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    Miniaturization: speeding-up bioprocessdevelopment

    Pedro Fernandes

    Department of Bioengineering & Institute of Biotechnology and BioengineeringCentre for Biological and Chemical Engineering

    Instituto Superior Tcnico

    Universidade Tcnica de Lisboa

    Portugal

    Peniche, April 2013

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    Overview

    Miniaturized devices in bioprocesses

    In-house case studies

    Conclusions/remarks

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    Overall costreduction

    Fastened processdevelopment

    Low volumes

    Parallelization

    Automation

    ml

    l

    nl Increasedcompetitiveness of

    bioprocesses

    Fernandes et al. Recent Pat Biotechnol (2011) 5: 160173

    Miniaturization in bioconversion

    processes

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    Screening for relevant metabolites from microbial strains

    Metabolic flux analysis experiments

    Measuring global gene expression

    Screening for effect of environment on growth

    Media development

    Optimization of fermentation/(bio)conversion

    Production stage

    Microstructuredreactors

    Process development

    Non-structuredreactors

    Microstructuredreactors

    OperationBatch

    Fed-batch

    Continuous

    Operation

    Continuous

    Miniaturization in bioconversionprocesses

    Bolivar et al. Trends Biotechnol (2011) 29: 333342

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    Process intensification

    Large

    Expensive

    Energy-intensive

    Process/EquipmentProcess/Equipment

    Small

    Less expensive

    More efficient

    Integration of multiple

    operation in a single (or few)

    devices

    About 30% savings in raw materials, energy and operating costsAdapted from Chem. Eng. Technol. 2005, 28, 255-258

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    Process intensificationMiniaturized devices in R&D

    Typical pace of process development in drug discovery

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    Tools of the trade

    Non-structured vessels

    MTP platforms

    With sensor spots(monitoring)

    200 l 4 ml reaction volume

    With pH, DOT, T, shaking, monitoring and control

    Cost

    MTP

    24-, 48-, 96-well

    Shallow wellsDeep wells

    xxx ~ 10,000

    kLa 500 h -1

    ~ 100,000 / 200,000

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    Non-structured vessels

    Schpper et al. Anal BioanalChem (2009) 95:679695

    50 150 l reaction volume

    Stirred microreactors 10 ml working volume

    Bareither and Pollard. Biotechnol Prog (2011) 27: 214

    Stirred mini-reactors

    AAB CA B

    In-house reactors: 1 ml (A) and 25 ml (B) working volume

    Nunes et al. Bioresource Technol (2013)http://dx.doi.org/10.1016/j.biortech.2013.02.057

    pH, DOT, T, stirringmonitoring and control(optical fibers)

    Stirring monitoringand control, (pHmonitoring), outer Tcontrol

    Tools of the trade

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    Non-structured vessels Stirred mini-reactors

    Xtreme parallelization

    Schematic of parallel (48), independent single usereactors (16 ml working volume), with microfluidicpumps for pH control

    Prototype of the a microfluidic device mounted onthe bioreaction block. 144 micro-pumps arecontrolled

    3.8 cm

    12 cm

    Gebhardt et al. Biotechnol. Prog., 27: 684690, 2011

    Complexity and cost!

    Tools of the trade

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    Tools of the trade

    Non-structured vessels Stirred mini-reactors

    Complexity and cost!

    Cell culture

    Xtreme parallelization

    pH and DOToptodes

    Ambr TM from The Automation Partnership, TAP24 disposable reactors x 10 mL working volume

    Bareither and Pollard. Biotechnol Prog (2011) 27: 214

    6 microbioreactor per array x 300 to 700 L workingvolume

    Microfluidic channels for feed(innoculation, pH adjustment)and sampling

    Gas permeable membrane In-chambersensors,externalmonitoring

    20 rpm

    Low k La ~ 7 h -1Low k La ~ 30 h-1

    ~ 200,000 > 200,000

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    Microchannel devices

    Microchannel reactor & chip holder

    Structured packing (viz. monoliths)

