) Investors Financial Services Corp. Common Stock or EquivalentIRETP 12(g) Investors Real Estate Trust Preferred StockIRETS 12(g) Investors Real Estate Trust Common Stock or EquivalentITIC 12(g) Investors Title Company Common Stock or EquivalentIVGN 12(g) Invitrogen Corporation Common Stock or EquivalentIONA 12(g) IONA Technologies PLC Common Stock or EquivalentIOTN 12(g) Ionatron, Inc. Common Stock or EquivalentIPAS 12(g) iPass Inc. Common Stock or EquivalentIPMT 12(g) iPayment, Inc. Common Stock or EquivalentIPCR 12(g) IPC Holdings, Limited Common Stock or EquivalentIPIX 12(g) IPIX Corporation Common Stock or EquivalentIRIX 12(g) IRIDEX Corporation Common Stock or EquivalentIRIS 12(g) IRIS International, Inc. Common Stock or EquivalentISIS 12(g) Isis Pharmaceuticals, Inc. Common Stock or EquivalentISLE 12(g) Isle of Capris Casinos, Inc. Common Stock or EquivalentISON 12(g) Isonics Corporation Common Stock or EquivalentISONZ 12(g) Isonics Corporation WarrantISONL 12(g) Isonics Corporation WarrantISRL 12(g) Isramco, Inc. Common Stock or EquivalentISTA 12(g) ISTA Pharmaceuticals, Inc. Common Stock or EquivalentITCD 12(g) ITC DeltaCom, Inc. Common Stock or EquivalentITLA 12(g) ITLA Capital Corporation Common Stock or EquivalentITRI 12(g) Itron, Inc. Common Stock or EquivalentIVAN 12(g) Ivanhoe Energy, Inc. Common Stock or EquivalentIVIL 12(g) iVillage, Inc. Common Stock or EquivalentIVOW 12(g) iVOW, Inc. Common Stock or EquivalentXXIA 12(g) Ixia Common Stock or EquivalentSYXI 12(g) IXYS Corporation Common Stock or Equivalent

42


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEJJSF 12(g) J & J Snack Foods Corp. Common Stock or EquivalentJILL 12(g) J. Jill Group Inc. (The) Common Stock or EquivalentMAYS 12(g) J. W. Mays, Inc. Common Stock or EquivalentJBHT 12(g) J.B. Hunt Transport Services, Inc. Common Stock or EquivalentJCOM 12(g) j2 Global Communications Inc Common Stock or EquivalentJCDA 12(g) Jacada Ltd. Common Stock or EquivalentJKHY 12(g) Jack Henry & Associates, Inc. Common Stock or EquivalentJXSB 12(g) Jacksonville Bancorp Inc. Common Stock or EquivalentJAXB 12(g) Jacksonville Bancorp, Inc. Common Stock or EquivalentJACO 12(g) Jaco Electronics, Inc. Common Stock or EquivalentJAKK 12(g) JAKKS Pacific, Inc. Common Stock or EquivalentJMDT 12(g) JAMDAT Mobile Inc. Common Stock or EquivalentJMBI 12(g) James Monroe Bancorp Inc Common Stock or EquivalentJRCC 12(g) James River Coal Company Common Stock or EquivalentJRVR 12(g) James River Group, Inc. Common Stock or EquivalentJAMS 12(g) Jameson Inns, Inc. Common Stock or EquivalentJBOH 12(g) JB Oxford Holdings, Inc. Common Stock or EquivalentJDAS 12(g) JDA Software Group, Inc. Common Stock or EquivalentJDSU 12(g) JDS Uniphase Corporation Common Stock or EquivalentJFBI 12(g) Jefferson Bancshares, Inc. Common Stock or EquivalentJFBC 12(g) Jeffersonville Bancorp Common Stock or EquivalentJBLU 12(g) JetBlue Airways Corporation Common Stock or EquivalentJCTCF 12(g) Jewett-Cameron Trading Company Common Stock or EquivalentJMAR 12(g) JMAR Technologies, Inc. Common Stock or EquivalentJBSS 12(g) John B. Sanfilippo & Son, Inc. Common Stock or EquivalentJOUT 12(g) Johnson Outdoors Inc. Common Stock or EquivalentJOSB 12(g) Jos. A. Bank Clothiers, Inc. Common Stock or EquivalentJOYG 12(g) Joy Global Inc. Common Stock or EquivalentJNPR 12(g) Juniper Networks, Inc. Common Stock or EquivalentJUNO 12(g) Juno Lighting, Inc. Common Stock or EquivalentJUPM 12(g) Jupitermedia Corporation Common Stock or EquivalentKAMNA 12(g) Kaman Corporation Common Stock or EquivalentKANAE 12(g) Kana Software, Inc. Common Stock or EquivalentKBAY 12(g) Kanbay International, Inc. Common Stock or EquivalentKCLI 12(g) Kansas City Life Insurance Company Common Stock or EquivalentKRNY 12(g) Kearny Financial Common Stock or EquivalentTKCI 12(g) Keith Companies, Inc. (The) Common Stock or EquivalentKELYA 12(g) Kelly Services, Inc. Common Stock or EquivalentKELYB 12(g) Kelly Services, Inc. Common Stock or Equivalent

43


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEKNDL 12(g) Kendle International Inc. Common Stock or EquivalentKNXA 12(g) Kenexa Corporation Common Stock or EquivalentKNSY 12(g) Kensey Nash Corporation Common Stock or EquivalentKENT 12(g) Kent Financial Services, Inc. Common Stock or EquivalentKFFB 12(g) Kentucky First Federal Bancorp Common Stock or EquivalentKERX 12(g) Keryx Biopharmaceuticals, Inc. Common Stock or EquivalentKEQU 12(g) Kewaunee Scientific Corporation Common Stock or EquivalentKTEC 12(g) Key Technology, Inc. Common Stock or EquivalentKTCC 12(g) Key Tronic Corporation Common Stock or EquivalentKEYN 12(g) Keynote Systems, Inc. Common Stock or EquivalentKEYS 12(g) Keystone Automotive Industries, Inc. Common Stock or EquivalentKFED 12(g) K-Fed Bancorp Common Stock or EquivalentKFRC 12(g) Kforce, Inc. Common Stock or EquivalentKBALB 12(g) Kimball International, Inc. Common Stock or EquivalentKINDZ 12(g) Kindred Healthcare, Inc. WarrantKINDW 12(g) Kindred Healthcare, Inc. WarrantKNTA 12(g) Kintera Inc. Common Stock or EquivalentKIRK 12(g) Kirkland's, Inc. Common Stock or EquivalentKLAC 12(g) KLA-Tencor Corporation Common Stock or EquivalentKMGB 12(g) KMG Chemicals, Inc. Common Stock or EquivalentKNAP 12(g) Knape & Vogt Manufacturing Company Common Stock or EquivalentKNBT 12(g) KNBT Bancorp, Inc. Common Stock or EquivalentNITE 12(g) Knight Capital Group, Inc. Common Stock or EquivalentVLCCF 12(g) Knightsbridge Tankers, Limited Common Stock or EquivalentKNOL 12(g) Knology, Inc. Common Stock or EquivalentKNOT 12(g) Knot, Inc. (The) Common Stock or EquivalentKOMG 12(g) Komag, Inc. New Common Stock or EquivalentKONG 12(g) KongZhong Corporation Common Stock or EquivalentKOPN 12(g) Kopin Corporation Common Stock or EquivalentKOSP 12(g) Kos Pharmaceuticals, Inc. Common Stock or EquivalentKOSN 12(g) Kosan Biosciences Incorporated Common Stock or EquivalentKOSS 12(g) Koss Corporation Common Stock or EquivalentKRSL 12(g) Kreisler Manufacturing Corporation Common Stock or EquivalentKRON 12(g) Kronos Incorporated Common Stock or EquivalentKSWS 12(g) K-Swiss Inc. Common Stock or EquivalentKTII 12(g) K-Tron International, Inc. Common Stock or EquivalentKLIC 12(g) Kulicke and Soffa Industries, Inc. Common Stock or EquivalentKVHI 12(g) KVH Industries, Inc. Common Stock or EquivalentKYPH 12(g) Kyphon Inc. Common Stock or Equivalent

44


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEFSTR 12(g) L.B. Foster Company Common Stock or EquivalentLJPC 12(g) La Jolla Pharmaceutical Company Common Stock or EquivalentLABS 12(g) LabOne, Inc. Common Stock or EquivalentBOOT 12(g) LaCrosse Footwear, Inc. Common Stock or EquivalentLDSH 12(g) Ladish Co., Inc. Common Stock or EquivalentLBAI 12(g) Lakeland Bancorp, Inc. Common Stock or EquivalentLKFN 12(g) Lakeland Financial Corporation Common Stock or EquivalentLAKE 12(g) Lakeland Industries, Inc. Common Stock or EquivalentLACOE 12(g) Lakes Entertainment, Inc. Common Stock or EquivalentLRCX 12(g) Lam Research Corporation Common Stock or EquivalentLAMR 12(g) Lamar Advertising Company Common Stock or EquivalentLANC 12(g) Lancaster Colony Corporation Common Stock or EquivalentLNCE 12(g) Lance, Inc. Common Stock or EquivalentLNDC 12(g) Landec Corporation Common Stock or EquivalentLARK 12(g) Landmark Bancorp Inc. Common Stock or EquivalentLSTR 12(g) Landstar System, Inc. Common Stock or EquivalentGAIT 12(g) Langer Inc. Common Stock or EquivalentLNOP 12(g) LanOptics Ltd. Common Stock or EquivalentLTRX 12(g) Lantronix, Inc. Common Stock or EquivalentLANV 12(g) LanVision Systems, Inc. Common Stock or EquivalentLSBC 12(g) Large Scale Biology Corporation Common Stock or EquivalentLCRD 12(g) LaserCard Corporation Common Stock or EquivalentLSCP 12(g) Laserscope Common Stock or EquivalentLSCC 12(g) Lattice Semiconductor Corporation Common Stock or EquivalentLAUR 12(g) Laureate Education, Inc. Common Stock or EquivalentLARL 12(g) Laurel Capital Group, Inc. Common Stock or EquivalentLAWS 12(g) Lawson Products, Inc. Common Stock or EquivalentLWSN 12(g) Lawson Software, Inc. Common Stock or EquivalentLAYN 12(g) Layne Christensen Company Common Stock or EquivalentLCAV 12(g) LCA-Vision Inc. Common Stock or EquivalentLCCI 12(g) LCC International, Inc. Common Stock or EquivalentLBIX 12(g) Leading Brands Inc Common Stock or EquivalentLDIS 12(g) Leadis Technology, Inc. Common Stock or EquivalentLEAP 12(g) Leap Wireless International, Inc. Common Stock or EquivalentLCGI 12(g) Learning Care Group, Inc. Common Stock or EquivalentLTRE 12(g) Learning Tree International, Inc. Common Stock or EquivalentXPRT 12(g) LECG Corporation Common Stock or EquivalentLCRY 12(g) LeCroy Corporation Common Stock or EquivalentFLPB 12(g) Leesport Financial Corporation Common Stock or Equivalent

45


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPELSCO 12(g) LESCO, Inc. Common Stock or EquivalentLVLT 12(g) Level 3 Communications, Inc. Common Stock or EquivalentLEXR 12(g) Lexar Media, Inc. Common Stock or EquivalentLEXG 12(g) Lexicon Genetics Incorporated Common Stock or EquivalentLHCG 12(g) LHC Group Common Stock or EquivalentLBTYB 12(g) Liberty Global, Inc. Common Stock or EquivalentLBTYA 12(g) Liberty Global, Inc. Common Stock or EquivalentLPHI 12(g) Life Partners Holdings Inc Common Stock or EquivalentLIFC 12(g) LifeCell Corporation Common Stock or EquivalentLCBM 12(g) Lifecore Biomedical, Inc. Common Stock or EquivalentLIFE 12(g) Lifeline Systems, Inc. Common Stock or EquivalentLPNT 12(g) LifePoint Hospitals, Inc. Common Stock or EquivalentLCUT 12(g) Lifetime Brands, Inc. Common Stock or EquivalentLWAY 12(g) Lifeway Foods, Inc. Common Stock or EquivalentLGNDE 12(g) Ligand Pharmaceuticals Incorporated Common Stock or EquivalentLTBG 12(g) Lightbridge, Inc. Common Stock or EquivalentLPTH 12(g) LightPath Technologies, Inc. Common Stock or EquivalentLIHRY 12(g) Lihir Gold, Limited Common Stock or EquivalentLNCR 12(g) Lincare Holdings Inc. Common Stock or EquivalentLNCB 12(g) Lincoln Bancorp Common Stock or EquivalentLINC 12(g) Lincoln Educational Services Corporation Common Stock or EquivalentLECO 12(g) Lincoln Electric Holdings, Inc. Common Stock or EquivalentLLTC 12(g) Linear Technology Corporation Common Stock or EquivalentLTON 12(g) Linktone Ltd. Common Stock or EquivalentLIOX 12(g) Lionbridge Technologies, Inc. Common Stock or EquivalentLIPD 12(g) Lipid Sciences Incorporated Common Stock or EquivalentLPMA 12(g) Lipman Electronic Engineering Ltd. Common Stock or EquivalentLFUS 12(g) Littelfuse, Inc. Common Stock or EquivalentLPSN 12(g) LivePerson, Inc. Common Stock or EquivalentJADE 12(g) LJ International, Inc. Common Stock or EquivalentLKQX 12(g) LKQ Corporation Common Stock or EquivalentERICY 12(g) LM Ericsson Telephone Company Common Stock or EquivalentLMIA 12(g) LMI Aerospace, Inc. Common Stock or EquivalentLMLP 12(g) LML Payment Systems, Inc. Common Stock or EquivalentLNBB 12(g) LNB Bancorp, Inc. Common Stock or EquivalentLNET 12(g) LodgeNet Entertainment Corporation Common Stock or EquivalentLOGC 12(g) Logic Devices Incorporated Common Stock or EquivalentLGVN 12(g) LogicVision, Inc. Common Stock or EquivalentLGTY 12(g) Logility, Inc. Common Stock or Equivalent

46


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPELOGI 12(g) Logitech International S.A. Common Stock or EquivalentLOJN 12(g) LoJack Corporation Common Stock or EquivalentSTAR 12(g) Lone Star Steakhouse & Saloon, Inc. Common Stock or EquivalentLICB 12(g) Long Island Financial Corp. Common Stock or EquivalentLOOK 12(g) LookSmart, Ltd. Common Stock or EquivalentLOUD 12(g) Loudeye Corporation Common Stock or EquivalentLEIX 12(g) Lowrance Electronics, Inc. Common Stock or EquivalentLXBK 12(g) LSB Bancshares, Inc. Common Stock or EquivalentLSBX 12(g) LSB Corporation Common Stock or EquivalentLSBI 12(g) LSB Financial Corp. Common Stock or EquivalentLYTS 12(g) LSI Industries Inc. Common Stock or EquivalentLTXX 12(g) LTX Corporation Common Stock or EquivalentLUCY 12(g) Lucille Farms, Inc. Common Stock or EquivalentLUFK 12(g) Lufkin Industries, Inc. Common Stock or EquivalentLMRA 12(g) Lumera Corporation Common Stock or EquivalentLMNX 12(g) Luminex Corporation Common Stock or EquivalentMBTF 12(g) M B T Financial Corp Common Stock or EquivalentMCBC 12(g) Macatawa Bank Corporation Common Stock or EquivalentMACC 12(g) MACC Private Equities Inc. Common Stock or EquivalentMACE 12(g) Mace Security International, Inc. Common Stock or EquivalentMFNC 12(g) Mackinac Financial Corporation Common Stock or EquivalentMCHM 12(g) MacroChem Corporation Common Stock or EquivalentMACR 12(g) Macromedia, Inc. Common Stock or EquivalentMXICY 12(g) Macronix International Co. Ltd Common Stock or EquivalentMVSN 12(g) Macrovision Corporation Common Stock or EquivalentMAFB 12(g) MAF Bancorp, Inc. Common Stock or EquivalentMAGS 12(g) Magal Security Systems Ltd. Common Stock or EquivalentMGLN 12(g) Magellan Health Services, Inc. Common Stock or EquivalentMGIC 12(g) Magic Software Enterprises Ltd. Common Stock or EquivalentLAVA 12(g) Magma Design Automation, Inc. Common Stock or EquivalentMECA 12(g) Magna Entertainment Corporation Common Stock or EquivalentMSBK 12(g) Main Street Banks, Inc. Common Stock or EquivalentMAIN 12(g) Main Street Restaurant Group, Inc. Common Stock or EquivalentMSFG 12(g) MainSource Financial Group, Inc. Common Stock or EquivalentMAIR 12(g) MAIR Holdings, Inc. Common Stock or EquivalentCOOL 12(g) Majesco Entertainment Company Common Stock or EquivalentMMUS 12(g) MakeMusic! Inc. Common Stock or EquivalentMKTAY 12(g) Makita Corp. Common Stock or EquivalentMAMA 12(g) Mamma.com Inc Common Stock or Equivalent

