fia-033011-the new basel iii framework implications for banking organizations

20

FINANCIAL INSTITUTIONS ADVISORY & FINANCIAL REGULATORY CLIENT ALERT March 30, 2011 ........................................................................ ....................................................... .............................................................. The Ne w Basel I II Framewo rk: Impli catio ns f or Bank ing Organizations ........................................................................ ....................................................... .............................................................. The Basel Committee on Banking Supervision (the “Basel Committee”) released a near final version of its new bank capital and liquidity standards, referred to as “Base l III”, in Decembe r 2010. Subsequ ent guidance was issued in Januar y 2011 regarding minimum requirements for regulatory capital instrume nts. The United States and the European Union have publicly endorsed the Basel III standards and are considering how to implement them into law in their respective jurisdictions. Legal and comp liance personn el at impacted financial institutions will need to wo rk alongside risk management staff to ensure their institution is able to comply with the new standards. Basel III is a series of amendments to the existi ng Basel II framework. The core aspects of Basel III are scheduled to be implemented into national law by January 1, 2013; certain aspects of the new standards are slated to become effective upon implementation while others will be phased in over several years. Well before 2013, however, it will become essential for legal and compliance professionals at many institutions to have a working understanding of the new Basel III standards in order to be able to assist in the development of a bank capital plan that meets supervisory expectations. In the U.S., for example, large banking groups are required to demonstrate their ability to comply with Basel III standards both as a formal part of their capital plans and as a condition for regulatory approval of actions that could diminish their capital bases, such as paying dividends. 1 While the broad outline of Basel III was introduced more than a year ago, the Basel Committee continued to refine the new capital and liquidity standards during 2010. 2 As described in further detail below, the Committee continues to work on certain aspects of the framework which may lead to additional changes in Basel III. 1 The requirements apply to the 19 large U.S. bank holding companies that participated in the Supervisory Capital Assessment Program “stress tests” cond ucted in th e spring of 2009. See “Comprehensive Capital Analysis and Review: Objectives and Overview” (March 18, 2011, Federal Reserve Board) and “Revised Temporary Addendum to SR Letter 09-4: Dividend Increases and Other Capital Distributions for the 19 Supervisory Capital Assessment Program Bank Holding Companies” (Nov. 17, 2010, Federal Reserve Board press release). 2 The Basel Committee is an international supervisory group in which banking supervisors from the U.S., the U.K. and twenty-five other nations participate. Basel III was en dorsed in principle by the leaders of the G20 Nations at the G20 Summit held in Seoul on November 11 and 12, 2010. See “The G20 Seoul Summit Leaders’ Declaration November 11-12, 2010”. The G2 0 nat ions include : Argentina, Australia, Brazil, Canada, China, the European Union, France, Germany, India, Indonesia, Italy, Japan, Mexico, Russia, Saudi Arabia, South Africa, South Korea, Turkey, the U.K and the U.S. FINANCIAL INSTITUTIONS ADVISORY & FINANCIAL REGULATORY CLIENT PUBLICATION

Upload: sgaskin1

Post on 07-Apr-2018

220 views

Category:

Documents

0 download

Report

Download

Embed Size (px):

TRANSCRIPT

Page 1: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 1/20

Page 2: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 2/20

Page 3: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 3/20

Page 4: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 4/20

Page 5: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 5/20

Page 6: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 6/20

Page 7: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 7/20

Page 8: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 8/20

Page 9: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 9/20

Page 10: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 10/20

Page 11: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 11/20

Page 12: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 12/20

Page 13: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 13/20

Page 14: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 14/20

Page 15: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 15/20

Page 16: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 16/20

Page 17: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 17/20

Page 18: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 18/20

Page 19: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 19/20

Page 20: FIA-033011-The New Basel III Framework Implications for Banking Organizations

8/6/2019 FIA-033011-The New Basel III Framework Implications for Banking Organizations

http://slidepdf.com/reader/full/fia-033011-the-new-basel-iii-framework-implications-for-banking-organizations 20/20

BASEL II and RISK MANAGEMENT. SUMMARY BASEL I – Merits and Weaknesses BASEL II - Objectives Risk Management and Basel II BASEL II – Structure

Basel II to Basel III

76.120-033011-Wedding Guide

The Basel Capital Framework: From Basel I to Basel III

FIA UB...KTM & Kartu Perpus) Awal Kuliah Semester Ganjil Tempat S2 FIA-UB S2 FIA-UB Gedung C FIA-UB, lantai 2 Gedung C FIA-UB, lantai 2 Gedung C FIA-UB, lantai 2 09 September 2013

One Paper FIA Inspector AD FIA Top Outstanding …...One Paper FIA Inspector AD FIA Top Outstanding Fresh FPSC MCQs Past Solved Sample Test Papers FIA Act 1974 FPSC NTS PPSC PTS OTS

STATUTS DE LA FIA FIA STATUTES

033011 MCHomes Magazine

Basel I to Basel III

Desafíos de innovación FIA - FIA - FUNDACIÓN PARA LA

FIA INTERCONTINENTAL DRIFTING CUP 2018 TOKYO DRIFT ...fiadriftingcup.com/2018/wp-content/themes/fia/common/data/summary.pdf · 4 Introduction The FIA assembled the FIA Drifting Working

Sarwat Butt Chairperson WPC - FIA Additional Director FIA HQs

fia.ub.ac.idfia.ub.ac.id/wp-content/uploads/2014/03/CCF04032014.pdf · Muhammad Arie S ihabuddin F AK. FIA F PET F PET FISlp FISIP FISIP FISIP Vokasi FEB FEB FIA FIA FIA FIA FIA FIA

Forecasting Reports from FIA FIA MARKET ... - Forging

Instructivo Fia

MoPSC Nuclear Pres 033011

FIA F1 Communications Officer FIA

Basel committee & basel norms

Short Sales 101 For Sellers Revised 033011

FIA – Brand Identity Guidelines 3, Plenary 2 - BIG_IHG... · FIA – Brand Identity Guidelines . Presentation FIA SPORT CONFERENCE– Munich June 2014 . FIA Public

Maui Symposium 033011

Basel 2/Basel 3

NM Daily Lobo 033011

総合振込手順1234563 h, 2345 (0035) 17) Y-Ã-aYñf#ä: ¥fiA*g ¥fiA*g ¥fiA*g ¥fiA*g ¥fiA*g ¥fiA*g :ocncncncnl :ocncncncnl :ocncncncnl :ocncncncn.2 :lcn :101 :102 :ICG :104

Basel SBB (Basel, Switzerland) - Railteam

Managementul Fia

Autores: Emilio Gamarra, FIA; Antonio Garre, FIA; Julio Angulo, FIA

FIA & My Results of FIA