governance indicators: baseline study

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Implemented by: : کننده تطبیقBMZ Country Strategy, Governance Indicators Baseline Study Dr. Akmal Samsor JS Consultancy Services

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Page 1: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

BMZ  Country  Strategy,  Governance  Indicators  Baseline  

Study Dr.  Akmal  Samsor  

JS  Consultancy  Services  

Page 2: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Outline

• Methodology  of  Qualita=ve  Data  Collec=on  • Biographic  Informa=on  of  FGDs  par=cipants  • Data  Analysis  Findings:  •  Sec=on  1:  Findings  about  the  development  projects  implemented  in  FGDs’  districts    •  Sec=on  2  :  Findings  about  the  quality  of  services  delivered  by  sub-­‐na=onal  adminstra=ve  bodies  •  Sec=on  3:  Findings  about  quality  of  services  delivered  by  sub-­‐na=onal  judicial  bodies    

Page 3: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan  Methodology     •  Focus  Group  Discussions  (FGDs)  used  to  collect  data  

• Data  was  collected  in  two  phases  •  In  phase  one,  data  from  Balkh,  Samangan  and  Baghlan  were  collected  •  In  phase  two,  data  from  Takhar,  Kunduz  and  Badakhshan  were  collected    

• Before  the  data  collec=on  all  the  data  collectors  were  trained  in  Balkh  and  Takhar  • A  team  of  two  persons  (1  facilitator  and  1  note  taker)  collected  the  data  

Page 4: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan  Methodology     •  Focus  Group  Discussions  (FGDs)  used  to  collect  data  

• Data  was  collected  in  two  phases  •  In  phase  one,  data  from  Balkh,  Samangan  and  Baghlan  were  collected  •  In  phase  two,  data  from  Takhar,  Kunduz  and  Badakhshan  were  collected    

• Before  the  data  collec=on  all  the  data  collectors  were  trained  in  Balkh  and  Takhar  • A  team  of  two  persons  (1  facilitator  and  1  note  taker)  collected  the  data  

Page 5: Governance Indicators: Baseline Study

German  Coopera<on  with  Afghanistan

Implemented  by:   تطبیق کننده: 

Methodology

Data  collec=on  training  in  Balkh   Data  collec=on  training  in  Takhar  

Page 6: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan  Methodology     •  FGDs’  Par=cipants:  community  

members  and  their  representa=ves  

•  Community  members  were  informed  to  par=cipate  in  FGDs  through  an  announcement  in  the  near  by  villages  of  the  district    

•  Par=cipa=on  in  the  FGDs  was  open  to  every  one    

•  The  objec=ve,  place  and  =me  was  clearly  men=oned  in  the  announcement    

FGD  in  Qala-­‐e-­‐Zal  district  of  Kunduz  

Page 7: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

FGDs  Par<cipants:  Informa<on

•  Total  No.  FGDs  =  18  •  Total  No.  FGDs’  Par=cipants=209  • Mean  No.  of  par=cipants  per  FGD=12  • Minimum  No.  of  par=cipants  per  FGD=8  • Maximum  No.  of  par=cipants  per  FGD=14  •  9  FGDs  were  conducted  among  males  and  9  FGDs  were  conducted  among  females  

Page 8: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Distribu2on  of  FGDs  par2cipants  by  Gender  

Female  52%  

Male  48%  

The  par=cipa=on  of  females  were  more  than  males  in  the  FGDs  

Page 9: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Distribu<on  of  the  FGDs  par<cipants  by  Occupa<on

House  Wife  30%  

Teacher  9%  Farmer  

14%  

Council  Members  

(Village,CDC,DDA)  12%  

Student  10%  

Others  25%  

Page 10: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Sec<on  1:  Findings  about  the  development  projects  implemented  in  FGDs’  districts  

During  the  FGDs  we  collected  data  regarding  :  1.  Types  of  the  development  projects  and  names    of  the  donors/  

implementers  of  the  projects;    2.  Par=cipa=on  of  the  community  members  and  their  representa=ves  in  the  

different  phases  of  the  development  projects;  and  

3.  Sugges=ons  to  improve  community  par=cipa=on  in  the  development  projects.    

Page 11: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Types  of  Development  Project  Implemented  in  the  18  Districts  

1.7%  

3.7%  

4.4%  

4.4%  

4.7%  

5.7%  

6.7%  

9.4%  

9.7%  

13.4%  

17.5%  

18.8%  

Women  Center  

Electricity  

Water  Schemes  

Canals  

Moseque  

Bridges  

Livelihood  

Health  Facility  

Wells  

P.  Wall  

Roads/Streets  

Schools  

Page 12: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Name  of  Funding  or  Implemen<ng  Agencies  of  the  development  projects

6  

6  

8  

8  

11  

12  

25  

33  

51  

59  

0   10   20   30   40   50   60   70  

Mission  East  

People  

IRD  

Afghan-­‐Aid  

Brac  

Unicef  

Don't  Know  

AK  

GIZ  

NSP  

Page 13: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Community  Par<cipa<on  in  the  different  phases  of  the  development  projects

0%  

10%  

20%  

30%  

40%  

50%  

60%  

70%  

80%  

Need  Assessment   Project  Design     Implementa2on   Monitoring   Aaer  Project  Completa2on  

Both  

Female  Only  

Page 14: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Method  used  by  implementer  for  community  need  assessment  

Mee=ng  with  Representa=ves  

36%  

Through  Councils  24%  

Mee=ng  with  People  20%  

Survey  12%  

Indvidual  Recommenda=on  

8%  

Page 15: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Sugges<ons:  To  improve  community  par<cipa<on  in  the  development  projects