    Tools of the tradeMicrostructured vessels

    Microreactor operation with syringe pump

    Coated-wallmicroreactor

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    Exploded schematics of a nanospring reactor

    Tools of the tradeNanosprings microreactor

    Exploded schematics of a nanospring reactor

    Morphology of silicon dioxide nanosprings beforeand after silanization with ATPES

    Nanospring reactor operation

    Substrate

    QuencherSchilke et al. Biotechnol. Prog., 26: 15971605, 2010

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    Tools of the tradeNovel packed bed reactor

    Inflow

    ScrewsInlet Outlet

    Top view

    Side viewTeflon sheet and channel cut inside the sheet

    Biocatalyst packing

    PMMA top layer

    PMMA bottom layer

    Inflow OutflowImmobilized enzyme particles

    Pohar et al. Chem. Eng. J. (2012), doi:10.1016/j.cej.2012.02.035 Cvjetko et al. Proc Biochem (accepted)

    Carvalho et al. (submitted)

    Outflow

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    Miniaturization and dspATPS

    Meagher, Lab Chip 2008, 8, 527-532

    SooHoo. Biomed. Microdevices 2009,11, 323-329

    Marques & Fernandes, Molecules, 16, 8368-8401, 2011

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    Miniaturization and dsp

    Chromatography

    96-well filter plates for screening of chromatographic resins, namely for ion exchange andantibody affinity chromatography

    Pipette tips with chromatographic packings

    Packed miniature column (< 10 mL)

    Microfluidic column (1.5 L ion exchange chromatography column)

    Fernandes et al. . Recent Pat. Biotechnol., 5, 160-173., 2011

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    Organometallic reaction, Lonza, 700 kg of product in a few weeks Roberge et al. Org. Proc. Res. & Develop.2008, 12, 905910

    15 tonnes per annum

    Weiler et al. Chemistry Today, 27, 3 / May-June 2009

    Synthesis of trinitroglycerin at a pharmaceutical grade with throughputs of 9 kg h-1

    and further examples at Wiles C & Watts P. Green Chem. DOI: 10.1039/c1gc16022b

    Microreactors: production scaleSome examples

    25 tonnes of a nitration product under cGMP conditions in four weeks ( DSM )http://www.icis.com/Articles/2009/05/04/9211877/microreactors-gain-popularity-among-producers.html

    SAFC, a Sigma Aldrichsubsidiary, Lonza,

    BASF and Evonik IndustriesDSM

    DuPont,Schering-Plough, Sanofi,

    Aventis, Roche,GlaxoSmithKline, Novartis

    and Astra Zeneca.

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    Microreactors operate in continuous mode (flow chemistry), hence solving the apparentparadox of a microreactor producing on 10,000 tonnes/year of a specialty chemicals

    Reactions fit for microreactor technology

    Type A instantaneous, mixing controlled

    Type B rapid (t~minutes), kinetically controlled Type C slow, with thermal hazard

    Thus

    very slow reactions, solids forming, are excluded

    Why?

    Technical notes: Lonza microreactor concept, www.lonza.com

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    Significant potential for intensification if and only if the actual chemical transformation isrelatively fast the overall process occurs under heat and/or mass transfer limitations, yetbiotransformations are often slow, with 0.1 < k rate < 100 s 1 )

    Selected cases of enzyme catalyzed reactions, particularly those involving multi-phasesystems (transport accross phase boundaries) may be adequate

    Preferably coupled with easy reversible enzyme immobilization

    Production scale

    Very high loading (Fractogel)

    Leaks easily under 2 M NaCl

    Wiesbauer et al. ChemCatChem (2011) 3, 1299-1303 Marques & Fernandes, Molecules (2011) 16, 8368-8401

    What about biological reactions?

