howard a matz financial disclosure report for 2010

8/3/2019 Howard A Matz Financial Disclosure Report for 2010

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I A O 1 0Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0 Report Re quired by the Ethicsin Government A ct of 1978(5 U. S . C . app. 101-111)I. Person Reporting (last name, firs t , middle init ial)M a t z , H o w a r d A .

4. Ti t le (Art ic le 111 judges indica te act ive or s enior sta tus;magis t rate judges indicate fu l l - or par t - t ime)U.S. Dis t r ic t Judge - Act ive

7 . Ch amb ers o r Off ice Ad d res sU.S. Dis t r ic t Cour t3 12 N . S p r in g S t r e e t , Ro o m 17 0L o s A n g e l e s , C A 9 0 0 1 2

2. Cour t o r Organ iza t ionCent ra l Dis t r i c t o f Cal i fo rn ia

5a . Report Type (check appropria te type)

] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On t h e b a s i s o f t h e i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymod if ica t ions perta in ing there to , i t i s , in my opin ion , in com pliancew i th a pp l i ca b le l a w s a nd re gu la t ions .

R e v ie w ing Of f i ce r Date

3, Date of Report05/13/2011

6. R e por t ing Pe r iod01/01 /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NO NE box for each part where you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . t R e p o n l n g indlvldual only; see pp. 9-13 of fillng instructions.)D NO~NE (No reportablepositions.)

POSITION1. Co-Trust0r and Co-Trustee T r u s t2.3.4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~] N O N E (No reportable agreeme nts.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 12

Name of Person ReportingMatz, Howard A.

Date of Report05/13/201 !

I lL N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment I n c o m e

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.3.

4.

INCOME( y o u r s , n o t s p o u s e s)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

NO NE (No reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, Iodglng, food, e n t e r t u i n m e n ~(Includes those to spouse and depende nt children; see pp. 25-27 offiling instructions.)

[~ N O N E (No reportable reimburseme nts.)

2.3.4.5.

SO U R C E D A T E S L O C A T I O N P U R P O S E ITEMS PAID OR PROVIDE


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N a m e o f P e r s o n R e p o r t in gMatz , Howard A.

Date of Report05/I 3/201 I

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s those of spouse and dependent children; see pp. 32-33 of filing instructiong)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t i n gMatz, Howard A.

Date of R epor t05/I 3/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a lu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~-~ NONE (No reportable income, assets, or transactions.)

A. B. C,D e s c r i p ti o n o f A s s e t s In c o m e d u r in g Gr o ss v a lu e a t e n d

(including trust assets) r e p o r t i n g p e r i o d of report ing periodO) ( 2 ) (D (2)Place "(X)" after each asset A m o u n t T y p e ( e ,g . , V alue V alueexemp t from prior disclosure C o d e 1 d i v . , r e n t . C o d e 2 M e th o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

1 . T R U S T N O . 32. A l l ia n c e B e m s t e in T a x M g e d3. A l l i a n c e B e r n s te i n Ta x M g e d4. A l l i a n c e B e r n s te i n Ta x M g e d5. A l l i a n c e B e r n s te i n Ta x M g e d6. A l l i a n c e B e r n s te i n Ta x M g e d7. A l l i a n c e B e r n s te i n Ta x M g e d8. I R A O N E9. A l l i a n c e B e r n s t e in W e a l th A p p r e c

1 0 . A l l i a n c e B e m s te in W e a l th A p p r e c1 1 . A l l i a n c e B e r n s t e in W e a l th A p p r e c1 2 . A l l i a n c e B e r n s t e in W e a l th A p p r e c1 3 . A l l i a n c e B e r n s t e in W e a l th A p p r e c1 4 . A l l i a n c e B e r n s t e in W e a l th A p p r e c1 5 . I R A T W O1 6 . A l l i a n c e B e r n s te i n W e a l t h A p p r e c1 7 . A ] l i a n c e B e r n s te in W e a l lh A p p r e c

D Int./Div. O

B Int./Div. M

B Int./Div. M

Transact ions during report ing period(1 ) ( 2 ) (3)

