fuel facilities and nuclear material users business lines ......2016/02/25  · fuel facilities and...

62
Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office of Nuclear Material Safety and Safeguards 1

Upload: others

Post on 24-Sep-2020

3 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Fuel Facilities and Nuclear

Material Users Business

Lines Commission Briefing

February 25, 2016

Office of Nuclear Material

Safety and Safeguards

1

Page 2: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Opening Remarks

Victor M. McCree

Executive Director

for Operations

2

Page 3: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Overview of the Fuel

Facilities Business Line

Scott Moore

Acting Director

Office of Nuclear Material

Safety and Safeguards

3

Page 4: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Successful Program

Outcomes

• Maintaining our focus on

safety and security

• Completing a successful

merge

• Implementing Post-Fukushima

activities

4

Page 5: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

5

100

125

150

175

200

225

250

275

300

$0

$10

$20

$30

$40

$50

$60

$70

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017Request

FTE

Do

llars

in M

illio

ns

($M

)

U.S. Nuclear Regulatory CommissionFuel Facilities Enacted Budget

FY 2008-FY 2017

Total Budget Corporate Support

Fuel Facilities Salaries and Benefits Fuel Facilities Contract Support & Travel

FTE

Of the FY 2017 Request, 16 percent consist of Security resources and 0

percent consist of Research resources.

Page 6: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Proactively Planning and

Implementing Project AIM (1/2)

• Rebaselining

– Assessed work activities in

collaboration with partner

offices

– Potential reductions

identified

6

Page 7: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

• Proposed Centers of Expertise

–Will follow Commission

direction in reshaping the

structure for performing

certain agency activities

–Will develop focused guidance

for evaluating, planning, and

implementation

7

Proactively Planning and

Implementing Project AIM (2/2)

Page 8: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Current Fuel Cycle

Program Environment

Craig Erlanger

Acting Director

NMSS/FCSE

8

Page 9: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Location of NRC Regulated

Fuel Cycle Facilities

9

Page 10: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Focusing on Our Priorities

10

• Ensuring safety and security

through licensing, oversight

and environmental reviews

• Supporting U.S. non-

proliferation activities

• Maintaining effective

communication with

stakeholders

Page 11: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Continuing to Improve the

Regulatory Framework

• Establishing a graded,

performance-based regulatory

framework for cyber security

at fuel cycle facilities

• Managing the Cumulative

Effects of Regulations

11

Page 12: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Fuel Facilities

Integrated Schedule

12

= Reg. Basis/Draft Guidance = Proposed Rule/Draft Guidance = Final Rule/Final Guidance = Public Interaction = Implementation

l = Meeting occurrence l = Marks a milestone with text = Change occurred below arrow

V = Site Visit A = ACRS Meeting http://www.nrc.gov/materials/fuel-cycle-fac/regs-guides-comm.html#cumeffects

Regulatory Activity Revised

Jan

Febr

Marc

April

May

June

July

Aug

Sept

Oct

Nov

Dec

Jan

Febr

Marc

April

May

June

July

Aug

Sept

Oct

Nov

Dec

Jan

Febr

Marc

April

May

June

July

Aug

Sept

Oct

Nov

Dec

Jan

Febr

Marc

April

May

June

July

Aug

Sept

Oct

Nov

Dec

l l

Proposed Rule to Commission Final Rule to Commission

Comment Period 18 Month Implementation

l ll l l l l l l

To Commission Final Rule To Commission

Issue ISG

l l

To Commission

l l ll ll l ll

A A Pilot Testing and Interactions A

02/02/2016

02/02/2016

Part 73-Enhanced

Security for SNM

Acute Chem. Exposures

(ISG)

RFCOP

Part 73-Cyber Security

Rulemaking02/02/2016

20182016 2017 2019

02/02/2016

Page 13: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Successfully Implementing

the Fuel Facility Licensing

Program

13

MOX Fuel Fabrication

Facility

URENCO USA

Page 14: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

0

20

40

60

80

100

120

140

160

2009 2010 2011 2012 2013 2014 2015 2016 2017

115109

128

111

149

107

63 63 63

Focusing on the Future

Licensing Environment

Year

Nu

mb

er

of

Lice

nsi

ng

Act

ion

s

Projected

14

Page 15: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Enhancing the Oversight

Infrastructure

• Successfully implementing Post-

Fukushima activities

• Improving the fuel facility

operating experience program

• Developing the Revised Fuel

Cycle Oversight Process

15

Page 16: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Focusing on Future

Opportunities

• Implementing the Cyber

Security rulemaking

• Closing the Generic Letter on

Natural Phenomena Hazards

• Making steady progress on

Revised Fuel Cycle Oversight

Process

16

Page 17: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Inspection Program

Accomplishments and

Opportunities

Mark Lesser

Director

Division of Fuel Facility

Inspection, Region II

17

Page 18: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Oversight Accomplishments

