foreign policy and comparative politics a strange divide

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FOREIGN POLICY AND COMPARATIVE POLITICS A STRANGE DIVIDE MICHAEL CLARKE Why i s it that foreign policy and comparative politics have not merged into a single sub-discipline of politics? There are several reasons which suggest that they should at least have come closer. Students of both subjects seem to be well-aware of the close interaction of domestic and international forces. They both, for instance, acknowledge the factors at work in a condition of inter- dependence: the domestic power of the state can be sustained only through international economic co-operation and political accommodation. In order to meet its responsibilities for mass social and economic welfare, the modern state is compelled to interact with other states in ways wh acceptance of the logic P 1276) On the face of it, this should lead single framework. This is especial ch . . . demand co-operation (and) of interdependence. (Hanrieder, 1978, them to think about their problems within a y so since students of both comparative politics and foreign policy have made extensive use of a systems approach to the analysis of their subjects. And one of the virtues of a systems approach is that it is not constrained by institutional or intellectual boundaries. It is based precisely on a conception of interdependence, both between the specified units and in relation to the environment of the system. Thus in two editions of Almond and Powell's Comparative Politics (1966, 1978) and in Peter Merkl's Modern Comparative Politics (1970) we find explicit recognition of the fact that to define a governmental 'system' is also to define its foreign policy and its international environment. And in the same intellectual era we find the beginnings of a methodical study in comparative foreign policy which draws from similar conceptions of the political system and which tries to examine characteristic modes of foreign policy performance to correspond with different types of system (Wallace and Paterson, 1978; Clapham, 1978; Adomeit and Boardman, 1373). To this methodological coincidence we should also add a convergence of subject matter. For in the late 1970s this 'political system' on which we agreed, was under severe strain, so much so that a degree of systemic rupture was possible. Thus Gourevitch (1979) from the field of comparative politics and Hanrieder (1978) from foreign policy both saw the problems of the developed state in the same way. For Gourevitch the state faced many problems of 'governability', including the growth of transnational economic pressures and a declining consensus on how to deal with them. Hanrieder saw the foreign policy of the state as increasingly concerned with distributive politics, aiming to strengthen the threatened role of the state by calling to its aid some very specific manifestations of international political processes. Both were concerned with the problem of system-maintenance, or more directly, with the maintenance of notional units within a context of rapidly changing politics at the domestic and international levels. Karl Deutsch's 'The Crisis of the State'

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FOREIGN POLICY AND COMPARATIVE POLITICS

A STRANGE DIVIDE MICHAEL CLARKE

Why i s i t t h a t f o r e i g n p o l i c y and comparat ive p o l i t i c s have n o t merged i n t o a s i n g l e s u b - d i s c i p l i n e o f p o l i t i c s ? There a r e severa l reasons wh ich suggest t h a t they should a t l e a s t have come c l o s e r . Students o f bo th s u b j e c t s seem t o be wel l -aware o f t h e c l o s e i n t e r a c t i o n o f domest ic and i n t e r n a t i o n a l f o r c e s . They both, f o r instance, acknowledge the f a c t o r s a t work i n a c o n d i t i o n o f i n t e r - dependence:

the domest ic power o f t h e s t a t e can be sus ta ined o n l y through i n t e r n a t i o n a l economic co-opera t ion and p o l i t i c a l accommodation. I n o r d e r t o meet i t s r e s p o n s i b i l i t i e s f o r mass s o c i a l and economic w e l f a r e , the modern s t a t e i s compelled t o i n t e r a c t w i t h o t h e r s t a t e s i n ways wh acceptance o f the l o g i c P 1276)

On the face o f i t , t h i s should lead s i n g l e framework. T h i s i s espec ia l

ch . . . demand co-opera t ion (and) o f interdependence. (Hanr ieder, 1978,

them t o t h i n k about t h e i r problems w i t h i n a y so s i n c e s tudents o f b o t h comparat ive

