financial disclosure report - judicial watch · financial disclosure report . ... codc 3 merger,...

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT A0-10 in Government Aet of 1978

Rev.1/2004 FOR CALENDAR YEAR 2004 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (Last name, First name, Middle initial)

Moody, James M

2. Court or Organization

USDC, Eastern District of AR

3. Date of Report

51512005

4. Title (Article lil Judges indicate active or senior status;

magistrate judges indicate full- or part-time)

U.S. District Judge - Active

5. RcportType (check appropriate type)

Q Nomination, Date

Q Initial (!) Annual Q Final

6. Reporting Period

1/1/2004

to

12/31/2004

7. Chambers or Office Address

600 West Capitol, Suite 381

Little Rock, AR 72201-3325

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer

I. POSITIONS. (Reporting individual see pp. 9-13 offiling instructions) . .1: D NONE - (Noreportabte:posJtions.).

NAME OF ORGANIZATION/ENTITY

1. Trustee Residuary Trust

.......,2 """' =(Reporting individual only; see pp. 14-16 offiling instructions) (./)II. AGREEMENTS. .._,,C-) -- ;:o

r--..,, NONE - (No reportable agreements.) 0- m(Ij �t::' -<

c::)> 0 ::.::.1:.::PARTIES AND TERMS 0 rr,rq C'")

-

1.

rq 0..i::-

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Moody, James M 5/5/2005

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Filer's Non-Investment Income NONE - (No reportable non-investment income.)

I.

SOURCE AND TYPE GROSS lNCOME (yours, not spouse's)

B. Spouse's Non-Investment Income (lf you were married during any portion of the reporting year, please complete this section. Dollar amount -

not required except for honoraria)

D NONE - (No reportable non-investment income.)

SOURCE

SOURCE AND TYPE

1. 2004 Tutoring

IV. REIMBURSEMENTS transportation, lodging, food, entertainment. -

(Includes those to spouse and dependent children. See pp. 25-27 ofinstmctions.)

NONE - (No .uch reportable reimbursements.)

DESCRIPTION

I.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Moody, James M 51512005

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such repmtable gifts.) -

SOURCE DESCRIPTION

1.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE (No reportable liabilities.) -

CREDITOR DESCRIPTION

1.

VALUE CODE

/i::r; o:irt:"' Mori!'ii\#i$S:fooci.ooo " ;;ivr -$ro6l o1:$ 6,00Jr ·>!'2

13.

(3)

. . . . ..

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

·Page 1of25 Moody, James M 51512005

VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reporting period (including trust assets)

If not exempt from disclosure (2) (I) (I)(!) (2) (2) (4) (5)

Place "(X)" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value Value Gain Identity of from prior disclosure buy, sell, Month-Code I div. rent. or Code 2 Method Code 2 Code buyer/seller

(A-H) int) (J-P) Code 3 Day (J-P) I (A- (if private merger, redemption)(Q-W) m transaction)

DNONE (No reportable income, assets, or transactions)

!. JAMES M. MOODY

2. One Bank A Interest K T

3. Bank of America A Interest J T

4. Regions Bank A Interest J T

5. AR Fed. Credit Union, LR B Interest L T

6. Cash/Money Mkt. Funds D Interest K T

7. Very Special Tea Room (See Comnient 1, Sec. VIII) None

8. LLC:

9. -1/2 int. El Dorado Farm B Royalty Sell 12/31

10. -IRA-Regions Bank, LR B Interest L T

1 1. -Comprised of3 mutual funds:

12 . -Janus 20 Sell 10/6 K

14.

-Kaufman Funds Sell l l/5 K B

-Janus Global Tech

15. STOCKS:

16. BH&M Oil Com. Stock A Dividend J T

17. Morgan Stanley Com. Stock A Dividend K T

18. Wal-Mart Stores Com. Stock A Dividend K T

. $5,(iqj•� Jj,o\JQ . •··· · ·" · . ·

;:s5;0QQ;QQtS�15;ooo;ooo.: · :: ... ·': : ·.,·.:;·:::,

,,,,Cashfl'r1ii\:)(et;

· T

(I) (3) (5)

J.!)

'o

W .Estt# t¢d

°'? Bi I',<{',;; fu,

>T

· ··· ·· · , i • . :;;:s5,ooi $15,ooo ..


Page 2 of25 Moody, James M 5/5/2005

VIL INVESTMENTS and TRUSTS transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.) - income, value,

c. D.A. B.

Income during Gross value at end of Transactions during reporting period Description of Assets reporting period reporting period

(including trust assets) ff not exempt from disclosure (2)(I) (2) (I)

(4) Place "(X)" after each asset exempt Amount

(2) Type (e.g. Date:ValueValue Identity of

from prior disclosure CodeI

Type (e.g. Value Gain Method buy, sell, Month- buyer/seller Codc 3 merger,

div. rent. or Code2 Code2 Code Day (if private

redemption)int.) (J-P) (J-P) I (A-(A-H)

transaction)(Q-W)

19. MUTUAL FUNDS:

TDividend JPutnam Amer.Growth & Income A20.

TDividend KAmer.Funds AMCAP Fund A21.

TDividend J22. Fidelity Eq. Aggr. Growth A

TDividend L23. MSDW Competitive Edge A

Dividend Sell 5/17 J A24. Van Kampen Comstock A A

TDividend L25. !Shares Russell 2000 Value Fund A

Dividend K T26. !Shares Russell 2000 Growth A

Dividend L T!Shares Russell 1000 Gr Index A27.

TDividend M28. !Shares Russell 1000 Value Index B

Dividend K T29. !Shares Russell Midcap Index Fd A

Dividend M T30. !Shares S&P Midcap 400 Value A

Dividend K T31. !Shares S&P Midcap 400 Growth A

Dividend K T32. !Shares S&P 500 Barra Val Ind A

33. MUNICIPAL BONDS:

34. Nuveen Tax Exempt A Interest J T

35. NLR, ARSchool Dist. #1 B Interest L T

Interest L T36. LR, AR School Dist. Ser. B B

..'"' Morb• 1rir{S ,QOO Ob(l :,' · . $1o{O'oii,$:2so ooo.

