guido calabresi financial disclosure report for 2010

8/3/2019 Guido Calabresi Financial Disclosure Report for 2010

1/14

AO 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPORT

F O R C A LEN D A R Y E A R 2 0 1 0Report Req uired by the Ethicsh~ Govermnent Act of 1978(5 U.S.C. app. 101-111)

1. Person Rep ort ing ( las t name, f i rs t , middle ini t ia l)C al abr es i , Gui d o

4. Ti t le (Art ic le I~1 judges indicate ac t ive or sen ior s ta tus;magisl~ate judges indicate full- or part-time)U . S. C o ur t o f A p p e a l s J ud g e , Sen i o r S t a t us

7. Chambers or Of f ice AddressU.S. Court of Appeals, 2nd157 Chumh StreetNew H aven , CT 0 6 5 10 -20 3 0

2. Court or Organizat ionU.S. Cour t of Appe als , 2r id

5a. Report Type (cheek ap propriate type)] Nomination, D a t e[] Initial [] Aamual [] Final

3. D a t e o f R e p o r t07/2912011

6 ~ R e p o r t in g P e r io d .01 /01 /2010

to1 2 /3 1 /2 0 1 0

5b. [] Amended Report8. On f i le bas is o f the in formation conta ined in this R epor t ~d anymodifications p ertalning thereto,.it is, in my opinion; ~n compliancewith app] icab in laws and regu la tions .Reviewing Officer Date

IMPORTANT NOTES: The ins trr , c t ions acco.~pany ing th is fonn mast be fo l lowed. Comple te ~t l t par ts ,checking the NO.Ng box for each part where you have no repqrtable information. Sign o n last f fage .

N O N E ( N o reportable positions.)POSITION

i . S t e r l i n g P r o f e s s o r E m e r i t u s , P r o f e s s o r i a l L e c t u r e r

2 . H o n m 3 r T r u s t e e - U n p a i d

3. Me m b e r , Sc i e n t i f ic Co m m i t t e e - U n p a i d4. M e m b e r - U n p a i d5.

NAME OF ORGANIZATION/ENTITYYale Law Sc h ool , 1110 1 /1995 - p resen tCarolyn Foundat ion, MN, 01101/1996 - presentCent re Naz iona l e Prevenz ione e Di fe sa Soe i a l e , 1988 - p re sen tInternat ional Universi ty College, Turin Board, 2007 - present

~ NO~ ~o reportable a~-eements0DAT~

1. Presen t2. Present3.

PARTIES AND TERMSRigh t t o be P rofe ssor i a l Lec ture r , Ya l e Unive rs i t y , upon re t i r ement (See A t t ac h ment A)Right to use accumulated (approximately $1,500) research and t ravel foxtd, Yale Universi ty , even after re tSxement


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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r so n R e p or t ingCa la b re s% G u id o

D a t e o f R e p o r t .07/29/2011

A. Filers Non-Investment Income~-~ NONE non- inves tmen t i ncome: )eportable

D A ~ _ SOISRCE AND TYPE1 . 2 0 1 0 Yale Univers i ty - par t - t ime teach ing

2. 2010 Y a l e U n i v e r s it y P r e s s - r o y a l t i e s f o r p r e v i o u s l y wr i t t e n b o o k

3 . 20 1 0 W . W . N o r t o n & Co . - r o y a l t i e s f o r p r e v i o u sl y wr i t t e n b o o k

4 . 2010 A u tSo r s R e g i s t ry - C o p yr ig h / p a ym e n ts for previously wr i t t en books , e tc .

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - y y ) , o u ~,ere marr ied dnrb~g a~O,2~ortlo~ of the ret~ortingyettr, complete ~his section.( D o l l a r a m o u n t n o t r e q u h e d e x c e p t f o ~ h o n o r a r i a . )~ NONE(N o repor tab le n on- inves tTnen t i ncom eO

2.

3.4.

