gvk-i€¦ · gvk-i (1xa) statement showing shareholding pattern tn clause-3s name of the company:...
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GVK-I(1Xa) STATEMENT SHOWING SHAREHOLDING PATTERN tN CLAUSE-3s
NAME OF THE COMPANY: GVK POWER & INFRASTRUCTURE LTDSCRIP CODE: 53270a Narne of the Scrip:Class ofSecurity:qUARTER ENDED: 3r/03/2Or2
Partly paid-up shares No. of part ly paid-upshares
As a % of total no. ofpart ly paid-up shares
As a % oftotal no. ofsha res of the Company.
Held by promoter/promotergroup
0 0 0
Held by Publ ic 0 0 0Total : o 0 0Outstanding convert iblesecufltreS:
No. of outstandingsecuri t ies
A s a % o f t o t a l n o . o f
convert ible securi t ies.
As a % oftotal no. ofshares of the Companyassuming ful l conversionofthe convert ibleSecurit ies
Held by promoter/promoterqroup
0 c 0
Held by Publ ic 0 0 00 0 0
No. of warrants As a % oftotal no. ofwarrants
As a % oftotal no. ofshares of the Company,assuming ful l conversionofwarrants
Held by promoter/promoterqroup
0 0 0
Held by Public 0 0 0Total: 0 0 0Total paid-up capital of theCompany, assuming ful lconversion of warrants andconvertible securities
r,57 ,92,LO,4O0 0 100.00
FoTGVK POWEF & ]NFRASTPU.TiIfI: LTD'
P V R a m a S a s h uCornpanY SecreialY
6VK Power & lnfrastructure LiFitedPaigah Nouse 156159,5adar Pate Road
T91 4A 2794 2663164 Fr91 4a 2790 2665
ENERCY
TRANSPORTATIONREALTY
LIFE SCIENCES
GVKf
CATEG
CODE
CATEGORY OF SHAREHOLDER
SHAREHOLDING AS
OFSHARES
5HARTs PLEDGE OROTHfRWISE
ENCUMBEREO
NO OF
HOLDERS
TOTAL NUMBEROFSHARES
NOOFSHARESHELD IN
ZED FORM
PERCENTPERCENTNUMBER
PERCENTAGE
(r) (r|) ( U (tv) (v) (vl) (rx){vr0
(at PROMOTERAND PROMOTER
(1)INDIAN
9 17,60,96,9LO 71.60.96.910Cent.a Government/State
k) 3 M,46,32,430 74,06,32,434 9 9(d) Financial Institutions / Banks(e
L2 ss,67 ,29,340 45,67,29,340 54
12 FOREIGNIndivid!als (NR s/Foreign
(b l
L2 45,67,29,340 45,67 r29,340 54 54
tB) PU BLIC SHARE HOLD ING
t1) INSTITUT ONS
20 6.30.91.189 6,30,91,189Fioanclai Institulions /3anks 6 24.3r.249 24,24,249 0Central Governmenl / State 63,30,000 63,30,000 0
81,82,011 a1,82,Arr I( f l Foreisn nstitutiona lnvestors 72 24,39,75,457 24,39,75,457 18 18(e)Foreign Venture Capital Investors
For GVK PO\{[F& h.]FnAS i3i-l0l i: r: LTD.
