Garcia_Orlando_L 1

Judicial Conference of the United States Financial Disclosure Committee Page2

Further, the mutual funds listed at Part VII, page 7, lines 4 and 6, should reflect a Gain Code of A.

The Calendar Year 2007 report in VII, page 5 listed the following: Growth Fund Amercia Class F on line 22, ai:d First Eagle SOGEN FDS Overseas FD Class A on line 33. These particular funds were both sold on 01/29/08 and the value code under D, trNnsactions during reporting period, should be J.

I apologize for the inconvenience my previously issued report has caused and I will be more careful in future submissions. Given that the above infon11ation reflects information that should have been included in my 2007 report I request that a copy of this letter be attached to that report as an amendment for clarity and completeness.

Please advise me of any additional infon11ation required necessary infon11ation.

Thank you.

Sincerely,

Orlando L. Garcia U.S. District Judge

Garcia_Orlando_L 2

PURPOSE ITEMS

2.

4.

FINANCIAL DISCLOSURE REPORT

Page 2of13

Name of Person Reporting

GARCIA, ORLANDO L.

Date of Report

05/07/2009

Ill. NON-INVESTMENT IN COME. (Reporti11g i11di1•itli1t1! tllld spouse; see pp. 17-24 of filing i11structio11s.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

l. 1-01-2008 Employees Retirement System of Texas (state legislative pension-month $23,725.00 ly annuity)

3.

4.

B. Spouse's Non-Investment Income - ff you were married during ""J' portio11 of the reportin. yeflr, complete this sec1io11.

(Dollar amount not required except.for honoraria.)

[{] NONE (No reportable non-investment income.}

l.

SOURCE AND TYPE

2.

3.

IV. REIMBURSEMENTS --1rt111sportatio11, !otlgi11g,food, e11ter111i11111ellf.

(Includes those to spouse and tlependenl children; see pp. 25-27 (Jf/iling instructions.)

[2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PAID OR PROVIDED

2.

3.

5.

FINANCIAL DISCLOSURE REPORT

Page 3of13

Name of Person Reporting

GARCIA, ORLANDO L.

Date of Report

05/07/2009

V. GIFTS. (/11c/1u/e.\· those to spouse mu/ tlependenf chi/i/ren; see pp. 28-31 of filing instr11clions.)

[Z] NONE (No reportable gifts.)

SOURCE DESCRIPTION

I.

VALUE

2.

3.

4.

5.

VI. LIABILITIES. (Inc/mies those o.fspo11se t11ul 1/epe11de111 children; see pp. 32-33 offili11g instmctio11s.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. Frost National Bank, San Antonio, Te

xas

Loan K

2.

3.

4.

5.

f ---------A-.

-------·- --------·---- ·--·---------------·

il)--

i -·-------- --- ----

----

----------·-------

-

! Code I I div., rent,

(5) i

i

Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT Page 4of13 GARCIA, ORLANDO L. 05/07/2009

VII. INVESTMENTS and TRUSTS -- income,"'"""· 1rcmsac1io11s r111c1w1es 11i11se 11f•1w11se '""' t1epe11t1e111 c1i;1t1re11; see pp. 14-60 of filing ins1r11c1i1111s.;

D NONE (No reportable income, assets, or transactions.) -- --: ------ ---- ----- - ----------

B C D. . ! Description of Assets t Income during I Gross value al end of ' Transactions during reporting period (including trust assets) 1 rcporling period ) reporting period ,-r-<1 i--;----m- +---(l)-T(2) ______ ---------(2)!(3) ___ (4)

Place "(X)" after each asset !Amount Type (e.g., Value Value Type (e.g., Date j Value Gain Identity of exempt from prior disclosure Code 2 Method buy, sell, Month - ; Code 2 : Code I buyer/selleri or int.) (J-P) Code 3 redemption) Day J (J-P) ; (A-H) (if private (A-H)

I i _ __l ___ .._J______________ _J________

(Q-W) transaction) . _ __j____ ______ __:_ - ·- ------- ---------- -------

I. Frost Bank Checking A lnt./Div. J T

2. Frost Bank Savings A lnt./Div. J T

3. Texas Tomorrow Fund "Y"

4. Touchstone Mid Cap Growth FD CL A A lnt./Div.

5. Loomis Sayles FDS II Strategic Income FD A lnl./Div. CL A

6. Growth Fund America Class F A Inl./Div.

7. First Eagle Sogen FD Inc Oversears FD CL A lnl./Div. A

8. Diamond Hill Long-Short Fund CL A A lnl./Div.

9. Delaware Pooled TR Diversified Income FD A Inl./Div. CL A

JO. Blackrock Funds Large Cap Value FD CL A A Inl./Div.

