,

t

4. Title (Anicle ([( Jud1-c s fndicatc :active or senior S t."ltUS: mngistrate judgcs indi:c::ite full - or part-t inlC )

S R

S . RcportType (check awropriate type)

(S U.S. C. a pp. §§ 1 01-111)

3. Onte or lteport

6117/200$

t o 1213112004

8 . On the basis of the infomkltion contained in th is Report and 1:1ny modi fications pertaining thereto. i t is, in my opin ion, in co mpliance wi th applicab)e tDws and regulations.

e ____________ _

F-'- .,5;<- :{yt:.1-j.i<!Jl.. ·- Uf.l';· · .. ; · , .. -.... ,,.,:-···iea ..a.r ; .· ::·f;:, · l IMPORTANT NOTES: The instruct ions accompanying this fonn m ust be followed. Complete all parts. checking the NONE box for each part · : .... wh you ha no reportable informatio. S

_ign on last page. .. . ·- . , -'il ·,,m '°?' . ·· t°* 1 :!; ;,. ; .. · w..;;r ;. .;.:.1 ::- i·.;t#t

s s

p t

NAME OF ORGANJZATIONI ENTITY

i

a

TERMS

0 U> " ,..,, :z c::: )>

rrtc-> 0)> ...,, ,-. ..,,

C)

Report ncquired by t h e F..thics FINANCIAL DISCLOSURE REPORT In Go,•crnn-ient Act or 1978

FOR CALENDAR YEAR 2004

A0-10 l\tv. 112004

UNITEO STATE DIST ICT COURT

Q NoniinatiQu. Date

Q1ii:i1�1 @Anoual Q Fhi;I

Dale�----

I_ POSmONS. (Reponlng indLYidual only; sec pp. 9-13 offiling in truction )

0 NONE - (Noreportable osi ions.)

POSWQN

I.

I. Person Repor ing (Lnst name. Fi1'St name. Middle initia()

KELLER,WIWAM 0

(SENIOR) U.S. OISTRICT JUDGE

2. Cl)Ur\ OT Organization

11112004

7. Chan1bers o r Office Address 312 North Sprina Street Suite 1624

Los Angele., CA 90012 R viewing Officer

r;.

PARTIES AND

=oz

"

= = ...,., ;o '- l'i1c:: = (") N rn.c -

<lJ1I. AGREEMENTS. (Rcponin& indiYidwil only; see pp. 14-16offiling instruct ons) rn is> 00 NONE - (NottpOn ble agre<ments-) ,-.,

I.

Name of Perso n Reponing

SOURCE AND TYPE

O:itc of Report

GROSS INCOME

SOURCE. AND ryre

g

DESCRIPTION

. . ... ... . . . .. ...... ..... ... .. ... ... . . . . . . .. . ..... .. ..... · - ·· - ··-· ·- ·-

FINANCIAL DISCLOSURE REPORT

- - - - - - · - .. __ ---····· ··-· ·· ··· · · · · · · · · · · · · . . ,_ ... ,.... .

KEl.LER, WILLIAM 0

ill. NON-INVESTMENT INCOME. (Reporting lndMdual andspousc: see pp. 11-24 ormins in«ruct;onsl

A. Filc ·s Non-Investment Income

0 NONE · (No reportable non·ilwcstmcnt income.)

I.

611712005

(><\lu riotspc)UU'J)

D. Spouse's Non-Investment Income - (lf you 'NeC'C m.:inied duringa.nyportion of the reporting year. please complete this section. Dollar amount not required excepl for honor.aria.)

0 NONE ". (No,.portable noo-investmem income.}

I.

IV. REIMBURSEMENTS -transportation, lodgin , food, entertainment.

(lneludes thos.e to spouse and dependent children. See pp. 25-27 of instn.tclions.)

0 NONE · (Nosuch rcponable reimbursements.)

SOURCE

I.

VAJ (JECOQE

-

FINANCIAL DISCLOSURE REPORT NamcorPmon Rcponini

KELLER. WILLIAM D

V. GIFTS, (Includes those to spouse •nd dependent children. Se< pp. 28·3 I of instructions.)

621 NONE - (No Stich "rcportablc gills.)

SOtJRCE. DES(BlpIION

D:i:tc 1>r Report

611712005

I.