• All performance

indicators met in FY 15

• Core Inspection

Program completed

• Reactive inspections

performed

• Several plant specific

supplemental

inspections performed

18

Page 19: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Organizational

Accomplishments

• Successful transition and

integration of core inspection

responsibility to Region II

• Improved consistency in the

inspection process

• Advanced scheduling

• Effective use of team

inspections

19

Page 20: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Focus Areas

• Knowledge Management

–Maintaining proficient

knowledge in a variety of

technologies

–Resource Management

Strategic Initiative

–Communities of Practice

• Strong collaboration with

Program Offices

20

Page 21: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

International Safeguards

Peter Habighorst

Branch Chief

NMSS/FCSE/MCAB

21

.

Page 22: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Positively Impacting

International Safeguards

Activities

• Ensure that U.S. Government

can meet treaty obligations

• Effectively engage Federal

Partners

• Provide knowledge transfer

with NRC and licensees

22

Page 23: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Key Activities

23

Global Trade enabled by

Agreements for Peaceful

Nuclear Cooperation

IAEA Design Information Verification

Visit to U.S. Gas Centrifuge

Enrichment Plant, Eunice New Mexico

Page 24: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Questions

24

Page 25: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Acronyms

• FCSE – Division of Fuel Cycle Safety,

Safeguards and Environmental Review

• FY – Fiscal year

• IAEA – International Atomic Energy

Agency

• ISG – Interim Staff Guidance

• NMSS – Office of Nuclear Material Safety

and Safeguards

• RFCOP – Revised Fuel Oversight Process

• SNM – Special Nuclear Material

25

Page 26: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Nuclear Material Users

Business Line

February 25, 2016

Office of Nuclear Material

Safety and Safeguards

26

Page 27: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Opening Remarks

Victor M. McCree

Executive Director

for Operations

27

Page 28: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Nuclear Materials

Business Line

Scott Moore

Acting Director

Office of Nuclear Material

Safety and Safeguards

28

Page 29: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

100

150

200

250

300

350

400

$0

$10

$20

$30

$40

$50

$60

$70

$80

$90

$100

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017Request

FTED

olla

rs in

Mill

ion

s ($

M)

U.S. Nuclear Regulatory CommissionNuclear Materials Users Enacted Budget

FY 2008-FY 2017

Nuclear Materials Users Contract Support & TravelNuclear Materials Users Salaries and BenefitsCorporate SupportTotal BudgetFTE

Of the FY 2017 Request, 2 percent consist of Security resources and 0

percent consist of Research resources.

29

Page 30: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Overview of the Nuclear

Materials Users Business Line

• Materials program effectively

ensures the safe and secure

use of licensed material

• Successful implementation of

business line activities

• Projected stable workload for

the NMU Business Line

30

Page 31: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Planning for the Future

through Project AIM (1/2)

• Leading the materials program

consolidation evaluation

– Commission paper due May 2016

• Preparing to implement

Commission direction on

Centers of Expertise

31

Page 32: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Planning for the Future

through Project AIM (2/2)

• Efficiencies and process

changes have been identified

through rebaselining project

32

Page 33: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Overview of the National

Materials Program

Daniel Collins

Director

Division of Material Safety, State,

Tribal, and Rulemaking Programs

33

Page 34: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring Safety and Security

under the NMP

• Over 21,000 licensees

• NRC regulates approximately

2,900 licensees (the remainder

are Agreement State)

• Thousands of general licensees

34

Page 35: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Effectively Overseeing a

Diverse Group of Licensees

35

Page 36: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Accomplishments and

Highlights

• Program activities effectively

support NRC’s strategic goals

and objectives

• Significant progress on many

program priorities

36

Page 37: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring Effective

Communication with

Stakeholders (1/2)

37

• Frequent and clear

communication

supports the NMP

• Closely coordinate

with OAS and CRCPD

Page 38: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring Effective

Communications with

Stakeholders (2/2)

• Maintain strong NRC relationship with

Agreement States ensuring effective

oversight

• Effective use of a wide range of

communication tools

• Proactive outreach on specific issues

– Federal partners, professional societies

38

Page 39: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Proactively Addressing

Uncertainties/External

Factors (1/2)

• Communicating and Coordinating

with Stakeholders and Partners

• Identifying External Factors Early

• Adopting Strategies to Mitigate

Potential Uncertainties and

Disruptions

39

Page 40: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

• Carefully evaluating potential

changes to the Materials

Program

• Implementing enhancements in

response to external audits

40

Proactively Addressing

Uncertainties/External

Factors (2/2)

