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TRANSCRIPT
To: Pige 2 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
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Ih Compi'y A
ADII,amR
h,m 603
CIZ,oratio= Aet 2101S.07./.7/8
Noticid imitial Il,Itii lithol.
09579229
1. D/*of=W=W Wha)Dimin.*Ii,1 Ekltittes
ACM/ARSN (Ifippilcable) Se, AtII),1(Ii,C A
Theholdub.m„.amw.„ lhold=on 10/0 2015
1 --/4-Th, tud =lber of vot= ati=*4 to all dio Yodis •11.r= In the M.in y or votins 1.,0,=ts in 81.,axic *Mthe81."08£12/bfor....oct."72)bidate'llibl...0) in o.aidle,th, mlbs."ad "kibe=nealnb./O/0holdere= fbnowz
Cl= of ,==lam NImth of(4) .ccurille, Perloni"*,(5) Voting power (6)
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3. De¢,1, ef relms¢ rest,De mt e offhe Aev=!2 k*orestthe mfltaid holderor m a=oolite had En fin fbnawlilUi,l teo,idlies on the dimthe =111.tii,tial hnlder bm=,ir a=1*,4/ hdds are n fbllovt
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# De**,fpr==tr h,Mm,Tbc pcoom resiltered m hokles ofAic.eairittes reirred to in =221.4 3 above se as fbilowr
Holder ofMlewit Per,on mutlad lobe C =1Intore* Regi=:red kidcrof
**cd..h =da(1) of.oggfli.
See Amiaure D
The com ,tia,1 p,Jd h e,oh mienit Wit*04 to in pirig„1* 3 above Id ao,%,ed inmekima,#11 Pdar tofhe r tht 11= subs:„Al holdsbeoine a mabdinti,1 holdi is m fula,%, :
Holds ofreic„,11-im DR ofacquisition Co ukwtkn(9)
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To: Pige 5 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
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(Q Ifiddition,1 900 k required to compt- a ft,ition, lheinkn=u=aq beball,d,d on a Npltlee piece ofp,per Immedm RIe All:L
(b) Thh notlce Imit be glven to ills:mt Conli'gm or thoresponsible edfy fbralism,ding„god invilin=:,ch,Ing Acopy ofthist Oem am beshm 10=*relmit =aidim ird,Iip.
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2 tow fhe ooipoillaa mme ndACN or ARIN3 numhdil/,c ,1,4 print or type in BLOCK letters in dd btle or bilok ink,0 t!* the document h cle•rly1 Ne wtzn p copied5 wita the Eneoo e wilh a r k such u A, B, C, 0%6 lonoll t=ttzew! !ttbowords:
Thia h=Ii.„ ,e*44D-b.)pq.* dto *Ao,mt.mimb, med*7 middto 00nn me
Ths =nmnmt be,igned by 11==pe!,0*) whoalimd the fbmi
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To: Pige 6 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
1 -* 1 4. Ap."/Inklb.9.9.Hubild
ACN 095 792 251
1. MrAILS 0/ SUmrANTIAL HOLDIRS
In flits Form 603, re50rwo= b ilio 5=•n• ,1 Entitier m r h....5- to die *dlmwing per.,1. ind = ittia -10 0/rre,poolive =,ocklinddiubodia ocipou#
Name
DFA Am:r•lis r . nited (a satikil=y ofDim•rnifmt F=1 Adviaorm LP)ACN 065 937671
D[memfoil FiAghtion IP
DiI,emild,»1 Fmwi Advi=n 1M (a dildl=y ofDimai),ic„i•l Fund Ad,1,0,i LP)
Di Pma Advi ,* ff,„, k ULC (apwa=y ofDFA E„„b rir)
DFA On,da LLC (a mb,1-y ofDlinemiomt Fund Advi,on LP)
'· , Holdi 60 (se=fil partner of Ditici iicxil Fid Advisors LP)
Dimiziomt Hol#¥ LLC (limi ed pitnes ofllimensioil P md Advi,ors Ill
D[vid Booal
Rex SinqueRaid
This h An=In -A mand 10 81 Form 603 : Notice of Initial bilimli,1 Sbsrcholdcr
Fehr=y 11, 2015
Pil= Nine: Ditn,0,101,1 Fund Advl,oB LPBy: D *mt Hg##*p In4 ih Genecil Park=
j** W-Secr .dwoe Pfc -
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To: Fige 7 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