Type (e.g., D a t e V a l u ebuy, se l l , m m /d d/y y C od e 2

redempt ion) (J-P)

S o ld 01 /27 /1 0 JS o l d 0 4 / 1 4 / 1 0 JS o ld 04 /1 9 /1 0 JS o ld 07 /1 6 /1 0 JS o l d 10/14/10 JBu y 12/23/10 J

S o ld 01 /27 /1 0 JBu y 04/14/10 JS o l d 04/19/101 JS o ld 07 /1 6 /1 0 JS o l d 10/14/10 JBu y 12/20/10 J

S o ld 0 1 /27 /1 0Sold 0 4 /1 9/1 0

(4 ) (5)Gain Ident i ty of

C o d e l b u ye r/se lle r( A -H ) (if private

transaction)

AAAAA

AA

A

AA

I. Inc om e Gai n Codes :( Se e Columns BI a nd D4)

2.Val ue Codes( S e e C o l u m n s C I a n d D 3 )

3.Val ue Met hod Codes( S e e C o l u m n C 2 )

A =$1,000 or lcssF =$50,001 - $100.000J = $15 , 0 0 0 or l essN =$250,001 - $500,000P3 =$25,000,001 o $50.000,000Q = Appra i sa lU = B o o k V a l u e

B=$1,001 - $2,500G =$100,001 - $ 1,000,000K=$15,001 - $50,000O =$500,001 - $ 1,000,000R = Cost (Rea l E s t a t e O nl y )V = O t h e r

C = $2 , 5 0 1 - $ 5 , 0 0 0H I = $1,000,001 - $5,000,000L =$50,001 - $1 00.000P I 251,000,001 - $5,000,000P4 = M ore t han $5 0 , 0 00 , 0 00S =As s e s s me ntW = E st i m at ed

D =$5,001- $15 ,000H2 = M ore t han $5 , 0 0 0, 0 0 0M=$1 00,001- $250 ,000P2 =$5 ,000,001- $25,000,000T - C a s h M a r k c t

E =$15,001- $50 ,000


5/12


Name of Person ReportingMatz, Ho~vard A.

Date of Report0 5 /1 3 /2 0 1 l

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)Q N O b l E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

1 8 . A l l i a n c e Be m s t e i n W e a l t h Apprec1 9 . AllianceBem stein Wealth App rec2 0. Al li an c eB em s t ei n W e al th A p p r ec

21 . AllianceBem stein Wealth App rec

22 . T R U S I " O N E

23 . AIlianz AGIC Opp ort

24 . Artisan Intl2 5 . B l ac k Roc k Eq u it y Di vi de n d F un d

26 . General Electric27 . JP Morgan Mid Cap2 8. J P M or gan M id Cap

29 . Merger Fund

30 . Morgan Stanley Inst . Em erging Markets31 . Perman ent Portfolio

3 2. Sc hw ab Mon ey Fu n d33. Selected Ameri can Shares

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1 ) (2 ) (1) (2)Amoum Type (e.g., Value V a l u eCode I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

C D i v i d e n d N T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3)Type (e.g., Date V a l u ebuy, se l l , m m /d d/y y C od e 2

redempt ion) ( J - P )

B uy 04/14/10 JSold 07116/10 JSold 10/14/10 JB uy 12/20/10 J

S o l d 12/03/10 J

S o l d 12/13/10 JS o l d 12/27/10 JS o l d 07/29/10 JS o l d 01117/10 JS o l d 12/03/10 J

Sold 12/27/10 J

( 4 ) ( 5 )Gain Iden tity o f

Code 1 bu y e r / s e l l e r(A-H) (if private

transaction)