47


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPETMNG 12(g) Management Network Group, Inc. (The) Common Stock or EquivalentMANA 12(g) Manatron, Inc. Common Stock or EquivalentMANH 12(g) Manhattan Associates, Inc. Common Stock or EquivalentMTEX 12(g) Mannatech, Incorporated Common Stock or EquivalentMNKD 12(g) MannKind Corporation Common Stock or EquivalentMANT 12(g) ManTech International Corporation Common Stock or EquivalentMANU 12(g) Manugistics Group, Inc. Common Stock or EquivalentMAPS 12(g) MapInfo Corporation Common Stock or EquivalentMCHXP 12(g) Marchex, Inc. Preferred StockMCHX 12(g) Marchex, Inc. Common Stock or EquivalentMRCIY 12(g) Marconi Corporation Common Stock or EquivalentMRGO 12(g) Margo Caribe Inc. Common Stock or EquivalentMARPS 12(g) Marine Petroleum Trust Units/Benif IntMKTX 12(g) MarketAxess Holdings, Inc. Common Stock or EquivalentMRLN 12(g) Marlin Business Services Corp. Common Stock or EquivalentMARSA 12(g) Marsh Supermarkets, Inc. Common Stock or EquivalentMARSB 12(g) Marsh Supermarkets, Inc. Common Stock or EquivalentMSHLW 12(g) Marshall Edwards, Inc. WarrantMSHL 12(g) Marshall Edwards, Inc. Common Stock or EquivalentMATK 12(g) Martek Biosciences Corporation Common Stock or EquivalentMRTN 12(g) Marten Transport, Ltd. Common Stock or EquivalentMMLP 12(g) Martin Midstream Partners L.P. Limited PartnershipMRVL 12(g) Marvell Technology Group, Ltd. Common Stock or EquivalentMASB 12(g) MASSBANK Corp. Common Stock or EquivalentMATV 12(g) Matav-Cable Systems Media Ltd. Common Stock or EquivalentMATR 12(g) Matria Healthcare, Inc. Common Stock or EquivalentMTXC 12(g) Matrix Bancorp, Inc Common Stock or EquivalentMTXCP 12(g) Matrix Bancorp, Inc Other SecuritiesMTRX 12(g) Matrix Service Company Common Stock or EquivalentMONEE 12(g) MatrixOne, Inc. Common Stock or EquivalentMTXX 12(g) Matrixx Initiatives Inc. Common Stock or EquivalentMATW 12(g) Matthews International Corporation Common Stock or EquivalentMTSN 12(g) Mattson Technology, Inc. Common Stock or EquivalentMAXE 12(g) Max & Erma's Restaurants, Inc. Common Stock or EquivalentMXRE 12(g) Max Re Capital Ltd. Common Stock or EquivalentMAXC 12(g) Maxco, Inc. Common Stock or EquivalentMXIM 12(g) Maxim Integrated Products, Inc. Common Stock or EquivalentMAXM 12(g) Maxim Pharmaceuticals, Inc. Common Stock or EquivalentMRTI 12(g) Maxus Realty Trust Inc Common Stock or Equivalent

48


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEMXWL 12(g) Maxwell Technologies, Inc. Common Stock or EquivalentMAXY 12(g) Maxygen, Inc. Common Stock or EquivalentMBFIP 12(g) MB Financial Inc. Other SecuritiesMBFI 12(g) MB Financial Inc. Common Stock or EquivalentMSSR 12(g) McCormick & Schmick's Seafood Restaurants, Inc. Common Stock or EquivalentMCDT 12(g) McDATA Corporation Common Stock or EquivalentMCDTA 12(g) McDATA Corporation Common Stock or EquivalentMCGC 12(g) MCG Capital Corporation Common Stock or EquivalentMGRC 12(g) McGrath RentCorp Common Stock or EquivalentMCIP 12(g) MCI, Inc. Common Stock or EquivalentMDCA 12(g) MDC Partners Inc. Common Stock or EquivalentMDII 12(g) MDI, Inc. Common Stock or EquivalentMDSI 12(g) MDSI Mobile Data Solutions, Inc. Common Stock or EquivalentMEAD 12(g) Meade Instruments Corp. Common Stock or EquivalentMVCO 12(g) Meadow Valley Corporation Common Stock or EquivalentMKTY 12(g) Mechanical Technology Incorporated Common Stock or EquivalentTAXI 12(g) Medallion Financial Corp. Common Stock or EquivalentMEDX 12(g) Medarex, Inc. Common Stock or EquivalentMDTH 12(g) MedCath Corporation Common Stock or EquivalentMEDC 12(g) Med-Design Corporation (The) Common Stock or EquivalentMBAY 12(g) MediaBay, Inc. Common Stock or EquivalentMCCC 12(g) Mediacom Communications Corporation Common Stock or EquivalentMDLK 12(g) Medialink Worldwide Incorporated Common Stock or EquivalentMDCI 12(g) Medical Action Industries Inc. Common Stock or EquivalentMDCO 12(g) Medicines Company (The) Common Stock or EquivalentMDKI 12(g) Medicore, Inc. Common Stock or EquivalentMEDI 12(g) MedImmune, Inc. Common Stock or EquivalentMDTL 12(g) Medis Technologies Ltd. Common Stock or EquivalentMEDW 12(g) MEDIWARE Information Systems, Inc. Common Stock or EquivalentMDWV 12(g) Medwave, Inc. Common Stock or EquivalentMEMY 12(g) Memory Pharmaceuticals Corp. Common Stock or EquivalentMENT 12(g) Mentor Graphics Corporation Common Stock or EquivalentMTSL 12(g) MER Telemanagement Solutions Ltd. Common Stock or EquivalentMBWM 12(g) Mercantile Bank Corporation Common Stock or EquivalentMRBK 12(g) Mercantile Bankshares Corporation Common Stock or EquivalentMIGP 12(g) Mercer Insurance Group, Inc. Common Stock or EquivalentMERCS 12(g) Mercer International Inc. Common Stock or EquivalentMBVT 12(g) Merchants Bancshares, Inc. Common Stock or EquivalentMRCY 12(g) Mercury Computer Systems Common Stock or Equivalent

49


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEMERQ 12(g) Mercury Interactive Corporation Common Stock or EquivalentMRGE 12(g) Merge Technologies Inc. Common Stock or EquivalentVIVO 12(g) Meridian Bioscience Inc. Common Stock or EquivalentMMSI 12(g) Merit Medical Systems, Inc. Common Stock or EquivalentMERX 12(g) Merix Corporation Common Stock or EquivalentAQQQ 12(g) Merrill Lynch & Co., Inc. Other SecuritiesARRB 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTNK 12(g) Merrill Lynch & Co., Inc. Other SecuritiesDWTN 12(g) Merrill Lynch & Co., Inc. Other SecuritiesDOWT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTTX 12(g) Merrill Lynch & Co., Inc. Other SecuritiesSRDD 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMITT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesCEMH 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMNNY 12(g) Merrill Lynch & Co., Inc. Other SecuritiesCSJB 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTTT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesPGEB 12(g) Merrill Lynch & Co., Inc. Other SecuritiesSRRR 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMLMT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesSRIX 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTSP 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMRSS 12(g) Merrill Lynch & Co., Inc. Other SecuritiesARRU 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTSM 12(g) Merrill Lynch & Co., Inc. Other SecuritiesLNDU 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTDW 12(g) Merrill Lynch & Co., Inc. Other SecuritiesDWTT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMSPX 12(g) Merrill Lynch & Co., Inc. Other SecuritiesDOTN 12(g) Merrill Lynch & Co., Inc. Other SecuritiesSPPX 12(g) Merrill Lynch & Co., Inc. Other SecuritiesDWMT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMTDB 12(g) Merrill Lynch & Co., Inc. Other SecuritiesDWID 12(g) Merrill Lynch & Co., Inc. Other SecuritiesPDNT 12(g) Merrill Lynch & Co., Inc. Other SecuritiesMERB 12(g) Merrill Merchants Bancshares, Inc. Common Stock or EquivalentMESA 12(g) Mesa Air Group, Inc. Common Stock or EquivalentMLAB 12(g) Mesa Laboratories, Inc. Common Stock or EquivalentCASH 12(g) Meta Financial Group, Inc. Common Stock or Equivalent

50


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEMBRX 12(g) Metabasis Therapeutics, Inc Common Stock or EquivalentMTLM 12(g) Metal Management , Inc. Common Stock or EquivalentMTLMW 12(g) Metal Management , Inc. WarrantMTSX 12(g) Metal Storm Limited Common Stock or EquivalentMTLK 12(g) Metalink, Ltd. Common Stock or EquivalentMUSAW 12(g) Metals USA, Inc. New WarrantMUSA 12(g) Metals USA, Inc. New Common Stock or EquivalentMSLV 12(g) MetaSolv Inc Common Stock or EquivalentMEOH 12(g) Methanex Corporation Common Stock or EquivalentMETH 12(g) Methode Electronics, Inc. Common Stock or EquivalentINFO 12(g) Metro One Telecommunications, Inc. Common Stock or EquivalentMCBI 12(g) MetroCorp Bancshares, Inc. Common Stock or EquivalentMTLG 12(g) Metrologic Instruments, Inc. Common Stock or EquivalentCASA 12(g) Mexican Restaurants, Inc. Common Stock or EquivalentMFBC 12(g) MFB Corp. Common Stock or EquivalentMXBIF 12(g) MFC Bancorp Ltd. Common Stock or EquivalentMFRI 12(g) MFRI, Inc. Common Stock or EquivalentMGEE 12(g) MGE Energy Inc. Common Stock or EquivalentMOGN 12(g) MGI PHARMA, Inc. Common Stock or EquivalentMGPI 12(g) MGP Ingredients, Inc. Common Stock or EquivalentMCRL 12(g) Micrel, Incorporated Common Stock or EquivalentMLIN 12(g) Micro Linear Corporation Common Stock or EquivalentMTIX 12(g) Micro Therapeutics, Inc. Common Stock or EquivalentMCHP 12(g) Microchip Technology Incorporated Common Stock or EquivalentMUSE 12(g) Micromuse, Inc. Common Stock or EquivalentNOIZ 12(g) Micronetics, Inc. Common Stock or EquivalentMCRS 12(g) MICROS Systems, Inc. Common Stock or EquivalentMSCC 12(g) Microsemi Corporation Common Stock or EquivalentMSFT 12(g) Microsoft Corporation Common Stock or EquivalentMSTR 12(g) MicroStrategy Incorporated Common Stock or EquivalentMSTRW 12(g) MicroStrategy Incorporated WarrantMTMD 12(g) Microtek Medical Holdings Inc Common Stock or EquivalentTUNE 12(g) Microtune, Inc. Common Stock or EquivalentMVIS 12(g) Microvision, Inc. Common Stock or EquivalentMFCO 12(g) Microwave Filter Company, Inc. Common Stock or EquivalentMEND 12(g) Micrus Endovascular Corporation Common Stock or EquivalentMBRG 12(g) Middleburg Financial Corporation Common Stock or EquivalentMIDD 12(g) Middleby Corporation (The) Common Stock or EquivalentMSEX 12(g) Middlesex Water Company Common Stock or Equivalent

51


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEMLAN 12(g) Midland Company (The) Common Stock or EquivalentMDST 12(g) Mid-State Bancshares Common Stock or EquivalentMBHI 12(g) Midwest Banc Holdings, Inc. Common Stock or EquivalentOSKY 12(g) MidWestOne Financial Group Inc Common Stock or EquivalentPGIC 12(g) Mikohn Gaming Corporation Common Stock or EquivalentMIKR 12(g) Mikron Infrared, Inc. Common Stock or EquivalentMLEA 12(g) Millea Holdings Inc. ADR Common Stock or EquivalentMBVA 12(g) Millennium Bankshares Corporation Common Stock or EquivalentMCEL 12(g) Millennium Cell Inc. Common Stock or EquivalentMLNM 12(g) Millennium Pharmaceuticals, Inc. Common Stock or EquivalentMICC 12(g) Millicom International Cellular S.A. Common Stock or EquivalentMNDO 12(g) MIND C.T.I. Ltd. Common Stock or EquivalentMSPD 12(g) Mindspeed Technologies, Inc. Common Stock or EquivalentMIPS 12(g) MIPS Technologies, Inc. Common Stock or EquivalentMRAE 12(g) Mirae Corporation Common Stock or EquivalentMSON 12(g) MISONIX, Inc. Common Stock or EquivalentMIND 12(g) Mitcham Industries, Inc. Common Stock or EquivalentMITSY 12(g) Mitsui & Company, Ltd. Common Stock or EquivalentMITY 12(g) MITY Enterprises Inc. Common Stock or EquivalentMIVA 12(g) MIVA, Inc. Common Stock or EquivalentMKSI 12(g) MKS Instruments, Inc. Common Stock or EquivalentMINI 12(g) Mobile Mini, Inc. Common Stock or EquivalentMOBE 12(g) Mobility Electronics, Inc. Common Stock or EquivalentMOBI 12(g) Mobius Management Systems, Inc Common Stock or EquivalentMOCO 12(g) MOCON, Inc. Common Stock or EquivalentMPAC 12(g) MOD-PAC CORP. Common Stock or EquivalentMODT 12(g) Modtech Holdings Inc. Common Stock or EquivalentMFLO 12(g) Moldflow Corporation Common Stock or EquivalentMDCC 12(g) Molecular Devices Corporation Common Stock or EquivalentMOLXA 12(g) Molex Incorporated Common Stock or EquivalentMOLX 12(g) Molex Incorporated Common Stock or EquivalentMNTA 12(g) Momenta Pharmaceuticals, Inc. Common Stock or EquivalentMCRI 12(g) Monarch Casino & Resort, Inc. Common Stock or EquivalentMCBF 12(g) Monarch Community Bancorp, Inc. Common Stock or EquivalentMAHI 12(g) Monarch Services, Inc. Common Stock or EquivalentMONM 12(g) Monmouth Capital Corporation Common Stock or EquivalentMNRTA 12(g) Monmouth Real Estate Investment Corporation Common Stock or EquivalentMPWR 12(g) Monolithic Power Systems, Inc. Common Stock or EquivalentMOSY 12(g) Monolithic System Technology, Inc. Common Stock or Equivalent

52


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEMNRO 12(g) Monro Muffler Brake, Inc. Common Stock or EquivalentMROE 12(g) Monroe Bancorp Common Stock or EquivalentMNST 12(g) Monster Worldwide Inc. Common Stock or EquivalentPSTA 12(g) Monterey Gourmet Foods, Inc. Common Stock or EquivalentMNDX 12(g) Morgan Stanley Other SecuritiesMSNQ 12(g) Morgan Stanley Other SecuritiesRUSL 12(g) Morgan Stanley Other SecuritiesESTX 12(g) Morgan Stanley Other SecuritiesNDPS 12(g) Morgan Stanley Other SecuritiesNDXP 12(g) Morgan Stanley Other SecuritiesMORN 12(g) Morningstar, Inc. Common Stock or EquivalentMOCC 12(g) Moscow CableCom Corp. Common Stock or EquivalentMOSS 12(g) Mossimo Inc. Common Stock or EquivalentMWRK 12(g) Mothers Work, Inc. Common Stock or EquivalentMOTV 12(g) Motive, Inc. Common Stock or EquivalentMOVI 12(g) Movie Gallery, Inc. Common Stock or EquivalentMPWG 12(g) MPW Industrial Services Group, Inc. Common Stock or EquivalentMROI 12(g) MRO Software, Inc. Common Stock or EquivalentMRVC 12(g) MRV Communications, Inc. Common Stock or EquivalentMSGI 12(g) MSGI Security Solutions, Inc. Common Stock or EquivalentFLSH 12(g) M-Systems Flash Disk Pioneers Ltd. Common Stock or EquivalentMTCT 12(g) MTC Technologies, Inc. Common Stock or EquivalentMTIC 12(g) MTI Technology Corporation Common Stock or EquivalentMTMC 12(g) MTM Technologies, Inc. Common Stock or EquivalentMNTG 12(g) MTR Gaming Group, Inc. Common Stock or EquivalentMTSC 12(g) MTS Systems Corporation Common Stock or EquivalentMBND 12(g) Multiband Corporation Common Stock or EquivalentLABL 12(g) Multi-Color Corporation Common Stock or EquivalentMFLX 12(g) Multi-Fineline Electronix, Inc. Common Stock or EquivalentMGAM 12(g) Multimedia Games, Inc. Common Stock or EquivalentMFSF 12(g) MutualFirst Financial Inc. Common Stock or EquivalentMWAV 12(g) M-WAVE, Inc. Common Stock or EquivalentMWIV 12(g) MWI Veterinary Supply, Inc. Common Stock or EquivalentMYOG 12(g) Myogen, Inc. Common Stock or EquivalentMYGN 12(g) Myriad Genetics, Inc. Common Stock or EquivalentNABI 12(g) Nabi Biopharmaceuticals Common Stock or EquivalentNGEN 12(g) Nanogen, Inc. Common Stock or EquivalentNANO 12(g) Nanometrics Incorporated Common Stock or EquivalentNANX 12(g) Nanophase Technologies Corporation Common Stock or Equivalent

