Greater Chicago55 West Wacker Drive, Ste 800, Chicago, IL 60601 312-781-1100

Central Illinois3000 Kelly Lane, Springfield, IL 62711 217-787-5864

Indiana115 West Washington Street, Ste 1180-S, Indianapolis, IN 46204 317-819-1181

Iowa2530 73rd Street, Des Moines, IA 50322 515-309-9507

Minnesota490 Concordia Avenue, St. Paul, MN 55103 651-227-8014

Northern Minnesota424 West Superior Street, Ste 202 Duluth, MN 55802 218-726-4721

North Dakota212 North Second Street, Bismarck, ND 58501 701-223-5613

South Dakota108 East 38th Street, Ste 600, Sioux Falls, SD 57105 605-336-7222

Wisconsin13100 West Lisbon Road, Ste 700, Brookfield, WI 53005 262-703-4200

Penny Siewert, Chair Eagle, WI

Alan Rowe, Chair-Elect Marion, IA

John Emanuel, Secretary Milwaukee, WI

Craig Turner, Treasurer Indianapolis, IN

Joan Bommen Moorhead, MN

Michael Busk Indianapolis, IN

Jeffrey Cahn St. Paul, MN

Ravi Chandran Bolingbrook, IL

Terry Johnston Kankakee, IL

William Kempiners Springfield, IL

Roger J. Kuhle Indianola, IA

Audrene Lojovich Mendota Heights, MN

Michael Luken Watertown, SD

Steve Mielke Milwaukee, WI

Robert Reber Eden Prairie, MN

Jack Shapiro Deer Park, IL

Linda Smith Edwardsville, IL

Robert Sobie Glen Ellyn, IL

William Stephan Indianapolis, IN

Richard Sveum, MD St. Louis Park, MN

James Tammi North Barrington, IL

Richard Woellner, MD Minnetonka, MN

Harold WimmerPresident and Chief Executive Officer

The American Lung Association of the Upper Midwest is a recognized public

charity under Section 501(c)(3) of the Internal Revenue Code and is registered

to do business in the states of Illinois, Indiana, Iowa, Minnesota, North Dakota,

South Dakota and Wisconsin.

Year ended June 30, 2011

Assets Temporarily Permanently Unrestricted Restricted Restricted Total

CURRENT ASSETS Cash and cash equivalents $ 1,142,709 $ 355,169 $ - $ 1,497,878 Current receivables Accounts and grants receivable, net 2,784,865 - - 2,784,865 Pledges and bequests receivable, net - 38,393 - 38,393 Notes receivable 293,255 - - 293,255 Prepaid expenses and other assets Prepaid expenses 63,590 - - 63,590 Inventories 79,276 - - 79,276Total current assets 4,363,695 393,562 - 4,757,257

NONCURRENT ASSETS Investments 12,763,634 623,060 104,267 13,490,961 Noncurrent notes receivable 380,824 - - 380,824 Property and equipment, net 4,391,778 - - 4,391,778 Cash surrender value of life insurance policy - 58,659 - 58,659 Beneficial interest in gift annuities - 586,522 - 586,522 Beneficial interest in charitable trusts - 1,495,850 558,000 2,053,850Total noncurrent assets 17,536,236 2,764,091 662,267 20,962,594

Total assets $ 21,899,931 $ 3,157,653 $ 662,267 $ 25,719,851

Liabilities and Net Assets

CURRENT LIABILITIES Accounts payable and accruals Accounts payable - general $ 1,201,321 $ - $ - $ 1,201,321 Accounts payable - National 414,368 - - 414,368 Accrued expenses 283,930 - - 283,930 Deferred revenue 1,142,776 188,794 - 1,331,570 Accrued pension and postretirement plan liabilities 3,148 - - 3,148Total current liabilities 3,045,543 188,794 - 3,234,337

NONCURRENT LIABILITIES Deferred revenue 385,824 - - 385,824 Gift annuities obligations - 417,624 - 417,624 Accrued pension and postretirement plan liabilities 1,789,360 - - 1,789,360Total noncurrent liabilities 2,175,184 417,624 - 2,592,808

Total liabilities 5,220,727 606,418 - 5,827,145

NET ASSETS Unrestricted 16,679,204 - - 16,679,204 Temporarily restricted - 2,551,235 - 2,551,235 Permanently restricted - - 662,267 662,267

