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Report Required by the Ethics 11.010 FINANCIAL DISCLOSURE REPORT

in Government Act of 197 8 Rev.112007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

JONES III, JOHN E

2. Court or Organization.

US COURT-MIDDLE DISTRICT OF PA

3. Date of Report

0511012007

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

US DISTRICT JUDGE

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual D Final

6. Reporting Period

01/01/2006

to

12/31/2006

Sb. D Amended Report

7. Chambers or Office Address

240 WEST THIRD STREET SUITE406 WILLIAMSPORT, PA 17701

8. On the basis of the information contained in this Report and any modi(ications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1.

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

CJ , .,, o::;;

CJ;>_,..

;o .1'10

o:J> ..,., , ..,., ()rr1

....... =

rn

co rn

<)> rn

0 +::"

D NONE (No reportable agreements.)

PARTIES AND TERMS

I. 2002 THE ST A TE EMPLOYEES RETIREMENT SYSTEM (PENNSYLVANIA) FORMER EMPLOYER - VESTED PENSION

2.

3.

4.

3.

5.

Date of Report Name of Person Reporting ' FINANCIAL DISCLOSURE REPORT 0511012001JONES III, JOHN E of18

III, N 0N-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of instructions.)

A. Filer's Non-Investment Income

[Kl NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

1.

2.

3.

5.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[Kl NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.

2.

4.

JV. REIMBURSEMENTS - transportation, lodging,food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

I. PENNSYLVANIA BAR ASSOCIATION _JAN 19-22 - LAS VEGAS, NV - PBA MEETING (TRAVEL AND HOTEL)

2. ANTI-DEFAMATION LEAGUE FEB 9-12 - PALM BEACH, FL - NA TIONAL ADL CONFERENCE (TRAVEL AND HOTEL)

3. LYCOMING COLLEGE MAR 9 - WILLIAMSPORT, PA - LYCOMING COLLEGE (MILEAGE)

4. VIRGINIA TRIAL LA WYERS ASSOCIATION MAR 30-APR I HOT SPRINGS, VA - VIRGINIA TRIAL LA WYERS ASSOC. -

CONFERENCE (MILEAGE AND HOTEL)

JONES ill, JOHN E

FINANCIAL DISCLOSURE REPORT

of18

5. SMIIB COLLEGE

6. TIME, INC

7. WIRED MAGAZINE

Name of Person Reporting Date of Report

05 /10/2007

APR 27-28 -HARTFORD, CT-SMITH COLLEGE (TRAVEL AND HOTEL)

MAY 8 -NEW YORK, NY - TIME 100 EVENT (MEAL)

MAY 15-17 -SAN FRANCISCO, CA -WIRED MAGAZINE EVENT (TRAVEL AND HOTEL)

8. DICKINSON COLLEGE MAY 21 -CARLISLE, PA-DICKINSON COLLEGE COMMENCEMENT{HOTEL)

9. NATIONAL EDUCATION ASSOCIATION MAY 26 -WASHINGTON, DC -NATIONAL EDUCATION ASSOC. CONFERENCE (MILEAGE, PARKING, AND MEAL)

10. HUMAN BEHAVIOR AND EVOLUTION SOCIETY JUN 10-PHILADELPHIA, PA -UNIVERSITY OF PENNSYLVANIA (MILEAGE)

-DENVER, CO-DENVER ADL CONFERENCE (TRAVEL AND HOTEL) 11. ANTI-DEFAMATION LEAGUE, ROCKY MT DIVISION JUN 15-17

12. PHILADELPHIA BAR ASSOCIATION PROFESSIONAL RESPONSIBILITY COMMITTEE

13. PENNSYLVANIA BAR ASSOCIATION

14. UNIVERSITY OF KANSAS

15. THE ADV AN CED SCIENCE AND TECHNOLOGY ADJUDICATION RESOURCE CENTER

16. GSA GEOLOGY AND SOCIETY DIVISION

17. HARVARD LAW SCHOOL

18. BENNINGTON COLLEGE

JUL 19 - PHILADELPHIA, PA -PHILADELPHIA BAR INSTITUTE CONFERENCE CENTER (MILEAGE AND PARK.ING)

SEPT 19 - MECHANICSBURG, PA -PA BAR ASSOCIATION CLE PRESENTATION (MILEAGE)

SEPT 26-27 -LAWRENCE, KS -UNIVERSITY OF KANSAS (TRAVEL AND HOTEL)

OCT 6-7 -CHICAGO, IL -JOHN MARSHALL LAW SCHOOL (TRAVEL AND HOTEL)

OCT 23 -PHILADELPHIA, PA - PENNSYLVANIA CONVENTION CENTER (MILEAGE AND PARKING)

NOV 14-15 -CAMBRIDGE, MA - HARVARD UNIVERSITY (TRAVEL AND HOTEL)

NOV 27-28 -BENNINGTON, VT -BENNINGTON COLLEGE (TRAVEL AND HOTEL)

-PITTSBURGH, PA - ACADEMY OF TRIAL LA WYERS OF ALLEGHENY COUNTY, PA COUNTY CONFERENCE (TRAVEL AND HOTEL)

19. ACADEMY OF TRIAL LA WYERS OF ALLEGHENY DEC 6-7

CEPHALON INC DEC 12 - PHILADELPHIA, PA -FRANKLIN INSTITUTE (MILEAGE) 20.

5.


of18

Name of Person Reporting

JONES III, JOHN E

V• GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[2D NONE (No reportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

Date of Report

05/10/2007

VALUE

VJ. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

[2D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

A. !3.. t..

(1) (2)

D.

m (3) {4)

Day (A�H)

FINANCIAL DISCLOSURE REPORT of18


JONES III, JOHN E

Date of Report

05/10/2007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instruclWns.)