p o l i t i c s and f o r e i g n p o l i c y have made e x t e n s i v e use o f a systems approach to the a n a l y s i s o f t h e i r s u b j e c t s . And one o f the v i r t u e s o f a systems approach i s t h a t i t i s n o t c o n s t r a i n e d by i n s t i t u t i o n a l o r i n t e l l e c t u a l boundar ies. I t i s based p r e c i s e l y on a concept ion o f interdependence, bo th between t h e s p e c i f i e d u n i t s and i n r e l a t i o n t o t h e environment o f t h e system. Thus i n two e d i t i o n s of Almond and P o w e l l ' s Comparative P o l i t i c s (1966, 1978) and i n Peter M e r k l ' s Modern Comparative P o l i t i c s (1970) we f i n d e x p l i c i t r e c o g n i t i o n o f t h e f a c t t h a t t o d e f i n e a governmental 'system' i s a l s o to d e f i n e i t s f o r e i g n p o l i c y and i t s i n t e r n a t i o n a l environment. And i n t h e same i n t e l l e c t u a l e r a we f i n d t h e beginnings o f a methodica l s tudy i n comparat ive f o r e i g n p o l i c y which draws from s i m i l a r concept ions o f t h e p o l i t i c a l system and which t r i e s t o examine c h a r a c t e r i s t i c modes o f f o r e i g n p o l i c y performance t o correspond w i t h d i f f e r e n t types o f system (Wal lace and Paterson, 1978; Clapham, 1978; Adomeit and Boardman, 1373).

To t h i s methodo log ica l co inc idence we should a l s o add a convergence of s u b j e c t m a t t e r . For i n t h e l a t e 1970s t h i s ' p o l i t i c a l system' on which we agreed, was under severe s t r a i n , so much so t h a t a degree o f systemic r u p t u r e was p o s s i b l e . Thus Gourev i tch (1979) f rom the f i e l d o f comparat ive p o l i t i c s and Hanr ieder (1978) from f o r e i g n p o l i c y bo th saw t h e problems o f the developed s t a t e i n t h e same way. For Gourev i tch t h e s t a t e faced many problems o f ' g o v e r n a b i l i t y ' , i n c l u d i n g t h e growth o f t r a n s n a t i o n a l economic pressures and a d e c l i n i n g consensus on how t o deal w i t h them. Hanr ieder saw the f o r e i g n p o l i c y o f the s t a t e as i n c r e a s i n g l y concerned w i t h d i s t r i b u t i v e p o l i t i c s , a iming t o s t rengthen t h e th rea tened r o l e o f the s t a t e by c a l l i n g to i t s a i d some very s p e c i f i c m a n i f e s t a t i o n s o f i n t e r n a t i o n a l p o l i t i c a l processes. Both were concerned w i t h t h e problem o f system-maintenance, o r more d i r e c t l y , w i t h t h e maintenance o f n o t i o n a l u n i t s w i t h i n a c o n t e x t o f r a p i d l y changing p o l i t i c s a t the domestic and i n t e r n a t i o n a l l e v e l s . K a r l Deutsch 's 'The C r i s i s of the S t a t e '

4. MichaeZ CZarke

(1981) probably def ined b e t t e r than anyth ing e l s e the nature o f the issue i n a perspect ive t h a t was both comparative - and fore ign .

I t seemed, then, t h a t there was a p a r a l l e l development, i f no t a convergence, between comparative p o l i t i c s and f o r e i g n p o l i c y dur ing the 1970s. They were, a f t e r a l l , f ac ing the same essen t ia l problem. I t seemed na tu ra l t ha t they should become a t l eas t very c lose cousins. Hayward and B e r k i ' s State and Society i n Contemporary Europe (1979) appeared t o be a s tep i n tha t d i r e c t i o n , s ince i t t r i e d t o i n teg ra te the i n t e r n a t i o n a l and domestic contexts o f West European P o l i t i c s .

Yet i n the 1980s no academic convergence has taken p lace. I f anyth ing, we have re t rea ted back i n t o our own i n s t i t u t i o n a l categor ies. As Hague and Harrop (1982, p 3) sa id o f the study o f comparative government, 'Our concern i s t o exp la in pa t te rns o f decision-making a t na t i ona l l e v e l ' . And on the f o r e i g n p o t i c y s ide, A l l e n po in ted out (Clarke and White, 1981) t h a t f o r e i g n p o l i c y even i n Western Europe i s d i s t i ngu ished from domestic p o l i c y p r e c i s e l y because o f the specia l c h a r a c t e r i s t i c s o f the i n t e r n a t i o n a l environment.