AA

A

AAA

B

A

3 4 . V e r iz o n C o m m

I . Inc om e Gai n Codes : A =$ 1,000 or less B =$1,001 - $2,500 C = $ 2,5 01 - $ 5,000 D = $ 5,001 - $ 15,000(See Col um ns B I and D4) F = $ 50,001 - $100,000 G =$ 100,001 - $1.000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =Mo re than $ 5,000,0002 . Val ue Codes J -$15,000 or l e s s K =$15,001 - $ 5 0 , 0 0 0 L =$50,~01 - $ ! 00,000 M =$ 100,001 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$ 500,001 - $ 1,000,000 P I = $1 ,000,001 - $ 5,000,000 P 2 = $5,000,001 - $ 25,000,000P 3 = $25,000,001 - $50,000,000 P4 = M o re th an $ 50,000,0003 . Val ue Met hod Codes Q =A p p ra isa l R = Cost (Rea l E s t a t e O nl y ) S = A s s e s s m e n t T = C a s h M a r k e t(See Col um n C2 ) U ~ B o o k V a l u e V = O t h e r W = E st i m at ed

E =$15,001 -$50 ,000


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FINANCIAL DISCLOSURE REPORTPage 6 of 12 Iame of Person ReportingMatz, Howard A. Date of Report05/I 3/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t i o n s (Includes those of spouse and dependent children; see p p . 3 4 - 6 o of fil ing instructions.)~] N O ~ q E (No reportable income, assets, or transactions.)

35 .

36 .

37 ,

38 .

39 .

40 .

4 1.

42 .

43 .

44 .

45 .

46 ,

4 7.

4 8.

4 9.

50 .

51 .

A. B. C. D.Descr ip t ion of A sse t s Income dur ing Gross va lue a t end Transac t ions dur ing repor t ing per iod( inc luding t rus t assets) reporting period of repor t ing per iod

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )P lace " (X )" after each asset A m ount Type (e.g ., V a lu e V a l u e Type (e .g . , D a t e V a l u e Gain Ident i ty ofexempt f rom pr ior d i sclosure C o d e 1 div., rent, C o d e 2 Method buy, se l l , m m / dd/ y y Co d e 2 C ode I buyer/se l le r( A - H / o r i n t . ) (J-P) Co d e 3 redempt ion) (J-P ) (A -H ) (if private(Q-W) t ransac t ion)

W alt Disney

Fidelity Contra

Fidelity Contra

Morgan Stanley Inst. Mid Cap Gr owth Fund

Morgan Stanley Inst. Mid Cap Gr owth Fund

Oakmark Intl. Small Cap Fund

1CM Sn~all Compan y Fund

Dodge & Cox Intl. Stock Fun d

Forward "tact ical Growth

JP Morgan Strategic Incom e Fund

JP Morgan Strategic Incom e Fund

S o l d 12/13/10S o l d 12/27/10S o l d 12/03/10S o l d 12/13/10

Sold 12/13/10

Sold 12/13/10

S o l d 12/27/1012/13/10

J

J

JJ

J

JJ

RS E m e r g i n g M a r k e tsM L P A l p h o n F u n dF r o n t i e r C o m m . C o r pI R A R O L L O V E RAll ianz AGIC OppArtisan Int l . Fund

Dividend

J

PI

Bu y 01/08/10Bu y 07/30/10

S p in o ff 07 /01 /1 0( f r o m l i n e 3 4 )T

JJ

BB

BB

A

A

A

1 . Inc om e Gai n Codes :( S e e C o l u m n s B I a n d D 4 )


3.Val ue Met hod Codes[ S e e C o l u m n C2 )

A -$1 ,000 or l e s sF = $5 0 , 0 0 1- $10 0 , 0 00

-$15 ,000 or l e s sN =$250,001 -$500,000P3 =$ 25,000,001 -$50,000,000Q = Appra i sa lU = B o o k V a l u e

B =$1 ,001- $2 ,500G =$100,001- $1,000,000K = $ 15 , 0 0 1- $5 0 , 0 0 0O=$500,001 -$1 ,000 ,000R =Co s t ( Re a l Es la t e Only)V = O t h e r

C =$2 ,501- $5 ,000HI =$1 ,000 ,001- $5 ,000 ,000L -$50 ,001- $100 ,000PI =$1,000,001 - $5,000,000P4 = M ore t han $5 0 , 0 00 , 0 00S = A s s e s s m e n tW = E sl i m at ed