DATE SOURCE AND TYPE

INCOME( y o u r s , no t s p o u s e s )

$!82,706 .00$188.77.$208.51

$159.39

IV . REI lVIBISRSE1VEENTS -~ n c l t t d e ~ t h o s e t o ~ p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p ff . 2 5 - 2 7 o f f i li n g ~ n s t r u c t i o n s . )~ NONE (N o repor tab le r e imbursem ent sO

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. A m e r ic a n Asso c ia t io n of Law 1 /7 /1 0 -1 /8/1 0 " N e w O rle a n s , L A Lec t ur e T r a v e l , f o o d , l o d g h a gSeh0ols ; Yale "Univers i ty LawSch o o l3. Cariplo Foundat ion, Cent ro " 1/14/10 Milan, I t a ly A c a d e m i c M e e t in g T r a v e lNa z i o n a l e P r e v e n z i o n e eD i f esa4. Co n s i g Ho Na z i o n a l e F o r e n s e 1114110 - 1116/10 R o m e , I t a ly L ec ture T rav e l, fo o d , lo d g in g

1 . Cariplo Foundat ion, Centro 1 1 1 6 1 0 9 - 1 1 1 7 1 0 9 M ilan , I ta ly L e c ture T ra v e l , fo o d , lo d g in gNaziona l e Prevenz iono e "D ifesa


3/14

F E N A N C I .A L D I S C L O S U R E R E P O R TPage 3 o f 10

Nam~ of ]?erson Repor t ingCalabresi, Guido

D a t e o f R e p o r t07/29/2011

5. S t a n f o r d U n i v e r s i t y L a w 2 /7110 - 219/10 P a lo A lto , CA M o o t Co urt T r a v e l , f o o d , l o d g i n gS c h o o l6. Nat ional Const i tut ional 2 / 27 / 1 0 P h ila d e lp h ia , P A L e c ture T r a v e l

C e n t e r7. Y al e U n i ve r s i t y Law Sch o o l 4 /8 /10 N e w H a v e n , C T L e c t u r e Trave l~. Internat ional Univers i ty 5 /5 /1 0 - 5/6[10 Tur in , I ta ly L e c ture s T ra v e l, fo o d , lo d g in gC o l l eg e9. Cariplo Foundat ion, Cent ro 5 / I l / 1 0 Milan, I t a ly A c a d e m i c M e e t in g T r a v e lNa z i o n a l e P r e v e n z i o n e eD i f esa1 0 . Y a l e U n i v e r s i ty L a w S c h o o l 5 /20/10 N ew Y o rk , N Y " A c a d e m i c M e e t in g T r a v e ll 1 . Y a l e U n i ve r s i t y Law Sch o o l - 5/21/10 Ph i l a d e l p h i a , PA Lecture T r a v e l1 2 . Carolyn Fo~mdat ion 6111110-6112110 N e w H a v e n , C T T r u s t e e Me e t i n g F b o d1 3 . A m e r i e a n A s s o e i a t i o n o f L a w 6/18]10 W a sh in g to n , D C L e c ture Trave lS c h o o l s1 4 . Cariplo Foundat ion, Cent ro 10122/10 -10/23/I0 M ila n , I ta ly L e c ture T r a v e l , f o o d , l o d g i n gNa z i o n a l e P r e v e n z J o n e eD i f esa15 . ENI Four tdat ion; Internat ional 10/27 /10 - 10 /29110 Venice , I t a ly L e c ture T ra v e l, fo o d , lo d g in gU n i v e r s i t y Co l l e g e1 6 . A sp en I n s t i t u t e I t a ly . II15110-11/7110 Ce m o bbin , I ta ly L e c ture T r ave l , f o o d , l o d g i n g1 7 . Ca x o l y a F o m a d a t i o n 1212110-1213110 Mi l m e a p o l i s , MN Trustee Meet ing Travel , ~[ ood , lo dging


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~INAN-CIAL DIS CLOS~ REPORTPage 4 of 10

Name of l~r son B.epor t ingCalabresi, Guido

Date of Report07129/2011

V . C ~ T S . (ITtcludes those to spouse-an d depem lent children; see pp. 28 -31 of.fi l ing instructions.) ~ ~O~m~ (No reportable gO~s.)