D NONE (No reportable income, assets, or transactions.)

9.

10.

11.

12.

13.

14.

15.

16.

17.

Description of Assets (including tn1Stassets)

Place·"(X)' .. af!er each asset exemp!fi:ompriordis�>l\>.ffife

MTB-COMMON STOCK IRA

STRD-COMMON STOCK IRA

NATIONWIDE-ANNUITY

UNION BANK & TRUST CO.-CHECKING

QUALITY VENDING INC-50% INTEREST

LOAN RECEIVABLE-PHOENIX CONTRACTING

UBPTE-COMMON STOCK (UNION BANCORP INC (UBPT.PK))

UBPTE-COMMON STOCK (UNION BANCORP INC (UBPT.PK))

UBPTE-COMMON STOCK (UNION

l. lncome Gain Codes: A $1,000 or less

(Sec Columns Bl and D4) F $50,00l -$100,000

2. Value Codes J $15,000 or less

(See Columns.Cl and D3) N $250,00J "$500,000

Inaome <luring reporting peifod

Gto:ssvalue.at end•of rep0rfingpetJ.od.

Aniouht Code I (A-H)

B

A

B

A

A

A

A

A

A

A

D

A

A

A

A

(2) Type.( e.g. <liv,;rent,

orwt.)

Distribution

Distribution

Distribution

Distribution

Distribution

Distribution

None

Distribution

Dividend

None

Interest

Interest

Distribution

Interest

Dividend

Dividend

Dividend

B $1,001 -$2,5.00

(l) ..• Va1u.e Code2 (H)

0

N

0

M

N

K

J

M

J

K

L

M

J

J

J

G $J00,00J -Sl;OOo,000 K=$15,00I -$50,000

0 =$500,-001- $1;000,000

Vallie Meili.o4 •tocie (Q�WJ

w

w

w

w

w

w

w

w

T

T

w

T

T

T

T

(i) '.rype(e,g. buy, sell; redemption)

SELL

SELL

c $2,501 - $5,000

Hl s1,ooo,001 -S5,ooo,ooo L sso,001 -s100,000

Pl s1,ooo,001 -S5;ooo,ooo 3. Value Method Codes P3 $25,QOO,OO l -$50,000,000 R Cost (Real E$tate Only) P4 More than $50,DOO,OOO

(See Column C2) Q =Appraisal

U Book Valile V =Other S =Assessment

W =Estimated

Transactions during reportingperiod

Date Vah1e G.ain •Mo.nth- Ccide2 •C.iidel

(J-P)

11/28 J A

11128 J

D $5,00I · $15,000

B2 =More than $5,000,000

M =$100,001 -$250;000

P2=$5,000,00I - $25;000,000

T ash Market

(5) Icl ntity or buyer/seller (ifprivate transaction)

E 15,001 - $50,00o

A. B.

(2)

c

(l) (2)

D.

m (3) (4) Daw

'

Day (H) (AcH)

Name of Person Reporting Date of Report FlNANCIAL DISCLOSURE REPORT

JONES III, JOHN E 05/10/2007of18

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


Despription orAssets (incfodirtgtriist.asseis)

Incorp.e during reporting period

Gross·vafoe atend of reportingperiod

Transact.ions during rep!)rting period

Place·"(X)" aftereachasset ·e11emptfrom•priordisclo.s!lre

{l). Amount

Code r.·

(A-H)

Type (e.g, div.; rent; . or int.)

Va1ue Code2 (J-P)

Value Metl:iod Code3

(Q-W)

(l) Type,(e,g. bvy,sell, redemption)

Montl:i Value Code2

Gain Code!

(�) identity.of buyer/seller (if private !nlii8actii.m)

BANCORP INC (UBPT.PK))

18. DREYFUS PREMIER BALANCED FD. A Dividend J T

19. GE COMMON STOCK A Dividend J T

20. NASDAQ 100 SHARES-COMMON A Dividend J T

STOCK

21. SOVEREIGN BANCORP-COMMON A Dividend J T

STOCK

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

32.

33.

AIRTRAN HOLDINGS - COMMON

STOCK

E BAY INC - COMMON STOCK

GAP INC - COMMON STOCK

PENN NATIONAL GAMING - COMMON

STOCK

TELIK INC - COMMON STOCK

XM SATELLITE RADIO HLDGS CLA-

COMMON STOCK

YAHOO INC - COMMON STOCK

ARROW INTERNATIONAL INC -

COMMON STOCK

AUTO DATA PROCESSING- COMMON

STOCK

BOEING CO - COMMON STOCK

OSI PHARMACEUTICALS - COMMON

STOCK

PENN NATIONAL GAMING - COMMON

None

None

A Dividend

None

None

None

None

A Dividend

A Dividend

A Dividend

None

None

J T

J T

J T

SELL

SELL

SELL

SELL

SELL

SELL

SELL

SELL

SELL

11/16 J

11/16 J

VAR J

12/29 J

11/16 J

VAR J A

4/4 J A

717 J D

7/10 J A

I. Income GainCodes: A=$J;OOO oriess B =$1,001 - $2;500 c =$2,501-$5,000 Ii =$5,001-$15;000 E =$15;001-$50;000 (See Columnslll and D4) F 450,001 - $100,000 G =$IOP,OQI -$1,0QO,OOO HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or.less K ='$15,001 -$50,000 L =$50,001 - $100,000 M =$100,00J - $250,000 (See Columns CI and D3) N =$250,001 -$50Q,000 0 =$500,-001- $J;OOO,OOO Pl .=$1,000,0QJ -$5,000;000 P2 '=$5.,000;001 -$25;000,000

3.Value Method Codes P3 =$25;0oo,OOI -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =cash Maiket

(See Column C2) Q=Appraisal V oOther S =AsSessn'lent

U=Bo<ikValue W =Estimated

B. c.

I (3) (4)

D�te G in Code I

Day (T-P)

34.

