FSOkx Excellence Awards 2009Recognizing excellence in financial services transformation

Categories

Excellence in Risk Management Systems and Compliance Excellence in Business Process Management Excellence in Performance Measurement Technology Innovation in Financial Services Transformation Outsourcing Deal of the Year (Banking, Insurance and Capital Markets)

Nominator ProfileName

Organization

Department

Title

Email

Phone

Best time to contact

Please tick the category/ies you are nominating for

Category/iesExcellence in Risk Management Systems and Compliance

Excellence in Business Process Management

Excellence in Performance Measurement

Technology Innovation in Financial Services Transformation

Outsourcing Deal of the Year (Banking, Insurance and Capital Markets)

1) Excellence in Risk Management Systems and Compliance

1. Please specify your revenues from the nominated solution

Your Company’s Revenues% of  Overall Revenues

Banking Insurance Capital Markets

Less that 100 million

100 to 300 million

300 to 600 million

600 to 1 billion

1 billion to 50 billion

Over 50 Billion

2. Please tick the domains served by the nominated solution

Domain ServedBanking

Insurance

Asset Management

Wealth Management

Hedge Funds

Others (Please specify)

3. Please tick the functions served by the nominated solution and mention the respective number of clients

Functions BPO Functions Serviced in 2008

# Of Clients

Anti-Money Laundering

Asset and Liability Management

Collateral Management

Credit Risk

Governance and Regulatory Compliance

Liquidity Risk Management

Operational Risk Management

Risk Analytics

Trading Compliance

Others (Please name all)

4. Please tick the features offered by the nominated solution

FeaturesScenario Analysis and Stress Testing

Tracks, Monitors and Manages Regulatory Requirements

Proactive and Accurate Detection of Compliance Issues

Automates Compliance Administrative Tasks

Enterprise-Level Compliance Platform

Rapid Response to Fraud Techniques and Attacks

Flexibility to Extend Risk Evaluation Criteria

Pattern Recognition Capability

Others (Please specify)

5. Please tick the benefits realized by the clients on implementing the nominated solution

Client Benefits from Solution If yes, please explain howReduction in time and effort in detecting and reducing fallacies

Reduction in losses

Improved monitoring

Others (Please specify)

(Specify Yes or No

6. Is the solution interoperable with similar solutions?

7. List the regulatory standards complied by the solution

8. Any competing offering? How is the nominated solution better?

9. Satisfaction level from the support services offered along with the solution. How?

10.Please list your major clients using this solution who could be approached by judges for reference purposes

Major Clients (Company Name)

Contact Information(Address, Phone, E-Mail, Website)

1)

2)

3)

4)

5)

11.How has the nominated solution impacted your client’s business. (in terms of cost reduction, time savings, efficiency enhancements, increasing transparencies etc.)?

12.Were any employees transferred to the client side as part of the deal?

13.Any challenges faced while deploying your capabilities at client site.

14.Any notable aspects of the governance process adopted by you/your client.

15.Co-operation from client employees and management to support your initiative.

16.Is there an offshore component to this association? If yes, to what extent?

Please mail the completed form to awards@FSOkx.com

2) Excellence in Business Process Management

1. Please specify your revenues from the nominated solution

Your Company’s Revenues% of  Overall Revenues

Banking Insurance Capital Markets

Less that 100 million

100 to 300 million

300 to 600 million

600 to 1 billion

1 billion to 50 billion

Over 50 Billion

2. Please tick the domains served by the nominated solution

Domain Served Banking

Insurance

Asset Management

Wealth Management

Hedge Funds

Others (Please specify)

3. Please tick the functions served by the nominated solution and mention the respective number of clients

Functions BPO Functions Serviced in 2008

# Of Clients

Payment Processing

Account Opening and Administration

Loan Origination and Credit Approval

Document Centric Processes

Strengthening Risk Management

Customer Servicing and Maximization

Investment Planning and Portfolio Construction

Others (Please name all)