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    Fasten bioprocess development/shifting paradigms

    where we stand

    Laboratoryphase

    Pilot phase Production phase

    Typical batch development Typical (fed)batch production HTP batch development Typical (fed)batch production

    Lack of reliablescaling criteriaScarce monitoring

    Reliable scalingcriteriaMonitoring (andcontrol)

    Pilot phase Production phaseLab phase

    Production phase

    yet

    Micronit parallel multi-layeredreactor moduleMicronit mL

    scalemicroreactorLab phase

    Evolution!!

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    New paradigms!!

    Scaling-out rather than scaling-up

    Pressure on analytical department

    Focus in the development of on- and at-line monitoring tools

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    In-House AchievementsOur path to success

    HO

    O

    O

    Mycobacterium sp. NRRL-3805

    Sitosterol 4-Androstene-3,17-dione(AD)

    Multi-step bioconversion

    Production of intermediates (AD)for therapeutic steroids

    Industrial use of mycobacteria (non-

    pathogenic)(along with BCG, with an attenuatedM. bovis )

    Model system

    Typically performed in fermentative, fully aqueous processes, with growing cellsTime consuming (3 days +), volumetric productivity hampered by low solubility ofsubstrate and product (< 0.1 mM)

    Mycobacterium sp. NRRL B-3805 have a lipophilic nature and tend to form aggregates

    Fernandes, P., Cabral, J.M.S., Steroid bioconversions, in: Encyclopedia of Industrial Biotechnology, Vol. 7, John Wiley & Sons, New York, pp. 4610-4628, 2010

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    Steroid side-chain cleavage

    Can it be addressed with miniaturized devices (MTP)?

    Marques et al. . J Chem Technol Biotechnol 82:856863 (2007)

    Yes, it can!!

    (but 2-phase systems canbe tricky)

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    In-House AchievementsOur path to success

    Effect of key parameters (k La, aeration,

    medium composition) on productivity

    Scale-up criteria

    On-line: DOT, pH, T

    Off-line analysis

    Stero(l)ids, some nutrients: HPLC

    Biomass, some nutrients:Spectrophotometry

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    Synthetic medium selection: AD production from 2.4 mM sitosterol

    20 gL -1 glycerol4 gL -1 NH4Cl

    Complex medium

    10 gL -1 glycerol10 gL -1 yeast extract

    Effect of k La in AD productivity

    Synthetic medium

    Complex medium

    Working with 24-well MTP

    Marques et al. Biotechnol J (2010) 5: 402412

    Unsealed

    Sealed

    Marques et al. J. Biotechnol (2009) 141: 174180

    Marques et al. J. Biotechnol (2009) 141: 174180

    Effect of sealing and ofshaking frequency in k La

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    From MTP to bioreactor

    Marques et al. Biotechnol J (2010) 5: 402412

    kLa ~ 40 h -1 kLa ~ 160 h-1

    24-well MTP 5 l bioreactor

    Scaling-up from 24-well MTP to a 5 l bioreactor can be done!

    If the adequate k La is chosen as scaling criterion

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    Microfluidic environment

    CholesterolHO

    H H

    HH

    CholestenoneO

    H H

    HH

    Cholesteroloxidase

    Buffer + enzyme (4.4 l min -1)

    n-heptane + cholesterol (1.0 gl -1; 9.6 l min -1)

    Buffer + enzyme + H 2O2

    O2+ H 2O2

    n-heptane + cholestenone

    STR - 200 rpm

    STR - 300 rpm

    STR - 400 rpm

    PFR

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    100

    0 0.1 0.2 0.3 0.4 0.5 0.6 0.7

    X ( % )

    Y - MR

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    100

    0.0E+00 1.0E-04 2.0E-04 3.0E-04 4.0E-04 5.0E-04 6.0E -04 7.0E-04 8.0E-04

    X ( % )