$ O T Y ~ C E D E S C P d 2 ~ T I O N VALT.~

N O N E ( N o reportable l iabi l it ies . )CREDITOR DESCRIPTION VALUE CODE


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F ]I ~A N C I A L D I S C L O S U - R ~ R E P O R TPage 5 of 10

Name of Per son Repor tingCalabresi, Guido

Date of Report07/29/2011

[-~ N O N E ( N o reportable income, assets, or transactions.)A.

D e s c r i p t i o n o f A s s e t s( i n c l ud i n g h a s t a s s e t s )

Place !(X)"afler each assete x e m p t ~ o m p r i o r d i s c l o s u r e .

Income during G r o s s v a l u e a t e n dr e p o r t in g p ~ r i o d ~ f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) 0)Amount : Type (e.g., Value Value Code 1 dlv., ien4 Co d e 2 M e th o d(A-H) 9r int.) . (j-p) C o d e 3( Q - W )

( 1 )Type (e.g.,buy , se l l ,

r e d e m p f i o n ~

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5)D ~le Value Cain I d e n t i t y o fmm/dd/yp" code 2 Code 1 buyer /se l l er

(J-P) " (A-H) (ifprlvatet r ansac t i on)

Mass Mutual (whble l ife) Insurance B Dividend2. N e w Y o r k L i f e ( w h ; l ~ l i f e ) I n s t ~ a n c e A Dividend L

3. AIG Stm America (who le l i fe ) In su ran ce N o n e K T4. House and adjacent lot - Bethany, CT= fro- D Rent 0 W

investment.ptupOSe5. " Bank of America checking account A Interest L T

7.8.9.

1 5 .16 .

17.

Bank of A . mer i c a EMMA ac c ount A Interes t K T

10. "

1 1 .I2.

13 .

14 .

In tesa - .San Pao lo , checking account A Interest KMerrill Lynch Bank & Trust USA - cash I B Interest 0I-I Shares T S&P 500 (m u tua l f i red ) @ Merrf f D D i v i d e n d NL y n c hI Share~ T S&P Mid - Cap M400 (m u tua l E D i v i d e n d P1fired) @ Merrill LynchAm er i c an Gi owth Fund M utua l Fund @ D E l i v i d e n d P 1Mei-ri l l LynchTrust #i, I n c o m e b e n e f ic i a r y G Int./Div. P2- - F i rs t Am. Tax Free Ob l lg Fu hd (Cashequiv.)2-F i r s t Am. Sm-Mid Cap Core Fund (m utua lf u n d )--First Am. Internat ional Fund (mutual fund)

TTTTTT

R e d e e m e d 03/15/10 M

B uy 03/04110- - F i rs t Am. In tL Se lec t Fd C1 Y (mu tu a lf i r ed ) ISYCX- - G en era l Mi l l s (co mmo n )

Buy 03104/10 L

I . Income Gain C o d e s :(S~e C o lmnns Bi a n d . D 4 )

2."~a \ue C oaes(See Columus C1 and D3)

3.Value Method Codes(See Column

A -~ 1 ,0 0 0 o r l e s s I 3 = $4 001 - $2 ,500 C =$2~501 - $5,000 D = $5,00.1 - $15,000F a$50,001 - $100; 000 G =$ I00.001 - $1,000,000 H 1 = $1 ,000,001 - $5 ,000,000 1 - ] . 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0

=$15,000 Or less K =$15,001 ~ $50,000 L = $50,001 - $100,000 M ~$100~001 -$250,000N = $2 50,001 - $$00,000 0 =$500,001 - $I ,000,000 P 1 = $I ,000,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,00I - $50,000.000 P4 =More than $50,000,000Q = A ppr a i sa l K =Cost (Real Es tate Only) S =A s s e s s m e n t T =Ca s h Ma rke tU =Bpok Value V =Oth e r W =Es t im a te d