53


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPENSSC 12(g) Napco Security Systems, Inc. Common Stock or EquivalentNAPS 12(g) Napster, Inc. Common Stock or EquivalentNARA 12(g) Nara Bancorp, Inc. Common Stock or EquivalentNASB 12(g) NASB Financial Inc. Common Stock or EquivalentNDAQ 12(g) Nasdaq Stock Market, Inc. (The) Common Stock or EquivalentNAFC 12(g) Nash-Finch Company Common Stock or EquivalentNPSN 12(g) Naspers Limited Common Stock or EquivalentNSTK 12(g) Nastech Pharmaceutical Company, Inc. Common Stock or EquivalentNATH 12(g) Nathan's Famous, Inc. Common Stock or EquivalentNAHC 12(g) National Atlantic Holdings Corporation Common Stock or EquivalentNKSH 12(g) National Bankshares, Inc. Common Stock or EquivalentALLEP 12(g) National City Corporation Other SecuritiesNCOC 12(g) National Coal Corporation Common Stock or EquivalentNADX 12(g) National Dentex Corporation Common Stock or EquivalentNHHC 12(g) National Home Health Care Corp. Common Stock or EquivalentNATI 12(g) National Instruments Corporation Common Stock or EquivalentNATL 12(g) National Interstate Corporation Common Stock or EquivalentNMHC 12(g) National Medical Health Card Systems, Inc. Common Stock or EquivalentMBLA 12(g) National Mercantile Bancorp Common Stock or EquivalentNPBCO 12(g) National Penn Bancshares, Inc. Other SecuritiesNPBC 12(g) National Penn Bancshares, Inc. Common Stock or EquivalentNRCI 12(g) National Research Corporation Common Stock or EquivalentNSEC 12(g) National Security Group, Inc. Common Stock or EquivalentNTSC 12(g) National Technical Systems, Inc. Common Stock or EquivalentNWLIA 12(g) National Western Life Insurance Company Common Stock or EquivalentNHRXU 12(g) NationsHealth, Inc. UnitNHRX 12(g) NationsHealth, Inc. Common Stock or EquivalentNHRXW 12(g) NationsHealth, Inc. WarrantNTOL 12(g) Natrol, Inc. Common Stock or EquivalentNAII 12(g) Natural Alternatives International, Inc. Common Stock or EquivalentBHIP 12(g) Natural Health Trends Corporation Common Stock or EquivalentNRVN 12(g) Nature Vision, Inc. Common Stock or EquivalentNATR 12(g) Nature's Sunshine Products, Inc. Common Stock or EquivalentBABY 12(g) Natus Medical Incorporated Common Stock or EquivalentNVSL 12(g) Naugatuck Valley Financial Corporation Common Stock or EquivalentNAVR 12(g) Navarre Corporation Common Stock or EquivalentNAVG 12(g) Navigators Group, Inc. (The) Common Stock or EquivalentNAVI 12(g) NaviSite, Inc. Common Stock or EquivalentNBTF 12(g) NB&T FINANCIAL GROUP INC Common Stock or Equivalent

54


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPENBTB 12(g) NBT Bancorp Inc. Common Stock or EquivalentNCOG 12(g) NCO Group, Inc. Common Stock or EquivalentNNDS 12(g) NDS Group plc. Common Stock or EquivalentNIPNY 12(g) NEC Corporation Common Stock or EquivalentNKTR 12(g) Nektar Therapeutics Common Stock or EquivalentNEOF 12(g) Neoforma Inc. Common Stock or EquivalentNEOG 12(g) Neogen Corporation Common Stock or EquivalentNMGC 12(g) NeoMagic Corporation Common Stock or EquivalentNEON 12(g) NEON Systems, Inc. Common Stock or EquivalentNEOL 12(g) NeoPharm, Inc. Common Stock or EquivalentNERX 12(g) NeoRx Corporation Common Stock or EquivalentNTEC 12(g) Neose Technologies, Inc. Common Stock or EquivalentNWRE 12(g) Neoware Systems Inc. Common Stock or EquivalentNSTC 12(g) Ness Technologies, Inc. Common Stock or EquivalentNEST 12(g) Nestor, Inc. Common Stock or EquivalentUEPS 12(g) Net 1 UEPS Technologies, Inc. Common Stock or EquivalentNETC 12(g) NET Servicos de Comunicacao S.A. Common Stock or EquivalentNTBK 12(g) Net.B@nk, Inc. Common Stock or EquivalentNTOP 12(g) Net2Phone Common Stock or EquivalentNTES 12(g) Netease.com, Inc. Common Stock or EquivalentNFLX 12(g) Netflix, Inc. Common Stock or EquivalentNTGR 12(g) NETGEAR, Inc. Common Stock or EquivalentNGRU 12(g) netGuru inc Common Stock or EquivalentNTIQ 12(g) NetIQ Corporation Common Stock or EquivalentNETL 12(g) NetLogic Microsystems, Inc. Common Stock or EquivalentNETM 12(g) NetManage, Inc. Common Stock or EquivalentNTRT 12(g) NetRatings, Inc. Common Stock or EquivalentNTCT 12(g) NetScout Systems, Inc. Common Stock or EquivalentNTST 12(g) Netsmart Technologies, Inc. Common Stock or EquivalentNTWK 12(g) NetSol Technologies Inc. Common Stock or EquivalentWOLV 12(g) NetWolves Corporation Common Stock or EquivalentNTAP 12(g) Network Appliance, Inc. Common Stock or EquivalentNENG 12(g) Network Engines, Inc Common Stock or EquivalentNTII 12(g) Neurobiological Technologies, Inc. Common Stock or EquivalentNRMX 12(g) Neurochem Inc Common Stock or EquivalentNBIX 12(g) Neurocrine Biosciences, Inc. Common Stock or EquivalentNRGN 12(g) Neurogen Corporation Common Stock or EquivalentNURO 12(g) NeuroMetrix, Inc. Common Stock or EquivalentNCEM 12(g) Nevada Chemicals, Inc. Common Stock or Equivalent

55


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPENBSC 12(g) New Brunswick Scientific Co., Inc. Common Stock or EquivalentNOOF 12(g) New Frontier Media, Inc. Common Stock or EquivalentNHTB 12(g) New Hampshire Thrift Bancshares, Inc. Common Stock or EquivalentNRPH 12(g) New River Pharmaceuticals Inc. Common Stock or EquivalentNVAL 12(g) New Valley Corporation Common Stock or EquivalentHAVNP 12(g) New York Community Bancorp, Inc. Other SecuritiesNMIL 12(g) NewMil Bancorp, Inc. Common Stock or EquivalentNEWP 12(g) Newport Corporation Common Stock or EquivalentNKBS 12(g) Newtek Business Services Inc Common Stock or EquivalentNEXM 12(g) NexMed, Inc. Common Stock or EquivalentNXST 12(g) Nexstar Broadcasting Group, Inc. Common Stock or EquivalentNXTL 12(g) Nextel Communications, Inc. Common Stock or EquivalentNXTP 12(g) Nextel Partners, Inc. Common Stock or EquivalentNGAS 12(g) NGAS Resources, Inc. Common Stock or EquivalentNGPC 12(g) NGP Capital Resources Company Common Stock or EquivalentEGOV 12(g) NIC Inc. Common Stock or EquivalentNICE 12(g) NICE-Systems Limited Common Stock or EquivalentNICK 12(g) Nicholas Financial, Inc. Common Stock or EquivalentNIHD 12(g) NII Holdings Inc Common Stock or EquivalentNINE 12(g) Ninetowns Digital World Trade Holdings Limited Common Stock or EquivalentNICH 12(g) Nitches, Inc. Common Stock or EquivalentNTMD 12(g) NitroMed, Inc. Common Stock or EquivalentNMSS 12(g) NMS Communications Corporation Common Stock or EquivalentNMTI 12(g) NMT Medical Inc. Common Stock or EquivalentNNBR 12(g) NN, Inc. Common Stock or EquivalentNLCI 12(g) Nobel Learning Communities, Inc. Common Stock or EquivalentNOBH 12(g) Nobility Homes, Inc. Common Stock or EquivalentNOBL 12(g) Noble International, Ltd. Common Stock or EquivalentNDSN 12(g) Nordson Corporation Common Stock or EquivalentNSYS 12(g) Nortech Systems Incorporated Common Stock or EquivalentNASI 12(g) North American Scientific, Inc. Common Stock or EquivalentNBAN 12(g) North Bay Bancorp Common Stock or EquivalentFFFD 12(g) North Central Bancshares, Inc. Common Stock or EquivalentNPSI 12(g) North Pittsburgh Systems, Inc. Common Stock or EquivalentNOVB 12(g) North Valley Bancorp Common Stock or EquivalentNREB 12(g) Northern Empire Bancshares Common Stock or EquivalentNSFC 12(g) Northern States Financial Corporation Common Stock or EquivalentNTRS 12(g) Northern Trust Corporation Common Stock or EquivalentNFLD 12(g) Northfield Laboratories Inc. Common Stock or Equivalent

56


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPENRIM 12(g) Northrim BanCorp Inc Common Stock or EquivalentNWFI 12(g) Northway Financial Inc. Common Stock or EquivalentNWAC 12(g) Northwest Airlines Corporation Common Stock or EquivalentNWSBP 12(g) Northwest Bancorp, Inc. Other SecuritiesNWSB 12(g) Northwest Bancorp, Inc. Common Stock or EquivalentNWPX 12(g) Northwest Pipe Company Common Stock or EquivalentNWECW 12(g) NorthWestern Corporation WarrantNWEC 12(g) NorthWestern Corporation Common Stock or EquivalentNWFL 12(g) Norwood Financial Corp. Common Stock or EquivalentNVMI 12(g) Nova Measuring Instruments Ltd. Common Stock or EquivalentNOVA 12(g) NovaMed, Inc. Common Stock or EquivalentTONS 12(g) Novamerican Steel, Inc. Common Stock or EquivalentNGPS 12(g) NovAtel Inc. Common Stock or EquivalentNVTL 12(g) Novatel Wireless, Inc. Common Stock or EquivalentNVAX 12(g) Novavax, Inc. Common Stock or EquivalentNOVL 12(g) Novell, Inc. Common Stock or EquivalentNVLS 12(g) Novellus Systems, Inc. Common Stock or EquivalentNOVN 12(g) Noven Pharmaceuticals, Inc. Common Stock or EquivalentNVGN 12(g) Novogen Limited Common Stock or EquivalentNOVT 12(g) Novoste Corporation Common Stock or EquivalentNPSP 12(g) NPS Pharmaceuticals, Inc. Common Stock or EquivalentNTLI 12(g) NTL Incorporated Common Stock or EquivalentNTLIW 12(g) NTL Incorporated WarrantNUHC 12(g) Nu Horizons Electronics Corp. Common Stock or EquivalentNUAN 12(g) Nuance Communications, Inc. Common Stock or EquivalentNUCO 12(g) NuCo2 Inc. Common Stock or EquivalentNMRX 12(g) Numerex Corp. Common Stock or EquivalentNUTR 12(g) Nutraceutical International Corporation Common Stock or EquivalentNTRI 12(g) Nutri/System Inc Common Stock or EquivalentNXXI 12(g) Nutrition 21 Inc. Common Stock or EquivalentNUVA 12(g) NuVasive, Inc. Common Stock or EquivalentNUVO 12(g) Nuvelo, Inc. Common Stock or EquivalentNVEC 12(g) NVE Corporation Common Stock or EquivalentNVDA 12(g) NVIDIA Corporation Common Stock or EquivalentNWIR 12(g) NWH, Inc. Common Stock or EquivalentNYER 12(g) Nyer Medical Group, Inc. Common Stock or EquivalentNYFX 12(g) NYFIX, Inc. Common Stock or EquivalentNYMX 12(g) Nymox Pharmaceutical Corporation Common Stock or EquivalentOICO 12(g) O. I. Corporation Common Stock or Equivalent

57


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEOAKF 12(g) Oak Hill Financial, Inc. Common Stock or EquivalentRHEO 12(g) OccuLogix, Inc. Common Stock or EquivalentOCENY 12(g) Oce NV Common Stock or EquivalentOBCI 12(g) Ocean Bio-Chem, Inc. Common Stock or EquivalentOSHC 12(g) Ocean Shore Holding Co. Common Stock or EquivalentOCFC 12(g) OceanFirst Financial Corp. Common Stock or EquivalentCHUX 12(g) O'Charley's Inc. Common Stock or EquivalentODMO 12(g) Odimo Incorporated Common Stock or EquivalentODSY 12(g) Odyssey Healthcare, Inc. Common Stock or EquivalentOCAS 12(g) Ohio Casualty Corporation Common Stock or EquivalentOLCB 12(g) Ohio Legacy Corporation Common Stock or EquivalentOVBC 12(g) Ohio Valley Banc Corp. Common Stock or EquivalentOLGR 12(g) Oilgear Company (The) Common Stock or EquivalentODFL 12(g) Old Dominion Freight Line, Inc. Common Stock or EquivalentOLBK 12(g) Old Line Bancshares, Inc. (MD) Common Stock or EquivalentOPOF 12(g) Old Point Financial Corporation Common Stock or EquivalentOSBCP 12(g) Old Second Bancorp, Inc. Other SecuritiesOSBC 12(g) Old Second Bancorp, Inc. Common Stock or EquivalentZEUS 12(g) Olympic Steel, Inc. Common Stock or EquivalentOMEF 12(g) Omega Financial Corporation Common Stock or EquivalentOFLX 12(g) Omega Flex, Inc. Common Stock or EquivalentOMNI 12(g) OMNI Energy Services Corp. Common Stock or EquivalentOMCL 12(g) Omnicell, Inc. Common Stock or EquivalentOVTI 12(g) OmniVision Technologies, Inc. Common Stock or EquivalentOMTL 12(g) Omtool, Ltd. Common Stock or EquivalentASGN 12(g) On Assignment, Inc. Common Stock or EquivalentONNN 12(g) ON Semiconductor Corporation Common Stock or EquivalentOTIV 12(g) On Track Innovations Ltd Common Stock or EquivalentONCY 12(g) Oncolytics Biotech, Inc. Common Stock or EquivalentONFC 12(g) Oneida Financial Corp. Common Stock or EquivalentORCC 12(g) Online Resources Corporation Common Stock or EquivalentONSM 12(g) Onstream Media Corporation Common Stock or EquivalentONVI 12(g) Onvia, Inc. Common Stock or EquivalentONXX 12(g) ONYX Pharmaceuticals, Inc. Common Stock or EquivalentONXS 12(g) ONYX Software Corporation Common Stock or EquivalentOPEN 12(g) Open Solutions, Inc. Common Stock or EquivalentOTEX 12(g) Open Text Corporation Common Stock or EquivalentOPTV 12(g) OpenTV Corp. Common Stock or EquivalentOPWV 12(g) Openwave Systems Inc Common Stock or Equivalent

58


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEORCI 12(g) Opinion Research Corporation Common Stock or EquivalentOPLK 12(g) Oplink Communications, Inc. Common Stock or EquivalentOPNT 12(g) OPNET Technologies Inc. Common Stock or EquivalentOPSW 12(g) Opsware, Inc. Common Stock or EquivalentOPTC 12(g) Optelecom-NKF, Inc. Common Stock or EquivalentOBAS 12(g) Optibase Ltd. Common Stock or EquivalentOCCF 12(g) Optical Cable Corporation Common Stock or EquivalentOCPI 12(g) Optical Communication Products, Inc. Common Stock or EquivalentOPMR 12(g) Optimal Group, Inc. Common Stock or EquivalentOPHC 12(g) OptimumBank Holdings, Inc. Common Stock or EquivalentOPTN 12(g) OPTION CARE, Inc. Common Stock or EquivalentORCL 12(g) Oracle Corporation Common Stock or EquivalentOLAB 12(g) Oralabs Holding Corp. Common Stock or EquivalentORNG 12(g) Orange 21 Inc. Common Stock or EquivalentOSUR 12(g) OraSure Technologies, Inc. Common Stock or EquivalentORBT 12(g) Orbit International Corporation Common Stock or EquivalentORBK 12(g) Orbotech Ltd. Common Stock or EquivalentORCH 12(g) Orchid Cellmark Inc. Common Stock or EquivalentORCT 12(g) Orckit Communications, Limited Common Stock or EquivalentORLY 12(g) O'Reilly Automotive, Inc. Common Stock or EquivalentORGN 12(g) Origen Financial, Inc. Common Stock or EquivalentOFIX 12(g) Orthofix International N.V. Common Stock or EquivalentOLGC 12(g) Orthologic Corp. Common Stock or EquivalentVITA 12(g) Orthovita, Inc. Common Stock or EquivalentOSCI 12(g) Oscient Pharmaceuticals Corporation Common Stock or EquivalentOSIP 12(g) OSI Pharmaceuticals Inc. Common Stock or EquivalentOSIS 12(g) OSI Systems, Inc. Common Stock or EquivalentOSTE 12(g) Osteotech, Inc. Common Stock or EquivalentOTTR 12(g) Otter Tail Corporation Common Stock or EquivalentOUTD 12(g) Outdoor Channel Holdings, Inc. Common Stock or EquivalentOUTL 12(g) Outlook Group Corp. Common Stock or EquivalentOVRL 12(g) Overland Storage, Inc. Common Stock or EquivalentOSTK 12(g) Overstock.com, Inc. Common Stock or EquivalentOXGN 12(g) OXiGENE, Inc. Common Stock or EquivalentOYOG 12(g) OYO Geospace Corporation Common Stock or EquivalentPFIN 12(g) P & F Industries, Inc. Common Stock or EquivalentPTSI 12(g) P.A.M. Transportation Services, Inc. Common Stock or EquivalentPFCB 12(g) P.F.Chang's China Bistro, Inc. Common Stock or EquivalentPCAR 12(g) PACCAR Inc. Common Stock or Equivalent