VL LIABILITIES. (lncludes thOS< of spouse ••d dependent children. See pp. 32-34 of;nstructions.)

621 NONE (Noreportable liabilitie&.)-

CgEDITQR DESCR!fl10N

I.

Nam e: of Person Reporting

KELLER, WILLIAM D

Date of RC\) lW l

611712005

A.

I. Paine Webber IRA Acct. :

2 . lnt' I Paper Co. N otes

3. Paine Webber Rel Moncyfun d

4. Marriott Corp. (Note)

s. Delta Airlines (Note)

6. Bank o f America Personal Cbectlna

7 . Stocks:

8. Oiatron

9. Wells Fargo Money Market #47 8

10. U.S. Treasury N ote SIJSIOS

11. CA S ta le Pu bl ic Works Revenue 10/01/0S

1 2. Golden West School Financ ing Authority l/1/09

13. Golden West School Revenue 8/1/09

14. Natomas USA Californ ia 9/1/06

I S . U .S . Treasury N ote S/ISIOS

1 6 . Fodera.I Home l.o"1Bank 3119/08

17. U.S. Treasu ry Bond 3131/04

18. U.S. Treasury Bond 8131/04

I . lnc:a•m:fGa.in Codes : A

'.\ . V a lue Method Codes

{ Stt C' blumn C2) U ='" Booi; V1IUC'

II. c. "·

rtp0rli1ta peri od reportin g period

(I) (1) ( I) ( :l) (I ) I( rot extnt>t 1ro1n d i los utt

(2) (l) Type Type (e.i. Value

bu)', stll. Codel (J• P) rncrgcr, (J.P)

R'Ckn t>on )

B lntcrC$t S ell 6129 K

lnten:st 6130 M

lnlCTCS! Sell 7/13 J

B Interest Sell 6129 J

None K T

A lnlen:$t J w

c Interest M T

A Interest Sell 612S K

D lnlet<S1 M T

D Interest M T

D lnter<St M T

D Interest T

8 lntmst M T

B lntertSI S ell 3119 L

A ln te- Red e:mptio 3/3 1 L

lnt=st 8131 M

B c 0

\I • ou w • Es.ti:mued

r

(<) (S)

Code I (Ml)

B

A

A

A

B

..

A

A

A

E

FINANCIAL DISCLOSURE REPORT

ffage 1of3

Ot5eriptlon or As.ttlS (illcll:din5INSCassd&)

Plott"(XY at'tercaic:h and exempt &untprior disdosure

DNONE (No n:porW>lc focc11ne, 1ucts. or Lransairliotu)

Account

• $1,000orku (Stt Co�.im• Bl ind 04)

:?. Vakie: Codes:

{SecColllflJ'IS CJ and 03

F • UO.OOl·SI00.000

J c.$15,000orQ

,, • $250,000..S.SOO,(J(IO

Pl • S25.000.00l-SSO.OOO.OOO

Q ApJmisal

lneotue dllJ'ini Grau\"tlue at tfld of Tnn�ctions <Jurin& rcpon:il),g pc'*'

:\mount (e.11- Value Vttll.IC: Olt'C: Code I div. retie. or Code2 Method Mon.01-(A ·fl) ioL) COdcl °''

(Q-W)

8 Rcdemptio n

A

M

n

c Redemptio n

• Sl .001·$2.SOO • Sl.SOl..SS.000 • SS.OOl·SIS,000

0 -s100.001.s1.ooo.ooo Ht • s1.ooa.001..ss.ooo.ooo HZ • More thal1 $$,000,000

K •SIS.001-$:50,000 L • S.S0.001-Sl.00,000

0 •s.soo.001-s1.ooo.ooo Pl • SJ.OOO.OOl·SS,(XX),000

P4 -$More than SS0.000,000

R • Cosl (Real Eltaee Only) S • Asscssm::�

M • SIOO.OOl·S2SO.OOO

P2 • S5. 000.00J .$lS, OOO.<XX>

T • C1 Ma te1

G in ldt-mily of b.1�r.'sdlcr (ifpri��tl." IDr1$:1CliQn)

•s1s.001.s;o.ooo

-----·

N ame of Person Repoc1 i1tg

KELI.ER, W IU..IAM D

D ate of Re p o rt

61 1 71200 5

VII. IN"VES NTS and TRUSTS .. iocon'lt. 'r.!lue. tr.l!tkUtioat ( ineli>dcs those oftbc . * and dcpe ndait c b drcn. Sec pp. 3 ·S7 of lil i ns insl nlt'ti<M\.<;;.)

