gary a feess financial disclosure report for 2010

8/3/2019 Gary A Feess Financial Disclosure Report for 2010

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AO IORev . 1 /2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app..~" I01-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)Fe e ss , Ga ry A.

4. T i t le (Art ic le I I I judges ind ica te act ive o r sen io r s ta tus;magis t ra te j udges indicate fu l l - or pan- t ime)

2. Court or OrganizationU.S.D.C., Central Dis tric t CA

5a . Repor t T:~ve (check appropr ia te t )pe)] Nomina t ion , D a t eU .S. D i s t r i c t Judge - - Ac t ive

7. Chamber s or O f f ic e A ddr es s2 5 5 E as t Temple S t ree tSu i t e 730Los Ange le s , CA 90012

[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

R e v i e w i n g O f f i c er Date

3. D a t e o f R e p o r t05/I 2/201 I

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . ( R e , o r t i, g i n d i v i d u a l o . l y ; s e e r r . 9 . 1 3 of filing instructions.)~ N O N (No repo rtableposi t ions.)

P O S I T I O N

2.

3.

4.

5.

N A M E O F O R G A N I Z A T I O N / E N T I T Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of fillng instructions.)N O N E (No reportable agreements.)

DATEI.

2.

PARTIES AND TERM S


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N a m e o f P e r so n R e p o r t i n gFINANCIALDISCLOSUREREPORT] Feess, Gary A.Page 2 of 8

I II . N O N - IN V E S T M E N T I N C O M E . ~R,po.ing individual a n d s p o u s e ; s e e p p . 17-24 of f i l ing instruct ions. )A. Filers Non-Investment Income

~] (No reportable income.)ONE non-investmentD A T E S O U R C E A N D T Y P E

2.3.4.

D a l e o f R e p o r t05/12/201 I

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f .you were married dur ing any port ion of the report ing year, complete this sect ion.(Dollar a m o u n t not requi red except for honorar ia. )

N O N E (No reportable non-investment income.)

1 .2 0102.3.4.

DATE SOURCE AND TYPEwages, Los A nge les County Dis t r ic t At torney s Of f ice

I V . R E I M B U R S E M E N T S - t r an s por ta t ion , I odgln g , food , entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of fi l ing instructions.)

- - -] N O N E (No reportable reimbursements.)

3.4.5.

S O U R C E D A T E S LO C A T IO N P U R P O S EUS C ou r t s 8/16/2010-8/19/2010 Ma u i , HI 9 l h C i r c u i t C o n f e r e n c e

ITEMS PAID OR PROVIDEDA i r f a r e , m i l e a g e , l o d g i n g , m e a l s ,regis trat ion


3/8

FINANCIAL DISCLOSURE REPORTPage 3 of 8

N a m e o f P e r so n R e p o r t i n gF e e s s , G a r y A .

D a t e o f R e p o r t0 5 / 1 2 / 2 0 1 1

V . G I F T S . a . a u d e s , h o s e , o s p o u s e o . d d e p e . d e . , children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V l . L I A B I L I T I E S . a, ,a , ,d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)N O N E (N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 8

N a m e o f P e r s o n R e p o r t in gFeess, Gary A.

D a t e o f R e p o r t05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.come, ,otae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of A ssets In co m e d uring( i n c l u d i n g t rust a sse ts) reporting period

O) (2)Place "(X)" after each asset Amount Type (e.g.,

exempt f rom pr ior d isc losure C ode 1 div., rent,( A - H ) o r i n t . )

Gross value at en do f r e p o r t i n g p e r i o d(I) (2)

V a lu e Va lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain

m m / d d / y y Code 2 . Code I(J-P) i (A-H)

( 5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

1. AmgenCommon Stock None L2. Heartland Value M utual Fund None N

TT

4.

5.

6.

Intel Comm on Stock

Lucent Technologies Comm on Stock

Dividend

None

L

J

TT

Sold 11/01/10 K( p a r t )

M utual SERIES Discovery Fund D Dividend

Chevron Texaco D Dividend

N

LTT

Sold 04/09/10 K( p a r t )

7. Vanguard W ell ington Fund C Dividend

8. Proctor & Gam ble B Dividend

M

L

TT

9. Velocity HSI None

1 0 . Qualcomm A Dividend

II . Oclaro None

J

K

J

T

T

T

1 2 . Johnson & Johnson B Dividend L

1 3 . B a n k o f A m e r i ca A D i v i d e n d J

1 4 . Coca Cola D Distribution Sold 09/20/10 K D

1 5 . Transcanada Corporation B Dividend

1 6 . Colgate Palmolive B Dividend

1 7 . Citigroup None

K

LJ

T

TT

I. In co m e G ain C od es : A = $1,000 o r less B = $1.001 - $2 .500 C = $2,501 - $5 ,000( Se e C o lu m ns BI a nd D- l) F = $5 0.00 1 - $ 100 .000 G = $ 1 0 0 1 0 0 l - $ 1 , 0 ( } ~ . 0 0 ~ 1 H I =$1.000,001 - $5.0@),0~0

2 . Va lu Co d e s J $ 1 5.00~ o r l e ss K $ 15 .0 0 1 -$ 5 0 .0 ~ ) L=$5 0 ,001-$100 . 000(S e e Co lumn s CI a n d D 3) N = $250.001 - $500,000 O =$5 0~. 001 - $1 . 0~ . 000 PI =$1.0~0.001 - $5,000,000

P3 -$25.0~0,001 - $50.000.000 P4 =More than $50,00~,0003 . V alu e Method C od es Q =Appraisal R Co ~l (Re a l E s ta te O n ly) S = As s es s ment(S ee C o lu m n C 2) U = Bo o k Value V = Olhc r W = Es t imatcd

D =$5.001 - $ 15,000H2 =More than $5,000,000M =$ 100,001 - $250,000P2 =$5,0~k0~1 - $25,00~.000T = C a s h M a r k e t

E =$15,001 - $50,00~


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N a m e o f P e r so n R e p o r t i n gFeess, Gary A.

