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GEOTECHNICAL ENGINEERING ECG 503 LECTURE NOTE 07 3.0 ANALYSIS AND DESIGN OF RETAINING STRUCTURES

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GEOTECHNICAL ENGINEERING

ECG 503

LECTURE NOTE 07

3.0 ANALYSIS AND DESIGN OF

RETAINING STRUCTURES

LEARNING OUTCOMES

Learning outcomes:

At the end of this lecture/week the students would

be able to:

Understand types of retaining walls

TOPIC TO BE COVERED

Types of Retaining Structures

LATERAL EARTH PRESSURE

Introduction & Overview

2.1 Introduction and overview

Retaining structures such as retaining walls, basement

walls, and bulkheads are commonly encountered in

foundation engineering, and they may support slopes

of earth mass.

Proper design and construction of these structures

require a thorough knowledge of the lateral forces that

act between the retaining structures and the soil mass

being retained.

• Retaining walls are used to prevent the retained material from assuming its natural slope. Wall structures are commonly use to support earth are piles. Retaining walls may be classified according to how they produce stability as reinforced earth, gravity wall, cantilever wall and anchored wall. At present, the reinforced earth structure is the most used particularly for roadwork

3 basic components of reinforced earth wall

• Facing unit – not necessary but usually used to

maintain appearance and avoid soil erosion

between the reinforces.

• Reinforcement – strips or rods of metal, strips

or sheets of geotextiles, wire grids, or chain link

fence or geogrids fastened to the facing unit

and extending into the backfill some distance.

• The earth fill – usually select granular material

with than 15% passing the no. 200 sieve.

Component of E.R. Wall

Types of Retaining Wall

Retaining Wall

Gravity Walls

Embedded walls

Reinforced and anchored earth

The various types of earth-retaining structures

fall into three broad groups.

EARTH RETAINING STRUCTURES

Gravity Walls

Gravity Walls

Masonry walls

Gabion walls

Crib walls

RC walls

Counterfort walls

Buttressed walls

EARTH RETAINING STRUCTURES

Gravity Walls

Unreinforced masonry wall

EARTH RETAINING STRUCTURES

Gravity Walls

Gabion wall

EARTH RETAINING STRUCTURES

Gravity Walls

Crib wall

EARTH RETAINING STRUCTURES

Gravity Walls

Types of RC

Gravity Walls

EARTH RETAINING STRUCTURES

Embedded Walls

Embedded walls

Driven sheet-pile walls

Braced or propped walls

Contiguous bored-pile walls

Secant bored-pile walls

Diaphram walls

EARTH RETAINING STRUCTURES

Embedded Walls

Types of embedded walls

EARTH RETAINING STRUCTURES

Reinforced and Anchored Earth

Reinforced and anchored earth

Reinforced earth wall

Soil nailing

Ground anchors

EARTH RETAINING STRUCTURES

Reinforced and anchored earth

Reinforced earth and soil nailing

EARTH RETAINING STRUCTURES

Stability Criteria

Stability of Rigid Walls

Failures of the rigid gravity wall may occur

due to any of the followings:

Overturning failure

Sliding failure

Bearing capacity failure

Tension failure in joints

Rotational slip failure

In designing the structures at least the first three of the

design criteria must be analysed and satisfied.

EARTH RETAINING STRUCTURES

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Hydrostatic Pressure and Lateral Thrust

Earth Pressure at Rest

Active Earth Pressure

Passive Earth pressure

States of Equilibrium

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Hydrostatic pressure and lateral thrust

Horizontal pressure due to a liquid

LATERAL EARTH PRESSURE

Earth Pressure at Rest

Earth pressure at rest

Earth pressure at rest

z

σv

σh = Ko σv

A

B

If wall AB remains static –

soil mass will be in a state

of elastic equilibrium –

horizontal strain is zero.

Ratio of horizontal stress to

vertical stress is called

coefficient of earth

pressure at rest, Ko, or

v

ho K

z K K ovoh

Unit weight of soil = γ

tan c f

LATERAL EARTH PRESSURE

Earth pressure at rest .. cont.

Earth Pressure at Rest

LATERAL EARTH PRESSURE

Active Earth Pressure

Active earth pressure

Earth pressure at rest

z

σv

σh

A

B

Plastic equilibrium in soil

refers to the condition

where every point in a soil

mass is on the verge of

failure.

If wall AB is allowed to move

away from the soil mass

gradually, horizontal stress

will decrease.

This is represented by

Mohr’s circle in the

subsequent slide.