0,,**kCompany Sec re ta ryCVK Power & Infratructure Limited
%i8ah l-louse 156 r59. sardar Pate Road
'l+91 40 2790 2663164 Frgr .40 2790 ?665
ENERCY
L FE sCIENCES
GVK.ICATEG
CODE
CATEGORY OF SHAREHOLDER
SHAREHOLDING ASA % OF TOTAL NO
SHARES PLEDGE OROTHERWISE
ENCUMSERED
NO OFSHARE
HOLDERS
TOTAL NUMBEROFSHARES
NOOFSHARES
HELD INDEIVlATERIAII
ZED FORM
PERCENTPERCENINUMSER
OFSHARESPERCENT
{r) ( tD {Ir) (rv) (vl (vrl) (rxF(vID
\2 ) NON-INSTITUTION5
2,147 7,24,64,732 -/ ,23,17 ,742 5 5
(b(i) Indivld!als ho dins nominal share3,15,385 27,74,84,662 21,61,31,335
( i i ) hd iv lduak ho d ing .omina lshare caplta in excessofRs.l lakh
68 2,39,32,344 2,39,32,388 2 2
k)TRUSTS 16 1,81,64,682 \,47,64,642 1OVE RSEAS CORPORATE BODIES I 1,75,000 0 0NON RESIDENTINDANS 1,856 1 3 1 8 4 . 2 1 7 L,30,95,917FOREIGN BODIES 1 23,50,851 23,50,851 0 0CLEARING MEl\IBERS 277 97,74,622 97,14,622 1
sub-Tota lB12) 3,21,745 35,80,7\,754 35,57,11,497 23 23
roral B=B(r)+B(2) : 3,2r,445 72.24.8L,Q60 72,0!,L4,443 46
3,27.457 1,51 ,92,14,4Q0 1,57,64,47,743 100 100
(c) Shares held bycustodians, against
Depository Recelpts have been
Promoterand PromoterGroupt2
GRAN D TOTAL IA+B+CI 3,21,a57 LS1 ,92,70,400 \57 ,64,47 ,743 100
FoTGVK PC!\'ER & lI.:FnASTnUCTURE LTD
(4^^ .o,lt/-i<1i'
ConiPanY 5ecieiar! |
CVK Power & Inf.astructure LimitedPaiSah House. I 56 I s9. Sardar Patel Road
j!91 4A 2794 266at6a F!91 40 2794 2665
ENERCY
LIFE 5CIEN'ES
GVKf
{rxb) natemert showtns holdrns of lacuiries {indudlnE 5hares, warcn ts,.onvertlblese.u tiet of oeBor
(a)+(B)+{c)
(r) t l (r) {rv) (vD=(v) (rx)
FoTCVK PCW!F & IJ\]FNASTFUCiUFE LTD.
A5\".--P V R a n r a S . r l r u
Compafy S.c:c: : i ry
CVK Power & Infrasttu.tue LimitedPaigah liouse. r56159,sardar Pdtet Road
I+9) 40 2790 266at4 F+91 4a 2791 2665
ENERCY
L FE SCiENCEs
GVKTlrl(c){i)stalementshow|.gho|dIncofse.,''.'"'.'n",uo,n''ni
dorethan 1%of thetot.t nunberoishares
(a)+t3)+(c)
HSBC GIOBAI INVEsTMENI FUNDS A/CH53C GIOBAL INVESTMENT FIJND5MAUR TIUS I MITEO
0.00
COPTHALL MAUAITIUS INVEsTMENI 0 0
DSP BLACKROC( INOIA T.I.G.E.R. FUND 0.00
NDFC TRUSTEE COMPANY LIMITED 1.2i
HsBCBANX(MAURT]US) UMITED6VX EMPLOYEESWELFARE TRUST 0
For CVK POWEF & ifIiFASTffiiCTUBELTD
/+*r v )\< L
pv pY,.nGi!i,Cornpany Sei.r , . iJry
CV( Power & Infrastru.ture LimitedPaigah fiouse 1561 59, Sardar Pate R@d
1+91 40 2790 2663tu F+91 40 279a 2665
ENEF6Y
HOSPITAL]IY
LIFE SCIENCES
GVK-'
(r)k)t i i )statementshowinghoIdingofsecUitie5(inc|!dingshare",-*@the category "P!blic" and holding more than s% ofthe totalnumber of shares ofthe comDanv
Sr.No. Name(s) otthe sharehotde(s) andthe Pe6ons Actins in conced {pAc)
with them
(a)+(B)+(cl
Para (lXa)
1 HSBC GLOBAL INVESTMENT FUNDSA/C HSBC GLOBAL INVESTMENIFUNDS MAURITIIJS LIMITED
11,52,50,000 7,30 0 0.00 0.00 0.00
11,52,50,000 ?.30 0,00 0 0,00 0.00
FoTGVK POU/EF] & INFRASTFUCTURE LTD'
CVK Power & hfrastructure LimitedPa gah house. r56 r59.sardar PareLFoad
ft91 4a 279Q 266a/64 Fr91 4A 2790 2665
EN€NCY
HO5PITALITY
LIFE SC EN'ES
p v }frr 'ra s";r 'rComparrY Seciui3rY
flltd) STATEMENT SHOWING DETAITS OF LOCKED.IN 5HARE5"
SLNO NAME OF TH€ SHAREHOLDER CAT, CODE NOOFSHARESPERCENTAGE
0 0
GVK.I
FoTOVK PCWEFI & IfiFnASTRUCTUFE LTD.