Total net assets 16,679,204 2,551,235 662,267 19,892,706

Total liabilities and net assets $ 21,899,931 $ 3,157,653 $ 662,267 $ 25,719,851

Year ended June 30, 2011

Assets Temporarily Permanently Unrestricted Restricted Restricted Total

OPERATING PUBLIC SUPPORT AND REVENUE Public support Direct mail Christmas Seals $ 1,825,763 $ - $ - $ 1,825,763 Other direct mail 3,186,119 - - 3,186,119 Vehicle donation program and miscellaneous 895,646 - - 895,646 Special events Special events gross revenue 2,250,926 - - 2,250,926 Special events direct expenses (533,770) - - (533,770) Other contributions Workplace giving 195,552 20,023 - 215,575 Memorials 294,755 1,175 - 295,930 Bequests 1,312,813 37,340 - 1,350,153 Individual gifts 258,563 137,298 400 396,261 Corporate gifts 30,377 124,739 - 155,116 Foundation gifts 29,016 59,925 - 88,941 In-kind contributions 5,401,366 - - 5,401,366 Total public support 15,147,126 380,500 400 15,528,026

Revenue Corporate grants 334,695 - - 334,695 Foundation grants 157,730 - - 157,730 Grants from other not-for-profit organizations 1,484,649 - - 1,484,649 Government grants 7,478,865 - - 7,478,865 Interest, dividends and royalties 491,390 - - 491,390 Rental income 45,902 - - 45,902 Program service fees 1,037,086 - - 1,037,086Total revenue 11,030,317 - - 11,030,317

Assets released from restrictions Workplace giving 20,023 (20,023) - - Memorials 1,175 (1,175) - - Bequests 147,375 (147,375) - - Individual gifts 168,129 (168,129) - - Corporate gifts 146,777 (146,777) - - Foundation gifts 57,875 (57,875) - -Total net assets released from restrictions 541,354 (541,354) - -

Sale of assets Sale of materials 166,677 - - 166,677 Other miscellaneous income 14,783 - - 14,783Total operating public support and revenue 26,900,257 (160,854) 400 26,739,803

EXPENSE Program services Asthma $ 2,644,116 $ - $ - $ 2,644,116 Environmental health 7,132,468 - - 7,132,468 Tobacco control 7,700,991 - - 7,700,991 Community health services 539,900 - - 539,900 Other lung health programs 2,704,966 - - 2,704,966 Research 927,893 - - 927,893Total program services 21,650,334 - - 21,650,334

Supporting services Fundraising 2,515,326 - - 2,515,326 Management and general 771,651 - - 771,651Total supporting services 3,286,977 - - 3,286,977

Assessments to National 1,221,404 - - 1,221,404

Total expense 26,158,715 - - 26,158,715

OPERATING CHANGE IN NET ASSETS 741,542 (160,854) 400 581,088

NONOPERATING CHANGE IN NET ASSETS Other pension and postretirement plan changes 111,298 - - 111,298 Change in split-interest agreements - 497 71,875 72,372Realized gain on disposal of property and equipment 2,583 - - 2,583Realized gain on investments 80,260 - - 80,260Unrealized gain on investments 1,607,275 - - 1,607,275

CHANGE IN NET ASSETS 2,542,958 (160,357) 72,275 2,454,876

Net assets - beginning of year 14,136,246 2,711,592 589,992 17,437,830

NET ASSETS - END OF YEAR $16,679,204 $2,551,235 $662,267 $19,892,706

Corporations, Foundations and Government Partnerships

$100,000 and aboveBaxter Healthcare CorporationBoehringer Ingelheim PharmaceuitcalsClearWay MinnesotaCommunity Health BoardCummins Crosspoint LLCHUD - Housing and Urban DevelopmentIllinois Corn Marketing BoardIllinois Department of Commerce and Economic Opportunity Illinois Department of Public HealthIllinois Emergency Management AgencyIowa Department of Public HealthMinnesota Corn Growers AssociationMinnesota Department of HealthPhadia US IncState of MinnesotaU.S. Department of Energy Clean CitiesUS Environmental Protection AgencyWisconsin Corn Promotion Board, Inc.

$25,000 – $99,999Anthem Blue Cross Blue ShieldCommunity Health Charities MNEICA Environmental Improvements for Children’s AsthmaHearst FoundationIllinois Soybean AssociationLeonardo TechnologiesMinnesota Soybean Growers AssociationNorth Dakota Commerce DepartmentNorthwestern Mutual FoundationOsborn & BarrSmith Bucklin CorporationUnited Soybean Board

$10,000 – $24,999Advocate Good Samaritan HospitalAL-CORN Clean FuelAmerican Family InsuranceBlue Cross Blue Shield of IllinoisCEFCUChiro One Wellness CentersClearWay MinnesotaCommunity Health Charities ILCommunity Health Charities WICommunity Health NetworkCommunity HospitalDuke EnergyExpress ScriptsFred C & Katherine B Anderson Foundation

The American Lung Association of the Upper Midwest gratefully acknowledges the following for their

outstanding leadership in supporting our mission.