59


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEPACR 12(g) Pacer International, Inc. Common Stock or EquivalentPCBC 12(g) Pacific Capital Bancorp Common Stock or EquivalentPCBK 12(g) Pacific Continental Corporation (Ore) Common Stock or EquivalentPEIX 12(g) Pacific Ethanol, Inc. Common Stock or EquivalentPCNTF 12(g) Pacific Internet Limited Common Stock or EquivalentPMBC 12(g) Pacific Mercantile Bancorp Common Stock or EquivalentPPBI 12(g) Pacific Premier Bancorp Inc Common Stock or EquivalentPSBC 12(g) Pacific State Bancorp CA Common Stock or EquivalentPSUN 12(g) Pacific Sunwear of California, Inc. Common Stock or EquivalentPACT 12(g) PacificNet Inc. Common Stock or EquivalentPKDY 12(g) Packaging Dynamics Corporation Common Stock or EquivalentPKTR 12(g) Packeteer, Inc. Common Stock or EquivalentPACW 12(g) Pac-West Telecomm, Inc. Common Stock or EquivalentPTIE 12(g) Pain Therapeutics Common Stock or EquivalentPHHM 12(g) Palm Harbor Homes, Inc. Common Stock or EquivalentPALM 12(g) Palm, Inc. Common Stock or EquivalentPSRC 12(g) PalmSource, Inc. Common Stock or EquivalentPMTI 12(g) Palomar Medical Technologies, Inc. Common Stock or EquivalentPBCI 12(g) Pamrapo Bancorp, Inc. Common Stock or EquivalentPAAS 12(g) Pan American Silver Corp. Common Stock or EquivalentPNRA 12(g) Panera Bread Company Common Stock or EquivalentPTRY 12(g) Pantry, Inc. (The) Common Stock or EquivalentPZZA 12(g) Papa John's International, Inc. Common Stock or EquivalentPDYN 12(g) Paradyne Networks, Inc. Common Stock or EquivalentPLLL 12(g) Parallel Petroleum Corporation Common Stock or EquivalentPMTC 12(g) Parametric Technology Corporation Common Stock or EquivalentPRXL 12(g) PAREXEL International Corporation Common Stock or EquivalentPFED 12(g) Park Bancorp, Inc. Common Stock or EquivalentPKBK 12(g) Parke Bancorp, Inc. Common Stock or EquivalentPRKR 12(g) ParkerVision, Inc. Common Stock or EquivalentPKOH 12(g) Park-Ohio Holdings Corp. Common Stock or EquivalentPVSA 12(g) Parkvale Financial Corporation Common Stock or EquivalentPRLX 12(g) Parlex Corporation Common Stock or EquivalentPARL 12(g) Parlux Fragrances, Inc. Common Stock or EquivalentPDRT 12(g) Particle Drilling Technologies, Inc. Common Stock or EquivalentPTNR 12(g) Partner Communications Company Ltd. Common Stock or EquivalentPRTR 12(g) Partners Trust Financial Group, Inc. Common Stock or EquivalentPCTY 12(g) Party City Corporation Common Stock or EquivalentPBHC 12(g) Pathfinder Bancorp, Inc. Common Stock or Equivalent

60


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEPTMKW 12(g) Pathmark Stores, Inc. WarrantPTMK 12(g) Pathmark Stores, Inc. Common Stock or EquivalentPATK 12(g) Patrick Industries, Inc. Common Stock or EquivalentPNBK 12(g) Patriot National Bancorp Inc. Common Stock or EquivalentPATR 12(g) Patriot Transportation Holding, Inc. Common Stock or EquivalentPDCO 12(g) Patterson Companies Inc. Common Stock or EquivalentPTEN 12(g) Patterson-UTI Energy, Inc. Common Stock or EquivalentPFCO 12(g) PAULA Financial Common Stock or EquivalentPLCC 12(g) Paulson Capital Corp. Common Stock or EquivalentPAYX 12(g) Paychex, Inc. Common Stock or EquivalentPCCC 12(g) PC Connection, Inc. Common Stock or EquivalentMALL 12(g) PC Mall, Inc. Common Stock or EquivalentPCTI 12(g) PC-Tel, Inc. Common Stock or EquivalentPDFS 12(g) PDF Solutions, Inc. Common Stock or EquivalentPDII 12(g) PDI, Inc. Common Stock or EquivalentPEAK 12(g) Peak International Limited Common Stock or EquivalentPIII 12(g) PECO II, Inc. Common Stock or EquivalentPSAI 12(g) Pediatric Services of America, Inc. Common Stock or EquivalentPMFG 12(g) Peerless Manufacturing Company Common Stock or EquivalentPRLS 12(g) Peerless Systems Corporation Common Stock or EquivalentPEET 12(g) Peet's Coffee & Tea, Inc. Common Stock or EquivalentPEGS 12(g) Pegasus Solutions Inc Common Stock or EquivalentPEGA 12(g) Pegasystems Inc. Common Stock or EquivalentPAGI 12(g) Pemco Aviation Group, Inc. Common Stock or EquivalentPMTR 12(g) Pemstar Inc. Common Stock or EquivalentPENX 12(g) Penford Corporation Common Stock or EquivalentPENN 12(g) Penn National Gaming, Inc. Common Stock or EquivalentPOCC 12(g) Penn Octane Corporation Common Stock or EquivalentPFSB 12(g) PennFed Financial Services, Inc. Common Stock or EquivalentPNNW 12(g) Pennichuck Corporation Common Stock or EquivalentPWOD 12(g) Penns Woods Bancorp, Inc. Common Stock or EquivalentCOBH 12(g) Pennsylvania Commerce Bancorp, Inc. Common Stock or EquivalentPPCO 12(g) Penwest Pharmaceuticals Co. Common Stock or EquivalentPFDC 12(g) Peoples Bancorp Common Stock or EquivalentPEBO 12(g) Peoples Bancorp Inc. Common Stock or EquivalentPEBK 12(g) Peoples Bancorp of North Carolina, Inc. Common Stock or EquivalentPBTC 12(g) Peoples BancTrust Company, Inc. (The) Common Stock or EquivalentPCBI 12(g) Peoples Community Bancorp, Inc. Common Stock or EquivalentPEDH 12(g) Peoples Educational Holdings, Inc. Common Stock or Equivalent

61


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEPFBX 12(g) Peoples Financial Corporation Common Stock or EquivalentPSFC 12(g) Peoples-Sidney Financial Corporation Common Stock or EquivalentPSPT 12(g) PeopleSupport, Inc. Common Stock or EquivalentPRCP 12(g) Perceptron, Inc. Common Stock or EquivalentPPHM 12(g) Peregrine Pharmaceuticals Inc. Common Stock or EquivalentPRFT 12(g) Perficient, Inc. Common Stock or EquivalentPFGC 12(g) Performance Food Group Company Common Stock or EquivalentPTIX 12(g) Performance Technologies, Incorporated Common Stock or EquivalentPSEM 12(g) Pericom Semiconductor Corporation Common Stock or EquivalentPRGO 12(g) Perrigo Company Common Stock or EquivalentPERY 12(g) Perry Ellis International Inc. Common Stock or EquivalentPSTI 12(g) Per-Se Technologies, Inc. Common Stock or EquivalentPVSW 12(g) Pervasive Software Inc. Common Stock or EquivalentPETC 12(g) PETCO Animal Supplies, Inc. Common Stock or EquivalentPETS 12(g) PetMed Express, Inc. Common Stock or EquivalentHAWK 12(g) Petrohawk Energy Corporation Common Stock or EquivalentPETD 12(g) Petroleum Development Corporation Common Stock or EquivalentPHEL 12(g) Petroleum Helicopters, Inc. Common Stock or EquivalentPHELK 12(g) Petroleum Helicopters, Inc. Common Stock or EquivalentPQUE 12(g) Petroquest Energy Inc Common Stock or EquivalentPETM 12(g) PETsMART, Inc. Common Stock or EquivalentPBNC 12(g) PFS Bancorp, Inc. Common Stock or EquivalentPFSW 12(g) PFSweb, Inc. Common Stock or EquivalentPPDI 12(g) Pharmaceutical Product Development, Inc. Common Stock or EquivalentPCOP 12(g) Pharmacopeia Drug Discovery, Inc. Common Stock or EquivalentPCYC 12(g) Pharmacyclics, Inc. Common Stock or EquivalentPHRM 12(g) Pharmion Corporation Common Stock or EquivalentPARS 12(g) Pharmos Corporation Common Stock or EquivalentPFWD 12(g) Phase Forward Incorporated Common Stock or EquivalentANTP 12(g) PHAZAR CORP Common Stock or EquivalentPHLY 12(g) Philadelphia Consolidated Holding Corp. Common Stock or EquivalentPTEC 12(g) Phoenix Technologies Ltd. Common Stock or EquivalentPHMD 12(g) PhotoMedex, Inc. Common Stock or EquivalentPHTNE 12(g) Photon Dynamics, Inc. Common Stock or EquivalentPLAB 12(g) Photronics, Inc. Common Stock or EquivalentPICO 12(g) PICO Holdings Inc. Common Stock or EquivalentPNCL 12(g) Pinnacle Airlines Corp. Common Stock or EquivalentPNFP 12(g) Pinnacle Financial Partners, Inc. Common Stock or EquivalentPCLE 12(g) Pinnacle Systems, Inc. Common Stock or Equivalent

62


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEPONR 12(g) Pioneer Companies, Inc. New Common Stock or EquivalentPIXR 12(g) Pixar Common Stock or EquivalentPXLW 12(g) Pixelworks, Inc. Common Stock or EquivalentPZZI 12(g) Pizza Inn, Inc. Common Stock or EquivalentPLSB 12(g) Placer Sierra Bancshares Common Stock or EquivalentPLNR 12(g) Planar Systems, Inc. Common Stock or EquivalentLGBT 12(g) PlanetOut, Inc. Common Stock or EquivalentTUTR 12(g) PLATO Learning Inc. Common Stock or EquivalentPLXS 12(g) Plexus Corp. Common Stock or EquivalentPLUG 12(g) Plug Power, Inc. Common Stock or EquivalentPLBC 12(g) Plumas Bancorp (Quincy, California) Common Stock or EquivalentPLUM 12(g) Plumtree Software, Inc. Common Stock or EquivalentPLXT 12(g) PLX Technology, Inc. Common Stock or EquivalentPMACA 12(g) PMA Capital Corporation Common Stock or EquivalentPMCS 12(g) PMC - Sierra, Inc. Common Stock or EquivalentPFSL 12(g) Pocahontas Bancorp, Inc. Common Stock or EquivalentPOTP 12(g) Point Therapeutics Inc Common Stock or EquivalentPTSX 12(g) Point.360 Common Stock or EquivalentPLCM 12(g) Polycom, Inc. Common Stock or EquivalentPLMD 12(g) PolyMedica Corporation Common Stock or EquivalentPMRY 12(g) Pomeroy IT Solutions, Inc. Common Stock or EquivalentSNAK 12(g) Poore Brothers, Inc. Common Stock or EquivalentPOPEZ 12(g) Pope Resources Depository ReceiptBPOPM 12(g) Popular, Inc. Other SecuritiesBPOPN 12(g) Popular, Inc. Other SecuritiesBPOPO 12(g) Popular, Inc. Preferred StockBPOP 12(g) Popular, Inc. Common Stock or EquivalentPLAY 12(g) PortalPlayer, Inc. Common Stock or EquivalentPRPX 12(g) Portec Rail Products, Inc. Common Stock or EquivalentPRAA 12(g) Portfolio Recovery Associates, Inc. Common Stock or EquivalentPOSS 12(g) Possis Medical, Inc. Common Stock or EquivalentPOWL 12(g) Powell Industries, Inc. Common Stock or EquivalentPOWI 12(g) Power Integrations, Inc. Common Stock or EquivalentPDSN 12(g) PowerDsine Ltd. Common Stock or EquivalentPWER 12(g) Power-One, Inc. Common Stock or EquivalentPWAV 12(g) Powerwave Technologies, Inc. Common Stock or EquivalentPOZN 12(g) Pozen, Inc. Common Stock or EquivalentPPTV 12(g) PPT Vision Inc. Common Stock or EquivalentPRAI 12(g) PRA International Common Stock or Equivalent

63


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEPRCS 12(g) PRAECIS PHARMACEUTICALS INCORPORATED Common Stock or EquivalentPRAN 12(g) Prana Biotechnology Ltd Common Stock or EquivalentPOCI 12(g) Precision Optics Corporation, Inc. Common Stock or EquivalentPLPC 12(g) Preformed Line Products Company Common Stock or EquivalentPREM 12(g) Premier Community Bankshares Inc Common Stock or EquivalentPFBIP 12(g) Premier Financial Bancorp, Inc. Other SecuritiesPFBI 12(g) Premier Financial Bancorp, Inc. Common Stock or EquivalentPRWT 12(g) Premier West Bancorp Common Stock or EquivalentPORK 12(g) Premium Standard Farms, Inc. Common Stock or EquivalentPLFE 12(g) Presidential Life Corporation Common Stock or EquivalentPRST 12(g) Presstek, Inc. Common Stock or EquivalentPBIO 12(g) Pressure BioSciences, Inc. Common Stock or EquivalentPRGX 12(g) PRG-Schultz International Inc. Common Stock or EquivalentPCLN 12(g) priceline.com Incorporated Common Stock or EquivalentPSMT 12(g) PriceSmart, Inc. Common Stock or EquivalentPSMTR 12(g) PriceSmart, Inc. RightPNRG 12(g) PrimeEnergy Corporation Common Stock or EquivalentPRTL 12(g) Primus Telecommunications Group, Inc. Common Stock or EquivalentPNBC 12(g) Princeton National Bancorp, Inc. Common Stock or EquivalentREVU 12(g) Princeton Review, Inc. (The) Common Stock or EquivalentPTNX 12(g) Printronix, Inc. Common Stock or EquivalentPHCC 12(g) Priority Healthcare Corporation Common Stock or EquivalentPBIZ 12(g) Private Business, Inc. Common Stock or EquivalentPRVT 12(g) Private Media Group, Inc. Common Stock or EquivalentPVTBP 12(g) PrivateBancorp, Inc. Other SecuritiesPVTB 12(g) PrivateBancorp, Inc. Common Stock or EquivalentPROS 12(g) ProCentury Corporation Common Stock or EquivalentPDEX 12(g) Pro-Dex, Inc. Common Stock or EquivalentPFACP 12(g) Pro-Fac Cooperative, Inc. Preferred StockPGLAF 12(g) Progen Industries Limited Common Stock or EquivalentPGNX 12(g) Progenics Pharmaceuticals Inc. Common Stock or EquivalentPROG 12(g) Programmer's Paradise, Inc. Common Stock or EquivalentPRGS 12(g) Progress Software Corporation Common Stock or EquivalentPOSO 12(g) Prosoft Learning Corporation Common Stock or EquivalentPSEC 12(g) Prospect Energy Corporation Common Stock or EquivalentPRSP 12(g) Prosperity Bancshares, Inc. Common Stock or EquivalentPDLI 12(g) Protein Design Labs, Inc. Common Stock or EquivalentPVLS 12(g) Provalis plc Common Stock or EquivalentPRVD 12(g) Provide Commerce, Inc. Common Stock or Equivalent

