financial disclosue report report require.d by the ethics i … · 2019-07-26 · i posion name of...

16
I POSION NAME OF OGANZATN/NTY PARTIES AD TERS 5 Report Require.d by the Ethics FINANCIAL DISCLOSUR REPORT AOJO in Goverme11•1 Act of 1978 Re. 11010 . FOR CALENDAR YEAR 2009 (5 USC app. ! 101-11 J) I. lerson Reportl1g (las name. frt, middle initial) Wilson, Stephen V. l. Court or Organi:atlon U.S. District Cour 3. Date o( Report 06/28/20 I 0 4. Tiiie (Aricle Ill ;udges mdicte acttve or senior status; magistratejudges indicate fll· or part-time) U.S. District Judge 5a. Report Type (check appropnate typ) 0 Nominationá Dte D ln111al [ Annual Sb. D Amended Repon D final 6. Reportng Period 01/011009 to 12/31/209 7. Chombers or Ofc Addres U.S. District Cout 312 N. Sprng Street, Room 217J Los Angeles, CA 9012 8. On the basis of the Infrmation contained in this Report and any modifications pertaining thereto, it is¶ In my opinion, in tompliance with applicable laws and regulatons. Reviewing Officer Date IMPORTANT NOTES: The intructions accompanying thiform must be folowed Complte all parts, checking the NONE box/or each par where you have no reportable informaton Sign on last page I. POSITJ ONS. (Reporing ldMdual only; see pp. 9-IJ of fling instrurtions.) [ NONE (o reportable positions. I. 2. 3. 4. II. AGREEMENTS. (Reporing indiv/t10/ only; see pp. 14-16 v/ fling imlrurtions.) [ NONE (o reportable agreements. r- - -- . ( -- ( - - - -. -:1. -- -.-, I. 2. 3

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Page 1: FINANCIAL DISCLOSUE REPORT Report Require.d by the Ethics I … · 2019-07-26 · I POSION NAME OF RGAIZAONENTY PARTIES ND TEMS 5 FINANCIAL DISCLOSUE REPORT Report Require.d by the

I

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS

5

Report Require.d by the EthicsFINANCIAL DISCLOSURE REPORT AOJO in Governme11•1 Act of 1978 Rev. 112010 . FOR CALENDAR YEAR 2009 (5 USC. app. !i§ 101-11 J)

I. l'erson Reportl11g (last name. first, middle initial)

Wilson, Stephen V.

l. Court or Organi:zatlon

U.S. District Court

3. Date o( Report

06/28/20 I 0

4. Tiiie (Article Ill ;udges mdicate acttve or senior status; magistratejudges indicate full· or part-time)

U.S. District Judge

5a. Report Type (check appropnate type)

0 Nomination Date

D ln111al [{] Annual

Sb. D Amended Repon

D final

6. Reporting Period

01/0112009 to

12/31/2009

7. Chombers or Office Address

U.S. District Court 312 N. Spring Street, Room 217J Los Angeles, CA 90012

8. On the basis of the Information contained in this Report and any modifications pertaining thereto, it is In my opinion, in t"ompliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSITJ ONS. (Reporting lndMdual only; see pp. 9-IJ of filing instrurtions.)

[{] NONE (No reportable positions.)

I.

2.

3.

4.

II. AGREEMENTS. (Reporting indiv/t/110/ only; see pp. 14-16 v/ filing imlrurtions.)

[ZJ NONE (No reportable agreements.)

r- - -- .

( --( - -- -;- .

-:-1. ---.-,I.

2.

3

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SOURCE TYPE

SOURCE

[-zl SOURCE LOCATION PURPOSE

INCOME

OR PROVIDED

2.

FINANCIAL DISCLOSURE REPORT

Page 2 of 16

Name ur Person Reporting

Wilson, Stephen V.

Date or Report

06/2812010

Ill, N 0N-JNVESTMENT IN CO ME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.) [Z]

AND (yours, not spouse's)

I.

3.

4.

B. Spouse's Non-Investment Income - I/you wue married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honorana)

[Z] NONE (No reportable non-investment income.)

AND TYPE

I.

2.

3.

4.

JV• RE JMB URSE MENTS lran>portutilln, lodging,fooJ, rnlert<1inment.-

(lncludev those 10 spo11se and dependent cJuldren, tee pp ]j.]7 of filing Jns1n1c11ons)

NONE (No reportable reimbursements.)

I.

2

3.

ITEMS PAID

4.

5.

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SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

Name of Person Reporting DMle of Report FINANCIAL DISCLOSURE REPORT

Page 3of16 Wilson, Stephen V. 06128/2010

V. Gl.FTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[Z] NONE (No reportable gifts.)

2.