: . . .. . .· = ss;ooo;M1;$25;0ob;Ooo

• R = (;osf(Real Estate Only) ·s ·=)\s5 sfu i1t : = Cash/IY1arket· V ,;;.()!her,''/ .

; "'$'1,-0dl, i;SOQ .::;:: ::/>'; ,Ooci',oob: \· Ai.

': ; o

:c.$5;<lo'1%s!' ; Qo" ;•i)r1i;• Mor : ; - s,ot)µ,goo·

H'\

37.

39.

49.

54.

(1)

(J-P)

·: ··�C· SI oo;O(J.1·"$ so;o60



VII. INVESTMENTS and TRUSTS - income, value, transcatioos (includes those of the spouse and dependent children. See pp. 34-57 of filing instn1ctions.)


Description of Assets reporting period reporting period (including tn1st assets)

Ifnot exempt from disclosure (2) (1) (2) (1) (2) (3) (4) (5)

Place"(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Identity of Gain from prior disclosure Code 1 div. rent. or Code 2 Method buy, sell, Month- Code 2 Code buyer/seller

Code3 merger, Day I (A-(A-H) int.) (J-P) (if private redemption) transaction)(Q-W)

Pu!. Cnty. Children's Hosp. A Interest J T

38. Heber Springs School District A Interest J T Buy 8/18 J

GOV.BONDS:

40. Fed. Home Loan Mtg. Corp. B Interest L T

41. CORPORATE BONDS:

42.

43.

General Motors

MANAGED FUTURES

None L T

44. MS Spectrum Tech None J T Buy 6/1 J '

45. MS Spectrum Currency None J T Buy 6/1 J

46. ACCT A (See Comment 2, Sec. VIII):

47. MUNICIPAL BONDS:

48. Ar Dev Fin Auth SFMR A Interest J T

AR Zero Coupon None K T

50. Greene Cty, AR Housing B Interest K T

51. LR, AR Baptist Medical c Interest K ·r

52. Pul Cnty, AR Children's Hosp. B Interest K T

53. Union Cnty, AR Housing B Interest K T

AR Div Fin Auth SFM Ser B B Interest K T

.•· . B ··. . . :.µ., :. • ··

·o .. ,ooo

· · · T = Cash!Market

J"$t;oo.o;ooci·;·

:. \ .b "";;$$q'ti,001i $1;69,0,0,pq

.

4iP. e ilii\ rit :,;; ri, iifo ted

>n Iti ,···

ss;ooti,q 1 $ 5.ooo,ooo

cashMarket

E

. ...

s . . . ..

'w

. . = $5,00)c$J?,OOO

: . . . ,_ .. ·: ·_:;, :--


Page 4 of25 Moody, James M 51512005

-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)VIL INVESTMENTS and TRUSTS

A.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

55. Pu!. AR Hlth. Fae. Catholic

56. UA-Fay Var Fae

57. AR Div Fin Auth SFM Ser B

58. Bentonville, AR Schools

59. West Fork, AR School Dist.

60. AR St Dev Fin Auth SFMR

61. Jonesboro, AR Res Housing

62. Wynne, AR School Dist 9

63. AR St Dev Fin Auth SFMR

64. Drew Cty, AR School Dist 5

65. Rogers, AR School Dist

66. Brookland, AR School Dist

67. Springdale, AR School Dist

68. Booneville, AR School Dist

69. Heber Springs AR School District

70. Springdale AR School Dist. 050

71. LR, AR Baptist Med Center

72. ACCTC (See Comment 3, Sec. VIII):

B. Income during

reporting period

(!)

Amount Code 1 (A-H)

B

B

B

B

A

A

A

B

B

B

(2)

Type (e.g. div. rent. or int.)

Interest

Interest

Interest

Interest

Interest

None

None

None

Dividend

None

Interest

None

Interest

None

Interest

Interest

c. Gross value at end of reporting period

(I) (2)

Value Value Code 2 Method (J-P) Code 3

(Q-W)

K T

K T

K T

K T

K T

K T

K T

L T

K T

L T

K T

L T

K T

D. Transactions during reporting period

(I) If not exempt from disclosure

(2) (3) Type (e.g. Date: Value buy, sell, Month- Code 2 merger, Day (J-P)redemption)

Redeem 6/4 K

Redeem 2/2 L

Redeem 112 J

Redeem 212 K

·•

Buy 8/18 K

Buy 1/29 L

Buy 1/29 L

(4) (5) Gain Identity of Code buyer/seller I A- (if private m transaction)

.�;5PO:.; ··.-:·· ·, ••.. . ,,; Moreil1im:$$ ooo;ooo ··

;�;2.5q,ooo. ;$Ioo;(l{Jj. . . . . . . . ... . . . . .. ..;.;1i2

· '.&o,1 T • = .•t{ReaI·Esmte(ft1ly)

v =:Ot!Jer ; .

:"· ·0 •·.o .• _'.'.o.·_:q;_•'o_··•.·.o. _fas;o_._ci_o_·.· •o_·_&t>.• 1!2 ii $5080000 -_, ·_--7 -·$·2· ·5·0.;. ••.··o' x ' · $is;(]61 $st>;d{)o L ·•··· ·$ ()-,(]p1 $1oo;iioq':[: ·$5 8,olli- l;ooo.000 1'r"' $·\;o()(),ooic$s,ilq(),()&o

"'$10"6 kil1ru1s 9.oii():aoo =A ;t\;ent >L.: T

V

1 m


51512005Page 5 of25 Moody, James M

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)VII. INVESTMENTS and TRUSTS

A.



