expression of natural cytotoxicity receptors and a2v-atpase on peripheral blood nk cell subsets in...
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Expression of Natural Cytotoxicity Receptors and a2V-ATPaseon Peripheral Blood NK Cell Subsets in Women with RecurrentSpontaneous Abortions and Implantation FailuresAtsushi Fukui1,2, Evangelos Ntrivalas1, Alice Gilman-Sachs1, Joanne Kwak-Kim1,3, Sung-Ki Lee1,3,4, RitaLevine1, Kenneth Beaman1
1Department of Microbiology and Immunology, Rosalind Franklin University of Medicine and Science/The Chicago Medical School, North Chicago, IL,
USA;2Department of Obstetrics and Gynecology, Hirosaki University School of Medicine, Hirosaki, Aomori, Japan;3Department of Obstetrics and Gynecology, Rosalind Franklin University of Medicine and Science/The Chicago Medical School, North Chicago, IL,
USA;4Department of Obstetrics and Gynecology, Konyang University College of Medicine, Daejeon, Korea
Introduction
Natural killer (NK) cells are likely to play an import-
ant role in human pregnancy.1,2 NK cells compose
5–10% of peripheral blood lymphocytes (PBLs) and
are distinguished from other cell types by the
expression of NK specific surface markers, i.e. CD56
positive cells. Human NK cell subsets exist as either
as CD56bright or CD56dim NK cells. In addition, a
number of natural killer T (NKT) cells are found in
Keywords
a2V-ATPase, CD56, NKp46, NKp44, NKp30,
NKT
Correspondence
Atsushi Fukui, Department of Microbiology and
Immunology, Rosalind Franklin University, 3333
Green Bay Rd, North Chicago, IL 60064, USA.
E-mail: [email protected]
Submitted July 21, 2006;
accepted August 16, 2006.
Citation
Fukui A, Ntrivalas E, Gilman-Sachs A, Kwak-Kim
J, Lee S-K, Levine R, Beaman K. Expression of
natural cytotoxicity receptors and a2V-ATPase
on peripheral blood NK cell subsets in women
with recurrent spontaneous abortions and
implantation failures. Am J Reprod Immunol
2006; 56:312–320
doi:10.1111/j.1600-0897.2006.00431.x
Problem
Natural cytotoxicity receptors (NCRs) are unique markers, which regu-
late NK cell cytotoxicity and cytokine production. a2V-ATPase is
expressed on subsets of PBMC and regulates the extracellular environ-
ment, which facilitates NK cytotoxicity or cytokine secretion. In this
study, we aim to investigate the expression of NCRs and a2V-ATPase in
peripheral blood NK cells of women with recurrent spontaneous abor-
tions (RSA) or implantation failures.
Method of study
Peripheral blood NK cells (CD56dim and CD56bright were analyzed for
the expression of NCRs (NKp46, NKp44 and NKp30) and a2V-ATPase
using 3-color flow cytometry in women with RSA (n¼24), implantation
failures (n¼19) or normal healthy women (n¼13).
Results
CD56+/NKp46+ cells were markedly decreased (P<0.05) and CD56bright/
a2V-ATPase+ cells were significantly increased (P<0.05) in women with
RSA as compared to those of normal controls. In women with RSA or
implantation failures, expression of NKp46, NKp44, NKp30, and
a2V-ATPase on CD56bright NK cells was significantly up-regulated as
compared with those of CD56dim NK cells.
Conclusion
The differential expression of NCRs and a2V-ATPase in NK cell subsets
may suggest dysregulation of NK cytotoxicity and cytokine production
in women with RSA and implantation failures.
