“from governance to peacekeeping” (english)
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Governance
o eace eep ng
12 August 09, Phnom Penh
Sophal Ear, PhD
Assistant Professor
National Security Affairs
US Naval Postgraduate School
E-mail: [email protected]
http://faculty.nps.edu/sear
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Table of ContentsPart 1: Governance
erm no ogy
Strategy
Part 2: Peacekeeping
Overview of trends inpeacekeeping
Current and future
challenges
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erminolo Resources Nation-State
Priorities Governance
Good governance
Rectangular Strategy
Vulnerable State
Fragile State
Failed State
Reform
Capacity-Building
Which terms do you recognize and can you define?
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White Papers 2000-2006
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Fragile states: A visualization Fragile states account for more than 1/4 of world's poor, receive less aid thanwarranted by economic, social needs
States can sli in and out of vulnerabilit and crisis ust as eo le can sli in and
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out of poverty
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Stable
DevelopmentStates
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Vulnerable
Fragile States
Crisis
Failed State?
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Part 2:
Peacekeeping
Drawn from Ellingsen (2007)
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Objective
peacekeeping
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United Nations Principle Organs
Cambodia: 14 Dec 1955
GENERAL
ASSEMBLYTRUSTEESHIPSECURITY
(192)COUNCIL(5+10)
USA
INTERNATIONALCOURT OF
JUSTICE
AND SOCIAL
COUNCILSECRETARIAT
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The SecretariatEXECUTIVE OFFICE OF
THE SECRETARY-GENERAL
OFFICE OF LEGAL AFFAIRSOFFICE OF INTERNAL
OVERSIGHT SERVICES
DEPARTMENTS INDEPENDENT OFFICES OVERSEAS OFFICES
Department of Political Affairs
Department for DisarmamentAffai rs
Office for the Coordination ofHumanitarian Affairs
Office of Less-DevelopedCountries
UN Office at Geneva
UN Office at Vienna
Department of Peacekeeping
Operations Department of Safety andSecurity
Office for Drug Control &Crime Prevention
UN Office at Nairobi
Department of Field Suppor t
epar men o conom c
Social Affairs
Department of GeneralAssembly Affairs &
Conference Services
Department of PublicInformation
Department of Management
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Department of Peacekeeping
Office of the Under-Public Affairs
pera ons
ecre ary- enera
Executive Office
Office of
Operations
Office of
Military Affairs
Office of Rule of
Law & Security
Institutions
Policy, Evaluation
& Training
Division
Af rica 1 Division
Current Military
Operations
Police Divis ion
Criminal Law &
Peacekeeping
Best Practices
Europe & Latin
America Division
Military Planning
Service
DDR Section
ntegrateTraining Service
Asia & Middle East
Division
Force Generation
ServiceMine Action
Service
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Department of Field SupportOffice of theUnder-Secretary-
GeneralSenior Leadership
Discipline UnitAppointment
SectionOffice of ASG
Field PersonnelDivision Field Budget & LogisticsSu ort Division Communication &Information
Technology Service
Operational
Support ServiceOperations
Section
Field Personnel
Operations
Budget &
Performance
Specialist
Support Service
Information
Systems SectionClaims and
Information
Service
Field Personnel
Specialist
ReportingService
Transportation
and Movement
Service
Management
Section
Support Service
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Five Surges in Activity20Number of Peacekeeping Missions 1948 - 2008
16
18
20
Surge IV: DRC, Liberia, Cote dIvoire, Burundi, Haiti,
Sudan(UNMIS)
Surge V: Chad-CAR, Sudan (Darfur
UNAMID)
10
12
14
Surge II: Rwanda, Somalia, Yugoslavia
Surge III: Sierra leone, Kosovo, Timor, Congo
6
8Surge I: Cambodia, El Salvador, Mozambique
20080
2
1 1
19 19 19 19 19 19 19 19 19 19 19 19 19 19 19 19 19 19 20 20
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Number of UN uniformed personnel
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UN Peacekeeping (2007)
Total number of personnel serving in 20 DPKO-led113 737113 737
Troops 77 804
Police 10 766
Military observers 2 479
Countries contributing uniformed personnel 120
International civilian personnel 5 769
12 988
oca c v an personne 12 988 UN Volunteers 2 022
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Financial Contributors
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Personnel
Cambodia sends 52
Peacekeepers to
Sudan June 2009
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When to Deploy?
Clear, Achievable Mandate
[ ]
Conducive Environment for Deployment
Support of the[ Regional Actors
Consent and a Peace to
keep[ ]
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Basic Principles of UNPKOs 1
Consent of the parties is anessential precondition andmust be constantly managed.Consent is a dynamic and
.
Impartiality: In the context of
PKOs impartiality means thatthe mandate must be appliedwithout favor or prejudice to
one or other of the parties.
Impartiality should not beconfused with neutrality
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Basic Principles of UNPKOs 2
Non use of force except in self-
defence and defence of the
mandate
PKOs can use force at the
tactical level with the
authorization of the Security
Council to defend themselves
and their mandate. Forceshould be used as a last
resort The use of force should
always be calibrated and
precise and should always
conform to the missions
Rules of Engagement
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Other Success Factors 1
Legitimacyegitimacy
International legitimacyis one of the key assets
of a UN peacekeeping
operation. The way in
conducts itself has a
profound impact on its
perceived legitimacy onthe ground.
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Other Success Factors 2
Credibilityredibility
A PKO deployed in avolatile environments is
likely to be tested
throughout its existence.
establish its credibility
from the outset.
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Other Success Factors 3
Promotion of national and
local ownership
UNPKOs should aim to help
States emerging from conflict
regain the ability to exercise
respect for international
norms and standards. Any
displacement of local capacityshould be kept to a minimum.
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Integration & Coordination
External Partners
UN Country Team
Integration
(UN System)
Mission Components
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When to Disengage?
No Exit withoutStrategy
Transition frompeace eep n osuccessive phases of UN
engagement factoredinto the planningprocess from the outset
benchmarks andindicators of progress
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Challenges for the Future of UNPeacekeeping 1 O erational over-stretch
and risk of a majormission failure
o ca over-s re c anneed for political support
to UN peacekeeping inparticular from keyMember States Securit Council
Contributors and theHost countries.
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Challenges for the Future of UNPeacekeeping 2 Integrated approach -
humanitarian, development
and security components
Making partnerships withother actors really work(Donors, IFIs, NGOs, Regional
Organisations) not just ashell game
Longer time perspective: UNMission in Sudan UNMIS)
envisaged mandate of sevenyears (Secretary-Generalsreport on the Sudan of 31anuary
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aru a e - . . m tary exerc se
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Preah Vihear
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,
Assistant Professor
National Security Affairs
US Naval Post raduate School
E-mail: [email protected]
http://faculty.nps.edu/sear