73. Activision, Inc.

74. IACCT-Ll.C:

75. Red River Farm

76. IACCT5 (See Comment 4, Sec. VIII):

77. Cash/Money Market Funds

7S. Wyeth

79. M icrosoft Corp.

so. Fed Home Loan Mortgage

SI. Aetna, Inc.

S2. Allstate Corp.

S3. Ambac, Inc .

S4. Office Max (formerly Boise Cascade)

S5. BP Amoco (formerly BP PLS ADS)

S6. Bristol M yers Squibb

S7. Chubb

SS. Conoco/Phillips

S9. CVS Corp.

90. Diamond Offshore Drilling

B. c. D. Income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (I) (2) (I) If not exempt from disclosure (2) (3)

Amount Type (e.g. Value Value Type (e.g. Date: ValueCode I div. rent. or Code 2 Method buy, sell, Month- Code 2 (A-H) int.) (J-P) Code3 merger, Day (J-P)

(Q-W) redemption)

None J T

None M w

A Dividend TS 10/5

A Dividend TS S/25

None TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend TS S/25

A Dividend Sell 4/27 J

(4) (5) Gain Identity of Code buyer/seller

(A- (if private n-.msaction)

B

•. .=:s1.00;6c11.,$f;o(\ii;qoo:•. . · . .•. •. · .. M re a: ·•u_ 1:_._:_ :•$__i_••· ........' ·0·0;1,..$., .0 · ; •.nl .. · _ O'O· .... · . •· . ··• r;f. . l o .O· . .·, · a ··· · •<) i>2 =; ss,ooo;oo.i $25,oOo;ooo P4 ·

. R =e:q6 i (Rea1Esiliie:onty) . s .. "'Cash/Market·· .""Oilier W :: Esfo))i..tc;d .

=•O!her

.

(!)

::; ·1µ More.t!iM•s ,OOCf,OOO

·•t

(e.g.

95.

(4 ) (5)

.FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting


- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and TRUSTS


Description of Assets reporting period reporting period (including tmst assets)

(I) (2) (!) (2) Ifnot exempt from disclosure

(2) (3) TypePlace "(X)" after each asset exempt Amount Type (e.g. Date:Value Value Identity of Value Gain buy, sell, Month-from prior disclosure Code 2 Method buyer/sellerCode I div. rent. or Code 2 Code

(A-H)

91. Dow Chemical A

92. DuPont E.I. De Nemours A

Exelon Corp. A93.

Federated Dept. Stores A94.

int.)

Dividend

(J-P) Code 3 (Q-W)

merger, redemption)

T8

Day

8/25

(J-P) I (A-m

(if private tr.msaction)

Dividend T8 8/25

Dividend Sell 8/19 J

Dividend T8 8/25

96.

Dividend T8 8/25Halliburton Co. A

Dividend T8 8/25Hewlett Packard A

T8 8/25International Paper Co. A Dividend97.

98. Kroger Co. None T8 8/25

99. Lexmark Int., Inc. None T8 8/25

100. Limited, Inc. A Dividend T8 8/25

101. McDonald's Corp. A Dividend T8 8/25

102. NokiaCP None T8 8/25

103. Altria Group None T8 8/25

104. Sara Lee Corp. None Sell 1/13

105. Schering Plough, Inc. A Dividend T8 8/25

106. Schlumberger Ltd. A Dividend T8 8/25

107. Scottish PWR A Dividend T8 8/25

108. SprintCP A Dividend T8 8/25

•.

•;U·:>=·$100,(}o:t;$iso,ooo .·.

i;:;·p'z . .$ ;dqo,991)25;00Q,OOO .

=· st.(Reru•Estate .Ouly).· . . . .·... . · CashflY!<irJ<et

.

>':: tt '7

>lit;= M r / ari:$5,ooq,doo ;Nfe=$10

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting ·· Page 7 of25 51512005Moody, James M


A. B. Income during

Description of Assets reporting period (including trnst assets)

(1) (2)

Place "(X)" after each asset exempt Amount Type (e.g. from prior disclosure Code 1 div. rent. or

(A-H) int.)

109. TXU Corp. A Dividend

llO. Verizon Communic ations A Dividend

ll l. W alt Disney Co . A Dividend

112. Wells F argo & Co. A Dividend

ll3. Citigroup, Inc. A Dividend

ll4. Flextronics None

115. Int'! Business M achines A Dividend

116. JP Morg an Ch ase & Co. A Dividend

117. Kimberly Clark Corp. A Dividend

ll8. Merck&Co. A Dividend

ll9. Merrill Lynch & Co. A Dividend

120. Public Service Ent. A Dividend

121. Roche Holdings A Dividend

122. Alco a, Inc. A Dividend

123. Glaxo Smith Kline A Dividend

124. Glob al S ant a Fe Corp. A Dividend

125. Jones App arel Group A Dividend

126. Pfizer, Inc. A Dividend


(1) (2)

Value Value Code 2 Method (J-P) Code3

(Q-W)


(1) lf not exempt from disclosure

(2) (3) (4) Type (e.g. Date: Value Gain buy, seU, Month- Code 2 Code merger, Day (J-P) I (A-redemption) J.f\

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

T8 8/25

(5) Identity of buyer/seller (if private transaction)

s5,Qdi'1sfa.ooo · E

··· ,.. .·· o,ooo··

D.


Page 8 of25 51512005Moody, James M

--income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) Vil. INVESTMENTS and TRUSTS

A.



B.

Income during reporting period

(I) (2)

Amount Type (e.g. Code I div. rent. or (A-H) int.)