ORIGINAL ARTICLE
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
312 Journal compilation ª 2006 Blackwell Munksgaard
peripheral blood and CD56bright cells are mainly in
the decidua or placenta. In peripheral blood, the
main population of NK cells is CD56dim cell. Studies
suggest that systemic regulation of peripheral blood
leukocytes contribute to reproductive success.3,4
Natural cytotoxicity receptors (NCRs), which
include NKp30, NKp44 and NKp46, are expressed
exclusively on NK cells. The NKp46 receptor is a 46-
kDa type I membrane glycoprotein characterized by
two C2-type Ig-like domains in the extracellular por-
tion. The NKp44 receptor is a 44-kDa type I mem-
brane glycoprotein characterized by a single V-type
Ig-like domain in the extracellular portion. The
NKp30 receptor is a 30-kDa type I membrane glyco-
protein characterized by a single V-type Ig-like
domain in the extracellular portion. NCRs are the
major receptors involved in NK cytotoxicity. NKp46
and NKp44, but not NKp30, recognize viral proteins
such as the haemagglutinin of influenza, or the
haemagglutinin-neuraminidase of parainfluenza
virus.5,6 The endogenous cellular ligands recognized
NCRs are not known. The NKp30 and NKp46 recep-
tors are expressed on the surface of activated and
non-activated NK cells. However, the NKp44 recep-
tor is expressed on the surface of activated NK cells
only. In addition, the NKp30 and NKp46 receptors
have a function in cytotoxic activity and cytokine
production of NK cells.
The a2-isoform of proton-pumping vacuolar AT-
Pase (a2V-ATPase), formerly termed TJ6 or regener-
ation and tolerance factor (RTF) is a relatively newly
characterized marker of activation. It is a 70-kDa
protein that spans the membrane seven times and is
abundantly expressed in the developing thymus.7,8
a2V-ATPase is expressed in the cell membrane and
can regulate the pH of the extracellular environ-
ment,9,10 which may facilitate NK cell killing or cy-
tokine secretion. a2V-ATPase is expressed on B cells
during normal pregnancy, and on NK cells during
abnormal pregnancy in peripheral blood.11–13
It is suggested that implantation-related immune
abnormality exists in some forms of infertility and in
women who experienced recurrent spontaneous
abortions (RSAs).1,2,14–17 We previously reported
that the increase of cytotoxic NK cells in peripheral
blood and the endometrium may have an effect on
the therapeutic results of in vitro fertilization and
embryo transfer (IVF-ET).14 This may be related to
the imbalance of killer immunoglobulin-like recep-
tors in peripheral blood NK cells and may affect the
reproductive outcome.18 This activity in reproduc-
tion is only beginning to be studied. To begin to
reveal the participation of NCRs and a2V-ATPase, we
undertook a flow cytometric analysis of NCRs and
a2V-ATPase on peripheral blood NK cells of women
with RSA or implantation (IVF-ET) failures.
Materials and methods
Study Subjects
The study design was a prospective study. Study sub-
jects were recruited at Reproductive Medicine Pro-
gram from October 1, 2005 to June 30, 2006. All
study subjects had signed informed consents prior to
entering the study, in accordance to local IRB proto-
col.
We classified patients by their histories as fol-
lows: the RSA group (n ¼ 24), women with a his-
tory of three or more spontaneous abortions; the
implantation failures group (n ¼ 19), women with
a history of two or more IVF-ET failures in spite of
good embryo transfer; controls are women with
normal fertile history (n ¼ 13). Women with ana-
tomical, infectious or chromosomal causes of RSA
were excluded from this study. Women with evi-
dent endometriosis, anatomical or infectious etiolo-
gies of implantation failures were also excluded.
Blood was drawn from study groups prior to any
treatment.
Flow Cytometric Analysis of the Peripheral Blood
Lymphocytes
The following monoclonal antibodies (mAbs) were
used to analyze the surface antigens of peripheral
blood leukocytes: anti-CD3 ECD (Beckman Coulter,
Miami, FL, USA), anti-CD56 FITC (BD Biosciences,
San Jose, CA, USA), anti-CD335 (NKp46) PE (BD
Biosciences), anti-CD336 (NKp44) PE (Beckman
Coulter), anti-CD337 (NKp30) PE (Beckman Coul-
ter), and anti-a2V-ATPase (2C1) PE.19 Labeling of
peripheral blood leukocytes with this panel of
mAbs was performed using standard techniques.