11. Calamos G rowth Fund Class A A Inl./Div.

12. Calamos Invl TR New Conv G rowth & In A lnl./Div. come FD CL-A

13. Mutual Series FD Inc Discovery FD A Inl./Div.

14. Biackrock Corporate Yield Fund A lnl./Div.

15. SUNAMERICA STYLE SLC SER INC F A lnl./Div. oc

I 6. SUNAMERICA STYLE SLC SER INC F A lnl./Div. oc

I 7. M UTUAL SERIES FD INC DISCOVERY A Inl./Div. FD

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

1/29 J A

l/29 J

1/29 K

1/29 K A

1/29 K

1129 K A

1129 K

1/30 J A

I/30 J

2114 ]

2/14 ]

2114 K

2/14 J

2/14 J

---------- --------- ·-- ---- ·- -·

I. Income Gain Codes: A =$1,000 or less ll =SJ ,001 · 52.500 C =52.50 I · 55,000 D=S5,00l -Sl5,000 E =515.001 - 550.000 (Sec Columns Bl and D4) f =$50.001 - 5100,000 G =SJ00,001 -Sl,000.000 111 =51,000,001 - 55,000.000 I12 =More than S5,000,000

2. Value Codes J =S 15,000 or Jess K =515.001 - 550.000 L =550.00 I - SI 00.000 M =5100,001 -5250.000

(Sec Columns CJ and 03) N =S250,001 - S500,000 0 =5500,001 - Sl,000.000 PI =S 1,000.00 I - SS,000,000 P2 =S5,000,001 - S25.000,000 P3 =525,000,001 - 550,000,000 P4 =More than 550,000,000

3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estalc Only) S =Assessment T =Cash Markel

(Sec Column C2) U =Book Value \I =01hcr - W =Estimated ---

----

___ ___

��; - ,:;)_

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 5qf13 GARCIA, ORLANDO L. 0510712009

VII. INVESTMENTS and TRUSTS -- income, value, lrtmsuctiom (lnc/111/es those of spouse"'"' tlepentlent chi/tlre11; see PP· 34-60 offi/i11g i11structio11s.)

D NONE (No reportable income, assets, or transactions.) i--- ---------··--;;-------------1----------a.--·-· - ------·--r·---- c.-·-----·---- --

D. Description of Assets Income during i Gross value at end of : Transactions during reporting period

(including trust assets) I, reporting period ! reporting period ·r0) 1 <2> ·--- --1--c1)-f(2)- ---0)---im-1-<3)[-<4)/________cS)----- -- -----

Place "(X)" after each asset i Amount l Type (e.g., i Value i Value Type (e.g., ! Dale I Value ! Gain : Identity of 2 2 exempt from pnor dtselosure 'I Code I i div., rent, i Code ! Method buy, sell, Code f Code I buyer/seller