(I) (2)

Value Value Code2 Me\ hod (J-P) CoCle 3

(Q-W)

(I)

Type (e.g. buy, sell, merger, redemption)

Transactions during reporting period

If not exempt from disclosure

(2) (3) (4) (5) Date: Value Gain Identity of Month- Code2 Code buyer/seller Day (J-P) I (A- (if private

H) transaction)

127. PNC Financial Services A Dividend T8 8/25

128. SBC Communications A Dividend T8 8/25

129. Unilever None T8 8/25

130. Total Fina J T Buy 3/25 J

131. Total Fina (same acct as above) A Dividend T8 8/25

132. Clear Channel Comm. J T Buy 3/23 J

133. Clear Channel Comm. (same acct as above) A Dividend T8 8/25

134. 1ACCT6 (See Comment 4, Sec. VIII):

135. Johnson & Johnson A Dividend T8 8/25

136. Cash/Money Market Funds A Dividend T8 8/25

137. Dover Corp. A Dividend T8 8/25

138. Freddie Mac A Dividend T8 8/25

139. Liberty Media None T8 8/25

140. Liz Claiborne A Dividend T8 8/25

141. Markel Corp. None T8 8/25

142. MBNA Corp. A Dividend T8 8/25

143. McDonald's Corp. A Dividend T8 8/25

144. Mercury General A Dividend Sell 2/2 J

W =Est[plaieil:

(2)

(J-P)


·Page 9of25 Moody, James M 5/5/2005

VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)



If not exempt from disclosure (2)(!) (I) (1)

(4)(2) (3) (5) Type (e.g.Place "(X)" after each asset exempt Date:Value Gain Identity of Amount Type (e.g. Value Value buy, sell, from prior disclosure Month-Method Code buyer/sellerdiv. rent. or Code 2 Code 1 Code 2 merger, DayCocle 3int.) (J-P)(A-H) (if private I (A-redemption)(Q-W) transaction)H'\

145. MGIC Investment Corp. A Dividend TS S/25

146. Morgan Stanley Dean Witter A Dividend TS S/25

147. Pfizer, Inc. A Dividend TS S/25

14S. Target Corp. A Dividend TS S/25

149. Viacom, Inc. A Dividend TS S/25

150. Wells Fargo & Co. A Dividend TS S/25

151. American Int'! Group A Dividend TS S/25

152. Auto Data Processing A Dividend Sell 4/26 J

153. Comcast Corp. None TS S/25

154. Costco Wholesale Corp. A Dividend TS S/25

155. Kraft Foods, Inc. A Dividend TS S/25

156. Merck&Co. A Dividend TS S/25

157. Microsoft Corp. A Dividend TS S/25

15S. Mohawk Industries None TS S/25

159. Waste Management, Inc. A Dividend TS S/25

160. Berkshire Hathaway None TS S/25

161. Charter One Financial None Sell 516 J

162. First Data Corporation None TS S/25

(VF#

'1";2

(!) (2)

·.·· .· A •·,,;Mor ·p1aji:$ ,ooo,ooo

$Hi




B. c. D.A. Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reporting period ( including trust assets)

ffnot exempt from disclosure (2) (1) (1) (2) (3) (4) (5)

Type ( e.g. Place "(X)" after each asset exempt ValueAmount Type ( e.g. Value from prior disclosure div. rent. or

Date: Identity·ofValue Gainbuy, sell, Month-MethodCode2 buyer/seller

( if private transaction)

Code I Code2 Code merger, DayCode3int.) (J-P) (A-H) A-(J-P) I (redemption)(Q-W) J.f\

T8 8/25NoneInteractive Corp. 163.

164. Nokia

165. Walgreen

166. Willis Group Holdings

167. Intuit

168. Intuit (same acct as above)

169. Taiwan Semiconductor

170. Taiwan Semiconductor (same acct as above)

171. Baxter, Int.

A Dividend

A Dividend

A Dividend

A Dividend J

A Dividend

None J

None

None J

T

T

T

Sell

T8

T8

Buy

T8

Buy

T8

Buy

4/21

8/25

8/25

5/20

8/25

3/15

8/25

3/24

J

J

J

J

172. Baxter, Int. (same acct as above) None T8 8/25

173. .Fiserv, Inc. None J T Buy 4/19 J

174. Fiserv, Inc. (same acct as above) None T8 8/25

175. France Telecom SA None J T Buy 613 J

176. France Telecom SA (same acct as above) None T8 8/25

177. Fuji Photo Film Co., Ud. None J T Buy 613 J

178. Fuji Photo Film Co., Ltd. (same acct as above) None T8 8/25


180. Cash/Money Market Funds A Dividend T8 8/25

. . .

... · •· 0,900

,,,,$5;.

TT .13iiok:

> :B/ ;,; < .-. .,: · :c··· ·$.rn·a,00H$1;()09·;1ioa·· 'l · c 56 ,00JC$1,bdd;OOO·

(1)

:• :ss:<loH ft900 •:():'<

$1. o•

. . ·: .. ·.:.·· .. :. ·.

· · . !St op11s2j500 ·

(I) (2)

. . ·. ·. Mor ;

(J-P)

. -'I>2.:.:·ss;ooo;oo:1"$2$;000,o�o . .


Page 11of25 51512005Moody, James M

VIL INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)


Description of Assets reporting period reportii1g period (including trust assets)

lfnot exempt from disclosure (l) (2) (2) (3) (4) (5)

Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity of Amount Type (e.g.from prior disclosure Code 2 Method buy, sell, Month- Code 2 Code buyer/sellerCode I div. rent. or

int.) (J-P)(A-H) Code 3 merger, Day (Q-W) redemption)

I (A- (if private transaction)H\

181. ABN AMRO Holdings

182. America Movil A

183. Archer D aniels Midland A

184. BAE Systems A

1S5. Banco Bilbao A

186. Boeing Co. A

1S7. Brasil Telecom A

1S8. BT GP PLC A

1S9. Deutsche Telekom

190. E. on AG A

191. G oodyear Tire & Rubber

192. Hitachi 10 Com A

193. Loews Corp. A

194. Matsushita A

195. Merck&Co. A

196. Mitsubishi Tokyo A

197. MM02PLC

19S. Motorola, Inc. A

None T8 8/25

Dividend Sell 1121

Dividend Sell 1/30

Dividend TS S/25

Dividend TS 8/25

Dividend Sell 5/24

Dividend TS 8/25

Dividend TS 8/25

None TS S/25

Dividend TS S/25

None TS 8/25

Dividend TS S/25

Dividend T8 S/25

Dividend TS 8/25

Dividend TS 8/25

Dividend TS 8/25

None Sell 311

Dividend Sell 3/2

J B

J A

J A

J

J A

. . .· · ·· .. · ·· t< $is,6o1 $·so;666 : · -· .. -···. . .....