3.

4

5

VI. LJABILJTJ ES. (Includes I/lose of spouse and depe11dent childr<n; see pp. 31-33 of filing instructions.)

D NONE (No reportable liabilities.)

I . North Fork Bank

2.

3

4.

5.

mortgage - real estate (Capri) P2

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3

10:-·

I

I

---- ----- r-1-H - --- ---- - - -

i

i

I

i

!

I

--- - - - - - --

(I) (2) (2)

Name of Person Reporting - Date of ReponFINANCIAL DISCLOSURE REPORT

Page 4of16 Wilson, Stephen V. 06/2812010

VII. INVESTMENTS and TRUSTS - income, va1ue, 1ransac1ions rrnctudes tho ... ofspou .. and dependent rh11dren; see PP· 34-60 of filing ins1ruct1vn ..>

D NONE (No reportable income, assets, or transactions.)

A. ----

- --------B

Income durrng

reporting period ---

{I) Amount Code I

(A-H)

--- - -

(2) -

- ----

-------- ------ · --,- --- ---- -- ---· ------ -

c.

- --

D.

Transactions dunng reportmg p nod

- ---- ---------Gross value at end Descnption of Assets

of reporting period(including trust assets)

(I) (3) (4) (5) Value Goin IValue ValuePlace "(X)" after each asset Type(e.g., ldennty of Type (e.g .. Date

exempt from prior d1sdosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerr-- ! redemption) ' Ior int) (J-P) Code 3 (J-P) (A-H) (If private

(Q-W) rransaction)

I.

2.

4.

5.

6.

1.

8.

9.

11.

12.

13_

14.

15.

16

17.

El Dorado - Real Estate-Partner

Harbor City Mobile Park - Partner

Sandpiper LTD -

Capital - Partner

Capri- NY

Malibu(NY)

BONDS:

State of Israel Bond

BROKERAGE ACCT# I

UB Highmark Div. MM

CA State Wtr Dev

CAStGO

LA CA Uni Sd Dtst

CA ST Runs

Alameda Cnty Pension Plan

Baldwin Park CA Uni Sehl Dist

CA St. Rev Antics NTS

D

D

D

c

G

E

B

Dividend

Dividend

Dividend

Dividend

Rent

Rent

Interest

None

None

None

None

None

None

None

None

0 w

M w

M w

M w

P2 w

P2 w Sold (part)

K T

L T

Redeemed

M T

M T

Redeemed

M T Buy

L T Buy

0 r Buy

02/09/09 M G Feldnan

03/02/09 M

05120109 0

04/08/09 M

08/10/09 L

09129/09 0

I

i.

i

-I lnoomc Gam Codes. A =s1.ooo or less s st.001- s2,500 C =$2,501 -Sl,000 D =$5.001 -$t5,000 E oo1 :s5o.ooo

-l (Sec Columns BI and 04) F-$50,001 - St00,000 G =$I 00,00 I - St .000,000 HI =SJ 000,001 -Sl.000.000 H1 ""More th.iin $5,000,000

'2 Value Codes J =1:1""i,000or le,c; K •$ 15.001 -$50,000 L =$50,001. SI00,000 M =1Hl0,001 - 210,000 (See Columns CI and 03) N =$250,001 - $500.000 0 =$500,00 t • $1 ,000,000 Pl =$1,000,00t - $5,000,000 P2 =$5,000,00 I - $2),000,000

Pl c$25.000,00I -$50,000,000 P4 "'"'More than $50,000,000 I

3 Value Method Codes Q =Appraisal R =Cos.l (Re I E Ltie Only) S ""As.sessm::nl T =Cash Market i (See Column C2) tJ ..Book Ve.!uc V=Othcr \\. =Es111natc<l

-- ---- ___]

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i-------- nsac •= (I) (2) (4)-T---rn-------

I

(Q- 2__ --- lion)

!

i

i

!

i

I

i

Gwss e al end dun reportm p:nod - - - ---- -

ofreportmg period

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 5of16 Wilson, Stephen V. 0612812010

VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and depmdent children; seePP· 34-60 of fil/ng instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. Descriphon of Asset• Income during

reporting period (including trust assets)

<-1)-- !2) ___ ,--<1)-- !1"l--l (3)v.1u. Value Type (e.g., : Dale ' Value Gain Identity ofPlace "(X)" after each asset Amount Type (e.g.,

Code I div., rent, Code 2 Melhod buy, sell, Imm/dd/yy Code 2 Code I buyer/sellerj !e:itempt from prior disclosure (A-H) or int) (J-P) Code 3 redemption) ' ' (J-P) (A-H) ! (ifpnvate

_____ _ ______ 1 ___ ___L_ ___ ____ ______

18.