D = $5 , 0 0 1 -$15 , 0 0 0H2 =Mo r e ~a n $5 ,000 ,000M=$1 00,001- $250 ,000P2 =$5 ,000,001- $25,000,000T = C a s h M a r k c t

E =$15,001- $50 ,000


7/12

FINANCIAL DISCLOSURE REPORTPage 7 of 12 Iame of Person ReportingMatz, Ho~vard A. Date of Report05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children see pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descr ip t ion of A sse t s Income dur ing Gross value at end Transac t ions dur ing repor t ing per iod( inc luding t rus t assets) reporting period of repor t ing per iod( 1 ) ( 2 ) (1) (2) (I ) (2) (3) (4) (5 )P lace " (X )" after each asset A m ount Typ e (e .g ., V a lu e V a l u e Type (e.g., Date V a lu e Gain Ident i ty ofexempt f rom pr ior d i sclosure Code 1 div., rent, C o d e 2 Method buy, se l l , m m / dd/ y y C ode 2 Co d e 1 buyer/se l le r(A-H) o r i n t . ) (J-P) Co d e 3 redempt ion) (J-P) (A-H) (if private

(Q-W) I transaction)

52 . Dodge & Cox In t l . S to ck Fund

53 . ICM Sn~all Comp any Portfolio54. JP Morgan Mid. Cap Va lue Fund

55 . Merger Fund

56 . MS Inst. Emerging Markets5 7 . MS In s t . M id Cap G r ow th

58 . Oakmark Intl. Small Cap

59 . Perman ent Portfolio60 . Selected Ameri can Shares

61 . Schwab Money Fund

6 2 . B l ac k R oc k E qu i ty D iv id en d F un d63 . Fidelity Contra Fun d

64 . Forward qactical Growth Fun d

65 . JP Morgan Strategic Incom e Fund

66 . RS Emerging Mkts

6 7 . U B S E .T ra cs A le ri c an ML P

68 . Permanent Portfolio

Sold 01/07 /10 L BSold 01/07 /10 L D

S o l d 10/05/10 J A

Sold 03/31/10 J A

Bu y 01/08/10Bu y 08/02/10S o ld 05/1 9/1 0

LLL

1 . Inc om e Gai n Codes :( S e e C o l u m n s B I a n d 1 M )

2. V a lue Co d o s( S e e C o l u m n s C I a n d D 3 )

3.Val ue Met hod Codes(See Col um n C2 )

= $1, 0 0 0 or l ess=$50,001 - $100,000

= $ 1 5 , 0 0 0 o r l e s s=$250,001 - $500,000

P3 =$25,000,001 - $50,000,000Q = Appra i sa lU = B o o k V a l u e

B=$1,001 - $2,500G =$100,001 - $ 1,000,000K =$15,001 - $50,000O =$500,001 - $1 ,000,000R = Cost { Rea l E s t a l e O nl y )V = O t h e r

C = $2 , 5 0 1 - $ 5 , 0 0 0H 1 =$1,000,001 - $5,000,000L =$50,001 - $1 00,000P I =$ 1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s e s s m e n tW = E st i m at ed

D =$5,001 - $15,000H2 = M ore t han $5 , 0 0 0, 0 0 0M =$I00,001 - $250,000P2 ~ $5,000,001 - $25,000,000T = C a s h M a r k e t

E =$15,001 - $50,000


8/12


Name of Person ReportingMatz , Howard A.

Date of Report05/13/2011

V I I. IN V E S T M E N T S a n d T R U S T S - i . e o , . e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O I ~ E (No reportable income, assets, or transactions.)