· 0 oo• ·

Cash/Market .: .. . . .

>R. "'C<1st (R.eaiEstktd'0)1ly) t =

Value · ..

.V =iQlh<;r;· · · •

'"·s5;o()J $l5;ooo·

ifii #·t-1C> ·foiiti $5,&oo,ooc( ·M-:.:·.:, srno;abl· bo.ooo ;:;i ;,

·····.·,:o

. ·

=·ss,060,g()' ,J$ 1s,ooo,ooo.·



-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VIL INVESTMENTS and TRUSTS

A.



B. Income during

reporting period

(l) (2)



(I) (2)

Value Value Code 2 Method (J-P) Code3

(Q-W)


{I) If not exempt from disclosure


(4) (5)

Gain Identity of Code buyer/seller I tA- (if private m transaction)

199. Nippon Telegraph & Telephone A Dividend T8 8/25

200. Petroleo Brasileiro A Dividend T8 8/25

201. Altria Group A Dividend T8 8/25

202. Repsol A Dividend T8 8/25

203. SBC Communications A Dividend T8 8/25

204. Schering Plough Corp. A Dividend TS 8/25

205. TeleBras (formerly Telecommunicacoes Bras) A Dividend TS S/25

206. Telefonos De Mx A Dividend TS 8/25

207. ToysR Us None TS 8/25

208. Unisys Corp. None T8 8/25

209. UST Inc. A Dividend TS 8/25

210. Verizon Comm. A Dividend TS 8/25

211. Waste Management, Inc. A Dividend Sell 6/16 J A

212. Xerox Corp. None T8 8/25

213. Albertson's Inc. A Dividend TS 8/25

214. Alcate!Ads None TS 8/25

215. Bayerische None TS 8/25

216. Bellsouth Corp. A Dividend T8 8/25

:;o &;\lqO trL;., o ih i

.,.$:1f;oo&601-$s;ooo!oob

v ;: E tpji tdd

E 1:12• = More $�,ooci;ooo



VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

B. c. D.A. Income during Gross value al end of Transactions during reporting period


217.


Bristol Myers Squibb

(I)

Amount Code I (A-H)

A

(2)


Dividend

(I)

Value Code 2 (J-P)

(2)

Value Method Code 3 (Q-W)

(I)


T8

(2) Date: Month-Day

8/25

(3)

Value Code 2 (J-P)

Ifnot exem

(4)

Gain Code 1 (A-I-fl

pt from disclosure

(5) Identity of buyer/seller (if private transaction)

218. Centrals Elec Brasileiras (now Centrais Electricas) A Dividend T8 8/25

219. Cit Group A Dividend T8 8/25

220. Duke Energy Corp. A Dividend T8 8/25

221. Electronic Data Systems A Dividend T8 8/25

222. GlaxoSmithKline A Dividend T8 8/25

223. JP Morgan Chase & Co. A Dividend T8 8/25

224. Kroger Co. None T8 8/25

225. KT Corp. A Dividend T8 8/25 J

226. Lucent Technologies None Sell 3/19 J B

227. Micron Technologies None T8 8/25

228. Reuters Group A Dividend Sell 4/16 J

229. Safeway, Inc. None T8 8/25

230. Sumitomo Mitsui A Dividend T8 8/25

231. El Paso Corp. A Dividend T8 8/25

232. Hypo Real Estate None Sell 2/13 J A

233. ING Groep A Dividend T8 8/25

234. Koninklijke A Dividend T8 8/25

· ·.

=';$5h. li$fQO;OQO . ·: •,M• '= $lOO,OOh$2SO;ooo · -$soo.oor-$1,ooo,<loo . P1 •n = $5;000,001 $1s;ooo,ood

P4 'C '$M t l!i iS50,0QO OOO . :•"R :f·<;:qst(Re lEstitteOnly) s = Ass ment T . = Cash/J\.faike(

· ·· · oi116r . W .

II

I

\ t

(2) (3)


Page 14of25 Moody, James M 5/5/2005


A. B. c. D. Income during Gross value at encl of Transactions during reporting period


not exempt from disclosure (I) (2) (I) (!)

(2) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date:

(4) (5) Value Gain Identity of

from prior disclosure Code I div. rent. or Code 2 Method buy, sell, Month- Code 2 Code buyer/seller

(A -H) int.) (J-P) Code 3 (Q-W)

merger, redemption)

Day (J-P) (A-1-l\

(if private transaction)

235. Lafarge A Dividend T8 8/25

236. Marks & Spencer A Dividend T8 8/25

237. Telecentro Oeste Celular None T8 8/25

238. Telecom Italia A Dividend T8 8/25

239. Telefonica SA A Dividend T8 8/25

240. Tenet Healthcare None T8 8/25

241. Volkswagen None T8 8/25

242. 1ACCT8 (See Comment 5, Sec. VIIl):

243. ABN AMRO Holding NV A Dividend J T

244. Aetna, Inc. A Dividend J T

245. AKZO Nobrl NV c Dividend J T

246. Albertsons, Inc. None J T

247. Alcatel Ads None Sell 10/7

248. Alcoa, Inc. A Dividend J T

249. Allstate Corp A Dividend Sell 9/23 J

250. Altria Group, Inc. A Dividend J T

251. AMBAC, Inc. A Dividend J T

252. Am. lnL Group, Inc. A Dividend J T

... .. . . . . . . COsrO�ealEi;tati�0111Iy)' .. . s "'Ass ssnienr

.· ' ' "'Cash/Ji;1iu'ket·

w 1Esith1ii1cil ·

·?'!Assd fonr 2'iisthi;afed

'' :'f CaslilMarket

I

:.::.·.=.:·.· ··..