19,

20.

121,

22_

23.

24.

25.

26.

27.

28

29,

30.

31.

32

33.

34.

BROKERAGE ACCT #2

MSSB MM Funds

Fed Natl Mtg_ Assoc

FHLMC

FHL Mtg Corp

GNMA

BROKERAGE ACCT 113

IRA - Charter Prime MM Fund

FHLB

Fed Fann C. BK

" n

CNI Gov'tMM

Lehman Bros CD

Wash Tr Bk CD

Bankers Tr CD

Goldman Sachs CD

NCB Svgs Bk CD

None N

None M

None N

None

None M

None Pl

None

None Pl

None

None L

None

None

None

None

None

T

T

T Redeemed

(part)

Redeemed

T Buy

T

Redeemed

T Buy

Redeemed

T -

Redeemed

Redeemed

Redeemed

Redeeme-0

Redeemed

12/15/09 L

04115109 N

12/16/09 M -

02/19/09 Pl

02/19/09 Pl

0519109 Pl

04/02/09 L

05120109 L

05/29/09 L

05105109 M

05105109 M

I

I

I

I. lncome Gain Codes· A "'3$) ,000 or less ( =$2,501 - $5,000 D =Sl,001 - Sll,000 E=$15,001-Sl0,000

(See Columns Bl and 04) F •$50,001 - SI00.000 G =SI00,001 - SI ,000,000 HI =Sl,000,001 -SS,000,000 H2 =More tlum Sl,000,000

2 Value Codec; J""Sl5,000orless K =S 15,00 I - $50,000 L=$50,00l -$100,000 M =$100.001-$250,000

(See Column• CI anJ DJ) N •$250,001 - $500,000 0 •$100,001-$1,000,000 Pl =Sl,000,001 - S),000,000 P2=$5.000.00l -S75,000,00ll

PJ •$25.000.001 -$50,000,000 P4 =More than $)0,000,000

3 Value Method Codes 0 =Apprs.1sal R "'-Cost (R(".ll [stale Only) ,5i:=oAsscssincnl(Sec Column C2) U =Book Value V"-Olher W =E;;umated

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-

Nome of Person Reporting l{)ate of Report FINANCIAL DISCLOSURE REPORT

Page 6of16 Wilson, Stephen V. 06128nOIO

D VII. INVESTMENTS and TRUSTS - income, •a111e, 1rrmsac1ion• (Includes 1hv•e of spouse und dependent children; see pp. 3<1-60 of filing ;,,,,,,,c1ions.>

NONE (No reportable income, assets, or transactions.)

35. First Merchants Bk CD None Redeemed 06119109 M

36. Bank Amer NA CD None Redeemed 03/31/09 M I I

37. Midwesc Bk & Tr CD None Redeemed 06130109 M

38. Branch Bkg & Tr CD None Redeemed 07/22/09 K

39 CA ST Bonds None M T Buy 03/26/09 M

40. Ally Bk Midvale Utah CD

41 Bank America Char NC CD

None

None

M

M

T

T

Buy

Buy

08/12/09

08/12/09

M

M

42. Standard Bk & Tr Co IL CD

43. Midfirst Bk Okin City CD

None

None

M

M

T

T

Buy

Buy

08/12/09

08/05/09

M

M

44. CA ST 00 Bonds None L T Buy 10/08/09 L

45. BROKERAGE ACCT #4

46. CA STRFDG None L T

47. CA ST Var Purp None L T

48 CA ST RFDG

49. CA ST Vnr Purp

None

None

L

M

T

T

50. FHLB None Redeemed 02112/09 M

51. FHLMC None Redeemed 02125109 M

-I lncomu G,1in Codes A ... s 1,000 or less B -S 1,00 I - S2.500 C =$2,501 · SS.000 D •S5.00I - $15,000 E =$1 5.001 · $50,000

(See Columns BI and n4) F $50,00 I - $ I00,000 G =SI 00,00 I - $1,000.000 HI =$1,000.00 I • $5.000.0-00 H2 =More !han SS,000,000

2 V J!uc Codes J Sl'),OOOor Iese; K=Sl ,001 -$50,000 l =S50.'lll I - ! I 00.000 M =!100.001-$250,000

(Sec Columns CI and r>3) N =$250,001 - S00,000 0 •$500.001 -Sl.000,000 Pl =SL.000.001 - ss.000.000 P2 = 5.000.001 -SZ\000,000

P3 =$25,000,00 I - $50.000.000 N =More than SS0.000.000

J Value Method Codes R =Cost (Real Estate Only) S =A sscssment T =Cash Mark¢! I (S.:c Column C2) ll =Rook Value V =Other W =Estimated 1--·· --·--- -·- - Q =Appra.1sal

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7 of16 Wilson, Stephen V. 06/28/2010

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instrucncms.J

D NONE (No reportable income, assets, or transactions.)