35.

43.

47.

(J'P)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT JONES III, JOHN E 05/10/2007of18



A

Description ofAssetS (friC!uding trust :isse!S)

Pla.ce "(X)" a!Jer '"!ch .a$.set

exemptfrom prior diSclosure •

Income during r.ejl(irting period

(1) (2) Amount Ty'pe (\'.g· coae1 div;, reni, ·

G!'iiss va!Ue a\:end of teporfing Period . •. •

(I) .·. (2)v31µe. VaNe

•Code2· M:elho!l

D. transactions during reporting period

(1) (2) .· (�) Type(e:g. V !l)e Identity of

\iy,seli; M.onth· Code 2 \luyer/seller redemptfon) (A-H) (if private (A,fI) or(nt:) Cp(i(3

.(Q'-W) tran$action)

STOCK

US BANCORP DEL - COMMON STOCK A Dividend SELL 514 J A

CHARLES SCHWAB & CO INC - M/M A Interest J T

FUND

36. SMITH BARNEY CITIGROUP - M/M A Interest REDEEM VAR J FUND

37. OPPENHEIMER GLOBAL FUND A -

MUTUAL FUND

A Dividend J T

38. OPPENHEIMBER CAPITAL

APPRECIATION FVND A - MUTUAL

FUND

None J T

39. FULTON FINANCIAL CORP. A Dividend J T

40. BROOKSTREET SECURITIES A Dividend K T

CORP.-M/M FD.

41. U.S. TREASURY NOTE-IRA A Interest K T

42. ABM COMMON STOCK-IRA A Dividend SELL 11113 J

WYE COMMON STOCK-IRA A Dividend J T PARTIAL 11128 J A

SELL

44. BMY COMMON STOCK-IRA A Dividend SELL 11/28 J A

45. CRS COMMON STOCK-IRA A Dividend SELL 11/28 K D

46. CVX COMMON STOCK-IRA A Dividend K T

HPQ COMMON STOCK-IRA A Dividend J T

48. CAG COMMON STOCK-IRA A Dividend SELL 11/28 J A

1.. InCome:Gain Codes: A =Sl;OOO·or.Iess B =SJ;OOJ -$2,500 c =$2,501 - $5,000 D =$5;001-$15,000 E =$15,001 -$50,0-00 (See Columris Bl and D4) F=$50;00l -$J00,0-00 G "'$100,001 - $1;000,000 HI =$1,000,00J -$5;000,000 H2 =More than ss;ooo,ooo

2: Value Codes J =$15,000 or le,;s K =$15;001 -$50,000 L =$50,001-$100,000 M=$100,001-$250,000

(Se.e Colunms Cl and b3) N =$250,001 • $500;000 0 "$500,00I -$1;000;000 Pl =$1,000,\l()l -$5,000,000 P2=$5,000,001-$25,000;000

3. Value Method.Codes P3=$25,000,001 -$50,000,00Q ll =Cost (Real Estate Only) P4 =More.thi\n $50,000,000 T ash Market

(See Column C2) Q =Appraisal V=Other s=Assessme.nt

U =Book Value w=Estin\aied

of filing

A. D.

·•.r- re.P o r·· ng_p_e ri-o d_· ,.,_,_ rep_o rti-·ng_.·_Pen_.·· ·o_d ,,,_ _,_. -.,c< (1) (2)

l

m (3) {4} Dille .

Day

Grossvalu:e atend<>f

49.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

05/10/2007JONES III, JOHN E of18

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 instructions.)


B. C. lncomedurjngDesi::ririion ofJ,.sse1$ Transa.ctions during reporting period·{lncIJ)dlng.trust•assets)

.pfo "(X)"atl.er ¢h'!s. et exetilptfrom·prfordis¢Joswe

CCK COMMON STOCK-IRA

(I) Typ. (e:g: ValueAmolint . .<;:ode div., rent, Code.2

(A.-U) or.int.) (J-l>)

None

(2) Value

Method Cqde3 (Q-W)

(l) Type(e.g. buy,$ell,

demption)

SELL

Value Gain Month- C@e2 tod• 1

(J-P) (A>H)•

11/28 J B

($) iilentityor b11yet/seller (!(private transaction)

50. DD COMMON STOCK-IRA A Dividend SELL 11/28 J B

51. EAS COMMON STOCK-IRA A Dividend SELL 11/13 J A

52. XOM COMMON STOCK-IRA A Dividend K T

53.

54.

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

FULT COMMON STOCK-IRA

GE COMMON STOCK-IRA

HON COMMON STOCK-IRA

HUM COMMON STOCK-IRA

K COMMON STOCK-IRA

KEY COMMON STOCK-IRA

KMB COMMON STOCK-IRA

LG COMMON STOCK-IRA

LU COMMON STOCK-IRA

MTB COMMON STOCK-IRA

SOV COMMON STOCK-IRA

MRK COMMON STOCK-IRA

MMM COMMON STOCK-IRA

A Dividend

A Dividend

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

J

J

J

J

J

K

J

J

K

T

T

T

T

T

T

T

T

T

PARTIAL

SELL

SELL

SELL

SELL

SELL

PARTIAL

VAR K c

11/28 J A

ll/28 J B

11/13 J

11/28 K c

11/28 J

:

·1.. Jncome.Gain COdes: A=$l;ooo.orless B=$1,001 - $2;500 c =S2,5til -s5,ooo D=$5;00J.-$15,-000 E ='$15,00l-$5ii,OOO

F'=$50,001 -.$)00,000 (See ColWill\s·RI and D4) G =$100,-001 -$1,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000,000 z. Value q,de$ J=$.I5.;000odess K.=$15;001-s5o,ooo L=$50,001 -sroo;ooo M =$100,001 -$250,000

(SCe Columns.Cl and tJ3) N"'$250,00J, $500,000 o,,s500,001-s1;000,ooo P1 =s1,ooo,001-ss;ooo;ooo P2=$5;ooo,OOI - $25,000;000

P3 =$25,000,001 c $50,000,000 P4 =More than $50,000,000

(See Colun\n CZ) V =Other

3. Value Me.thod Codes R ,;Cost (Real Estate Only) T =Cash Market Q =Appraisal S =Assessment

U=Book Value W =EStimated

1l .. c.