Briefly, 100 lL of whole blood was incubated with
mAbs for 20 min at room temperature, and cells
were lysed and fixed, and the cells were washed
twice in phosphate-buffered saline. Immunofluores-
cence and three-color flow cytometric analysis
were performed using a FACScalibur flow cytome-
ter (Becton Dickinson, San Jose, CA, USA) with
computer interfacing to BD cell QuestPro for
NCR AND A2V-ATPASE ON NK CELLS IN RSA WOMEN
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
Journal compilation ª 2006 Blackwell Munksgaard 313
full-list-mode data storage, recovery, and analysis.
A gate was set on the lymphocyte region by
characteristic forward and side scatter parameters.
For each sample, 104 PBLs were evaluated. The
percentage of CD56+ cells or subsets of CD56+ cells
expressing each NCR or a2V-ATPase was deter-
mined by flow cytometry. The percentage of NCR+
cells or a2V-ATPase+ cells/CD56+ or subsets of
CD56+ cells was calculated from this data. We
distinguished CD56dim and CD56bright NK cells
according to their fluorescence, and defined NKT
cells as CD3+/CD56+ cells.
Statistical Analysis
All data are presented as the mean ± S.D. The data
were analyzed using StatView version 4.5 (Abacus
Concepts, Inc., Berkeley, CA, USA). Age distribution
of study groups and controls were analyzed by one-
way anova. Expression of NCRs and a2V-ATPase in
peripheral blood NK cell subsets were analyzed by
Fisher’s exact probability test of frequency distribu-
tion. Different expression of NCRs and a2V-ATPase
between CD56dim and CD56bright NK cells were ana-
lyzed by paired t-test. Differences were considered
significant for probability <0.05.
Results
Study Population
Patient characteristics including age, number of RSA
and implantation failures are shown in Table I.
There are no differences in age distribution among
women with RSA, implantation failures and normal
controls.
Expression of NCRs and a2V-ATPase in Peripheral
Blood NK Cell Subsets
Representative dot plots of the expression of NCRs
(NKp46, NKp44, NKp30) or a2V-ATPase on CD56+
NK cells and NK cell subsets for RSA patient and
normal healthy fertile controls are shown in Fig. 1.
Flow cytometric analysis of NCRs and a2V-AT-
Pase expression in peripheral blood NK cells of the
RSA group, the implantation failures group and
controls are shown in Fig. 2. For the expression of
NKp46, the percentage of CD56+/NKp46+ cells in
the RSA group (53.5 ± 27.4%) was significantly
lower than that in controls (71.4 ± 13.8%)
(P < 0.05) (Figs 2a and 3). Fig. 3 is a representative
dot plots which demonstrate the difference of
NKp46 expression on NK cells in RSA patient and
normal healthy fertile control. There were no signi-
ficant differences among the three groups for the
expression of NKp46 on CD56dim, CD56bright NK
cells and NKT cells. For the expression of NKp44
and NKp30 on NK cells (CD56+, CD56dim,
CD56bright) and NKT cells, there were no significant
differences among three groups (Fig. 2b,c). For the
expression of a2V-ATPase, the percentage of
CD56bright/a2V-ATPase+ cells in the RSA group
(18.4 ± 20.1%) was significantly higher than that
in controls (6.4 ± 9.3%) (P < 0.05) (Figs 2d and 4).
Fig. 4 shows the difference of the expression of
a2V-ATPase on NK cells between RSA patient and
normal healthy fertile control. There were no signi-
ficant differences among the three groups for the
expression of a2V-ATPase on CD56+ and CD56dim
cells and NKT cells.
Different Expression of NCRs and a2V-ATPase
between CD56dim and CD56bright NK Cells
For women with RSA, there were significant differ-
ences in the expression of NKp46 between CD56dim
(46.5 ± 32.7%) and CD56bright (84.1 ± 24.6%)
(P < 0.001), NKp44 between CD56dim (0.3 ± 0.5%)
and CD56bright (9.8 ± 13.8%) (P < 0.05), NKp30
between CD56dim (36.6 ± 30.7%) and CD56bright
(62.3 ± 31.4%) (P < 0.01), and a2V-ATPase
between CD56dim (1.3 ± 1.1%) and CD56bright
(16.6 ± 15.1%) (P < 0.01) NK cells, respectively
(Fig. 5a).