E --$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f i 0

Name of l~erson Report ingCalabresi, Guido

Date of Repor t07/29/2011

repor tab l e i ncom e, asse t s , or t ransac t i ons . )Gross valui: at.endo f r ~ p o r t i n g p e r i 6 d( i ) ( ~ )Valde Value

C o d ~ 2 M e t h o d( I - P ) C o d ~ 3

( Q - W )

O) ( . ~ ) (3)- (4)

1 8 . - A . ~ a e r i c a n F u n d s : I n v e S t m e n t C o . o fA m e r i c a ( m ~ t u a l

1 " 9 . . T m ~ t # 2 , i n c o m e b e n e f i c i a r y

2 0 . - - F i r st Am . T a x F r e e O ~ l J g : Fzmd (cashe m ~ v . )- - F i r s t Am . s h o r t T a x F r e e ( m u t u a l f un d ) .- - I m ~ t ~ o n C O r p ( c om m o n )

23 . - - A m e r i c a n F u n d s : . h a v e s t m d n t . C o . ofAm e r i c a ( m u t u a l f u n d )24 . ; - ~ X ~ u e s o ~ a . 1 ~ n ~ g . & I V ~ f g , ( c o m m o n )

25 . - - F i r st A m . Sm a l l . C a p b-kind (m~ttual fund)

26 . - - N ~ a v e e n M i d ; C a p S e l e c t F n n d , C 1 Y( m u t u a l ~ n d ) F A T E ~- - F i r s ~ A m . I n t e m a t i 0 h a l F ~ n d ( m n m a l f u n d )C l Y . F A I C X- - F i r s t A m , Iu te m a t io n a l Se le c t ] b k m d C 1 Y(mutual fund)

Trust #3 , haeome benef ic iary- - D a r d e n . P ~ e s t a u r ~ n t s ( c o m m o n )

3 1 . - -~ x x o n ( c o m m o n )32 . - G e n e r al 1 v ~ l l s ( c o m m o n )

34: . --JR M o r g a n . ( c o m m o n )

F Int . fDiv. P 1

None P2

P ~ e d e e m e d

]~uy

1

L

See ~aote ha Par t

See note ha .Par t

( ~ e C 0 i ~ , m b s ~ 1 . a n d D 3 ) N ~ 2 ~ 0 , 0 0 1 - $ 5 0 0 ; 0 0 0P 3 ~ 1 0 0 0 , 0 0 1 - $50,000,000

0 - ~ 0 0 i 0 d l . - $ L o 0 0 ; 0 0 oOn l y)


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FINANCIAL DISCLOSURE REPORTPage 7 of 10

Name of Per son R epor tingCalnbresi, Guido

Date o f R e p o r t0 7 / : 2 9 1 2 0 1 1

VII. INVESTNfENTS and TRUSTSNONE (No repor tab le income, asse t s , or t ransac t ions . )

D e s c r i p t io n o f A s s e t s( i nc l udi ng t r ust asse t s)

Place "(X)" after each assetexempt fiom prior dlselosure

I n c o m e d o t i n gr epor t i ng per i od

0) (2)A m o un t .T y pe (e .g .,Code I di v i , r en t ,(A-~ , orinu)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d( I ) ( 2 )

Value V a l u eCo d e 2 M e th o d

( J -P) C o d e 3Type (e.g.,b u y , sell,

r e d e m p t i o n )


(2) ( 3 ) ~ 4 )Date Value Gain

mm/dd/yy Code 2 C o d e 1(J-P)( A - ~

(5)Ident i ty ofbuyer/s~ller(ifprivate

I m n s a c t i o n )

35 . - - A T &T In c . ( c o m m o n )

36 .

37 .

38.