01 t ) redemption) (J-P) ; ( -H)A A[ -- -- ----- --------- H)_I .: _

_ __J_: -_J��� --________ - - __

18. ING FUNDS GLOBAL REAL EST ATE CL

19. FIRST EAGLE SOGEN GLOBAL FD CL

c

20. BLACK.ROCK ALL-CAP GLQBAL RE SOURCE

21. FIRST EAGLE SOGEN GLOBAL FD CL

c

22. FIRST EAGLE SOGEN FD INC GLOBAL

FD INC GLOBAL FD CL A

23. ING FUNDS GLOBAL REAL ESTATE CL

A

24. EATON VANCE DIVIDEND BUILDER F

UNO CLASS A

25. SUNAMERICA STRATEGIC BOND F

UND CL A

26. LOOMIS SAYLES FDS II STRATEGIC IN

COME FD CL A

27. IVY FD GLOBAL NAT RES FD CL A

28. ING FUNDS GLOBAL REAL EST A TE CL

A

29. GOLDMAN SACHS TR BRIC FUND CLA

SS A

30. FIRST EAGLE SOGEN FD INC GLOBAL

FD CL A

31. EATON VANCE DIVIDEND BUILDER F

UNO CLASS A

32. BLACKROCK FUNDS GLOBAL ALLO

CATION CL A

33. ING FUNDS GLOBAL REAL EST A TE CL

A

34. PlMCO FDS PAC INVT M REAL RETU

RN BOND FUND INSTL CLASS

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Int./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Int./Div.

lnt./Div.

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

2/14 J

2/14 K A

2/14 J A

2/15 J A

7/21 J

913 J

913 J

9/16 K

9/16 K

9/16 J

9/16 J

9/16 J

9116 K

9116 J

9116 K

9/18 J

1016 J

I. Income Gain Codes: A =SI ,ODO or less B =Sl,001 - 52,500 c =52.501 - 55,000 D=55,00L -515,000 E =5 L 5.00 I - 550.000

(Sec Columns Bl a·nd 04) f =550,00L - 5100,000 G =5100,00L -51.000.000 Ill =51,000,00L - 55,000,000- 112 =More than $5,000,000

2. Value Codes J =515,000 or Jess K =515,00I - $50,000 L =550.00 l 5 L00,000 M =5100.00L - 5250,000

(Sec Columns CJ and 03) N =5250.001 - 5500,000 0 =5500,00 I - S1,000,000 PI =S 1,000,00 I - 55.000,000 P2 =55,000,001 - 525.000,000

rJ =S25,ooo,oo 1 - 550,000.000 P4 =More than 550,000,000

3. Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =Cash Market

(Sec Column C2) U =Book Value V =Other \V =Estimated

I I I

i r llll II Typ2i .:·- -v- -11-:1c -\-,<-. -: .c-- -

l _____________ _ ___ __ ra_nsaction)

FUT

FU1

! (A-H) J or int.) , (J-P) Code 3 _ ___ -- --- ! J ___ _l ____ _

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

Page 6of13 GARCIA, ORLANDO L. 0510712009

VII. INVESTMENTS and TRUSTS -- income, 1'td11e, lrllllS(ICfiom; (lncltu/es those of spouse (llUI tlependenl chiltlren; see pp. 34-60 oj:filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. D. Description of Assets lncom uring Gross val al end of Transactions during repo ·ting period (including trust assets) reporting period i reporting period

Place "(X)" afler each asset exempt from prior disclosure

--··-·(5)

---- _________;( l ) (2) ( )i3) ,

1 Value

·1 I ( 4a1Code 2 ! Code I buyer/seller

GType (e.g., Dale buy, sell, Month

redemption)

Identity of n.. i - iCode I Code 2 MethoddivI rent., ,

J J (A-H)I Day (ifprivate (J-P)i :I: j

_;_______J___ _ ______ .. _j__ _

35. LORD ABBETT GLOBAL DEVELOPING MARKETS FD CL A

36. IVY FDS INC ASSET STRATEGY FD CL A

37. FIRST EAGLE SOGEN GLOBAL-I

38. DIAMOND HILL LONG-SHORT FUND C L A

39. RYDEX SERIES FUNDS MANAGED URES STRATEGY CL H

40. PIMCO DEVELOPING LOCAL MARK ETS FUND CLASS l

41. MATTHEWS ASIAN GROWTH & INC OMEFUND

42. BLACKROCK FUNDS GLOBAL ALLO CATION INSTIT

43. BLACKROCK ALL-CAP GLOBAL RE SOURCES CL-I

44. SUN AMERICA STRATEGIC BOND F UND

45. RYDEX SERIES FUNDS MANAGED

46. PIMCO DEVELOPING LOCAL MARK ETS

47. MATTHEWS AS JAN GROWTH & INC OME

48. LOOMIS SAYLES FDS II STRATEGIC JN c

49. IVY FDS INC ASSET STRATEGY FD CL A

50. IVY FD GLOBAL NAT RES FD CL A

51. FIRST EAGLE SOGEN FD INC GLOBAL F

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

lnt./Div.