- income, value, trauscatioas (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and TRUSTS

253.

A.



BAE Systems

B. Income during

reporting period

(!) (2)


A Dividend


(!) (2)

Value Value Code 2 Method (J-P) Code 3

(Q-W)


(!) (2)

Type (e.g. Date: buy, sell, Month-merger, Day redemption)

Sell 11/9

Ifnot exempt from disclosure

(3) (4) (5)

Value Gain Identity of Code 2 Code buyer/seller (J-P) (A- (if private

H) transaction)

J B

254. BP Amoco J T

255. BT Group J T

256. Banco Bilbaovizcaya A Dividend J T

257. Banco Santander Cen J T Merger 11/18 J

Baxter Int, Inc. J T258.

259. Bayerische J T '

260. Bell South Corp. A Dividend J T

261. Berkshire Hathaway, Inc. J T

262. Office Max (formerly Boise Cascade) A Dividend Merger 1111 J . .

263. Brasil Telecom J T

Bristol Myers Squibb Co. A Dividend J T264.

265. CIT Group, Inc. A Dividend J T

266. Centrals Elec Brasileiras J T

267. Chubb Corp. A Dividend J T

268. Citigroup, Inc.-Sec. K T

269. Clear Channel Communications J T

270. Coca-Cola Co. A Dividend K T Buy 11118 K

. ..····.s' . . '""

w

·······•<••a

"'''< > .K·

.. j)!} "+v·

p

: H:·: :i 8 : 00 n

N $N19i :.lii111

(I)

· ·' · ·. · R ··'· '¢. ·� , IB:�· 1i s a�¢· ··· : =Q1her ..

9/3

sso;ooo;tqo· S =,;A s ss'm 1t .. ·· · .·.. ,T =Cash!M#i<et


Page 16of25 Moody, James M 51512005

VIL INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)



If not exempt from disclosure (2) (I) (2) {l)

(2) (3) (4) (5) Place "(X)" after each asset exempt from prior disclosure

Amount Code I (A -H)


Value Code 2 (J-P)

Value Method Code 3 (Q.W)


Date: Month-Day

Value Code 2 (J-P)

Gain Code l (A-1-T)

Identity of buyer/seller (if private transaction)

271. Comcast Corp. J T

272. Conoco Phillips A Dividend J T

273. Costco A Dividend J T

274.

275.

CVS Corp.

Deutsche Telekom

A Dividend

J T

Sell

. 12/8 J

276. SellDuke Energy Co. A Dividend J

277. Walt Disney Co. J T

278. Dover Corp. A Dividend J T

279. Dow Chemical Co. Dividend J T

280. DuPont EI DeNemours & Co. c Dividend J T

281. E.onAG A Dividend

282. El Paso Corp. J T

283. Electronic Data Systems Corp. J T

284. Fed Home Loan Mortgage A Dividend

285. Federated Dept. Stores J T

286. First Data Corp. J T

287. Fiserv, Inc. J T

288. Freddie Mac A Dividend

::. ' ><>.

: ·=· .... . . .. . =····,o·

Sell 1119 J

Sell 9/27 J

Sell 9/27 J

""$5,0QJi• 1\900

$5,POP,001';$25,ooo,ooo

I

(2)



VII. INVESTMENTS and TRUSTS - income, value, transcations ( includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)



If not exempt from disclosure (I) (2) (!) (2) (1)

(3) (4) (5) Place "(X)" after each asset exempt Type ( e.g. Date:Amount Type ( e.g. Vaine Value Value Gain Identity of from prior disclosure buy, sell, Month-Code l div. rent. or Code2 Method Code2 Code buyer/seller

(A-H) int.) (J-P) Code3 Day (J-P) (A- ( if private merger, redemption) J.T)(Q-W) transaction)

289. France Telecom SA None Sell 9/23 J

290. Fuji Photo Film Co., Ltd. None Sell 919 J

291. General Motors Corp. K T Buy 10120 K

292. GlaxoSmithKline J T

293. Goodyear Tire & Rubber None Sell 1115 J

294. Halliburton Co. A Dividend K T

295. Hewlett Pakcard Co. J T

296. Hitachi Limited A Dividend J T

297. IAC Interactive Corp. J T

298. IBM Corp. A Dividend J T

299. lNGGroep J T

300. International Paper Co. J T

301. Intuit, Inc. J T

302. J. Sainsbury J T

303. J.P. Morgan Chase & Co. K T

304. Johnson & Johnson, Inc. A Dividend J T

305. Jones Apparel Group, Inc. A Dividend J T Buy 11/17 K

306. Kimberly-Clark Corp. A Dividend J T

(A-

(1) (2) (2) (I) (5)



VII. INVESTMENTS and TRUSTS --income, value, lTanscations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)


Description of Assets reporting period reporting period (including trnst assets)


(2) (3) (4) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Identity of Value Gain

from prior disclosure Code 1 div. rent. or Code2 Method buy, sell, Month- Code2 Code buyer/seller (A-H) int.) (J-P) Code3

(Q-W)

merger, redemption)

Day (J-P) 1 m

(if private transaction)

307. Koninklijke J T

308. Kraft Foods, Inc. J T

309. Kroger Co. None J T

310. KT Corp. A Dividend Sell 11/17 J

311. Lafarge SA. None J T

312. Lexmark Int. Group None J T

313. Liberty Media None Sell 11/2 J

314. Limited Brands, Inc. None J T

Liz Claiborne A Dividend Sell 912 J315.