2d\-PV R:<#;
Company SecrelarY
CVK Power & lnf.astructure LimitedPaigah llouse 156159,sadar Pate Road
T+9l 402790266J/64 F+91 4A 2790 2665
ENERCY
HOSPITALITY
LIFE SCIENCES
GVK.I
(rr)(a)STATEMENT SHOWlNG DETAIL5 OF DEPOSITORY RECEIPTS (DRs)
5r.No. Type of outstandint DR(ADRs,GDRs,SDRs,etc.)
Number ofoutstanding DRs underlyins
Shares underlying outstanding DRsas a percentage oftoralnumber otshares {i.e,, Gra nd rota | (A)+(B)+(c)indicat€d in statement at Para(t)(a)
TOTAL : 0 0 0
For cVK PoV/8ff & iNFFIASTBUCTUnE LTD
pA^".ou*-'ffi
C c m P a r r Y S ; c r o l a r Y
CVK Powe. & Infrastrucrure LimitedPaigah l louse, I 56 I 59. Sadar Pate Foad
Ir9) 40 2/94 2663164 Fr9) 40 279A 2665
ENERCY
IRANSPORTATION
LIFE SC]ENCE5
GVK.I
(rD{b)statement showing H oldins of Depository Recetpts (Dns1, -here unaerting shares tretd bv"Promoter/Pfomotergroup" are in excess of 1% ofthe totat nu m ber shares.
Sr.No. Name of the DR HolderoutstandingDR
(ADRs,GDRs,sDRs,et€.)
Shares underlying outstanding oRs as apercentage of tota I n umber of sha res {i.e.,
Grand Total (A)+(B)+(c) indicated tnstatement at para{tXa) above}
TOTAL : 0 0
For GVK POUJEF & INFnASTRUCTUBE LTD
14 )\^ ,- _ l-,"F--1-t , v Hrrna 5esnu
Co Pany Secrelary
GVK Power & Infrastructure LimlredPaigah trouse r 56''159, Sardar Pare Road
Ir9) 40 2194 266at64 Fi9 t 40 2 790 2655
ENERCY
HOSPITALITY
LIFE SCIENCES
GVKT
ARTERLY C CORPORA RNANCE
Name of the CompanyQuarter ending on
: GVK Power & Infrastructure Limiteo:3't-03-2012
Particulars Clause ofListing
aqreement
ComplianceStatusYes/No
Remarks
l. Board of Directors 49
(A) Composition of Board 49 (A)(B) Non-executive Directors'compensation &disclosures
49 (rB) NA
(C) Other provisions as to Board andCommittees
49(rc) Only sitting fee isbeinq paid
(D) Code of Conduct 49 flD) YeSl l . Audit Committee 4e (I)(A) Qualified & Independent AuditCommittee
49 ( | |A) Yes
(B) Meeiing of Audii Committee 49 (rrB) Yes{C) Powers of Audit Commitiee 49 fitc) I E S(D) Role of Audit Committee 49 (D) Yes(E) Review of Information by AuditCommittee
49 0rE) Yes
l l l . Subsidiary Companies 49 (flr) YesIV. Disclosures 4e (rv)
LA) Basis of related party tfansaclions 49 0V A) Yes(B) Disclosure of Accounlinq Treaimeni 49 (IV B) Yes(C) Board Disclosures 49 flV C) YeS(D) Proceeds from public issues, rights
issues, preferential issues etc.4e 0v D) Yes
(E) Remuneration of Directors 49 (rV E) Yes Will be Complied with& disclosed in theAnnual Report for theveat 2011-12
(F) N,4anagement 4e (rv F) Yes Will be Complied with& disclosed in theAnnual Report for thevear 2011-12
CVK Power & l.frastructure LimitedPaigah house rs6 r 59. Sadar Patelioad
1a91 $ 2794 2663164 Fr914027942665
Fot GVK POr,^lEF & lN:l'IASTRUCTUFE LTD
as-PV n:-n€-s6{i-
ConPan! SccI! lerY
ENERCY
HO5PITALITY
L FE SCIENCES
GVK.I
(G) Shareholders 49 (rV G) Yes Will be Compliedwith & disclosed inthe Annual Reportfor the year2011-12
V. CEO/CFO Certif ication 4e (v) Yes Wili be Compliedwith & disclosed inthe Annual Reportfor the year2011-12
Vl. Report on Gorporate Governance 4e (vr) Yes Will be Compliedwith & disclosed inthe Annual Reportfor the year2011-12
