fm€tran€talineet arle0.. for personal use only · 2015. 2. 12. ·...

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To: Pige 2 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo DImens nal FM TRAN TALINEET DI To CO,-g FE ..4.'M r F*u,y 11 »15 ,liL- '--D Ar...le....0.. A././.1/"ABIA...U./.4 .IH13*778/". 11140· MON "=1 - m.- hz ..91.lmt To WI,mn It Mq Concern: PIBale"tm //h#F/m/8-N*ad//d// /h' Dh""bihir d/»C npm, Thil F 1 alioolo CD*= Anal ....../........4........./..........."i............... 01./...=h, .=......T...../*.I.*.........M-.I.*.111 1 =I/IRL//1 .*UNI F* 012 02111 r. For personal use only

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Page 1: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 2 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

 DImens nalFM TRAN TALINEET

DIToCO,-gFE

..4.'M r 

F*u,y 11 »15

,liL-'--D Ar...le....0..A././.1/"ABIA...U./.4.IH13*778/".11140· MON

"=1 -m.-hz ..91.lmt

To WI,mn It Mq Concern:

PIBale"tm //h#F/m/8-N*ad//d// /h' Dh""bihir d/»C npm,

ThilF

1 aliooloCD*=Anal

....../........4........./..........."i...............01./...=h, .=......T...../*.I.*.........M-.I.*.111  1

=I/IRL//1.*UNI

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Page 2: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 3 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

Ih Compi'y A

ADII,amR

h,m 603

CIZ,oratio= Aet 2101S.07./.7/8

Noticid imitial Il,Itii lithol.

09579229

1. D/*of=W=W Wha)Dimin.*Ii,1 Ekltittes

ACM/ARSN (Ifippilcable) Se, AtII),1(Ii,C A

Theholdub.m„.amw.„ lhold=on 10/0 2015

1 --/4-Th, tud =lber of vot= ati=*4 to all dio Yodis •11.r= In the M.in y or votins 1.,0,=ts in 81.,axic *Mthe81."08£12/bfor....oct."72)bidate'llibl...0) in o.aidle,th, mlbs."ad "kibe=nealnb./O/0holdere= fbnowz

Cl= of ,==lam NImth of(4) .ccurille, Perloni"*,(5) Voting power (6)

Sce Anng=e B

3. De¢,1, ef relms¢  rest,De mt e offhe Aev=!2 k*orestthe mfltaid holderor m a=oolite had En fin fbnawlilUi,l teo,idlies on the dimthe =111.tii,tial hnlder bm=,ir a=1*,4/ hdds are n fbllovt

Clas, idnum* ofHolds  ndllitzuv ofreic,vati intormt Cl) .egilitticsSco Am=Ic C

# De**,fpr==tr h,Mm,Tbc pcoom resiltered m hokles ofAic.eairittes reirred to in =221.4 3 above se as fbilowr

Holder ofMlewit Per,on mutlad lobe C =1Intore* Regi=:red kidcrof

**cd..h =da(1) of.oggfli.

See Amiaure D

The com ,tia,1 p,Jd h e,oh mienit Wit*04 to in pirig„1* 3 above  Id ao,%,ed inmekima,#11 Pdar tofhe  r tht 11= subs:„Al holdsbeoine a mabdinti,1 holdi is m fula,%, :

Holds ofreic„,11-im DR ofacquisition Co ukwtkn(9)

Cu Noli-gilSee AifiI:gin E

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Page 3: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

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Page 4: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 5 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

GUIDE

S'".hul

kd FW

Wl Fe,

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A allId lilbr ,Ill=

A=ill'll

99// IlM 1/I*ZOO

nhe•Medees ./bmp,rtil.-14.- a=1 hki/# ASIC'-.Bil-**m/..bil

This Arm mn/ be dvidby alth- a d ector of a-mot.y ofate =•*.„n.1 Fid..