--US B a n c o r p ( c o m m o n )

- A m e r i c a n F u n d s : I n v e s m e n t C o . o fAm erica (mu tua l fu n d )-Mer r i l l Ly nc h B ank & T rus t USA - cash

39. --Thorium Ltd (common)

4 0 . - - A m . G ro w th F ~ .m d ( m ut ua l r an d )4 . 1 . - Am . E u ro Pac i f ic G ro wth Fu n d (mu tu a lf u n d )4 2. Tru s t #4 , in co me b en ef i c ia ry None P1 See note in Part VIII4 3. - Merr i l l L yn ch Ban k USA - CMA Mo n eyFund (c a sh equiv .)4 4. - - I Shares T S&P 500 (mutual f tmd)45 . Trust #5 , income benef ic iary None P 1 T S e e n o t e i n P a r t VIII

4 6. - - B a n k o f A m e r i c a ( c o m m o n )4 7.4 8.4 9 .

- M o r g a n S t a n l e y E m e r g i n g M a r k e t F d .(mutual fund)- - Ban k o f Amer ica check in g acco u n t - CashGuido Ca labre s i Re t i r ement , T IAA-CR EF N o n e P 1 See note in Pa r t VII I

50 . B a n k o f A m e r i c a ( c o m m o n ) @ M e r r il l .L y n c h51 . Tru s t #6 , in co me b en ef i c ia ry

A Dividend MF Int ./Div. P 1

TT S e e n o t e i n P a r t V I I I

i . Income Gain Codes:(See Columns B1 and D4 )"2. X!a\ue C~ez( S e e Columns C1 a n d D3)

3.V~ilue Method Codes( See C o l u t o n C 2 )

A = $1 ,000 o r l e s sF =$50,00t - $ I00 ,000=$15,000 or less

N =$250~001 - $500,000P3 =$25,000,001 - $50,000,000Q = Appr a i s alU =Book Value

= $ I , 0 0 ~ - $ 2 , 5 0 0=$100,001 - $1,000,000= $15,001 r $50,000= $ 5 0 0 , 0 0 1 - $ 1 ~ 0 0 0 ~ 0 0 0=Cost (Real Estate O n l y )= O ther

C -=$2,501 - $ 5 , 0 0 0HI =$1,000,001 - $5,000,000L =$50,001 - $100,000P1 =$1,000,001 - $5,~00,000P4 =More t h a n $ 5 0 , 0 0 0 , 0 0 0S =AssessmentW =Es t im a ted

D = $5,001 - $ 1 5 , 0 0 0112 =More than $5,000,000M = $100,001 - $2 50,000P2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0T = C a s h Market

E =$15,001 - $ 5 0 , 0 0 0


8/14

FINANCIAL DISCLOSURE REPORTP a g e g o f i 0

Name of P erson :Report ingCalabresi, Guido

Date of :Report07/29/201 ]

V I I . I N V - E S T 1V E E N T S a n d T R U S T SN O N E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g" ( in c lud in g trus t a ss e ts ) r e p o rtin g p e r io d

(I) (2)" Place "(X)" after each asset A m o u n t " Type (e.g.,-

e x e m p t f r o m p r i o r d i s c l o m ~ r e Code. 1 di ~. , r en t , . C A - H ) or i n t . )

G r oss va l ue a t endof r epor t i ng per i od(D C2)

V al u~ V a l u eCod~ 2 M e t h o d( 7 - P ) C o d e 3


(I ) (2) (3) (4)Type (e.g., D a t e V a l u e Gain

buy , se l l , m m / d d / y y C o d e 2 Codelr e d e m p t i o n ) ( J - P ) ( A - H ) :

I den t i ty o fbuyer /se l l er(if private -

~ a n s a e t i o n )

52 .53 .54 .

