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Page 1: Financial Street is well recognized name in financial ... · LIST of NISM MOCK TEST NISM-Series-V-A: Mutual Fund Distributors Certification Exam NISM-Series-X-A: Investment Adviser

Financial Street is well recognized name in financial market education. We provide online mock test series for financial exams. (See the list below).

LIST of NISM MOCK TEST NISM-Series-V-A: Mutual Fund Distributors Certification Exam

NISM-Series-X-A: Investment Adviser (Level 1) Certification Exam

NISM-Series-X-B: Investment Adviser (Level 2) Certification Exam

NISM-Series-I: Currency Derivatives Certification Exam

NISM-Series-VIII : Equity Derivatives Certification Exam

NISM Series-Vi: Depository Operations Certification Exam

NISM Series-VII: Securities Operations & Risk Management Certification Exam

NISM-Series-XV: Research Analyst Certification Exam

NISM Series-XII: Securities Markets Foundation Certification Examination

LIST of NCFM MOCK TEST NCFM Financial Markets: A Beginner's Module

NCFM Capital Market (Dealers) Module (CMDM)

NCFM Technical Analysis Module

NCFM Commodities (Dealers)Market Module

LIST of IRDA MOCK TEST IRDA IC 38 Life Insurance Agent Exam

IRDA IC 38 Health Insurance Agent Exam

IRDA IC 38 General Insurance Agent Exam

LIST of IIBF MOCK TEST JAIIB Principles & Practices of Banking

JAIIB Accounting & Finance for Bankers

JAIIB Legal & Regulatory Aspects of Banking

CAIIB Advanced Bank Management

CAIIB Bank Financial Management

CAIIB RETAIL BANKING

IIBF AML - KYC

LIST of Other MOCK TEST BSE's Certification Exam

NCFE-NFLAT Exam

Page 2: Financial Street is well recognized name in financial ... · LIST of NISM MOCK TEST NISM-Series-V-A: Mutual Fund Distributors Certification Exam NISM-Series-X-A: Investment Adviser

NISM Series -VA: Mutual Fund Distributors Certification

Ques01:- Units of ……… must be listed on the stock exchange.

a) Sector funds

b) Arbitrage funds

c) Close ended funds

d) Liquid funds

Ans: - C

Ques02:- Sector funds invest in a diverse range of sectors.

a) True

b) False

Ans: - B

Ques03:- High yield bond schemes invest in junk bonds.

a) True

b) False

Ans: - A

Ques04:- Investment objective is closely linked to……………..

a) Scheme

b) Option

c) Plan

d) SIP

Ans: - A

Ques05:- The asset of the mutual funds are held by ………………..

a) AMC

b) Trustees

c) Custodian

d) Registrar

Ans: - C

Page 3: Financial Street is well recognized name in financial ... · LIST of NISM MOCK TEST NISM-Series-V-A: Mutual Fund Distributors Certification Exam NISM-Series-X-A: Investment Adviser

Ques06:- Minimum net worth requirement for AMC is………………..

a) Rs. 10 Crore

b) Rs. 5 Crore

c) Rs. 4 Crore

d) Rs. 2 Crore

Ans: - A

Ques07:- AMC directors are appointed with the permission of trustees.

a) True

b) False

Ans: - A

Ques08:- Most investor service centers are offices of…………

a) Trustees

b) Registrar

c) Custodian

d) Fund Accountant

Ans: - B

Ques09:- Fund accounting activity of a scheme is to be compulsorily outsourced.

a) True

b) False

Ans: - B

Ques10:- Investment objective defines the broad investment charter.

a) True

b) False

Ans: - A For Full Length test & Practice test in PDF

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