1.5%   1.6%  

5.9%   7.3%  10.3%  

13.2%  16.2%  

44.1%  

0.0%  

5.0%  

10.0%  

15.0%  

20.0%  

25.0%  

30.0%  

35.0%  

40.0%  

45.0%  

50.0%  

Timely  Payment    

Listen   Neutrality/  Impar2ality  

Local  Man-­‐Power  

Need  Based  Projects  

Strengthen  Monitoring  

Used  Good  Quality  Material  

Mobilize  People    

Page 16: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Sec<on  2  :  Findings  about  the  quality  of  services  delivered  by  sub-­‐na<onal  adminstra<ve  bodies

We  collected  data  about  the  services  of  the  sub-­‐na=onal  adminstra=ve  bodies:    1.  Services  that  are  most  important  or  relevant  to  the  communi=es;  

2.  Standards  used  by  the  communi=es  for  quality  services;  3.  Sugges=ons  to  improve  the  quality  of  the  services;  and    

4.   Perceived  presence  of  the  corrupt  prac=ces  in  delivery  of  the  services.    

Page 17: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Services  delivered  by  the  sub-­‐na<onal  adminstra<ve  bodies  most  important  or  relevant  to  the  par<cipants

29.2%  

25.3%  

20.8%  

10.4%  7.8%  

3.9%   2.7%  

0.0%  

5.0%  

10.0%  

15.0%  

20.0%  

25.0%  

30.0%  

35.0%  

Health   Educa2on   Agriculture   Documents   Rural  Development    

Electricity   Legal  

Page 18: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Standards  used  by  the  FGDs  par<cipants  to  measure  the  quality  of  services  

The  data  shows  that:  •   availability  of  services,    •  level  of  community  par=cipa=on,    •  effec=veness  of  the  services,    •  efficiency  of  the  services,    •  technical  competence  of  the  staff  delivering  the  services,    •  =meliness  of  the  services,    •  presence  of  corrup=on,    •  durability  of  services  and    •  quality  of  products  delivered  to  clients    

were  some  of  the  standards  that  were  reported  by  the  FGDs‘  par=cipants  to  assess  the  quality  of  services  delivered  by  the  sub-­‐na=onal  administra=ve  bodies.  

Page 19: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Sugges<on:  Improve  the  quality  of  sub-­‐na<onal  administra<ve  bodies

30.8%  

25.6%  

14.1%  

14.1%  

10.3%  

5.1%  

Improve  the  Recruitment  Process  

Strengthen  the  M&E  System  

Provision  Of  Equipements  

Improve  Community  Par2cipa2on  

Capacity  Buidling  of  Staff    

Bribe  Preven2on  

Page 20: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Distribu<on  of  responses:  What  is  needed  to  fully  u<lize  services  delivered  by  sub-­‐na<onal  bodies

Influence  or  Money  Needed  93%  

No  Influence  or  Money  6%  

Don't  Know  1%  

Page 21: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Sec<on  3:  Findings  about  quality  of  services  delivered  by  sub-­‐na<onal  judicial  bodies  

We  collected  data  about  sub-­‐na=onal  judicial  bodies  :    1.  Modes  of  resolu=on  of  civil  disputes  and  reasons  for  using  informal  

system  for  resolu=on  of  civil  disputes;  2.  Perceived  quality  of  services  delivered  by  the  by  the  Hoqooq  Offices;  

and    3.  Perceived  presence  of  corrupt  prac=ces  in  the  services  delivered  by  

the  formal  judicial  system.    

Page 22: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Distribu<on  of  Responses:  How  civil  disputes  are  usually  resolved

Informal  Judicial  System  66%  

Formal  Judicial  System  34%  

Page 23: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Reasons  for  using  informal  system  for  dispute  resolu<on  

27.1%   27.1%  

17.8%  

13.1%  

9.3%  

5.6%  

0.0%  

5.0%  

10.0%  

15.0%  

20.0%  

25.0%  

30.0%  

Corrup2on     Time   Cost   Effec2veness  Shame  Factor   Trust  

Page 24: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Services  delivered  by  Hoqooq  Offices

•  Hoqooq  Offices  were  men=oned  by  a  very  small  percentage  (7%)  of  the  FGDs'  par=cipants  as  en=ty  to  resolve  the  civil  disputes  of  the  community  members  

 •  Majority  of  the  FGDs'  par=cipants  were  not  aware  of  the  services  delivered  by  the  Hoqooq  Offices  or  have  not  even  heard  the  name  of  the  Hoqooq  Offices  

•  Some  of  the  FGDs'  par=cipants  confused  the  name  of  the  Hoqooq  Office  with  Human  Rights  Commission  as  in  local  language  it  is  translated  as  "Hoqooq  Bashar"  and  this  similarity  in  name  might  have  resulted  in  confusion.  

Page 25: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Distribu<on  of  responses:  Is  it  possible  to  get  a  fair  decision  in  formal  judicial  system  without  influence  or  money

Some2mes  5%   Yes  

5%  

No  (Not  at  All)  90%  

Page 26: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Next  Steps  

• Design  quan==ve  survey  ques=onnaire  based  on  the  findings  of  the  FGDs  data  • Conduct  survey  in  the  representa=ve  sample  of  popula=on  in  the  18  districts    • Analyzed  data  of  the  quan==ve  survey  and  dral  report  •  Submit  final  baseline  report  

Page 27: Governance Indicators: Baseline Study

Implemented  by:   تطبیق کننده: 

German  Coopera<on  with  Afghanistan

Thank  You

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