- -Gran th am, May o , Van O t t e rl o0 (mptua lAmaeriean Funds: Investment Co. of.America (mutual fund) . , A D i v i d e n d TC i t i g r o u p Inc . ( c ommon) @ M enSl l L y n c h A Dividend M T

1.Income Galn Codes :(See Columns B1 and D4)2.Value Codes

(See Columns C l and D3)3.Value Method Codes

(See Column C2)

A = $1 ,000 o r less B = $1 ,001 - $2,500 C.=$2,501 - $5,000 D - - , $ 5 , 0 0 1 - $ 1 5 , 0 0 0F =$50,001 - $100,000 G ~ - + - $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 HI =$1,000,001 - $5,000,000 1 - 1 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0J = $15,000 o r le ss K = $15 .001 - $50,000 L = $50,001 - $ i00 ,000 M =$100,001 -$250,000N =5~0~01 - $500,000 0 = $500,001 - $1 ,000,000 f l =$ I ,0 0 0 ,0 0 1 - $ 5 ,0 0 0 ,0 0 0 I 2 =$5,00~,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More tbaa $50,000,000Q = Appr a i s al R =Cost [Real Es tate Only) S = As s es s men t T =Ca s h Ma rke tU = Book V alue V =Oth e r W = E s t imated

=$15,001 - $50,000


9/14

FINANCIAL DISCLOSURE REPORTPage 9 o f 10


:Date of Report07/29/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a ,,,~ at ~i P ar t 1 . P O SI T I O N SL i n e 4 - A s s e t s o f t h e Ca r o l y n F o u n d a t i o n a r e n o t l i s t e d b e c a u s ~ m y p o s i t io n a s T r u s t e e i ~ " H0 n a r a r y " o n l y . I h a v e n o f i m c t i o n a l r e s p o n s ib i li t ie s wi f f i r e g a r d t o t h efoundat ion.

Part VII ][IN-VESTMENTS AND TRUSTS .I have not included "~ot for investment or the production of income;.. " " . " _ ot for investment or the production of income; and additional land identical tothis "a n d a d j a c e n ~ t o i t o n b o t h o f w h i c h wd p l a c e d a c o n s e r v a t io n e a s e m e n t ~ o p r o i e q t t h e m i n p e r p e t u it y .

~" ... ~ .i .... urchased in 2007 and on which we placed a conservati~. ................ Par t VII Asse t #26 was fo rmer iy kn o w n as t h e Fi rs t Amer ican Mid Cap Se lec t Fu n d . The n ame chan g ed d u r in g 201 0T r u s t s # 3 ; # 4 , a n d # 5 i n Pa r t V I I ( As s e t s # 2 9 , # - 4 2 , a n d # 4 5 ) a n d t h e r e t i r e m e n t a c c o u n t d e s c r i be d i n P a r t V I I # 4 9 d i d n o t d i s tr i b ut e a n y i n c o m e t o m e o r t o a nimmediate family member. Income was earned and not distributed. . .Trust #6 (Asset #51) is a Charitable Remainder Unitx~st established in 1995. .. _ . . . _ . .. e 5.5%.income benefie:iariesd m i n g o ur l i ves o r 20 y ea r s , w h i ch ever i s . l o n g en T h e t r us t ee i s i n s t ruc t ed t o i n ves t t h e mo n ey i n w i d e l y d i ve r s i f i ed mut ua l o r mo n ey mar k e t f un d s .


10/14

FINANCIAL DISCLOSURE REPORTP a g ~ I 0 o f i 0


Date of Repor t07/29/2011

I X . C E R T I F I C A T I O N .I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

accur a t e , h -u~ an d co mp l e t e t o t h e bes t o f my k n 0 ~ v l ed g e an d be l i e f , an d t h a t an y . i n f o r mat i o n n o t r ep o r t ed ~ vas ~ v i t h h d d because i t me t ap p l i cab l e s t a t u t o r yprovisions permitting non-disclosure. I fu r the r c e r t i fy f l a a t e a rn e d in c b me f ro m o u t s id e e mp lo yme n t , a n d ho n o ra r i a a n d the a c c e p ta n c e o f g i f t s w hic h ha v e b e e n re p o r t e d a re i nco m p l i an ce ~ v i t h t h e p r o v i s i o n s o f 5 U ~ S. C . ap p . 5 0 1 e t . s eq . , 5 U . S . C . 7 3 5 3 , an d J ud i c i a l C o n f e r en ce r eg ul a t i o n s .