Table I Age, Obstetrical and Infertility Histories of Women with
Recurrent Pregnancy Losses, Implantation Failure and Normal
Controls
RSA (n ¼ 24)
(mean ± S.D.)
Implantation
failures
(n ¼ 19)
(mean ± S.D.)
Controls
(n ¼ 13)
(mean ± S.D.)
Age (years) 35.3 ± 4.8 33.6 ± 3.6 37.7 ± 9.8
No. of pregnancies 4.0 ± 1.9 0.3 ± 0.6 1.7 ± 0.9
No. of deliveries 0.6 ± 0.8 0.1 ± 0.2 1.7 ± 0.9
No. of spontaneous
abortions
2.8 ± 1.4 0.1 ± 0.3 0.0 ± 0.0
RSA, recurrent spontaneous abortion.
FUKUI ET AL.
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
314 Journal compilation ª 2006 Blackwell Munksgaard
For women with implantation failures, there were
significant differences in the expression of NKp46
between CD56dim (49.0 ± 23.2%) and CD56bright
(84.8 ± 22.1%) (P < 0.0001), NKp44 between
CD56dim (1.0 ± 1.6%) and CD56bright (14.8 ± 22.2%)
(P < 0.02), NKp30 between CD56dim (39.7 ± 26.2%)
and CD56bright (55.7 ± 30.6%) (P < 0.01), and a2V-
ATPase between CD56dim (2.8 ± 3.5%) and
CD56bright (22.9 ± 15.1%) (P < 0.01) NK cells,
respectively (Fig. 5b).
For normal healthy controls, there were signi-
ficant differences in the expression of NKp46
Fig. 1 Representative dot plots of the expres-
sion of natural cytotoxicity receptors on Nat-
ural Killer cells in a woman with RSA and a
normal healthy woman. A gate is set on the
lymphocytes. Lymphocytes are classified into
CD56+ and CD56) cells. CD56+ cells are
classified into CD56bright and CD56dim cells.
Co-expression of CD56 with NCRsor
a2V-ATPase is evaluated.
NCR AND A2V-ATPASE ON NK CELLS IN RSA WOMEN
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
Journal compilation ª 2006 Blackwell Munksgaard 315
between CD56dim (61.8 ± 27.8%) and CD56bright
(92.5 ± 16.3%) (P < 0.01), and of NKp44 between
CD56dim (0.9 ± 0.7%) and CD56bright (15.1 ± 14.2%)
(P < 0.05). However, there was no difference in
the expression of NKp30 between CD56dim (42.5 ±
30.2%) and CD56bright (49.6 ± 25.6%), or a2V-ATPase
Fig. 2 Flow cytometric analysis of natural cy-
totoxicity receptors and a2-isoform of proton-
pumping vacuolar ATPase expression on per-
ipheral blood natural killer cells in women
with recurrent spontaneous abortion, implan-
tation failures and controls.
The ordinate indicates the percentage of NCR
or a2V-ATPase positive cells in each subset of
NK cells.
(a) Expression of NKp46 in NK cells in women
with RSA, implantation failures and controls.
(b) Expression of NKp44 in NK cells in women
with RSA, implantation failures and controls.
(c) Expression of NKp30 in NK cells in women
with RSA, implantation failures and controls.
(d) Expression of a2V-ATPase in NK cells in
women with RSA, implantation failures and
controls.
FUKUI ET AL.
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
316 Journal compilation ª 2006 Blackwell Munksgaard
between CD56dim (1.8 ± 1.5%) and CD56bright (7.9 ±
11.5%) NK cells, respectively (Fig. 5c).
