first car/sam workshop on certification of aerodromes, 13 -16 may 2002
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First CAR/SAM Workshop on Certification of Aerodromes, 13 -16 May 2002. Session 1: Certification of aerodromes Session 2: Practices of some States Session 3: An Exercise in airport certification Last Day: Any other related issue(s). ICAO Objectives. - PowerPoint PPT PresentationTRANSCRIPT
First CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13 - 16 May 2002
First CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13 - 16 May 2002
ICAO Safety Initiatives -ICAO Safety Initiatives -Aims and ObjectivesAims and Objectives
Arun K.R. RaoChief, Aerodromes, Air Routes and
Ground Aids SectionICAO, Montreal.
Arun K.R. RaoChief, Aerodromes, Air Routes and
Ground Aids SectionICAO, Montreal.
121st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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First CAR/SAM Workshop on Certification First CAR/SAM Workshop on Certification of Aerodromes, 13 -16 May 2002of Aerodromes, 13 -16 May 2002
Session 1: Certification of aerodromesSession 1: Certification of aerodromes
Session 2: Practices of some States Session 2: Practices of some States
Session 3: An Exercise in airport certificationSession 3: An Exercise in airport certification
Last Day: Any other related issue(s)Last Day: Any other related issue(s)
131st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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ICAO ObjectivesICAO Objectives
Convention on International Civil AviationConvention on International Civil Aviation:: Article 44 (states, among others):
To ensure safe and orderly growth of international civil aviation globally
To encourage the development of airways, airports and air navigation facilities
To meet the needs of the peoples of the world for safe, regular, efficient and economical air transport
To promote the safety of flight in international civil aviation
141st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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States’ commitments to safetyStates’ commitments to safety
Article 15 – Non-discriminatory use of airports by carriers of other States;
Article 28 – States undertake to provide airports in accordance with international specifications for global harmonization;
Article 37 – States undertake to adopt the international Standards and Recommended Practices and Procedures developed by ICAO to secure the highest practicable degree of uniformity in regulations, Standards and procedures.
151st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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ICAO provisions related to ICAO provisions related to aerodromesaerodromes
Annex 14, Volume I on aerodrome design and Annex 14, Volume I on aerodrome design and operations; Volume II on heliportsoperations; Volume II on heliports
Specifications are continuously updated to Specifications are continuously updated to reflect the changing needs of the aviation reflect the changing needs of the aviation industryindustry
Amendments 1 to 3 stem from work of ICAO Amendments 1 to 3 stem from work of ICAO Visual Aids Panel and study groupsVisual Aids Panel and study groups
Amendment 4 covers the aerodrome Amendment 4 covers the aerodrome certification and RFF services certification and RFF services
161st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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Certification of AerodromesCertification of Aerodromes
A THE NEED:A THE NEED:
1. Origin of the requirement
2. Impact of airport privatisation
3. Shortcomings and Deficiencies
4. USOAP expansion activities
B THE TOOLS:B THE TOOLS:
1. Amendment to Annex 14. Volume I
2. New guidance material in Doc 9774
3. Other guidance material
171st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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Certification of aerodromes Certification of aerodromes A: The NeedA: The Need
A-1: Origin of the requirementA-1: Origin of the requirement Lack of an airport certifying procedure/
guidelines for States (e.g. Macau airport) Global trend of privatisation of airports Need for seamless co-ordination globally DGCAs Conference on Global Aviation Safety
Strategy -Expansion of USOAP to airports AFI-7/RAN meeting, 1997; S &D issues CAR/SAM-3/RAN Meeting, 1999; S & D issues
181st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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Certification of aerodromesCertification of aerodromesA: The NeedA: The Need
A-2: Impact of privatisation of airports Positive aspects of privatisation Other aspects of privatisation States responsibilities under the Convention Ensure safe, regular and efficient air transport
system within their sovereign territories Articles 28 and 37 of the Convention Safety and quality assurance to the travelling
public
191st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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Certification of aerodromesCertification of aerodromesA: The NeedA: The Need
A- 4: Shortcomings and DeficienciesA- 4: Shortcomings and Deficiencies Impact on safety of civil aviation; Its origin AFI/RAN/7 and CAR/SAM/RAN/3 Meetings Why concern?
Due to non-compliance with Annex 14, Volume I provisions
Safety and security concerns of operations may not be given the highest priority
1101st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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Certification of aerodromesCertification of aerodromesA: The NeedA: The Need
A-3: ICAO USOAP expansionA-3: ICAO USOAP expansion Preliminary activities in HQ
Development of audit protocols, training material, handbook, and others
What and how to audit? Yardstick for measuring/benchmarking
Annex 14 implementation and compliance with other relevant ICAO Annexes
Hence the need for certifying aerodromes Any questions/comments
1111st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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Certification of aerodromesCertification of aerodromesB: The Tools B: The Tools
B-1: Amendment 4 to Annex 14, Volume I -B-1: Amendment 4 to Annex 14, Volume I - Adopted by the Council in March 2001
and became applicable from 1 November Its development - coverage of other
relevant Annexes for certifying airports Protection of visual and non-visual
navaids sites Co-ordination with other service
providers and agencies for a seamless safe operating environment
1
Certification of aerodromesCertification of aerodromesB: The ToolsB: The Tools
B 1 (Cont): Amendment 4 to Annex 14, Volume I; New Section 1.3
Aerodromes open to public use to be certified as per Annex 14, Vol. I and other relevant Annexes
From 27 Nov. 2003, aerodromes used for international operations to be certified (Std)
States’ regulatory framework to establish the criteria for certification (Std)
Submission of an aerodrome manual as part of the application;Certified aerodromes to have an SMS
From 24 Nov. 2005, SMS shall be in operation.