Int./Div.

Int./Div.

Int./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Int./Div.

Int./Div.

lnt./Div.

lnt./Div.

Int.ID iv.

lnt./Div.

lnt./Div.

lnt./Div.

lnl./Div.

lnt./Div.

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

10/6 J

1016 K

10/6 J

10/6 J

1017 J

1017 J

1017 J

1017 K

1017 J

10/8 J

1 0/8 J

10/8 J

10/8 J

10/8 J

10/8 J

10/8 J

10/8 J A

I. Income Gain Codes: A =S 1,000 or less 8=51,001- S2,500 c =$2,501 . 55.000 D =55,001 - 515,000 E =515.001 - 550.000

(Sec Columns BJ and 04) F=S50,00I -SI00,000 G =SI00,001 - 51,000,000 111 =5 J ,000,00 I - 55.000,000 M2 =More than SS,000,000

2. Value Codes J =515,000 or less K =S15,00I · 550,000 L =550,00 I • 5I00,000 M =5100,001 - 5250,000

(Sec Columns Cl and 03) N =$250,00 I - S500,000 0 =5500,001 -Sl,000,000 Pl =51,000,001 - 55,000,000 Pl =55,000,001 - 525,000,000

P3 =$25,000,00 I - $50,000,000 P4 =More than 550,000,000

3. Value Mclhod Codes _Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =C.tSh Market

(Sec Column C2) U =Book Value \I =Other W =Estimalcd

(I)

report

_ _____ _ ____ __________ ___ ____ ---'---- ___ _____ ---

B.

Code I 1 div., rent,

I period ._(________ ___ ·----....--- - ____________ ,

j

i (I)

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Pa_ge 7of13 GARCIA, ORLANDO L. 05/07/2009

VII. INVESTMENTS and TRUSTS -- income, "'""e, 1ransuc1ions r1nc11111es those of spouse l11u111epe1111en1 chui1re11: see PP· 14-60 1tffilinc ins1r11c1io11s.J

0 NONE (No reportable income, assets, or transactions.) ------r-----------r

C. D.A. I iIncome during Gross value al end of Transactions during reporting period Deseriplion of Assets

(including trust assets) reporting period

(2) i (2)(2) (3) (4) (5)(I) I !I )i

I i Type (e.g., !Place "(X)" after each asset

exempt from prior disclosure

Amount Type (e.g., I Value Value Value

Code 2 Method buy, sell, Month - i Code 2 Date Gain

Code I ldcntily of

buyer/seller (A-1-1) orinl.) (J-P) Code 3 redemption) Day i (J-P) i (A-H) (if privalc

(Q-W) i ! ! transac1ion)! --·----···-·-------- ____________l__ I ___l__ ---- --·____i_ ___-----1.. _________________ -----

52. EATON VANCE DIVIDEND BUILDER F UNO

53. DIAMOND HILL LONG-SHORT FUND C L

54. BLACK.ROCK FUNDS GLOBAL ALLO CAT

55. ALLIANCEBERNSTEIN GLOBAL REAL ESTATE

56. FIRST EAGLE SOGEN FD INC GOLD FD A

57. FIRST EAGLE SOGEN FD INC GOLD FD

58. FIDELITY ADVISOR SER I LEVERAG ED CO STOCK FD INSTUL CL

59. FEDERATED ADJUST ABLE RA TE S ECURIT!ES FUND

60. ROOSEVELT MULTI-CAP

61. BLACK.ROCK GNMA PORT INST SHS

62. FEDERATED EQUITY FDS PRUDENT B EAR FD CL A

63. SUN AMERICA STRATEGIC BOND FUN D CL A

64. lVY FD GLOBAL NAT RES FD CL A

65. FlRST EAGLE SOGEN FD INC GLOBAL FD CL A

66. EATON VANCE DJVIDEND BUILDER F UND CLASS A

67. BLACK.ROCK FUNDS GLOBAL ALLO CATION CL A

68. ING FUNDS GLOBAL REAL EST A TE CL A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Int./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Buy

Buy

Buy

Buy

Buy

Buy

I 0/8 J

10/8 J

10/8 J

I 0/8 J

I 116 J

12/19 J A

12/19 J

12/19 K

12/19 K

12/19 K A

12/19 K

1/29 K

1/29 J

1/29 J

1/29 J

1/29 K

1/30 J

.