64


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEPBKS 12(g) Provident Bankshares Corporation Common Stock or EquivalentPROV 12(g) Provident Financial Holdings, Inc. Common Stock or EquivalentPBNY 12(g) Provident New York Bancorp Common Stock or EquivalentPILL 12(g) ProxyMed, Inc. Common Stock or EquivalentPBIP 12(g) Prudential Bancorp, Inc. of Pennsylvania Common Stock or EquivalentPSBI 12(g) PSB Bancorp, Inc. Common Stock or EquivalentPSBH 12(g) PSB Holdings, Inc. Common Stock or EquivalentPSIT 12(g) PSi Technologies Holdings, Inc. Common Stock or EquivalentPSDV 12(g) pSivida Limited Common Stock or EquivalentPSSI 12(g) PSS World Medical Inc. Common Stock or EquivalentPSYS 12(g) Psychiatric Solutions, Inc. Common Stock or EquivalentPULB 12(g) Pulaski Financial Corporation Common Stock or EquivalentPCYO 12(g) Pure Cycle Corporation Common Stock or EquivalentPVFC 12(g) PVF Capital Corp. Common Stock or EquivalentPWEI 12(g) PW Eagle Inc. Common Stock or EquivalentPMID 12(g) Pyramid Breweries, Inc. Common Stock or EquivalentQEPC 12(g) Q.E.P. Co., Inc. Common Stock or EquivalentQADI 12(g) QAD Inc. Common Stock or EquivalentQCCO 12(g) QC Holdings, Inc. Common Stock or EquivalentQCRH 12(g) QCR Holdings, Inc. Common Stock or EquivalentQGEN 12(g) Qiagen N.V. Common Stock or EquivalentXING 12(g) Qiao Xing Universal Telephone, Inc. Common Stock or EquivalentQLGC 12(g) QLogic Corporation Common Stock or EquivalentQLTI 12(g) QLT Inc. Common Stock or EquivalentQMED 12(g) QMed Inc. Common Stock or EquivalentQSND 12(g) QSound Labs, Inc. Common Stock or EquivalentQFAB 12(g) Quaker Fabric Corporation Common Stock or EquivalentQCOM 12(g) QUALCOMM Incorporated Common Stock or EquivalentQLTY 12(g) Quality Distribution, Inc. Common Stock or EquivalentQSII 12(g) Quality Systems, Inc. Common Stock or EquivalentQBAK 12(g) Qualstar Corporation Common Stock or EquivalentQTWW 12(g) Quantum Fuel Systems Technologies Worldwide, Inc. Common Stock or EquivalentQSFT 12(g) Quest Software, Inc. Common Stock or EquivalentQUIK 12(g) QuickLogic Corporation Common Stock or EquivalentQDEL 12(g) Quidel Corporation Common Stock or EquivalentQGLY 12(g) Quigley Corporation (The) Common Stock or EquivalentQMAR 12(g) Quintana Maritime Limited Common Stock or EquivalentQUIN 12(g) Quinton Cardiology Systems, Inc. Common Stock or EquivalentQUIP 12(g) Quipp, Inc. Common Stock or Equivalent

65


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEQUIX 12(g) Quixote Corporation Common Stock or EquivalentQUOT 12(g) Quotesmith.com, Inc. Common Stock or EquivalentQVDX 12(g) Quovadx Inc. Common Stock or EquivalentRBIN 12(g) R & B, Inc. Common Stock or EquivalentRGFPE 12(g) R&G Financial Corporation Preferred StockRGFME 12(g) R&G Financial Corporation Preferred StockRGFLE 12(g) R&G Financial Corporation Preferred StockRGFOE 12(g) R&G Financial Corporation Preferred StockRACK 12(g) Rackable Systems, Inc. Common Stock or EquivalentRADI 12(g) Rada Electronics Industries Limited Common Stock or EquivalentRDCM 12(g) Radcom Ltd. Common Stock or EquivalentRADS 12(g) Radiant Systems, Inc. Common Stock or EquivalentRTSX 12(g) Radiation Therapy Services, Inc. Common Stock or EquivalentRADA 12(g) Radica Games Limited Common Stock or EquivalentROIAK 12(g) Radio One, Inc. Common Stock or EquivalentROIA 12(g) Radio One, Inc. Common Stock or EquivalentRSYS 12(g) RadiSys Corporation Common Stock or EquivalentRVSN 12(g) RADVision Ltd. Common Stock or EquivalentRDWR 12(g) Radware Ltd. Common Stock or EquivalentRADN 12(g) Radyne Corporation Common Stock or EquivalentRNDC 12(g) Raindance Communications, Inc. Common Stock or EquivalentRPFG 12(g) Rainier Pacific Financial Group, Inc. Common Stock or EquivalentRDTA 12(g) Raining Data Corporation Common Stock or EquivalentRMKR 12(g) Rainmaker Systems, Inc. Common Stock or EquivalentRMBS 12(g) Rambus, Inc. Common Stock or EquivalentRMTR 12(g) Ramtron International Corporation Common Stock or EquivalentRAND 12(g) Rand Capital Corporation Common Stock or EquivalentRANGE 12(g) Randgold & Exploration Company, Limited Common Stock or EquivalentGOLD 12(g) Randgold Resources Limited Common Stock or EquivalentRANKY 12(g) Rank Group Plc. (The) Common Stock or EquivalentRARE 12(g) RARE Hospitality International Inc. Common Stock or EquivalentRAVN 12(g) Raven Industries, Inc. Common Stock or EquivalentRCRC 12(g) RC2 Corporation Common Stock or EquivalentRCMT 12(g) RCM Technologies, Inc. Common Stock or EquivalentRCNI 12(g) RCN Corp. Common Stock or EquivalentRNWK 12(g) RealNetworks, Inc. Common Stock or EquivalentRHAT 12(g) Red Hat, Inc. Common Stock or EquivalentRRGB 12(g) Red Robin Gourmet Burgers, Inc. Common Stock or EquivalentRBAK 12(g) Redback Networks Inc. Common Stock or Equivalent

66


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEREDE 12(g) RedEnvelope, Inc. Common Stock or EquivalentHOOK 12(g) Redhook Ale Brewery, Incorporated Common Stock or EquivalentREDF 12(g) Rediff.com India Limited Common Stock or EquivalentRTIX 12(g) Regeneration Technologies, Inc. Common Stock or EquivalentREGN 12(g) Regeneron Pharmaceuticals, Inc. Common Stock or EquivalentRGCI 12(g) Regent Communications, Inc. Common Stock or EquivalentRCOM 12(g) Register.com, Inc. Common Stock or EquivalentRNHDA 12(g) Reinhold Industries, Inc. Common Stock or EquivalentRELV 12(g) Reliv' International, Inc. Common Stock or EquivalentREMC 12(g) REMEC, Inc. Common Stock or EquivalentREMX 12(g) RemedyTemp, Inc. Common Stock or EquivalentREDI 12(g) Remote Dynamics, Inc. Common Stock or EquivalentRLRN 12(g) Renaissance Learning, Inc. Common Stock or EquivalentRNST 12(g) Renasant Corporation Common Stock or EquivalentRNVS 12(g) Renovis, Inc. Common Stock or EquivalentRCII 12(g) Rent-A-Center Inc. Common Stock or EquivalentRENT 12(g) Rentrak Corporation Common Stock or EquivalentRGEN 12(g) Repligen Corporation Common Stock or EquivalentRJET 12(g) Republic Airways Holdings, Inc. Common Stock or EquivalentRBNCP 12(g) Republic Bancorp Inc. Other SecuritiesRBNC 12(g) Republic Bancorp Inc. Common Stock or EquivalentRBCAA 12(g) Republic Bancorp, Inc. Common Stock or EquivalentRUTX 12(g) Republic Companies Group, Inc. Common Stock or EquivalentFRBK 12(g) Republic First Bancorp, Inc. Common Stock or EquivalentRSCR 12(g) Res-Care, Inc. Common Stock or EquivalentREFR 12(g) Research Frontiers Incorporated Common Stock or EquivalentRIMM 12(g) Research in Motion Limited Common Stock or EquivalentREXI 12(g) Resource America, Inc. Common Stock or EquivalentRECN 12(g) Resources Connection, Inc. Common Stock or EquivalentRESP 12(g) Respironics, Inc. Common Stock or EquivalentRSTO 12(g) Restoration Hardware, Inc. Common Stock or EquivalentRTLX 12(g) Retalix Ltd. Common Stock or EquivalentRTRSY 12(g) Reuters Group PLC Common Stock or EquivalentRFIL 12(g) RF Industries, Inc. Common Stock or EquivalentRFMD 12(g) RF Micro Devices, Inc. Common Stock or EquivalentRFMI 12(g) RF Monolithics, Inc. Common Stock or EquivalentRGCO 12(g) RGC Resources Inc. Common Stock or EquivalentRELL 12(g) Richardson Electronics, Ltd. Common Stock or EquivalentRICK 12(g) Rick's Cabaret International, Inc. Common Stock or Equivalent

67


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPERIGL 12(g) Rigel Pharmaceuticals, Inc. Common Stock or EquivalentRNOW 12(g) RightNow Technologies, Inc. Common Stock or EquivalentRIMG 12(g) Rimage Corporation Common Stock or EquivalentRVEP 12(g) Rio Vista Energy Partners L.P. Limited PartnershipRITT 12(g) RIT Technologies Ltd. Common Stock or EquivalentRITA 12(g) RITA Medical Systems, Inc. Common Stock or EquivalentRIVR 12(g) River Valley Bancorp. Common Stock or EquivalentRVSB 12(g) Riverview Bancorp Inc Common Stock or EquivalentRESC 12(g) Roanoke Electric Steel Corporation Common Stock or EquivalentROBO 12(g) Robo Group TEK, Ltd. Common Stock or EquivalentROCM 12(g) Rochester Medical Corporation Common Stock or EquivalentROAC 12(g) Rock of Ages Corporation Common Stock or EquivalentROFO 12(g) Rockford Corporation Common Stock or EquivalentRCKB 12(g) Rockville Financial, Inc. Common Stock or EquivalentRMTI 12(g) Rockwell Medical Technologies, Inc. Common Stock or EquivalentRMTIW 12(g) Rockwell Medical Technologies, Inc. WarrantRMCF 12(g) Rocky Mountain Chocolate Factory, Inc. Common Stock or EquivalentRCKY 12(g) Rocky Shoes & Boots, Inc. Common Stock or EquivalentRSTI 12(g) Rofin-Sinar Technologies, Inc. Common Stock or EquivalentROME 12(g) Rome Bancorp, Inc. Common Stock or EquivalentRONC 12(g) Ronson Corporation Common Stock or EquivalentROST 12(g) Ross Stores, Inc. Common Stock or EquivalentRBPAA 12(g) Royal Bancshares of Pennsylvania, Inc. Common Stock or EquivalentRGLD 12(g) Royal Gold, Inc. Common Stock or EquivalentROYL 12(g) Royale Energy, Inc. Common Stock or EquivalentRSAS 12(g) RSA Security, Inc. Common Stock or EquivalentRTWI 12(g) RTW, Inc. Common Stock or EquivalentRUBO 12(g) Rubio's Restaurants, Inc. Common Stock or EquivalentRTEC 12(g) Rudolph Technologies, Inc. Common Stock or EquivalentRCCC 12(g) Rural Cellular Corporation Common Stock or EquivalentRURL 12(g) Rural/Metro Corporation Common Stock or EquivalentRBNF 12(g) Rurban Financial Corp Common Stock or EquivalentRUSHB 12(g) Rush Enterprises, Inc. Common Stock or EquivalentRUSHA 12(g) Rush Enterprises, Inc. Common Stock or EquivalentRUTH 12(g) Ruth's Chris Steak House, Inc. Common Stock or EquivalentRYAAY 12(g) Ryanair Holdings plc Common Stock or EquivalentRYAN 12(g) Ryan's Restaurant Group, Inc. Common Stock or EquivalentSRXA 12(g) S R Telecom Inc Common Stock or EquivalentSTBA 12(g) S&T Bancorp, Inc. Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESYBT 12(g) S.Y. Bancorp, Inc. Common Stock or EquivalentSONE 12(g) S1 Corporation Common Stock or EquivalentSABA 12(g) Saba Software, Inc. Common Stock or EquivalentSAFC 12(g) SAFECO Corporation Common Stock or EquivalentSFNT 12(g) SafeNet Inc Common Stock or EquivalentSAFT 12(g) Safety Insurance Group, Inc. Common Stock or EquivalentSFLK 12(g) SAFLINK Corporation Common Stock or EquivalentSALM 12(g) Salem Communications Corporation Common Stock or EquivalentSLXP 12(g) Salix Pharmaceuticals, Ltd. Common Stock or EquivalentSMHG 12(g) Sanders Morris Harris Group, Inc. Common Stock or EquivalentSAFM 12(g) Sanderson Farms, Inc. Common Stock or EquivalentSNDK 12(g) SanDisk Corporation Common Stock or EquivalentSNDS 12(g) Sands Regent (The) Common Stock or EquivalentSASR 12(g) Sandy Spring Bancorp, Inc. Common Stock or EquivalentSGMO 12(g) Sangamo BioSciences, Inc. Common Stock or EquivalentSANM 12(g) Sanmina-SCI Corporation Common Stock or EquivalentSNTS 12(g) Santarus, Inc. Common Stock or EquivalentSPNS 12(g) Sapiens International Corporation N.V. Common Stock or EquivalentSAPE 12(g) Sapient Corporation Common Stock or EquivalentSATC 12(g) SatCon Technology Corporation Common Stock or EquivalentSCNYA 12(g) Saucony, Inc. Common Stock or EquivalentSCNYB 12(g) Saucony, Inc. Common Stock or EquivalentSAVB 12(g) Savannah Bancorp, Inc. (The) Common Stock or EquivalentSVVS 12(g) SAVVIS, Inc. Common Stock or EquivalentSBAC 12(g) SBA Communications Corporation Common Stock or EquivalentSBEI 12(g) SBE, Inc. Common Stock or EquivalentSBTV 12(g) SBS Broadcasting SA Common Stock or EquivalentSBSE 12(g) SBS Technologies, Inc. Common Stock or EquivalentSSFT 12(g) ScanSoft, Inc. Common Stock or EquivalentSCSC 12(g) ScanSource, Inc. Common Stock or EquivalentSCBT 12(g) SCBT Financial Corporation Common Stock or EquivalentSVIN 12(g) Scheid Vineyards, Inc. Common Stock or EquivalentSMIT 12(g) Schmitt Industries, Inc. Common Stock or EquivalentSCHN 12(g) Schnitzer Steel Industries, Inc. Common Stock or EquivalentSCHL 12(g) Scholastic Corporation Common Stock or EquivalentSCHS 12(g) School Specialty, Inc. Common Stock or EquivalentSCLN 12(g) SciClone Pharmaceuticals, Inc. Common Stock or EquivalentSGMS 12(g) Scientific Games Corp Common Stock or EquivalentSCIL 12(g) Scientific Learning Corporation Common Stock or Equivalent

69


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESTIZ 12(g) Scientific Technologies, Incorporated Common Stock or EquivalentSCIX 12(g) Scitex Corporation Ltd. Common Stock or EquivalentSCMM 12(g) SCM Microsystems, Inc. Common Stock or EquivalentSCOX 12(g) SCO Group, Inc. (The) Common Stock or EquivalentPOOL 12(g) SCP Pool Corporation Common Stock or EquivalentSCST 12(g) SCS Transportation, Inc. Common Stock or EquivalentSEAB 12(g) SeaBright Insurance Holdings, Inc. Common Stock or EquivalentSEAC 12(g) SeaChange International, Inc. Common Stock or EquivalentSBCF 12(g) Seacoast Banking Corporation of Florida Common Stock or EquivalentSHLD 12(g) Sears Holdings Corporation Common Stock or EquivalentSGEN 12(g) Seattle Genetics, Inc. Common Stock or EquivalentSCUR 12(g) Secure Computing Corporation Common Stock or EquivalentSBKC 12(g) Security Bank Corporation Common Stock or EquivalentSNFCA 12(g) Security National Financial Corporation Common Stock or EquivalentSBYN 12(g) SeeBeyond Technology Corporation Common Stock or EquivalentSEGU 12(g) Segue Software, Inc. Common Stock or EquivalentSEIC 12(g) SEI Investments Company Common Stock or EquivalentSCSS 12(g) Select Comfort Corporation Common Stock or EquivalentSLTC 12(g) Selectica, Inc. Common Stock or EquivalentSIGI 12(g) Selective Insurance Group, Inc. Common Stock or EquivalentSMTL 12(g) Semitool, Inc. Common Stock or EquivalentSMTC 12(g) Semtech Corporation Common Stock or EquivalentSENEB 12(g) Seneca Foods Corp. Common Stock or EquivalentSENEA 12(g) Seneca Foods Corp. Common Stock or EquivalentSNMX 12(g) Senomyx, Inc. Common Stock or EquivalentSGHL 12(g) Sentigen Holding Corp. Common Stock or EquivalentSNTO 12(g) Sento Corporation Common Stock or EquivalentSEPR 12(g) Sepracor Inc. Common Stock or EquivalentSQNM 12(g) Sequenom, Inc. Common Stock or EquivalentSRLS 12(g) SeraCare Life Sciences Inc Common Stock or EquivalentSRNA 12(g) SERENA Software Inc. Common Stock or EquivalentSERO 12(g) Serologicals Corporation Common Stock or EquivalentSVBI 12(g) Severn Bancorp Inc (Md) Common Stock or EquivalentSFCC 12(g) SFBC International, Inc. Common Stock or EquivalentSHMR 12(g) Shamir Optical Industry Ltd. Common Stock or EquivalentSNDA 12(g) Shanda Interactive Entertainment Limited Common Stock or EquivalentSHRP 12(g) Sharper Image Corporation Common Stock or EquivalentSHEN 12(g) Shenandoah Telecommunications Co Common Stock or EquivalentSHLO 12(g) Shiloh Industries, Inc. Common Stock or Equivalent