316. Loews Corp. A Dividend Sell 913 J

317. MBNA Corp. None J T

318. MGIC Investment Corp. A Dividend J T

319. Markel Corp. None J T

320. Marks & Spencer None J T

321. Matsushita Elec. Ind. D Dividend J T

322. McDonalds Corp. A Dividend K T

323. Merck & Co., Inc. None J T

324. Merrill Lynch & Co. A Dividend J T

It

(4)

I:U .;Mori;ti131i: $,990,ooo ·: sioo; .56'.ooci·

(1) (2)

332.

333.

334.

335.

337.

339.

·:-:=.:·· ., ·.


Page 19of25 5/5/2005.Moody, James M

VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)



(2)(1) (2) (1) not exempt from disclosure

(3) (5) Place "(X)" after each asset exempt from prior disclosure

Microsoft Corp. 325.

Amount Type (e.g. Value Code 1 div. rent. or Code 2

(A-H) int.) (J-P)

c Dividend J

Value Method Code 3 (Q-W)

T


Date: Identity of Value Gain Month- buyer/sellerCode 2 Code

(if private Day (J-P) l (A-H'I transaction)

326. Micron Technology, Inc.

327. Mitsubishi Tokyo Fin. Group, Inc.

328. Morgan Stanley Dean Witter

329. Mohawk Ind., Inc.

330. Neenah Paper, Inc.

331. Nippon Telegraph & Telephone

None J T

None J T

A Dividend Sell 1113 J

None J T

None J T

A Dividend Sell 10/8 J

336.

Nokia Corp. None J T

Office Max, Inc. J T

PNC Bank K T

Petroleo Brasileiro SA J T

Pfizer, Inc. B Dividend J T

J TPortugal Telecom

Dividend K T338. Public Service Enl Group, Inc. A

J TRepsolSA

340.

341.

342.

Roche Holding, Ltd.

Safeway, Inc.

SBC Communications, Inc. A

None

Dividend

J

J

T

T

Sell 912 J

· •··

·. ',. ss. (}q;g i,s25,o o;opo

= Cas1if1'1arJ.<et ·

(I)

(e.g.

(J-P)

343.

344.

345.

349.

353.

359.



VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)



If not exempt from disclosure (!) (2) (2) (I)

(2) (3) (4) (5) Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity of Amount Type from prior disclosure buy, sell, Month-Code 1 div. rent. or Code 2 Method buyer/sellerCode 2 Code

merger,Code3 Day(A-H) int.) (J-P) 1 (A- (if private (Q-W) redemption) m transaction)

Schering Plough Corp. A Dividend J T

Schlumberger, Ltd. J T

Scottish Power A Dividend J T

346. SprintCP A Dividend Sell 12/14 J

Sumitomo Mitsui J T347.

348. TXU Corp. J T

Taiwan Semiconductor Mfg. J T

350. Target Corporation A Dividend Sell 11/17 J

Telecentro Oeste Celular J T351.

352. Telecom Italia J T

Telebras J T

354.· Telefonica de Espana SA A Dividend J T

355. Telefonos de Mexico J T

356. Teleleste Celular J T

357. Telesp Celular J T

358. Tenet Healthcare Corp. J T

Tim Participacoes J T Merger 10/12 J

Total SA J T360.

co t(ReaI)Sstatei:(}11ly).. :4 70\hh

s

. . . . .



- income, value, transcations {includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VIL INVESTMENTS and TRUSTS

A.

Description of Assets {including trnst assets)


361. ToysR Us

362. UST, Inc.

363. Unilever NV

364. Unisys Corp.

365. Verizon Comm.

366. Viacom, Inc.

367. Volkswagen AG

368. Walgreen Co.

369. Washington Mutual, Inc.

370. Waste Management, Inc.

371. Wells Fargo & Co.

372. Wyeth

373. Xerox Corp.

374. Daimler Chrysler AG

375. Global Santa Fe Corp.

376. Willis Group Holdings, Ltd.

377. Flextronics Int., Ltd.

378. 2ACCTI (See Comment 6, Sec. VIII):

B.


(!) (2)

Amonnt Type (e.g. Code 1 div. rent. or (A-H) int.)

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

c. D.

Gross value at end of Transactions during reporting period reporting period

(1) (2) {l) If not exempt from disclosure

(2) (3) (4) (5)

Value Value Type (e.g. Date: Value Gain Identity of Code 2 Method buy, sell, Month- Code 2 Code buyer/ eller (J-P) Code 3 merger, Day (J-P) 1 tA- (if private

(Q-W) redemption) 1-1\ transaction)

Sell 919

J T

J T

J T

Sell 10/18 J

J T

J T

J T

K T Buy 10/14 K

Sell 9/3 J

K T

J T

J T

J T

J T

J T

J T

· · .: . .: · · . · · . ::· . . ·· .· ,.

='$$Qo,00J:$1,ooo;poo .Pl . . .

y

=Co L(ReMtstate. ily).

. w

y

379.

394.


Page 22 of25 5/5/2005Moody, James M

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VIL INVESTMENTS and TRUSTS

D.A. B. c. Income during Gross value al end of Transactions during reporting period


(I) (2) (I) (2) (I)

Place "(X)" after each asset exempt Amount T pe (e.g. Value Value T pe (e.g. from prior disclosure Code I div. rent. or Code 2 Method buy, sell,

(A-HJ int.) (J-P) Cod e 3 merger,redemption)(Q-W)

If not exempt from disclosure (3) (4 ) (5)

Date:(2)

Gain Identity of ValueMonth- Code buyer/seller-Code 2Day I lA- (if private

m transaction)(J-P)

MONEY MARKET:

380. Money Trust A Dividend J T

381. STOCKS:

382. Chevron Texaco A Dividend J T

383. Intel A Dividend J T

384. First Horizon National Corp. (formerly First Tenn. A Dividend K T National)

385. Sun Trust Banks A Dividend Sell 611 K c

386. American Intl. GP A Dividend Sell 10/15 K D

387. General Electric Co. A Dividend J T

388. Pfizer, Inc. A Dividend J T

389. Duke Energy Corp. A Dividend J T Buy 5/21 J

390. Sotheby's Holding, Inc. None J T Buy 4/16 J

391. MUTUAL FUNDS:


393. MONEY MARKET:

395.