I. Income Gain Codes: A =$ l ,000 or less B =S 1.00 I - 52.)00 c =52.501 - S5.000 D=55.001-Sl5.000 E =St5.00t - 550.000

{Sec Columns BI and D4) f=$50,001 -5100.000 G =Sl00.001 -51.000.000 11 t =51,000.001 -55.000.000 112 =More than $5.000.000

2. Value Codes J =$15,000 or less K =515,001 - 550,000 L=550.001 -5100.000 M =5100.001 -5250.000

(Sec Columns Cl and 03) N =S250.00J - S500.000 O =$500,001 -SJ,000,000 Pl =51,000.001 -s5.ooo.ooo P2 =55.000.001 - $25,000.000

P3 =S25,000.00I - 550.000.000 P4 =More than S50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Eslatc Only) S =Assessment T=Cash Market

(Sec Column C 2) U =Book Value V=Other W =Estimated

-------------------

I ;

(Jr

ro ing re:�H--;�o

ni1rc��---t-----il ----

T(- -1<3l'C4)

T-

J__ -W) _____________ L

FU1

- - - - ------- ---------------------- ----------

Date of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT Page 8of13 GARCIA, ORLANDO L. 05/07/2009

VII. INVESTMENTS and TRUSTS --income, v11/11e, tra11suctio11s (Jnc/1u/es those of spouse llllli 1/epe11de11/ cltiltlren; see PP· 34-60 ofjili11g i11structions.)

D NONE (No reportable income, assets, or transactions.) r· ;A. 8. c. D.l

Description of Assets lncomc during

.

j Gross value at end of Transactions during reporting period I (including trust assets) 1 --(5)------i

·

Place "(X)" after each asset I Amount I Type (e.g., 1 Value i Value i Type (e.g., i Date ! Value ! Gain i Identity of exempt from prior disclosure I Code I ! div., rent, Code 2 Method buy, sell, Month - ! Code 2 i Code I ! buyer/seller

l (A-H) ! or int.) (J-P) Code 3 redemption) Day i (J-P) I (A-H) (if private !

i !l_ _ _ _l_____ _ J___________ _J___ ______ -- ----- _______ ________J____nsa

_ --------·-J

69. DJAMOND HILL LONG-SHORT FUND C L A

70. GOLDMAN SACHS TR BRIC FUND CLA SS A

71. SUNAMERICA STRATEGIC BOND F UNO

72. MATTHEWS ASIAN GROWTH & INC OME

73. LOOMIS SAYLES FDS II STRATEGIC IN c

74. IVY FD GLOBAL NAT RES FD CL A

75. FIRST EAGLE SOGEN FD INC GLOBAL F

76. EA TON VANCE DJVI DEND BUILDER F UN

77. DJAMOND HILL LONG-SHORT FUND C L

78. BLACK.ROCK FUNDS GLOBAL ALLO CAT

79. ALLIANCEBERSTEIN GLOBAL REAL E s

80. FIRST EAGLE SOGEN GLOBAL FD CL c

81. MATTHEWS ASIAN GROWTH & INC OMEFUND

82. MATTHEWS ASIAN GROWTH & INC OME

83. IVY FDS INC ASSET STRATEGY FD CL A

84. RYDEX SERIES FUNDS MANAGED

85. PIMCO DEVELOPING LOCAL MARK ETS

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

Int./Div.

Int./Div.

lnt./Div.

Int./Div.

Int./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Int./Div.

Int.ID iv.

lnt./Div.

lnt./Div.

1111./Div.

Int./Div.

lnt./Div.

Int./Div.

lnt./Div.