(Q Ifiddition,1 900 k required to compt- a ft,ition, lheinkn=u=aq beball,d,d on a Npltlee piece ofp,per Immedm RIe All:L

(b) Thh notlce Imit be glven to ills:mt Conli'gm or thoresponsible edfy fbralism,ding„god invilin=:,ch,Ing  Acopy ofthist Oem am beshm 10=*relmit =aidim ird,Iip.

(c) The penon mu.t give loopy ofthil nc*Ice:

0) wifidn 2 buzit= dipdsdic, booomeaw rooffbo laig„,/10< or

® by 930 mond= nt lidiq dq of orele,ims,gibtl= =ral=npan dmybecrma awlro ofule ITTerm•1  if

(*) atik,o,vibld is mido kr*- ihim k the oomipi,iy of vo*I biliest,bi=*=d

(B) theBion becomes amro oflhe kilg,11=Cloadititi fbob d pe:iod.

Todi myI00 ¤n19 th rogililiom, you mit1 -e M •Im pips of wh!*m or ligw r=18 -'1,11. w!:h a m•r  ofgl ip.- 1 Orn- on all

2 tow fhe ooipoillaa mme ndACN or ARIN3 numhdil/,c ,1,4 print or type in BLOCK letters in dd btle or bilok ink,0 t!* the document h cle•rly1 Ne wtzn p copied5 wita the Eneoo e wilh a r k such u A, B, C, 0%6  lonoll  t=ttzew! !ttbowords:

Thia h=Ii.„ ,e*44D-b.)pq.* dto *Ao,mt.mimb, med*7 middto 00nn me

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Page 5: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 6 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

1 -* 1 4. Ap."/Inklb.9.9.Hubild

ACN 095 792 251

1. MrAILS 0/ SUmrANTIAL HOLDIRS

In flits Form 603, re50rwo= b ilio 5=•n• ,1 Entitier m r h....5- to die *dlmwing per.,1. ind = ittia -10 0/rre,poolive =,ocklinddiubodia ocipou#

Name

DFA Am:r•lis r . nited (a satikil=y ofDim•rnifmt F=1 Adviaorm LP)ACN 065 937671

D[memfoil FiAghtion IP

DiI,emild,»1 Fmwi Advi=n 1M (a dildl=y ofDimai),ic„i•l Fund Ad,1,0,i LP)

Di   Pma Advi ,* ff,„, k ULC (apwa=y ofDFA E„„b rir)

DFA On,da LLC (a mb,1-y ofDlinemiomt Fund Advi,on LP)

'· , Holdi  60 (se=fil partner of Ditici iicxil Fid Advisors LP)

Dimiziomt Hol#¥ LLC (limi ed pitnes ofllimensioil P md Advi,ors Ill

D[vid Booal

Rex SinqueRaid

This h An=In -A  mand 10 81 Form 603 : Notice of Initial  bilimli,1 Sbsrcholdcr

Fehr=y 11, 2015

Pil= Nine: Ditn,0,101,1 Fund Advl,oB LPBy: D *mt Hg##*p In4 ih Genecil Park=

j** W-Secr   .dwoe Pfc -

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Page 6: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Fige 7 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

P:z==nic RmourcesLlmfiedACN 095 792 281

DrrAILS 0, VOTING POWER

The  ,1 minb, ofvoles st ched to all the voli!  dize, i ths oompeny or votkiht==* in the Idleme*#42dil=fial holds or m moci- 02) liareleve inivit (3) in on 1he denthe sab zihl holds bacm,io n  b inlialholdsm9 8110,#s:

(Wi,i of,Ii,9184' (4) Nimlbirofsecof#des Pomon's voles (5) Voting Dcmy (6)adin.y 61ly paid kies 16,157,264 16.157,264 5.01%