(iVl:I)

(1) (2)

};ietliC>il <J iiP

(I)

Ii#;

D ..

(:i) (3) (4)

r · . (A.-I:I)

69.

70.

79.


of18


JONES III, JOHN E

Date of Report

05/10/2007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 offding instructions.)


A.

pescription.ofAssets Income during Gtoss valu.e at·end :of Transactions.during•reportingperiod (inclliding trost•assets) repo.rti(ig per:iod reportingperiod

Pia "(X)" af!er !'l!cb. .asset (1)

Amount en

Type(e,g; Value Value Type(($)

e,g. Date Value Gain ldmtityof exemptftom prior disi;;Josµ;-e Cod<:! d.i",..rent, C6de2 . elk Month.- COde2 Codd buyer/&eller

otint) (JCP) · re<lemption) l)ay (1cp) (ifprivate

66. NXL COMMON STOCK-IRA A Dividend

67. BOH COMMON STOCK-IRA A Dividend

68. PTV COMMON STOCK-IRA None

J

(Q'W)

T

SELL

SELL 11/28 K B

SELL 11/28 J D

trai:isaciion)

JCP COMMON STOCK-IRA A Dividend SELL 11/28 K D

PEP COMMON STOCK-IRA A Dividend K T

71. PFE COMMON STOCK-IRA A Dividend J T PARTIAL 11/28 J B

SELL

72. SFE COMMON STOCK-IRA None SELL 11/28 J B

73. SP! COMMON STOCK-IRA A Dividend SELL 11/13 J c

74. STRD COMMON STOCK-IRA None SELL 8/22 J

75. TE COMMON STOCK-IRA A Dividend SELL 11/13 J

76. TYC COMMON STOCK-IRA A Dividend J T

77. UL COMMON STOCK-IRA A Dividend K T

78. VZ COMMON STOCK-IRA A Dividend J T

WFSL COMMON STOCK-IRA A Dividend SELL 11/28 J A

80. WMI COMMON STOCK-IRA A Dividend SELL 11/28 J B

81. ZMH COMMON STOCK-IRA None SELL 8/22 J A

r. "1.i:l.COµl('. G.ajn Codes; A =$1,.000 or less B =$1,001-$2;5. C=$2>5.0l-Ss.;OOO D=$5,00! -$l5,000 E =$15;001 -$50,000

(See COJumns Bl and 04) F='$50,001-$100,000 G =S!00,001-$1,000,000 HI =$1,QOO,OOl- $5,000,000 Hi =More than $5;000;000

00

2. v a hie. CO<les J =$15,000 or less K =$ 15,001 c $50,000 L 450,001. sroo;ooo M =$100,001 - $250;000

(&eColuinilsCl andD3) N =$250;001- $500;000 0 =$500;001-$1;000;000 P1=$1;000,001. $5;000,000 P2 =Ss,000,001 -$25,000,ooo

3. Vahie Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estale Only) P4 =;More thaJ) $50,000;000 T =Cash Market

(See Column C2) Q=Appraisal V=Other S =Asse sment

U =Book Value W=Estimated

A. c.

(1)

STOC:I\

(2)

D:

Date 1

'

1nc:ome during

repOrtiil(I peifod (I)

()cl')


of18 JONES III, JOHN E 05/10/2007


' 0 NONE (No reportable income, assets, or transactions.)

· . a. Descrijltfon ofAssets Gross val\re at end of Trans ciion5·duririg•reportini period•

reporting period (includfu$ttusl:.M.S ts)

(2} (l) G!) (3) (4) ($).Am<nmt Typ<;.(e.g. Value Value GamPlace "OWaffer i;;i.ch;),Ss(;t Type (e g. Value Identity.of Co<leJ C6de 2 Method b\ly, sell, Code\Mo.nUJ c (;Ode 2diV<;m1t,exempt from prfor disdosiife 'buyer/Wfer.

.· (A-}I} w.il)t;) (J-P) Code3 redemption) Pay (A-H) (if private trifusaction) ·(Q�W)

82. UBPTE COMMON STOCK-IRA (UNION A Dividend K T

BANCORP INC (UBPT.PK))