c

rtportilli period re1>0rting pe riod

(I) ( ) (I) ( 2 ) (I) t 1101 e envt lfofn dlscm u r

(2) (l) (4 ) (SJ

..,,,. (<.g. Type (c.J. V aluc MC1hod Code 2 C ode I

int , ) (J • P) (A-II) mkn'1'Lion)

19. FNMA 10/IS/06 A Intc::r cst S ell 612S M c

20. FC<lcnil Home Loan Bank 3111/08 lnlUC$ l Sell 3125 L

21. U .S. Treasury Bond 2129/04 A IOlcrt$t Redemptio 2129 M c

22. U.S. Treasury Bond 1 1130/05 A Interest K T

23. U .S . Treasury B o n d 9/30/04 A Interest Redemp<.io 9130 K A

U.S. Treasury Bond Sii S/06 A Interest K T

2S. U.S. Treasury Bond 7131/0S A Interest K T

26. U.S. Treasury Bond 31 1 S/06 B trncrest M T

27. U . S . Treasury Bond 9130/0S A lnt t K T

28. U.S. r ....... ry Bond 1/31/0S c Interest M T

29. U.S. Treasury Bond 8131/0S A Interest K T

30 . U.S. TrusuryBond 11/IS/06 c Interest M T

31. U.S. Treasury Bond 12/31/04 B lnim.t 12/31 L A

32. U .S. Treasury Bond 11130/04 A lnttrut 1113 0 L A

33. Provident Bank 3 /S/0 3 A Interest Redtmp<io 315 L

34. Bank or North Caroli na A Interest Buy 9/IS

35. Rigg•s Ban k A Interest L T Buy 9117 L

3 6. Southcoast Community Bank lnttrcst L T Buy 9 /I S !..

I . L nconlCl'Gain Codes: A -s1.000orlcss B • $1 , 00 J · S?.SOO c D

( l:'tt C'otw m Cl) u ... O<d: Valiar v • Olh<r v: ... Estimaic

FINANCIAL DISCLOSURE REPORT 113°ge 2 of 3

A. o. I>.

Oc$crip00n otAssets ll'ICOnw: dOO (Jl'C)$$ "�'-ie 11end of T"11$aC1blS dW'inJ rcpnnin:# ptriod

(foe)udl"g trust a5SCUO)

Pfacc "'C>.1" afttt cd H:tt1 C).tfllJC AnlOi.'ll Value v,,,,. [):Jtc: Gi:in lde11ti1 offrontprior distlosurc Code I div. tent. or Code 2 buy, sell Monlh - btl�'Cf•SClkr

(A·H) (J·P) Codcl n-.ergcr. Doy (ifpri\'J.h.: (Q-WJ ll'ln rdonl

A A

n

n

24.

Rcdcmptio n

Rcdcmptio n

A

n

!.. T L

A

•$2.SOl·SS.000 • SS.001 ·SIS.OOO

(Sec Columns Bl aod 04) F • SS0.001·!100.000 G • s100.001.s1.ooo.ooo HI • s1.ooo.001.ss.ooo.ooo H:2 •Mon: than SS.000.000

!. ValueCocks: • SIS,000 or less K -s1s.001.sso.ooo l -sso.001 s1po.01X1 M .. SIOO.OOl·Sl.S0.000

(Sc:c ColunTls CJ and 03) " -$250,0QO..S;OO.()(l(I 0 • ssoo.001.s1. ooo. ooo Pl •$1.000..001-$.S,<JOQ,<X>O ., -ss.000.001.SJS.OOO.OOO

Pl c $2.S.000.001-SSO.O()(),OI)() P• •$More tba.n SS0.000.000

3. V11luc Mcd)l)d Cocks Q • Apprai�! R •Casa (Re1I Escu: Only) s . ........,.,.. T • C.slilMari.."CI

A.