Vl l . Compl iances 49 (V[) YeS Will be Compliedwith & disclosed inthe Annual Reportfor the year2011-12
F0r GVK P0WFF A INFRASinLICTURE LrD
Anv-ou"Y.d
Cornpany Secretary
CVK Power & lnfra+ructurc LimitedPaiSah House, r56159 SadarParel Road
1+91 40 2790 2663t64 F+91 4A 279a 266a
ENERCY
REALTYHOSPITALITYLIFE SCIENCES
0$ NARENDER & ASSOCIATESCompany Secretaries
403, Naina Residency, Srinivasa Nagar (East), Ameerpet, Hyderabad'500 038.Phone : 040-66639520, 39105549, Fax: 40037359, e-mail : [email protected], [email protected]
The Board ofDirectors,CVK Power & Infrastrucrure LimitedSecunderabad.
Dear Sirs,
RECONCILIATION OF SHARE CAPITAL AUDIT REPORT
(as per Regulation 55 A ofthe SEBI (Depositories and Participants) Regulations, 1996)
I have examined the Register of Members, beneficiary details furnished by theDepositories and other records/documents maintained by M/s. Karvy ComputersharePrivate Limited. (Registrarc & Share Transfer Agents), in relation to the equity shares ofM/s. GVK Powe. & Infrastructure Limited (hereinafter referred to as 'the Company'), forissuing this certificate, in accordance with circular No.D&CC/FITTC/CIR-16/2002 datedDecember 31, 2002 issued by the Securities and Exchange Board ol lndia.
In my opinion and to the best of my knowledge and according to ihe information andexplanations given to me and based on such verification as considered necessary, Ihereby certify that the aggregate number of equity shares of the Company held inNational Securities Depository Limited Q\SDL), Cenrral Depositor) Services (lndia)Limited (CDSL) and in physical form tally with the total number of issued/paid up, listedand admitted capital, as per details given below:
For Quarter ended I l ' ' March, 20 L2) . ISIN INE 251H0t024
Face Value Re . l / -Name o fthe Compan'y GVK Power & lnfrastructure Limited
5. Registered & Corporateof}ice Address
' 'Paigah House", 156-159, SP Road,Secunderabad 500 003
6 . Telephone & Fax Nos. 040-27902663 Fax No. 040-279026657. Email address [email protected]. Names ofthe Stock
Exchanges where thecompany's securities arelisted
National Stock Exchange oflndia Limited
The Bombay Stock Exchange Limited
Number of Shares %o ofTotal IssuedCapital
Issued Captal 1,57 ,92 ,10 ,400 100.00t 0 . Listed Capital (Exchange-wise)
(as per company records)- The Bombay Stock Exchange Limited 1.57,92,10.400 100.00- Na t i ona l S Iock Exchaneeo f lnd ia L im i red | ,57 ,86,20,250 99.96
t l Held n dematerialized fo.m in CDSL 8,55,84,748 5.42t2. Held n dematerialized form in NSDL 1,49,12,62,995 94.431 3 . Physical 23,62,657 0 . 1 5
Total No. ofshafes ( l l+ l2+13) 1.57 .92 .10 .4001 5 . Reason. for d i fierence i f any. berr\een (,., & I 0) DP A c of fcspecri\e sharenolder\ ot
CVK Industl ies I- imiled holding 86,960Equity Shares in CVK Power. &Inliasrrucrure Limited (cVKPlL) arefrozen by NSDL and a shafeholderholding 5,19,000 Equity Shafes havcbeen kept in abeyance as per thcdirections of 'Off ica of the SpecialRecovefy Off ice, Mumbai' . Out of86,960 equity shares ofCVKPIL 15,810equity shares were defreezed andpermitted for trading by NSE so lar.There are 5,90,150 eqlrity shares (i.e.5,19,000 + 71,150) yet to be pefmiuedIor trading at NSE.