52 CA ST None Redeemed 06/22109 L

5J. CA ST None L T

54. CAGO None L T Buy 01/07/09 L

55. CA ST Economic Rec Ser None M T Buy 04/03/09 M

56. CA St Var Purp None K T Buy 08/19/09 K

57. CA St Antic None M T Buy 09/29/09 M

58 RMA Fund Inc None K T K • see explanation

59 BROKERAGE ACCT #5

60. CA STGO None N T

-

61 BS Fed Fund None M T

62 State of CA None M T

63. Puerto Rico Comwlth None L T

64. red Hrn Loan Bk None Redeemed 01123/09 M

65. GE Money Bk CD None Redeemed 12/18/09 L

66. Viking Bk Seattle WA None M T Buy 01126109 M

67 1111r1 n None Redeemed 12/30/09 M

68. Bank Baroda NY None J T Buy 03/J 1/09 J

I Income Gam ('odes. A =$ 1,000 or less B =Sl,001-$2,500 C =$2,SOI · $5,000 0=$5,001-$15.000 6 =m.001--:-1sii"io- I {See Column) BI aml D4) F·$50,00l -SIOO,OOO G •$!00,001 -$1,000,000 HI =Sl,000,001-$5,000,000 H2 :More lh1rn SS,000.000

2 Value Codes: J -=$15 000 or less K =$15.001 · $50,000 L =$50,1101 - SI00,000 M •$100.001 · $250,000 I {Sec Columns Cl anJ D)) N •$250,001 - Sl00,000 0 =Sl00,001 -$1,000,000 Pl =Sl,000,001 -SS,000,000 P2 =$5,000,001 - $25,000,000

PJ •$15,000,001 - $50,000,000 P4 =Mort: than $50,000,000 I 3 Value Method Code::. Q -- pprat<ol R =Cost (Roal E;t>te Only) S =As ssrmnt T=Cash MBrb.el

{See Column C'2) U -Booh Value W=fu.uma1ed\/=Other

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7L

- --j-(2) -1- -11

-- -- -- - ----- ------ -- -- ---- ----- --

i

- ----(Q-W)

FINANCIAL DISCLOSURE REPORT Page 8of16

Name of Person Repor!lng

Wilson, Stephen V.

Date or Report

06128/'20!0

VII. INVESTMENTS and TRUSTS -income, varue, 1ranm·1ions (Includes those of spouse and dependem children; see PP· 34-60 of filing instructions.>

D NONE (No reportable income, assets, or transactions.) ------e.---------c:- _____________ ----o:-· ---------------- ------_1

.A.

Description ofAssets

(including tmst assets)

Place "(X)" afler each asset

exempt from prior disclosure

Income during Gross value at end Trans,.ctions dunng reporting period reporting penod of reporting period -

- (l)J-(2)- --(1) 1(2) I (!) -rw----(4) - -- 6)- - --Amount Type (e.g., Value Value Type (e.g., Value Gain Identity of Code I Code 2 Method (A-H) (J-P) Code 3

Date

buy. sell,div., rent, mmrd,1. n Code 2 Code I buyer/seller

(if private or int.) redemption) (J-P) (A-H)J transaction)--

69_ CA St Rev Antics CS NTS None J T Buy 09124109 J

70. BROKl!RAGE ACCT 116

Centennial CA - name changed to AGE Bk Sept.08

None J T

72_

73_

CA STRFDG

CA ST Var Purp

None

None

L

M

T

T

74_

75_

76_

CA ST Var Purp

CAST FGIC

Oakland CA Ser

None

None

None

M

L

K

T

T

T -· ·

77_

78.

CAST

Pasadena CA USO

None

None

. Redeemed

Redeemed

08/03/09

11/02/09

K

K

79 CA State None Rede-emed 02103/09 L

80. Central CA JT None K T

81 Fed I I Im Ln Rk None K T

82

83.