Health AllianceIllinois Salon Departmental La Boutique 8/40Iowa Foundation for Medical CareJohnson Controls FoundationKCE Public AffairsKindred HealthcareMedica Health PlansMedtronic FoundationReinhart Boerner Van Deuren S.C.Saint Francis HospitalSC Johnson Fund, Inc.St. Vincent HealthUS BankWashington Square FoundationWhyte Hirschboeck Dudek, SCWishard Foundation

$5,000 – $9,999Aegis CorporationCentraCare FoundationChildren’s Hospital and Health SystemCommunity Health Charities IADuane & Dorothy Bluemke FoundationEli Lilly & CompanyEMC Insurance Group Inc.Fitness TogetherForest County Potawatomi FoundationFrost Brown ToddGonzalez, Saggio, & HarlanHighwater EthanolHolland & KnightHoly Family Medical CenterKindred Foundation, IncLadish Company FoundationMargaret Rivers FundMedical College of WisconsinMeier Family FoundationRobert W. Baird & Co. Foundation, Inc.Roundy’s Supermarkets, Inc.SD Peace Officers AssociationSodexho HealthcareStrategic FundraisingSusan J Glazer FoundationTaft Stettinius & HollisterTevaUnited HealthcareUnited WayWalgreensWaseca CountyZiegler Capital Managment

In-kind Corporate Gifts

101.9 WTMX94.5 LAKE FMABC-7 ChicagoArden RealtyBike ConnectionBusiness RecordCaptivate NetworkCB Richard EllisChicago Athlete MagazineChildren’s Hospital of Wisconsin - Asthma and Allergy ClinicClassic Party RentalCompetitor MagazineDes Moines Radio GroupEmmis CommunicationsFitClubFord Motor CompanyGoogleHubbard BroadcastingLotus Moments McDonald’s CorporationMediacomMicrosoftMidcontinent CommunicationsMilwaukee Public SchoolsMinnesota Corn Growers AssociationNCM Media NetworksPerformance Chiropractic CenterPolk County A.R.E.S.Presidential Towers, a Waterton Residential CommunityProjects R StudiosSanford Children’sSuburban Focus MagazineThe Abbey Resort & SpaTMJ4-TV (Milwaukee, NBC)US BankWGN Radio 720

We need your continued support. Our mission is accomplished through the gifts of individuals, foundations, corporations and service organizations across the region. Contact the American Lung Association of the Upper Midwest at 1-800-LUNG-USA or visit lungum.org to find out how you can join the Fight For Air.

AnonymousAlan V. Abramson, PhDElaine & Paul AdkinsAida AgostoFred AltergottMary AndersonCarol & Warren AnondsonFlorence M. BannyBarbara PerezTina T. BarnardMary BechtelKaren A. BergnerJanice BeytienDebra BoushleyMarianne BowlesMargaret MacLeod BrahmRoberta BrendelAlan BriceBruce BruckelmeyerMs. Tynia BurtonLaVerne C. CarneySandra ChapmanChi San ChiuTerrence & Kathleen ClarkRalph C. ConkinMarion CournoyerFlorence P. CrookCaroline CzarneckiLillian DanielsonLouis & Cleone DavidsonCecil DavisPatricia De MersMr. and Mrs. D.E. DurandCarol & James EhrenstromWilliam EwingDave FagleMarlene & George FalkensteinMyra FercyLaJean FirminhacJ. Fleck Living TrustJeanette FlegelElizabeth N. FurberMaurine A. GambillMrs. Doris H. GilquistVerne Ann GoeppingerGeorgean GoldenbergBarbara Goodman, PhD

The Emily Bissell Heritage Society was created to recognize those supporters who have remembered the American Lung Association in their wills or other estate plans. Emily Bissell Heritage Society members help us continue to make a difference in the lives of millions of people across the Upper Midwest and ensure that future generations can breathe easier. You can help by bequest, charitable gift annuity, charitable trust,retirement plans or life insurance. Please call 1-800-LUNG-USA.