P:z==nic RmourcesLlmfiedACN 095 792 281
DrrAILS 0, VOTING POWER
The ,1 minb, ofvoles st ched to all the voli! dize, i ths oompeny or votkiht==* in the Idleme*#42dil=fial holds or m moci- 02) liareleve inivit (3) in on 1he denthe sab zihl holds bacm,io n b inlialholdsm9 8110,#s:
(Wi,i of,Ii,9184' (4) Nimlbirofsecof#des Pomon's voles (5) Voting Dcmy (6)adin.y 61ly paid kies 16,157,264 16.157,264 5.01%
Thk 1, Anne:nic -B- r*Ted to in Form 603 : No(ice ofInitial Sub-rtial mmholds
Feiromy 11, 2015
Print N:Ine: DitnCIZIO=1 Fund Ad,i,ors LPBy. Dig,Illog,1 1 1*9 104 b Gend Partt=
S Illill
Cfigit,: Ani-:t kgrilizy ind Vigo Pic,idmt
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To: Pige 8 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
1 1 4 1· CPmorinio R=,lic= I,imitod
ACN 095 792 281
1 DETAILS OF RKLEVANr 1 4 ·
The nature of fhe *vtki=Zb di,liatial hadu or m =,ociate hd 91 me fhllov/ing vot ,09,1011m on thedlth, =111=11,1 holdi bemme a mbs:=IN holds m= Zonowi:
Thicon,panlid Mviduab comp,1,li thi D ,nsion,1 En es (I de Ined above) hold thi folowli,relmint Int,rists h or* y illy pild sh,res In Panorimic Rmo,irci Urnibed:W ......dsd....
DFA Australa Uml ed hasthe power toe,terche, or control the .terdse of, votir, r¥htlitt,ched tothmes,curnles d/orthepl"rul/4...of,oroontrolthemrds'ofth.chposilofth=./.Umin=.spondble emity of the follo,Imi 1-4ma,-0,d b..uner,t zE*,In-:
06,»mi=*tr i/n OreEqunyT st
Dimensional A.trallm Core Ir,Iput,tion Thist
Dlmondon,1 A„#,VI,n nal Compalg Tnla
DImendoid Austral Value Trust/1 .1.12/01,1 N......
742,445
47;351
441,777
931/7
DFA Aultralli Unllted h=thi Fiw to =,rdle, orcontrul thi mi/,1,8 of, voUntd attached toth,sis,a ,sind/orthi pow,rtocl,po„of, orcontrolthe =„ciseofthedhposal ofthes,Iia,01*=Ii,clerth WK.m.*tas with Instltl*icd Im,sto,m:
Separate Accoum advbed by DFA Austrana Ltd.
S,parati Account ad,Ied bv Dbner,dail Fid Adilsors LP
Separate Account .EM,ed A DFA Austral. Ud.
S,par..Acmurrt ad,/sed by DFA Australia Ltd.
Separ- Account ad*.d by DFA Austy.Ils Ltd.
Sepiate Account advhed b, DFA Australia Ltd.
Sip=10. Amoliit al/*,Id by ¤FA AL„tralb ltd.
151 7
694531
449,49
1,061 10
189,538
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To: Pige 9 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
Separate Accolmt Idised b, DFA Austrah Ud.
Separ,ta ACCOLIM advised by DFA ALstra l@ Lid
(4 mli.,mi,wi,loid Entl-Fi.,dimdMindeeIs
1,010,952
1;81,664
DFA Austral' Ur!*ed h.sthe po.Irto tfiose of,Ortocontral thi mrche of th. pol.ctocispos. of, th-mairm= Idersubld¥lioly¥lement, md Illsuldng mn,Icm.veementsv,mt #im.„11:Irl oftheOhnI,lanal Entltlel h,elation tothe fallo Int mlmial kih and mandat=:
Seperat, Account *vised b, Dhnensional Find Advisors LP
Old WIstbury Small & Mld Cip Find of Old Witbury Funds, hc
DFA IminEtional Core Equity Fund of DIminsional Fund s
Sepirate Accountadilid by Ine„do= 1 Fund Mvhon LP
mtiernitiorlal Core Equity Portfolo of DFA 1,7,eftmem DInlensions e*oup *c
lit,nition,1 50€1,1 Core E*,Ity Portfolio of OFA Invitmer,t Diminsions Group Inc
CSTruE litgfillational Fifinl Com Ec;Ilty Portfrin of DFA Inv=Unent Dimern,I,1,= Group
iVector Equity Portfolio of DFA In,estrn,/it Dlrn,r„h,s Group Inc
Se -Accol# ... DIm,nalon,1 fund Advhors LP
Intarnational Sustil,=bilt¥ Corm 1 Partfolo of DFA h,v=tment Dimgdol Gioup *c.