US Treas

CAST

None

None

K

L

T

T

84 CA ST Var Purp None K T

85_ Fremont CA CTF None K T

I Income Gam Codes: A •S1,000 or less B =Sl,001 • $2,500 C •SZ,501 - $5.000 D=S5,001-$t5,000 E =$15,001- $50,000

(Sec Columns 8 l and 04} 2 Vefue Codes

F •$50,001-SIOO.OOO

J ,,_S 15.000 or leo;s

G =$100,UOI -St.000,000

K =St5,001 -$50,000

HI =$l,OOO,OOl - S5,000,000

L =S50.0ot - $100,000

H2 =More than 55,000,000

M =itllO,O-Ot - $210,0IJO

(See Columns CI and DJ) N •$250,001 • $500,000 0 =$500,001-St,OOO,OOO Pl =St,000,001 -S5,000,000 ?2 •S5,000,00t -$15.000,000

1'3 =$25,000,00 I - SS0,000,000 ?4 =More th>n $50,000,000

J Value Method Code$ Q-Appnusal R =Cosl (Real Estate On!y) S ""Assessment T =Ca:;:h Market

(Sec Column C-2) U :::118ook Value V -Other W-=E!.hmaled

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-R------, ----c------, -

-- - - - -- -- ---------- - -- --

L

L T

' !

I

! I

- (Q-W)

Name of Person Reporting Unte of Report FINANCIAL DISCLOSURE REPORT Page 9of16 Wilson, Stephen V. 06/28/2010

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; •ee PP. 14-60 of fiting 1ns1rue11ons.J

D NONE (No reportable income, assets, or transactions.) - ---- - --- --·--D.-- - -- -- ·-------- -

A.Description of Assets T Income .dunng I Gross value at end · Transactions dunng t eport1ng pcnod

(including trnst assets) :I reporting period of reporting period !

-,Place "(X)" after each asset v L el v e Code Iexempt from pr1or disclosure div, rent, Code 2 Code 2

Code 3 redemption) I (J-P)

r:l : 1-T::.:. ---- v . -µYP l:eg -Method buy, sell, mm/dd/yy

(A-H) or int.) (J-P)

(4) (5) Gain Identity of

Code I buyer/seller

(A-H)_L (if private I

, transaction) - -

86. CA ST Dept Water

87. 1111n 11

88. CASTRFDG

89. University CA RVS

90. Las Virgenes CA Uni Sehl

91. CAST

92. CAST

93. LA CA Dept Water -·

94. CAST

95. LA CA Dept Wtr Pwr

96. M If Ir II h

97. CA ST Vur Purp

98. CA ST RFDG BE

99_ CA STRFDG BE

100. ABC CA Unified SD

IOI. CA ST

102. ""

None

None

None K

None

None K

None K

None K

None K

None M

None L

None

None M

None L

None K

None K

None M

None

T

Redeemed

T

T

T

r

T

T

T Buy

Redeemed

T Buy

T Buy

T Buy

T Open

T Open

Redeemed

12113/09 M

01/28/09 L

07/0l/09 L

03/25/09 M

03124109 L

04106109 K

K

M

04101109 M

•see explanation

•see explanation

•see explanation

'

I

I Income Gain Codes: A s1.ooo or less s 1.001 - s2.5oo C =$2,50 I - $5,000 0=$5,001 -$15,000 E=Sl5,00I -550,000

(See Columns BI and 04) F •SS0,001 - SJ00,000 () =$100,001-$1,000,000 Ill =Sl,000,001 - SS,000,000 H2 =More Lhan $5,000,000

2. Value Codes J =SI 5,000 or Im K s15.001 -s5o,ooo L=SS0,001 - SI00,000 M =$100,001 -$250,000

(Sec Colwnns Cl and DJ) N =$250.001 - $500,000 0 =$500,001 -SI 000,000 Pl =Sl,000.001 - Sl,000,000 P'.! =$5,000,00 1 - $25,000,000

PJ s2s,ooo,001 - S5o.ooo,ooo P4 =More 1han $.50,000 000

3 Volue Method Codes Q=Appn11.al R ==Cost (Real Estate Only) S =Asc;cssmenl T =Cash Markel

(hce Column C2) U =BooJ.. Value V=Othcr W =E!o;,IHT'l!.lcd

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A.:.-_ --

----r-1 co -during e=T h

A:.::.. l ';;:.T C -1 --- ---- -- - -- --- --- -- - --- - -- -- - -----

T

------ -- ---------------

- ------ - - - - - =:11 o

f ·1-010» . eat ______ T:. ::::o=-d ri reporting peno:-- -----

Name of Person Reporting O·ate of Report FINANCIAL DISCLOSURE REPORT Page 10of16 Wilson, Stephen V. 06128/2010

VII. INVESTMENTS and TRUSTS - income, va1ue, 1ransac11ons r1nc1ut1e-' those of spouse and tkpent1en1 chitdw•1 see pp. u-60 of filing 1ns1ruc11ons.>

D NONE (No reportable income, assets, or transactions.)

ofrepomng penod (including trust as.,elS) Ireporting period -1 v - p ?.. -:-r · �� .- 1- : ::- Ide of-

rnm/dd/yy Code 2 Code I " ·oo· ..., · - i

Code lA MethodCode 2 buy, sell, redemption)

div., rent,exempt from prior disclosure buyer/seller(J-P) Code 3

I, H) (J-P) (A-Hl (1f private

transaction)or int)

---"--L (Q-W)

- -- - -- - -103. CA ST UNREF Bal-Ref

104. CA ST Waler Res Dev-Ser

!05. CA ST Rev Anltc NTS

106. LA CA MTA

107. ,. ,, ..