How are we t o exp la in t h i s r e t r e a t ? Surely i t i s more than academic myopia? Indeed i t i s , bu t i t seems t o a r i s e from a combination o f f ac to rs associated both w i t h the nature o f the common problem we have j u s t o u t l i n e d , and w i t h the broader assumptions we make i n t h i n k i n g about i t . Let us deal f i r s t w i t h the na ture o f the problem.

The 1970s may be character ised as the decade o f interdependence. I t was notable f o r the problems which interdependence seemed t o have created - p a r t i c u l a r l y f o r the developed world. important t r u t h about interdependence: t h a t w h i l e i t poses i n t e r n a t i o n a l problems f o r governments, i t does not necessar i l y promote at tempts a t i n t e r - na t iona l so lu t i ons . Indeed, i f anyth ing, the growth o f interdependence has encouraged p o l i t i c i a n s t o dash f o r shor t - term na t iona l so lu t i ons t o t h e i r problems. I t has exacerbated many d i f f e rences between s ta tes and has exposed s t a r k l y d ivergent na t i ona l s t y l e s o f pol icy-making. C e r t a i n l y , i n the shor t - term, a recogn i t i on o f interdependence has resu l ted i n the retrenchment o f the a u t h o r i t y o f governments and o f the r o l e o f the na t i on -s ta te as gatekeeper t o i t s p o l i t i c a l system. Those w r i t e r s who saw i n interdependence a new in te rna t i ona l i sm - a contemporary f u n c t i o n a l i s t pressure t o rep lace convent ional power p o l i t i c s - have r e j o i c e d prematurely. Despi te considerable changes i n the nature o f domestic and i n t e r n a t i o n a l p o l i t i c s over the l a s t f i f t e e n years the s t a t e has nevertheless reasser ted i t s e l f .

The 1980s, however, have revealed a very

I n the face o f these confus ing and c o n t r a d i c t o r y t rends, perhaps i t i s no t s u r p r i s i n g t h a t students o f comparative p o l i t i c s and f o r e i g n p o l i c y have not been thrown i n v o l u n t a r i l y together . But t h i s s t i l l does no t e x p l a i n the na ture and ex ten t o f the d i v i d e between them. A f t e r a l l , t he n a t i o n a l boundary may be no less obvious today than i t used to be, bu t s tudents of bo th sub jec ts are i n te res ted i n the nature o f t h a t boundary and the fo rces a c t i n g upon i t .

We have to face the uncomfortable f a c t t h a t we s imply make d i f f e r e n t assumptions about each o t h e r ' s sub jec t mat ter . the fence i t i s no t d i f f i c u l t t o p i n p o i n t some c r u c i a l , and quest ionable, conceptions w i t h which students o f comparative p o l i t i c s approach important elements o f our sub jec t .

From the f o r e i g n p o l i c y s ide of

For one th ing , comparative p o l i t i c s t e x t s tend to p l a y down the relevance o f the i n t e r n a t i o n a l system and t o o e a s i l y ignore the e f f e c t s o f i t on the

Foreign PoZicy and Comparative Politics: A Strange Divide 5.