Global Small Comp,Ill- RE,d Dinle„don,1 Feilds plc
mohal Br*dVilue Amd of DImi,donal Funds plc
Separate Acc mt Id,lied by D nal,10* Fund Adillors LP
Padfic Bah, Smal Companles Fund of N/,Irsional Fwa plc
VA hltern,tlonal Srnal Por0010 of DFA vestment Dimerdons Group inc
DFA Ir-natlonal Vector Equity Fund of Dlminsional Funds
#fluiltional Small Complu Fid oflolwl Hancock Full U
international Small Comp=ly Tr:=t of John Hincock Th=t
Separ# Account advised by DFA Austrah L#L
Sepiate Acco ,t,diled by DImen,lond Fund Advlmi Ud.
174,602
4726
81.517
9,82
4668
114565
142,476
2.242
24,065
92AOG
BFO
8&.0
8-
21Zrl
17AU
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To: Pige 10 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
aeD-co-# 0 n on,1Mo LP
DFA International Smil Cap Value Portfolio of DFA Inve:trnant DInm,lons Group Inc
TA World m US. Cor, E*lity Portfolo d DFA Invistrnint Dimensions Group Inc-
Separal Acraunt adVid by DI„Ii, 1011,1 Rs,d Ad,(sors [P
Met/Dlmension,1 Int,mation,1 Smal Compiny PortfoUo a =rliof the MetropoltmnSe , Fundi Ing
Siperate Agimadwiled b, D nerIlonal Fimd AcM,on LP
Sopirite Accocit c lied bl M,er lo al Fund Ad#*ars LP
Sip.,le Account advised by DI„„Ii,lon,1 Fund Advitors LP
TheA,la PeclkSmal ComplnyS,dmolme DFA Inv,WI XTnaCompliy
14394
4,371.538
3B95
144611
76,203
80,579
47,434
unuss
(d) Dline,mional Fl d Ailvlmi LP md e,ch of Rs mblkliletarieich deemed to lub,thi sm» r,liwntInterests In the securttles as DFA AL,dral, Umlted bicause Dimir,lonal Fisid Advl,ors LP corrtrob DFA Au=trallaLIn*edi{•) Divld Booth -4 R=Sin fin deemed to h thes,me rele,„£1,-Im In mel,a essDI„,I„,ic„,d Find Advliors LP,sthiyeach,IndMckilyorthroi#, tnitithilFcontrol, hivi morethin 20%voth. pohwin Dim.'knd Holdhp inc,thes»neral p.twid "m./Qnal FidAd".<30;
M Dlm,mional Fund Advhors LP Ind oth/ m mbers d th, Dir,Ii,don,1 BARi mayalso have rel„„Ilint,/Iss In mesecill# MlhridmIn pariliph (4 .ba-m h,=trientm,n,ar or dilsortothe mutullfunb ind mmdatesr,fur,d to h that /71*.
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To: Pige 11 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
This i, An[=,se «C'" mkrred to in Focm 603: Notice ofkitial SubitmiNI SI rholcier
Pebri,ly 11,2015
Pilotk Dimt=10-1 Fund Advison LP
: 33'°Oca alp.1.1
Sign.hvux
Capicitr Assistu Scuetmy id Vioe Praddia
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To: Pige 12 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
1'1.4. I' .DP:nor.mic"/.00MT. I.bnitnd
ACN 095 792 288
4 1"//VUOljOTTBESZNI ,-e
Thopcions *tedmholdem ofths,eci,!Elesrer„ed to ktpa mph 3 Iow mal *llow=
M11=did Auslpilim Core Eq*,Trut aticorp Nornlrvia Pty LEd
-0-A M.m Core-*mt a orp Nornin,ts Pw ummu
In=,donal Aust,alm Small CompINTrust
Dhlien,lon,1 AL'Ue.n V lue Tht
Slparste Accolmt acM,ld hy DFA ALIMla
Se.r,te Acco ,ta 4:ed b,D ne, onalFl* Advllors LPSlpornl ACCOL# Imilld hy DFA Aimili'Lid.