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

1/31 J

2/J J

2/J4 J

2/14 J

2/J4 J

2114 J

2/J4 J

2114 J

2/14 J

2/14 J

2/14 J

2/15 K

2/26 J

2/26 J

6125 J

7/23 J

8/20 J

I. Income Gain Codes: A =S l ,000 or less B =St ,00 I -52,500 C =52.50 I -55.000 D =55,001 - 515,000 E =5t5.00t -550,000

(Sec Columns BI and D4) F =$50,001 -St00,000 G =SIOO,OOt -Sl,000,000 111 =51,000,00 I - 55,000,000 112 =More than $5,000,000

2. Value Codes J =S 15,000 or less K =515,001 -550,000 L =550.001 - 51 00.000 M =5t00.001 - 5250.000

(Sec Columns Cl and 03) N =$250,001 - SS00,000 0 =SS00,00 I - S1.000.000 Pl =Sl.000,001 - SS,000,000 P2 =SS,000,001 S25,000,000-

PJ =S25,000.00 t -550,000,000 P4 =More than S50,000,000

3. Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value \/'-"Other W ::oEstnnatctl

f ___ (2-) --+--(I) ---!(2)!{3)-;--{4)!----{s)---,

!

________ (A

- J__

FU1

---·-·-·----··--·-----------·----- ·--·--·-----·-

FINANCIAL DISCLOSURE REPORT Name of Person Rc11orting Date of Report

Page 9of13 GARCIA, ORLANDO L. 05/07/2009

VII. INVESTMENTS and TRUSTS -- income, ""'"e, 1ra11.mc1ir111s r111c111c1es those ofspouse um1 c1epende111 children; see""· 34-60 ofJili11c i11srruc1ions.J

D NONE (No reportable income, assets, or transactions.)

! I I

. . -

· -i1--

·-­r l e

p

1c0o r

1

t n1

_ n

. ! g d p u e r r in

1_ -

0gd

-­, - Gr::, val at

-: n

:: - --­

reporting period

A. D. Description ofAssets Transactions during reporting period

(including trust assets) i{i)i (2) (I)

Place "(X)" after each asset /Amount I Type (e.g., Value Value Type (e.g., : Date I Value Gain i ldenlity of '

exempt from prior diselosure I Code I ! d iv., rent, Code 2 Method buy, sell, Month - I Code 2 : Code I . buyer/seller

L__ _ _ l _

n)___ J_ :_l_ --

-

redemption) _L

Day

_J -=-J_( - H ti(! :: )

86. RYDEX SERIES FUNDS MANAGED A URES STRATEGY CL H

87. PIMCO DEVELOPING LOCAL MARK A ETS FUND CLASS I

88. PIMCO FDS PAC JNVT M REAL RETU ARN BOND FUND INSTL CLASS

89. MATTHEWS ASIAN GROWTH & INC A OME FUND

90. LORD ABBETT GLOBAL DEVELOPING A MKTS FD CL A

91. IVY EDS !NC ASSET STRATEGY FD CL A A

92. FIRST EAGLE SOGEN GLOBAL-I A

93. DIAMOND HILL LONG-SHORT FUND C A LA

94. ROOSEVELT MULTI-CAP A

95. BLACKROCK FUNDS GLOBAL ALLO A CATION !NSTIT

96. BLACKROCK ALL-CAP GLOBAL RE A SOURCES CL-I

97. PRUDENT BEAR FDS INC A

98. FIRST EAGLE SOGEN FD INC GOLD FD A A

99. FEDERATED ADJUSTABLE RATE S A ECURJTIES FUND

100. ROOSEVELT MULTl-CAP A

JOI. BLACK.ROCK GNMA PORT INST SHS A

102. FIRST EAGLE SOGEN FD INC GOLD FD A

I. Income Gain Codes: A 5t ,000 or less

(Sec Columns Bl and 04) r 550,001 - s100,ooo

2. Value Codes J =$15,000 or less

(Sec Columns Cl and 03) N S250,00 I . S500,000

P3 =S25,000,00I -550,000,000

3. Value Method Codes Q =Appraisal

(Sec Column C2) U =Book Value

Jnt./Div.

Jnt./Div.

Int./Div.

Jnt./Div.

lnt./Div.

lnt./Div.

Int./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

lnt./Div.

Inl./Div.

Int./Div.

lnt./Div.

Int./Div.

Int./Div.