h i s t o r i c a l development o f t h e domest ic , n a t i o n - s t a t e system. N a t i o n - s t a t e s a r e assumed t o have evo lved e s s e n t i a l l y f rom i n t e r n a l dynamics: f rom an a l l i a n c e between t h e monarch and t h e bu reauc ra t t h a t developed over t h r e e c e n t u r i e s i n t o a ' c i v i c c u l t u r e ' . The essays e d i t e d by T i l l y (1975) o f f e r ample evidence o f t h i s . The i n t e r n a t i o n a l system, however, pre-dated such developments by some way (Merk l , 1970, p 469; Gourev i t ch , 1978, pp 907-11) and c e r t a i n l y had a c o n s i d e r a b l e e f f e c t on t h e process o f n a t i o n - b u i l d i n g , e s p e c i a l l y i n t h e case o f t h e s t a t e s o f C e n t r a l and Eas te rn Europe (Anderson, 1974). I n t h e case o f l ess developed c o u n t r i e s who have had s ta tehood t h r u s t upon them i n t h e l a s t q u a r t e r c e n t u r y , i t i s usual t o acknowledge t h e f a c t t h a t , o f course, t h e i n t e r n a t i o n a l environment p l a y s a c r u c i a l r o l e i n moulding t h e n a t u r e o f t h e i r domest ic systems. But t h i s i s asse r ted more o f t e n than i t i s i n v e s t i g a t e d . The n a t i o n a l system i s s t i l l regarded as c o n c e p t u a l l y autonomous, even though w r i t e r s such as S a r t o r i (1970) had fo reseen some t i m e ago t h a t t h i s would produce a 'conceptual s t r e t c h i n g ' o f comparat ive p o l i t i c s t o t h e p o i n t where i t would be c a t e g o r i s i n g f o r i t s own sake. Fo r t h e s tuden t o f f o r e i g n p o l i c y , however, l e s s developed s t a t e s o f f e r examples o f enormous dynamism; b u t n o t because of t h e n a t u r e o r t y p e o f t h e i r n a t i o n a l systems o r t h e i r c o m p l e x i t i e s o f government. They a r e dynamic f o r q u i t e t h e o p p o s i t e reason. For t h e i r v e r y weaknesses p r o v i d e a v e h i c l e for i n t e r n a t i o n a l phenomena which a f f e c t b o t h them and us: t he enactment o f t h e Cold War th roughou t t h e wor ld , t h e g rowth o f a cha l l enge t o t h e OECD/world economic system; t h e r i s e o f a m i l i t a n t Is lam. These s o r t s o f f o r c e s , i ncoheren t as they a re , would s imp ly n o t have t h e power t h a t they do i f they were b u i l t upon v i a b l e n a t i o n a l systems. I t i s t h e ease w i t h which these s o c i e t i e s a r e p e n e t r a t e d which makes them power fu l v e h i c l e s . For so many t h i r d w o r l d areas, t h e f o r c e s o f t h e i n t e r n a t i o n a l system a r e r e a l ; t h e forms o f n a t i o n a l government a r e a faCade. O f course, i n a t y p o l o g y o f government, comparat ive p o l i t i c s can take t h i s i n t o account. Why, then,does i t n o t ? A t t h e ve ry l e a s t , t h e c o n c e p t u a l l y autonomous n a t i o n a l system rep resen ts a d i s t o r t i o n o f emphasis i n t h e e x p l a n a t i o n o f p o l i t i c a l processes i n l e s s developed s t a t e s .

A second problem wh ich h e l p s e x p l a i n t h e l a c k o f re levance accorded t o t h e i n t e r n a t i o n a l system i s t h e f a c t t h a t i t seems t o be w i d e l y m i s i n t e r p r e t e d i n the comparat ive p o l i t i c s 1 i t e r a t u r e . La Palombara (1974a) m a i n t a i n s t h a t i n s t i t u t i o n s a r e c r u c i a l t o b o t h t h e d e s c r i p t i o n and t h e e x p l a n a t i o n comparat ive p o l i t i c s . he concen t ra tes on n a t i o n a l i n s t i t u t i o n s and makes no p r e t e n c e t o cover t h e way i n which them. For a w r i t e r who i s so thorough, t h i s i s odd. I t cannot be an omiss ion; i t must be an assumption. Even more c u r i o u s l y , Almond and Powel l (1978) make a more generous assumption than La Palombara i n say ing t h a t p a t t e r n s o f p o l i t i c a l behaviour a r e more impor tan t than i n s t i t u t i o n s i n a n a l y s i n g comparat ive p o l i t i c s . What then, do they say about i n t e r n a t i o n a l p a t t e r n s o f behav iou r? The i n t e r n a t i o n a l system, they argue, i s d i f f e r e n t p r e c i s e l y because ' t h e r e i s no i n t e r n a t i o n a l government and bureaucracy ' t o e n f o r c e d e c i s i o n s (Almond and Powel l , 1978, p 315). They see governments (which they d e f i n e as a system) making p o l i c y towards t h e i n t e r n a t i o n a l system r a t h e r than as p a r t o f i t s f u n c t i o n i n g . O r aga in , M i t c h e l l and M i t c h e l l (1969, p 266) a s s e r t t h a t f o r e i g n p o l i c y i s more d i f f i c u l t t o pursue c o n s i s t e n t l y t han domest ic p o l i c y because i n t h e i n t e r n a t i o n a l arena, ' t h e r e a r e o n l y p a r t i a l o r temporary o r g a n i s a t i o n s ' so t h a t ' n a t i o n s and t h e i r l eaders f i n d themselves i n v o l v e d i n c o n f l i c t s under c o n d i t i o n s o f g r e a t u n c e r t a i n t y ' .