Unit weight of soil = γ

tan c f

ACTIVE EARTH PRESSURE (RANKINE’S)

(in simple stress field for c=0 soil) – Fig. 1

σX = Ko σz

σz

σzKo σzσx’A

ø

LATERAL EARTH PRESSURE

Based on the diagram :

pressure earthactive sRankine' of tcoefficien Ratiov

a

aK (Ka is the ratio of the effective stresses)

Therefore :

sin 1

sin -1 )

2 (45 -tan K

2

v

aa

It can be shown that :

aa

2

a

K 2c -Kz

)2

(45 - tan 2c -)2

(45 -tanz

Active Earth Pressure

LATERAL EARTH PRESSURE

aa K 2c -Kz

z

zo

aK 2c-

Active pressure distribution

Active Earth Pressure

aK 2c-

K z a

LATERAL EARTH PRESSURE

Active pressure distribution

Active Earth Pressure

Based on the previous slide, using

similar triangles show that :

a

oK

cz

2 where zo is depth of tension

crack

For pure cohesive soil, i.e. when = 0 :

czo

2

LATERAL EARTH PRESSURE

For cohesionless

soil, c = 0

aava Kz K

z

Active pressure distribution

Active Earth Pressure

K z a

LATERAL EARTH PRESSURE

Passive Earth Pressure

2.2.4 Passive earth pressure

Earth pressure at rest

z

σv

σh

A

B

If the wall is pushed into the

soil mass, the principal

stress σh will increase. On

the verge of failure the

stress condition on the soil

element can be expressed

by Mohr’s circle b.

The lateral earth pressure,

σp, which is the major

principal stress, is called

Rankine’s passive earth

pressure

Unit weight of soil = γ

tan c f

PASSIVE EARTH PRESSURE (RANKINE’S)

(in simple stress field for c=0 soil) – Fig. 2

σX = Ko σz

σz

σzKo σz σx’P

ø

LATERAL EARTH PRESSURE

Shear

str

ess

Normal stress

tan c f

C

D

D’

OA σpKoσv

b

a

σv

c

Mohr’s circle

representing

Rankine’s

passive state.

Passive Earth Pressure

LATERAL EARTH PRESSURE

For cohesionless soil :

Referring to previous slide, it can be shown that :

Passive Earth Pressure

pp

2

vp

K 2c Kz

)2

(45 tan 2c )2

(45 tan

sin 1

sin 1 )

2 (45 tan K

2

p

v

p

LATERAL EARTH PRESSURE

For cohesionless soil,

Passive pressure distribution

Passive Earth Pressure

z

Kz ppK2c

ppvp Kz K

LATERAL EARTH PRESSURE

In conclusion

Earth Pressure

Wall tilt

Passive pressure

At-rest pressure

Active pressure

Eart

h

Pre

ssu

re

Wall tilt

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Rankine’s Theory

Assumptions :

Vertical frictionless wall

Dry homogeneous soil

Horizontal surface

Initial work done in 1857

Develop based on semi infinite “loose granular” soil

mass for which the soil movement is uniform.

Used stress states of soil mass to determine lateral

pressures on a frictionless wall

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Active pressure for cohesionless soil

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Effect of a stratified soil

Effect of surcharge

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Effect of sloping surface

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Active pressure,

Passive pressure,

cos ''

vahaK

cos ''

vphpK

where)'cos - (cos cos

)'osc - (cos - cos

22

22

aK

a

22

22

p

1

)'cos - (cos cos

)'osc - (cos cos

KK

and

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Tension cracks in cohesive soils

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Effect of surcharge (undrained)

LATERAL EARTH PRESSURE

Types of Lateral Pressure

Passive resistance in undrained clay

LATERAL EARTH PRESSURE

The stability of the retaining wall should be checked against :

(ii) FOS against sliding (recommended FOS = 2.0)

(i) FOS against overturning (recommended FOS = 2.0)

Stability Criteria

moment Disturbing

momentResisting FOS

H

wpV

R

Bc P 0.7) -(0.5 tan RFOS

LATERAL EARTH PRESSURE

Stability Analysis

Pp

Ph

∑ V

A

The stability of the retaining wall should

be checked against :

2.3.1 FOS against overturning

(recommended FOS = 2.0)

moment Disturbing

momentResisting FOS

.. overturning about A

LATERAL EARTH PRESSURE

2.3.2 FOS against sliding

(recommended FOS = 2.0)

Stability Criteria

H

wpV

R

Bc P 0.7) -(0.5 tan RFOS

Ph

∑ V

Pp

Friction & wall base adhesion

LATERAL EARTH PRESSURE

B

6e

B

R q V

b 1

2.3.3 For base pressure (to be compared against the

bearing capacity of the founding soil. Recommended

FOS = 3.0)

Now, Lever arm of base resultant

Thus eccentricity

R

Moment x

V

x - 2

B e

Stability Criteria

LATERAL EARTH PRESSURE

Stability Analysis

Pp

Ph

∑ V

Base pressure on the founding soil

Stability Analysis

LATERAL EARTH PRESSURE

Figure below shows the cross-section of a reinforced concrete

retaining structure. The retained soil behind the structure and

the soil in front of it are cohesionless and has the following

properties:

SOIL 1 : u = 35o, d = 17 kN/m3,

SOIL 2 : u = 30o, = 25o , d = 18 kN/m3,

sat = 20 kN/m3

The unit weight of concrete is 24 kN/m3. Taking into account the

passive resistance in front of the wall, determine a minimum value

for the width of the wall to satisfy the following design criteria:

Factor of safety against overturning > 2.5

Factor of safety against sliding > 1.5

Maximum base pressure should not exceed 150 kPa

Worked example :

Stability Analysis

LATERAL EARTH PRESSURE

SOIL 2

2.0 m

0.5 m

0.6 m

2.9 m

2.0 m

GWT

4.5 m

SOIL 1

SOIL 2

30 kN/m2

4.0 m

THE PROBLEM

LATERAL EARTH PRESSURE

Stability Analysis

P1P3

SOIL 2

2.0 m

0.5 m

0.6 m

2.9 m

2.0 m

GWT

4.5 m

SOIL 1

SOIL 2

30 kN/m2

4.0 m

P2P4

PP

W41

W3

W2

W1

P5

THE SOLUTION

P6

LATERAL EARTH PRESSURE

Stability Analysis

271.035sin1

35sin -1

sin1

sin1o

o

1

aK

333.030sin1

30sin -1

sin1

sin1o

o

2

aK

00.330sin1

30sin 1

sin1

sin1o

o

2

pK

Determination of the Earth Pressure Coefficients

LATERAL EARTH PRESSURE

Stability AnalysisELEM. FORCE (kN/m) TOTAL

L. ARM

(m)

MOMENT

(kNm/m)

HORIZONTAL

Active

P1 0.271 x 30 x 2 16.26 4.5 73.17

P2 0.333 x 30 x 3.5 34.97 1.75 61.20

P3 0.5 x 0.271 x 17 x 2 x 2 9.21 4.17 38.41

P4 0.333 x 17 x 2 x 3.5 39.63 1.75 69.35

P5 0.5 x .333 x (20-9.81) x 3.5 x 3.5 20.78 1.167 24.25

P6 0.5 x 9.81 x 3.5 x 3.5 60.09 1.167 70.13

SUM 180.94 336.50

Passive

Pp 0.5 x 3 x 18 x 1.5 x 1.5 60.75 0.5 30.38

VERTICAL

W1 0.5 x 4.9 x 24 58.8 1.75 102.90

W2 0.6 x 4.5 x 24 64.8 2.25 145.80

W3 2 x 2.5 x 17 + 2.9 x 2.5 x 20 + 30 x 2.5 305 3.25 991.25

W4 0.9 x 1.5 x 18 24.3 0.75 18.23

SUM 452.9 1288.55

LATERAL EARTH PRESSURE

Stability Analysis

OK is it thus 2.5, moment Disturbing

moment Resisting 83.3

50.336

55.1288FOS

To check for stability of the retaining wall

(i) FOS against overturning > 2.5

(ii) FOS against sliding > 1.5

1.5 ..

60.75x 0.5 25tan .

R

P0.5 tan RFOS

o

H

pV

341

94180

9452

Thus it is not OK

LATERAL EARTH PRESSURE

Stability Analysis

B

6e

B

R q V

b 1

2.10 452.9

336.5 - 1288.55

R

Moment x

V

(iii) For base pressure

Now, Lever arm of base resultant

0.15 2.10 - 2.25 x - 2

B e

4.5

0.15 x 6

4.5

452.9 qb 1

Thus eccentricity

Therefore

Stability Analysis

LATERAL EARTH PRESSURE

qb = 120.8 and 80.5 kPa

Since maximum base pressure is less than the bearing pressure of the

soil, the foundation is stable against base pressure failure.

DISTRIBUTION OF BASE PRESSURE

80.5 kPa120.8 kPa

In conclusion the retaining wall is not safe against sliding. To

overcome this the width of the base may be increased or a

key constructed at the toe.

Group assignment NO. 1:

Form a group of 6 members in each group. Your task is to

write up a case study which involve a dam case failure in

Malaysia and a slope failure in Malaysia. Your report shall

consists of the history of each case, as examples;

amount of dam in Malaysia, their purpose, operation, etc.

Make sure your case study are not the same as others

groups. Penalties will be given accordingly for those who

ignore the warnings.

Date of submission : 08 October 2009

Group assignment NO. 2:

Form a group of 6 members in each group. Your task is to

write up a case study which involve a ground

improvement technique. Your shall selected a real project

which will consists of real soil problems and technique to

overcome the problems.

Make sure your case study are not the same as others

groups. Penalties will be given accordingly for those who

ignore the warnings.

Date of submission : 15 October 2009