Thk 1, Anne:nic -B- r*Ted to in Form 603 : No(ice ofInitial Sub-rtial mmholds

Feiromy 11, 2015

Print N:Ine: DitnCIZIO=1 Fund Ad,i,ors LPBy. Dig,Illog,1 1 1*9 104 b Gend Partt=

S Illill 

Cfigit,: Ani-:t kgrilizy ind Vigo Pic,idmt

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Page 7: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 8 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

1 1 4 1· CPmorinio R=,lic= I,imitod

ACN 095 792 281

1 DETAILS OF RKLEVANr 1 4 ·

The nature of fhe *vtki=Zb  di,liatial hadu or m =,ociate hd 91 me fhllov/ing vot  ,09,1011m on thedlth, =111=11,1 holdi bemme a mbs:=IN holds m= Zonowi:

Thicon,panlid Mviduab comp,1,li thi D ,nsion,1 En es (I de Ined above) hold thi folowli,relmint Int,rists h or* y illy pild sh,res In Panorimic Rmo,irci Urnibed:W ......dsd....

DFA Australa Uml ed hasthe power toe,terche, or control the .terdse of, votir, r¥htlitt,ched tothmes,curnles d/orthepl"rul/4...of,oroontrolthemrds'ofth.chposilofth=./.Umin=.spondble emity of the follo,Imi 1-4ma,-0,d b..uner,t zE*,In-:

06,»mi=*tr i/n OreEqunyT st

Dimensional A.trallm Core Ir,Iput,tion Thist

Dlmondon,1 A„#,VI,n  nal Compalg Tnla

DImendoid Austral  Value Trust/1 .1.12/01,1 N......

742,445

47;351

441,777

931/7

DFA Aultralli Unllted h=thi Fiw to =,rdle, orcontrul thi mi/,1,8 of, voUntd  attached toth,sis,a ,sind/orthi pow,rtocl,po„of, orcontrolthe =„ciseofthedhposal ofthes,Iia,01*=Ii,clerth WK.m.*tas with Instltl*icd Im,sto,m:

Separate Accoum advbed by DFA Austrana Ltd.

S,parati Account ad,Ied bv Dbner,dail Fid Adilsors LP

Separate Account .EM,ed A DFA Austral. Ud.

S,par..Acmurrt ad,/sed by DFA Australia Ltd.

Separ- Account ad*.d by DFA Austy.Ils Ltd.

Sepiate Account advhed b, DFA Australia Ltd.

Sip=10. Amoliit al/*,Id by ¤FA AL„tralb ltd.

151 7

694531

449,49

1,061 10

189,538

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Page 8: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 9 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

Separate Accolmt Idised b, DFA Austrah Ud.

Separ,ta ACCOLIM advised by DFA ALstra l@ Lid

(4 mli.,mi,wi,loid Entl-Fi.,dimdMindeeIs

1,010,952

1;81,664

DFA Austral' Ur!*ed h.sthe po.Irto tfiose of,Ortocontral thi mrche of th. pol.ctocispos. of, th-mairm= Idersubld¥lioly¥lement, md Illsuldng mn,Icm.veementsv,mt #im.„11:Irl oftheOhnI,lanal Entltlel h,elation tothe fallo Int mlmial kih and mandat=:

Seperat, Account *vised b, Dhnensional Find Advisors LP

Old WIstbury Small & Mld Cip Find of Old Witbury Funds, hc

DFA IminEtional Core Equity Fund of DIminsional Fund s

Sepirate Accountadilid by Ine„do= 1 Fund Mvhon LP

mtiernitiorlal Core Equity Portfolo of DFA 1,7,eftmem DInlensions e*oup *c

lit,nition,1 50€1,1 Core E*,Ity Portfolio of OFA Invitmer,t Diminsions Group Inc

CSTruE litgfillational Fifinl Com Ec;Ilty Portfrin of DFA Inv=Unent Dimern,I,1,= Group

iVector Equity Portfolio of DFA In,estrn,/it Dlrn,r„h,s Group Inc

Se -Accol# ... DIm,nalon,1 fund Advhors LP

Intarnational Sustil,=bilt¥ Corm 1 Partfolo of DFA h,v=tment Dimgdol Gioup *c.