o f And i n h i s most impress i ve P o l i t i c s W i t h i n Na t ions (1974b)

t h e i n t e r n a t i o n a l system - and - i t s i n s t i t u t i o n s - combine w i t h

For t h e s tuden t o f f o r e i g n p o l i c y , a l l these s tatements revea l a number o f q u e s t i o n a b l e assumptions. The l a c k o f a u t h o r i t a t i v e i n s t i t u t i o n s i s o b v i o u s l y thought t o be impor tan t . cannot engage i n the forms of r o l e s p e c i a l i s a t i o n i n t h e i n t e r n a t i o n a l w o r l d

Governments must u l t i m a t e l y r e l y on s e l f - h e l p and

6 . MichaeZ Clarke

which make domestic s o c i e t y so i n t e g r a t i v e . And then, i n t h e l a s t r e s o r t , t h e r e i s always the problem o f c o n f l i c t and war. T h i s , s u r e l y , d i s t i n g u i s h e s i n t e r n a t i o n a l s o c i e t y from domest ic s o c i e t y ?

A l l o f these c la ims a r e h i g h l y contes tab le . F i r s t , many o f the major i n s t i t u t i o n s e s t a b l i s h e d o r adapted as p a r t o f t h e post-war wor ld o r d e r a r e o l d e r , more power fu l , and i n r e a l i t y more a u t h o r i t a t i v e than many o f the governments who now comprise t h e i r membership. t o be t r u e o f the U n i t e d Nat ions, b u t i s c e r t a i n l y t r u e o f t h e I n t e r n a t i o n a l Monetary Fund, the i n t e r n a t i o n a l banking system, Comecon, the General Agreement on T a r i f f s and Trade, the i n s t i t u t i o n a l i s e d aspects o f t h e East-West r e l a t i o n s h i p , and even i n v a r y i n g degrees, o f NATO, the OECD and t h e European Community. I n o t h e r words, w h i l e t h e r e i s indeed something t r a n s i t o r y and ephemeral about c e r t a i n i n t e r n a t i o n a l i n s t i t u t i o n s , t h e r e i s n o t h i n g n e c e s s a r i l y so about t h e i n s t i t u t i o n a l i s a t i o n o f the i n t e r n a t i o n a l system. L i k e a l l systems, n a t i o n a l , sub-nat iona l , o r o therwise, t h e i n t e r n a t i o n a l system operates on p a t t e r n s o f behaviour and a m i x t u r e o f more or l e s s power fu l and more o r l e s s a u t h o r i t a t i v e i n s t i t u t i o n s .