70


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESHPGY 12(g) Shire Pharmaceuticals Group plc Common Stock or EquivalentSCVL 12(g) Shoe Carnival, Inc. Common Stock or EquivalentSHOE 12(g) Shoe Pavilion, Inc Common Stock or EquivalentSHOP 12(g) Shopping.com Ltd. Common Stock or EquivalentSHBI 12(g) Shore Bancshares Inc Common Stock or EquivalentSHBK 12(g) Shore Financial Corporation Common Stock or EquivalentSHFL 12(g) Shuffle Master, Inc. Common Stock or EquivalentSIFI 12(g) SI Financial Group, Inc. Common Stock or EquivalentSINT 12(g) SI International, Inc. Common Stock or EquivalentSEBL 12(g) Siebel Systems, Inc. Common Stock or EquivalentSIEB 12(g) Siebert Financial Corp. Common Stock or EquivalentBSRR 12(g) Sierra Bancorp Common Stock or EquivalentSWIR 12(g) Sierra Wireless, Inc. Common Stock or EquivalentSIFY 12(g) Sify Limited Common Stock or EquivalentSIGA 12(g) SIGA Technologies Inc. Common Stock or EquivalentSIGM 12(g) Sigma Designs, Inc. Common Stock or EquivalentSIAL 12(g) Sigma-Aldrich Corporation Common Stock or EquivalentSGTL 12(g) Sigmatel, Inc. Common Stock or EquivalentSGMA 12(g) SigmaTron International, Inc. Common Stock or EquivalentSLGN 12(g) Silgan Holdings, Inc. Common Stock or EquivalentSILCF 12(g) Silicom Ltd Common Stock or EquivalentSIMG 12(g) Silicon Image, Inc. Common Stock or EquivalentSLAB 12(g) Silicon Laboratories, Inc. Common Stock or EquivalentSIMO 12(g) Silicon Motion Technology Corporation Common Stock or EquivalentSSTI 12(g) Silicon Storage Technology, Inc. Common Stock or EquivalentSPIL 12(g) Siliconware Precision Industries Company, Ltd. Common Stock or EquivalentSSRI 12(g) Silver Standard Resources, Inc Common Stock or EquivalentSSTR 12(g) Silverstar Holdings Ltd Common Stock or EquivalentSIMC 12(g) Simclar, Inc. Common Stock or EquivalentSFNC 12(g) Simmons First National Corporation Common Stock or EquivalentSTEC 12(g) SimpleTech Inc Common Stock or EquivalentSINA 12(g) Sina Corporation Common Stock or EquivalentSBGI 12(g) Sinclair Broadcast Group, Inc. Common Stock or EquivalentSMDI 12(g) Sirenza Microdevices, Inc. Common Stock or EquivalentSIRF 12(g) SiRF Technology Holdings, Inc. Common Stock or EquivalentSIRI 12(g) Sirius Satellite Radio Inc. Common Stock or EquivalentRNAI 12(g) Sirna Therapeutics, Inc. Common Stock or EquivalentSKIL 12(g) SkillSoft plc Common Stock or EquivalentSECDP 12(g) Sky Financial Group, Inc. Other Securities

71


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESKYF 12(g) Sky Financial Group, Inc. Common Stock or EquivalentSKYE 12(g) SkyePharma PLC Common Stock or EquivalentSKYW 12(g) SkyWest, Inc. Common Stock or EquivalentSWKS 12(g) Skyworks Solutions, Inc. Common Stock or EquivalentSFBC 12(g) Slade's Ferry Bancorp Common Stock or EquivalentWINS 12(g) SM&A Common Stock or EquivalentSWRG 12(g) Smith & Wollensky Restaurant Group, Inc. (The) Common Stock or EquivalentSMSI 12(g) Smith Micro Software, Inc. Common Stock or EquivalentSMTB 12(g) Smithtown Bancorp Inc Common Stock or EquivalentSMXC 12(g) Smithway Motor Xpress Corp. Common Stock or EquivalentSMTX 12(g) SMTC Corporation Common Stock or EquivalentSSCCP 12(g) Smurfit-Stone Container Corporation Preferred StockSSCC 12(g) Smurfit-Stone Container Corporation Common Stock or EquivalentSNBT 12(g) SNB Bancshares, Inc. (Texas) Common Stock or EquivalentSCKT 12(g) Socket Communications, Inc. Common Stock or EquivalentSOHU 12(g) Sohu.com Inc. Common Stock or EquivalentSLXA 12(g) Solexa, Inc. Common Stock or EquivalentSMTS 12(g) Somanetics Corporation Common Stock or EquivalentSMRA 12(g) Somera Communications, Inc. Common Stock or EquivalentSOMHW 12(g) Somerset Hills Bancorp WarrantSOMH 12(g) Somerset Hills Bancorp Common Stock or EquivalentSNSTA 12(g) Sonesta International Hotels Corporation Common Stock or EquivalentSONC 12(g) Sonic Corp. Common Stock or EquivalentSOFO 12(g) Sonic Foundry, Inc. Common Stock or EquivalentSNCI 12(g) Sonic Innovations, Inc. Common Stock or EquivalentSNIC 12(g) Sonic Solutions Common Stock or EquivalentSNWL 12(g) SonicWALL, Inc. Common Stock or EquivalentSWHI 12(g) SonomaWest Holdings, Inc. Common Stock or EquivalentSONO 12(g) SonoSite, Inc. Common Stock or EquivalentSONT 12(g) Sontra Medical Corporation Common Stock or EquivalentSONS 12(g) Sonus Networks, Inc. Common Stock or EquivalentSNUS 12(g) SONUS Pharmaceuticals, Inc. Common Stock or EquivalentSFFS 12(g) Sound Federal Bancorp, Inc. Common Stock or EquivalentSRCP 12(g) SOURCECORP, Incorporated Common Stock or EquivalentTSFG 12(g) South Financial Group Inc. (The) Common Stock or EquivalentSSFC 12(g) South Street Financial Corporation Common Stock or EquivalentSOCB 12(g) Southcoast Financial Corporation Common Stock or EquivalentSCMF 12(g) Southern Community Financial Corporation Common Stock or EquivalentSCMFO 12(g) Southern Community Financial Corporation Other Securities

72


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESMBC 12(g) Southern Missouri Bancorp, Inc. Common Stock or EquivalentSBSI 12(g) Southside Bancshares, Inc. Common Stock or EquivalentOKSB 12(g) Southwest Bancorp, Inc. Common Stock or EquivalentSWCB 12(g) Southwest Community Bancorp Common Stock or EquivalentSWWC 12(g) Southwest Water Company Common Stock or EquivalentSPAB 12(g) SPACEHAB, Incorporated Common Stock or EquivalentSPAN 12(g) Span-America Medical Systems, Inc. Common Stock or EquivalentSBSA 12(g) Spanish Broadcasting System, Inc. Common Stock or EquivalentSGRP 12(g) SPAR Group, Inc. Common Stock or EquivalentSPAR 12(g) Spartan Motors, Inc. Common Stock or EquivalentSPTN 12(g) Spartan Stores, Inc. Common Stock or EquivalentHDTV 12(g) SpatiaLight, Inc. Common Stock or EquivalentSUAI 12(g) Specialty Underwriters' Alliance, Inc. Common Stock or EquivalentSLNK 12(g) SpectraLink Corporation Common Stock or EquivalentSPNC 12(g) Spectranetics Corporation (The) Common Stock or EquivalentSPEC 12(g) Spectrum Control, Inc. Common Stock or EquivalentSPPI 12(g) Spectrum Pharmaceuticals, Inc. Common Stock or EquivalentSSPI 12(g) Spectrum Signal Processing Inc. Common Stock or EquivalentSPDE 12(g) Speedus Corp. Common Stock or EquivalentSPEX 12(g) Spherix Incorporated Common Stock or EquivalentSPIR 12(g) Spire Corporation Common Stock or EquivalentSPCH 12(g) Sport Chalet, Inc. Common Stock or EquivalentSPOR 12(g) Sport-Haley, Inc. Common Stock or EquivalentCKXE 12(g) Sports Entertainment Enterprises, Inc. Common Stock or EquivalentSPRI 12(g) Sports Resorts International, Inc. Common Stock or EquivalentSGDE 12(g) Sportsman's Guide, Inc. (The) Common Stock or EquivalentSPSS 12(g) SPSS Inc. Common Stock or EquivalentSTRC 12(g) SRI/Surgical Express, Inc. Common Stock or EquivalentSRSL 12(g) SRS Labs, Inc. Common Stock or EquivalentSSNC 12(g) SS&C Technologies, Inc. Common Stock or EquivalentSSAG 12(g) SSA Global Technologies, Inc. Common Stock or EquivalentSJOE 12(g) St Joseph Capital Corp Common Stock or EquivalentSTAA 12(g) STAAR Surgical Company Common Stock or EquivalentSTGSW 12(g) Stage Stores, Inc. WarrantSTGSZ 12(g) Stage Stores, Inc. WarrantSTGS 12(g) Stage Stores, Inc. Common Stock or EquivalentSTAK 12(g) Staktek Holdings, Inc. Common Stock or EquivalentSTMP 12(g) Stamps.com Inc. Common Stock or EquivalentSMANP 12(g) Standard Management Corporation Other Securities

73


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESMAN 12(g) Standard Management Corporation Common Stock or EquivalentSMSC 12(g) Standard Microsystems Corporation Common Stock or EquivalentSTAN 12(g) Standard Parking Corporation Common Stock or EquivalentSTLY 12(g) Stanley Furniture Company, Inc. Common Stock or EquivalentSPLS 12(g) Staples, Inc. Common Stock or EquivalentSTRZ 12(g) Star Buffet, Inc. Common Stock or EquivalentSTSI 12(g) Star Scientific, Inc. Common Stock or EquivalentSBUX 12(g) Starbucks Corporation Common Stock or EquivalentSTFC 12(g) State Auto Financial Corporation Common Stock or EquivalentSFSW 12(g) State Financial Services Corporation Common Stock or EquivalentSTTS 12(g) STATS ChipPAC Ltd. Common Stock or EquivalentSTLD 12(g) Steel Dynamics, Inc. Common Stock or EquivalentSTTX 12(g) Steel Technologies Inc. Common Stock or EquivalentSCLD 12(g) SteelCloud Inc. Common Stock or EquivalentSMRT 12(g) Stein Mart, Inc. Common Stock or EquivalentSTNR 12(g) Steiner Leisure Limited Common Stock or EquivalentSTEL 12(g) Stellent, Inc. Common Stock or EquivalentSTEM 12(g) StemCells, Inc. Common Stock or EquivalentSTEN 12(g) STEN Corporation Common Stock or EquivalentSTXS 12(g) Stereotaxis, Inc. Common Stock or EquivalentSRCL 12(g) Stericycle, Inc. Common Stock or EquivalentSBIBO 12(g) Sterling Bancshares, Inc. Other SecuritiesSBIBN 12(g) Sterling Bancshares, Inc. Other SecuritiesSBIB 12(g) Sterling Bancshares, Inc. Common Stock or EquivalentSLFI 12(g) Sterling Financial Corporation Common Stock or EquivalentSTSA 12(g) Sterling Financial Corporation Common Stock or EquivalentSHOO 12(g) Steven Madden, Ltd. Common Stock or EquivalentSTEI 12(g) Stewart Enterprises, Inc. Common Stock or EquivalentSTKR 12(g) StockerYale Inc. Common Stock or EquivalentSOSA 12(g) Stolt Offshore S.A. Common Stock or EquivalentSNSA 12(g) Stolt-Nielsen S.A. Common Stock or EquivalentSTON 12(g) StoneMor Partners L.P. Limited PartnershipSTGN 12(g) Stratagene Corporation Common Stock or EquivalentSDIX 12(g) Strategic Diagnostics Inc. Common Stock or EquivalentSTRD 12(g) Strategic Distribution, Inc. Common Stock or EquivalentSTXN 12(g) Stratex Networks Inc Common Stock or EquivalentSTLW 12(g) Stratos International, Inc. Common Stock or EquivalentSTRT 12(g) Strattec Security Corporation Common Stock or EquivalentSTRS 12(g) Stratus Properties, Inc. Common Stock or Equivalent

74


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESTRA 12(g) Strayer Education, Inc. Common Stock or EquivalentFUELW 12(g) Streicher Mobile Fueling, Inc. WarrantFUEL 12(g) Streicher Mobile Fueling, Inc. Common Stock or EquivalentSUBK 12(g) Suffolk Bancorp Common Stock or EquivalentSUMX 12(g) Summa Industries Common Stock or EquivalentSBIT 12(g) Summit Bancshares, Inc. Common Stock or EquivalentSBGA 12(g) Summit Bank Corporation Common Stock or EquivalentSMMF 12(g) Summit Financial Group, Inc. Common Stock or EquivalentSUMT 12(g) SumTotal Systems, Inc. Common Stock or EquivalentSNBC 12(g) Sun Bancorp, Inc. Common Stock or EquivalentSUNH 12(g) Sun Healthcare Group, Inc. Common Stock or EquivalentSNHY 12(g) Sun Hydraulics Corporation Common Stock or EquivalentSUNW 12(g) Sun Microsystems, Inc. Common Stock or EquivalentSDAY 12(g) SUNDAY Communications Limited Common Stock or EquivalentSTKL 12(g) SunOpta, Inc. Common Stock or EquivalentSRTI 12(g) Sunrise Telecom Incorporated Common Stock or EquivalentSNRR 12(g) Sunterra Corporation New Common Stock or EquivalentSUNN 12(g) Suntron Corporation Common Stock or EquivalentSUPVA 12(g) Super Vision International, Inc. Common Stock or EquivalentSCON 12(g) Superconductor Technologies Inc. Common Stock or EquivalentSUPG 12(g) SuperGen, Inc. Common Stock or EquivalentSPSX 12(g) Superior Essex Inc Common Stock or EquivalentSWSI 12(g) Superior Well Services, Inc. Common Stock or EquivalentSPPR 12(g) Supertel Hospitality, Inc. Common Stock or EquivalentSUPX 12(g) Supertex, Inc. Common Stock or EquivalentSPRT 12(g) SupportSoft Inc. Common Stock or EquivalentSURW 12(g) SureWest Communications Common Stock or EquivalentSRDX 12(g) SurModics, Inc. Common Stock or EquivalentSUSQ 12(g) Susquehanna Bancshares, Inc. Common Stock or EquivalentSIVBO 12(g) SVB Financial Group Other SecuritiesSIVB 12(g) SVB Financial Group Common Stock or EquivalentSWFT 12(g) Swift Transportation Co., Inc. Common Stock or EquivalentSCMRE 12(g) Sycamore Networks, Inc. Common Stock or EquivalentSYKE 12(g) Sykes Enterprises, Incorporated Common Stock or EquivalentSYMC 12(g) Symantec Corporation Common Stock or EquivalentSMBI 12(g) Symbion, Inc. Common Stock or EquivalentSYMM 12(g) Symmetricom, Inc. Common Stock or EquivalentSMMX 12(g) Symyx Technologies, Inc. Common Stock or EquivalentSYGR 12(g) Synagro Technologies, Inc. Common Stock or Equivalent

75


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPESYNL 12(g) Synalloy Corporation Common Stock or EquivalentSYNA 12(g) Synaptics Incorporated Common Stock or EquivalentSYNX 12(g) SYNERGX Systems Inc. Common Stock or EquivalentSYBR 12(g) Synergy Brands Inc. Common Stock or EquivalentSYNF 12(g) Synergy Financial Group, Inc. Common Stock or EquivalentELOS 12(g) Syneron Medical Ltd. Common Stock or EquivalentSNPS 12(g) Synopsys, Inc. Common Stock or EquivalentSYNO 12(g) Synovis Life Technologies, Inc. Common Stock or EquivalentSYNP 12(g) Synplicity, Inc. Common Stock or EquivalentSYNT 12(g) Syntel, Inc. Common Stock or EquivalentNZYM 12(g) Synthetech, Inc. Common Stock or EquivalentSYNM 12(g) Syntroleum Corporation Common Stock or EquivalentSYNMW 12(g) Syntroleum Corporation WarrantSYNMZ 12(g) Syntroleum Corporation WarrantSYPR 12(g) Sypris Solutions, Inc. Common Stock or EquivalentTROW 12(g) T. Rowe Price Group, Inc. Common Stock or EquivalentTTES 12(g) T-3 Energy Services Inc Common Stock or EquivalentTAIT 12(g) Taitron Components Incorporated Common Stock or EquivalentTTWO 12(g) Take-Two Interactive Software, Inc. Common Stock or EquivalentTALK 12(g) Talk America Holdings Inc. Common Stock or EquivalentTALX 12(g) TALX Corporation Common Stock or EquivalentTBAC 12(g) Tandy Brands Accessories, Inc. Common Stock or EquivalentTNOX 12(g) Tanox, Inc. Common Stock or EquivalentTPPH 12(g) Tapestry Pharmaceuticals, Inc. Common Stock or EquivalentTGEN 12(g) Targeted Genetics Corporation Common Stock or EquivalentTARO 12(g) Taro Pharmaceutical Industries Ltd. Common Stock or EquivalentTARR 12(g) Tarragon Corporation Common Stock or EquivalentTAGS 12(g) Tarrant Apparel Group Common Stock or EquivalentTASR 12(g) TASER International, Inc. Common Stock or EquivalentTATTF 12(g) TAT Technologies Ltd. Common Stock or EquivalentTAYC 12(g) Taylor Capital Group, Inc. Common Stock or EquivalentTAYCP 12(g) Taylor Capital Group, Inc. Other SecuritiesTAYD 12(g) Taylor Devices, Inc. Common Stock or EquivalentTBWC 12(g) TB Wood's Corporation Common Stock or EquivalentTBCC 12(g) TBC Corporation Common Stock or EquivalentTBSI 12(g) TBS International Limited Common Stock or EquivalentTCLP 12(g) TC PipeLines, LP Limited PartnershipTFIN 12(g) Team Financial, Inc. Common Stock or EquivalentTFINP 12(g) Team Financial, Inc. Other Securities