Signature

N O T E : A N Y I N D I V I D U A L W E [ O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T IA I S 1 L E I O R T M A Y B E S U B JE C T T O C M LA N D C K I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a t i v e O f f i c e o f t h e . U n i t e d S t a t e s C o m - t sS ~f i t e 2 - 301O n e C o l u m b u s C f l c l e , . N . E .Washington, D.C. 20544


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To : Guido CalahresiFrom" Stephen YandleDa~a" February 3, 1994

Re: Ra~ireman~ benefits

Tenured members of =he Faculty upon retirement may elect to concinuateaching and other activities at =he School on a par~-clme basis. Inaccordance with usual curricular processes retired professor~ may teach onehalf time or less. Faculty members aleczing to teach half time may offer upto one course in each semester of the academic year or, by arrangement withthe Dean, two courses in one reign followed hy a term in which they offer nocourses. The part-time prlvil~ge~ and responsibilities will continua withoutterm, but subject To the star~ards for continuation applied =o n on-re~ired,~tenured faculty members.

Retired faculty must take up a reduced coaching assignmenK within twoyears of the ~a=e of choir retirement and may no= interrupt their coaching forlonge~ than two academic years wiEhout forfeiting ~hair appointments.Ketired faculty who elect to teach part-time will dasigru~ted as Professorial~ a c r u r e r s . Appropriate compensation for p~rr-time teaching is ~e~ermined byt h e D e a n .

After retirement faculty concinuets receive various forms of support.The auppor~ may depend on wh~har =ha f~cul~ member continues =o ta~ch.

Off i c es .Upo n r szi r e m e n t fa c u l t y m e m b e r s w i l l l e a v e o h m l a r g e r

o f f i c e s c h a t t h e y m ~ y oc c u p y a nd w i l l l o s e t h e i r p o s i t i o n o n r _h e of f i ce~a n i o r i t y l i s t , b~t w i l l b e p r o v i d e d o t h e r o ffi c ~ s p a c e .

Retired faculty will continua =o receive secrezmrlalsupport, but a= a reduced level- In genar~l, professori~l Lact-uLrers wouldrecaivg half =he usual allocation for full =im~ faculty.

Retired faculty who continue to teach can be ~ran=ed=riern~ial leave proportionate to ~he amount of ~sachin~ ~ey a_re doing (e.g. Aprofessorial Lsct-urer who is ~e~ching a course a semestercould receive asemes~e.r ~rieruni~l ~eave eve~ three years. Pay for the leave would be eqtLalno ~he amotunt that [he f~cul=y m~mber would-b_ave received for teaching that


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dlscr~ulon of uh~ dean with uhs approval of th~ Provost.Retired faculzy may "carry forward" zheir schedulsd leaves

from pro-retirement, bu~ only as to the timing of the nex~ "leAve d~s, whichmust con for= ~o the .~= ipu_larlon abo ve (e.~. A faCLLl~ member wh~ hul~ n o leavefor ~o years prior uo retirement and who s~ar~ad zeachlng aafter re~iremen= wo~d be ~llglble for a paid leave In ~he secbnd ~emes~er of~e~iremen~, bur ~he pay wo ~d he in the ~o~= of

Summer S tlp~nda

Ketirad faculty may receiw the sams ~]~pe ~ research~uppor~ as full time faculty. Requests for re~earch as~iar-aa~Ks and travelmu== be submitted ~o thm dean for approval. Other supper= raqua~rs -computers, dupliczting, mzc. - would he processed through mxis=ingadministrative procedures wi~h non-routin~ approval hein~ rafmrred to thedean. Gene ral =ipporz from the library and its s=aff will bs available. B o o kpurchase reques~a should be dlrscted to the Librari~n~ All of r/hereprocedure s ar~ id~nzical to those in place for full rime faculty.

