frank d whitney financial disclosure report for 2009

8/3/2019 Frank D Whitney Financial Disclosure Report for 2009

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ao ~ 0 I FINANCIAL DISCLOSURE REPORT a e p o r t I ~ e q u t r e d b y t h eI in Government ,~ct of 1978R ~ t /2 0 ~ o F O R C A L E N D A R YEAR 2009 (5 u s . c o p p b "L P e r s o n Report ing ( la s t name , f i~L. m|dd le im tia l) 2 , Court o r Organ iza t ion 3 . D a t e o t r R e p o r tW h~m e y , Fra n k D, Di s t r ic t Cour t - W DNC 5 / 1 0 / 2 - 0 1 0

4. T it l e ( Am c le Il l ju dg es in dica te a cttve o r s cm o r s ta tu s, 5a . R ep or t Ty pe (c he ck a pp ro pr ia te ty pe ) 6 . Re p o r t i n g Pe r i o dma g ~ s t r a m j u d g e s i n d i c a t e l u l l- or p a r t O m e )[] Nommatton, Date 01[01/2009

Dtstnct Judge-Aetive [] Init,al [] Annual [] Final to12/31/20095b. [] Amended Report

7. Chambers or Office Address 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i ca t i o n s p e r t a i n in g t h e r e t o , i t Is , i n m y o p i n i o n , m c o m p l i a n c eCharles P.. Jonas Federal Bidg wi t h ~ p p hc a b l e l a i r s a n d r e g u l a t t o n s .401 W. Trade St, Room !95Charlotte, NC 28202 Reviewing Officer Da t e

IMPORTANT NOTES: T he instructions" accompan~ing this farm mast be followed. Complete atl parts,checMng the NO NE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ o r, ln ~ individual only; see pp. 9-13 of fihng tnstrt, ction~.)~ N O N E (No reportable positions )

PO{;I"IION N A M E O Ia O R G A N I Z A T I O N / E N T I T YI Member Whitney Propertms L L C

Power of Attorney ~ % ~ * ~ ~

Trustee Tr us t #1

4 A d m ~ r n s t r a t o r Es ta t e # I

5 D ~ r e c t o r Festwal m the Park, lnc (IRC 50t(c)(3))

I I . A G R E E M E N T S . (r,~,,,,,,,g ,,,a,~,d,,~ on~,:.r~, .~,~, . 14-16 of fihng instruction,.)~ NONE (No reportable agreements)

D A T E PARTIES AND Tg~IS


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I~mef Person Re~r~|ng Date ~f Repo~D IS C LO S U RE R E P O R T[ Whitney, ~rank D.

P a g e 2 o f 7

IIl. N O N - I N ~ S T M E N T ~ C O M E . (Reporting individual and spouse; zee pp. 17-24 of filing i~tructions.)A. Fliers Non-Investment I n c o me

N O N E (No reportable non-investment income )D A T ~ S O U R C E A N D T Y P E IN.ME

{y~urs, n~ spouses)

2

3

4

B. Spouses Non-Investment ]ncome - if you were marrted during ~ny portion of the reportiog year, complete thi~ section.(Dollar amount no1 requz fed c-~ccpt fi~r honor ar~o)~ N O N E (No reportable non-znve+tmenl income.)

D A T E SOURCE AND TYPEI 2009 Self-employed k~tchen designer

2 2009 South End K~tchens LLC - sala~

3.

4

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, entertainment.(Includes those to spouse aml d~,pendent chtldren, see pp 25-27 ~filmg m ~tructton~ )

N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A TtO N PURPOSE ITEMS PAID OR PROVIDED

[

2345


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FINAN CIAL DISCLOSURE REPO RT [ N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 3 of 7 I Whitney, Frank D,5/10/201 0

V. G IFTS. a.ct.aesN O N E (No reportable gifts)

SOURCE DESCRIPTION VALIJ~I2345

V I . L I A B I L I T I E S . a.,.~u,s tno~ o f ~p ...... ~ u ~ p , . a ~ , ~ , . n u u , , ,; ~ , p p . ~ . ~ q l u i , z ~ , ~ , , . , g o . ~ . ~~ N O N E ~ 0 reportable liabiht~es.)

CREDITOR ~ESCRIPTION VALUE CO~E1 Bank oF Amer i ca Loan on Re~ l a l P~ openy ~ 1 , Da~ i d son , NC (Pa~ VII, L i ne I ) M

2 Bank o t Amer~ ea Loan on Rema l P r ope~ y ~ I . , Suns e t Beach , NC (Pa~ V II, L i ne 3 ) N3 H e ~r s o f J~ B Sp ~ ve ~ an d Le o la F. L oa n on R en ta l P~ o pe ~ #2 & #3, Su n se t B ea ch , N C ( Pa ~ VII, Li n~ 4 & N o ~ eSp~vey 5 ))

45


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N a m e o f P e r s o n R e p o r t i n g D a te o f R e p o r tF I N A N C IA L D I SC L O S U R E R E P O R TWh they , F r a n k D .a g e 4 o f 7 5 / 1 0 / 2 0 ~ 0

NONE (No reportable income, assets, or transactions,)A B C D

O e s c ri p O o n o f A s s e ts I n c o m e d u n n g G r o s s v a i x l c a t e n d T r a r l s a r a tt o n s d u r i n g r e p o r t i n g p e r t o d( i n c l u d i n g t z u s t a s s e t s ) r e p o r t i n g p e r i o d o f re p o r t i n g p e r i o d