76


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPETSTF 12(g) TeamStaff, Inc. Common Stock or EquivalentTECD 12(g) Tech Data Corporation Common Stock or EquivalentTECH 12(g) Techne Corporation Common Stock or EquivalentTICC 12(g) Technology Investment Capital Corp. Common Stock or EquivalentTRCI 12(g) Technology Research Corporation Common Stock or EquivalentTSCC 12(g) Technology Solutions Company Common Stock or EquivalentTEAM 12(g) TechTeam Global, Inc. Common Stock or EquivalentTECUA 12(g) Tecumseh Products Company Common Stock or EquivalentTECUB 12(g) Tecumseh Products Company Common Stock or EquivalentTGAL 12(g) Tegal Corporation Common Stock or EquivalentTKLC 12(g) Tekelec Common Stock or EquivalentTEKC 12(g) Teknowledge Corporation Common Stock or EquivalentTELOZ 12(g) TEL Offshore Trust Units/Benif IntTSYS 12(g) TeleCommunication Systems, Inc. Common Stock or EquivalentTFONY 12(g) Telefonos de Mexico SA de CV Ser A Spons ADR Common Stock or EquivalentTLGB 12(g) Teleglobe International Holdings Ltd. Common Stock or EquivalentTELN 12(g) Telenor ASA Common Stock or EquivalentTIWI 12(g) Telesystem International Wireless Inc. Common Stock or EquivalentTTEC 12(g) TeleTech Holdings, Inc. Common Stock or EquivalentTLWT 12(g) Telewest Global Inc Common Stock or EquivalentTELK 12(g) Telik, Inc. Common Stock or EquivalentTLAB 12(g) Tellabs, Inc. Common Stock or EquivalentWRLS 12(g) Telular Corporation Common Stock or EquivalentTLVT 12(g) Telvent GIT, S.A. Common Stock or EquivalentTMCV 12(g) Temecula Valley Bancorp Inc. (CA) Common Stock or EquivalentTERN 12(g) Terayon Communication Systems, Inc. Common Stock or EquivalentTRCA 12(g) Tercica, Inc. Common Stock or EquivalentTESOF 12(g) Tesco Corporation Common Stock or EquivalentTESS 12(g) TESSCO Technologies Incorporated Common Stock or EquivalentTSRA 12(g) Tessera Technologies, Inc. Common Stock or EquivalentTTEK 12(g) Tetra Tech, Inc. Common Stock or EquivalentTEVA 12(g) Teva Pharmaceutical Industries Limited Common Stock or EquivalentTCBI 12(g) Texas Capital Bancshares, Inc. Common Stock or EquivalentTRBS 12(g) Texas Regional Bancshares, Inc. Common Stock or EquivalentTXRH 12(g) Texas Roadhouse, Inc. Common Stock or EquivalentTXUI 12(g) Texas United Bancshares, Inc. Common Stock or EquivalentTHRD 12(g) TF Financial Corporation Common Stock or EquivalentARTLP 12(g) The Aristotle Corporation Preferred StockARTL 12(g) The Aristotle Corporation Common Stock or Equivalent

77


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPETBBK 12(g) The Bancorp, Inc. Common Stock or EquivalentTBHS 12(g) The Bank Holdings, Inc. Common Stock or EquivalentTBHSW 12(g) The Bank Holdings, Inc. WarrantTXCO 12(g) The Exploration Company Common Stock or EquivalentPRSC 12(g) The Providence Service Corporation Common Stock or EquivalentNCTY 12(g) The9 Limited Common Stock or EquivalentTHRX 12(g) Theravance, Inc. Common Stock or EquivalentTWAV 12(g) Therma-Wave, Inc. Common Stock or EquivalentKOOL 12(g) THERMOGENESIS Corp. Common Stock or EquivalentTSCM 12(g) TheStreet.com, Inc. Common Stock or EquivalentTWTI 12(g) Third Wave Technologies, Inc. Common Stock or EquivalentTPGI 12(g) Thomas Properties Group, Inc. Common Stock or EquivalentTHOR 12(g) Thoratec Corporation Common Stock or EquivalentTHQI 12(g) THQ Inc. Common Stock or EquivalentTHLD 12(g) Threshold Pharmaceuticals, Inc. Common Stock or EquivalentTIBB 12(g) TIB Financial Corporation Common Stock or EquivalentTIBX 12(g) TIBCO Software, Inc. Common Stock or EquivalentTIER 12(g) Tier Technologies, Inc. Common Stock or EquivalentTONE 12(g) TierOne Corporation Common Stock or EquivalentTIII 12(g) TII Network Technologies, Inc. Common Stock or EquivalentTIMHY 12(g) TIM Hellas Telecommunications S.A. Common Stock or EquivalentTSBK 12(g) Timberland Bancorp, Inc. Common Stock or EquivalentTWTC 12(g) Time Warner Telecom Inc. Common Stock or EquivalentTIVO 12(g) TiVo Inc. Common Stock or EquivalentTLCV 12(g) TLC Vision Corporation Common Stock or EquivalentTLGD 12(g) Tollgrade Communications, Inc. Common Stock or EquivalentTOMO 12(g) Tom Online Inc. Common Stock or EquivalentTOPT 12(g) TOP Tankers Inc. Common Stock or EquivalentTOPP 12(g) Topps Company, Inc. (The) Common Stock or EquivalentTORM 12(g) TOR Minerals International Inc Common Stock or EquivalentTRGL 12(g) Toreador Resources Corporation Common Stock or EquivalentTOFC 12(g) Tower Financial Corporation Common Stock or EquivalentTWGP 12(g) Tower Group, Inc. Common Stock or EquivalentTSEM 12(g) Tower Semiconductor Ltd. Common Stock or EquivalentTSEMW 12(g) Tower Semiconductor Ltd. WarrantTRAC 12(g) Track Data Corporation Common Stock or EquivalentTSCO 12(g) Tractor Supply Company Common Stock or EquivalentTRAD 12(g) TradeStation Group Inc Common Stock or EquivalentTRFX 12(g) Traffix, Inc. Common Stock or Equivalent

78


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPETRBR 12(g) Trailer Bridge, Inc. Common Stock or EquivalentTRFDF 12(g) Tramford International Limited Common Stock or EquivalentTWMC 12(g) Trans World Entertainment Corp. Common Stock or EquivalentTACT 12(g) TransAct Technologies Incorporated Common Stock or EquivalentTSAI 12(g) Transaction Systems Architects , Inc. Common Stock or EquivalentTRNS 12(g) Transcat, Inc. Common Stock or EquivalentTRCR 12(g) Transcend Services, Inc. Common Stock or EquivalentTRGNY 12(g) Transgene S.A. Common Stock or EquivalentTBIO 12(g) Transgenomic, Inc. Common Stock or EquivalentTRNI 12(g) Trans-Industries, Inc. Common Stock or EquivalentTMTA 12(g) Transmeta Corporation Common Stock or EquivalentTCAM 12(g) Transport Corporation of America, Inc. Common Stock or EquivalentTXCC 12(g) TranSwitch Corporation Common Stock or EquivalentTZOO 12(g) Travelzoo Inc Common Stock or EquivalentTMIC 12(g) Trend Micro Incorporated Common Stock or EquivalentTGIC 12(g) Triad Guaranty Inc. Common Stock or EquivalentTCBK 12(g) TriCo Bancshares Common Stock or EquivalentTRID 12(g) Trident Microsystems, Inc. Common Stock or EquivalentTRKN 12(g) Trikon Technologies, Inc. Common Stock or EquivalentTRMB 12(g) Trimble Navigation Limited Common Stock or EquivalentTRMS 12(g) Trimeris, Inc. Common Stock or EquivalentTRIB 12(g) Trinity Biotech plc Common Stock or EquivalentTRINC 12(g) Trinsic, Inc. Common Stock or EquivalentTTPA 12(g) Trintech Group PLC Common Stock or EquivalentTPTH 12(g) TriPath Imaging Inc. Common Stock or EquivalentTRPH 12(g) Tripath Technology, Inc. Common Stock or EquivalentTRPS 12(g) Tripos, Inc. Common Stock or EquivalentTQNT 12(g) TriQuint Semiconductor, Inc. Common Stock or EquivalentTRIS 12(g) Tri-S Security Corporation Common Stock or EquivalentTRISW 12(g) Tri-S Security Corporation WarrantTZIX 12(g) TriZetto Group, Inc. (The) Common Stock or EquivalentTRMM 12(g) TRM Corporation Common Stock or EquivalentTRST 12(g) TrustCo Bank Corp NY Common Stock or EquivalentTRMK 12(g) Trustmark Corporation Common Stock or EquivalentTSRI 12(g) TSR, Inc. Common Stock or EquivalentTTIL 12(g) TTI Team Telecom International Ltd. Common Stock or EquivalentTTMI 12(g) TTM Technologies, Inc. Common Stock or EquivalentTUES 12(g) Tuesday Morning Corp. Common Stock or EquivalentTFCO 12(g) Tufco Technologies, Inc. Common Stock or Equivalent

79


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPETMWD 12(g) Tumbleweed Communications Corp. Common Stock or EquivalentOVEN 12(g) TurboChef Technologies, Inc. Common Stock or EquivalentTUTS 12(g) Tut Systems, Inc. Common Stock or EquivalentTVIN 12(g) TVI Corporation Common Stock or EquivalentTVIA 12(g) TVIA, Inc. Common Stock or EquivalentTWTR 12(g) Tweeter Home Entertainment Group, Inc Common Stock or EquivalentTWIN 12(g) Twin Disc, Incorporated Common Stock or EquivalentRMIX 12(g) U.S. Concrete, Inc. Common Stock or EquivalentUSEG 12(g) U.S. Energy Corp. Common Stock or EquivalentUSEY 12(g) U.S. Energy Systems, Inc. Common Stock or EquivalentGROW 12(g) U.S. Global Investors, Inc. Common Stock or EquivalentUSHS 12(g) U.S. Home Systems, Inc. Common Stock or EquivalentUSPH 12(g) U.S. Physical Therapy, Inc. Common Stock or EquivalentXPRSA 12(g) U.S. Xpress Enterprises, Inc. Common Stock or EquivalentUAPH 12(g) UAP Holding Corp. Common Stock or EquivalentUPCS 12(g) UbiquiTel Inc. Common Stock or EquivalentUCBH 12(g) UCBH Holdings, Inc. Common Stock or EquivalentUFPT 12(g) UFP Technologies, Inc. Common Stock or EquivalentULCM 12(g) Ulticom, Inc. Common Stock or EquivalentULTI 12(g) Ultimate Software Group, Inc. (The) Common Stock or EquivalentUCTT 12(g) Ultra Clean Holdings, Inc. Common Stock or EquivalentULBI 12(g) Ultralife Batteries, Inc. Common Stock or EquivalentUTEK 12(g) Ultratech, Inc. Common Stock or EquivalentUMBF 12(g) UMB Financial Corporation Common Stock or EquivalentUMPQ 12(g) Umpqua Holdings Corporation Common Stock or EquivalentUNCA 12(g) Unica Corporation Common Stock or EquivalentUNAM 12(g) Unico American Corporation Common Stock or EquivalentUBSH 12(g) Union Bankshares Corporation Common Stock or EquivalentUCBC 12(g) Union Community Bancorp Common Stock or EquivalentUFBS 12(g) Union Financial Bancshares, Inc. Common Stock or EquivalentUBCD 12(g) UnionBancorp, Inc Common Stock or EquivalentINDM 12(g) United America Indemnity, Ltd. Common Stock or EquivalentUAHC 12(g) United American Healthcare Corporation Common Stock or EquivalentUBCP 12(g) United Bancorp, Inc. Common Stock or EquivalentUBOH 12(g) United Bancshares, Inc. Common Stock or EquivalentUBSI 12(g) United Bankshares, Inc. Common Stock or EquivalentUCBI 12(g) United Community Banks, Inc. Common Stock or EquivalentUCFC 12(g) United Community Financial Corp. Common Stock or EquivalentUBNK 12(g) United Financial Bancorp, Inc. Common Stock or Equivalent

80


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEUBMT 12(g) United Financial Corp Common Stock or EquivalentUFMC 12(g) United Financial Mortgage Corporation Common Stock or EquivalentUFCS 12(g) United Fire & Casualty Company Common Stock or EquivalentUHCP 12(g) United Heritage Corporation Common Stock or EquivalentUNFI 12(g) United Natural Foods, Inc. Common Stock or EquivalentUNTD 12(g) United Online, Inc. Common Stock or EquivalentUPFC 12(g) United PanAm Financial Corporation Common Stock or EquivalentURGI 12(g) United Retail Group, Inc. Common Stock or EquivalentUBFO 12(g) United Security Bancshares Common Stock or EquivalentUSBI 12(g) United Security Bancshares, Inc. Common Stock or EquivalentUSLM 12(g) United States Lime & Minerals, Inc. Common Stock or EquivalentUSTR 12(g) United Stationers Inc. Common Stock or EquivalentUSPI 12(g) United Surgical Partners International, Inc. Common Stock or EquivalentUTBI 12(g) United Tennessee Bankshares, Inc. Common Stock or EquivalentUTHR 12(g) United Therapeutics Corporation Common Stock or EquivalentUNTY 12(g) Unity Bancorp, Inc. Common Stock or EquivalentUHCO 12(g) Universal American Financial Corp. Common Stock or EquivalentUEIC 12(g) Universal Electronics Inc. Common Stock or EquivalentUFPI 12(g) Universal Forest Products, Inc. Common Stock or EquivalentUSAP 12(g) Universal Stainless & Alloy Products, Inc. Common Stock or EquivalentUACL 12(g) Universal Truckload Services, Inc. Common Stock or EquivalentUNIB 12(g) University Bancorp Inc Michigan Common Stock or EquivalentUVSP 12(g) Univest Corporation of Pennsylvania Common Stock or EquivalentUNIZ 12(g) Unizan Financial Corporation Common Stock or EquivalentURBN 12(g) Urban Outfitters, Inc. Common Stock or EquivalentULGX 12(g) Urologix, Inc. Common Stock or EquivalentCLEC 12(g) US LEC Corp. Common Stock or EquivalentUNWR 12(g) US Unwired, Inc. Common Stock or EquivalentUSMO 12(g) USA Mobility, Inc. Common Stock or EquivalentUSAK 12(g) USA Truck, Inc. Common Stock or EquivalentUSNA 12(g) USANA Health Sciences Inc. Common Stock or EquivalentUSIH 12(g) USI Holdings Corporation Common Stock or EquivalentUTMD 12(g) Utah Medical Products, Inc. Common Stock or EquivalentUTIW 12(g) UTi Worldwide Inc. Common Stock or EquivalentUTSI 12(g) UTStarcom, Inc. Common Stock or EquivalentVITX 12(g) V. I. Technologies, Inc. Common Stock or EquivalentLNUX 12(g) VA Software Corporation Common Stock or EquivalentVAIL 12(g) Vail Banks, Inc. Common Stock or EquivalentVLNC 12(g) Valence Technology, Inc. Common Stock or Equivalent

81


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEVLTS 12(g) Valentis, Inc. Common Stock or EquivalentVLLY 12(g) Valley Bancorp Common Stock or EquivalentVALU 12(g) Value Line, Inc. Common Stock or EquivalentVCLK 12(g) ValueClick, Inc. Common Stock or EquivalentVVTV 12(g) ValueVision International, Inc. Common Stock or EquivalentVSEA 12(g) Varian Semiconductor Equipment Associates, Inc. Common Stock or EquivalentVARI 12(g) Varian, Inc. Common Stock or EquivalentVSTY 12(g) Varsity Group Inc Common Stock or EquivalentVDSI 12(g) VASCO Data Security International, Inc. Common Stock or EquivalentVASC 12(g) Vascular Solutions, Inc. Common Stock or EquivalentVSGN 12(g) Vasogen Inc. Common Stock or EquivalentVASO 12(g) Vasomedical, Inc. Common Stock or EquivalentWOOF 12(g) VCA Antech, Inc. Common Stock or EquivalentVCMP 12(g) VCampus Corporation Common Stock or EquivalentVECO 12(g) Veeco Instruments Inc. Common Stock or EquivalentVEXP 12(g) Velocity Express Corporation Common Stock or EquivalentVMSI 12(g) Ventana Medical Systems, Inc. Common Stock or EquivalentVTIV 12(g) Ventiv Health, Inc. Common Stock or EquivalentVRLK 12(g) Verilink Corporation Common Stock or EquivalentVRNT 12(g) Verint Systems Inc. Common Stock or EquivalentVRSN 12(g) VeriSign, Inc. Common Stock or EquivalentVRTY 12(g) Verity, Inc. Common Stock or EquivalentBEAR 12(g) Vermont Teddy Bear Co., Inc. (The) Common Stock or EquivalentVNLS 12(g) Vernalis plc Common Stock or EquivalentVSNT 12(g) Versant Corporation Common Stock or EquivalentVRSO 12(g) Verso Technologies, Inc. Common Stock or EquivalentVRTX 12(g) Vertex Pharmaceuticals Incorporated Common Stock or EquivalentVERT 12(g) VerticalNet, Inc. Common Stock or EquivalentVTRU 12(g) Vertrue Incorporated Common Stock or EquivalentVNWI 12(g) VIA NET.WORKS, Inc. Common Stock or EquivalentVIAC 12(g) ViaCell, Inc. Common Stock or EquivalentVSAT 12(g) ViaSat, Inc. Common Stock or EquivalentVICL 12(g) Vical Incorporated Common Stock or EquivalentVICR 12(g) Vicor Corporation Common Stock or EquivalentMICU 12(g) Vicuron Pharmaceuticals, Inc. Common Stock or EquivalentVIDE 12(g) Video Display Corporation Common Stock or EquivalentVWPT 12(g) Viewpoint Corporation Common Stock or EquivalentVIGN 12(g) Vignette Corporation Common Stock or EquivalentVISG 12(g) Viisage Technology, Inc. Common Stock or Equivalent