S~ryS a l ar y w i l l b e n e g o t i a t e d i n d i v i d u a l l y w i t h t h e d e a n , b u z a s

& g e n e r a l g u i d e l i n e P r o f m m s o r i a l Le e ~ a x s r s w h o t e a c h a c o u r s e e a c h s e m e s t e ra f[ e r r e t i r e m e n t w i l l r e c e i v ~ o n e q u a r = e r o f ~h e i r p r e - r e t i r e m ~ n =T~m~ salary will b~ reviewed annually an d Professo rial Laccumars will he= l i g i h l s f o r i n c r e a s e s . I n c r e a s e s w i l l g e n e r ~ l l y b e l i m i t e d n o = h e U n i v e r s i [ yfigure for tenured f~cult-y.

University Benefits

University henefit~ hinge o n who=her the f~cultymember is "half tim~ or more", which is defined precisely ~s 50~ or more.

R~ c i r e m m nZ Con = r i b u t i o nT~e L~w School will make contributions to retirement

funds for Profe~sori~l L~ct-uzers to the extant possible given ~ University~sfo~a fo~ comple~Ion of con=ribu=ions ~o reiremen= f~ds. ~e operz=ion of

reuiremen= f~da prior co se~i~ as professori~ ~c~era. For fac~Zy who~d fifzeen year~ of ~e~ics ac Ymls prior ~o J~y I, 1993, .concri~cions t~retirement acco~Z~ ~C ch~ re~r a~ for~ will non ~a~m before age7 0 .


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M~d i c a ~ l B e n e f i t sYale facul~y with 30 years of ~ervic6 are eligible forpost-retirement .medical cove rage comparable to that pr6vidsd ful! time

benefit based on ye ars of service. The coverage, while co mp, arable, isdifferent as i~ is designe d co take advantage of Medicarm benefice. FaciLitywho are classified as 50% or mo re are .li~ible for tab, .rmgula= facUlty healthc o v e r a g e .

Under current policy if a faculty mmmber .is classifiedas 50% or more, he or she is no~ eligible~for retirement h~alth coverage eveni f h s o r s h e m e e t s t h e a g e a n d t e r m o f s a c - v i c e r e q u i r e m e n m s b e c a u ~ . . e Me d i c a r eregulations scipula~:e rlnac ~nyone who is entitled ts regular hmalih beneficefrom chair employer must receive them benefi~ raxher than Medicare ~o retiredfaculty lis~d ~s 50% or mome would 5~ covered u~dar th~ r~gular facultymedical plan.

There is no University con~ribu=Ion to the DentalPl~n, buc scill the plan is availahl~ only =o faculty who are half =im~ orm o r e . ~

L~,ng-te_~-m DisabilityFaculty classified as 50% or more are ~ligible for

coverage under the Universitys long-term disability program. The benefits ofthac program terminate aC a~e 70.

F].exihl~ BenefitsTh e Uni v er s i t y r eq u i r es t h a t a f a c u l t y m em b er b e

,m p l oy~ d 5 01 or m or e t o p a r t i c i p ~ c s i n t h e f l ~ x l b l s b s n~ f i t ~ p r og r a m .Group Life

Faculty members may par=icipa=e in ~hs group lifeinsurance pl~n if employed half cim~ or more. If ~mployed less chart h~iftime, the group lif~ insuramce can bm cmnver=ed co a. whole llfe policy.

B=nefi=s Dollar~Faculty ~orking half time or morm receive $27 per

month which can be applied ~o faculty paid benefits or act=pied as ~axablei n c o m o .

Scholarship Pl~n for Sons and Daughters

Th e b enef i t i s a v a i l m b l e t o a l l r m ~ i r ed fzc u l ~ / w h om eet the lenguh of sea-vice requireman= -- six contin~LoUS ysers prior to"r~ i v i ng t h e b enef i t or f ot t r c on t i nu ou s yea r ~ p r i or a r ~ i ~i g h = yea r s of t o~ a l:ervice.


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guido calabresi financial disclosure report for 2010

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