T h i s cou ld no t g e n e r a l l y be s a i d

Second, governments do engage i n q u i t e c o n s i d e r a b l e degrees o f r o l e s p e c i a l i s a t i o n i n the i n t e r n a t i o n a l system. T h i s i s p a r t i c u l a r l y so i n t h e case o f economic r e l a t i o n s . Indeed, t h e economic recess ion of t h e l a s t f i f t e e n years has heightened t h e economic d i v i s i o n o f labour i n i n t e r n a t i o n a l s o c i e t y . As less c o m p e t i t i v e i n d u s t r i e s have s u f f e r e d f rom keener c o m p e t i t i o n so, a l b e i t i n v o l u n t a r i l y , s t a t e s have f a l l e n back on t h e i r s t r e n g t h s - t h e i r manufactur ing, t h e i r e x t r a c t i v e i n d u s t r i e s , t h e i r tour ism. T h i s has n o t promoted a more equal i n t e r n a t i o n a l (or domest ic) s o c i e t y , b u t t h e mechanisms f o r s u s t a i n i n g any f u n c t i o n i n g s o c i e t y a r e n o t o f t e n ones which c r e a t e a more even d i s t r i b u t i o n o f weal th . Even i n t h e sphere o f n a t i o n a l s e c u r i t y t h e i n t e r n a t i o n a l system d i s p l a y s a h i g h degree o f r o l e s p e c i a l i s a t i o n . Arguably , o n l y t h e two superpowers a r e genu ine ly s e l f - s u f f i c i e n t i n defence: and even t h a t i s c o n t e s t a b l e i f one widens t h e d e f i n i t i o n o f 'de fence ' t o 'defence o f g l o b a l i n t e r e s t s ' . But i t does appear t h a t t h e r e a r e producers and consumers o f s e c u r i t y . A n a t i o n ' s p e r c e p t i o n o f i t s defence needs i s c o n d i t i o n e d by the s e c u r i t y c o n t e x t t h a t i s produced f o r i t by those who, f o r wider reasons, want t o produce i t . The I s r a e l i s , f o r example, do n o t have more than an inshore navy d e s p i t e t h e f a c t t h a t t h e i r l e a s t d e f e n s i b l e border i s t h e i r c o a s t l i n e . They r e l y on t h e Western powers t o m a i n t a i n a form o f c o l l e c t i v e s e c u r i t y i n t h e Mediterranean, presumably on t h e assumption t h a t t h i s i s a common good. Japanese defence p o l i c y p rov ides a spec tacu la r and except iona l example o f t h i s l o g i c ; t h e European members o f NATO, and i n t h e i r own sphere the members o f t h e Warsaw Pact, a s e r i e s o f more mixed and s u b t l e cases. Other examples i l l u s t r a t e t h a t t h i s can operate i n more r e g i o n a l c o n t e x t s a l s o . Saudi Arab ia r e l i e s on the p o s s i b i l i t y o f US ground t roops coming t o i t s defence i f necessary, w h i l e i t c o n t r i b u t e s i t s a i r power t o the common good o f s e c u r i t y i n t h e Gu l f . The Gulf s t a t e s r e l y on Saudi a i r power and c o n t r i b u t e t h e i r p o t e n t i a l f o r naval and a i r bases t o t h e same cause. Egypt c o n t r i b u t e s i t s p o l i t i c a l weight t o wider s e c u r i t y e f f o r t s and has g i v e n up the idea o f f i n a n c i n g i t s defence expend i tu re independent o f Saudi fund ing . I f ' n a t i o n a l s e c u r i t y ' r e q u i r e d a s t a t e t o be a b l e t o defend i t s e l f a lone, by a p p l y i n g b r u t e f o r c e t o i t s s e c u r i t y problems, then most s t a t e s i n t h e w o r l d would now be spending f a r more than t h e average 5-10 per cent o f t h e i r GNPs on defence.

States do n o t consc ious ly have t o pursue i n t e r n a t i o n a l i s t goa ls i n o rder t o produce i n t e r n a t i o n a l i s t r e s u l t s . Governments may n o t i n t e n d t o e s t a b l i s h a system o f (say) c o l l e c t i v e defence, or managed, s e l e c t i v e p r o t e c t i o n i s m , b u t may never the less end up o p e r a t i n g one. P o l i c y i s made - i n t h e i n t e r n a t i o n a l

Foreign Policy and Comparative P o l i t i c s : A Strange

environment n o t a t i t . T h i s env i ronment i s n o t un a s p e c i a l form o T i n t e r n a t i o n a 1 anarchy.

T h i s b r i n g s us t o t h e t h i r d assumption t o be r e s o r t . . governments must s tand a lone . . . w i

Divide 7.

q u e l y c o m p e t i t i v e and i s n o t

cha l l enged : ' i n t h e l a s t 1 use v i o l e n c e . . . may engage

i n w a r ' . i s undoubtedly t r u e . But t h e s t u d e n t o f f o r e i g n p o l i c y i s no more preoccupied w i t h l a s t r e s o r t s than anyone e l s e . Behind t h e r h e t o r i c o f s ta tehood and s o v e r e i g n t y governments have v e r y power fu l i n t e r e s t s i n n o t a s s e r t i n g f i n a l a u t h o r i t y ove r t h e i r env i ronment , and i n encouraging h i g h degrees o f p r e d i c t a b i 1 i t y i n i n t e r n a t i o n a l behaviour . T h e i r b e s t i n t e r e s t s a re n o r m a l l y served by t r y i n g t o e s t a b l i s h p r e d i c t a b l e r e l a t i o n s w i t h most o t h e r governments and w i t h t h e morass o f i n s t i t u t i o n s and i n s t i t u t i o n a l i s e d behaviour t h a t make up t h e i r f o r e i g n p o l i c y environment. As Wal tz (1979) p o i n t s o u t , a s s e r t i o n s o f sove re ign a u t h o r i t y a r e much more a c h a r a c t e r i s t i c o f weak governments than s t r o n g ones.