MSDW Liquid Asset A Dividend J T

STOCKS:

396. Fedex Corp. (FDX) A Dividend L T

. .. ··.::· ···: . ·:--.<·

. s ..•

(I) (4)

m

(2) (2)

397.

399.

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting ,Page 23 of25 Moody, James M 51512005




If not exempt from disclosure (!) (I) (3) (5)(2)


Intel

United Parcel Service

Type (e.g. Value Gain Identity of buy,

Value Value Date:Amount Type (e.g.sell, Month-rent.CodeI div. or Code2 Method Code2 Code buyer/seller

(A-H) int.) CJ:P) Code3 merger, Day (J-P) I ( A- (if private redemption) transaction)(Q-W)

A Dividend L T

A Dividend Sell 4/1 J B398.

400.

A Dividend J TGeneral Electric

A Dividend Sell 4/1 J AKraft Foods

401. Mattel, Inc. None Sell 1126 J

402. Qualcomm, Inc. A Dividend J T

403. Ultra Petro Corp. None Sell 1/26 J A

404. Wal Mart Stores A Dividend J T

405. Yahoo, Inc. None J T

406. JP Morgan Chase & Co. None Sell 1126 K D

407. Amer. Healthways None J T Buy 1/26 J

MUfUAL FUNDS: 408.

409. MDSW Flexible In.come Trust B A Dividend J T Partial Sell 6/24 J


411. MONEY MARKET:

412. Active Assets Money Trust A Dividend K T

STOCKS:413.

414. Oracle Corp. None Sell 9/28 J B

A.

1-f\


5/5/2005Page 24 of25 Moody, James M

-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)VII. INVESTMENTS and TRUSTS

Description of Assets (including tmst assets)

Place "'(X)" after each asset exempt from prior disclosure

B.


(!) (2)

Amount Type (e.g. Code I div. rent. or (A-H ) int.)

c.

Gross value at end of reporting period

(1) (2)

Value Value Code2 Method (J-P) Code 3

(Q-W)

D.

Transactions during n,"Porting period



(4) (5)

Gain Identity of Code buyer/seller 1 (A- (if private

transaction)

415. Cisco None K T

416. Dell Computer None K T

417. General Electric A Dividend K T

418. Microsoft A Dividend J T

419. Carrier I None J T

Morgan Stanley Dean Witter A Dividend K T420.

421. Dominion Res. A Dividend J T

Lyondell Chemical A Dividend J T422.

MUNICIPAL BONDS: 423.

424. Brazos Cty. Health Faes. A Interest J T

425. Harris Cty. Health Faes. A Interest J T

426. Harris Cty. GO A Interest J T

Tarrant Cty. Health Resources A Interest J T427.

428. MUfUAL FUNDS:

429. MSDW Tax Exempt B Dividend K T

430. 2ACCT4 (See Comnient 6, Sec. VIII):

431. MONEY MARKET:

432. MSDW Liquid Asset Fund A Dividend J T

p<i,000 .;ooo

•,;;- s;q9tJ;<iqi $;!s;oo9;006.

(2)

···:1 :r ;:

>q :=o

+c.:ii((R:da1

(3)

;=M6r : \ :$s,ooo,ooo··

433.

434.

·.· $so6;001-$i;ooo;iio.o

FINANCIAL DISCLOSURE REPORT Date ofReport Name of Person Reporting


VII. INVESTMENTS and TRUSTS - income, See pp. 34-57 of filing insttuctions.) value, LTanscations (includes those of the spouse and dep 'Ildent children.

A.



436. !Shares Russell 2000 Growth

437. !Shares Russell 1000 Growth

438. !Shares Russell 1000 Value

439. !Shares Russell Midcap Value

440. !shares S&P Midcap 400 Value

441. !Shares S&P Midcap 400 Growth

442. !Shares S&P 500 Barra Value

B. c. D. Income during Gross value at end of Transactions during reporting period reporting period reporting period

(I) (I)

Amount Type (e.g. Value

CodeI rent. or Code2

(A-H) (J-P)

If not exempt from disclosure (2) (I)

(2) (4) (5) Type (e.g. Date: buy, sell, Month-

Value Value Gain Identity of Method Code2 Code buyer/seller

merger, div.

Code 3 Day I (A- (if private int.) (J-P) (Q-W) J.n transaction)redemption)

STOCKS:

MUlUAL FUNDS:

A Dividend K T!Shares Russell 2000 Value435.

A Dividend J T

A Dividend K T

A Dividend K T

A Dividend J T

A Dividend K T

A Dividend J T

A Dividend J T

"'$5;001 $15,000 ·.· . · · .• = $IO<i;ocflc$25!i,OOO. ':K

.. . ... . . ... . . . . . .... • Es(3teQJHy) . ·.

51512005


Moody, James M

(Indicate part of Report.) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

COMMENT 1: No assets -- retaining public rights only.

COMMENT 2: ACCT A: Managed by Stearne Agee & Leach.

COMMENT 3: ACCT C: Managed by Morgan Stanley Dean Witter.

COMMENT 4: 1ACCT5, 6, 7: Managed by Morgan Stanley Dean Witter. Accounts were closed on 8/25/04 and assets transferred into "1ACCT8" managed by EDI Financial, Inc. NOTE: Under Col. D-1, the legend indicating these transfers is "T8".

COMMENT 5: 1ACCT8: Managed by EDI Financial, Inc.

COMMENT 6: 2ACCT1, 2, 3, 4: Managed by Morgan Stanley Dean Witter.


Moody, James M 51512005

IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employ ment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq.,5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

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