D a t e o f R e p o r t05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A -H) or i n t . )

G r o s s v a l u e at endof r e p o r t i n g p e r i o d

(t) (2)V a lu e Va lu eC o d e 2 M e t h o d(J-P) (ode 3

( Q - W )

(1 )Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value G a i nm m/dd /yy C o de 2 C o d e I

( J - P ) ( A - H )

( 5 )Identity of

buyer/se l le r(if private

transaction)

1 8 . P e p s i co , I n c . B D i v i d e n d K

1 9 . K i nde r Mor gan E ne r gy P t r s C D i v i d e n d L

20 . P a y C h e x B D i v i d e n d K

21 . B e r k s h i re H a t h a w a y N o n e L

22 . WaI-Mar t B D i v i d e n d L

TTT Bu y

(addl)T S o l d( p a r t )T

02/04/10112/21110

K

K D

23 . D o d g e & C o x l n t l N o n e M T2 4 . D I A M e d i u m N o n e L T25 . Ebay None K T

26 . Carm ax None L T27. Cemex S.A.B. N o n e K T

28 . F a s te n a l C o . C o m . A Dividend L T29 . W a l g re e n C o . C o m .30 . Novanis Ag.31 . Vulc an Mate r i a l s

A Dividend K T

B Dividend L T

A Distribution S o l d 09/20/10 J A

32 . Com pas s Mine ra l s ln t l

33 . Microsoft

B Dividend

A D i s t r i b u t i o n

T

Sold 04/09110 K A34. Exelon D D i v i d e n d M T Bu y 02104/I 0 K

I. Income Gain C odes :t S e e C o l u m n s B I a n d D ~ )

2.V alue C o des( S e e C o l u m n s C I a n d D 3 )

3. V alu e Method C odes( S e e C o l u m n C 2 )

A =$1,000 or lessF -$50.0{)1 - $100,000J =$15,000 or lessN -$2 50.001 - $500,00~P3 $25.0~0.0~1 - $50.00~.000Q =AppraisalU = Book V alu e

B=$1,001 - $2,500G=$100,001 - $1.0~1,0~0K =$15,001 - $50.0~OO=$500,001 - $1,000.000R Co s l (Re a l E s ta te O n ly)V O ~ h e r

C =$2,501 - $5,000H I =$ 1 ,009.0~ I - $5,1~).000L =$5 0,001 - $ 1 0 ~ , 0 0 0PI =$1,000,001 - $5,0~0,000P4 =More than $50,0~0.0~0S = As s cs s mcnlW = Es t imated

=$5,0{)1 - $15,000H2 =More than $5,00~,000P2 =$5.000,001 - $25,0~O,000

= C as h Mar ket

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gF e e s s , G a r y A .

D a t e o f R e p o r t05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)---] N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets In com e d uring G ro ss va lue a t e n d Tran saction s during repo rting period( inc luding t rus t asse ts ) reporting period of reporting period

0) (2) O) (2) O) (2) (3) (4) (5 )Place "(X)" after each asset A mo un t Ty pe (e.g ., Valu e Va lu e Type (e.g., D a t e Value Gain Identity ofexempt f rom pr ior d isc losure C o d e I div., rent, C o d e 2 Method buy, se l l , m m !d d/yy C od e 2 C ode 1 buyer/se l le r(A-H) o r i n t . ) (J-P) C o d e 3 redem ption) (J-P) (A-H) (if private

(Q-W) i transaction)

35 .

36 .

37 .

Bu y 04/22/10 K(add l )Bu y 05/20/10 K( a d d l )Bu y 06/02/10 K

( a d d l )

I. I n c o m e G a i n C o d c s :( S e e C o l u m n s B I a n d

2, V alu e C odesI S e e C o l u m n s C I a n d D 3 )

3,Val ue M c t h o d C o d eslScc C olu mn C 2}

A=$1.090 or lessF-$50, 0~1 - SI00.0~J =S 15.0~O or lessN =$250.001 - $5~0.000P 3 =$25.000.091 - $50.00~.000Q=AppraisolU = Book V alu e

13 -$1.0~31 - $2,500G=$100.0(11 - $1,0~0.0~K =$15,001 - $50.0~OO = $ 5 0 0 . 0 { ) 1 - $ 1 , 0 ~ 0 . 0 0 0R = C os t ( R ea l Es t a t e O n l y }V -O th e r

C =$2.501 - $5,000H 1 =$ 1 .000,001 - $5,0~,00~L -$50.001 - $100.0~0PI =$ 1,000.001 - $5,000,000P4 =More than $50,000,0~0S = As s es s mentW = Est imaled

=$5 . ~1 - $15 ,000H 2 =M o o e t h anM =$100,001 - $250.000P2 :$5,090.1~01 - $25,000,000

= C as h Mar ket

E =$15,001 - $50.0~0


7/8

FINANCIAL DISCLOSURE REPORTPage 7 of 8 Ia m e o f P e r s o n R e p o r t in gF e e s s , G a r y A . Date of Report05/12/201 I

V II I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a.dico,opa, of report.)


8/8


Nam e of P e r son Repor t ingF e e s s , G a r y A .

Date of Repor t05/I 2/201 I

IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .! f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S[ Gary A. Feess

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a pp . 10 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t ive O f f ice o f t h e U n i t e d S t a te s C o ur t sSui t e 2 -301O n e C o l u m b u s C i r cl e , N . E .W a s h i n g t o n , D . C . 2 0 5 44

gary a feess financial disclosure report for 2010

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