108 CA STRFDG

109. BROKERAGE ACCT #7

110. Citibank Bk Dep Program

111 Fed Natl Mtg Assn Debs

112 CAST

113. CA ST Var Purp

114. CA CT Var Purp

i 115. CA ST Var Purp

116. CAST

117. CA ST Var Purp

118. CAST

I 19. CA ST Var Purp

None K

None K

None L

None L

None

None K

None K

None

None L

None K

None K

None L

None M

None 0

None M

None M

T Buy

Buy

T Buy

T

Redeemed

T Buy

T

Redeemed

T

T

T

T

T

T

T

T Ruy

08/19/09 K

08/24/09 K

09/24/09 L

11/06/08 L

12/02/09 K

05/!5/09 L

01/08/09 M

•see explanation

*see explanation

i

I Jncomc Gain COOes. A -S 1,000 orlcss D -$I ,DOI - $2.100 C =$2,lOI - $5.00il 0 $5,001-$15,000 E =$15,001 -U0.000

(Sec Columns BI and 04) F =Sl0,001- $100,000 G c$JOO.OOI -Sl,000,000 HI =Sl,000.001-Sl,OOO.OOO H2 ;>More than SS,D0.0,000 2 Value Codes J =S 15,000 o• less K =U5.00I -110,000 L =1 50,001 - St00,000 M =SI00,001 - S250,000

(See Columns CI and 03) N - 250,001 - $500,000 0 =$500,001 - $1,[)jJ0.000 p I =$I 000.00 I - ss.0011.000 P2 =11.000,001 - $25,tlOO,OOO

PJ =$25,000,001 - $50,000.000 P4 -More than $50 000.000

3 Value Method C'odc::t Q ""Appraisal R =Cost (Rca1 Esme Only} S =.&..ssessmcnt T =Cash Msi-ket (Sec Column C2) U =Book Value V -01hcr W =Cshme.tcd

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--- -- - -

K T

-E=SIS,001-!lo.ooo] -- - -

Name of Person Reporllng Date of Report FINANCIAL DISCLOSURE REPORT

Page 11 of 16 Wilson, Stephen V. 06128/2010

VII. INVESTMENTS and TRUSTS - income, •DIM, /runsaclions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

120. CA ST REV ANTIC

121. CA ST REV ANTIC

122. BROKERAGE ACCT #8

123. ML Short Tenn Global Income Black Rock IRRA

124. NY ST Pwr Auth Rev Gen Purp R

125. Mutual Fund - Muni Inv Trust

126. Murual Fund - NUV NY Select

127. CA ST

128. CA ST

129. CA ST

130. CA ST

131. LACA

132. CAST

133. ML Bank USA RASP CMA Fund

134. Capmark Bank Midvale CD

135. Sallie Mae Bank, M. Utah

136. CA ST Rev Antic NTS

None M

None M

None L

None K

None M

None

None J

None L

None L

None

None K

None K

None N

None L

None L

None M

T Buy

T Buy

T

T

T

Redeemed

T

T

T

T

T

T

T Buy

T Buy

T Buy

09/24/09 M

09/24/09 M

07/09/09 M

04/30/09 L

04/30/09 L

09/24/09 M

i

r-- -I. Income Vatn Codes. A =SJ,OOOorl"'s B =SJ,001-$2,500 c •$2.501 . $5.000 -[),:S5:'001-Sl5,000-·

--(See Colurruu DI and 04) P -s50.001 - uoo.ooo G -SJ00,001 -$1,000,000 HI =$1.000.001-$5,000.000 H2 =More Utan $5,000,000

2 Value Codes J -s I 5,000 or less K -SJ5,00J - $50.000 L =$50.001 -$100.000 M =$100,001 - $250.000 (Sec Colurruis CI and LJJ) N •$250.001 · $500,000 0 •$500.00 I · $1,000,000 Pl =SJ,000,001 -Sl,000.000 ?2-$5,000,00J - $25,000.000

Pl ·$25,000.00 I - Sl0,000.000 P4 =More 1han $50,000,000 3 VHlue Method Codes Q <Appraisal R -:Cost (Real Estate Onlyl S =Asscssmenl T o::Castt Marke:

(See CohlJTlll C2) U ::-:Hook Vahu: V .:=Other W .-Esumatcd

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 12of16 Wilson, Stephen V. 06/28/20!0

VII. INVESTMENTS and TRUSTS - income, value, 1ra11sac1ions r1nc1udes 1hose of spouse and dependent c1,;1dren; see PP. 14-60 ,,,ffillng mstr ..cnons.J

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from pnor disclosure

137. BROKERAGE ACCT #9

138. CW Genl Govt Mny Mkt CIB None J r

139. CA STGO

140. CA ST

141. CA ST Economic

142. CA ST

None

None

None

None

N

L

T

T

Redeemed

Redeemed

Buy

10/01/09

02/02/09

02/11/09

L

K

L

143. CA ST REV None N T Buy 09/01/09 N

144. BROKERAGE ACCT# I 0

145. MM Fund s - RBC None K T

146. ETrade CD None Redeemed 1/16/09 L

147. GMACBKCD None Redeemed 1/16/09 L

148. Park Sterling Bk CD

149. Sterlings Savgs Bk CD

None

None

Redeemed

Redeemed

03/03/08

01/16/09

M

L

•see explanation

150. Wash Mutual Bk CD

15 I. Northpoinl Bk CD

None

None

Redeemed

Redeemed

03/01/08

01116109

L

L

•see explanation

152 Cap One Bk CD

153. State ofCA GO

None

None L T

Redeemed Ol/l 6/09 L

I Income Ga111 Codes A -s 1,000 or less B •Si,001 • U,500 C · 2.501 - S5,000 D-$5,001-$15,000 b =$15,001- $50,000

(See Columns Bl and 04) F =$50,001 • 5100,000 G St00,001. $1,000,000 HI =$ i,000,001. $S,000,000 H2 More 1han $5,000,000

2 Valm•• Cocies J •S 15,000 or less K s1s,001 • . 50,000 L=S50,00l -SIOO,OOO M =SI00.001 - S?S0.000

(Sec Columns l I &nd DJ) N s250,00I • $500,0llO 0 =$500,001 - $1,000,000 PI =S ].000,00 I • $5,000.000 Pl =$5,000.00 I - $25,000.000

P3 425,000,001 • $50,000,000 P4 =More than $50,000,000

J Value Method Codes Q-Appra1"I R =Cos1 (Rc.:1! fau1c Only) S =Asses!>mcru T .::(ash MYrkct

(See Column ('2) 11 =flook Value V=-Uthcr W =Esuma1cd

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__ D_esc_n fn· :·. -:------1--I m ·duri:g- Gro:: e rcpo mg

reponi_n_g_l)Cr

-

--- -(ZJ,I rnm/dd/yy

K

G11i

FINANCIAL DISCLOSURE REPORT Page 13of16

Nome of Person Reporting

Wilson, Stephen V.

Date of Reporr

06/28/2010

-VII. INVESTMENTS and TRUSTS income, value, transactiom (1nc111des those ofspou •e and dependent ch1tdren; see pp. 34-60<>!filing1ns1r11c1wns.J

D NONE (No reportable income, assets, or transactions.) ------ ---of or=--[- ---- ransa=i n:-duri p ---------

(mcluding trust assets) r'- .. .

ofrepon1ng permd

J "(1)--T -{i) - - --(,) - (3)"}(4)f -- (5)

154

155.

156

157.

158.

159

160

161.

162.

163.

164.

165.

166.

167.

168.

169.

170

Place "(X)" after each asset A ;unt Typ 2ie g, Value

I Value l'ype (e g, Date Value Ga111 - lde:t -;-

--·

exempt from prior disclosure Code I div., rent, Code 2 Method buy, ;ell, Code 2 Code I buyer/seller(A-H) or mr.) (J-P) Code 3 redempuon) (J-P) (A-H) (ifprivate ___ __ __ _ _ __ ____ _ ___ _ ____ _ _ __ _ __ ]_ (Q-W) _ \ _______ ___ _ __ 1ra ---

State of CA GO None L T

State of CA GO None L T

CAST GO None K T

CA ST Rev Antics NTS None 0 T Buy 09/24/09 0

BROKERAGE ACCT #11

Pennsylvania ST None M T Redeemed 07/10/09 M *see explanation (part)

ITT Corp None K T

Gen! Mtrs None K T

FT Enhance Eqty None J T

FNMA MTN Oond None Redeemed 04/19/09

TV A Electmts None Redeemed 03/19/09 K

General None K T Duy 03/20/09 K

So.CA None K T Buy 08/03/09 K

BROKERAGE ACCT #12

Wachovia MM Fund - Inv Cash Tr Treasury None N T

CA ST RFDG None L T

US Treas Nts None M T

r --i-ln mc cod -es.-· .