Global Small Comp,Ill- RE,d  Dinle„don,1 Feilds plc

mohal Br*dVilue Amd of DImi,donal Funds plc

Separate Acc mt Id,lied by D nal,10* Fund Adillors LP

Padfic Bah, Smal Companles Fund of N/,Irsional Fwa plc

VA hltern,tlonal Srnal Por0010 of DFA  vestment Dimerdons Group inc

DFA Ir-natlonal Vector Equity Fund of Dlminsional Funds

#fluiltional Small Complu Fid oflolwl Hancock Full U

international Small Comp=ly Tr:=t of John Hincock Th=t

Separ# Account advised by DFA Austrah L#L

Sepiate Acco ,t,diled by DImen,lond Fund Advlmi Ud.

174,602

4726

81.517

9,82

4668

114565

142,476

2.242

24,065

92AOG

BFO

8&.0

8-

21Zrl

17AU

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Page 9: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 10 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

aeD-co-# 0 n on,1Mo LP

DFA International Smil Cap Value Portfolio of DFA Inve:trnant DInm,lons Group Inc

TA World m US. Cor, E*lity Portfolo d DFA Invistrnint Dimensions Group Inc-

Separal Acraunt adVid by DI„Ii, 1011,1 Rs,d Ad,(sors [P

Met/Dlmension,1 Int,mation,1 Smal Compiny PortfoUo  a =rliof the MetropoltmnSe , Fundi Ing

Siperate Agimadwiled b, D nerIlonal Fimd AcM,on LP

Sopirite Accocit  c lied bl M,er lo al Fund Ad#*ars LP

Sip.,le Account advised by DI„„Ii,lon,1 Fund Advitors LP

TheA,la PeclkSmal ComplnyS,dmolme DFA Inv,WI XTnaCompliy

14394

4,371.538

3B95

144611

76,203

80,579

47,434

unuss

(d) Dline,mional Fl d Ailvlmi LP md e,ch of Rs mblkliletarieich deemed to lub,thi sm» r,liwntInterests In the securttles as DFA AL,dral, Umlted bicause Dimir,lonal Fisid Advl,ors LP corrtrob DFA Au=trallaLIn*edi{•) Divld Booth -4 R=Sin fin deemed to h thes,me rele,„£1,-Im In mel,a essDI„,I„,ic„,d Find Advliors LP,sthiyeach,IndMckilyorthroi#, tnitithilFcontrol, hivi morethin 20%voth. pohwin Dim.'knd Holdhp inc,thes»neral p.twid "m./Qnal FidAd".<30;

M Dlm,mional Fund Advhors LP Ind oth/ m mbers d th, Dir,Ii,don,1 BARi mayalso have rel„„Ilint,/Iss In mesecill# MlhridmIn pariliph (4 .ba-m h,=trientm,n,ar or dilsortothe mutullfunb ind mmdatesr,fur,d to h that /71*.

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Page 10: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 11 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

This i, An[=,se «C'" mkrred to in Focm 603: Notice ofkitial SubitmiNI SI rholcier

Pebri,ly 11,2015

Pilotk Dimt=10-1 Fund Advison LP

:  33'°Oca alp.1.1

Sign.hvux

Capicitr Assistu Scuetmy id Vioe Praddia

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Page 11: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 12 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

1'1.4. I' .DP:nor.mic"/.00MT. I.bnitnd

ACN 095 792 288

4 1"//VUOljOTTBESZNI ,-e 

Thopcions *tedmholdem ofths,eci,!Elesrer„ed to ktpa mph 3 Iow mal *llow=

M11=did Auslpilim Core Eq*,Trut aticorp Nornlrvia Pty LEd

-0-A M.m Core-*mt a orp Nornin,ts Pw ummu

In=,donal Aust,alm Small CompINTrust

Dhlien,lon,1 AL'Ue.n V lue Tht

Slparste Accolmt acM,ld hy DFA ALIMla

Se.r,te Acco ,ta 4:ed b,D ne, onalFl* Advllors LPSlpornl ACCOL# Imilld hy DFA Aimili'Lid.