83. DISCOVER BANK OF DE-CD-IRA B Interest MATURE 6/15

84. CHESAPEAKE ENERGY - COMMON A Dividend SELL 12/29 J B

STOCK

85. GARTMORE NATIONWIDE A Dividend J T '

FUND-MUTUAL FUND CLASS A

86. STJ - COMMON STOCK - IRA None SELL 11/28 K

87. DNP SELECT INCOME FUND-MUTUAL A Dividend J T SELL VAR J A

FUND-IRA

88. CHEVRON-TEXACO 3.5% BOND - IRA A Interest K T

89. UNION BANK OF A Interest K T

POTISVILLE-SA VINOS

90. CCE-COMMON STOCK-IRA A Dividend SELL 11/28 J A

91. EXXON MOBIL CORP-COMMON STOCK

A Dividend J T

92. GENERAL ELECTRIC CO-COMMON

STOCK

A Dividend J T

93. ISTAR FINANCIAL-COMMON STOCK A Dividend J T

94. PFIZER INC-COMMON STOCK A Dividend SELL VAR J

95. SIRIUS SATELLITE RADIO - COMMON

STOCK

None K T

96. T ALBOTS INC - COMMON STOCK A Dividend SELL 12/29 J

97. WILLIAMS SONOMA-COMMON None SELL 3/13 J A

98. NATIONAL PENN BANCSHARES - A Dividend J T

1..lncome Gain Codes: A41;0()0 or less B'CSl;OOl -$2,500 c =$2,501-$5,000 0 'e$5,00i -$15,000 E =$.15;001 -$50,000 ,001-s1;000,ooo(See Columiis BI and D4) F =$50;001 -$100,000 G=s100· m =$1 ,()&J;oot -S5,ooo,ooo H2 "Morethan ss;ooo,ooo

2. V aluo Codes J .=$.15,()0Q or less K=$!5;001 - $50,000 L =$50;001 -$100,000 M "$100,001-$250,000 (See COiumns Cl .and D3) N =S250,00l-S5oo;ooo 0 =$5.00,001 - $J,000,000 Pl eo$1,000,00.t - .$5,000,000 r2 =ss,000;001 -s.25,oo!i,000

3. Value.Meth® Codes

(See ColumnC2)

P3 =tl5;000,00 I -$50,000,000 Q =Appraisal U = Book Value

R =-O>st (lleal Estate Only)

V ,,;Qther

P4 "'More than S50,ooo;o-Oo S =AsseSsmeot

W ='Estimal.ed

T =Cash Market

A. B. c.

COMMO't-

(A-fl)

(Q \V)

D.

(2)

Coifo2 (.H)

(4)

(A'H) .·


of18


JONES III, JOHN E

Date of Report

05/1012007

VII. IN'VES TMENTS and TRusTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructwns.) -


Description ofAssets

(including tr:ust assets) Incom:eduring

reportfo:g period Gtos5 .vafoe at end of

. tepi!rtingperiod

99.

100.

101.

102.

103.

104.

105.

Place "(X)'"after each· asset

exempt from prior disclosure

COMMON STOCK

ORACLE CORPORATION - COMMON STOCK

SIRIUS SATELLITE RADIO INC-

COMMON STOCK

SOVEREIGN BANCORP INC -STOCK

FIDELITY BLUE CHIP VALUE FUND -MUTUAL FUND

VAN GUARD PA LONG TERM TAX EX -

MUTUAL FUND

FIDELITY REAL ESTATE INCOME FUND - MUTUAL FUND

FIDELITY INVESTMENT - MlM FUND

106. AFLAC INC - COMMON STOCK- IRA

107. E TRADE FINANCIAL - COMMON STOCK-IRA

108. GLOBAL INDUSTRIES LTD - COMMON STOCK

109. HELMERICH & PAYNE - COMMON

STOCK

110. COOPER CAMERON - COMMON STOCK

111. DIAMOND OFFSHORE DRILLING -COMMON STOCK

112. AMERICAN SCIENCE & ENG -

COMMON STOCK

113. BED, 'BA TH & BEYOND - COMMON STOCK

114. DARDEN RESTAURANTS - COMMON

.}, Ineome Gaill.Codes: A =S I:,000 or less

F=$50,00I • $100,000 J =$15;000 ode8s

(&e Columns B 1 and.D4)

2. Value COdes

(1) AmountCode I

A

A

A

A

A

A

A

A

A

(&e Columns Cl and:D3)

3. Value Method Codes

(See Column C2)

N =$250,001 • $500,000 1'3 $25,000;001 -$50;000,000 Q =Appraisal U =Book Valu.e

(2) T:YJle (e,g. div ; rent,

odnt.)

None

None

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

None

None

Dividend

None

Dividend

None

None

Dividend

B $1;001-$2,Sli0

. (!}

Value C()ck2

(H')·

J

J

J

J

J

J

J

J

J

G =SlliO,liOI - $!;000,000 K =$15;00 I -$50,000 0 'F$500 li01 -$1,000,000

R =Cost (Rea!Estate,Only)

V=Other

(2) Vallie

Method · Cqde3

T

T

T

T

T

T

T

T

T

(I) Type(e;g, l>uy;selJ, redemption)

SELL

SELL

SELL

SELL

SELL

SELL

SELL

C =$2,5.CH - $5,000 ·Hr=H.000,00'1 -$5,000,000

b$50,li0l, Slli0,000

r1 =s1;000,001 - S5;000;000 l'4 "'More than·$50,ooo;ooo S =AsSesstnent

w =Estimated

Transactions during reporting period

(3). Date Value M<inth-Day

3/13 J

3/8 J

3/8 J

3/8 J

3/8 J

3/13 J

11/21 J

D =$5;00f -$15,000

G in

Code l

c

c

A

D

c

H2 =More than $5,000,000 M :c$100,001 - $250,000 l'2 =$5,000,001 . $25,000,000 T =Cash Market

(S) Identity of l>uYer/se!Jer (if private

transaction)

E =S15,001 - sso;00-0

c.

<¥FI)

(1)

b.

c()jjet. I .(

(l)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT JONES Ill, JOHN E 05/10/2007of18

vn. rnvESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


B.A. Gross vahie·ai .end' of Dj)$oriptionof Assets lric6rne during Ttansaclions duririg re)>Qrtiug period

(incliidingtrilst•assets) rejiott) gpetfod reporting period

(1) ..