37. U.S. Trea suiyN01e 1131/06

3B. U.S. Trcasuiy Note t Iii 5106

39. U.S. Treasury Note 2128/0S

40. U.S. Trcasuiy Note 2/15/07

41. U .S. Treasury Note 212810 6

4 2. U .S. Tre2Sul}' NOie 3131 /05

43 . U.S. Treasuiy NOie 313 1/0 6

44. U.S. Treasury Note 3/31/0S

f

N

(Ste: C' Cllunm C2 ) u = Boo.l: Val

e

I'

Nam e (If Person R eport ing

KELLER , W ILLIAM D

••

reporthli period

(I ) m

Ty,>e

i nt. )

Interest

B Interest

B Interest

B Interest

B In terest

B Cnterest

B Interest

B Interest

.

c .

rcpOOing period

(I ) (2)

O·P )

L T

L T

L T

M T

M T

M T

T

M T

c

D ale of R e po11

6111120 0 5

{ I ) If n ol cx cnv 1 from J is dos:.ire

(l) {<) (S) Type { e .g. Vil ue G•m b1.1y, $1CD, Code l Code 1

(Ml)

8uy 213

Buy 213 L

Buy 213 L

Buy 3116 M

3116 M

B uy 3116 M

Buy 4 /26 M

Buy 412 6 M

D E

"'Othtt VI .. Es.tE m! d

FINANCIAL DISCLOSURE REPORT Page3 of3

VIl. lNVESTMENTS and TRUSTS

Ocst:ription o( Assets (including tt\1$l ;1, 3)

Pl (c"(X)'" ancr eich asstt exen101 fnwnprior disclos-urc

Incomo during

Amow.lt (e.g. Code I div. u. or (A·H)

a

Ol'OS$ \"3Jue .11 end or

Value Va.Jue Codcl Mdhod

Code3 (Q-W)

M

I),

Tr:111s:ictk11tS during 1cJl(lrti pcn"<ld

(2) Oo1e: kk'11lityof Monlb· b«l'Y;r,.stllcr

merger, Oay (l•P) (ifpri\'t'l\:' redenotion) (QYIS:IC:tion)

L

Buy '

J. hlcotnef(;ai:n Codes: A c $1.000 or\c$$

(Sec Cohmu: Bl ;1:1.cl [>4) • SO.OOJ.SI00.000

'.?. ValiE Code$: • SI S,QCX> or let;$

(Ste Coiunuu Cl and 03) • $2.S0.000.S.S(IO.OOO

P3 • $2.S.(XXJ.OIH ·SS0.000.000

;; . Va:loc t\tct}l(ld Code!> 0 = Appmis:il

G

K

0

R

•$1.001..5.2.SOO

. SIOO.OOJ-SJ.000.000

=-SI S.001-SSO.OOO

c 1500.0CU-SLOOO.OOO

.. s2 . .so1 ss.ooo

HI • St,OOO.OOl·SS.000.000

L = SS0.001-S 100,00<t

Pl • Sl.000.001.SS.000.000

.. SS.OOl·SlS,-000 .. SJ.S.OOl·SS0,000

H1 .. More thlln SS.000.000

M = $100.00l-S2SO.OOO

P2 = S.S.000.001-S2S.0'.10.<J(l0

N .. $MQfe than SS0.000,(100

,..Cos1 (Reul Eswtc Qnjy) s " Assc:ssnx:r11 T .. C11sh?tiatl:et

Name of Person Repo rting :

n

D.l1c of Rcpo11 ... FINANCIAL DISCLOSURE REPORT KELLER. WILLlAM D 6111noos

(h'()ic:ite pan orRt'JlOI\..) vm. ADDmONAL INFORMATION OR EXPLANATIONS

LlNE l: Paine Webber IRA a<X»Unt closed with exception of insignirK:ant ruidual interest, as of 7/13/04: Monies were transfe:rtd in toco to Thrift Savings AccounL

LINE I 0: lncom:ctly rePortcd in 2003 Report u rtdecmed. inste2d, sold &'2.SJ2004.

LINE 29: Bo d redemption date com:ctcd to be 8131noos.

Date __ "'(?._,..,/'--'1_;,,.,0_,,:,"'.r'-,,.----

.FlNANCJAL DISCLOSURE REPORT Name of Person Rcponing

KELLER. WILLIAM D

IX. CERTIFICATION.

O::nc of Report

611712005

l certifythat all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief; and that any informati on not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certifythat earned income from outside employment and honoraria and the acceptance ofgifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signa

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY

BE SUBJECT TO CrviLAND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial D isclosure

Administrative Office of the United States Couris

Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544