82


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEVBFC 12(g) Village Bank and Trust Financial Corp. Common Stock or EquivalentVBFCW 12(g) Village Bank and Trust Financial Corp. WarrantVLGEA 12(g) Village Super Market, Inc. Common Stock or EquivalentVNBC 12(g) Vineyard National Bancorp Common Stock or EquivalentVION 12(g) Vion Pharmaceuticals Inc. Common Stock or EquivalentVIRL 12(g) Virage Logic Corporation Common Stock or EquivalentVCBI 12(g) Virginia Commerce Bancorp Common Stock or EquivalentVFGI 12(g) Virginia Financial Group Inc Common Stock or EquivalentVLGC 12(g) ViroLogic, Inc. Common Stock or EquivalentVPHM 12(g) ViroPharma Incorporated Common Stock or EquivalentVRYA 12(g) ViryaNet Ltd. Common Stock or EquivalentVSCI 12(g) Vision-Sciences, Inc. Common Stock or EquivalentVSTA 12(g) VistaCare Common Stock or EquivalentVNWK 12(g) Visual Networks, Inc. Common Stock or EquivalentVTAL 12(g) Vital Images, Inc. Common Stock or EquivalentVITL 12(g) Vital Signs, Inc. Common Stock or EquivalentVTSS 12(g) Vitesse Semiconductor Corporation Common Stock or EquivalentVTNC 12(g) Vitran Corporation, Inc. Common Stock or EquivalentVITR 12(g) Vitria Technology, Inc. Common Stock or EquivalentVVUS 12(g) VIVUS, Inc. Common Stock or EquivalentVNUS 12(g) VNUS Medical Technologies, Inc. Common Stock or EquivalentVOCL 12(g) VocalTec Communications Ltd. Common Stock or EquivalentVTEK 12(g) Vodavi Technology, Inc. Common Stock or EquivalentVLCM 12(g) Volcom, Inc. Common Stock or EquivalentVLTR 12(g) Volterra Semiconductor Corporation Common Stock or EquivalentVSEC 12(g) VSE Corporation Common Stock or EquivalentVYYO 12(g) Vyyo, Inc. Common Stock or EquivalentWBPRJ 12(g) W Holding Company Incorporated Preferred StockWBPRK 12(g) W Holding Company Incorporated Preferred StockWBPRZ 12(g) W Holding Company Incorporated Preferred StockWBPRL 12(g) W Holding Company Incorporated Preferred StockWBPRN 12(g) W Holding Company Incorporated Preferred StockWBPRO 12(g) W Holding Company Incorporated Preferred StockWBPRM 12(g) W Holding Company Incorporated Preferred StockWBNK 12(g) Waccamaw Bankshares Inc Common Stock or EquivalentWACLY 12(g) Wacoal Corp. Common Stock or EquivalentWRNC 12(g) Warnaco Group Inc (The) Common Stock or EquivalentWRES 12(g) Warren Resources, Inc. Common Stock or EquivalentWWVYE 12(g) Warwick Valley Telephone Company Common Stock or Equivalent

83


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEWBCO 12(g) Washington Banking Company Common Stock or EquivalentWFSL 12(g) Washington Federal, Inc. Common Stock or EquivalentWGII 12(g) Washington Group International, Inc. Common Stock or EquivalentDIMEZ 12(g) Washington Mutual, Inc. Other SecuritiesWASH 12(g) Washington Trust Bancorp, Inc. Common Stock or EquivalentWWIN 12(g) Waste Industries USA, Inc. Common Stock or EquivalentWSII 12(g) Waste Services, Inc. Common Stock or EquivalentWGRD 12(g) WatchGuard Technologies, Inc. Common Stock or EquivalentWATFZ 12(g) Waterford Wedgwood PLC Common Stock or EquivalentWTRS 12(g) Waters Instruments, Inc. Common Stock or EquivalentWAVX 12(g) Wave Systems Corp. Common Stock or EquivalentWVCM 12(g) Wavecom S.A. Common Stock or EquivalentWAYN 12(g) Wayne Savings Bancshares Inc. Common Stock or EquivalentWCAA 12(g) WCA Waste Corporation Common Stock or EquivalentWDFC 12(g) WD-40 Company Common Stock or EquivalentWEBX 12(g) WebEx Communications, Inc. Common Stock or EquivalentWEFN 12(g) WebFinancial Corporation Common Stock or EquivalentHLTH 12(g) WebMD Corporation Common Stock or EquivalentWEBM 12(g) webMethods, Inc. Common Stock or EquivalentWBSN 12(g) Websense, Inc. Common Stock or EquivalentWSSI 12(g) WebSideStory, Inc. Common Stock or EquivalentWBSTP 12(g) Webster Financial Corporation Preferred StockWZEN 12(g) Webzen Inc Common Stock or EquivalentWGNR 12(g) Wegener Corporation Common Stock or EquivalentWERN 12(g) Werner Enterprises, Inc. Common Stock or EquivalentWSBC 12(g) WesBanco, Inc. Common Stock or EquivalentWTBA 12(g) West Bancorporation Common Stock or EquivalentWCBO 12(g) West Coast Bancorp Common Stock or EquivalentWSTC 12(g) West Corporation Common Stock or EquivalentWMAR 12(g) West Marine, Inc. Common Stock or EquivalentWSTF 12(g) Westaff Inc. Common Stock or EquivalentWEDX 12(g) Westaim Corporation (The) Common Stock or EquivalentWABC 12(g) Westamerica Bancorporation Common Stock or EquivalentWBKC 12(g) WestBank Corporation Common Stock or EquivalentWSTL 12(g) Westell Technologies, Inc. Common Stock or EquivalentWSBA 12(g) Western Sierra Bancorp Common Stock or EquivalentWTSLA 12(g) Wet Seal, Inc. (The) Common Stock or EquivalentWEYS 12(g) Weyco Group, Inc. Common Stock or EquivalentWFSI 12(g) WFS Financial Inc. Common Stock or Equivalent

84


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEWGNB 12(g) WGNB Corp. Common Stock or EquivalentWPSC 12(g) Wheeling-Pittsburgh Corporation Common Stock or EquivalentWEDC 12(g) White Electronic Designs Corporation Common Stock or EquivalentWTNY 12(g) Whitney Holding Corporation Common Stock or EquivalentWFMI 12(g) Whole Foods Market, Inc. Common Stock or EquivalentOATS 12(g) Wild Oats Markets, Inc. Common Stock or EquivalentWVVI 12(g) Willamette Valley Vineyards, Inc. Common Stock or EquivalentWMSI 12(g) Williams Industries, Inc. Common Stock or EquivalentWLFC 12(g) Willis Lease Finance Corporation Common Stock or EquivalentWGBC 12(g) Willow Grove Bancorp, Inc. Common Stock or EquivalentWIBC 12(g) Wilshire Bancorp, Inc. Common Stock or EquivalentWLSN 12(g) Wilsons The Leather Experts Inc. Common Stock or EquivalentWIND 12(g) Wind River Systems, Inc. Common Stock or EquivalentWINA 12(g) Winmark Corporation Common Stock or EquivalentWTFCO 12(g) Wintrust Financial Corporation Other SecuritiesWTFCP 12(g) Wintrust Financial Corporation Other SecuritiesWTFC 12(g) Wintrust Financial Corporation Common Stock or EquivalentWFII 12(g) Wireless Facilities, Inc. Common Stock or EquivalentWITS 12(g) Witness Systems, Inc. Common Stock or EquivalentWJCI 12(g) WJ Communications, Inc. Common Stock or EquivalentWDHD 12(g) Woodhead Industries, Inc. Common Stock or EquivalentWGOV 12(g) Woodward Governor Company Common Stock or EquivalentWRLD 12(g) World Acceptance Corporation Common Stock or EquivalentWLDA 12(g) World Air Holdings, Inc. Common Stock or EquivalentWHRT 12(g) World Heart Corporation Common Stock or EquivalentWGAT 12(g) Worldgate Communications, Inc. Common Stock or EquivalentWRSP 12(g) WorldSpace, Inc. Common Stock or EquivalentWPCS 12(g) WPCS International Incorporated Common Stock or EquivalentWPPGY 12(g) WPP Group plc Common Stock or EquivalentWPTE 12(g) WPT Enterprises, Inc. Common Stock or EquivalentWQNI 12(g) WQN, Inc. Common Stock or EquivalentWMGI 12(g) Wright Medical Group, Inc. Common Stock or EquivalentWSFS 12(g) WSFS Financial Corporation Common Stock or EquivalentWSCI 12(g) WSI Industries Inc. Common Stock or EquivalentWVFC 12(g) WVS Financial Corp. Common Stock or EquivalentWYNN 12(g) Wynn Resorts, Limited Common Stock or EquivalentXATA 12(g) XATA Corporation Common Stock or EquivalentXCYTP 12(g) Xcyte Therapies, Inc. Preferred StockXCYT 12(g) Xcyte Therapies, Inc. Common Stock or Equivalent

85


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEXGEN 12(g) Xenogen Corporation Common Stock or EquivalentXNPT 12(g) XenoPort, Inc. Common Stock or EquivalentXNVA 12(g) Xenova Group plc Common Stock or EquivalentXETA 12(g) XETA Technologies, Inc. Common Stock or EquivalentXLNX 12(g) Xilinx, Inc. Common Stock or EquivalentXMSR 12(g) XM Satellite Radio Holdings Inc. Common Stock or EquivalentXOMA 12(g) XOMA Ltd. Common Stock or EquivalentXRIT 12(g) X-Rite, Incorporated Common Stock or EquivalentXRTX 12(g) Xyratex Ltd. Common Stock or EquivalentYHOO 12(g) Yahoo! Inc. Common Stock or EquivalentYAKC 12(g) Yak Communications, Inc. Common Stock or EquivalentYANB 12(g) Yardville National Bancorp Common Stock or EquivalentYDIW 12(g) YDI Wireless, Inc. Common Stock or EquivalentYELL 12(g) Yellow Roadway Corporation Common Stock or EquivalentYOCM 12(g) YOCREAM International Inc Common Stock or EquivalentYORW 12(g) York Water Company (The) Common Stock or EquivalentUBET 12(g) Youbet.com, Inc. Common Stock or EquivalentYBTVA 12(g) Young Broadcasting, Inc. Common Stock or EquivalentYDNT 12(g) Young Innovations, Inc. Common Stock or EquivalentZANE 12(g) Zanett Inc. Common Stock or EquivalentZBRA 12(g) Zebra Technologies Corporation Common Stock or EquivalentZVXI 12(g) Zevex International, Inc. Common Stock or EquivalentZHNE 12(g) Zhone Technologies, Inc. Common Stock or EquivalentZICA 12(g) Zi Corporation Common Stock or EquivalentZILA 12(g) Zila, Inc. Common Stock or EquivalentZILG 12(g) ZiLOG, Inc. Common Stock or EquivalentZNDT 12(g) Zindart Limited Common Stock or EquivalentZION 12(g) Zions Bancorporation Common Stock or EquivalentZIPR 12(g) ZipRealty, Inc. Common Stock or EquivalentZIXI 12(g) Zix Corporation Common Stock or EquivalentZOLL 12(g) Zoll Medical Corporation Common Stock or EquivalentZOLT 12(g) Zoltek Companies, Inc. Common Stock or EquivalentZOMX 12(g) Zomax Incorporated Common Stock or EquivalentZONA 12(g) Zonagen, Inc. Common Stock or EquivalentZONS 12(g) Zones Inc. Common Stock or EquivalentZOOM 12(g) Zoom Technologies, Inc. Common Stock or EquivalentZRAN 12(g) Zoran Corporation Common Stock or EquivalentZUMZ 12(g) Zumiez Inc. Common Stock or EquivalentZIGO 12(g) Zygo Corporation Common Stock or Equivalent

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ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEZGEN 12(g) ZymoGenetics, Inc. Common Stock or EquivalentADRU 12(g)(2)(B) BLDRS Index Funds Trust Other SecuritiesADRD 12(g)(2)(B) BLDRS Index Funds Trust Other SecuritiesADRE 12(g)(2)(B) BLDRS Index Funds Trust Other SecuritiesADRA 12(g)(2)(B) BLDRS Index Funds Trust Other SecuritiesONEQ 12(g)(2)(B) Fidelity Nasdaq Composite Index Tracking Stock Other SecuritiesCUBA 12(g)(2)(B) Herzfeld Caribbean Basin Fund, Inc. (The) Common Stock or EquivalentJHFT 12(g)(2)(B) John Hancock Financial Trends Fund, Inc. Common Stock or EquivalentQQQQ 12(g)(2)(B) Nasdaq-100 Trust, Series I Other SecuritiesPCAP 12(g)(2)(B) Patriot Capital Funding, Inc. Common Stock or EquivalentFUND 12(g)(2)(B) Royce Focus Trust, Inc. Common Stock or EquivalentPEFX 12(g)(2)(B) S&P 500 Protected Equity Fund, Inc. (The) Common Stock or EquivalentWSCC 12(g)(2)(B) Waterside Capital Corporation Common Stock or EquivalentANAT 12(g)(2)(G) American National Insurance Company Common Stock or EquivalentAFBK 12(i) Albemarle First Bank (Charlottesville, VA) Common Stock or EquivalentAFBKW 12(i) Albemarle First Bank (Charlottesville, VA) WarrantBOMK 12(i) Bank McKenney VA Common Stock or EquivalentBKOR 12(i) Bank of Oak Ridge Common Stock or EquivalentBCAR 12(i) Bank of the Carolinas (NC) Common Stock or EquivalentBORDW 12(i) Boardwalk Bank WarrantBORD 12(i) Boardwalk Bank Common Stock or EquivalentCAPX 12(i) Capital Crossing Bank Common Stock or EquivalentCSNC 12(i) Cardinal State Bank Common Stock or EquivalentCART 12(i) Carolina Trust Bank Common Stock or EquivalentCALGZ 12(i) Citibank (West), FSB Other SecuritiesESBK 12(i) Elmira Savings Bank, FSB (The) Common Stock or EquivalentALLB 12(i) Greater Delaware Valley Savings Bank Common Stock or EquivalentHIFS 12(i) Hingham Institution for Savings Common Stock or EquivalentLBBB 12(i) Liberty Bell Bank (NJ) Common Stock or EquivalentMFLR 12(i) Mayflower Co-operative Bank Common Stock or EquivalentMNRK 12(i) Monarch Bank Common Stock or EquivalentPBCT 12(i) People's Bank Common Stock or EquivalentPFBC 12(i) Preferred Bank Common Stock or EquivalentRCBK 12(i) River City Bank (Mechanicsville, VA) Common Stock or EquivalentSBNY 12(i) Signature Bank Common Stock or EquivalentSTNJ 12(i) Sterling Bank Common Stock or EquivalentSUFB 12(i) SuffolkFirst Bank Common Stock or EquivalentWAIN 12(i) Wainwright Bank & Trust Company Common Stock or EquivalentYAVY 12(i) Yadkin Valley Bank and Trust Company Common Stock or Equivalent

87


ISSUE_SYMBOL REGISTRATION_TYPE ISSUER_NAME ISSUE_TYPEAAUK 12g3-2(b) Anglo American plc Common Stock or EquivalentCSKKY 12g3-2(b) CSK Corporation Common Stock or EquivalentDAIEY 12g3-2(b) Dai'ei, Inc. Common Stock or EquivalentFUJIY 12g3-2(b) Fuji Photo Film Co., Ltd. Common Stock or EquivalentHSVLY 12g3-2(b) Highveld Steel and Vanadium Corporation Limited Common Stock or EquivalentKNBWY 12g3-2(b) Kirin Brewery Company, Limited Common Stock or EquivalentNSANY 12g3-2(b) Nissan Motor Co., Ltd. Common Stock or EquivalentREXMY 12g3-2(b) Rexam, Plc Common Stock or EquivalentSTOSY 12g3-2(b) Santos, Ltd. Common Stock or EquivalentSANYY 12g3-2(b) Sanyo Electric Co., Ltd. Common Stock or EquivalentVELCF 12g3-2(b) Velcro Industries N.V. Common Stock or Equivalent

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exhibit n-1: nasdaq issues by registration type (as of … n-1: nasdaq issues by registration type...

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