1131st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
ContentsContents Introduction Aerodrome certification regulatory system Model regulations Certification procedure Regulatory authority Details to be included in an aerodrome manual Safety management system Sample forms
1141st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Aerodrome certification regulatory system:Aerodrome certification regulatory system:
Prerequisites – legislation and organization Basic aviation law – authorize establishment of
the CAA; adoption of regulations, empower DGCA to issue, transfer, refuse or cancel certificates etc.
Main elements of regulations – certification criteria, procedure, safety audits, sanctions for violations
Implementation – adequate budget; CAA staffing and training.
1151st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Model regulations:Model regulations:
General explanation of the intent of certification Submission of application & aerodrome manual Assessing applicant’s capability and adequacy of
the airport infrastructure Aerodrome operator’s obligations Validity of a certificate Endorsement of conditions of operation Surrender/transfer/revocation of certificate Exemptions, if any
1161st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Aerodrome certification procedure:Aerodrome certification procedure: Certification procedure to ensure full compliance
with the State regulations The Process – assessment of applicant’s capability,
the adequacy of the facilities and services by on-site inspection and verification by qualified inspectors, acceptance/approval of the aerodrome manual submitted by the applicant
Issue/transfer/revoke the certificate as appropriate Notification of the aerodrome’s certified status in
the AIP
1171st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Main components of an Aerodrome Manual are:Main components of an Aerodrome Manual are: A General Section explaining the purpose and
scope of the manual Administrative details of the operator Information on aerodrome facilities Information on aerodrome services Aerodrome operating plans, procedures and
safety measures Safety Management systems
1181st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
General Section to include:General Section to include: A copy of the aerodrome certificate The signature page to authenticate the
information submitted in the manual A foreword explaining the contents briefly Amendment monitoring and recording page and The Table of Contents
1191st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Administrative details to include:Administrative details to include: Name(s) of the aerodrome owner and operator The operating conditions (day only or night
also, VFR/IFR) Critical aircraft operating Airport operations e.g. utilisation of primary
RWY, SIRO, helicopter activity etc. Operating limitations, if any, such as noise
abatement procedures, flight restrictions over certain areas etc.
1201st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Information on Aerodrome facilities to include:Information on Aerodrome facilities to include: Physical characteristics of each RWY, TWY
and apron individually including geographical co-ordinates, ACN/PCN values etc.
Visual aids available at the aerodrome including wind direction indicators, airfield marking and lighting
Obstacles limitation surfaces Non-visual Navaids
1211st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Information on aerodrome services to include:Information on aerodrome services to include: Aerodrome rescue and fire fighting
services Aerodrome emergency plan Procedures for movement area
maintenance Procedures for maintenance of visual aids Apron management and safety aspects
including airside vehicle movement control
1221st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Aerodrome services (contd):Aerodrome services (contd): Bird strike and wild life hazard reduction, control
and management Obstacle control on or in the vicinity Disabled aircraft removal plan and procedure Protection of radar and navaids sites Pavement surface friction measurement, and
rubber deposit removal Low visibility operations - RVR measurement and
reporting
1231st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Aerodrome operating plans and procedures:Aerodrome operating plans and procedures: Handling of dangerous goods and hazardous
materials Movement area access and control Airside inspections Foreign object damage (FOD) control Apron operational safety Aerodrome works safety Procedures for liaison with other service
providers (ATS, AVSEC, MET etc.)
1241st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Safety Management System (SMS):Safety Management System (SMS): What is SMS? - A system for managing safety as
part of the overall management objective and policy
Why SMS? - To regulate airport operations and improve safety levels, esp in areas not covered by applicable ICAO or national standards and regulations
How? - Existence of comprehensive technical Standards/specifications, those for SMS, their implementation and maintenance at all times
1251st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Main elements of Safety Management System:Main elements of Safety Management System: Safety policy statement including the safety
management approach and objectives Safety management strategies, its
achievement, assurance and promotion Systems and procedures in place to control
and manage safety of operations Safety audits and other means of measuring
performance against established goals
1261st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Safety management approach, objectives and Safety management approach, objectives and strategy:strategy: Management commitment and encouragement
towards a positive safety culture Responsibility and technical competence of
key officials, priorities, compliance with applicable specifications and standards
Establishing a safety reporting system Safety orientation and recurrent training Emergency response planning
1271st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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B-2: Guidance material in Doc 9774 -B-2: Guidance material in Doc 9774 -Manual on certification of aerodromesManual on certification of aerodromes
Development process:Development process: Validation of the contents of the manual thru’
consultation with ACI and the Task Force; Consultation with ROs; ANC adhoc WG’s review and comments; FAQs.
How can we improve it?How can we improve it?
1281st CAR/SAM Workshop on Certification of Aerodromes
Port of Spain, Trinidad & Tobago, 13-16 May 2002
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First CAR/SAM Workshop on Certification First CAR/SAM Workshop on Certification of Aerodromes, 13 -16 May 2002of Aerodromes, 13 -16 May 2002
Any further questions?Any further questions?
THANK YOU!THANK YOU!