S.pinit. Acmt,Ridilied by DFA AL=:,IlaLid.Sepinite co, t advised by DFA AistrallLtd.Sipint, Accogit advbed by MA AustriaLtd.Seper,te A co t adv ed by DFA Aumla
SapIMI Acclit a led by DFA Aimlla
Sep,r,te Acco ,Ra sed *DFA Australa
Slporate Accoil advid by Imir,donalWsLPOld Westbuy 20 & MId Op Fund of OldWe,lasy Fl,4 Inc
DFA [nt,rnation Core Equity Fund ofDimal,donal FlmlSe.r,te cois,ta M,ed by D n,mlonalFind Advisors LP
C]Moorp Nomines Pty Ltd .
aRcorp Nornin,= Pty LtdJPMors»n NominlesAumnaUmItid
15BC BA,*AUSTRALIA UMITED
NATK]NALAUSTRALIA BANK, LTD
NAMONAL AUmALIA BANK, LT[1
HSBC IANKAUSTIAUA UMITED
115BC BANK AUSTRALIA UMITED
,5BC BANK AUSTRALIA UMNED
JPMO.,n Nomine=Austral'Umltld
JPMorIBII Nominees AustrillaUmhd
The Hot*qmd Sh=,hal Bar«.Corpor*lon, Alstralla Lid
aticorp Nominees Pty Ltd
TheHor,A,/pidn.44/8./4/CMpor.*"diald
8/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
WA
N/A
N/A
742,445
0;151
441.777 .
E2%87
698531
449 49
1,061.510
1,010,952
1,281,664
A 84409
A 174,8(12
A 12,726
NAMONAL AUSmAL BAN14[m 81,517WA
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To: Pige 13 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
Intern,00* Core E ty Porthloof DFAIi,vestment Diner,Ilgi= Group licb,ternational Sodal Cora Equity Portfolio ofDFA Invelt:,lit Dlmln,lons Gral lnc
CSTGAE I :terri,tional Sodal Core EqMtyPortfolio of DFA Inves:ment DImendomGr kI,Rerr,itional Vects Eqllty Portfono of DFAh=tmont DImendom Group Inc
Se/r-Accou#adled by Dilne„001,1Ad Ailylin LP
litinaticnil Sust,Inablty Oore 1 Portfolo ofDFA I,v=tment glmll,10,11 Group Inc-WA es Fund of Dhnen nalFt,d plc
Molil Thrgatid Value Amd of DImensionalFi"apt
SipirateAcco„/ Idvlid by NmidodFund AcM,ors IPPadfic hun Small Compintes Fund ofDhnen,lonal Rs:ds plcVA hlternational Sm,1 Portfolo of DFA**0/m**1*hzDFA Irle,nitional Vector E¥:ny Fund ofDhllemion,1 FundsWE-tional Sn»1 Co""M Fund of JohnHanced Finds i*tenlion,ISm,IComplly,Th tofJollnHancockTnstSep mt» Account advlsed by DFAAust :1IILid.
Sopirate Account,EMied by lien on,1Asid Ach,hon Ltd.
W..Aooo-hoht,enlAnd Advllors LP
OFA Internation,1 Smal Cip Vah= Port#olo ofOFA Inv=Emem DIm....i Group Inc-TA World g Ul Core Equity Poltfollo ofDFA h,stn,Illt DImentions Group IncSepari# A©court advised by Dline,„lonalRK d,Ior: LP
M«/D nendonIl hltlrnition,ISmalCom/'Port 04.-id theMitrapolit n Series Fund, Inc
Separ- A©count advt»d b,DhnentionalFid AIM,ors LP
atic,p Nomine- Pty Lid
aticorp Nominees Pty Ltd
aticorp Nomble- Pty Ltd
ancorp Nomini= Pty Ltd
NATIONAL AUSTRALIA a-(, LTD.
attorp Nominam Pty LM
HSBC BANK AUs,RALIA UMITED
HSBC BANK AUSTRAUA UMITED
HSBC BANKAUSTRALIA UMITED
HSBC BANKAUSTRALIA UNITED
C]Scorp Nombies Pty Ltd
HSBC BA,< AUSTRALIA UMITED
HSBC BANK AUSTRALIA UMITED
HSBC BANKAUSTRALIA UMITED1¤,C allody Nodn,= W,MI•)L nlt»d
NATIONAL AUSTRALLA BANK LTD.