S.pinit. Acmt,Ridilied by DFA AL=:,IlaLid.Sepinite  co, t advised by DFA AistrallLtd.Sipint, Accogit advbed by MA AustriaLtd.Seper,te A co t adv ed by DFA Aumla

SapIMI Acclit a led by DFA Aimlla

Sep,r,te Acco ,Ra sed *DFA Australa

Slporate Accoil advid by Imir,donalWsLPOld Westbuy 20 & MId Op Fund of OldWe,lasy Fl,4 Inc

DFA [nt,rnation  Core Equity Fund ofDimal,donal FlmlSe.r,te cois,ta M,ed by D n,mlonalFind Advisors LP

C]Moorp Nomines Pty Ltd .  

aRcorp Nornin,= Pty LtdJPMors»n NominlesAumnaUmItid

15BC BA,*AUSTRALIA UMITED

NATK]NALAUSTRALIA BANK, LTD

NAMONAL AUmALIA BANK, LT[1

HSBC IANKAUSTIAUA UMITED

115BC BANK AUSTRALIA UMITED

,5BC BANK AUSTRALIA UMNED

JPMO.,n Nomine=Austral'Umltld

JPMorIBII Nominees AustrillaUmhd

The Hot*qmd Sh=,hal Bar«.Corpor*lon, Alstralla Lid

aticorp Nominees Pty Ltd

TheHor,A,/pidn.44/8./4/CMpor.*"diald

8/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

WA

N/A

N/A

742,445

0;151

441.777 .

E2%87

698531

449 49

  1,061.510

1,010,952

1,281,664

A 84409

A 174,8(12

A 12,726

NAMONAL AUSmAL  BAN14[m 81,517WA

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To: Pige 13 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

Intern,00* Core E ty Porthloof DFAIi,vestment Diner,Ilgi= Group licb,ternational Sodal Cora Equity Portfolio ofDFA Invelt:,lit Dlmln,lons Gral lnc

CSTGAE I :terri,tional Sodal Core EqMtyPortfolio of DFA Inves:ment DImendomGr kI,Rerr,itional Vects Eqllty Portfono of DFAh=tmont DImendom Group Inc

Se/r-Accou#adled by Dilne„001,1Ad Ailylin LP

litinaticnil Sust,Inablty Oore 1 Portfolo ofDFA I,v=tment glmll,10,11 Group Inc-WA es Fund of Dhnen nalFt,d plc

Molil Thrgatid Value Amd of DImensionalFi"apt

SipirateAcco„/ Idvlid by NmidodFund AcM,ors IPPadfic hun Small Compintes Fund ofDhnen,lonal Rs:ds plcVA hlternational Sm,1 Portfolo of DFA**0/m**1*hzDFA Irle,nitional Vector E¥:ny Fund ofDhllemion,1 FundsWE-tional Sn»1 Co""M Fund of JohnHanced Finds i*tenlion,ISm,IComplly,Th tofJollnHancockTnstSep mt» Account advlsed by DFAAust :1IILid.

Sopirate Account,EMied by lien on,1Asid Ach,hon Ltd.