Certilying the details of change in share capital during the quarter underconsideration as per Table below:
Paft iculars*** No. ofshares
Applied /NotAppliedfor l ist ing
Listed onStockExchanges(SpecifyNames)
Whetherintimaled toCDSL
Whetherintimatedto NSDL
ln-pnn,Appr.Pendingfor SE(SpecifyNames)
N.A
***Rights, Bonus, Preferential Issue, ESOPs, Amalgamatlon, Conversion, Buyback,Capital Reduction, Forfeiture, Any other (to specify)
\.,l
1 7 . Register of Members is updated fYes,4\o) YesIfnot, updated upto which date N.A
1 8 . Refelence ofprevious quarter with regards to excess demateriaiizedshares, i fany.
N i l
i 9 . Has tl, e company resolved the matter nentioned in point No.l8above in the current quarter? lfnot, reason why?
N.A
20. Mention the total no. of requests, if any, confir'med after 2 I days and the lotal no.
Total No. ofdemat requests No. ofrequests No. ofshares Reasons lbr delaConfirmed after 2l DaReiected after 2l daPending for more than 21 days
with the reasons for delav I
24. Any other details that the A.udi+o+/Company Secfetary in Whole time Pfactice maylike to pfovide. (e.g. BIFR Company, delist ing from SE, company changed its name
-Nono-
for NARSNDER & AssoPlace: HyderabadDate | 10.04.2012
Secreta
ofreouests Dendin
2 l Name, Telephone & Fax No. oftheCompliance Officer ofthe Company
M r . P V R a m a S e s h uTelephone No.27902663Fax No. [email protected]
22. Narne, Address, Telephone & Fax No.,Regn. No. ofthe Auditor
Narender & AssociatesCompany Secretaries403, Naina Residency,Srinivasa Nagar (East), Ameerpet,Hyderabad 500 038Phone:040-66639520FCS-4898, CoP No.5024
23. Appointment ofcommon agency for shareregist,y work (ifany nlame & address)
Karvy Computershare Private LimitedI7-24, Vittal Rao Nagar,Madhapur,Hyderabad 500081
-P?oprietorFCS-4898, coP-5021
0$ NARENDER & ASSOCIATESCompany Secretaries
403, Naina Residency, Srinivasa Nagar (East), Ameerpet, Hyderabad - 500 038.Phone : 040-66639520, 39105549, Fax : 40037359, e-mail I [email protected], [email protected]
CERTIFICATE(Clause 47(c))
FoR THE HaI-r yEaR ENDED 31sr ltancn. z0tz
We have examined all Share Transfer Deeds, Memorandum ofTransfers, Registers, files
and other documents relating to GVK Power & Infrastructure Limited. maintained by
Karvy Computershare Private Limited pertaining to transfer of Equity Shares of the
Company for the period l" October, 2011 to 31" March, 2012 for the purpose of issuing
a Cedil'icate as per Clause 47(c) ofthe Listing Agfeement entered into by, GVK Power &
Intiastructure Limited with the stock exchanges G.,JSE & BSE) and basing on the
inlbrmation provided by the Company / Share Transfer Agents, we hereby ce*ify that
there were total 23 (Twenty three only) cases for physical transfers for 4,900 equity
shares during the period mentioned hereinabove and the company has complied with
Clause 47(c) of the Listing Agreement in the process of approving the said translers for
the halfyear ended 31" March,20l2.
for NAREN R & A !SU iSecretari
Date: l0-04-2012Place: Secunderabad. Propfletof
FCS-4898, CoP-5024