Indeed i n t h e l a s t r e s o r t governments may engage i n n u c l e a r war. T h i s

-

Never the less , i n t h e l a s t r e s o r t , governments may engage i n widespread v i o l e n c e . T h i s can be b o t h i n t e r n a t i o n a l and domest ic. I n t h e l a s t r e s o r t governments have made war on s u b s t a n t i a l p o r t i o n s o f t h e i r own p o p u l a t i o n s ; they have sometimes won and a t o t h e r t imes dest royed t h e i r own l e g i t i m a c y i n f a i l i n g t o win. C e r t a i n l y , i n t e r n a t i o n a l wars do occu r , and n u c l e a r war would be t h e u l t i m a t e ' l a s t r e s o r t ' a f t e r which i t would be d i f f i c u l t t o ca re whether t h e r e was a n y t h i n g w o r t h s t u d y i n g o r comparing.

Since 1945, however, i n t e r n a t i o n a l wars have n o t been the most p r e v a l e n t form o f p o l i t i c a l v i o l e n c e . I n t e r v e n t i o n , p o l i c i n g subvers ion, r e v o l u t i o n and c o u n t e r - r e v o l u t i o n have been much more p r e v a l e n t forms o f v i o l e n c e . I f , when we ge t t o l a s t r e s o r t s , i t i s t h e amount o f v i o l e n c e which separates ' ana rchy ' and ' s o c i e t y ' , t hen domest ic s o c i e t y i s more anarch ic . Since 1900 something l i k e 130 m i l l i o n people have been k i l l e d i n d e l i b e r a t e , p o l i t i c a l v i o l e n c e ( E l i o t , 1972). a r e s u l t o f domest ic upheaval , r e v o l u t i o n o r c i v i l war, i e . o f v i o l e n c e which i s l oca ted a t l e a s t as deeply i n t h e n a t i o n a l as i n the i n t e r n a t i o n a l system. Since 1945 t h i s has been even more t h e case and t h e r e i s eve ry reason t o expect t h a t t r e n d t o c o n t i n u e . A t t h e v e r y l e a s t , s tuden ts o f comparat ive p o l i t i c s should n o t make g l i b assumptions about t h e n a t u r e o f war as a f e a t u r e o f i n t e r n a t i o n a l anarchy. A t b e s t , we shou ld t h i n k c a r e f u l l y how we d e f i n e and c a t e g o r i s e p o l i t i c a l v i o l e n c e , w i t h a v iew t o a more modern concep t ion o f the d e f i n i t i o n of ' p e a c e ' , ' w a r ' and ' s e c u r i t y ' . I n t h e case o f f o r e i g n p o l i c y one c o u l d p o i n t t o a number o f works which address t h i s cha l l enqe , one o f t h e

Even a l l o w i n g f o r t h e two w o r l d wars, most o f these deaths have been as

I -

bes t o f wh'ich i s Buzan's People, S ta tes and Fear (1983). p o l i t i c s t h e o n l y d i r e c t a t t a c k on t h i s , c u r i o u s l y , has been f rom a M a r x i s t

But i n comparat ive

p e r s p e c t i v e . p 305) p o i n t o u t f rom b o t h ends o f t h e c o r n p a r a t i v e / i n t e r n a t i o n a l spectrum, even t h i s has been as much about methodology as substance.

As.Looker (1978, pp 329-33) and Kuba'lkova' and Cruickshank (1977,

T h i s leaves us, f i n a l l y and b r i e f l y , w i t h t h e n u c l e a r bomb. The s tuden t o f f o r e i g n p o l i c y may w e l l have t c admi t ownership o f t h a t . Indeed, some o f us a r e s o b e g u i l e d by i t t h a t we would n o t want t o g i v e i t away and so d i s s i p a t e o u r e x p e r t i s e . There i s , however, a good case t h a t we should. For t h e mo t i ves o f possess ing n u c l e a r weapons a r e a t l e a s t as i n t e r n a l t o a p o l i t i c a l system as they a r e e x t e r n a l l y r e l a t e d t o a t h r e a t . And i f we cons ide r t h e areas o f t h e w o r l d i n t o which n u c l e a r weapons a r e about t o be i n t roduced - the M idd le East, t h e I n d i a n sub -con t inen t , Souther'n A f r i c a - then we may w e l l conclude t h a t t h e most l i k e l y f i r s t use o f n u c l e a r weapons w i l l a r i s e f rom p a t t e r n s of c o n f l i c t which w i l l n o t be ' i n t e r n a t i o n a l war ' i n t h e accepted sense o f t h e term. I f n u c l e a r weapons a r e most l i k e l y t o be used as an outcome t o more conven t iona l

8. blichae 2 CZarke

v io lence then i t would be p o s i t i v e l y dangerous t o t r e a t them as merely the u l t ima te reso r t o f i n t e r n a t i o n a l p o l i t i c s . I f we are speaking about ' l a s t r e s o r t s ' then even nuc lear weapons do no t necessar i l y se t the i n te rna t i ona l system apar t from domestic soc ie ty .