(See Columns RI and 04)

A -S 1,000 or le"

F-$50,001 - SI00,000 J =S l 1),000 or lcs!I

B Sl,001 -$2,500

G n$100,00t - I 1,00IJ,000 K =Sll,001 - $50,000

c =$2,501 - $5,000

HI =$1.000,001 $5.U00,000

L =$50,IJO I - $I 00,000

D =$5,001 - S15,000 E s 15.oo t • S5o,ooo H2 =More lh•n $5,000,000

2. Value Codes

(SccCo\unllls Cl and 03)

3 Value Method Codes

tScc Column C2)

N =$250,001 - $500.000

Pl -\25,000.(lOI -110,000.000

Q -Appraisal U =Book Value

o ssoo.oo 1 • s 1.000.0DO

R =C'osl (Real Estate Only) V =Other

Pl =$1,000,001-$1,000,000

P4 =More lhan $50,00tl,OOO

S -=As.-,cssmcnt W ""Esl1mated

M =$100,001-$250,000

r2 s5,ooo.oo1 . 125,000.000

T =Ca3h Market

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; -T - ncon! n:-

= ;u 1-T 2:=g I -- -- --- --- __ _j -m- _ _ _ _

Ga;(.o s:

\ l.

L T

-

--

'

---- ----- :.:ripti:: .-- -------- - T r :: " --]-1

Code I div., ren Code 2 j Melhod

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 14of16 Wilson, Stephen V. 06/2812010

VII. INVESTMENTS and TRUSTS - Income, value, mmsactions (Includes those ofs1•ouse and dependent children; see pp. 34-60 of filing Instruct/ans.)

NONE (No reportable income, assets, or transactions.)

reporting period

_

D

of reporting period ,-� -,--V e ·:

D.Transactions during reporting period ::.1E.g T = 11 ' :,: T -- : of

J P - - A ) , :: :: :)L

_ -----

buy, sell, mm/dd/yy Code 2 Code I buyer/sellerre: :: _L ---- I

(including trust assets) Place"(X)"aftereachassel

exempt from prior disclosure Ior n _ '.J _i ;_ _-------· --- -- ---171. CAST None

172.

173.

Top Ships Inc

Fed Natl Assn

None

None

K T

Redeemed 07113/09 N

174.

- J-!;c mc __ _ A -S 1,000 or less B m$ J ,00 I - 2.500 c =$2,501 - $5,00-0 (Sec Columns RI an1! 04) F =$50,001-SJOO,OOO G =$I 00,00 I - $ J ,000,000 HI =SJ,000,001 -$5,000.flOO I 2 Value Codes J =$15,0-00 or less K =$15,001 - $50,000 L sso.0-01 - s100,ooo

I (See Cohunn:i. CI am.I 03) N $250,001 - $500,00-0 o ssoo,001- s 1.000.000 Pl=$ J ,000.001 -$5,000,000

PJ =$25,000,001 - $50,000,000 P4 =More than $50,00-0,000

J Value Method Code'! Q =Appra1 al R =Co91 (Real Estate Only) S =Assessment (See Column C2) U =Book Value V..::01h(r W=Esumalcd

-----, D =$5,001. $15,000 E=S15,00l ·$l0.000

H2 "'"More than $5,000,000

M •$100,001 -S250.0!l()

P2 s5,ooo.001 - s2s.ooo,ooo

T=Cash Market

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FINANCIAL DISCLOSURE REPORT

Page 15of16

Name of Penon Reporting

Wilson, Stephen V.

Date of Report

06128/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofReport.)

Page 7 - Line 58: RMA: Should have been on privious reports

Page 9 - Line 86: CA ST: This was on the 2007 Report and should have been listed on-the 2008 Report

Page 9 - Line 100: ABC CA Unified · This should have been on last year's report.

Page 9 - Line I 0 I: CA ST: This should have been on last year's report

Page I 0 - Line l 06 & 107: LA CA MT A: This should have been on 2008 report (purchased in 2007, redeemed 2008)

Page 12 - Line 148: Park Sterling Bk CD This was purchased in 2008 and redeeemed in 2008

Page 12 - Line 149: Wash Munial Bk CD· This was purchaed on 1/9/08 and redeemed 3/3108

Page 13 --Line I 59: Pennsylvania -- Column C( I) should be M on last year's report

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 16of16 Wilson, Stephen V. 06/28/2010

IX. CERTIFICATION.

I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledg e and belief, and that any infom1ation mot reported was withhe ld because It met applicable statutory provisions permitting non-disclosure.

I further certify thut earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conft-rence regulations.

Signet

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAl.SIFIES OR FAJLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544