Amoiliit ·Type (ecg, Value ¢\,de l <!iv,, re11t,

(2) . · .((2) . (fj (5) Ickntity cif.Date

.

Y�Ne Gain4)Value

Method p11y,.se)I; Plac;e ''(X)" alter each !l:>s¢f

exempt ftoin jiricirdis;:,.lcis\lfe

Type (e.g. (;ode2 Month {fQde.I buyer/sdler·

orint) {JCJ>)· ..

(Q;WJ Clide.3 redemption) (J' )J)ay (ifptlvat(:(Mi)

tia:nsaction).

STOCK

115. WALT DISNEY CO-COMMON STOCK

116. FNB CORPORATION - COMMON

STOCK

117. MICROSOFT - COMMON STOCK

118. STARBUCKS CORP- COMMON STOCK

119. TALISMAN ENERGY - COMMON

STOCK

120. TIME WARNER - COMMON STOCK

121. XTO ENERGY - COMMON STOCK

122. DREYFUS SMALL CAP - MUTUAL

FUND

123. FIDELITY NEW MKTS INCOME -

MUTUAL FUND

124. SCHWAB S&P 500 INDEX - MUTUAL

FUND 125. VAN GUARD INTL VALUE FUND -

MUTUAL FUND

126. V ANGUARDSTRA TEGIC - MUTUAL

FUND

127. LEGACY TRUST M/M FUND - IRA

128. GMAC SMART NOTES- IRA

129. HOME DEPOT INC - COMMON STOCK -

IRA

130. MAIN STREET BANK CD - IRA

A Div;dend

A Dividend

A Dividend

None

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Interest

A Dividend

A Interest

J

J

J

J

J

J

J

J

J

J

J

K

J

J

T

T

T

T

T

T

T

T

T

T

T

T

T

T

SELL

SELL

REDEEM

11/21

7/6

2/8

J

J

K

A

A

L lnc0me Gain Codes: A "$1,000 odess B =SJ,001 - $2,500 c =$2,501-$5,000 D =$5,001 - $15,000 E 15,001 - $50,00-0 (See Columns.Bl and 04) F450;001 -S!OO,ooo Cl =$100,001 -$1,000;000 Hl =$1,000,00i -$5,000,000 H2 =More ihan $5;000,000

2'. Value Codes J =$15,000 or .Jess K =$15,001 - $50,000 L=$50,001 - SJ00,000 M 100,001-$250;000 (See Columns Cl and 03) N =$250;001- ssoo.ooo 0 =SSOO,OQI- Sl;000,000 Pl =$1,000,00J - $5;000,000 i'2 =$5,000,001- $25;000,000

3. Value Method Codes P3=$;t5,000,001 -.$50,000,QOO R=Cost (Real EState Only) P4 =M.ore \ban $50,000,000 T =Cash Market

(See Column C2) Q=Appraisal V =Other S =Assessment U =Book Value W =Estimat.ed

A.

(1)

c.

(I) (2)

D.

CZ) O) (4)

Day


JONES III, JOHN E 05/10/2007of18

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. Se pp. 34-60 of filing instructions.)


. . . '

Descrijltfon of Asseis {inCluding trust assets)

B.. 1ncome during reporting period

Gt-0ss vall!eat end of reporting period

Transa.ctions.duringreporting period

Place·"(X)'>.after each asset exempt from0priOr·disqlosure

Amount Code! (A-H)

(2) TYPe (e.g. div., rent,

odnl)

Value Coc!e2

(M')

Value Meihod C.ode3 (Q�W)

(I) T�(e,g; b\iy;selh redelnptfon)

Pille Value Gain Monih- Code2 CodeJ

(J-P) (A-H)

(5) Identity of 1myer/selfor (ifpfivate transaction)

131. VERIZON - COMMON STOCK - IRA A Dividend J T

132. LEGACY TRUST M/M FUND - IRA A Dividend K T

133. APPLE COMPUTER - COMMON STOCK None J T

134. NORDSTROM INC - COMMON STOCK None J T

135. DRESSER RAND GROUP - COMMON

STOCK None SELL 2/23 J A

136. FOSTER WHEELER LTD - COMMON

STOCK None SELL 2/28 0 c

137. NATIONAL OILWELL VARCO-

COMMON STOCK None SELL 3/7 J A

138. NEWMONT MINING CORP - COMMON

STOCK

A Dividend J T PARTIAL

SELL

12/19 J A

139. STREETTRACKS GOLD TR GOLD -

COMMON STOCK None J T

140. ULTRA SHORT SMALL CAP PRO -

MUTUAL FUND None SELL VAR J


STOCK None BUY 4125 J


STOCK None SELL 7/28 J

143. I SHARES MSC! - TAIWAN INDEX

FUND - MUTUAL FUND None BUY 3/27 J

144. I SHARES MSC! - TAIWAN INDEX

FUND - MUTUAL FUND None SELL 7/10 J A

145. I SHARES MSC! - MALAYSIA FREE

INDEX FUND -MUTUAL FUND None BUY 1/27 J

146. I SHARES MSC! - MALAYSIA FREE

INDEX FUND - MUTUAL FUND None SELL 7/10 J A

147. FALLING US DOLLAR PRO FUND INV None BUY 3/30 J

l. liicome Gain Codes: A =$1,000. or less B ='Sl;OOI • $2,500 c =$2;50i -$5;000 D =$5;001 -$15;000 E=$15,001-$50,()()0 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001 · $5,000,000 H2 =More than $5,000,000

2. Value.Codes J =$15,00.0 or l<Ss K =$15;001 -$50,000 L=$50;001 -$100,000 M=$l00,00J · $250,000

(See Columns CI. and DJ) N""s250,001 • ssoo;ooo 0 =$500;001- $1,000;000 Pl=s1;000,Q01- $5;000;000 1'2 =$5;000,001 -$25,000,000

3. Value Meihod0Codes P3 =s2s.ooo.001 -S50,ooo,ooo R =Cost (Real EStilte Only) P4 =More than $50,000;ooo t =Cash Market

(SeeCohunn Ci) Q=Appraisal V =0ther S =Assessmt;nt U =BookValue W "'Estimated

trtist

B.