HSBC BAI AUSTRAUA UMITED
CRIcorp Nominees Pty Ltd
atlcorp Nominees Pty LtdThelio,*,I'.49=:hallinkNCorporat n LWL
HSBC BAN K AUSTRALIA INITED
N/A
N/A
N/A
N/A
N/A
N/A
N/A
M/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
683,985
9 32
3AGS
115,565
142.476
U42
24 65
92 06
155,342
U.0
1U40
14 440
11,394
4,371,538
75,563
A 144618
HSBC BANK AUSTRAUAL,ArrED 76,2CBN/A
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To: Pige 14 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
Se/fl Accoinit dvmd by Dhne„di,1And Ad*ors LP
Separate Accoint advited by DIi,I„,ionalFind AcM,ors LP
Th.AA Pulk Small &,IFY Se es of11.DFA Instrnerrt Trust Compiny
HSBC BAI AUSTRALIA UMITED
HSBC aANK AUSTRALIA UM[TED
atlcorp No nees Pty .
N/A
N/A
N/A
47,434
1.834.190
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f fi r
To: Pige 15 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
11[is h Ant=in 9)" rcarred to in Form 603: Noticc of Initil Substani l Simholds
Febr=ry 11,2015
Dimmilo-1 Fimd Advison LPBy. Dlit==1,01 Holdlost Inc. b Gment Parta=
Astlil,ii: Sigica,iy End Vioo PMIldt
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To: Pige 16 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
AMNEXURE IP.,ior.mio Rciource I.imit d
ACN 095 792 29
i .!1,·.1· TEON
The · ·,,' · pdd *r e it devt inle=t relired to in p agrlph 3 *0,4 and ac#red inlhe fk= mimths prior tothe dly W the Iobit=*1 holdi becmne a sibill,1111 holder k m biloni:
DFA Ir®,rn-nal Small Op Vak» Portfolo ofDFA Investrner,t Duneitors Group Inc. Feb 10 2015Separate Account ad¥*Ed IN [*A Austral, Ud. k,129 20115Separate AmMInt advlged by DFA Austral, 1*,i jan 23 2015Seperate Account adv ed by DFA AL=tralla Ltd. in 22 2015Separate Account advised by Dhnonslonal Fund 6' Ort Lid. kn 12 2015Mlional Aumilan Sm,11 Compan,Thist Now 20 2014Dimensional Australian Sm,11 Compon,Trust No,1820140."end, / U d Austranin Sm,11 Comp.nyTrust No,172014Dhnensional Australian Small Company Trust No, 132014Old W=tbury Sma & Mid Cip Flmd of OldWesthtsy FUncks, Inc Now 12 2014Old Wistbury Smal & Mid Cap Fund of OldWestbuy Filds, Inc Nal 112014Old Westbury Smal & Mid Cip Fuld d OldWestbisy Fulds, Inc No,072014Old Westbury Smal & Mid Cap Fund of OldW ·<.9 6...', AC Nov 062014...9*8.1 Company Rid ofJohnHmcock Ands l Nav 032014Separate Account advised by DFA Aistralla Lid. Oct 5 2014Separate Account advised by DFA Australl, Ud. Oct 8 2014Sip te Account acM=cd by DFA Austraila Ltd. Oct 28 2014Dimersion,1 AUS,rilin Smal Cornpmy Trust Oct 27 2014Dimen onal Aust,Iaan Cor*Eq, Ihist Oct 24 2014Separate Amount advlid by DInimia„Il FundAdvisors ad. 0*242014Dhner=lan,1 AL,tralan Smal Company Tr a Oct 13 2m4Dimensional Austrilan Srnal Compmy Trust Oct 10 2014
$ 27,211.23$(15,529.83)$ (15,105.93)$ (14 16.60)
$ (5,61103)$ 13,506.29$ 27,472.12$ 20,07111$ 17,299.15
$ 14,11172
$ 13,857.43
$ 1U54.17
$ 27,169.26
$ 24,34935$ 18,841.08$ 3,19118$ 5,00135$ 14,13145$ (14189.51)
$ 14001.27$ 13,742.853 17,920.26
N/AN/AN/AN/A
M/AN/A
M/A
N/A
N/A
N/AN/AN/AN/A
N/AN/AN/A
49,68304,145)(33153)(33,279)
(14,395)27,67650 5744134,005
17-
24798
53,493
41,521341065,8419,27525,494
(25,304)
27,66822,09229,022
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To: Pige 17 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
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To: Pige 18 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
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