4. Please tick the features offered by the nominated solution

FeaturesAutomated Information Flows and Business Processes

Real-time Interactive Business Process Monitoring

Adaptive to New Rules and Policies

Simulation with Cost and Time for Process Optimization

Generates Functional Process Maps (Can also be imported from other systems like Visio)

Generates Collaborative Environment while Maintaining Security

Parallel Steps Implementation

Others (Please specify)

5. Please tick the benefits realized by the clients on implementing the nominated solution

Client Benefits from Solution If yes, please explain howReduction in Business Process Cycle Time

Transparency and Monitoring

Failure Recognition

Exception Management Capabilities

Reduction in Management Overhead

Increase in Throughput Capacity

Elimination of Manual Steps

Others (Please specify)

(Specify Yes or No

6. Is the solution interoperable with similar solutions?

7. Any competing offering? How is the nominated solution better?

8. Satisfaction level from the support services offered along with the solution. How?

9. Please list your major clients using this solution who could be approached by judges for reference purposes

Major Clients (Company Name)

Contact Information(Address, Phone, E-Mail, Website)

1)

2)

3)

4)

5)

10.How has the nominated solution impacted your client’s business (in terms of cost reduction, time savings, efficiency enhancements, increasing transparencies etc.)?

11.Were any employees transferred to the client side as part of the deal?

12.Any challenges faced while deploying your capabilities at client site.

13.Any notable aspects of the governance process adopted by you/your client.

14.Co-operation from client employees and management to support your initiative.

15.Is there an offshore component to this association? If yes, to what extent?

Please mail the completed form to awards@FSOkx.com

3) Excellence in Performance Measurement

1. Please specify your revenues from the nominated solution

Your Company’s Revenues% of  Overall Revenues

Banking Insurance Capital Markets

Less that 100 million

100 to 300 million

300 to 600 million

600 to 1 billion

1 billion to 50 billion

Over 50 Billion

2. Please tick the domains served by the nominated solution

Domain Served

Banking

Insurance

Asset Management

Wealth Management

Hedge Funds

Others (Please specify)

3. Please tick the functions served by the nominated solution and mention the respective number of clients

Functions BPO Functions Serviced in 2008

# Of Clients

Portfolio Operations

Research and Development

Finance & Accounting

Information Technology

Customer Acquisition and Management

Regulatory Compliance

Others (Please name all)

4. Please tick the features offered by the nominated solution

FeaturesSophisticated Models for Risk-Reward Strategies

Generating Management Reports for Performance

Data Consolidation from Multiple Sources

Cumulative/Annualized Performance Calculations

Risk Indicator Calculations (e.g. Volatility, Sharpe Ratio, Correlation)

Benchmark Comparison

Portfolio Ranking within Universe or among Peers

Others (Please specify)

5. Please tick the benefits realized by the clients on implementing the nominated solution

Client Benefits from Solution If yes, please explain howImproved Decision Making

Enhanced Visibility for Fund Managers

Increased Efficiency

Elimination of Manual Steps

Others (Please specify)

(Specify Yes or No

6. Is the solution interoperable with similar solutions?

7. Any competing offering? How is the nominated solution better?

8. Satisfaction level from the support services offered along with the solution. How?

9. Please list your major clients using this solution who could be approached by judges for reference purposes

Major Clients (Company Name)

Contact Information(Address, Phone, E-Mail, Website)

1)

2)

3)

4)

5)

10.How has the nominated solution impacted your client’s business(in terms of cost reduction, time savings, efficiency enhancements, increasing transparencies etc.)?

11.Were any employees transferred to the client side as part of the deal?

12.Any challenges faced while deploying your capabilities at client site.

13.Any notable aspects of the governance process adopted by you/your client.

14.Co-operation from client employees and management to support your initiative.

15.Is there an offshore component to this association? If yes, to what extent?