Patricia L. GreenWilliam R. & Audrey T. GreshamVeronica HaggertyMr. & Mrs. Harry E. HalsteadDr. Dale E. HammerschmidtRay Dean HansonCharlotte K. HickelAnna HillShirley D. HintzJane & Jon HisgenWilliam F. HoffmannMargot HuhnKaren IversonJohn & Lorraine JacobsenHazel JanssenMary & Glenn JensenArlene JerstadDorothy JohnsonJames & Kristin JohnsonTerrence L. JohnstonAnna & Edward JostViola KaminSandra KasikNorma KeeferStephanie KingIrvin KlingerDonna KockJ. Brent Kooistra, MDGerald J. & Cheryl A. Kuhn TrustVirginia LaddMary LiebnerAudrene & Roy LojovichMary Alice LoomisMichael LukenJoyce & James MageeDebra & Todd A. Mahr, MDFrank MaracekDianne & Harry MarekWilliam MartinDonald E. McClimonDavid C. McKechnieMiriam & David MeierDoris & Robert A. MiekleJohn MullenmasterRichard MullerMaxine MurrayJoann L. Nast

Paul E. NathansonCorby NewmanLoraine NoltingLorraine C. OdgenPaul F. OlsonDuane OyenRuth & Rodney ParryBarbara PerezDoris E. PotratzHarold PrustGreg W. RenzGary E. RobinsonGladys RoszakBlane P. RudnickNancy J. RustAnne RutledgeMrs. Warren W. SassKrystal SauerSybil SchaferRoger SchlichtingEdward J. ScmidtDoris E. SchneiderThomas G. SharrattGeorge L. ShepardLynn & Ray ShermanPenny SiewertPhilip SimonMr. & Mrs. Rudy SmithMartha & Robert SobieRic SotoMartha B. SprieserRita J. StilwellBetty Jane StirnSue & Rick SwanEvelyn M. SwonkDr. & Mrs. Charles TurnerSharon VerbruggeDonna & Leonard Weis, PhDJudie WestbyHerbert J. WilsonJanine & Harold WimmerKeith C. WintersJames B. WittrockRichard A. WunrowHelen M. Ziegler

ChicagoFrank Keldermans, ChairBrian CarboneRavi ChandranBrian S. DuhnJohn F. DunnVan EwingEric H. Gluck, MDDavid HellerMark E. LeipoldWanda Martin-TerryJack N. ShapiroRobert Sobie

IllinoisGireesh Gupchup, Ph.D Ann Cross William Kempiners Roger Schlichting Sarah Williams Teresa Liberati, DVM, PhD Joseph Henkle, MD Paul Pitts Linda Smith Judy Zimmerman Beth Sunderlik

IowaConnie Perry — ChairLaura Delaney — Vice ChairRoger Kuhle — Advocacy ChairDavid FagleTom HansonBill RoachAl RoweMaggie TinsmanTom Gross, MDRandy GorresJohn Renda

IndianaWilliam Stephan — ChairMichael Busk, MD — Chair-ElectJack Buckley, MD Wade Clapp, MD Susan Cummins Mona Euler Richard Feldman, MDRichard K. Freeman, MDRichard HallJulie GriffithAnthony Lennen

Kenneth A. Kesler, MDAnthony LennenDan Long Kathi MooreErik MinerGeoffrey Slaughter Natalie SchneiderJohn SmitsonKen Stella Craig TurnerMark D. Williams, MD

MinnesotaAngie Carlson — Chair Gail Brottman, MD — Chair-ElectNancy CavenCatherine EricksonChris GliedmanCarolyn HildeKen Johns, MDAudrene LojovichRobert NicolsRobert ReberArnel RilloDan Schaber,Alan Stillerman, MDRichard Sveum, MDJames TaylorBill WenmarkRichard Woellner, MDJon RidgeRobert MunsonDon Uden

North DakotaHerbert Wilson, MD — ChairJoan BommenMarjorie LangeChelsey MatterSandra SanfordPaul J BruckerCarol RussellRon LamphearMike RungeJohn LundBeverly EverettWendy BrownAmy HouleNick Neumann, MD

Kathy MangskauTracy CarsonMegan Smith-HounJosh AskvigBecky Anderson

South DakotaMichael Luken — Chair Kevin Jordanger — Chair-Elect Jodie BarnettRachel Haigh-BlumeJeremy BrechAlana BruemmerRizan Hajal, MDDonald Humpreys, MDKurt E JohnsonJustin KallasEllen LeeJodi LindstromJane MalowskiAllen Nord, MDJohn PociaskThomas P RasmussonR Maclean Smith, MDJean SnydersKristi Specht

WisconsinSteven T. Mielke — ChairTodd A Mahr, MD — Vice ChairMichael J Jaeger, MD — SecretaryRobert J BerdanEric P ChristophersenLori A CraigM Sharon DeGuzmanJohn A DirkseJames W EhrenstromJohn F EmanuelElizabeth M Gore, MDKevin J Kelly, MDCaroline KriderKim E LacinaLinda L Newberry-FergusonMichael J ReddingKatina Y ShawPenny J SiewertRicardo J Soto, PhD

Leadership Boards, in each of our major markets, are comprised of volunteer leaders who help to further our mission. Their active involvement is key to our success.