Page 41: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Material Inspection

Program Accomplishments

and Challenges

Joseph Nick

Deputy Director

Division of Nuclear Material Safety

Region I

41

Page 42: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Materials Oversight and

Licensing Program

• Focus on protecting public

health, safety and security

• Continued robust and effective

oversight and licensing

programs

• Positive IMPEP results indicate

strong performance

42

Page 43: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Materials Oversight and

Licensing Accomplishments

(1/2)

• Ensured performance indicators

were met in FY15 through:

– Approximately 850 inspections and

2,000 licensing actions

• Reactive inspections and

enforcement result in improved

performance

43

Page 44: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

• Regional support for

Agreement State activities,

training, and IMPEP

• Activities support an adequate

and compatible Agreement

State Program

44

Materials Oversight and

Licensing Accomplishments

(2/2)

Page 45: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Materials Oversight and

Licensing Challenges

• Staying current with

technological advances

(medical)

• Integration of Web Based

Licensing (WBL) System and

other program enhancements

45

Page 46: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Part 37 Implementation

and Assessment

Paul Goldberg

Project Manager

Source Management and Protection

Branch, NMSS/MSTR

46

Page 47: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Source Security is Effective

(1/2)

• Regulatory framework for

source security is in place

• Part 37 regulations provide

reasonable assurance

commensurate with the

current threat level and

potential consequences

47

Page 48: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Source Security is Effective

(2/2)

• Radiation Source Protection

and Security Task Force

identified no significant gaps

48

Page 49: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring Successful

Implementation of Part 37

• Successful transition from

increased controls orders to

Part 37

– Implementation Working Group has

actively supported transition from

orders to regulations

• Security inspection experience

shows good performance

49

Page 50: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Comprehensive Assessment

of Part 37

• NRC is conducting a

comprehensive assessment

in response to legislative

requirements

• Consists of four components,

including an independent

review

50

Page 51: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Next Steps for Part 37

• Results of the assessment

will form the basis for a

paper to the Commission

• Report to Congress is due by

December 2016

• A follow up GAO Audit will be

conducted in 2018

51

Page 52: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Maintaining Awareness of

External Impacts to Part 37

• Engagement with stakeholders

to communicate NRC’s

approach to source security

• Ongoing evaluation of threat

information

– Communicate and take actions as

needed

52

Page 53: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Implementation of the

Agreement State Program

Paul Michalak

Chief

Agreement State Program Branch

NMSS/MSTR

53

Page 54: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring an Effective IMPEP

(1/2)

• Successful and respected

program with 20 year history

• Valuable oversight tool to

ensure adequate and

compatible programs

54

Page 55: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring an Effective IMPEP

(2/2)

• Regulatory partners – NRC and

Agreement States share best

practices

• Collaborative effort to identify

and address program issues -

North Dakota and Georgia

55

Page 56: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Ensuring a Consistent

National Training Program

• Many courses and participant

travel expenses are funded by

the NRC

• Positive impact on Agreement

State and NRC inspection and

licensing programs

• Basis for quality and consistency

across entire NMP

56

Page 57: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Recent Training Initiatives

Increase Efficiency

• Increased use of webinars as an

efficient means to convey

information

• Blended training courses reduce

travel expenses while maintaining

effectiveness

• Initiatives support proposed

reductions (10%)

57

Page 58: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Frequent and Productive

Exchange of Information (1/2)

• Regional State Agreement

Officers play an integral role in

communication

• State Communications Portal is

an important and popular source

of information sharing

58

Page 59: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Frequent and Productive

Exchange of Information (2/2)

• Direct communications with the

OAS and CRCPD are essential

for in-depth discussions

– e.g., monthly calls and annual

meetings

59

Page 60: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Future Agreement State

Program Enhancements

• Will follow Commission direction

related to SECY-15-087

– Publish consolidated Agreement

State policy statement;

– Continue using current approach to

assessing compatibility;

– Improve clarity and consistency in

IMPEP evaluation criteria

60

Page 61: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

Questions

61

Page 62: Fuel Facilities and Nuclear Material Users Business Lines ......2016/02/25  · Fuel Facilities and Nuclear Material Users Business Lines Commission Briefing February 25, 2016 Office

List of Acronyms

• CRCPD – Conference of Radiation Control Program

Directors

• GAO – Government Accountability Office

• IMPEP – Integrated Materials Performance Evaluation

Program

• NMP – National Materials Program

• NMSS – Office of Nuclear Material Safety and

Safeguards

• OAS – Organization of Agreement States

• WBL – Web Based Licensing

62