W..Aooo-hoht,enlAnd Advllors LP

OFA Internation,1 Smal Cip Vah= Port#olo ofOFA Inv=Emem DIm....i Group Inc-TA World g Ul Core Equity Poltfollo ofDFA h,stn,Illt DImentions Group IncSepari# A©court advised by Dline,„lonalRK  d,Ior: LP

M«/D nendonIl hltlrnition,ISmalCom/'Port 04.-id theMitrapolit n Series Fund, Inc

Separ- A©count advt»d b,DhnentionalFid AIM,ors LP

atic,p Nomine- Pty Lid

aticorp Nominees Pty Ltd

aticorp Nomble- Pty Ltd

ancorp Nomini= Pty Ltd

NATIONAL AUSTRALIA a-(, LTD.

attorp Nominam Pty LM

HSBC BANK AUs,RALIA UMITED

HSBC BANK AUSTRAUA UMITED

HSBC BANKAUSTRALIA UMITED

HSBC BANKAUSTRALIA UNITED

C]Scorp Nombies Pty Ltd

HSBC BA,< AUSTRALIA UMITED

HSBC BANK AUSTRALIA UMITED

HSBC BANKAUSTRALIA UMITED1¤,C allody Nodn,= W,MI•)L nlt»d

NATIONAL AUSTRALLA BANK LTD.

HSBC BAI AUSTRAUA UMITED

CRIcorp Nominees Pty Ltd

atlcorp Nominees Pty LtdThelio,*,I'.49=:hallinkNCorporat n LWL

HSBC BAN K AUSTRALIA INITED

N/A

N/A

N/A

N/A

N/A

N/A

N/A

M/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

683,985

9 32

3AGS

115,565

142.476

U42

24 65

92 06

155,342

U.0

1U40

14 440

11,394

4,371,538

75,563

A 144618

HSBC BANK AUSTRAUAL,ArrED 76,2CBN/A

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Page 13: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 14 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

Se/fl Accoinit dvmd by Dhne„di,1And Ad*ors LP

Separate Accoint advited by DIi,I„,ionalFind AcM,ors LP

Th.AA Pulk Small &,IFY Se es of11.DFA Instrnerrt Trust Compiny

HSBC BAI AUSTRALIA UMITED

HSBC aANK AUSTRALIA UM[TED

atlcorp No nees Pty .

N/A

N/A

N/A

47,434

1.834.190

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f fi r

To: Pige 15 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

11[is h Ant=in 9)" rcarred to in Form 603: Noticc of Initil Substani l Simholds

Febr=ry 11,2015

Dimmilo-1 Fimd Advison LPBy. Dlit==1,01 Holdlost Inc. b Gment Parta=

Astlil,ii: Sigica,iy End Vioo PMIldt

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Page 15: FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial

To: Pige 16 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

AMNEXURE IP.,ior.mio Rciource  I.imit d

ACN 095 792 29

i .!1,·.1· TEON

The · ·,,' · pdd *r e it devt inle=t relired to in p agrlph 3 *0,4 and ac#red inlhe fk= mimths prior tothe dly W the Iobit=*1 holdi becmne a sibill,1111 holder k m biloni:

DFA Ir®,rn-nal Small Op Vak» Portfolo ofDFA Investrner,t Duneitors Group Inc. Feb 10 2015Separate Account ad¥*Ed IN [*A Austral, Ud. k,129 20115Separate AmMInt advlged by DFA Austral, 1*,i jan 23 2015Seperate Account adv ed by DFA AL=tralla Ltd. in 22 2015Separate Account advised by Dhnonslonal Fund 6' Ort Lid. kn 12 2015Mlional Aumilan Sm,11 Compan,Thist Now 20 2014Dimensional Australian Sm,11 Compon,Trust No,1820140."end, / U d Austranin Sm,11 Comp.nyTrust No,172014Dhnensional Australian Small Company Trust No, 132014Old W=tbury Sma  & Mid Cip Flmd of OldWesthtsy FUncks, Inc Now 12 2014Old Wistbury Smal & Mid Cap Fund of OldWestbuy Filds, Inc Nal 112014Old Westbury Smal & Mid Cip Fuld d OldWestbisy Fulds, Inc No,072014Old Westbury Smal & Mid Cap Fund of OldW ·<.9 6...', AC Nov 062014...9*8.1 Company Rid ofJohnHmcock Ands l Nav 032014Separate Account advised by DFA Aistralla Lid. Oct 5 2014Separate Account advised by DFA Australl, Ud. Oct 8 2014Sip te Account acM=cd by DFA Austraila Ltd. Oct 28 2014Dimersion,1 AUS,rilin Smal Cornpmy Trust Oct 27 2014Dimen onal Aust,Iaan Cor*Eq, Ihist Oct 24 2014Separate Amount advlid by DInimia„Il FundAdvisors ad. 0*242014Dhner=lan,1 AL,tralan Smal Company Tr a Oct 13 2m4Dimensional Austrilan Srnal Compmy Trust Oct 10 2014