P l a c e " ( X ) " a l l o t e a c h ~ . . ~ e t A m o u n t , T y p e ( e . g , V,due ! ~ a i u e T y p e ( e g . . I Date [ Value , Gain I d e n t n y o fe x e m p t f r o m p r i o r d t s c l o s u re Code [ d lv , me r i t , C o d e 2 ~,M e t h o d buy,se l l , [ m m / d d / y 7 Code 2 , Code I ] b u y c r / s e l l c r( A - H ) o r m r ) ( J - P ) C o d e 3 ~ x l e m p t t o n )

~( J - P ) ( A - H ) [ ( i f p r i v a t e

1 Renta l Proper ty # I , Davidson, NC D Rent N W

2 W hi t ney Pr ope r t i e s , LLC No n e O W

3 - Renta l Proper ty # 1, Sunset Beac h, NC E Rent P I W

4 - Ren t a l P r ope t y #2 , S uns e t Beach , NC E Rent O W5 - Ren t a l P r ope r t y #3 , S uns e t Beach , NC E Rent O W

6 - Bank o f Am er i c a bu s i nes s ac coun t s A Interest K [(Whitney Prop LLC)7 Carohna Pan t h e r s Pe rmanen t S ea t L tcen s e No n e J W

8 Co- au t ho r book , Le x t s - Nex ts , Newark , NJ No n e J W( no mc s i nce2002)9. Bane o f Am erea l nvesunen t Secu r i ty Money A Interest J TM a n a g e r A c c o u n t10 Bank o f Am er i ca s avmg s / check t ng acc ts A I n t e r e s t Closed 03/27/09 J_ i n c ~ : ,,~ ~


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F I N A N C IA L D I S C L O S U R E R E P O R T ~ . m ~ o f P e r s o n R e p 0 r t ~ t tg D a t e 0 f R e p o r tPage 5 of 7 Wh itney, Frank D. 5 1 1 0 1 2 0 1 0V II. INVESTMENTS and TRUSTS -i~c"~z"e~~a~c~=a~c~"~~~"~~e~e~u~a~.~y~i~~~

NON~ ~ o reportable income, ~sets, or transactions.).................................................~~ ~ c . T ...................~ .................. ,

(including tmsl asscks) I .... ~r,l~ng pen~ of rcporlmg period ~

PI:c~ "(X)" a~r ~ac~ a~ct Amoral Type (~ g, Valu: V~I~ T#~ (e 8, Dale IValu~ Gain ~ [dcnhty of

~ - Income Gain Codes A =$1,0(~


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FINANCIAL DISCLOSURE REPOR TPage 6 of 7 Wh itney, Frank D. 5/I0/201

V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .I. 6. Ju d ic ia l R e p re se n ta tive to B o ard Lega l S e rv i ce s o f S ou t h e r n P i edmon t , l nc (1RC 501(c ) (3) )7 Counc i l Member & Treasu r e r Gove rnmen t and Publ ic S ec t o r Sec t i on o f t h e No r t h Ca r o l i n a Ba r As socm t ~ on8 A dviso ry M em be r No rth Ca ro hn a Sta te B ar E th ic s Co mm itte e9 Commi t t e e Membe r Studen t A f f a i r s Comm i t t ee , UNC School o f LawI0 B o a rd Mem be r M ay 20th So c ie ty (IRC 501(cX 3))vii. Inve~ Imen t s and T rus ts Con t i nued

A BI B2 CI C2 Di D2 D 3 D419 Trust #1.2 0 - Standard & Poors DEP RCPTS (SPY) A D~v~dend L T21 Bank of America Power of Attorney A None J T Closed 7/20/09 JF~ ducmrv Checkm8 Accoun t22 Estate #1 ~ , ~ p a s s e ~ away 03/09; became admm,strator 3/23/09)23 - BankofAmencaEstateCheckmgAcc ~ ~fi~ D T


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FINANCIAL DISCLOSURE REPO RT h a m . o f P e r s o n R , p a r t i~ g O a , e a t r e p o r tPage 7 of 7 W h i tn e y , F r a n k D . 5 / 1 0 / 2 0 1 0

IX. CERTIFICATION.! c e r t ify t h a t a l l i n fo rm a t i on g iven above ( inc lud ing i n fo rm a t i on pe r t a i n ing t o m y spouse a n d m in o r o r d epen den t ch i l d ren , i f a n} , ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i ncom p l i a nce wi th th e p ro v i s i on~ o f 5 U.S.C . a pp . 501 e t . seq . , 5 U.S .C . 7353, a nd Jud ic i a l Con fe rence r e gu l a t i on s .

Si

N O TE : A N Y I N D I V I D U A L W H O K N O W I N GL Y A N D W I L FUL I ,Y FA L S I FIE S O R FA I L S TO FI L E TH I S RE P O RT M ~ YB E S U B J E CTTO CI V I LAND CRIMINAL SANCTIONS (5 U.S .C . a pp . 104)

F I L IN G I N S TR U C T I O N SM a d s ~ gne d o r i g i n a l a nd 3 a dd i t i o n a l c a p , e ,, , to "

C o m m m e e o n F i n a n c ia l D ~ s c lo s u r eA d m i m s t r a t w e O f f i ce o f t h e U m t e d S t a te s C o u r t sSu i t e 2 -3 01O n e C o l u m b u s C i r c le , N E .W a s h i n g t o n , D . C . 2 0 54 4

frank d whitney financial disclosure report for 2009

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