Please mail the completed form to awards@FSOkx.com

4) Technology Innovation in Financial Services Transformation

1. Please specify your revenues from the nominated technology

Your Company’s Revenues% of  Overall Revenues

Banking Insurance Capital Markets

Less that 100 million

100 to 300 million

300 to 600 million

600 to 1 billion

1 billion to 50 billion

Over 50 Billion

2. Please specify the countries in the listed regions wherein the clients using the nominated technology are located

Geographical Presence Country # Of ClientsN America

Western Europe (ex-UK)

UK

S America

Eastern Europe

Asia-Pacific Region (ex-Japan)

Japan

South Asia

Africa

Middle East

3. Please tick the category under which your innovation falls

CategoriesE-Commerce

Data Management

Network Technologies

Web Technologies

Software Development and Support

Security & Privacy

Others (Please specify)

4. Please tick the domains served by the nominated solution

DomainsBanking

Wealth Management

Asset Management

Hedge Fund Administration

Insurance

Other (please specify)

5. Please list the Services/Functions Covered in the nominated technology offering

(Specify Yes or No

6. Was the vendor first to bring the innovation to the market?

7. Patent information, if any

8. Awards or certifications, if any

9. Any competing technology? How is the nominated innovation better?

10.Please list your major clients using this technology who could be approached by judges for reference purposes

Major Clients (Company Name)

Contact Information(Address, Phone, E-Mail, Website)

1)

2)

3)

4)

5)

11.How has the nominated technology impacted your client’s business(in terms of cost reduction, time savings, efficiency enhancements, increasing transparencies etc.)?

12.Were any employees transferred to the client side as part of the deal?

13.Any challenges faced while deploying your capabilities at client site.

14.Any notable aspects of the governance process adopted by you/your client.

15.Co-operation from client employees and management to support your initiative.

16.Is there an offshore component to this association? If yes, to what extent?

Please mail the completed form to awards@FSOkx.com

5) Outsourcing Deal of the Year (Banking, Insurance and Capital Markets Sector)

1. Please specify your overall revenues

Your Company’s Overall Revenues% of  Overall Revenues

Banking Insurance Capital Markets

Less that 100 million

100 to 300 million

300 to 600 million

600 to 1 billion

1 billion to 50 billion

Over 50 Billion

2. Please mention your geographical coverage

Geographical Presence Country # Of ClientsN America

Western Europe (ex-UK)

UK

S America

Eastern Europe

Asia-Pacific Region (ex-Japan)

Japan

South Asia

Africa

Middle East

3. Please specify buyer’s/client’s (of the nominated deal) contact details below

Buyer/ Client ProfileCompany Name

Contact Name

Address

Phone

Email

Website

4. Please tick buyer’s domains below

Domain Served Banking

Insurance

Capital Markets

1. Asset Management

2. Wealth Management

3. Hedge Funds

4. Exchanges

5. Broker / Dealer

Mortgage Services

Others (Please specify)

5. Please mention the details of the nominated deal below

Deal details in 2008-09:Cumulative Deal Value (in USD):

Type of Deal: Ongoing Yes No

Term of Deal: From To

Please list the functions/services covered under the deal

6. Year in which association was formed with the client

7. Three reasons why you think this deal deserves the FSO Excellence Award

1)

2)

3)

8. Please list your major outsourcing clients who could be approached by judges for reference purposes

Major Clients (Company Name)

Contact Information(Address, Phone, E-Mail, Website)

1)

2)

3)

4)

5)

9. How has the outsourcing agreement impacted your client’s business(in terms of cost reduction, time savings, efficiency enhancements, increasing transparencies etc.)?

10.Were any employees transferred to the client side as part of the deal?

11.Any challenges faced while deploying your capabilities at client site.

12.Any notable aspects of the governance process adopted by you/your client.

13.Co-operation from client employees and management to support your initiative.

14.Is there an offshore component to this association? If yes, to what extent?

Please mail the completed form to awards@FSOkx.com