(1) (2) ())

D.

(2) (4) Whi

(A,H) Code I d_iv., rent, (A-B)

Date of Report Name of Person Reporting . FINANCIAL DISCLOSURE REPORT JONES III, JOHN E 05/10/2007of18

VII. mvESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A. l)escrlption, ofAsiiets

{includillg ¢ts) ·.

Place ''(X)".:tt)er<;a¢hiisset

Income during reporting period

Amount Type (e.g.

c Gross:value at end of Transactio_ns dunng reporting p.eriOd

reportingperiod

{2)(1) ($) ...... .(3} ·. Vhlue Value Type(e;g. Date G in ld!lnt:i\Jof

MethodCode2 Month- Cod 2 Code Ipuy, ell; t>uyerf e)for •exemptfrom•pdordiscfosi!t¢ or.int) redemptfon) (if private (J-P) Co<ie 3 Day (J-P)

trailSaction){QcW)

CLASS MUTUAL FUND

148. FALLING US DOLLAR PRO FUND INV CLASS MUTUAL FUND

None SELL 5/22 J A

149. RISING RATES OPPORTUNITY PRO FUND INVESTOR MUTUAL FUND

None BUY 3/29 J

150. RISING RATES OPPORTUNITY PRO FUND INVESTOR MUTUAL FUND

None SELL 5/22 J A

151. ANNALY MORTGAGE MANAGEMENT INC - COMMON STOCK

A Dividend BUY 1/27 J

152. ANNALY MORTGAGE MANAGEMENT INC - COMMON STOCK

A Dividend SELL 7/28 J

153. !SHARES SIL VER TR -COMMON STOCK

None J T BUY 12/29 J

154. ULTRA SHORT SMALL CAP PRO FUND MUTUAL FUND

A Dividend J T BUY VAR J

155. ULTRA SHORT OTC PRO FUND INVESTOR MUTUAL FUND

A Dividend J T BUY VAR J

156. FNB CORP-COMMON STOCK A Dividend J T BUY 6/2 J

157. FIDELITY SHORT TERM BOND FUND MUTUAL FUND

A Dividend J T BUY 3/13 J

158. HUGOTON ROY AL TY TRUST COMMON STOCK

A Royalty SPINO FF 5/12 J

159. HUGOTON ROY AL TY TRUST COMMON STOCK

A Royalty SELL 12/29 J A

160. VANGUARD SMALL CAP MUTUAL FUND

A Dividend J T BUY 7110 J

161. VANGUARD VALUE MUTUAL FUND A Dividend J T BUY 7110 J

162. BOSTON PRIVATE BANK CD A Interest BUY 7110 J

163. BOSTON PRIVATE BANK CD A Interest SELL 10119 J

I. Income G.aiu Codes: A 4l;QOOodess. B =s1 ,ooi -$2,500 c =$2,5.01 -$5;000 D =$5i001 -$15,000 E =$15;001 - $50,000 (8ee Coliitnrts Bl and 04) F =$50,00J -. $100,000 G =$100,001 -Sl;OOO;OOO Ht ±$1,000,001 - $5,000,000 H2 =More than $5;000,000

2. Value Codes J =S.15.,000 or (OS.s K=$15,<i01 -$50,000 L=$50,001 -$100;000 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,ool • $500;000 0 =$500,001 -$1;000,000 Pl #$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 ='S.25,000;001 - $50,000,000 R=Cost (Real Estale Only) P4 =More thiUl $$0,000,000 T =Cash Market

(See Column C2) Q=Appi11isal V =Other S =A.ssessment U =BookValue W=Estimated

D.

(2) (3) (4) Pate

bay

·L

Date of Report Name of Person Reporting . FINANCIAL DISCLOSURE REPORT 05/10/2007JONES III, JOHN E of18

vn. INVESTMENTS and TRusTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


re_

A. Description of Assets (includlttg trust assets)

B ... Jnti-0111ediJting reportingpt:tiod

C; foossva!Ue.atend of

p9rtlnit period ·Tt:ansactions-rluring.reporting period

l'la.ce "(X)" after each asset exe .mpt fronrprior disc]osur<>

(l) (2)Amoihit • Type (e,g. Codel div.• !'en4 (A H) odrit}

(1) v.alue Code2 (H')

. {2) Value

Method C<i4d (Q'-W)

(l)Type(e:g. buy,seli redemption)

V•hl<> Gain Monlh.- Cod 2 C.o!lel

(J-i>) (A-H)

($) Id0niityof

buyer/seller (if private transaction)

