george k. baum & company comments on regulatory notice 14-02 · 2015-07-10 · george k, baum...

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Page 1: George K. Baum & Company Comments on Regulatory Notice 14-02 · 2015-07-10 · George K, Baum & Company INVESTMENT BANKERS SINCE 1928 March 28, 2014 Marcia E. Asquith Office of the

Page 2: George K. Baum & Company Comments on Regulatory Notice 14-02 · 2015-07-10 · George K, Baum & Company INVESTMENT BANKERS SINCE 1928 March 28, 2014 Marcia E. Asquith Office of the

Page 3: George K. Baum & Company Comments on Regulatory Notice 14-02 · 2015-07-10 · George K, Baum & Company INVESTMENT BANKERS SINCE 1928 March 28, 2014 Marcia E. Asquith Office of the

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