I t takes two sides t o qua r re l , and t o make up. This essay has merely t r i e d t o o u t l i n e a cur ious d i v i s i o n between comparative p o l i t i c s and fo re ign p o l i c y , and then c r i t i c i s e students o f comparative p o l i t i c s on the bas is o f some important misconceptions about the nature o f the i n t e r n a t i o n a l arena. I n t h i s Way the author i s no t being t a c t l e s s so much as bloody rude t o a number o f valued colleagues. He has h i s own views o f what the misconceptions o f the fo re ign p o l i c y student might be i n r e l a t i o n t o comparative p o l i t i c s . These, however, would be f a r b e t t e r po in ted out by someone on the o ther s ide o f the fence. What has been s i n g u l a r l y l ack ing i n t h i s , as i n so many o ther areas o f p o l i t i c s t h a t have common concerns, i s a d ia logue ou ts ide the somewhat r i t u a l i s t i c framework o f academic conferences.

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SANCTIONS AND SOUTH AFRICA

THOMAS YOUNG

The c o n t i n u i n g demand fo r sanc t ions a g a i n s t South A f r i c a f rom a wide v a r i e t y o f spokesmen and t h e damaging e f f e c t s o f t h e a c t i o n s t h a t have a l ready been taken, have ensured t h a t t h e sanc t ions q u e s t i o n remains a h i g h l y s a l i e n t one. Yet as a q u e s t i o n t h a t spans a wide range o f moral , p o l i t i c a l and p r a c t i c a l issues, i t demands p e r i o d i c a l re-examinat ion t o ensure c l a r i t y of thought even i f t h e r e s u l t i s o n l y t o c l a r i f y areas o f disagreement. T h i s paper i s a smal l c o n t r i b u t i o n t o t h a t end.

Sanct ions may be d e f i n e d as n o n - v i o l e n t i n t e n t i o n a l l y c o e r c i v e pressures designed, a t l e a s t i n t h e South A f r i c a n case, t o induce s o c i o - p o l i t i c a l changes w i t h i n a s t a t e . Three aspects w i l l be considered here. The f i r s t concerns the i n i t i a t o r s o r agents o f sanc t ions , the second the n a t u r e o f t h e sanc t ions themselves and t h e l a s t t h e t a r g e t s o f sanc t ions . Agents o f s a n c t i o n s must make a number o f c a l c u l a t i o n s about t h e i r use, eg. there must be an assumption t h a t the t a r g e t o f sanc t ions can i n p r i n c i p l e be changed i n t h e d e s i r e d d i r e c t i o n . I n t h i s c o n t e x t two c e n t r a l ques t ions must be faced which r e l a t e t o t h e d e s i r a b i l i t y and t h e p o s s i b i l i t y o f sanc t ions . i t i s an e s s e n t i a l p r e c o n d i t i o n t h a t p a r t i c u l a r p r a c t i c e s a r e unacceptable, and i t f o l l o w s t h a t t h e r e must be standards o f a genera l k i n d as t o what i s acceptable.

Wi th r e f e r e n c e t o t h e f i r s t ,

How does t h i s app ly t o South A f r i c a ? An examinat ion o f what makes c u r r e n t South A f r i c a n p r a c t i c e s unacceptable r e v e a l s a general r e v u l s i o n towards a p a r t h e i d , e s p e c i a l l y i f the l a t t e r i s p r i m a r i l y d e f i n e d by re fe rence to the i n s t a l l a t i o n i n law o f sys temat ic r a c i a l d i s c r i m i n a t i o n . T h i s nar rowly focussed moral argument i s a s t r o n g one because South A f r i c a i s p robab ly the o n l y count ry t h a t l e g a l l y s u s t a i n s r a c i a l d i s c r i m i n a t i o n (Santa Cruz, 1976).