B Sl,001-52,500

G 5100,001 -51,000,000

K 515,001 -550,000

0 =S500,00J - Sl,000,000

R =Cost (Real Estate Only)

V =Other

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

c 52,501 -55,ooo

fll =Sl,000,001 -55,000.000

L 550,001 - 5100,000

PI =S1,000,00 I · S5,000,000 P4 More than 550,000,000

S =Assessment W =Estimated

9/16 J

9116 J

9116 J

9/16 J

9116 J

9116 K

9116 J

9/16 J

9/16 J

9/16 K

9116 J

10/6 K

10/6 J

10/6 K

10/6 K

1016 K

10/8 J

o s5,00I -Sl5.000

112 =More than SS,000,000

M =SI00,001 -5250.000

P2 =S5.000,00 I - $25,000.000

T =Cash Market

E 5ts.001 - 550,000

·----·-----..-­ --­ ..·-·---·--­ - ---·-

r1-) -im---.----(ll-

FU1

----------- --------·-------

r<1) 1 (2) - --m-!(3)_(4)1 _________ <5> ______ _.c

Name of Person Reporting Date of Rc11ort FINANCIAL DISCLOSURE REPORT Page 10of13 GARCIA, ORLANDO L. 0510712009

VII. INVESTMENTS and TRUSTS -- income, Vt1/11e, frt/11.WIClion.\' (lnc/11(/es those f)/'Spo11se 11111/ depe11de11r chi/tlren; see /1/1· 34-611 tifjiling i11str11crio11s.)

D NONE (No reportable income, assets, or transactions.) ----------r-----·---·-------: ------·- - -----··- -i-----·--- ----·----..---·------------··-----------------

A. ' B. ! C. D.i Description of Assets ! Income during ! Gross value at end of i Transactions during reporting period j___ reporLing period l rcporling period

i Amount

{including trust assets)

Place "(X)" after each asset Value Gain 1' Identity of Type {e.g., Value l Date IValue Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 1! Method buy, sell, I I I' {A-H) or int.) {J-P) Code 3 redemption) · I ' , {Q-W)

_[____________________J_______J________ _ __ J_ ·---- ----- - - ----------- ------ -

103. FEDERATED ADJUSTABLE RATE S A lnt./Div. Buy ECUR

-Month i Code 2 i Code I buyer/seller' ' iDay J {J-P) / {A-H) (if private

' transaction) __________ _ - -------'-·-·-·----- --·- ·---L______ '

I 0/8 J

104. BLACKROCK GNMA PORT INST SHS A Int./Div. Buy 10/8 J

I 05. PERMANENT PORTFOLIO PERM PORT A Int./Div. Buy I 0/9 J

106. FIDELITY ADVISOR SER I LEVERAG A lnt./Div. Buy 10116 J ED

107. FIDELITY ADVISOR SER I LEVERAG A Interest Buy 10/23 J ED CO STOCK FD INSTL CL

I08. IVY FDS INC ASSET STRATEGY FD CL A Int./Div. Buy A

109. FIDELITY ADVISOR SER I LEVERAG A Inl./Div. Buy ED CO STOCK FD INSTL CL

110. RYDEX SERIES FUNDS MANAGED A Int./Div. Buy URES STRATEGY CL H

11 l. PIMCO DEVELOPING LOCAL MARK A lnt./Div. Buy ETS FUND CLASS I

112. PIMCO EDS PAC INVT M REAL RETU A Int./Div. Buy RN BOND FUND INSTL CLASS

113. MATTHEWS ASIAN GROWTH & INC A lnt./Div. Buy OMEFUND

114. LORD ABBETT GLOBAL DEVELOPING A Int./Div. Buy MKTSFD CL A

115. IVY FDS INC ASSET STRATEGY FD CL A lnt./Div. Buy A

116. FIRST EAGLE SOGEN GLOBAL-I A lnt./Div. Buy

l 17. DIAMOND HILL LONG-SHORT FUND C A Int./Div. Buy L A

I I 8. DELAWARE POOLED TR DIVERSIFIED A Int./Div. Buy INCOME FD CL A

119. BLACKROCK FUNDS GLOBAL ALLO A Int./Div. Buy CATION INSTIT

1115 J

11/5 J

12/I9 J

12/19 J

12/19 J

12/19 J

12/19 J

12/19 J

12/19 J

12/19 1

12/19 J

12/19 K

-- ·----------------------

I. Jncomc Gain Codes: A =SJ,OOOor less B =Sl,OOt - 52,500 c =$2.501 -55.000 D =55.001 -St5,000 E =515.00t - SS0.000

(Sec Columns Bl and 04) f =S50,00I - St00,000 G =StOO,OOt - Sl.000,000 J-lJ =St,000,00t - 55.000,000 1-12 =More than 55,000.000