164. GAP INC -COMMON STOCK A Dividend BUY VAR J

165. GAP INC -COMMON STOCK A Dividend SELL 11/21 J

166. FEDERATED TOTAL RETURN BD A Dividend K T BUY 11/15

MUTUAL FUND

167. VAN GUARD INTERM TERM BOND A Dividend L T BUY VAR

INDEX FUND #314 MUTUAL FUND

168. VANGUARD SHORT-TERM FED-ADM B Dividend L T BUY 8/21

#549 MUTUAL FUND

169. IDEARC INC -COMMON STOCK - IRA None J T SPINO FF 11/24 J

170. TARGET CORP - COMMON STOCK - A Dividend J T BUY 11/28 J

IRA

171. WHIRLPOOL CORP - COMMON STOCK A Dividend J T BUY 11/28 J

-IRA

172. WALGREEN CO - COMMON STOCK - A Dividend K T BUY 11/28 J

IRA

173. WELLS FARGO & CO - COMMON A Dividend J T BUY 11/28 J

STOCK-IRA

174. RR DONNELLEY & SONS CO - A Dividend J T BUY 11/28 J

COMMON STOCK -IRA

175. UNITED PARCEL SERVICE CL B - A Dividend J T BUY 11/28 J

COMMON STOCK - IRA

176. APPLIED MATERIALS - COMMON A Dividend J T BUY 11128 J STOCK- IRA

177. INTEL CORP - COMMON STOCK -IRA A Dividend J T BUY 11/28 J

178. MICROSOFT CORP c COMMON STOCK A Dividend J T BUY 11/28 J -IRA

179. SELECT SECTOR SPDR TR UTILITIES - A Dividend J T BUY 11/28 J

COMMON STOCK -IRA

180. SELECT SECTOR SPDR TR MATERIALS A

L 1ncome GainCodes: A =$1,000 or less

(See Ci>luriuis Bl and D4} F =$50,001 - $100,000 2. Value Codes J =$15;000 or le>s

(See Columns Cl and D:l} N 4250,00I -$$00;000

1'3 =$25,000,001 -$50,000,00() 3. Value Method Codes Q =Appraisal

U=Book Value (S¢e Column C2)

Dividend J

B =Sl;OO I "$.2;500

G =SJ00,001 - $! ;000;000 K =$15,001- $50;000

o =$S00,00l-$J,000,000

R "'°'st (Real Estate Only)

V =Other

T BUY

c ,,;$2,501-$5,000 H1 =s1;000,001- s5;000,ooo L =$50,0-0l • Sl00,000 P!41;000,00!- $5;000;000

l.'4,_=More than $50,000,000

g:=;A.s$essme_nt

w =Estimated

11/28 J

D,:$5,001 -$15,000

HZ =More than $5;ooo,OOO·

M 4100;001 - $250,000

P2=$5,000,00I -$25,000,000 ·

T ,,Cash Market

E =$15;001 -$50,oOO

B. c.

(2) (3) (4) ($) Value

Metjiod COde 3

Date of Report Name of Person Reporting . FINANCIAL DISCLOSURE REPORT 05/10/2007JONES ill, JOHN E of18

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of /ding in.structions.)


A Description J)fAsseis (includinjl trustassets)·

J;'}ac;;> "(X)'' ii!Jer l'l!dl .asset

Income during reportliijl period

(1) (2):Amount Type(e.g.

D:·Gr-0ss va1u·e,atend ·of Tra11sactlons:during rep<irtlng period

reporting period

(l) (I) (2)Date.Type(e,g. Value GainValue ld¢n.d.tyo(

:¢od\:l Coo 2. . lluy r/ eller div;; rent, Moiit!i ' Coi!d(MI)

exemptfromprlordisc\Qsun;· l)uy, sell; Oode.2 or int) (J-P)(A-1'0 Day · · (J-l') redemption) ·(ifpnvate ·

. transaction)(Q-W)

- COMMON STOCK - IRA

181. DODGE & COX STOCK FUND -MUTUAL FUND - IRA

A Dividend M T BUY 11/28 M

182. CBS CORP - COMMON STOCK None J T BUY 1/13 J

183. VIACOM INC CL B - COMMON STOCK None J T BUY 1/13 J

184. TEMECULA VALLEY BANCORP -COMMON STOCK

None J T BUY 11/30 J

185.

186.

FIDELITY FUND (FFIDX) - MUTUAL FUND

GARTMORE MONEY MARKET -MUTUAL FUND

A

A

Dividend

Dividend

J

J

T

T

BUY

BUY

VAR

VAR

J

J

L "Income Oafu.Cbdes: A=Sl,OOO'orless. il =$1,00i -Si;5.ii0 c "$2,501 - $5,000 I) "$5,001 -SIS,000 E =$15,001-$50,000

(See Columns Bl and D4) F =$50.;001 • $100;000 G =$)00,-0QJ-$1;000,000 il1 =S1,000;001 - S5,000;ooo H2 =More.than $$;000,QOO 2. Value Codes J=Si5;000otlO>s K =$15;00! -$50;000 L =$50;001 • $100;000 M =$100,00I -$25.0;()()0

(See OiltilnnS CJ and.DJ) N=$250;00J -$500;000 0 "'$500,001-$1;000,000 Pl "$1;000,001 - $5,000;000 P2"'$5,000,001 -$25,-000,000

3. Value,Method Codes P3 =$25;000;001-.$50,000,000 R =cost (Real Estate Only) P4 =Meire than $50,000;000 T =Gash Market Q"Apprais;U S =Assessment U =Book value W=Estimated

(See Coltiinri C2) V ;o{)ilier

of18

Date of Report Name of Person Reporting .FINANCIAL DISCLOSURE REPORT

05/10/2007JONES ill, JOHN E

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofReporl)

PART VII- INVESTMENTS AND TRUSTS

ITEM I 16- NAME CHANGE FROM LEGACY BANK TO FNB CORPORATION.

ITEM 158 - SPINOFF FROM XTO ENERGY.

ITEM 169 - SPINOFF FROM VERIZON.

_____________ Date ___ )_-_-_r_l-_o_? ___ _

Date of Report Name of Person Reporting FfNANCIAL DISCLOSURE REPORT

of18 JONES III, JOHN E 05/10/2007

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDI AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL 04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

fnancial disclosure report in govenment act of 197 8 … · airtran holdings -common stock e bay...

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