A. B. C. D.Descr ipt ion of Assets Income dur ing Gross value at end Transac t ions dur ing repor t ing per iod

( inc luding t rus t assets) reporting period of repor t ing per iod(1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )P lace " (X )" afte r each asse t A m ount Type (e.g., V a lu e V a lu e Type (e .g ., Date V a l u e ~ G a i n Ident i ty ofexemp t f rom pr ior di sc losure C o d e l div., rent, C ode 2 Method buy, se l l , mrrddd/yy C ode 2 Co d e 1 buyer/se l ler(A-H) o r i n t . ) (J-P) C ode 3 redempt ion) (J-P) (A -H ) (if private

(Q-W) transaction)

69 . S e l e c t ed A m e r i c a n S h a r e s

7 0. S c h w a b M o n e y F u n d

7 1. B l a c k R o c k E q u i t y D i v id e n d F u n d

7 2. Fidelity Contra Fund

7 3. T C W T o t a l R e t ur n B o n d F u n d

7 4. T C W T o t a l R e t ur n B o n d F u n d

7 5. T C W ~ r o t a l R e t u r n B o n d F u n d

7 6. T C W T o t a l R e t u m B o n d F u n d

7 7. F o r w a r d " t a c t i ca l G r o w t h I n s t . F u n d

7 8. J P M o r g a n S t r at e g i c In c o m e F u n d

7 9. T R U S T N O . T W O

8 0. O p p e n h e i m e r M / M

81 . W h i t t i e r C A B o n

82 . C a l i f . S t . G/ O B o n d 2 0 3 5

83 . C o n t r a C o s t a L A B o n d84 . U p l a n d C A B o n d

85 . C a l E D L F a c 5 . 2 5 % 4 / 1 /2 4

E I n t e r e s t O T

B uy 02/03/10 L

B uy 02/20/10 LB uy 05/20/10 LB uy ,05/26/10 LB uy 06/30/10 KSold 12/14/10 M

B uy 12/15/10 LB uy 12/15/10 L

D

B u y 01/05/10 K

B u y 02/22/I 0 K

1. Inc om e Gai n Codes :( S e e C o l u m n s B I a n d D 4 )


3.Val ue Met hod Codes( Se e Column C2)

= $1, 0 0 0 or l ess=$50,001 - $I00,000

$15.000 or less=$250,001 - $500,000

P3 =$ 25.000,001 - $50.000,000Q = Appra i sa l

=Book Va lue

B =$1 ,001- $2 ,500G=$100,001 - $1,000,000K =$ 15,001- $50 ,000O=$5 00,001- $1 ,000 .000R =Cos t ( Re a l Es t a t e Only)V = O t h er

C = $ 2 , 5 01 - $5 , 0 0 0H I =$ 1,000,001 - $ 5,000,000L =$50,001 - $100,000P 1 =$1,000,001 - $ 5,000,000P4 = M ore l han $ 5 0 , 00 0 , 00 0S =As s e s s me ntW ~Es t ima te d

D =$5,001- $15,000H 2 = M o ~ m a n $ 5 , 0 0 0 ,0 0 0M= $100,001- $250 ,000P2 =$5 ,000,001- $25,000,000T = C a s h M a r k c t

E =$15.001- $50,000


9/12


Name of Person ReportingMatz , Howard A.

Date of Report05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o m e , ~lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s s e ts ) re p o r t in g p e r io d

(t) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

86. Calif. St G /O 203387. CAEDL Fac5% 10/1 /2036

88. San Bemardino Bond89. Cal St G /O Bond 2015

90 . Torrance CA Bond

91 . Capistrano CA Bond92 . S o u t h " l a h o e

93 . Bonita Canyon CA Bond

94 . Cerritos CA Bond

95 . W illis CA Bond

96 . Cupert ino CA Bond97 . Montclair CA Bond

98 . Calif. Stwde 5.75% (State Water Dev.)99 . Calif. HFA 5.375%100. B e l l G a r d e n s 5 %101. TRU Sq" NO. 6

1 02 . T 1A A -C R EF

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2) (1 )

Value V a l u e Type (e.g.,C o d e 2 M e t h o d b u y , s e l l ,(J-P) C o d e 3 redemption)

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3)D a t e V a l u e

m m / dd/ y y C ode 2( J - P )