2. Value Codes J =SJ5,000 or less K =St5,00J - 550.000 L =550,00 1 - SI 00,000 M =5100.00t - 5250,000

(Sec Columns Cl and 03) N =S250,00 I - S500,000 0 =S500,00J - S 1,000,000 Pl =Sl.000,001-S5,000,000 P2 =S5,000,00J - 525.000,000

P3 =$25,000,00 I -$50,000,000 P4 =Moro than 550,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of Report

Page 11 of 13 GARCIA, ORLANDO L. 05/07/2009

VII. INVESTMENTS and TRUSTS --income, l'llille, t1w1s11ctio11s (Includes those of>pouse t11lll depe11de111 chi/1/ren; see pp. 34-60 o/jiling ins/ructions.)

D NONE (No reportable income, assets, or transactions.) ---------·1- --------------,------··· ··----1- --------·-·-·-. -------·-- ·--··--·· - -

A. - D.i B. i CDescription of Assets Income during ) Gross value at end of Transaclions during reporting period j

(including lrust assets) I reporting period reporting period i , - - -rw-----i---(2)-�:--c i)i- (2)-i--(1)-- -(2)- -c3)-· - "(4j- ----(5)

Place "(X)" after each assel ! Amount I Type (e.g., i Value J Value f Type (e.g., Date : -

Value i Gain ldenlity of exempt from prior disclosure i 1 ' div., rent, · Code 2 ' Method I buy, sell, Month - I Code 2 ' Code I buyer/sellerCodei I (A-H) or int.) i (J-P) Code 3 redemplion) Day I (J-P) (A-H) (if private i 1! ! I, i (Q-W) lransaction)

l--------·- -------------··----·----- _ _L_ .. ___ __J_. ---- ·- _ __ _J___ -··· . . _____:_________L ______;·

120. BLACKROCK ALL-CAP GLOBAL RE SOURCES CL -I

A Inl./Div. Buy 12/19 J

121. ALLIANCEBERSTEIN GLOBAL BOND F D CL A

A lnt./Div. Buy 12/19 J

122. IVY FDS INC ASSET STRATEGY FD CL

A A lnt./Div. Buy 12/19 J

123. FIRST EAGLE SOGEN GLOBAL-i A lnl./Div. Buy 12119 J

124. BLACKROCK FUNDS GLOBAL ALLO CAT

A lnt./Div. Buy 12/19 J

I. Income Gain Codes:

(Sec Columns Bl and 04)2. Value Codes

A =S 1,000 or less

F=S50.00I -5100.000

J =S 15,000 or less

ll =S 1,00 I -52.500

G =5100,001 -SL000.000

K =5 15.001 -550.000

c =$2,501 - $5,000

111 =S 1,000.00 I -55.000.000

L =$50.00 I - S !00.000

D =S5.00 I - S 15,000 112 =More 1han 55,000.000 M =SI00.001 - $250,000

t =$15.001 - 550.000

(Sec Columns CJ and 03) N =5250.001 - $500,000

PJ =525,000,001 -550.000,000

0 =$500,00 1 - S 1,000.000 Pl =Sl,000,001 -S5.000,000 P4 =More than 550,000.000

P2 =S5,000,001 - 525.000,000

3. Value Method Codes Q =Appraisal R =Cos1 (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value \I =Other W =Estimated

FINANCIAL DISCLOSURE REPORT

Page 12of13

NamC! of Person Reporting

GARCIA, ORLANDO L.

Date of Report

05/07/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/111/ici1le p111·tofReport.)

FINANCIAL DISCLOSURE REPORT

Page 13of13

Name of Person Reporting Date of Report

GARCIA, ORLANDO L. 0510712009

IX. CERTIFICATION.

I certify that all infor.mation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

'FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544