    A B

    STR 400 rpm

    STR 300 rpm

    STR 200 rpm

    Microreactor

    100

    80

    60

    40

    20

    0

    100

    80

    60

    40

    20

    0

    0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0

    X 10 4

    r

    t

    VtE

    = FE

    t=

    STR: Residence time = 90 min

    MR: Residence time = 1 min

    Same X (%)

    Marques et al. Chem Eng J (2010) 160:708714

    X ( % )

    X ( % )

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    Continuous production ofcholestenone

    Figure 1 . Scheme of the experimental setup

    A

    B

    D

    E

    C

    A. Packed-bed reactor

    B. Y-microchannel reactor

    C. Peristaltic pump

    D. Spectrophotometer

    E. Stirred aerated tank

    F. Seringe pumps

    F

    Legend

    Combining cholesterol oxidase (YMR) with catalase (PBR)

    Cholestenone production andsimultaneous removal of hydrogenperoxide

    0

    5

    10

    15

    20

    25

    30

    35

    40

    45

    0 50 100 150 200 250 300

    Operational time (h)

    P r o

    d u c

    t ( M )

    36 M of cholestenone producedafter 300 h of continuous operation

    Marques et al. New Biotechnol (2012) 29: 227-234

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    Miniature bioreactorsCharacterization of immobilized biocatalysts

    Activity vs pH, T, substrate concentration (3 days)

    Operational stability of PVA-immobilized inulinase

    Operational stability of sol-gel-immobilized inulinase

    Fernandes et al. J ChemTechnol Biotechnol 2009; 84: 561564

    Santa et al. Appl Biochem Biotechnol (2011) 165:112

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    Miniature bioreactorsCharacterization of immobilized biocatalysts

    Continuous operation with PVA-immobilized inulinase

    0

    20

    40

    60

    80

    100

    120

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

    Productyield(%)

    Time (days)

    Continuous operation was performed during 20 days at 50 \ C in an inulinsolution of 50g/L pH 4.5, 0 .1M at a flow rate of 42 L/min.

    Production of fructose syrup

    Anes, J. et al Appl Biochem Biotechnol (submitted)

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    Miniature bioreactorsCharacterization of immobilized biocatalysts

    Continuous operation with immobilized invertase

    Production of invert sugar syrupReactants Products

    Immobilized biocatalyst (in CPC)

    Length = 6 cm Hight = 1mm Width = 2 cm Volume = 120 LVoid volume = 20 L

    Suport mass = 150 mg Carvalho, F.. et al J. Biotechnol. (submitted)

    0

    20

    40

    60

    80

    100

    0 50 100 150 200 250 300 350 400

    Conversion(%)

    Flow rate (L/min)

    [sucrose] 10 g/L

    [Sucrose] 20 g/L

    [Sucrose] 40 g/L

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    Immobilizationsupportsscreened

    Lentikat based beads: 3 mm sized particles (polyvinylalcohol derivative, PVA)

    Activated Amberlite: micrometer (hundreds) sized particles

    Sol-gel microparticles:p-nitrophenyl--glucoside p-nitrophenol

    -glucosidase

    Spectrophotometricreading

    Representative

    Simple

    Easy to implement

    Hydrolysis in acetate buffer

    Lentikat lenses

    Eupergit

    Gelatine

    Ca-alginate

    Well-established, most proved feasible in large scale applications

    Miniature bioreactorsCharacterization of immobilized biocatalysts

    -glucosidase immobilization Cellulose hydrolysis

    Operational stability

    Figueira et al. Enzyme Res. 2011, Article ID 642460, 8 pages

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    MTP designed for high throughput analysis ofreducing sugars

    Nunes et al. Appl Biochem Biotechnol. (2010) 160:2129-2147

    Naringin hydrolysis

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    Naringin hydrolysis

    A

    C

    Mechanical stirred reactorsOrbital shaken reactors Packed bed reactors

    Microreactor 2000 L

    B CD

    Multibioreactor system10ml-600ml

    Packed bed reactor 8ml

    Thermostated microplate1000 L -2000 L

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