R e d e e m e d 01/19/10 KR e d e e m e d 08/02/10 K

Bu y 07/29/10 K

( 4 ) ( 5 )Gain Identity o fC o d e 1 b u y e r /s e l le r( A - H ) (if private

t r a n s a c t i o n )

AA

B I n t e r e s tD I n t e r e s t

LN

T

T

1. Inc om e Gai n Codes : A = $1, 0 0 0 or l ess B =$1 ,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000(See C o lum n s B 1 an d D 4) F = $ 50,001 - $ 100,000 G ~ $1 00,001 - $ 1.000,000 HI =$1,000,001 - $5,000,000 H2 = M ore t han $5 , 0 0 0 , 0 00

2. Va lue Code s J = $ 15 ,000 o r le ss K = $1 5,001 - $5 0,000 L -$ 50,001 - $ 100,000 M -$100,001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N = $25 0.001 - $500,000 O =$5 00,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000P3 =$ 25,000,001 - $50,000.000 P4 = M ore t han $5 0 , 0 00 , 0 003 . Val ue Met hod Codes Q = Appra i sa l R = Cost (Rea l E s t a t e O nl y ) S =As s e s s me nt T = C a s h M a r k c t( Se e Column C2) U =Book Va lue V = O t h er W =Es t ima te d

E =$15,001 - $50,000


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Name of Person Reportin gMatz, t loward A.

D a t e o f R e p o r $05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , e o , , e , v a l u e , t r a n s a c t i o n s (Includes those of spouse and dependent children; see pp . 34 -60 of filing instructions.)D NONE (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s ln c o m e d u r i n g G ro s s v a lu e a t e n d( in c lu d in g t ru s t a s s e ts ) re p o r tin g p e r io d o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) ( t ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure Code t d iv .. r e n t , C o d e 2 M e t h o d ( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

( l)Type (e .g .

buy, se l l ,redempt ion)

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date V a lu e Ga in

mm/dd/yy C ode 2 C ode 1(J-P) (A-H)

( s )Identity of

b u y e r / s e l l e r(if private

t r a n sa c t i o n )

103. Israel Bon ds A Interest J T

1. Inc om e Gai n Codes :(See Col um ns B I and D4)

2.V a l u e C o d e s(See Col um ns C 1 and D 3 )

3.Val ue Met hod Codes( S e e C o l u m n C 2 )

A=$1,000 o r lcssF =$5 0 ,001- $100 ,000J =$15.000 or l c s sN =$250,001- $500,000P3 =$25,000,001- $50,000.000Q = Appra i sa lU = B o o k V a l u e

B =$1 ,001- $2 ,500G=$100,001 -$ 1 ,000 ,000K = $15,001- $50 ,000O=$500,001 -$ 1 ,000 ,000R =Cos t ( Re a l Es t a t e Only)V = O t h e r

C =$2 ,501 - $5 ,000H 1 ~$ 1 ,000,001 - $5,000,000L =$50,001 - $ 1 00.000P I =$ 1,000,001 - $5,000,000P4 -M or e t ha n $50 .000 ,000S = A s s e s s m e n tW =Es t lma tcd

D =$5,001 -$15 ,000H2 =Mo r e ~a n $5 ,000 ,000M=$100,001- $250 ,000P2 =$ 5,000,001 - $25,000,000T - C a s h M a r k e t

E =$15,001- $50.000


11/12


Name of Pe r son Repor t ingM a t z , H o w a r d A .

D a t e o f Re p o r t05/13/2011

V I II . A D D I TIONA L I NFOR MA TI ON OR E XP LA NA TI ONS . (lndlcate part of report.)


12/12


N a m e o f P e r so n Re p o r t i n gMatz, Howard A.

D a t e o f Re p o r t05/13/2011

IX. CERTIFICATION.1 c e r t i fy t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u re .1 f u r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q. , 5 U . S .C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t io n s .

Sign ature: S /Howard A. Matz

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eAd m i n i s tr a t i v e O f f i c e o f t he U n i t e d S t a t e s Cou r t sSu i t e 2 -301O n e C o l u m b u s C i rc l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

howard a matz financial disclosure report for 2010

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