Discussion
We have previously shown that peripheral blood NK
cell cytotoxicity was elevated in women with RSA20
and peripheral blood NK cells of women with RSA
had increased expression of CD69 and decreased
expression of CD94.15 At the time of embryo trans-
fer, elevated NK cell cytotoxicity correlates with the
resultant abortion following IVF-ET cycle.14 These
results suggested that activated peripheral blood NK
cells might cause an unfavorable pregnancy result.
Often the interaction between peripheral blood
NK cells and trophoblasts are not well understood,
and researchers are investigating with various roles
of peripheral and decidual NK cells.21,22 NK cells
preferentially kill targets with lower expression of
major histocompatibility complex (MHC) class I pro-
teins, because fewer inhibitory receptors are enga-
ging ligands. As a consequence, syncytiotrophoblasts
are not free from peripheral blood NK cell cytotoxici-
ty. However, if trophoblast cells produce cytokines
that lowered MHC class I levels on NK cells, the pre-
dicted consequence would be enhanced immunosup-
pression. The absence of allo-MHC on the NK
effectors could result in a larger pool of trans-reactive
inhibitory receptors and a consequent inhibition of
CD56dim CD56bright
CD56dim CD56bright
CD56
64pK
N
Normal healthy woman
Women with RSA
17.3%
48.8%
51.2%
82.7%
Fig. 3 Representative dot plots of the expression of NKp46 on natural
killer cells in a woman with recurrent spontaneous abortion and a
normal healthy woman. Numbers in solid line show the percentage of
CD56+NKp46+ or CD56+NKp46) cells in total CD56+ cells.
CD56dim CD56bright
CD56dim CD56bright
CD56
100 101 102 103
CD56 FITC10410
010
110
210
3
RT
F(2C
1) P
ER
TF(
2C1)
PE
104
100
101
102
103
104
100 101 102 103
CD56 FITC104
a2V
-AT
Pase
Normal healthy woman
Women with RSA
98.5%
22.2%
77.8%88.3%
11.7%
1.2%
98.8%
1.5%
Fig. 4 Representative dot plots of the expression of a2-isoform of
proton-pumping vacuolar ATPase on natural killer cells in a woman
with recurrent spontaneous abortion and a normal healthy woman.
Numbers in solid line show the percentage of CD56dima2VATPase+ or
CD56dima2VATPase) cells in total CD56dim cells. Numbers in dotted
line show the percentage of CD56brighta2VATPase+ or CD56brighta2VAT-
Pase) cells in total CD56dim cells.
NCR AND A2V-ATPASE ON NK CELLS IN RSA WOMEN
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
Journal compilation ª 2006 Blackwell Munksgaard 317
alloreactivity.23 Studies of NK cell receptor expres-
sion highlight the in vivo regulation of NK cytotoxici-
ty during implantation and pregnancy.
Natural killer cells express a number of inhibitory
receptors that recognize the MHC class I molecules
expressed on normal cells.24 The lack of expression
of one or more MHC class I alleles or the expression
of insufficient amounts of class I molecules leads to
NK-mediated target-cell lysis.25 Trophoblast cells
temporally express the HLA-C, HLA-G and HLA-E
MHC class I molecules, which are candidate ligands
for decidual NK cells. HLA-C binds to KIR2DL1 and
KIR2DL2 on NK cells. We previously reported that
women with implantation failures have decreased
expression of killer inhibitory receptors (CD158a and
CD158b) compared with normal healthy controls.18
We believe that the balance between inhibitory and
activating receptor expression on NK cells may be
key to a successful pregnancy.
In this study, we provide the experimental evi-
dence that the surface expression and functional
change of NCRs in peripheral blood have a relation
to the reproductive success. NKp46, NKp44 and
NKp30 are the first three members of NCR family
and these receptors are found only on NK cells.26–28
NKp46 is expressed at higher levels on CD56 cells
than NKp44, NKp30 or a2V-ATPase. Both peripheral
blood NK cells and decidual NK cells express NCRs.29
However, the function of these receptors during
pregnancy is not known.