$ 27,211.23$(15,529.83)$ (15,105.93)$ (14 16.60)

$ (5,61103)$ 13,506.29$ 27,472.12$ 20,07111$ 17,299.15

$ 14,11172

$ 13,857.43

$ 1U54.17

$ 27,169.26

$ 24,34935$ 18,841.08$ 3,19118$ 5,00135$ 14,13145$ (14189.51)

$ 14001.27$ 13,742.853 17,920.26

N/AN/AN/AN/A

M/AN/A

M/A

N/A

N/A

N/AN/AN/AN/A

N/AN/AN/A

49,68304,145)(33153)(33,279)

(14,395)27,67650 5744134,005

17-

24798

53,493

41,521341065,8419,27525,494

(25,304)

27,66822,09229,022

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To: Pige 17 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

71* b Af==eTrefmed to in Fant 603: Noh of Inithl Sub-*111 Sl raldcs

D ec F.imry 11, 2015

Pa Nine: Dimmsionil Futtl Advisors I.PBy: Dimmstomt Hold#bil .iumuBy: VI=*1%3®*n·

C»,UN A„*stit boili,y mti Vice PT®,ilit

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To: Pige 18 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo

ANNEXURI lFPillogilig Re.o ce, L  ad

ACN 095 792 218

7. ,, '1...1 I

11= Id*cies ofpenom n=ned in this form miB[loM:

DFA AutanlkLimilDimemiom[ Futtl Advilom LP

Dimin,io-1 Fund Advison IidDFAC hLLC

Dimensloil Fud AM,on CE=  ULC

DI„„:,1,1,il RWi¤s,4

INm=.k=1 Ho;dino LLC

 *p, hooth ··

Rm[ Simqmedd

Addic=Im'd 43. 1 Macq[iirle Plaoa Bldne NEW 20006300 B- Caw Roed, Boil* Ona, A=*in,T4 7:746,UniE Sties ofAmsica20 'Di:on Stree< Im NWl 3BF, United Kingdom6300 Bee C,ve 104 Bulldig OR Austin, Toiia. 7*746,Un d Stitm ofAn¤ica1500 West Georgia Stroct; Suilo 1520, VE[=upi, BridlhCol=nbla V68 3(9, C==da6300 Bce CiveRo  Buildiz  094 Ai»tin, Tex=, 71746,linimd Sul„ ofAm om6300 Bee Cive Roed, Buiklizi  4 A *in. Tam, 71746,UnimdSt- ofAmdca6300 Bee Cco Rid, Bdiding Ole. Al*in, T«4 7 46,Uniu Stit= ofAmcdos1299 Ocia Ave„ga, S=h Monica, Cilifbmia, 90401,I edSm= ofAmdi

MI h Ati„11,1,8  F#reamd lo in Fom 603: Nalb ofhlitial Sub-*111 m=,chol-

Dak Febr,my 11, 2015

Pri*N:me: DImmliom[ P[md Advison I.PBy: DI[ng g lH ** Ina™ i  0,=al Pitax

Cificity: Aditd Secreury sod Vi-Prvildem

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