In this study, there was a significant difference in
the expression of NKp46 on NK cells between the
RSA group and controls. The expression of NKp46
on CD56+ cells in the RSA group was significantly
lower than that of controls. NKp46 may function in
both cytotoxicity and cytokine production.30 Our
data suggest that cytokine production by NK cells in
the RSA groups is different than in controls. The cy-
tokine repertoire of peripheral NK cells is mainly
type 1 cytokines such as interferon-c and tumor nec-
rosis factor-a, but NK cells are capable of producing
type 2 cytokines such as interleukin (IL)-4, IL-5 and
IL-13.31,32 It is reported that there is another type of
NK cells, which produce TGF-b33 or IL-10.34 NK cells
which produce TGF-b are called NK3 cells and IL-10
producing cells are called NKr1 cells. These NK3 and
NKr1 cells are decreased in spontaneous abortion
cases.35 Our results demonstrate abnormalities of
NKp46 expression on CD56+ NK cells, which may
explain NK cell abnormalities of cytokine production
and cytotoxicity in women with RSA.
In this study, the percentage of CD56bright/a2V-AT-
Pase+ cells was significantly higher in the RSA group
when compared with controls, but there were no
significant differences in the percentage of CD56+/
a2V-ATPase+ cells and CD56dim/a2V-ATPase+ cells.
The presence of a2V-ATPase on maternal circulating
B cells and NK cells was previously shown to be
associated with the pregnancy outcome. Specifically,
normal karyotype nonviable pregnancies were char-
Fig. 5 Expression of natural cytotoxicity receptors and a2V-ATPase in
peripheral blood natural killer cell subsets of women with recurrent
spontaneous abortions, implantation failures and controls.
The ordinate indicates the percentage of NCR or a2V-ATPase positive
cells in CD56dim or CD56bright cells.
(a) Expression of NCRs in peripheral blood NK cell subsets in women
with RSA.
(b) Expression of NCRs in peripheral blood NK cell subsets in women
with implantation failures.
(c) Expression of NCRs in peripheral blood NK cell subsets in controls.
FUKUI ET AL.
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
318 Journal compilation ª 2006 Blackwell Munksgaard
acterized by a decreased expression of a2V-ATPase
on B cells and an increased expression of that on NK
cells.36 This study suggests that the NK cells, partic-
ularly CD56bright cells, are associated with the a2V-
ATPase associated pregnancy loss.
There were significant differences in the individual
expression of NCRs and a2V-ATPase between
CD56dim and CD56bright cells in both the RSA and
implantation failure group. However, there was no
difference in either NKp30 or a2V-ATPase in normal
controls. These data indicate that the increase of
NKp30 and a2V-ATPase expression on CD56bright
cells in the RSA group or the implantation failures
group and not in normal controls may mark a
dysregulation of cytotoxicity or cytokine production
in CD56bright NK cells.
Recently, it was reported that TGF-b1, which might
be released by tumors, neuroblastoma, carcinoma,
and leukemia, and is able to induce a strong down-
regulation of surface expression of triggering NK
receptors such as NKp30.37 It is also speculated that
the decrease of NKp30 on CD56dim cells in the RSA
group or implantation failures group may be due to
down regulation by TGF-b1.
In conclusion, NK cells have a major role in
human pregnancy. The differential expression of
NCRs and a2V-ATPase in NK cell subsets of
women with RSA and implantation failures may
be related to NK cell cytotoxicity and cytokine
production. We believe that successful modifica-
tions of NCRs, that is to say appropriate upregula-
tion of NKp46 on NK cells, could contribute to the
improvement of pregnancy outcome via proper
regulation of cytokine production. Further investi-
gation of NCRs and a2V-ATPase expression in NK
cell subsets in normal and abnormal pregnancies
will contribute to the better understanding of the
biology of NK cell in women with RSA and
implantation failures.
Acknowledgment
This study was partly supported by the Fund for the
Promotion of International Scientific Research,
Aomori Prefecture and City of Hirosaki, Japan.
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FUKUI ET AL.
American Journal of Reproductive Immunology 56 (2006) 312–320 ª 2006 The Authors
320 Journal compilation ª 2006 Blackwell Munksgaard